Mga Batayang Estadistika
| CIK | 1015155 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Charles & Colvard, Ltd.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| September 5, 2025 |
Exhibit 10.1 NOTE CONVERSION AGREEMENT This Note Conversion Agreement (this “Agreement”) is effective as of August 29, 2025 (the “Effective Date”), by and between Charles & Colvard, Ltd., a North Carolina corporation (the “Company”) and the undersigned (the “Note Holder”). RECITALS A. The Note Holder lent to the Company an aggregate principal amount of $2.0 million and in exchange there |
|
| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
|
| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| August 26, 2025 |
CHARLES & COLVARD, LTD. FISCAL 2026 EXECUTIVE INCENTIVE PROGRAM Adopted August 21, 2025 Exhibit 10.1 CHARLES & COLVARD, LTD. FISCAL 2026 EXECUTIVE INCENTIVE PROGRAM Adopted August 21, 2025 The Charles & Colvard, Ltd. Fiscal 2026 Executive Incentive Program (the “Program”) is a compensatory program established pursuant to the Charles & Colvard, Ltd. 2018 Equity Incentive Plan (the “2018 Plan”) for the 2026 fiscal year (i.e., July 1, 2025 through June 30, 2026). The Compensation Commit |
|
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| August 15, 2025 |
Case No.2025CVS25268 ECF No. 15 Filed 08/13/2025 09:35:17 N.C. Business Court Exhibit 99.1 STATE OF NORTH CAROLINA WAKE COUNTY IN THE GENERAL COURT OF JUSTICE SUPERIOR COURT DIVISION 25CV025268-910 IN RE MATTER OF THE 2025 ANNUAL SHAREHOLDERS' MEETING OF CHARLES & COLVARD LTD. ORDER ON APPLICATION FOR COURT-ORDERED SHAREHOLDER MEETING PURSUANT TO N.C. GEN. STAT. § 55-7-03 1. THIS MATTER is before the Court following the 22 July 2025 filing by Petitioner Riverstyx |
|
| August 15, 2025 |
Case No.2025CVS25268 ECF No. 15 Filed 08/13/2025 09:35:17 N.C. Business Court Exhibit 99.1 STATE OF NORTH CAROLINA WAKE COUNTY IN THE GENERAL COURT OF JUSTICE SUPERIOR COURT DIVISION 25CV025268-910 IN RE MATTER OF THE 2025 ANNUAL SHAREHOLDERS' MEETING OF CHARLES & COLVARD LTD. ORDER ON APPLICATION FOR COURT-ORDERED SHAREHOLDER MEETING PURSUANT TO N.C. GEN. STAT. § 55-7-03 1. THIS MATTER is before the Court following the 22 July 2025 filing by Petitioner Riverstyx |
|
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| August 4, 2025 |
CONFIDENTIAL SETTLEMENT AGREEMENT Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. SUCH EXCLUDED INFORMATION HAS BEEN MARKED WITH “[***].” CONFIDENTIAL SETTLEMENT AGREEMENT This Settlement Agreement (“Settlement Agreement”), is entered into by and between Wolfspeed, Inc. (“Wolfspeed”) and Charles & |
|
| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2024 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| July 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| July 25, 2025 |
Waiver Agreement, dated July 21, 2025, by and between the Company and Don. O’Connell. Exhibit 10.2 WAIVER This Waiver, dated as of July 21, 2025 (this "Waiver"), is made by Don O’Connell, an individual ("Employee"), in favor of Charles & Colvard, Ltd., a North Carolina corporation (the "Company", and together with Employee, the "Parties", and each, a "Party"). WHEREAS, the Parties have entered into an Amended and Restated Employment Agreement, dated as of June 1, 2020 (as amended, |
|
| July 25, 2025 |
Consulting Agreement, dated July 22, 2025, by and between the Company and Fusion Park LLC. Exhibit 10.1 CONSULTANT AGREEMENT THIS CONSULTANT AGREEMENT (the “Agreement”) is made and entered into this 22nd day of July, 2025 to be effective July 21, 2025 (the “Agreement Effective Date”) by and between Charles & Colvard, Ltd., a North Carolina Corporation having its principal office at 170 Southport Drive, Morrisville, NC 27560, on behalf of itself and its affiliates (“Company”) on the one |
|
| July 25, 2025 |
Waiver Agreement, dated July 21, 2025, by and between the Company and Clint J. Pete. Exhibit 10.3 WAIVER This Waiver, dated as of July 21, 2025 (this "Waiver"), is made by Clint J. Pete, an individual ("Employee"), in favor of Charles & Colvard, Ltd., a North Carolina corporation (the "Company", and together with Employee, the "Parties", and each, a "Party"). WHEREAS, the Parties have entered into an Employment Agreement, dated as of May 23, 2017 (as amended, amended and restated, |
|
| June 27, 2025 |
Exhibit 10.3 EXHIBIT B Form of Security Agreement [See Next Page] 45 SECURITY AGREEMENT This Security Agreement, dated as of [], 2025 (this “Agreement”), is made by and between Charles & Colvard Ltd., a North Carolina corporation with an address at 170 Southport Drive, Morrisville, NC 27560 (the “Grantor”), in favor of Ethara Capital LLC, a Delaware limited liability company with an address at 50 |
|
| June 27, 2025 |
Exhibit 10.1 CONVERTIBLE SECURED NOTE PURCHASE AGREEMENT This Convertible Secured Note Purchase Agreement (this “Agreement”) is made and entered into as of June 24, 2025 (the “Agreement Date”) by and between Charles & Colvard Ltd., a North Carolina corporation with an address at 170 Southport Drive, Morrisville, NC 27560 (the “Company”), and Ethara Capital LLC, a Delaware limited liability company |
|
| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| June 27, 2025 |
Form of Secured Convertible Note. Exhibit 10.2 EXHIBIT A Form of Secured Convertible Note [See Next Page] 29 THE OFFER AND SALE OF THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF APPLICABLE STATES. THEY MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION |
|
| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 (State or other jurisdiction of (Commission File Number) incorporation or organization) 170 Southport Drive Morrisville, North Carolina 27560 (Address of principal executive offices) (Zi |
|
| June 2, 2025 |
Exhibit 1.01 Conflict Minerals Report Charles & Colvard, Ltd. (the “Company”) has included this Conflict Minerals Report as an exhibit to its form SD filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2024 to December 31, 2024. Rule 13p-1 requires disclosure of certain information when a company manufactures or contra |
|
| May 16, 2025 |
FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER UNITED STATES 000-23329 SECURITIES AND EXCHANGE COMMISSION CUSIP Washington, D. |
|
| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commi |
|
| April 22, 2025 |
Charles & Colvard, Ltd. Announces Delisting from Nasdaq Exhibit 99.1 Charles & Colvard, Ltd. Announces Delisting from Nasdaq RESEARCH TRIANGLE PARK, N.C., April 22, 2025 – Charles & Colvard, Ltd. (“Charles & Colvard” or the “Company”), announced that the Company received a staff determination letter from the Nasdaq Stock Market, LLC (“Nasdaq”), informing the Company that Nasdaq determined to suspend trading and delist the Company’s common stock (the “C |
|
| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2024 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| April 3, 2025 |
SUBSIDIARIES OF CHARLES & COLVARD, LTD. Exhibit 21.1 SUBSIDIARIES OF CHARLES & COLVARD, LTD. Company Name Jurisdiction charlesandcolvard.com, LLC North Carolina moissaniteoutlet.com, LLC (a wholly owned subsidiary of charlesandcolvard.com, LLC) North Carolina |
|
| March 20, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO 2020 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO 2020 AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Second Amendment”), is made and entered into on the 18th day of March, 2025 by and between Charles & Colvard, Ltd. (the “Company”) and Don O’Connell (the “Executive”). This Second Amendment shall be effective as of the date the Second Amendm |
|
| March 20, 2025 |
Exhibit 10.2 THIRD AMENDMENT TO 2017 EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO 2017 EMPLOYMENT AGREEMENT (this “Third Amendment”), is made and entered into on the 18th day of March, 2025 by and between Charles & Colvard, Ltd. (the “Company”) and Clint J. Pete (the “Executive”). This Third Amendment shall be effective as of the date the Third Amendment is approved by the Board of Directors of th |
|
| March 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commi |
|
| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| March 3, 2025 |
Charles & Colvard, Ltd. Receives Expected Nasdaq Notice Regarding Delayed Form 10-Q EXHIBIT 99.1 Charles & Colvard, Ltd. Receives Expected Nasdaq Notice Regarding Delayed Form 10-Q RESEARCH TRIANGLE PARK, N.C., March 3, 2025 – Charles & Colvard, Ltd. (“Charles & Colvard” or the “Company”) (Nasdaq: CTHR) today announced that on February 25, 2025, it received an expected notice from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) stating that the Com |
|
| February 18, 2025 |
FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER UNITED STATES 000-23329 SECURITIES AND EXCHANGE COMMISSION CUSIP Washington, D. |
|
| February 14, 2025 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| January 24, 2025 |
Amendment of Bylaws, effective January 20, 2025 Exhibit 3.1 ARTICLES OF AMENDMENT TO BYLAWS OF CHARLES & COLVARD, LTD. Pursuant to Section 55-10-20 of the North Carolina Business Corporation Act, the undersigned corporation hereby submits these Articles of Amendment for the purposes of amending its Bylaws (as amended and restated effective May 19, 2011): 1. The name of the corporation is Charles & Colvard, Ltd. 2. The Bylaws are hereby amended |
|
| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2025 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| December 11, 2024 |
Charles & Colvard, Ltd. Receives Interim Award in Wolfspeed Arbitration Exhibit 99.1 Charles & Colvard, Ltd. Receives Interim Award in Wolfspeed Arbitration RESEARCH TRIANGLE PARK, N.C., December 11, 2024 – Charles & Colvard, Ltd. (“Charles & Colvard” or the “Company”) (Nasdaq: CTHR) today announced that on December 5, 2024, it received an interim award in its confidential arbitration with Wolfspeed, Inc. Importantly, the award rejected Wolfspeed’s claims to expectati |
|
| November 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 27, 2024 |
Charles & Colvard, Ltd. Receives Non-Compliance Letter from Nasdaq Exhibit 99.1 Charles & Colvard, Ltd. Receives Non-Compliance Letter from Nasdaq RESEARCH TRIANGLE PARK, N.C., November 27, 2024 – Charles & Colvard, Ltd. (“Charles & Colvard” or the “Company”) (Nasdaq: CTHR) today announced that on November 21, 2024, it received a letter from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in co |
|
| November 15, 2024 |
FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER UNITED STATES 000-23329 SECURITIES AND EXCHANGE COMMISSION CUSIP Washington, D. |
|
| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 12, 2024 |
Exhibit 10.1 Line of Credit Note $5,000,000.00 Date: November 6, 2024 Promise to Pay. On or before January 31, 2025, for value received, Charles & Colvard, Ltd. (the "Borrower") promises to pay to JPMorgan Chase Bank, N.A., whose address is 2000 Regency Pkwy, Floor 04, Cary, NC 27518-8506 (the "Bank") or order, in lawful money of the United States of America, the sum of Five Million and 00/100 Dol |
|
| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| October 24, 2024 |
Charles & Colvard, Ltd. Receives Non-Compliance Letter from Nasdaq Exhibit 99.1 Charles & Colvard, Ltd. Receives Non-Compliance Letter from Nasdaq RESEARCH TRIANGLE PARK, N.C., October 24, 2024 – Charles & Colvard, Ltd. (“Charles & Colvard” or the “Company”) (Nasdaq: CTHR) today announced that on October 18, 2024, it received a letter from the Listing Qualifications Department of the Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it was not in comp |
|
| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defi |
|
| October 1, 2024 |
Letter to Shareholders of Charles & Colvard, LTD from Riverstyx Capital Management, LLC Urges Shareholders to Support Real Change on the Charles & Colvard Board of Directors To Charles & Colvard, LTD Shareholders: Riverstyx Capital Management, LLC (Riverstyx), the largest independent shareholder of Charles & Colvard, LTD (NASDAQ: CTHR)(the "Company"), has nominated three candidates for election to the Board of Directors. |
|
| October 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 1, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| October 1, 2024 |
FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER UNITED STATES 000-23329 SECURITIES AND EXCHANGE COMMISSION CUSIP Washington, D. |
|
| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| August 1, 2024 |
Exhibit 10.5 Note Modification Agreement This agreement is dated as of July 24, 2024 (the “Agreement Date”), by and between Charles & Colvard, Ltd. (the “Borrower”) and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the “Bank”). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the |
|
| July 18, 2024 |
Exhibit 10.2 SECOND AMENDMENT TO 2017 EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO 2017 EMPLOYMENT AGREEMENT (this “Amendment”), made and entered into on the 15th day of July, 2024 by and between Charles & Colvard, Ltd. (the “Company”) and Clint J. Pete (the “Executive”). This Amendment shall be effective as of the date the Amendment is approved by the Board of Directors of the Company (the “Seco |
|
| July 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| July 18, 2024 |
Exhibit 10.1 AMENDMENT TO 2020 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDMENT TO 2020 AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Amendment”), made and entered into on the 15th day of July, 2024 by and between Charles & Colvard, Ltd. (the “Company”) and Don O’Connell (the “Executive”). This Amendment shall be effective as of the date the Amendment is approved by the Board of Directo |
|
| June 11, 2024 |
June 11, 2024 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N. |
|
| June 6, 2024 |
CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT Exhibit 99.1 CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT RESEARCH TRIANGLE PARK, N.C. – June 6, 2024 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the "Company"), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, announced today that it has regained compliance with Nasdaq’s minimum bid price continued listing re |
|
| June 6, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commiss |
|
| May 31, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Charles & Colvard, Ltd. |
|
| May 31, 2024 |
As filed with the Securities and Exchange Commission on May 31, 2024 As filed with the Securities and Exchange Commission on May 31, 2024 Registration No. |
|
| May 30, 2024 |
Exhibit 1.01 Conflict Minerals Report Charles & Colvard, Ltd. (the “Company”) has included this Conflict Minerals Report as an exhibit to its form SD filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2023 to December 31, 2023. Rule 13p-1 requires disclosure of certain information when a company manufactures or contra |
|
| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 (State or other jurisdiction of (Commission File Number) incorporation or organization) 170 Southport Drive Morrisville, North Carolina 27560 (Address of principal executive offices) (Zi |
|
| May 15, 2024 |
Articles of Amendment to Restated Articles of Incorporation of Charles & Colvard, Ltd. EXHIBIT 3.1 ARTICLES OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION OF CHARLES & COLVARD, LTD. Pursuant to Section 55-10-06 of the North Carolina Business Corporation Act, the undersigned corporation hereby submits these Articles of Amendment for the purpose of amending its Restated Articles of Incorporation: 1. The name of the corporation is Charles & Colvard, Ltd. 2. The Restated Articles of |
|
| May 15, 2024 |
CHARLES & COLVARD ANNOUNCES REVERSE STOCK SPLIT Exhibit 99.1 CHARLES & COLVARD ANNOUNCES REVERSE STOCK SPLIT FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – May 15, 2024 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, announced today that the Company’s Board of Directors has approved a one-for-ten (1:10) reverse split of the Company’ |
|
| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| May 8, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| May 2, 2024 |
Exhibit 99.1 CHARLES & COLVARD REPORTS THIRD QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – May 2, 2024 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, reported |
|
| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De |
|
| March 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
|
| February 26, 2024 |
Exhibit 99.1 - Joint Filing Agreement EX-99.1 2 tm247322d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT With respect to the Amendment No. 2 to Schedule 13D to be filed on or about the date hereof relating to the beneficial ownership by the undersigned of shares of common stock of Charles & Colvard, Ltd.; the undersigned agree that such Schedule 13D, and any amendment thereto signed by each of the undersigned, is and shal |
|
| February 26, 2024 |
CTHR / Charles & Colvard, Ltd. / SYKES OLLIN B - SC 13D/A Activist Investment SC 13D/A 1 tm247322d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* CHARLES & COLVARD, LTD. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Clint J. Pete Charles & Colvard, Ltd. 170 Southport Drive Morrisville, NC 27560 (919) 468-0399 (Name, A |
|
| February 14, 2024 |
CTHR / Charles & Colvard, Ltd. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2)* Charles & Colvard Ltd (Name of Issuer) Common (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Fil |
|
| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| February 13, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 13, 2024 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| February 13, 2024 |
Exhibit 99.1 CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – February 13, 2024 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, r |
|
| December 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| December 8, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Charles & Colvard, Ltd. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Shares Security Type Security Class Title Fee Calculation Rate Amount registered (1) Proposed maximum offering price per share (2) Maximum aggregate offering price Fee Rate Amount of Registration Fee Equity Common stock, no par |
|
| December 8, 2023 |
As filed with the Securities and Exchange Commission on December 8, 2023 As filed with the Securities and Exchange Commission on December 8, 2023 Registration No. |
|
| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 28, 2023 |
Incentive-Based Compensation Recovery Policy Exhibit 10.1 CHARLES & Colvard, Ltd. Incentive-BASED Compensation Recovery Policy 1. Policy Purpose. The purpose of this Charles & Colvard, Ltd. (the “Company”) Incentive-Based Compensation Recovery Policy (this “Policy”) is to enable the Company to recover Erroneously Awarded Compensation in the event that the Company is required to prepare an Accounting Restatement. This Policy is intended to co |
|
| November 20, 2023 |
CTHR / Charles & Colvard Ltd / SYKES OLLIN B - SC 13D/A Activist Investment SC 13D/A 1 tm2331183d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) CHARLES & COLVARD, LTD. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Clint J. Pete Charles & Colvard, Ltd. 170 Southport Drive Morrisville, NC 27560 (919) 468-0399 (Name, A |
|
| November 20, 2023 |
Exhibit 99.1 - Joint Filing Agreement EX-99.1 2 tm2331183d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT With respect to the Amendment No. 1 to Schedule 13D to be filed on or about the date hereof relating to the beneficial ownership by the undersigned of shares of common stock of Charles & Colvard, Ltd.; the undersigned agree that such Schedule 13D, and any amendment thereto signed by each of the undersigned, is and sha |
|
| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| November 9, 2023 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – November 9, 2023 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, rep |
|
| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
|
| October 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
|
| October 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2023 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| October 12, 2023 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FOURTH QUARTER AND FISCAL YEAR 2023 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – October 12, 2023 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds |
|
| October 12, 2023 |
SUBSIDIARIES OF CHARLES & COLVARD, LTD. Exhibit 21.1 SUBSIDIARIES OF CHARLES & COLVARD, LTD. Company Name Jurisdiction charlesandcolvard.com, LLC North Carolina moissaniteoutlet.com, LLC (a wholly owned subsidiary of charlesandcolvard.com, LLC) North Carolina |
|
| October 12, 2023 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 12, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (C |
|
| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER: 000-23329 CUSIP NUMBER: 159765106 NOTIFICATION OF LATE FILING (Check one): þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: June 30, 2023 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Trans |
|
| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| June 27, 2023 |
Exhibit 10.4 Note Modification Agreement This agreement is dated as of June 16, 2023 (the "Agreement Date"), by and between Charles & Colvard, Ltd. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"). The provisions of this agreement are effective on the date that this agreement has been executed by all of the signers and delivered to the Bank (the |
|
| June 27, 2023 |
Exhibit 10.2 First Amendment to Credit Agreement This First Amendment to Credit Agreement (this "Amendment") is dated as of June 16, 2023, by and between Charles & Colvard, Ltd. (the "Borrower") and JPMorgan Chase Bank, N.A. (together with its successors and assigns the "Bank"). The provisions of this Amendment are effective on the date that this Amendment has been executed by all of the signers a |
|
| June 14, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 (State or other jurisdiction of (Commission File Number) incorporation or organization) 170 Southport Drive Morrisville, North Carolina 27560 (Address of principal executive offices) (Zi |
|
| May 30, 2023 |
Conflict Minerals Report for Charles & Colvard, Ltd. for the calendar year ended December 31, 2022 Exhibit 1.01 Conflict Minerals Report Charles & Colvard, Ltd. (the “Company”) has included this Conflict Minerals Report as an exhibit to its form SD filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2022 to December 31, 2022. Rule 13p-1 requires disclosure of certain information when a company manufactures or contra |
|
| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Charles & Colvard LTD (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Ryan Reiffert Law Offices of Ryan Reiffert, PLLC 8118 Datapoint Dr. San Antonio, TX 78229 (210) 817-4388 (Name, Address and Telephone Number of P |
|
| May 16, 2023 |
EX-1 2 lettertoboardmembers.htm EXHIBIT 1. LETTER TO BOARD MEMBERS May 15th, 2023 Board Members Charles & Colvard, Ltd. 170 Southport Drive Morrisville, NC 27560 Dear Board Members, It is with great pride and confidence that I, (“Carlos Valadez”), am declared a 5.85% Beneficial Owner of Charles & Colvard, Ltd. (“Charles & Colvard” or “Company”) As a discerning investor, I have invested heavily in |
|
| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Charles & Colvard LTD (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Ryan Reiffert Law Offices of Ryan Reiffert, PLLC 8118 Datapoint Dr. San Antonio, TX 78229 (210) 817-4388 (Name, Address and Telephone Number of P |
|
| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| May 4, 2023 |
Exhibit 99.1 CHARLES & COLVARD REPORTS THIRD QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – May 4, 2023 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company specializing in lab created Made, Not MinedTM gemstones, report |
|
| May 4, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commi |
|
| April 25, 2023 |
CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT Exhibit 99.1 CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT RESEARCH TRIANGLE PARK, N.C. – April 25, 2023 - Charles & Colvard, Ltd. (Nasdaq: CTHR) (the "Company"), a globally recognized fine jewelry company that specializes in moissanite and lab grown diamonds, announced today that it has regained compliance with Nasdaq’s minimum bid price continued listing |
|
| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Ryan Reiffert, Esq. Law Offices of Ryan Reiffert, PLLC 8118 Datapoint Dr. San Antonio, TX 78229 (210) 817-4388 (Name, Address and Telephone Number of Person Author |
|
| February 13, 2023 |
CTHR / Charles & Colvard, Ltd. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SC 13G/A 1 fp0082241-8sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* Charles & Colvard Ltd (Name of Issuer) Common (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2022 |
|
| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2022 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| February 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2023 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| February 2, 2023 |
Exhibit 99.1 CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET ● $10.4 million in net sales for the quarter ended December 31, 2022. ● Generated positive cash flow from operations of $600,000 during the quarter ended December 31, 2022. ● $17.0 million total cash as of December 31, 2022. ● O |
|
| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 19, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 9, 2022 |
Exhibit 10.1 CHARLES & COLVARD, LTD. FISCAL 2023 SENIOR MANAGEMENT EQUITY INCENTIVE PROGRAM Adopted November 7, 2022 The Charles & Colvard, Ltd. Fiscal 2023 Senior Management Equity Incentive Program (the ?Program?) is a compensatory program established pursuant to the Charles & Colvard, Ltd. 2018 Equity Incentive Plan (the ?2018 Plan?) for the 2023 fiscal year (i.e., July 1, 2022 through June 30, |
|
| November 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| November 3, 2022 |
CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Exhibit 99.1 CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS ? $7.4 Million in Net Sales ? $16.6 Million Total Cash as of September 30, 2022 ? 85% Increase in Lab Grown Diamond Sales and 12% Decrease in Moissanite Sales on charlesandcolvard.com Versus the Year Ago Quarter ? Opened First Retail Signature Showroom Location in October ? Launched Lab Grown Diamond Couture an |
|
| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 13, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| October 13, 2022 |
Charles & Colvard to Open First Brick & Mortar Signature Showroom in Morrisville, NC Exhibit 99.1 Charles & Colvard to Open First Brick & Mortar Signature Showroom in Morrisville, NC RESEARCH TRIANGLE PARK, N.C. – October 13, 2022 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized fine jewelry company specializing in lab grown gemstones, today announced the scheduled opening of a brick-and-mortar showroom for customers to be able to experience the sent |
|
| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
|
| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? De |
|
| September 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| September 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2022 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| September 2, 2022 |
SUBSIDIARIES OF CHARLES & COLVARD, LTD. Exhibit 21.1 SUBSIDIARIES OF CHARLES & COLVARD, LTD. Company Name Jurisdiction charlesandcolvard.com, LLC North Carolina moissaniteoutlet.com, LLC (a wholly owned subsidiary of charlesandcolvard.com, LLC) North Carolina |
|
| September 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| September 1, 2022 |
CHARLES & COLVARD REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 CHARLES & COLVARD REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2022 FINANCIAL RESULTS ? Generated $9.3 Million in Net Sales for Q4 of Fiscal 2022 ? Delivered All-Time High for the Company of $43.1 Million in Net Sales for Fiscal 2022 ? Experienced 173% Increase in Lab Grown Diamond Sales and 13% Increase in Moissanite Sales Versus Fiscal 2021 ? Achieved 50% Increase in Lab Grown Diamon |
|
| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| August 2, 2022 |
Exhibit 10.2 Line of Credit Note $5,000,000.00 Date: July 28, 2022 Promise to Pay. On or before July 31, 2023, for value received, Charles & Colvard, Ltd. (the "Borrower") promises to pay to JPMorgan Chase Bank, N.A., whose address is 2000 Regency Pkwy, Floor 04, Cary, NC 27518-8506 (the "Bank") or order, in lawful money of the United States of America, the sum of Five Million and 00/100 Dollars ( |
|
| May 26, 2022 |
Conflict Minerals Report for Charles & Colvard, Ltd. for the calendar year ended December 31, 2021 EX-1.01 2 tm2217074d1ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report Charles & Colvard, Ltd. (the “Company”) has included this Conflict Minerals Report as an exhibit to its form SD filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2021 to December 31, 2021. Rule 13p-1 requires disclosure of certain info |
|
| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) Commission File Number: 000-23329 North Carolina 56-1928817 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 170 Southport Drive Morrisville, North Carolina 275 |
|
| May 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| May 5, 2022 |
Exhibit 99.1 CHARLES & COLVARD REPORTS THIRD QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS AND ANNOUNCES $5 MILLION STOCK REPURCHASE PROGRAM ? Delivered $9.8 Million in Net Sales ? Increased Total Cash to $21.9 Million ? Announced $5 Million Stock Buyback Program ? Generated $1.1 Million in Cash Flow From Operations ? Achieved Highest Three Consecutive Quarters by Revenue To Date at $33.8 Million ? 2 |
|
| February 14, 2022 |
CTHR / Charles & Colvard, Ltd. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. )* Charles & Colvard Ltd (Name of Issuer) Common (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Fili |
|
| February 11, 2022 |
CTHR / Charles & Colvard, Ltd. / Silver Ring Value Partners Fund LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 11, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of February 10, 2022, is by and among Silver Ring Value Partners Fund, LP, Silver Ring Value Partners GP, LLC, Silver Ring Value Partners, LP and Gary Mishuris (collectively, the ?Filers?). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13D and/or |
|
| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2021 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| February 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 3, 2022 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| February 3, 2022 |
CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Exhibit 99.1 CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS ? $13.8 Million in Net Sales Marks the Highest Single Quarter Revenue in Company History ? Total Cash Increased by 11% to $21.3 Million Over the Prior Quarter ? Strong Gross Margin of 49% ? 49% Increase in charlesandcolvard.com Revenue Versus the Year-Ago Quarter ? 35% Increase in Moissanite Sales Versus the Y |
|
| November 19, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 4, 2021 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS ? $10.3 Million in Net Sales and $949,000 in Income from Operations ? $827,000 in Net Income or $0.03 Earnings Per Diluted Share ? Strong Gross Margin of 51% ? Experienced Double-Digit Year-over-Year Net Sales Growth in Both Online and Traditional Channel Segments ? Total Cash of $19.2 Million as of September 3 |
|
| November 3, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 3, 2021 |
Exhibit 99.1 CHARLES & COLVARD ANNOUNCES GRAND OPENING OF A WHOLESALE GEMSTONE DISTRIBUTION CENTER IN PANYU, CHINA FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. ? November 3, 2021 ? Charles & Colvard, Ltd. (Nasdaq: CTHR) (the ?Company?), a globally recognized fine jewelry company specializing in lab created gemstones, announced today the grand opening of a Charles & Colvard wholesale distribu |
|
| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definit |
|
| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? ? ? Preliminary Proxy Statement ?? ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? ? ? Definit |
|
| September 30, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (C |
|
| September 30, 2021 |
Exhibit 99.1 CHARLES & COLVARD BEGINS CONSTRUCTION ON ITS FIRST SIGNATURE SHOWROOM RETAIL LOCATION The showroom will complement and expand the company?s reach as a true omnichannel brand in the fine jewelry space FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. ? September 30, 2021 ? Charles & Colvard, Ltd. (Nasdaq: CTHR) (the ?Company?), a globally recognized fine jewelry company specializing i |
|
| September 23, 2021 |
CTHR / Charles & Colvard, Ltd. / SYKES OLLIN B - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 CHARLES & COLVARD, LTD. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) Clint J. Pete Charles & Colvard, Ltd. 170 Southport Drive Morrisville, NC 27560 (919) 468-0399 (Name, Address and Telephone Number of Person Authorized to Receive |
|
| September 23, 2021 |
Exhibit 99.1 - Joint Filing Agreement Exhibit 99.1 JOINT FILING AGREEMENT With respect to the Schedule 13D to be filed on or about the date hereof relating to the beneficial ownership by the undersigned of shares of common stock of Charles & Colvard, Ltd.; the undersigned agree that such Schedule 13D, and any amendment thereto signed by each of the undersigned, is and shall be filed on behalf of each of the undersigned pursuant to and |
|
| September 15, 2021 |
Exhibit 10.1 CHARLES & COLVARD, LTD. FISCAL 2022 SENIOR MANAGEMENT EQUITY INCENTIVE PROGRAM Adopted September 15, 2021 The Charles & Colvard, Ltd. Fiscal 2022 Senior Management Equity Incentive Program (the ?Program?) is a compensatory program established pursuant to the Charles & Colvard, Ltd. 2018 Equity Incentive Plan (the ?2018 Plan?) for the 2022 fiscal year (i.e., July 1, 2021 through June 3 |
|
| September 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (C |
|
| September 10, 2021 |
CTHR / Charles & Colvard, Ltd. / Silver Ring Value Partners Fund LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) September 9, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| September 10, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of September 10, 2021, is by and among Silver Ring Value Partners Fund, LP, Silver Ring Value Partners GP, LLC, Silver Ring Value Partners, LP and Gary Mishuris (collectively, the ?Filers?). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13D and/or |
|
| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2021 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| September 3, 2021 |
Exhibit 4.2 DESCRIPTION OF COMMON STOCK OF CHARLES & COLVARD, LTD. REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following description is a summary of information concerning the common stock, no par value per share (the ?Common Stock?), of Charles & Colvard, Ltd. (?we,? ?our,? ?us,? or the ?Company?) and does not purport to be complete. It is subject to and qualified |
|
| September 3, 2021 |
SUBSIDIARIES OF CHARLES & COLVARD, LTD. Exhibit 21.1 SUBSIDIARIES OF CHARLES & COLVARD, LTD. Company Name Jurisdiction charlesandcolvard.com, LLC North Carolina |
|
| September 3, 2021 |
SOUTHPORT – CHARLES & COLVARD, LTD. LEASE OF SPACE IN A SECOND GENERATION OFFICE BUILDING Portions of this exhibit marked as ?[****]? have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. |
|
| September 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| September 2, 2021 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2021 FINANCIAL RESULTS ? $9.7 Million in Net Sales, $1.1 Million in Income from Operations for Q4 2021 ? $8.4 Million in Net Income or $0.27 Earnings Per Diluted Share in Q4 2021 ? $39.2 Million in Net Sales, $5.5 Million in Income from Operations for Fiscal 2021 ? $12.8 Million in Net Income or $0.42 Earnings Per Diluted S |
|
| August 26, 2021 |
Exhibit 99.1 CHARLES & COLVARD ANNOUNCES PRELIMINARY FOURTH QUARTER & FISCAL YEAR 2021 HIGHLIGHTS AHEAD OF INDUSTRY MARKET WEEK ? 120% Increase in Net Sales over the Prior Year Comparable Quarter to $9.7 Million ? 34% Increase in Net Sales Year-Over-Year to $39.2 Million ? $1.1 Million of Income from Operations for Q4 2021 ? $5.5 Million of Income from Operations for FY 2021 ? 47% Increase in Tota |
|
| August 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 26, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Comm |
|
| July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| July 13, 2021 |
Exhibit 10.1 Credit Agreement This agreement dated as of July 7, 2021 is between JPMorgan Chase Bank, N.A. (together with its successors and assigns, the "Bank"), whose address is 2000 Regency Pkwy, Floor 04, Cary, NC 27518-8506, and Charles & Colvard, Ltd. (individually, the "Borrower" and if more than one, collectively, the "Borrowers"), whose address is 170 Southport Dr, Morrisville, NC 27560. |
|
| July 13, 2021 |
Exhibit 10.2 Line of Credit Note $5,000,000.00 Date: July 7, 2021 Promise to Pay. On or before July 31, 2022, for value received, Charles & Colvard, Ltd (the "Borrower") promises to pay to JPMorgan Chase Bank, N.A., whose address is 2000 Regency Pkwy, Floor 04, Cary, NC 27518-8506 (the "Bank") or order, in lawful money of the United States of America, the sum of Five Million and 00/100 Dollars ($5 |
|
| July 13, 2021 |
Charles & Colvard Forms Strategic Banking Relationship with JPMorgan Chase Exhibit 99.1 Charles & Colvard Forms Strategic Banking Relationship with JPMorgan Chase RESEARCH TRIANGLE PARK, N.C. ? July 13, 2021 ? Charles & Colvard, Ltd. (Nasdaq: CTHR) (the ?Company?), a globally recognized fine jewelry company specializing in lab created moissanite and lab grown diamonds, announced its new strategic commercial banking relationship with JPMorgan Chase Bank, N.A., which inclu |
|
| June 1, 2021 |
June 1, 2021 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N. |
|
| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) Commission File Number: 000-23329 North Carolina 56-1928817 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 170 Southport Drive Morrisville, North Carolina 275 |
|
| May 27, 2021 |
EX-1.01 2 tm2117780d1ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Conflict Minerals Report Charles & Colvard, Ltd. (the “Company”) has included this Conflict Minerals Report as an exhibit to its form SD filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2020 to December 31, 2020. Rule 13p-1 requires disclosure of certain info |
|
| May 26, 2021 |
As filed with the Securities and Exchange Commission on May 26, 2021 As filed with the Securities and Exchange Commission on May 26, 2021 Registration No. |
|
| May 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| May 6, 2021 |
Exhibit 99.1 CHARLES & COLVARD REPORTS THIRD QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS ? Delivered $9.4 Million in Net Sales, $1.0 Million in Net Income or $0.03 Earnings Per Diluted Share ? Strong Revenue Growth of 45% ? Generated $2.3 Million in Cash Flow from Operations ? 79% Increase in Finished Jewelry Sales ? Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET |
|
| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| February 5, 2021 |
SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 159765106 (CUSIP NUMBER) Gary Mishuris, Managing Partner and Chief Investment Officer Silver Ring Value Partners One Boston Place, Suite 2600 Boston, MA 02108 ( |
|
| February 4, 2021 |
Portions of this exhibit marked as “[****]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. |
|
| February 4, 2021 |
Portions of this exhibit marked as “[****]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. |
|
| February 4, 2021 |
THIRD AMENDMENT TO LEASE AGREEMENT Exhibit 10.5 THIRD AMENDMENT TO LEASE AGREEMENT THIS THIRD AMENDMENT TO LEASE AGREEMENT (this “Third Amendment”) is entered into as of the 29th day of January, 2021 (the “Third Amendment Effective Date”), by and between SBP OFFICE OWNER, L.P., a Delaware limited partnership (“Landlord”), and CHARLES & COLVARD, LTD., a North Carolina corporation (“Tenant”). BACKGROUND: A. Landlord’s predecessor-in- |
|
| February 4, 2021 |
Exhibit 99.1 CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS - Highest Quarterly Revenue and Income from Operations in Company’s 25 Year History - - Revenue Growth of 14% Driven by 25% Increase in Online Channels - - Gross Margin Performance of 49% - - EPS Growth of 200% to $0.09 per Share from Year-Ago Quarter – - Conference Call with Accompanying Slide Presentation Sc |
|
| February 4, 2021 |
Cree, Inc. and Charles and Colvard, Ltd. Proprietary Portions of this exhibit marked as “[****]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. |
|
| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2020 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| February 4, 2021 |
Portions of this exhibit marked as “[****]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. |
|
| February 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2021 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| December 1, 2020 |
CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT Exhibit 99.1 CHARLES & COLVARD REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID PRICE LISTING REQUIREMENT Charles & Colvard, Ltd. Stock Trading at or Above $1.00 for Ten Consecutive Business Days FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – December 1, 2020 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company”), a globally recognized lab created gemstone company specializing in fine jewelry, a |
|
| December 1, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 20, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 5, 2020 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS - Generated $7.9 Million in Revenue, an Increase Over Year-Ago Quarter - - Delivered Strong Gross Margin Performance of 47% - - Generated Net Income of $874,000 and Earnings per Share of $0.03 - - Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET - FOR IMMEDIATE RELEASE RESEARCH |
|
| October 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy St |
|
| October 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
|
| September 22, 2020 |
CTHR / Charles & Colvard, Ltd. / Silver Ring Value Partners Fund LP - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 159765106 (CUSIP NUMBER) Gary Mishuris, Managing Partner and Chief Investment Officer Silver Ring Value Partners One Boston Place, Suite 2600 Boston, MA 02108 ( |
|
| September 22, 2020 |
Letter to the Board, dated September 21, 2020. EX-99.1 Exhibit 99.1 EXHIBIT 99-1 September 21st, 2020 Mr. Neal Goldman Chairman of the Board Charles & Colvard, Ltd. 170 Southport Drive Morrisville, NC 27560 Dear Neal: Silver Ring Value Partners (“Silver Ring”) has been a shareholder of Charles & Colvard, Ltd. (“Charles & Colvard” or “Company”) since December 2016 and currently owns 2.85M shares representing approximately 9.8% of the common sha |
|
| September 15, 2020 |
CTHR / Charles & Colvard, Ltd. / Silver Ring Value Partners Fund LP - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Charles & Colvard, Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 159765106 (CUSIP NUMBER) Gary Mishuris, Managing Partner and Chief Investment Officer Silver Ring Value Partners One Boston Place, Suite 2600 Boston, MA 02108 (Nam |
|
| September 15, 2020 |
EX-99.1 EXHIBIT 99-1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the Common Stock of Charles & Colvard, Ltd., a North Carolina corporation trust, and further agree that this J |
|
| September 4, 2020 |
NOTE – PAYCHECK PROTECTION PROGRAM Exhibit 10.8 NOTE – PAYCHECK PROTECTION PROGRAM SBA Loan # 9552337706 SBA Loan Name Charles & Colvard, Ltd. Date 6/15/2020 I 5:44 PM EDT Loan Amount $965,000.00 Interest Rate One (1%) Percent Borrower Charles & Colvard, Ltd. Lender Newtek Small Business Finance, LLC 1. PROMISE TO PAY: In return for the Loan, Borrower promises to pay to the order of Lender the amount of Nine Hundred Sixty Five Thou |
|
| September 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2020 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| September 4, 2020 |
FIRST AMENDMENT TO CREDIT AGREEMENT Exhibit 10.7 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of June 15, 2020, by and among CHARLES & COLVARD, LTD., a North Carolina corporation (“Company”), charlesandcolvard.com, LLC, a North Carolina limited liability company (together with Company, “Borrowers”), CHARLES & COLVARD DIRECT, LLC, a North Carolina limited liability company |
|
| September 4, 2020 |
SECOND AMENDMENT TO EXCLUSIVE SUPPLY AGREEMENT Exhibit 10.3 Portions of this exhibit marked as “[***]” have been excluded because they are both not material and would likely cause competitive harm to the registrant if publicly disclosed. SECOND AMENDMENT TO EXCLUSIVE SUPPLY AGREEMENT This SECOND AMENDMENT TO EXCLUSIVE SUPPLY AGREEMENT (“Second Amendment”) is entered into as of June 30, 2020 (the “Second Amendment Effective Date”), by and betwe |
|
| September 3, 2020 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FOURTH QUARTER AND FISCAL YEAR 2020 FINANCIAL RESULTS - Generated Positive Operating Cash Flow of $1.8 Million in Q4 2020 - - Delivered Q4 2020 Gross Margin % Performance of 41% - - Maintained Strong Balance Sheet and Liquidity - - Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET - FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK |
|
| September 3, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 3, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| August 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| August 4, 2020 |
EX-10.1 2 tm2026594d1ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CHARLES & COLVARD, LTD. FISCAL 2021 SENIOR MANAGEMENT EQUITY INCENTIVE PROGRAM Adopted July 31, 2020 The Charles & Colvard, Ltd. Fiscal 2021 Senior Management Equity Incentive Program (the “Program”) is a compensatory program established pursuant to the Charles & Colvard, Ltd. 2018 Equity Incentive Plan (the “2018 Plan”) for the 2021 fiscal |
|
| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) Commission File Number: 000-23329 North Carolina 56-1928817 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 170 Southport Drive Morrisville, North Carolina 275 |
|
| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commiss |
|
| May 29, 2020 |
Exhibit 10.1 SEPARATION OF EMPLOYMENT AGREEMENT This SEPARATION OF EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into by Suzanne Miglucci (“Employee”) and Charles & Colvard, Ltd. (the “Company”). Employee was employed by the Company as its President and Chief Executive Officer pursuant to an employment agreement between Employee and the Company dated December 1, 2015, as amended by the Am |
|
| May 29, 2020 |
Exhibit 10.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “Agreement”) is effective as of the 1ST day of June, 2020 (the “Effective Date”) by and between Charles & Colvard, Ltd. (the “Company”) and Don O’Connell (the “Employee”). WITNESSETH The Executive has heretofore been employed by the Company as its Chief Operating Officer and Senior Vice Presi |
|
| May 29, 2020 |
CHARLES & COLVARD APPOINTS DON O’CONNELL AS PRESIDENT AND CHIEF EXECUTIVE OFFICER Exhibit 99.1 CHARLES & COLVARD APPOINTS DON O’CONNELL AS PRESIDENT AND CHIEF EXECUTIVE OFFICER FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – May 29, 2020 – Charles & Colvard, Ltd. (Nasdaq: CTHR), (the “Company”), the original and leading worldwide source of created moissanite, announced today that its Board of Directors appointed Don O’Connell to the position of President and Chief Executiv |
|
| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & |
|
| May 21, 2020 |
Exhibit 99.1 CHARLES & COLVARD REPORTS THIRD QUARTER FISCAL 2020 FINANCIAL RESULTS - Provides Business Update Related to COVID-19 - - Optimized Balance Sheet Provides Stability and Liquidity - - Conference Call with Accompanying Slide Presentation Scheduled Today at 4:30 PM ET - FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – May 21, 2020 – Charles & Colvard, Ltd. (Nasdaq: CTHR) (the “Company |
|
| May 21, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commiss |
|
| May 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commissi |
|
| April 9, 2020 |
Exhibit 10.3 AMENDMENT TO 2017 EMPLOYMENT AGREEMENT THIS AMENDMENT TO 2017 EMPLOYMENT AGREEMENT (this “Amendment”), made and entered into on the 9th day of April, 2020 by and between Charles & Colvard, Ltd. (the “Company”) and Don O’Connell (the “Executive”). This Amendment shall be effective as of the date the Amendment is approved by the Board of Directors of the Company (the “Amendment Effectiv |
|
| April 9, 2020 |
Exhibit 10.1 AMENDMENT TO 2015 EMPLOYMENT AGREEMENT THIS AMENDMENT TO 2015 EMPLOYMENT AGREEMENT (this “Amendment”), made and entered into on the 9th day of April, 2020 by and between Charles & Colvard, Ltd. (the “Company”) and Suzanne Miglucci (the “Executive”). This Amendment shall be effective as of the date the Amendment is approved by the Board of Directors of the Company (the “Amendment Effec |
|
| April 9, 2020 |
CHARLES & COLVARD PROVIDES BUSINESS UPDATE RELATED TO COVID-19 Exhibit 99.1 CHARLES & COLVARD PROVIDES BUSINESS UPDATE RELATED TO COVID-19 FOR IMMEDIATE RELEASE RESEARCH TRIANGLE PARK, N.C. – April 9, 2020 – Charles & Colvard, Ltd. (Nasdaq: CTHR), the original and leading worldwide source of created moissanite, provided an update on actions being implemented in response to the COVID-19 pandemic. “During this evolving environment, we have acted quickly to focu |
|
| April 9, 2020 |
Exhibit 10.2 AMENDMENT TO 2017 EMPLOYMENT AGREEMENT THIS AMENDMENT TO 2017 EMPLOYMENT AGREEMENT (this “Amendment”), made and entered into on the 9th day of April, 2020 by and between Charles & Colvard, Ltd. (the “Company”) and Clint J. Pete (the “Executive”). This Amendment shall be effective as of the date the Amendment is approved by the Board of Directors of the Company (the “Amendment Effectiv |
|
| April 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 9, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commis |
|
| March 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commi |
|
| March 25, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commi |
|
| February 18, 2020 |
CTHR / Charles & Colvard, Ltd. / Silver Ring Value Partners Fund LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) February 7, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
|
| February 18, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of February 18, 2020, is by and among Silver Ring Value Partners Fund, LP, Silver Ring Value Partners GP, LLC, Silver Ring Value Partners, LP and Gary Mishuris (collectively, the “Filers”). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13D and/or |
|
| February 12, 2020 |
CTHR / Charles & Colvard, Ltd. / SYKES OLLIN B - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| February 7, 2020 |
CTHR / Charles & Colvard, Ltd. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 31, 2019 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charle |
|
| February 6, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2020 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| February 6, 2020 |
EX-99.1 2 tm206880d1ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CHARLES & COLVARD REPORTS SECOND QUARTER FISCAL 2020 FINANCIAL RESULTS - Online Channels Segment Revenues Increased 12% Contributing 57% of Total Revenues - - Strong 48% Gross Margin Bolstered by Finished Jewelry and Forever OneTM Product Sales - - Continued Profitability While Making Investments in Expanding Brand Awareness - - Conference C |
|
| January 29, 2020 |
CTHR / Charles & Colvard, Ltd. / Aristides Capital LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Charles & Colvard, Ltd. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 159765106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
|
| January 9, 2020 |
CTHR / Charles & Colvard, Ltd. / SIGNIA CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
| November 21, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| November 7, 2019 |
CTHR / Charles & Colvard, Ltd. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charl |
|
| November 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Com |
|
| November 7, 2019 |
Exhibit 99.1 CHARLES & COLVARD REPORTS FIRST QUARTER FISCAL 2020 FINANCIAL RESULTS - Revenue Growth of 15% Powered by 51% Increase in Finished Jewelry Sales - - Double Digit Revenue Gain in Online Channels Segment from Direct-to-Consumer Success - - charlesandcolvard.com Sales Up 31% Contributed to Robust Gross Margin of 49% - - Increased Net Income Led to Fifth Consecutive Profitable Quarter - - |
|
| October 4, 2019 |
CTHR / Charles & Colvard, Ltd. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
|
| October 4, 2019 |
CTHR / Charles & Colvard, Ltd. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
|
| September 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (C |
|
| September 5, 2019 |
CTHR / Charles & Colvard, Ltd. 10-K - Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended June 30, 2019 OR ☐ Transition report pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-23329 Charles & Colvard, |
|
| September 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Co |
|
| September 5, 2019 |
EX-99.1 2 tv528922ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 CHARLES & COLVARD REPORTS FOURTH QUARTER AND FISCAL YEAR 2019 FINANCIAL RESULTS - Accomplishment of Strategic Priorities Drives Full Year Profitability with $0.10 EPS - - Q4 2019 Revenue Growth of 19% Powered by Traditional Segment Sales Surge - - Strong Q4 2019 Gross Margin % Performance of 44% up from 35% in Year-Ago Quarter - - Successful C |
|
| July 11, 2019 |
EX-10.1 2 tv525064ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CHARLES & COLVARD, LTD. FISCAL 2020 SENIOR MANAGEMENT EQUITY INCENTIVE PROGRAM Adopted July 9, 2019 The Charles & Colvard, Ltd. Fiscal 2020 Senior Management Equity Incentive Program (the “Program”) is a compensatory program established pursuant to the Charles & Colvard, Ltd. 2018 Equity Incentive Plan (the “2018 Plan”) for the 2020 fiscal yea |
|
| July 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 9, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commiss |
|
| July 3, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2019 Charles & Colvard, Ltd. (Exact name of registrant as specified in its charter) North Carolina 000-23329 56-1928817 (State or other jurisdiction of incorporation) (Commiss |
|
| July 3, 2019 |
CHARLES & COLVARD, LTD. ANNOUNCES UNDERWRITERS’ EXERCISE OF OVER-ALLOTMENT OPTION Exhibit 99.1 CHARLES & COLVARD, LTD. ANNOUNCES UNDERWRITERS’ EXERCISE OF OVER-ALLOTMENT OPTION RESEARCH TRIANGLE PARK, N.C. – July 3, 2019 — Charles & Colvard, Ltd. (Nasdaq: CTHR) announced today that it has issued an additional 630,500 shares of its common stock pursuant to the partial exercise of the underwriters’ over-allotment option received in connection with Charles & Colvard’s recently com |
|
| June 14, 2019 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, no par value, of Charles & Colvard, Ltd. |
