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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dream Finders Homes, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 5, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| September 5, 2025 |
Exhibit 4.1 Execution Version DREAM FINDERS HOMES, INC. as Issuer THE GUARANTORS PARTY HERETO FROM TIME TO TIME and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee Indenture Dated as of September 5, 2025 6.875% Senior Notes due 2030 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 24 Section 1.03. Rul |
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| September 2, 2025 |
Dream Finders Announces Proposed Senior Notes Offering Exhibit 99.1 Dream Finders Announces Proposed Senior Notes Offering Jacksonville, Fla., - September 2, 2025 - Dream Finders Homes, Inc. (the “Company” or “Dream Finders Homes”) (NYSE: DFH) announced today its intention to offer, subject to market and other conditions, up to $300 million aggregate principal amount of unsecured senior notes due 2030 (the “2030 Notes”). The Company intends to use the |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 2, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2025 |
Dream Finders Announces Pricing of Senior Notes Offering Due 2030 Exhibit 99.1 Dream Finders Announces Pricing of Senior Notes Offering Due 2030 Jacksonville, Fla., – September 2, 2025 – Dream Finders Homes, Inc. (the “Company” or “Dream Finders Homes”) (NYSE: DFH) today announced the pricing of its private offering of $300 million aggregate principal amount of 6.875% senior unsecured notes due 2030 (the “2030 Notes”). The 2030 Notes will be sold to investors at |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 2, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2025 |
Dream Finders Homes, Inc. $300,000,000 6.875% Senior Notes due 2030 PURCHASE AGREEMENT Dream Finders Homes, Inc. $300,000,000 6.875% Senior Notes due 2030 PURCHASE AGREEMENT September 2, 2025 BofA Securities, Inc. As Representative of the Initial Purchasers One Bryant Park New York, New York 10036 Ladies and Gentlemen: Introductory. Dream Finders Homes, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to BofA Securities, Inc. (“BofAS”) and the other several I |
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| August 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 21, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissi |
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| August 26, 2025 |
exhibitdreamfinders-sev 4934-2871-8681 v.5 Execution Version SEVENTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of August 21, 2025 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK, and CITIZENS BANK, N.A., as Co-Syndication Age |
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| July 31, 2025 |
Exhibit 99.1 Dream Finders Announces Second Quarter 2025 Results Home Closings Up 10%; Net New Orders Increased 13% Second Quarter Homebuilding Revenues Increased 4% Jacksonville, FL. — July 31, 2025 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the second quarter ended June 30, 2025. Second Quarter 2025 |
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| July 31, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 31, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FIN |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 26, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 OR o Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39916 DREAM FI |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| May 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 8, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission F |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FI |
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| May 6, 2025 |
Exhibit 99.1 Dream Finders Announces First Quarter 2025 Results First Quarter Homebuilding Revenues Increased 18% Home Closings Up 16%; Homebuilding Gross Margin Up 140 bps to 19.2% Return on Participating Equity of 28.5% Jacksonville, FL. — May 6, 2025 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the f |
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| May 6, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 6, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission F |
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| April 21, 2025 |
Exhibit 99.1 Dream Finders Homes Announces the Closing of its Acquisition of Alliant National Title Insurance Company, Inc. Jacksonville, FL. — April 21, 2025 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders” or “DFH”) (NYSE: DFH) announced today that it has closed on its acquisition of Alliant National Title Insurance Company, Inc. (“Alliant National”) and a related affiliate after the |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 21, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |
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| February 25, 2025 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2024 Company Name State of Incorporation ANT JV Owner, LLC Delaware ARGENTA DEVELOPMENT COLORADO, LLC Florida BASELINE DEVELOPMENT COLORADO, LLC Florida Century Homes Florida, LLC Florida CHF Construction, LLC Florida COTTAGE CORNER DEVELOPMENT, LLC Florida DF CONSTRUCTION AZ, LLC Arizona DF Looking Glass 2A, LLC Florida DF Looking Glass 2B, LLC |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2024 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39916 |
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| February 25, 2025 |
Exhibit 99.1 Dream Finders Announces Fourth Quarter and Full Year 2024 Results Company Record Homebuilding Revenues of $1.5 billion for Fourth Quarter and $4.4 billion for Full Year 2024 Net Income Up 27% for Fourth Quarter and 13% for Full Year 2024 Return on Participating Equity of 29.7% Jacksonville, FL. — February 25, 2025 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dre |
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| February 25, 2025 |
DREAM FINDERS HOMES, INC. INSIDER TRADING POLICY Updated Effective July 31, 2024 EXHIBIT 19.1 DREAM FINDERS HOMES, INC. INSIDER TRADING POLICY Updated Effective July 31, 2024 Background and Purpose Dream Finders Homes, Inc. (the "Company") has adopted this Insider Trading Policy (this "Policy") for our directors, officers, employees and consultants with respect to the trading of the Company's securities, as well as the securities of publicly traded companies with whom we have |
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| February 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 25, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| February 13, 2025 |
AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, LLC (an investment adviser registered under the Investment Advisers Act of 1940) and Virtus Equity Trust (on behalf of Virtus KAR Small-Cap Growth Fund), a Delaware statutory trust, hereby agree to file jointly the statement on Schedule 13G to which this Agreement is attached, and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934. |
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| January 23, 2025 |
Dream Finders Homes Closes Acquisition Forming New Partnership with Liberty Communities in Atlanta Exhibit 99.1 Dream Finders Homes Closes Acquisition Forming New Partnership with Liberty Communities in Atlanta Jacksonville, FL. — January 23, 2025 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders” or “DFH”) (NYSE: DFH) today announced that it has completed the acquisition of the core homebuilding operations and assets of privately-held homebuilder, Liberty Communities, LLC, in the Atla |
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| January 23, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 23, 2025 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 23, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| December 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 14, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| November 14, 2024 |
DFH / Dream Finders Homes, Inc. / COOKE & BIELER LP Passive Investment SC 13G 1 cookebieler-dfh093024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* DREAM FINDERS HOMES, INC. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 26154D100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) |
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| November 13, 2024 |
DFH / Dream Finders Homes, Inc. / Lovett William Radford II Passive Investment SC 13G 1 13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) DREAM FINDERS HOMES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 13, 2024 |
DFH / Dream Finders Homes, Inc. / Zalupski Patrick O. Passive Investment SC 13G 1 13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) DREAM FINDERS HOMES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| November 6, 2024 |
AGREEMENT JOINT FILING OF SCHEDULE 13G EX-1 2 fp0090945-1ex1.htm AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. (an investment adviser registered under the Investment Advisers Act of 1940) and Virtus Equity Trust (on behalf of Virtus KAR Small-Cap Growth Fund), a Delaware statutory |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREA |
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| October 31, 2024 |
Exhibit 99.1 Dream Finders Announces Third Quarter 2024 Results Third Quarter Revenues of $1 Billion Homebuilding Revenues Up 10%, Net New Orders Up 9% Return on Participating Equity of 30.4% Jacksonville, FL. — October 31, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the third quarter ended Septem |
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| October 31, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 31, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 23, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| October 23, 2024 |
Dream Finders Homes Enters into Agreement to Acquire Alliant National Title Insurance Company, Inc. Exhibit 99.1 Dream Finders Homes Enters into Agreement to Acquire Alliant National Title Insurance Company, Inc. Jacksonville, FL. — October 23, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced today that it has entered into a definitive agreement to acquire Alliant National Title Insurance Company, Inc. (“Alliant National”) an |
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| October 7, 2024 |
SC 13G/A 1 fp0090453-2sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) September |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FIN |
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| August 1, 2024 |
Exhibit 99.1 Dream Finders Announces Second Quarter 2024 Results Second Quarter Homebuilding Revenues of $1.1 billion Net Income to DFH Up 18%, Basic EPS up 19% Return on Participating Equity of 33.5% Jacksonville, FL. — August 1, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the second quarter ende |
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| August 1, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 1, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| June 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 10, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 OR o Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39916 DREAM FI |
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| June 11, 2024 |
4890-5777-8357 v.5 1 FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 6, 2024 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK, FLAGSTAR BANK, N.A., and CITIZENS BANK, N.A., as Co-Syndication Agents AMERIS BANK, BMO BA |
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| June 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 6, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FI |
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| May 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 2, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission F |
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| May 2, 2024 |
Exhibit 99.1 Dream Finders Announces First Quarter 2024 Results First Quarter Homebuilding Revenues of $825 million Net New Orders Up 19%, Net Income to DFH Up 11% Return on Participating Equity of 34.9% Jacksonville, FL. — May 2, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the first quarter ended |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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| February 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 29, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39 |
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| February 29, 2024 |
Dream Finders Homes, Inc. Compensation Recovery Policy Effective August 1, 2023 1. Purpose. The purpose of this Compensation Recovery Policy (this “Policy”) is to describe the circumstances under which Dream Finders Homes, Inc. (the “Company”) is required to recover certain compensation paid to certain employees. Any references in compensation plans, agreements, equity awards or other policies to |
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| February 29, 2024 |
DREAM FINDERS HOMES, INC. INSIDER TRADING POLICY1 Background and Purpose Dream Finders Homes, Inc. (the "Company") has adopted this Insider Trading Policy (this "Policy") for our directors, officers, employees and consultants with respect to the trading of the Company's securities, as well as the securities of publicly traded companies with whom we have a business relationship. Securities include |
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| February 29, 2024 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2023 Company Name State of Incorporation ANT JV Owner LLC Delaware Century Homes Florida, LLC Florida CHF Construction, LLC Florida DF Looking Glass 2A, LLC Florida DF Looking Glass 2B, LLC Florida DF Tech Purchasing, LLC Florida DF Title, LLC Florida DFC Amelia Concourse Phase III, LLC Florida DFC Grand Landings, LLC Florida DFC Sterling Ranch, |
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| February 29, 2024 |
Exhibit 99.1 Dream Finders Announces Fourth Quarter and Full Year 2023 Results Company Record Homebuilding Revenues of $1.1 billion for Fourth Quarter and $3.7 billion for Full Year 2023 Net Income Up 18% for Fourth Quarter and 13% for Full Year 2023 Return on Participating Equity of 36.3% Jacksonville, FL. — February 29, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dre |
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| February 21, 2024 |
DFH / Dream Finders Homes, Inc. / Zalupski Patrick O. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DREAM FINDERS HOMES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 21, 2024 |
DFH / Dream Finders Homes, Inc. / Lovett William Radford II Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DREAM FINDERS HOMES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 13, 2024 |
DFH / Dream Finders Homes, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0789-dreamfindershomesincc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Dream Finders Homes, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 26154D100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropri |
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| February 13, 2024 |
SC 13G/A 1 fp0086862-55sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) December |
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| February 13, 2024 |
AGREEMENT JOINT FILING OF SCHEDULE 13G EX-1 2 fp0086862-55ex1.htm AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. (an investment adviser registered under the Investment Advisers Act of 1940) and Virtus Equity Trust (on behalf of Virtus KAR Small-Cap Growth Fund), a Delaware statutor |
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| February 2, 2024 |
Dream Finders Homes Acquires the Assets of Crescent Homes Exhibit 99.1 Dream Finders Homes Acquires the Assets of Crescent Homes Jacksonville, FL. — February 2, 2024 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced today that it has acquired the core homebuilding assets of privately held homebuilder, Crescent Ventures, LLC (“Crescent Homes” or “Crescent”). The acquisition will meaningfully |
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| February 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): February 2, 2024 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| November 2, 2023 |
4877-2944-7528 v.9 Execution Version 1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 19, 2023 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK and FLAGSTAR BANK, N.A., as Co-Syndication Agents BMO HARRIS BANK N.A., |
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| November 2, 2023 |
EMPLOYMENT AGREEMENT as Amended and Restated EMPLOYMENT AGREEMENT as Amended and Restated THIS EMPLOYMENT AGREEMENT (this “Agreement”), as amended and restated, is by and between Dream Finders Homes, Inc. |
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| November 2, 2023 |
EMPLOYMENT AGREEMENT as Amended and Restated EMPLOYMENT AGREEMENT as Amended and Restated THIS EMPLOYMENT AGREEMENT (this "Agreement"), as amended and restated, is by and between Dream Finders Homes, Inc. |
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| November 2, 2023 |
Exhibit 99.1 Dream Finders Announces Third Quarter 2023 Results Homebuilding Revenues Up 14%, Home Closings Up 17% Return on Participating Equity of 38.9% Jacksonville, Fla. — November 2, 2023 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the third quarter ended September 30, 2023. Third Quarter 2023 Hig |
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| November 2, 2023 |
EMPLOYMENT AGREEMENT as Amended and Restated EMPLOYMENT AGREEMENT as Amended and Restated THIS EMPLOYMENT AGREEMENT (this “Agreement”), as amended and restated, is by and between Dream Finders Homes, Inc. |
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| November 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREA |
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| November 2, 2023 |
4889-2662-9997 v.6 Execution Version 1 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 19, 2023 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK and FLAGSTAR BANK, N.A., as Co-Syndication Agents BMO HARRIS BANK N.A., a |
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| November 2, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 2, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incor |
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| August 22, 2023 |
Exhibit 4.1 Execution Version DREAM FINDERS HOMES, INC. as Issuer THE GUARANTORS PARTY HERETO FROM TIME TO TIME and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee Indenture Dated as of August 22, 2023 8.250% Senior Notes due 2028 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01. Definitions. 1 Section 1.02. Other Definitions. 24 Section 1.03. Rules |
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| August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 22, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissi |
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| August 9, 2023 |
Dream Finders Announces Pricing of Senior Notes Offering Due 2028 Exhibit 99.1 Dream Finders Announces Pricing of Senior Notes Offering Due 2028 Jacksonville, Fla., – August 8, 2023 – Dream Finders Homes, Inc. (the “Company” or “Dream Finders Homes”) (NYSE: DFH) today announced the pricing of its private offering of $300,000,000 aggregate principal amount of 8.25% senior unsecured notes due 2028 (the “2028 Notes”). The Company expects the net aggregate proceeds |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 8, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| August 9, 2023 |
Exhibit 10.1 Dream Finders Homes, Inc. $300,000,000 8.250% Senior Notes due 2028 PURCHASE AGREEMENT August 8, 2023 BofA Securities, Inc. As Representative of the Initial Purchasers One Bryant Park New York, New York 10036 Ladies and Gentlemen: Introductory. Dream Finders Homes, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to BofA Securities, Inc. (“BofAS”) and the other |
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| August 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 7, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| August 7, 2023 |
Dream Finders Announces Proposed Senior Notes Offering Exhibit 99.1 Dream Finders Announces Proposed Senior Notes Offering Jacksonville, Fla., – August 7, 2023 – Dream Finders Homes, Inc. (the “Company” or “Dream Finders Homes”) (NYSE: DFH) announced today its intention to offer, subject to market and other conditions, up to $300 million aggregate principal amount of unsecured senior notes due 2028 (the “2028 Notes”). The Company intends to use the pr |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FIN |
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| August 3, 2023 |
Exhibit 99.1 Dream Finders Announces Second Quarter 2023 Results Homebuilding Revenues Up 19%, Home Closings Up 12% Return on Participating Equity of 42.2% Jacksonville, Fla. — August 3, 2023 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Highlig |
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| August 3, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 3, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incor |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 3, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| August 3, 2023 |
Exhibit 99.1 Dream Finders Announces Second Quarter 2023 Results Homebuilding Revenues Up 19%, Home Closings Up 12% Return on Participating Equity of 42.2% Jacksonville, Fla. — August 3, 2023 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the second quarter ended June 30, 2023. Second Quarter 2023 Highlig |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 28, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 19, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR o Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39916 DREAM FI |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 8, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 22, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| May 4, 2023 |
Exhibit 99.1 Dream Finders Announces First Quarter 2023 Results Homebuilding Revenues Up 16%, Home Closings Up 11% Return on Participating Equity Improved 510 bps to 46.0% Jacksonville, Fla. – May 4, 2023— Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: DFH) announced its financial results for the first quarter ended March 31, 2023. First Quarter 2 |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 4, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission F |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FI |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Defin |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2022 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39 |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 2, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| March 2, 2023 |
TABLE OF CONTENTS ARTICLE I DEFINITIONS ARTICLE II ADMINISTRATION JOHN HANCOCK RETIREMENT PLAN SERVICES, LLC DEFINED CONTRIBUTION PRE-APPROVED PLAN TABLE OF CONTENTS ARTICLE I DEFINITIONS ARTICLE II ADMINISTRATION © 2020 John Hancock Retirement Plan Services, LLC or its suppliers 1 2. |
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| March 2, 2023 |
As filed with the Securities and Exchange Commission on March 2, 2023 As filed with the Securities and Exchange Commission on March 2, 2023 Registration No. |
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| March 2, 2023 |
Exhibit 99.1 Dream Finders Announces Fourth Quarter and Full Year 2022 Results Company Record Homebuilding Revenues of $1.1 billion for Fourth Quarter and $3.3 billion for Full Year 2022 Net Income Up 117% For Full Year 2022 Return on Participating Equity of 49.1% Jacksonville, Fla. – March 2, 2023 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders Homes”, “Dream Finders” or “DFH”) (NYSE: |
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| March 2, 2023 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2022 Company Name State of Incorporation ANT JV Owner LLC Delaware Century Homes Florida, LLC Florida DCE DFH JV, LLC Florida DF Title, LLC Florida DFC Amelia Concourse Phase III, LLC Florida DFC East Village, LLC Florida DFC Grand Landings, LLC Florida DFC Mandarin Estates, LLC Florida DFC Sterling Ranch, LLC Florida DFC Wilford, LLC Florida DF |
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| March 2, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 DREAM FINDERS HOMES, INC. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Sto |
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| February 14, 2023 |
AGREEMENT JOINT FILING OF SCHEDULE 13G EX-99.2 2 ex992.htm EX-99.2 AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. (an investment adviser registered under the Investment Advisers Act of 1940) and Virtus Equity Trust (on behalf of Virtus KAR Small-Cap Growth Fund), a Delaware statuto |
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| February 14, 2023 |
SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 9, 2023 |
SC 13G/A 1 tv0764-dreamfindershomesincc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Dream Finders Homes Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 26154D100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropria |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 31, 2023 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| February 3, 2023 |
Dream Finders Appoints William W. Weatherford to its Board of Directors Exhibit 99.1 Dream Finders Appoints William W. Weatherford to its Board of Directors Jacksonville, Fla. – February 3, 2023 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders” or “DFH”) (NYSE: DFH), announced today the appointment of William W. Weatherford to its Board of Directors. Mr. Weatherford brings more than two decades of governance, financial and risk management expertise to the Dr |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x Annual Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 OR o Transition Report Pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the transition period from to. Commission file number 001-39916 DREAM FI |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREA |
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| November 3, 2022 |
Exhibit 99.1 Dream Finders Announces Third Quarter 2022 Results Homebuilding Revenues Up 117%, Net Income Up 264% Return on Participating Equity of 50.3% Jacksonville, Fla. ? November 3, 2022? Dream Finders Homes, Inc. (the ?Company?, ?Dream Finders Homes?, ?Dream Finders? or ?DFH?) (NYSE: DFH) announced its financial results for the third quarter ended September 30, 2022. Third Quarter 2022 Highl |
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| November 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 3, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| October 11, 2022 |
AGREEMENT JOINT FILING OF SCHEDULE 13G AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) September 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39916 DREAM FINDERS HOMES, INC. NASDAQ GLOBAL STOCK MARKET LLC (Exact name of registrant as specified in its charter, and name of Exchange where security is listed and/or regist |
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| October 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 DREAM FINDERS HOMES, INC. (Exact name of registrant as specified in its charter) Delaware 85-2983036 (State of incorporation or organization) (IRS Employer Identification No.) 14701 Philips Highway |
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| October 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 30, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commi |
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| September 22, 2022 |
Exhibit 99.1 Dream Finders Homes Announces Transfer of Listing of Class A Common Stock to the New York Stock Exchange Jacksonville, Fla. ? September 22, 2022 ? Dream Finders Homes, Inc. (the ?Company?, ?Dream Finders? or ?DFH?) (NASDAQ: DFH), one of the nation?s fastest-growing companies, today announced that it is transferring the listing of its Class A common stock from the Nasdaq Global Select |
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| September 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 22, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commi |
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| September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 8, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commis |
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| August 4, 2022 |
Dream Finders Announces Second Quarter 2022 Results Exhibit 99.1 Dream Finders Announces Second Quarter 2022 Results Jacksonville, Fla. ? August 4, 2022? Dream Finders Homes, Inc. (the ?Company?, ?Dream Finders? or ?DFH?) (NASDAQ: DFH), one of the nation?s fastest-growing companies, announced its financial results for the second quarter ended June 30, 2022. Second Quarter 2022 Highlights (As Compared to Second Quarter 2021, unless otherwise noted) |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2022 OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FIN |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 4, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2022 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 2, 2022 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent, and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK, as Syndication Agent FLAGSTAR BANK, FSB, as Documentation Agent BOFA SECURITIES, INC., as Sole Bookrunner BOFA SECURI |
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| June 17, 2022 |
Dream Finders Homes Releases Investor Relations Presentation Exhibit 99.1 Dream Finders Homes Releases Investor Relations Presentation Jacksonville, Fla. – June 17, 2022 — Dream Finders Homes, Inc. (the “Company”, “Dream Finders” or “DFH”) (NASDAQ: DFH), one of the nation’s fastest-growing companies, announced today the release of its investor presentation accessible directly via the Company’s Investor Relations Website at https://investors.dreamfindershome |
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| June 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 17, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| June 14, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 9, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| June 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 2, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (Sta |
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| June 8, 2022 |
Exhibit 10.1 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of June 2, 2022 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent, and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto WESTERN ALLIANCE BANK, as Syndication Agent FLAGSTAR BANK, FSB, as Documentation Agent BOFA SECURITIES, INC., as Sole Bookrunner BOFA SECURI |
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| June 1, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Dream Finders Homes, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 26154D100 (CUSIP Number) May 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| June 1, 2022 |
Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d?1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock of Dream Finders Homes, Inc. and further agree that this Joint Filing Agreement be included as |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2022 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FI |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 10, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (Sta |
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| May 10, 2022 |
Exhibit 99.1 Dream Finders Announces First Quarter 2022 Results Homebuilding Revenues up 94%, Gross Margin Improvement of 380 Basis Points to 18.7%, Backlog of Sold Homes Increases to 7,413 Homes, Valued at $3.4 Billion Jacksonville, Fla. ? May 10, 2022 ? Dream Finders Homes, Inc. (the ?Company?, ?Dream Finders? or ?DFH?) (NASDAQ: DFH), one of the nation?s fastest-growing companies, announced its |
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| April 28, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ? ? ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| April 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) March 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| April 8, 2022 |
AGREEMENT JOINT FILING OF SCHEDULE 13G AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. |
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| April 7, 2022 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is by and between Dream Finders Homes, Inc., a Delaware corporation (the "Company"), and LORENA ANABEL FERNANDEZ ("Executive"), to be effective as of the Agreement Effective Date. The "Agreement Effective Date" shall mean the date that the last of the parties executes this Agreement. W I T N E S S E T H: WHEREAS, immedi |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 1, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 6, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| March 24, 2022 |
150,000 Shares of 9% Series A Convertible Preferred Stock 6,426,770 Shares of Class A Common Stock TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) Registration No. 333-263603 PROSPECTUS ? 150,000 Shares of 9% Series A Convertible Preferred Stock 6,426,770 Shares of Class A Common Stock This prospectus relates to the possible offer and resale, from time to time, by the selling stockholders identified in this prospectus (the ?selling stockholders?) of up to (i) 150,000 shares of our 9% Series |
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| March 21, 2022 |
DREAM FINDERS HOMES, INC. 14701 Philips Highway, Suite 300 Jacksonville FL, 32256 March 21, 2022 DREAM FINDERS HOMES, INC. 14701 Philips Highway, Suite 300 Jacksonville FL, 32256 March 21, 2022 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance - Office of Real Estate and Construction 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Melanie Singh Re: Acceleration of Effective Date Dream Finders Homes, Inc. Registration Statement on Fo |
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| March 16, 2022 |
LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. Exhibit 21.1 LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. ANT JV OWNER LLC, A FLORIDA LIMITED LIABILITY COMPANY CENTURY HOMES FLORIDA, LLC, A FLORIDA LIMITED LIABILITY COMPANY CHF CONSTRUCTION, LLC, A FLORIDA LIMITED LIABILITY COMPANY DCE DFH JV, LLC, A FLORIDA LIMITED LIABILITY COMPANY DF TITLE, LLC, A FLORIDA LIMITED LIABILITY COMPANY DFC AMELIA CONCOURSE PHASE III, LLC, A FLORIDA LIMITED L |
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| March 16, 2022 |
Exhibit 99.1 Dream Finders Announces Fourth Quarter 2021 Earnings and Full Year 2021 Results Pre-tax Income Increases 88% for Full Year 2021 Total Company Revenues Increase 70% for Full Year 2021 Largest Backlog in Company History Valued at Nearly $3 Billion Jacksonville, Fla. ? March 16, 2022 ? Dream Finders Homes, Inc. (the ?Company? or ?DFH?) (NASDAQ: DFH), one of the nation?s fastest growing c |
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| March 16, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 DREAM FINDERS HOMES, INC. (Exact Name of Registrant as Specified in its Charter) Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity 9% Series A Convertible Preferred Stock, par value $0.01 per share 457 |
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| March 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 16, 2022 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (S |
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| March 16, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED STATEMENT OF COMPREHENSIVE INCOME Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED STATEMENT OF COMPREHENSIVE INCOME On October 1, 2021, Dream Finders Homes, Inc.?s (?the Company? or ?DFH?), through its subsidiaries Dream Finders Holdings LLC, a Florida limited liability company, and DFH Coventry, LLC, a Florida limited liability company, completed the acquisition of certain assets, rights and properties, and assumed certain li |
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| March 16, 2022 |
As filed with the Securities and Exchange Commission on March 16, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on March 16, 2022 Registration No. |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FINDERS |
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| March 16, 2022 |
Exhibit 99.1 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC Combined Financial Statements September 30, 2021 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC September 30, 2021 Table of Contents Page(s) Combined Balance Sheets 1 Combined Statements of Income 2 Combined Statements of Changes in Equity 3 Combined Statements of Cash Flows 4 |
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| March 16, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 1, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 00 |
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| March 16, 2022 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Exhibit 4.1 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 As of December 31, 2021, Dream Finders Homes, Inc., a Delaware corporation (the ?Company?), had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): Class A common stock, par value $0.01 per share (?Class A common sto |
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| March 10, 2022 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* DREAM FINDERS HOMES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 26154D100 (CUSIP Number) February 28, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| March 10, 2022 |
AGREEMENT JOINT FILING OF SCHEDULE 13G AGREEMENT JOINT FILING OF SCHEDULE 13G Kayne Anderson Rudnick Investment Management, LLC (an investment adviser registered under the Investment Advisers Act of 1940), and Virtus Investment Advisers, Inc. |
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| February 9, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Dream Finders Homes Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 26154D100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 1 |
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| December 14, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): October 1, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 00 |
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| December 14, 2021 |
Exhibit 99.2 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC Combined Financial Statements (with Independent Accountants? Review Report) June 30, 2021 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC June 30, 2021 Table of Contents Page(s) Independent Accountants? Review Report 1 Combined Balance Sheets 2 Combined Statements of Income 3 Co |
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| December 14, 2021 |
Exhibit 99.1 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC Combined Financial Statements December 31, 2020 MHI Partnership, Ltd. MHI Models, Ltd. McGuyer Homebuilders, Inc. FMR IP, LLC December 31, 2020 Table of Contents Page(s) Independent Auditors? Report 1 Combined Balance Sheets 2 Combined Statements of Income 3 Combined Statements of Changes in Equity 4 Combine |
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| December 14, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On October 1, 2021, the Company, through its subsidiaries Dream Finders Holdings LLC, a Florida limited liability company, and DFH Coventry, LLC, a Florida limited liability company, completed the acquisition of certain assets, rights and properties, and assumed certain liabilities, of MHI Partnership, Ltd., a Texas limited p |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREA |
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| November 10, 2021 |
Exhibit 99.1 Dream Finders Homes Reports Third Quarter 2021 Financial Results Backlog of Sold Homes Increased 146.2% to 4,520 Homes Valued at Over $1.8 Billion During Quarter Jacksonville, Fla. ? (November 10, 2021) ? Dream Finders Homes, Inc. (the ?Company? or ?DFH?) (NASDAQ: DFH), one of the nation?s fastest growing homebuilders, today announced financial results for the third quarter ended Sept |
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| November 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 10, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 |
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| October 12, 2021 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is by and between Dream Finders Homes, Inc., a Delaware corporation (the "Company"), and LORENA ANABEL FERNANDEZ ("Executive"), to be effective as of the Agreement Effective Date. The "Agreement Effective Date" shall mean the date that the last of the parties executes this Agreement.. W I T N E S S E T H: WHEREAS, immed |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 30, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware |
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| October 7, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Dream Finders Homes, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 26154D100 (CUSIP Number) September 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| October 7, 2021 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d?1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock of Dream Finders Homes, Inc. and further agree that this Joint Filing Agreement be included as |
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| October 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 30, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-298303 |
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| October 5, 2021 |
Exhibit 3.1 DREAM FINDERS HOMES, INC. Certificate of Designations Series A Convertible Preferred Stock September 29, 2021 Table of Contents Section 1. Definitions 4 Section 2. Rules of Construction 9 Section 3. The Convertible Preferred Stock 10 (a) Designation; Par Value 10 (b) Number of Authorized Shares 10 (c) Form, Dating and Denominations 10 (d) Method of Payment; Delay When Payment Date is N |
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| October 5, 2021 |
Dream Finders Homes Acquires the Assets of McGuyer Homebuilders, Inc. (MHI) Exhibit 99.1 Dream Finders Homes Acquires the Assets of McGuyer Homebuilders, Inc. (MHI) Jacksonville, FL, October 5, 2021 ? Dream Finders Homes, Inc. (NASDAQ: DFH) announced today it has acquired the homebuilding, mortgage banking and title insurance assets of privately held Texas homebuilder McGuyer Homebuilders, Inc. and related affiliates (collectively ?MHI?), for $471 million in cash at closi |
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| October 5, 2021 |
Exhibit 10.1 JOINDER, COMMITMENT INCREASE, AND REALLOCATION AGREEMENT THIS JOINDER, COMMITMENT INCREASE, AND REALLOCATION AGREEMENT (this ?Agreement?) is made this 29th day of September, 2021, by and among Comerica Bank (?New Lender?), Flagstar Bank, FSB (?Increasing Lender?), Bank of America, N.A., as administrative agent for the lenders (in such capacity, ?Administrative Agent?), and Dream Finde |
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| October 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 29, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-298303 |
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| October 5, 2021 |
Exhibit 10.2 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), is made as of September 29, 2021, by and among Dream Finders Homes, Inc., a Delaware corporation (the ?Company?), and each of the parties listed on Schedule A hereto, each of which is referred to in this Agreement as a ?Holder?. RECITALS WHEREAS, This Agreement is made pursuant to th |
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| September 13, 2021 |
Dream Finders Homes to Acquire the Assets of McGuyer Homebuilders, Inc. (MHI) Exhibit 99.1 Dream Finders Homes to Acquire the Assets of McGuyer Homebuilders, Inc. (MHI) JACKSONVILLE, Fla., Sept. 13, 2021 (GLOBE NEWSWIRE) ? Dream Finders Homes, Inc. (NASDAQ: DFH) announced that it entered a definitive purchase and sale agreement to acquire the homebuilding, mortgage banking and title insurance assets of Houston, Texas-based homebuilder McGuyer Homebuilders, Inc. and related |
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| September 13, 2021 |
Exhibit 10.1 FIRST AMENDMENT AND COMMITMENT INCREASE AGREEMENT Dated as of September 8, 2021 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto U.S. BANK NATIONAL ASSOCIATION D/B/A HOUSING CAPITAL COMPANY, and FLAGSTAR BANK, FSB, as Syndication Agents BMO HARRIS BANK |
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| September 13, 2021 |
Exhibit 10.2 SUBSCRIPTION AGREEMENT BY AND BETWEEN DREAM FINDERS HOMES, INC. AND THE PURCHASERS PARTY HERETO Dated as of September 8, 2021 TABLE OF CONTENTS ARTICLE I PURCHASE AND SALE OF PURCHASED SHARES 1 Section 1.1 Purchase and Sale 1 Section 1.2 Closing 1 Section 1.3 Commitment Fee 1 Section 1.4 DVP Closing 1 ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY 2 Section 2.1 Organization |
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| September 13, 2021 |
Exhibit 2.1 PURCHASE AND SALE AGREEMENT FOR THE SALE OF CERTAIN PROPERTY OF the Sellers set forth on Exhibit A hereto TO DREAM FINDERS HOLDINGS LLC Dated as of June 17, 2021 PURCHASE AND SALE AGREEMENT This PURCHASE AND SALE AGREEMENT (this "Agreement") is dated as of June 17, 2021 (the "Effective Date"), by and between (i) each of the Persons identified as a "Seller" on Exhibit A attached hereto |
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| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 7, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 |
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| September 13, 2021 |
EX-2.3 4 brhc10028849ex2-3.htm EXHIBIT 2.3 Exhibit 2.3 SECOND AMENDMENT TO PURCHASE AND SALE AGREEMENT THIS SECOND AMENDMENT TO PURCHASE AND SALE AGREEMENT (this "Amendment") is made as of the 7th day of September, 2021 by and among (i) each of the Persons identified as a "Seller" on the signature page hereto (each is a "Seller", and collectively are the "Sellers); (ii) FRANK B. MCGUYER ("Owner), |
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| September 13, 2021 |
Exhibit 2.2 FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT THIS FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (this ''Amendment") is entered into as of August 31, 2021 by and among (i) each of the Persons identified as a "Seller" on the signature page hereto (each is a ''Seller'' and collectively are the ''Sellers''); (ii) FRANK B. MCGUYER (''Owner''), MCGUYER INTERESTS, LTD., a Texas limited par |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FIN |
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| August 10, 2021 |
Exhibit 99.1 Dream Finders Homes Announces Record Second Quarter 2021 Earnings, Increasing Quarterly Pre-Tax Income by 193% YoY Jacksonville, Fla. ? (August 10, 2021) ? Dream Finders Homes, Inc. (NASDAQ: DFH) announces pre-tax income of $37 million for the quarter ended June 30, 2021, an increase of 193% over the $12 million earned in the quarter ended June 30, 2020. The increase in pre-tax income |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): August 10, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissi |
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| June 16, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 15, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FI |
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| May 12, 2021 |
Exhibit 99.1 Dream Finders Homes Announces Record First Quarter 2021 Earnings as Homes Delivered Increased by 95% and Net New Orders Increased by 137% Jacksonville, Fla. ? (May 12, 2021) ? Dream Finders Homes, Inc. (NASDAQ: DFH) announced net income of $16.1 million for the quarter ended March 31, 2021, an increase of 145.0% over the $6.6 million earned in the quarter ended March 31, 2020. The inc |
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| May 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): May 12, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| April 29, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ? ? ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 30, 2021 |
EX-10.6 4 brhc10022392ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is by and between Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and Patrick Zalupski (“Executive”), to be effective as of the Agreement Effective Date. The “Agreement Effective Date” shall mean the date the Company completes the sale of Class A common st |
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| March 30, 2021 |
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 Exhibit 4.1 Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 As of March 25, 2021, Dream Finders Homes, Inc., a Delaware corporation (the ?Company?), had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): Class A common stock, par value $0.01 per share (?Class A common stock? |
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| March 30, 2021 |
Exhibit 10.7 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is by and between Dream Finders Homes, Inc., a Delaware corporation (the ?Company?), and Rick Anthony Moyer (?Executive?), to be effective as of the Agreement Effective Date. The ?Agreement Effective Date? shall mean the date the Company completes the sale of Class A common stock of the Company through an underwritten i |
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| March 30, 2021 |
Exhibit 10.8 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?) is by and between Dream Finders Homes, Inc., a Delaware corporation (the ?Company?), and Douglas Moran (?Executive?), to be effective as of the Agreement Effective Date. The ?Agreement Effective Date? shall mean the date the Company completes the sale of Class A common stock of the Company through an underwritten initia |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2020 OR ? Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission file number 001-39916 DREAM FINDERS |
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| March 30, 2021 |
LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. Exhibit 21.1 LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. ANT JV OWNER, LLC, a Florida limited liability company DCE DFH JV, LLC, a Florida limited liability company DF TITLE, LLC, a Florida limited liability company DFC AMELIA CONCOURSE PHASE III, LLC, a Florida limited liability company DFC EAST VILLAGE, LLC, a Florida limited liability company DFC GRAND LANDINGS, LLC, a Florida limited lia |
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| March 30, 2021 |
Exhibit 2.11 MEMBERSHIP INTEREST PURCHASE AGREEMENT BY AND BETWEEN Dream Finders Holdings LLC, as Purchaser, AND Four Seventeen, LLC, as Seller November 3 , 2020 CENTURY HOMES FLORIDA, LLC MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest Purchase Agreement (this ?Agreement?), dated as of , 2020 (the ?Effective Date?), is entered into by and between DREAM FINDERS HOLDINGS LLC, a Flor |
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| March 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 16, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commissio |
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| March 16, 2021 |
Exhibit 99.1 Dream Finders Homes Delivers Third Consecutive Year of Over 100% Pre-Tax Earnings Growth After Record Fourth Quarter and Full Year 2020 Results Jacksonville, Fla. ? (Mar. 16, 2021) ? Dream Finders Homes, Inc. (NASDAQ: DFH) announced record pre-tax earnings of $79.1 million for the year ended December 31, 2020, an increase of 101.8% over the $39.2 million earned in the year ended Decem |
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| March 16, 2021 |
Dream Finders Holdings LLC Operating Activity Exhibit 99.2 Dream Finders Holdings LLC Operating Activity Three Months Ended December 31, Twelve Months Ended December 31, 2020 (unaudited) 2019 (unaudited) 2020 (unaudited) 2019 (unaudited) Units Average Sales Price Units Average Sales Price Units Average Sales Price Units Average Sales Price Home Closings: DC Metro 84 $ 543,754 32 $ 582,094 232 $ 544,139 76 $ 513,728 Colorado 86 $ 459,299 72 $ |
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| March 8, 2021 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 8, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commission |
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| January 29, 2021 |
EX-99.1 2 b40463904b.htm JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d−1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A Common Stock of Dream Finders Homes, Inc. and further agree |
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| January 29, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Dream Finders Homes, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 26154D100 (CUSIP Number) January 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 27, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39916 85-2983036 (State or other jurisdiction of incorporation) (Commiss |
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| January 28, 2021 |
As filed with the Securities and Exchange Commission on January 28, 2021 Registration No. |
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| January 25, 2021 |
EX-2.1 3 nt10015422x12ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of January 20, 2021, by and among Dream Finders Holdings LLC, a Florida limited liability company (“DFH LLC”), Dream Finders Homes, Inc., a Delaware corporation and, prior to the consummation of the Merger (as defined below), a wholly owned su |
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| January 25, 2021 |
EX-10.1 7 nt10015422x12ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 CREDIT AGREEMENT Dated as of January 25, 2021 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto U.S. BANK NATIONAL ASSOCIATION D/B/A HOUSING CAPITAL COMPANY, as Syndication Agent FLAGSTAR BANK, FSB, as Docum |
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| January 25, 2021 |
DREAM FINDERS HOMES, INC. 2021 Equity Incentive Plan ARTICLE I. Exhibit 10.3 DREAM FINDERS HOMES, INC. 2021 Equity Incentive Plan ARTICLE I. PURPOSE The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. Capitalized terms used in the Plan and not defined elsewhere in the text are d |
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| January 25, 2021 |
Exhibit 1.1 Execution Version DREAM FINDERS HOMES, INC. (a Delaware corporation) 9,600,000 Shares of Class A Common Stock and DREAM FINDERS HOLDINGS, LLC (a Florida limited liability company) UNDERWRITING AGREEMENT Dated: January 20, 2021 DREAM FINDERS HOMES, INC. (a Delaware corporation) 9,600,000 Shares of Class A Common Stock and DREAM FINDERS HOLDINGS LLC (a Florida limited liability company) |
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| January 25, 2021 |
Exhibit 4.1 Execution Version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made as of January 25, 2021, by and among Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and each of the stockholders listed on Schedule A hereto, each of which is referred to in this Agreement as a “Holder.” RECITALS WHEREAS, the Holders and the Company hereby |
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| January 25, 2021 |
Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF DREAM FINDERS HOMES, INC. A DELAWARE CORPORATION Date of Adoption: January 20, 2021 * * * * * AMENDED AND RESTATED BYLAWS * * * * * ARTICLE I OFFICES Section 1. Registered Office. The registered office of Dream Finders Homes, Inc. (the “Corporation”) required by the General Corporation Law of the State of Delaware (the “General Corporation Law”) to be mai |
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| January 25, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAM FINDERS HOMES, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Dream Finders Homes, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HE |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 20, 2021 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39916 (Commission File Nu |
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| January 22, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(4) Registration Statement No. 333-251612 P R O S P E C T U S 9,600,000 Shares Dream Finders Homes, Inc. Class A Common Stock This is Dream Finders Homes, Inc.’s initial public offering. We are selling 9,600,000 shares of Class A common stock. Prior to this offering, there has been no public market for our Class A common stock. We have been approved |
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| January 20, 2021 |
9,600,000 Shares Dream Finders Homes, Inc. Class A Common Stock Issuer Free Writing Prospectus Filed pursuant to Rule 433 of the Securities Act of 1933 Registration Statement No. |
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| January 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Dream Finders Homes, Inc. (Exact name of registrant as specified in its charter) Delaware 85-2983036 (State of incorporation or organization) (I.R.S. Employer Identification No.) 14701 Philips High |
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| January 19, 2021 |
Execution Version DREAM FINDERS HOMES, INC. 14701 Philips Highway, Suite 300 Jacksonville, Florida 32256 January 19, 2021 BY EDGAR United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance Attention: Ronald E. Alper RE: Dream Finders Homes, Inc. Registration Statement on Form S-1, as amended File No. 333-251612 Request for Accelerati |
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| January 19, 2021 |
Execution Version BofA Securities, Inc. One Bryant Park New York, NY 10036 RBC Capital Markets, LLC 200 Vesey Street New York, NY 10281 BTIG, LLC 65 E. 55th Street New York, NY 10022 January 19, 2021 VIA EDGAR Office of Financial Services United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549-3561 Attention: Ronald E. Alper Re: D |
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| January 14, 2021 |
DREAM FINDERS HOMES, INC. 2021 EQUITY INCENTIVE PLAN FORM OF STOCK OPTION GRANT NOTICE Exhibit 10.7 DREAM FINDERS HOMES, INC. 2021 EQUITY INCENTIVE PLAN FORM OF STOCK OPTION GRANT NOTICE Capitalized terms not specifically defined in this Stock Option Grant Notice (the “Grant Notice”) have the meanings given to them in the 2021 Equity Incentive Plan (as amended from time to time, the “Plan”) of Dream Finders Homes, Inc. (the “Company”). The Company hereby grants to the participant li |
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| January 14, 2021 |
Exhibit 10.9 FORM OF EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is by and between Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and Patrick Zalupski (“Executive”), to be effective as of the Agreement Effective Date. The “Agreement Effective Date” shall mean the date the Company completes the sale of Class A common stock of the Company through an underwri |
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| January 14, 2021 |
Exhibit 10.11 FORM OF EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is by and between Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and Douglas Moran (“Executive”), to be effective as of the Agreement Effective Date. The “Agreement Effective Date” shall mean the date the Company completes the sale of Class A common stock of the Company through an underwritt |
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| January 14, 2021 |
DREAM FINDERS HOMES, INC. FORM OF RESTRICTED STOCK GRANT NOTICE (Class B Common Stock) Exhibit 10.12 DREAM FINDERS HOMES, INC. FORM OF RESTRICTED STOCK GRANT NOTICE (Class B Common Stock) Dream Finders Homes, Inc. (the “Company”) hereby grants to Participant the number of shares of the Company’s Class B Common Stock (referred to herein as “Shares”) set forth below. This Restricted Stock award (this “Award”) is subject to all of the terms and conditions as set forth herein and in the |
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| January 14, 2021 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 14, 2021 Registration No. |
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| January 14, 2021 |
Exhibit 10.10 FORM OF EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is by and between Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and Rick Anthony Moyer (“Executive”), to be effective as of the Agreement Effective Date. The “Agreement Effective Date” shall mean the date the Company completes the sale of Class A common stock of the Company through an under |
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| January 11, 2021 |
FORM OF REGISTRATION RIGHTS AGREEMENT Exhibit 10.4 FORM OF REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made as of January [●], 2021, by and among Dream Finders Homes, Inc., a Delaware corporation (the “Company”), and each of the stockholders listed on Schedule A hereto, each of which is referred to in this Agreement as a “Holder.” RECITALS WHEREAS, the Holders and the Company hereby agree th |
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| January 11, 2021 |
Exhibit 3.4 FORM OF AMENDED AND RESTATED BYLAWS OF DREAM FINDERS HOMES, INC. A DELAWARE CORPORATION Date of Adoption: [●], 2021 * * * * * FORM OF AMENDED AND RESTATED BYLAWS * * * * * ARTICLE I OFFICES Section 1. Registered Office. The registered office of Dream Finders Homes, Inc. (the “Corporation”) required by the General Corporation Law of the State of Delaware (the “General Corporation Law”) |
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| January 11, 2021 |
Exhibit 10.1 Published CUSIP Number: [] Form of CREDIT AGREEMENT Dated as of January [], 2021 among DREAM FINDERS HOMES, INC., as Borrower, BANK OF AMERICA, N.A., as Administrative Agent and an L/C Issuer, The Other L/C Issuers Party Hereto, and The Other Lenders Party Hereto U.S. BANK NATIONAL ASSOCIATION D/B/A HOUSING CAPITAL COMPANY, as Syndication Agent Flagstar Bank, FSB, as Documentation Age |
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| January 11, 2021 |
FORM OF AGREEMENT AND PLAN OF MERGER Exhibit 2.10 FORM OF AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of January , 2021, by and among Dream Finders Holdings LLC, a Florida limited liability company (“DFH LLC”), Dream Finders Homes, Inc., a Delaware corporation and, prior to the consummation of the Merger (as defined below), a wholly owned subsidiary of DFH LLC (“DFH Inc.”), and |
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| January 11, 2021 |
Exhibit 1.1 DREAM FINDERS HOMES, INC. (a Delaware corporation) [●] Shares of Class A Common Stock and DREAM FINDERS HOLDINGS, LLC (a Florida limited liability company) FORM OF UNDERWRITING AGREEMENT Dated: January [●], 2021 DREAM FINDERS HOMES, INC. (a Delaware corporation) [●] Shares of Class A Common Stock and DREAM FINDERS HOLDINGS LLC (a Florida limited liability company) FORM OF UNDERWRITING |
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| January 11, 2021 |
DREAM FINDERS HOMES, INC. Form of 2021 Equity Incentive Plan ARTICLE I. Exhibit 10.5 DREAM FINDERS HOMES, INC. Form of 2021 Equity Incentive Plan ARTICLE I. PURPOSE The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. Capitalized terms used in the Plan and not defined elsewhere in the te |
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| January 11, 2021 |
Exhibit 3.3 FORM OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DREAM FINDERS HOMES, INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Dream Finders Homes, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), |
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| January 11, 2021 |
LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. Exhibit 21.1 LIST OF SUBSIDIARIES OF DREAM FINDERS HOMES, INC. ANT JV OWNER, LLC, a Florida limited liability company DCE DFH JV, LLC, a Florida limited liability company DF TITLE, LLC, a Florida limited liability company DFC AMELIA CONCOURSE PHASE III, LLC, a Florida limited liability company DFC EAST VILLAGE, LLC, a Florida limited liability company DFC GRAND LANDINGS, LLC, a Florida limited lia |
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| January 11, 2021 |
Exhibit 4.1 |
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| January 11, 2021 |
DREAM FINDERS HOMES, INC. FORM OF INDEMNIFICATION AGREEMENT Exhibit 10.8 DREAM FINDERS HOMES, INC. FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”), made and entered into as of the day of , 202 by and between Dream Finders Homes, Inc., a Delaware corporation (the “Corporation”), and (“Indemnitee”). W I T N E S S E T H: WHEREAS, Indemnitee is currently serving or is about to begin serving as a director and/or officer of th |
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| January 11, 2021 |
TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 11, 2021 Registration No. |
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| January 11, 2021 |
DREAM FINDERS HOMES, INC. 2021 EQUITY INCENTIVE PLAN FORM OF RESTRICTED STOCK GRANT NOTICE Exhibit 10.6 DREAM FINDERS HOMES, INC. 2021 EQUITY INCENTIVE PLAN FORM OF RESTRICTED STOCK GRANT NOTICE Dream Finders Homes, Inc. (the “Company”), pursuant to its 2021 Equity Incentive Plan (the “Plan”), hereby grants to Participant the number of shares of the Company’s Common Stock (referred to herein as “Shares”) set forth below. This Restricted Stock award (this “Award”) is subject to all of th |
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| December 22, 2020 |
SIXTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT Exhibit 2.7 SIXTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS SIXTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into effective as of September 18, 2020, by and between DREAM FINDERS HOLDINGS LLC, a Florida limited liability company (“Purchaser”), and H&H CONSTRUCTORS, INC., a North Carolina corporation (“Seller”). Recitals A. Seller and Purchaser |
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| December 22, 2020 |
FIFTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT EX-2.6 7 nt10015422x4ex2-6.htm EXHIBIT 2.6 Exhibit 2.6 FIFTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS FIFTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into effective as of August 31, 2020, by and between DREAM FINDERS HOLDINGS LLC, a Florida limited liability company (“Purchaser”), and H&H CONSTRUCTORS, INC., a North Carolina corporation (“Sel |
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| December 22, 2020 |
FIRST AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT Exhibit 2.2 FIRST AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS FIRST AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into effective as of March 17 , 2020, by and between DREAM FINDERS HOLDINGS LLC, a Florida limited liability company (“Purchaser”), and H&H CONSTRUCTORS, INC., a North Carolina corporation (“Seller”). Recitals A. Seller and Purchaser are |
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| December 22, 2020 |
CERTIFICATE OF INCORPORATION DREAM FINDERS HOMES, INC. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF DREAM FINDERS HOMES, INC. FIRST: The name of the corporation is Dream Finders Homes, Inc. (the “Corporation”). SECOND: The address of the Corporation’s registered office in the State of Delaware is c/o The Corporation Trust Center, 1209 Orange Street City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at such addres |
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| December 22, 2020 |
FOURTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT Exhibit 2.5 FOURTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS FOURTH AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into effective as of August 18, 2020, by and between DREAM FINDERS HOLDINGS LLC, a Florida limited liability company (“Purchaser”), and H&H CONSTRUCTORS, INC., a North Carolina corporation (“Seller”). Recitals A. Seller and Purchaser a |
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| December 22, 2020 |
THIRD AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT Exhibit 2.4 THIRD AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS THIRD AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Amendment”) is entered into effective as of June 30, 2020, by and between DREAM FINDERS HOLDINGS LLC, a Florida limited liability company (“Purchaser”), and H&H CONSTRUCTORS, INC., a North Carolina corporation (“Seller”). Recitals A. Seller and Purchaser are p |
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| December 22, 2020 |
MEMBERSHIP INTEREST GRANT AGREEMENT Exhibit 10.3 MEMBERSHIP INTEREST GRANT AGREEMENT This Membership Interest Grant Agreement (the “Agreement”) is effective as of January 1, 2017 (the “Effective Date”), and is made by and between DREAM FINDERS HOLDINGS, LLC (the “Company”) and Douglas Moran (the “Grantee”). Recitals: A. The Grantee is an employee of Dream Finders Homes, LLC (“Dream Finders Homes”), whose employment is governed by th |
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| December 22, 2020 |
Exhibit 16.1 [RSM logo] RSM US LLP 1301 Riverplace Blvd Suite 1700 Jacksonville, FL 32207 T +1 904 680 7200 F +1 904 680 7204 www.rsmus.com December 22, 2020 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Commissioners: We have read Dream Finders Homes, Inc.’s statements included in its Form S-1 filed on December 22, 2020 and we agree with such statements concerning our |
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| December 22, 2020 |
Exhibit 99.3 CONSENT OF DIRECTOR NOMINEE I consent to the use of my name as a Director Nominee in the Registration Statement, including in the section thereof entitled “Management,” filed by Dream Finders Homes, Inc. on Form S-1 and each related Prospectus and each further amendments or supplements thereto. Dated: December 17, 2020 /s/ Justin Udelhofen Name: Justin Udelhofen |
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| December 22, 2020 |
MEMBERSHIP INTEREST GRANT AGREEMENT Exhibit 10.2 MEMBERSHIP INTEREST GRANT AGREEMENT This Membership Interest Grant Agreement (the “Agreement”) is effective as of June 15, 2017 (the “Effective Date”), and is made by and between DREAM FINDERS HOLDINGS, LLC (the “Company”) and RICK ANTHONY MOYER, an individual (the “Grantee”). Recitals: A. The Grantee is an employee of Dream Finders Homes, LLC (“Dream Finders homes”), whose employment |
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| December 22, 2020 |
Exhibit 99.1 CONSENT OF DIRECTOR NOMINEE I consent to the use of my name as a Director Nominee in the Registration Statement, including in the section thereof entitled “Management,” filed by Dream Finders Homes, Inc. on Form S-1 and each related Prospectus and each further amendments or supplements thereto. Dated: December 17, 2020 /s/ William H. Walton, III Name: William H. Walton, III |
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| December 22, 2020 |
Exhibit 99.2 CONSENT OF DIRECTOR NOMINEE I consent to the use of my name as a Director Nominee in the Registration Statement, including in the section thereof entitled “Management,” filed by Dream Finders Homes, Inc. on Form S-1 and each related Prospectus and each further amendments or supplements thereto. Dated: December 21, 2020 /s/ W. Radford Lovett II Name: W. Radford Lovett II |
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| December 22, 2020 |
TABLE OF CONTENTS AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 22, 2020 Registration No. |
