Mga Batayang Estadistika
CIK | 792130 |
SEC Filings
SEC Filings (Chronological Order)
December 26, 2018 |
15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-19960 Datawatch Corporation (Exact name of registrant as specifie |
|
December 13, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 13, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
December 13, 2018 |
Amended and Restated Certificate of Incorporation of Datawatch Corporation, dated December 13, 2018 EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF DATAWATCH CORPORATION ARTICLE I The name of the corporation is Datawatch Corporation (the “Corporation”). ARTICLE II The registered office of the Corporation in the State of Delaware is located at 108 West 13th Street, Wilmington, New Castle County, Delaware 19801. The name of the Corporation’s registered agent in the State of |
|
December 13, 2018 |
Amended and Restated Bylaws of Datawatch Corporation, dated December 13, 2018 EX-3.2 Exhibit 3.2 DATAWATCH CORPORATION a Delaware Corporation AMENDED AND RESTATED BYLAWS ARTICLE I. OFFICES. The registered office of Datawatch Corporation (the “Corporation”) shall be located in the state of Delaware and shall be at such address as shall be set forth in the Certificate of Incorporation of the Corporation, filed with the Secretary of State of the State of Delaware on December 1 |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. S-8 POS S-8 POS As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
POS AM As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
POS AM As filed with the Securities and Exchange Commission on December 13, 2018 Registration No. |
|
December 13, 2018 |
DWCH / Datawatch Corp. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 4 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Datawatch Corporation (Name of Subject Company) Datawatch Corporation (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 2379172 |
|
December 13, 2018 |
DWCH / Datawatch Corp. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. (Offeror) ALTAIR ENGINEERING INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST |
|
December 13, 2018 |
EX-99.A.5.I Exhibit (a)(5)(i) Altair Engineering Announces Completion of Tender Offer for all Outstanding Shares of Datawatch Corporation TROY, Michigan– December 13, 2018 – Altair Engineering Inc. (Nasdaq: ALTR) (“Altair”) today announced the expiration of the tender offer (the “Offer”) by its wholly owned subsidiary, Dallas Merger Sub, Inc. (“Dallas Merger Sub”) for all of the issued and outstan |
|
December 13, 2018 |
Subsidiaries of the Registrant (filed herewith) EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT PLACE OF SUBSIDIARY INCORPORATION D/B/A NAME Datawatch International Limited England and Wales Datawatch International Limited Datawatch Pty Ltd.* Australia Datawatch Pty Ltd. Datawatch GmbH* Germany Datawatch GmbH Datawatch Analytics (Singapore) Pte Ltd. * Singapore Datawatch Analytics (Singapore) Pte Ltd. Datawatch AB Sweden Panopticon Software AB Ango |
|
December 13, 2018 |
DWCH / Datawatch Corp. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATION (E |
|
December 4, 2018 |
DWCH / Datawatch Corp. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. (Offeror) ALTAIR ENGINEERING INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST |
|
December 4, 2018 |
DWCH / Datawatch Corp. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Datawatch Corporation (Name of Subject Company) Datawatch Corporation (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 2379172 |
|
November 29, 2018 |
DWCH / Datawatch Corp. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Datawatch Corporation (Name of Subject Company) Datawatch Corporation (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 2379172 |
|
November 29, 2018 |
DWCH / Datawatch Corp. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. (Offeror) ALTAIR ENGINEERING INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST |
|
November 26, 2018 |
DWCH / Datawatch Corp. / WC CAPITAL LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Datawatch Corporation (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 237917208 (CUSIP Number) Christopher T. Cox, Esq. Cadwalader, Wickersham & Taft LLP One World Financial Center New York, New York 10281 (212) 504-6000 (Name, |
|
November 26, 2018 |
COUNTERPART SIGNATURE TO TENDER AND SUPPORT AGREEMENT Exhibit 7 COUNTERPART SIGNATURE TO TENDER AND SUPPORT AGREEMENT Reference is made to that certain Tender and Support Agreement, by and among WC Capital, LLC (the “Stockholder”), Altair Engineering Inc. |
|
November 21, 2018 |
DWCH / Datawatch Corp. SC TO-T/A SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. (Offeror) ALTAIR ENGINEERING INC. (Parent of Offeror) (Names of Filing Persons) COMMON ST |
|
November 21, 2018 |
DWCH / Datawatch Corp. SC 14D9/A SC 14D9/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Datawatch Corporation (Name of Subject Company) Datawatch Corporation (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 2379172 |
|
November 16, 2018 |
DWCH / Datawatch Corp. / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 237917208 (CUSIP Number) NOVEMBER 9, 2018 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which |
|
November 15, 2018 |
Datawatch Announces Fourth Quarter and Year-End Fiscal 2018 Financial Results Exhibit 99.1 Datawatch Announces Fourth Quarter and Year-End Fiscal 2018 Financial Results Bedford, Mass.—November 15, 2018—Datawatch Corporation (NASDAQ-CM: DWCH), a leader in data intelligence to fuel your business, today announced that total revenue for its fourth quarter of fiscal 2018 ended September 30, 2018 was $11.59 million on a GAAP basis, an increase of 14% from total revenue of $10.20 |
|
November 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 15, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 14, 2018 |
DWCH / Datawatch Corp. SC 14D9 SC 14D9 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (Rule 14d-101) Solicitation/Recommendation Statement Under Section 14(d)(4) of the Securities Exchange Act of 1934 Datawatch Corporation (Name of Subject Company) Datawatch Corporation (Name of Persons Filing Statement) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number of C |
|
November 14, 2018 |
EX-99.A.1.I Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of DATAWATCH CORPORATION at $13.10 Net per Share In Cash by Dallas Merger Sub, Inc. a wholly owned subsidiary of Altair Engineering Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT MIDNIGHT, BOSTON TIME, ON DECEMBER 12, 2018 (ONE MINUTE AFTER 11:59 P.M., BOSTON TIME, ON DECEMBER 12, |
|
November 14, 2018 |
EX-99.A.1.II Exhibit (a)(1)(ii) Letter of Transmittal to Tender Shares of Common Stock of DATAWATCH CORPORATION at $13.10 Net per Share In Cash, Pursuant to the Offer to Purchase dated November 14, 2018 by Dallas Merger Sub, Inc., a wholly-owned subsidiary of Altair Engineering Inc. The undersigned represents that I (we) have full authority to surrender without restriction the certificate(s) liste |
|
November 14, 2018 |
MUTUAL NON-DISCLOSURE AGREEMENT EX-99.D.3 Exhibit (d)(3) MUTUAL NON-DISCLOSURE AGREEMENT THIS MUTUAL NON-DISCLOSURE AGREEMENT (“Agreement”) is being entered into as of May 14, 2018 (the “Effective Date”), between ALTAIR ENGINEERING INC. (the “Partner”) and DATAWATCH CORPORATION (the “Datawatch” and, together with Partner, each a “Party” and collectively the “Parties”). In order to facilitate the consideration and negotiation of |
|
November 14, 2018 |
EX-99.A.1.IV Exhibit (a)(1)(iv) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of DATAWATCH CORPORATION at $13.10 Net Per Share in Cash by DALLAS MERGER SUB, INC. a wholly-owned subsidiary of ALTAIR ENGINEERING INC. November 14, 2018 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Dallas Merger Sub, Inc., a Delaware corporation (the “Purchaser”), and a |
|
November 14, 2018 |
EX-99.D.4 Exhibit (d)(4) September 24, 2018 STRICTLY CONFIDENTIAL Mr. Michael A. Morrison Datawatch Corporation 4 Crosby Drive Bedford, MA 01730 Dear Mr. Morrison, In order to induce Altair Engineering Inc. (“Altair”) to devote additional time and resources to its continuing evaluation and, if applicable, pursuit of a Transaction (as defined below), and in consideration therefor, by executing this |
|
November 14, 2018 |
EX-99.A.I.V Exhibit (a)(1)(v) OFFER TO PURCHASE FOR CASH All Outstanding Shares of Common Stock of DATAWATCH CORPORATION at $13.10 Net Per Share in Cash by DALLAS MERGER SUB, INC. a wholly-owned subsidiary of ALTAIR ENGINEERING INC. To Our Clients: Enclosed for your consideration are the Offer to Purchase dated November 14, 2018 (which, together with any amendments or supplements thereto, collecti |
|
November 14, 2018 |
EX-99.A.1.VI Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase (as defined below) dated November 14, 2018, and the related Letter of Transmittal (as defined below) and any amendments or supplements thereto, and is being made to all holders of Sha |
|
November 14, 2018 |
DWCH / Datawatch Corp. SC TO-T SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. (Offeror) ALTAIR ENGINEERING INC. (Parent of Offeror) (Names of Filing Persons) COMMON STOCK, PAR VALUE $0.01 |
|
November 14, 2018 |
EX-99.A.1.III Exhibit (a)(1)(iii) NOTICE OF GUARANTEED DELIVERY (Not To Be Used for Signature Guarantee) To Tender Shares of Common Stock of DATAWATCH CORPORATION Pursuant to the Offer to Purchase dated November 14, 2018 of DALLAS MERGER SUB, INC. a wholly-owned subsidiary of ALTAIR ENGINEERING INC. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT ONE MINUTE AFTER 11:59 P.M., BOSTON TIME, AT THE END |
|
November 14, 2018 |
DWCH / Datawatch Corp. / Altair Engineering Inc. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) Copies to: James R. Scapa Altair Engineering Inc. 1820 East Big Beaver Road Troy, Michigan 48083 Telephone: (248) 614-2400 Peter Eh |
|
November 14, 2018 |
EX-99.1 2 d520061dex991.htm EX-99.1 CUSIP No. 237917208 13D Ex. 99.1 Joint Filing Agreement In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Datawatch Corpo |
|
November 9, 2018 |
EX-99.1 Exhibit 99.1 Corrected Transcript 08-Nov-2018 Altair Engineering Inc. (ALTR) Q3 2018 Earnings Call Total Pages: 15 1-877-FACTSET www.callstreet.com Copyright © 2001-2018 FactSet CallStreet, LLC 1 Altair Engineering Inc. (ALTR) Corrected Transcript Q3 2018 Earnings Call 08-Nov-2018 CORPORATE PARTICIPANTS Howard N. Morof Chief Financial Officer, Altair Engineering Inc. James R. Scapa Founder |
|
November 9, 2018 |
DWCH / Datawatch Corp. SC TO-C SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO-C Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. a wholly-owned subsidiary of ALTAIR ENGINEERING INC. (Name of Filing Persons (Offerors)) Common Stock, $0.01 Par Value (Title of |
|
November 8, 2018 |
Press Release issued by Altair Engineering Inc. dated November 8, 2018, furnished hereto. EX-99.1 Exhibit 99.1 Altair Announces Third Quarter 2018 Financial Results Third Quarter Software Product Revenue Increased 13% Year-over-Year TROY, Mich. – November 8, 2018 – Altair (Nasdaq:ALTR) released its financial results for the third quarter ended September 30, 2018. “Altair’s third quarter results reflected better than expected profitability and continued software momentum, despite greate |
|
November 8, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 Altair Engineering Inc. (Exact name of registrant as specified in its charter) Delaware 001-38263 38-2591828 (State or other jurisdiction of incorporation) (Commi |
|
November 7, 2018 |
DWCH / Datawatch Corp. / WC CAPITAL LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2) Datawatch Corporation (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 237917208 (CUSIP Number) Christopher T. Cox, Esq. Cadwalader, Wickersham & Taft LLP One World Financial Center New York, New York 10281 (212) 504-6000 (Name, |
|
November 7, 2018 |
Exhibit 6 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of November 5, 2018, 2018, is entered into by and among Altair Engineering Inc. |
|
November 5, 2018 |
EX-99.1 Exhibit 99.1 Raw Transcript 05-Nov-2018 Altair Engineering Inc. (ALT R) Acquisition of Datawatch Corporation by Altair Engineering Inc Call Total Pages: 14 1-877-FACTSET www.callstreet.com Copyright © 2001-2018 FactSet CallStreet, LLC 1 Altair Engineering Inc. (ALTR) Raw Transcript Acquisition of Datawatch Corporation by Altair Engineering Inc Call 05-Nov-2018 CORPORATE PARTICIPANTS Howard |
|
November 5, 2018 |
DWCH / Datawatch Corp. SC TO-C SC TO-C 1 d650498dsctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO-C Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Subject Company (Issuer)) DALLAS MERGER SUB, INC. a wholly-owned subsidiary of ALTAIR ENGINEERING INC. (Name of Filing Persons (Offerors)) Common Stoc |
|
November 5, 2018 |
Exhibit 99.2 Email sent by James Scapa, CEO of Altair Engineering Inc., to Altair Engineering Inc. employees on November 5, 2018 Altairians, Today we announced the acquisition of Datawatch www.datawatch.com, a publicly traded data prep, data science and real time visual analytics company with a long and strong market presence. Bringing Datawatch into Altair should result in a powerful offering con |
|
November 5, 2018 |
Joint Press Release of Altair Engineering Inc. and Datawatch Corporation, dated November 5, 2018. EX-99.1 5 d648625dex991.htm EX-99.1 Exhibit 99.1 Altair Announces Agreement to Acquire Datawatch TROY, Michigan and BEDFORD, Massachusetts – November 5, 2018 – Altair (Nasdaq: ALTR) and Datawatch Corporation (Nasdaq-CM: DWCH) today announced the signing of a definitive merger agreement under which Altair has agreed to acquire Datawatch. Under the terms of the agreement, Altair will pay $13.10 per |
|
November 5, 2018 |
EX-10.1 4 d648625dex101.htm EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO THIRD AMENDED AND RESTATED CREDIT AGREEMENT This First Amendment to Third Amended and Restated Credit Agreement, dated as of October 31, 2018 (this “Amendment”), is among Altair Engineering Inc. (the “Borrower”), the Lenders party hereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (in such capacity, the “Administrative |
|
November 5, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2018 Altair Engineering Inc. (Exact name of registrant as specified in its charter) Delaware 001-38263 38-2591828 (State or other jurisdiction of incorporation) (Commi |
|
November 5, 2018 |
EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: DATAWATCH CORPORATION, a Delaware corporation; ALTAIR ENGINEERING INC., a Delaware corporation; and DALLAS MERGER SUB, INC., a Delaware corporation Dated as of November 5, 2018 TABLE OF CONTENTS Page Article I THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 5 Article II MERGER TRANSACTION 7 2.1 Merger of Purchaser into the Company 7 2.2 |
|
November 5, 2018 |
EX-2.2 Exhibit 2.2 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of November 5, 2018, is entered into by and among Altair Engineering Inc., a Delaware corporation (“Parent”), Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on Schedule A hereto (each, a “Stockholder |
|
November 5, 2018 |
Altair Announces Agreement to Acquire Datawatch Exhibit 99.2 Altair Announces Agreement to Acquire Datawatch TROY, Michigan and BEDFORD, Massachusetts – November 5, 2018 – Altair (Nasdaq: ALTR) and Datawatch Corporation (Nasdaq-CM: DWCH) today announced the signing of a definitive merger agreement under which Altair has agreed to acquire Datawatch. Under the terms of the agreement, Altair will pay $13.10 per share in cash, representing a fully |
|
November 5, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 tv5062548k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2018 DATAWATCH CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-19960 02-0405716 (State or Other Jurisdiction of |
|
November 5, 2018 |
[FORM OF] TENDER AND SUPPORT AGREEMENT Exhibit 99.1 [FORM OF] TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of November 5, 2018, is entered into by and among Altair Engineering, Inc., a Delaware corporation (“Parent”), Dallas Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Purchaser”), and each of the Persons set forth on Schedule A hereto (each, a “Stockh |
|
November 5, 2018 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among: DATAWATCH CORPORATION, a Delaware corporation; ALTAIR ENGINEERING INC., a Delaware corporation; and DALLAS MERGER SUB, INC., a Delaware corporation Dated as of November 5, 2018 TABLE OF CONTENTS Page Article I THE OFFER 2 1.1 The Offer 2 1.2 Company Actions 5 Article II MERGER TRANSACTION 7 2.1 Merger of Purchaser into the Company 7 2.2 Effect |
|
July 27, 2018 |
DWCH / Datawatch Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATION |
|
July 19, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 13, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
July 18, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 tv4987658k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 18, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 |
|
July 18, 2018 |
Datawatch Announces Third Quarter Fiscal 2018 Financial Results Exhibit 99.1 Datawatch Announces Third Quarter Fiscal 2018 Financial Results Bedford, Mass.—July 18, 2018—Datawatch Corporation (NASDAQ-CM: DWCH), a leader in data intelligence to fuel your business, today announced that total revenue for its third quarter of fiscal 2018 ended June 30, 2018 was $11.11 million on a GAAP basis, an increase of 23% from total revenue of $9.07 million in the third quar |
|
May 10, 2018 |
DWCH / Datawatch Corp. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATIO |
|
April 25, 2018 |
Datawatch Announces Second Quarter Fiscal 2018 Financial Results Exhibit 99.1 Datawatch Announces Second Quarter Fiscal 2018 Financial Results Bedford, Mass.—April 25, 2018—Datawatch Corporation (NASDAQ-CM: DWCH), a leader in data intelligence to fuel business growth and efficiency, today announced that total revenue for its second quarter of fiscal 2018 ended March 31, 2018 was $9.40 million, an increase of 7% from total revenue of $8.76 million in the second |
|
April 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 25, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 19, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 17, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 17, 2018 |
Exhibit 99.1 ANGOSS SOFTWARE CORPORATION 330 Bay Street, Suite 200 Toronto, Ontario, Canada M5H 2S8 (978) 441-2200 Consolidated Financial Statements (In Canadian Dollars) December 31, 2017 TABLE OF CONTENTS REPORT OF INDEPENDENT AUDITOR 1 CONSOLIDATED FINANCIAL STATEMENTS AS OF DECEMBER 31, 2017 AND 2016 AND FOR EACH OF THE YEARS ENDED DECEMBER 31, 2017 AND 2016: Consolidated Balance Sheets 2 Cons |
|
April 17, 2018 |
Financial Statements and Exhibits 8-K/A 1 tv4910938k-a.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 17, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) |
|
April 17, 2018 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.2 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On January 30, 2018, Datawatch Corporation (the “Company” or “Datawatch”), through its wholly-owned Canadian subsidiary, 2617421 ONTARIO INC. (the “Datawatch Subsidiary”), entered into a Share Purchase Agreement (the “Purchase Agreement”) for the purchase of all the outstanding capital stock of Angoss Software Corporation, a |
|
February 14, 2018 |
DWCH / Datawatch Corp. / G2 Investment Partners Management LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
February 6, 2018 |
DWCH / Datawatch Corp. FORM 10-Q (Quarterly Report) 10-Q 1 tv48386910q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NU |
|
January 30, 2018 |
EX-99.1 4 tv484382ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Datawatch Acquires Data Science Platform Leader Angoss Software Transaction Broadens Monarch’s Data Preparation Platform Value with Predictive Analytics Bedford, Mass.—January 30, 2018—Datawatch Corporation (NASDAQ-CM: DWCH), data intelligence provider with market leading enterprise data preparation, predictive analytics, and visualization sol |
|
January 30, 2018 |
EX-2.1 2 tv484382ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 Share Purchase Agreement BETWEEN ANGOSS SOFTWARE corporation - and - 2617421 ONTARIO INC. - and - PETERSON PARTNERS (BVI) VI, L.P. - and - the Sellers listed on schedule a attached hereto -and- the majority optionholders listed on schedule b attached hereto January 30, 2018 SHARE PURCHASE AGREEMENT THIS AGREEMENT is dated January 30, 2018 BETWEEN: |
|
January 30, 2018 |
EX-10.1 3 tv484382ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of January 24, 2018 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and DATAWATCH CORPORATION, a Delaware corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank |
|
January 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 24, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 30, 2018 |
Exhibit 99.2 1 DATAWATCH ACQUIRES ANGOSS SOFTWARE ? 2018 DATAWATCH CORPORATION ? WWW.DATAWATCH.COM 2 2 Any statements contained in this presentation and the accompanying oral presentation that do not describe historical facts ma y c onstitute forward - looking statements as that term is defined in the Private Securities Litigation Reform Act of 1995. Any such statements, including but not limited |
|
January 26, 2018 |
DWCH / Datawatch Corp. DEFINITIVE PROXY STATEMENT tv483845-def14a - none - 2.175642s TABLE OF CONTENTS SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.?? ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, For Use |
|
January 25, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 25, 2018 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 25, 2018 |
Exhibit 99.1 Datawatch Announces First Quarter Fiscal 2018 Financial Results Total revenue increases 16% year over year; license revenue up 28% Bedford, Mass.?January 25, 2018?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its first quarter of fiscal 2018 ended December 31 |
|
December 6, 2017 |
Exhibit 10.3 December 1, 2017 Ken Tacelli via Echosign Dear Ken, The purpose of this letter is to memorialize the terms of your eligibility for severance with Datawatch Corporation (the ?Company?) in the event that you are involuntarily terminated by the Company or a successor to the Company without Cause (as defined in Paragraph 4 below), or if you terminate your employment with the Company for G |
|
December 6, 2017 |
EX-10.2 3 tv478780ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 December 1, 2017 Mr. James Eliason 3 Karen Drive Bedford, MA 01730 Dear James: The purpose of this letter is to memorialize the terms of your eligibility for severance with Datawatch Corporation (the “Company”) in the event that you are involuntarily terminated by the Company or a successor to the Company without Cause (as defined in Paragraph |
|
December 6, 2017 |
Exhibit 10.1 December 1, 2017 Mr. Michael A. Morrison 7 Overlook Drive Groton, MA 01450 Dear Michael: The purpose of this letter is to memorialize the terms of your eligibility for severance with Datawatch Corporation (the “Company”) in the event that you are involuntarily terminated by the Company or a successor to the Company without Cause (as defined in Paragraph 4 below), or if you terminate y |
|
December 6, 2017 |
8-K 1 tv4787808-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 1, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-1 |
|
November 21, 2017 |
Subsidiaries of the Registrant (filed herewith) EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT PLACE OF SUBSIDIARY INCORPORATION D/B/A NAME Datawatch International Limited England and Wales Datawatch International Limited Datawatch Pty Ltd.* Australia Datawatch Pty Ltd. Datawatch GmbH* Germany Datawatch GmbH Datawatch Analytics (Singapore) Pte Ltd. * Singapore Datawatch Analytics (Singapore) Pte Ltd. Datawatch AB Sweden Panopticon Software AB * Al |
|
November 21, 2017 |
DWCH / Datawatch Corp. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATION (E |
|
November 1, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 1, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 1, 2017 |
Datawatch Announces Fourth Quarter and Year-End Fiscal 2017 Financial Results Exhibit 99.1 Datawatch Announces Fourth Quarter and Year-End Fiscal 2017 Financial Results Bedford, Mass.?November 1, 2017?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its fourth quarter of fiscal 2017 ended September 30, 2017 was $10.20 million, an increase of 19% from |
|
July 28, 2017 |
Datawatch FORM 10-Q (Quarterly Report) 10-Q 1 v47112510q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: |
|
July 19, 2017 |
Exhibit 99.2 Datawatch Elects Colin Mahony to Board of Directors Hewlett Packard Enterprise Executive has Wealth of Big Data Experience Bedford, Mass.?July 19, 2017?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast analytics solutions, today announced that Colin Mahony has been appointed to the Board of Directors effective immediately. His |
|
July 19, 2017 |
Exhibit 99.1 Datawatch Announces Third Quarter Fiscal 2017 Financial Results Total revenue increases 23% year-over-year, license revenue up 34% and bookings near $10 million Bedford, Mass.—July 19, 2017—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its third quarter of fi |
|
July 19, 2017 |
8-K 1 v4709288k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 18, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 |
|
June 28, 2017 |
DWCH / Datawatch Corp. / G2 Investment Partners Management LLC - 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
May 3, 2017 |
S-8 1 v465914s8.htm S-8 As filed with the Securities and Exchange Commission on May 3, 2017 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DATAWATCH CORPORATION (Exact name of registrant as specified in its charter) Delaware 02-0405716 (State or other jurisdiction of incorporation or organization) (I. |
|
April 28, 2017 |
Datawatch FORM 10-Q (Quarterly Report) 10-Q 1 v46495310-q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBE |
|
April 21, 2017 |
Exhibit 99.1 Datawatch Announces Second Quarter Fiscal 2017 Financial Results Total revenue increases 18% year-over-year; license revenue up 34% Bedford, Mass.?April 19, 2017?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its second quarter of fiscal 2017 ended March 31, 2 |
|
April 21, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 18, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
March 3, 2017 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
February 24, 2017 |
8-K 1 v4604088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 16, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19 |
|
February 14, 2017 |
Datawatch 13G/A (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
February 2, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 26, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 27, 2017 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
January 27, 2017 |
AMENDMENT TO EXECUTIVE AGREEMENT Exhibit 10.1 AMENDMENT TO EXECUTIVE AGREEMENT This Amendment to Executive Agreement (the ?Amendment?), effective as of January 24, 2017, is entered into by and between Datawatch Corporation (the ?Company?) and Sanjay Mistry (?Executive?). WHEREAS, the Company and Executive entered into an Executive Agreement as of October 14, 2013 (the ?Agreement?); and WHEREAS, the Company and Executive wish to a |
|
January 27, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 24, 2017 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 27, 2017 |
Datawatch FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORA |
|
December 2, 2016 |
8-K 1 v4542948k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 1, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-199 |
|
December 1, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
November 14, 2016 |
DWCH / Datawatch Corp. / G2 Investment Partners Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
November 10, 2016 |
Lease, dated June 23, 2015, between DIV Bedford, LLC and The Registrant (Exhibit 10.1) Exhibit 10.20 EXECUTION COPY XCHANGE AT BEDFORD LEASE between DIV BEDFORD, LLC, as Landlord and DATAWATCH CORPORATION, as Tenant 4 Crosby Drive Bedford, Massachusetts As of June 23, 2015 TABLE OF CONTENTS ARTICLE 1 GRANT 1 ARTICLE 2 TERM 1 ARTICLE 3 COMPLETION AND OCCUPANCY OF THE PREMISES 2 ARTICLE 4 RENT AND SECURITY 2 ARTICLE 5 ADDITIONAL RENT FOR ESCALATIONS IN REAL ESTATE TAXES AND OPERATING |
|
November 10, 2016 |
Datawatch 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATION (E |
|
November 10, 2016 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT PLACE OF SUBSIDIARY INCORPORATION D/B/A NAME Datawatch International Limited England and Wales Datawatch International Limited Datawatch Pty Ltd.* Australia Datawatch Pty Ltd. Datawatch GmbH* Germany Datawatch GmbH Datawatch Analytics (Singapore) Pte Ltd. * Singapore Datawatch Analytics (Singapore) Pte Ltd. Datawatch AB Sweden Panopticon Software AB * Al |
|
November 4, 2016 |
8-K 1 v4522088-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 1, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19 |
|
November 4, 2016 |
Exhibit 99.1 Datawatch Announces Fourth Quarter and Full-Year Fiscal 2016 Financial Results - Provides Update on Strategic Review of Alternatives Process - Bedford, Mass.—November 2, 2016—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its fourth quarter of fiscal 2016 ende |
|
November 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 v4522078-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 2, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19 |
|
October 19, 2016 |
DWCH / Datawatch Corp. / G2 Investment Partners Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
July 25, 2016 |
Severance Agreement dated July 19, 2016 by and between Ken Tacelli and The Registrant (Exhibit 10.1) Exhibit 10.1 July 19, 2016 Ken Tacelli via Echosign Dear Ken, The purpose of this letter is to memorialize the terms of your eligibility for severance with Datawatch Corporation (?the Company?) in the event that you are involuntarily terminated by the Company or a successor to the Company after a Change of Control (as defined in Paragraph 2), in either case without Cause (as defined in Paragraph 4 |
|
July 25, 2016 |
Exhibit 99.1 Datawatch Announces Third Quarter Fiscal 2016 Financial Results Company Announces Review of Strategic Alternatives Bedford, Mass.?July 20, 2016?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and fast data analytics solutions, today announced that total revenue for its third quarter of fiscal 2016 ended June 30, 2016 was $7.4 million |
|
July 25, 2016 |
8-K 1 v4449188k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 19, 2016 DATAWATCH CORPORATION (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-04 |
|
July 25, 2016 |
Datawatch 10-Q (Quarterly Report) 10-Q 1 v44461810q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000- |
|
April 26, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael A. |
|
April 22, 2016 |
Exhibit 10.1 Execution Copy COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated as of April 21, 2016, is made by and between Datawatch Corporation, a Delaware corporation (the “Company”) and Potrero Capital Research, LLC, a Delaware limited liability company (together with the related funds and affiliates set forth on the signature pages to this Agreement (collectively, the |
|
April 22, 2016 |
Datawatch 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2016 DATAWATCH CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 000-19960 02-0405716 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
|
April 22, 2016 |
EX-99.1 3 v437747ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Datawatch Reaches Agreement with Potrero Capital and Appoints Charles M. Gillman to the Board of Directors BEDFORD, Mass., April 22, 2016 (GLOBE NEWSWIRE) - Datawatch Corporation (NASDAQ-CM:DWCH) ("Datawatch") today announced it has reached an agreement with Potrero Capital Research LLC, together with its affiliates ("Potrero Capital"). Pursuan |
|
April 22, 2016 |
Datawatch 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 19, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 22, 2016 |
Exhibit 99.1 Datawatch Announces Second Quarter 2016 Financial Results Total revenues of $7.4 million reflects subscription pricing model License deferred revenue increases nearly 300% year-over-year Subscription bookings up over 500% year-over-year Bedford, Mass.?April 20, 2016?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual analytics |
|
April 22, 2016 |
Datawatch FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORATIO |
|
April 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) Jack Ripsteen Po |
|
April 11, 2016 |
dfan14a1080100204112016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina |
|
April 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
April 7, 2016 |
dfan14a1080100204072016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Prelimina |
|
April 7, 2016 |
Datawatch 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 6, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 4, 2016 |
Datawatch DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 30, 2016 |
defc14a1080100203302016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statemen |
|
March 29, 2016 |
prrn14a11080100203292016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Prelimin |
|
March 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 18, 2016 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 17, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: x Preliminary Proxy Statement ? Confide |
|
March 10, 2016 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 9, 2016 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 9, 2016 |
Exhibit 99.1 Donald R. Friedman Appointed to Datawatch Board of Directors Former IBM and CA Technologies Executive Brings Software and Business Analytics Experience Bedford, Mass.?March 09, 2016?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual analytics solutions, today announced that Donald R. Friedman has been appointed to the Company |
|
March 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 7, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
March 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 7, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
March 9, 2016 |
Exhibit 99.1 Donald R. Friedman Appointed to Datawatch Board of Directors Former IBM and CA Technologies Executive Brings Software and Business Analytics Experience Bedford, Mass.—March 09, 2016—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual analytics solutions, today announced that Donald R. Friedman has been appointed to the Company |
|
March 9, 2016 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael A. |
|
March 8, 2016 |
dfan14a10801002b03083016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant o Check the appropriate box: o Prelimin |
|
March 8, 2016 |
dfan14a10801a03083016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary |
|
March 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) Jack Ripsteen Po |
|
March 8, 2016 |
Exhibit 99.2 POTRERO CAPITAL RELEASES INVESTOR PRESENTATION OUTLINING NEED FOR IMMEDIATE CHANGE AT DATAWATCH Urges Stockholders to Hold Datawatch Board Accountable at Upcoming Annual Meeting SAN FRANCISCO, CA - March 8, 2016 – Potrero Capital Research, LLC, together with its affiliates (“Potrero Capital”), one of the largest stockholders of Datawatch Corporation (“Datawatch” or the “Company”) (NAS |
|
March 8, 2016 |
begin 644 ex991to13da110801002030816.pdf M)5!$1BTQ+C8-)>+CS],-"C(Q-C@@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C M;V1E+T9I7>PY5B"PQ8GD>'F7KTX4GI.[NX<2)C!AZ5WBAR.%2*3%CM)8@48LA$ MFJ0"-I $ ,&GM8YKISU.:.G)SM8Z;5B#B$-NF&-)$#&HQJ[7VPG19Q]L<9C M-VOSGW9U]%@M16I1I'M6HA1OR^S-JQNY;'EO"A> @P '=5(P0T*96YD:]KT;A0@O3(0%)[;%R! M[.%A-5A=-?.U29ZJP>I>3M97QORN1K5MY^:=GK=+1TWG=B!3U2-95T98*O MQHOY>CASB2Z>]QZMK3ZOZUE[-9A/9XVQU=? |
|
February 10, 2016 |
DWCH / Datawatch Corp. / Portolan Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 a16-38913sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d —1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d—2. (Amendment No. 1)* Datawatch Corporation (Name of Issuer) Common (Title of Class of Securities) 237917208 (CUSIP Number) December 31, |
|
February 3, 2016 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Michael A. Morrison, James Eliason and Robert V. Jahrling the undersigned?s true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director of Datawatch Corporation (the ?Company?), Forms 3, 4, and 5 in ac |
|
February 3, 2016 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints James Eliason and Robert V. Jahrling the undersigned?s true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as an officer and/or director of Datawatch Corporation (the ?Company?), Forms 3, 4, and 5 in accordance with Section |
|
February 3, 2016 |
DWCH / Datawatch Corp. / DIKER MANAGEMENT LLC - SCHEDULE 13G AMENDMENT FILING Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
February 3, 2016 |
DWCH / Datawatch Corp. / potrero capital research llc - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) Jack Ripsteen Potrero Capital Research, LLC Two Embarcadero, Suite 420 San Francisco, CA 94111 (415) 576-1104 (Name, Add |
|
February 3, 2016 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.01 par value, of Datawatch Corporation, a Delaware corporation. This Joi |
|
January 29, 2016 |
DWCH / Datawatch Corp. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORA |
|
January 28, 2016 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
January 27, 2016 |
Datawatch Announces First Quarter 2016 Financial Results Exhibit 99.1 Datawatch Announces First Quarter 2016 Financial Results Bedford, Mass.?January 27, 2016?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual analytics solutions, today announced that total revenue for its first quarter of fiscal 2016 ended December 31, 2015 was $7.06 million, an increase of 1% from revenue of $6.96 million in |
|
January 27, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 26, 2016 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 22, 2016 |
DWCH / Datawatch Corp. / WC CAPITAL LLC - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Datawatch Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 23791710-9 (CUSIP Number) Christopher T. Cox, Esq. Cadwalader, Wickersham & Taft LLP One World Financial Center New York, New York 10281 (212) 504-6000 (Name, Address and T |
|
January 22, 2016 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D, as amended, (including amendments thereto) with respect to the Common Stoc |
|
December 14, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 9, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 16, 2015 |
Datawatch CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 10, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 6, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 4, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 6, 2015 |
Datawatch Announces Fourth Quarter 2015 Financial Results Exhibit 99.1 Datawatch Announces Fourth Quarter 2015 Financial Results Chelmsford, Mass.?November 4, 2015?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual analytics solutions, today announced that total revenue for its fourth fiscal quarter of 2015 ended September 30, 2015 was $8.02 million, an increase of 3% from revenue of $7.78 milli |
|
July 23, 2015 |
Datawatch Announces Third Quarter 2015 Financial Results Exhibit 99.1 Datawatch Announces Third Quarter 2015 Financial Results Chelmsford, Mass.?July 22, 2015?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of managed analytics solutions, today announced that total revenue for its third fiscal quarter of 2015 ended June 30, 2015 was $7.78 million, an increase of 4% from revenue of $7.46 million in the second fiscal quarter but a decre |
|
July 23, 2015 |
Datawatch CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 22, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
July 20, 2015 |
July 20, 2015 Securities and Exchange Commission 450 Fifth Street, N.W. Mail Stop 3720 Washington, DC 20549 Attention: Craig Wilson Re: Datawatch Corporation Form 10-K for the Fiscal year ended September 30, 2014 Filed December 5, 2014 Form 10-Q for the quarterly period ended December 31, 2014 Filed February 9, 2015 Form 10-Q for the quarterly period ended March 31, 2015 Filed May 8, 2015 File No. |
|
April 22, 2015 |
Datawatch FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 20, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 22, 2015 |
Exhibit 10.1 April 17, 2015 Ben Plummer Via Hand Delivery Dear Ben: In connection with the termination of your employment with Datawatch Corporation (the “Company”) as of Friday, May 1, 2015 (the “Separation Date”), you will be eligible to receive the severance benefits described in Paragraph 1 below if (a) you sign and deliver this letter agreement (“Agreement”) to me by Monday, May 11, 2015, and |
|
April 22, 2015 |
Datawatch Announces Second Quarter 2015 Financial Results Exhibit 99.1 Datawatch Announces Second Quarter 2015 Financial Results Chelmsford, Mass.?April 21, 2015?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of self-service data preparation and visual data discovery solutions, today announced that total revenue for its second fiscal quarter of 2015 ended March 31, 2015 was $7.46 million, a decrease of 7% from revenue of $8.00 million |
|
April 7, 2015 |
April 7, 2015 Securities and Exchange Commission 450 Fifth Street, N.W. Mail Stop 3720 Washington, DC 20549 Attention: Craig Wilson Re: Datawatch Corporation Form 10-K for the Fiscal year ended September 30, 2014 Filed December 5, 2014 Form 10-Q for the quarterly period ended December 31, 2014 Filed February 9, 2015 File No. 000-19960 Ladies and Gentlemen: I am writing to you on behalf of Datawatc |
|
March 31, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 31, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
March 31, 2015 |
Datawatch DEFINITIVE ADDITIONAL MATERIALS SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
March 31, 2015 |
Datawatch Corporation Announces That James C. Wood, Vice Chairman of the Board, Has Passed Away Exhibit 99.1 Datawatch Corporation Announces That James C. Wood, Vice Chairman of the Board, Has Passed Away Chelmsford, Mass.?March 31, 2015?Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual analytics solutions, announced today that James C. Wood, Vice Chairman of the Board, passed away last week. Mr. Wood served as a member of the Board?s Corporate Governance and Nomin |
|
March 30, 2015 |
March 30, 2015 Securities and Exchange Commission One Station Place 100 F Street, NE Washington, D. |
|
February 17, 2015 |
DWCH / Datawatch Corp. / DIKER MANAGEMENT LLC - SCHEDULE 13G HOLDINGS REPORT Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
|
February 3, 2015 |
DWCH / Datawatch Corp. / Forsakringsaktiebolaget Avanza Pension - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01PER SHARE (Title of Class of Securities) 237917208 (CUSIP Numbe |
|
January 28, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 28, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 28, 2015 |
Datawatch Announces First Quarter 2015 Financial Results Exhibit 99.1 Datawatch Announces First Quarter 2015 Financial Results Chelmsford, Mass.—January 28, 2015—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, today announced that total revenue for its first fiscal quarter of 2015 ended December 31, 2014 was $6.96 million, a decrease of 21% from revenue of $8.81 million in the first quarter a year a |
|
January 27, 2015 |
DWCH / Datawatch Corp. DEF 14A - - DEF 14A SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
January 22, 2015 |
JOINT FILING AGREEMENT January 20, 2015 EXHIBIT 99.1 JOINT FILING AGREEMENT January 20, 2015 Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any a |
|
January 22, 2015 |
DWCH / Datawatch Corp. / potrero capital research llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 0)* Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) January 14, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
|
January 13, 2015 |
Datawatch Announces Preliminary First Quarter 2015 Financial Results EX-99.1 2 v398666ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Datawatch Announces Preliminary First Quarter 2015 Financial Results Chelmsford, Mass.—January 13, 2015—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, today announced preliminary results for its first fiscal quarter ended December 31, 2014. The Company anticipates total revenue for the fir |
|
January 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 13, 2015 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 13, 2015 |
DWCH / Datawatch Corp. / Portolan Capital Management, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d –1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d–2. (Amendment No. )* Datawatch Corporation (Name of Issuer) Common (Title of Class of Securities) 237917208 (CUSIP Number) January 7, 2015 (Date of Event Which Requires Filing |
|
November 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 20, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 19, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 19, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 19, 2014 |
Datawatch Announces Fiscal Fourth Quarter 2014 Financial Results Exhibit 99.1 Datawatch Announces Fiscal Fourth Quarter 2014 Financial Results Chelmsford, Mass.—November 19, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, today announced that total revenue for its fourth quarter ended September 30, 2014 was $9.05 million, an increase of 3% from revenue of $8.82 million in the fourth quarter a year ago. |
|
July 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 22, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
July 24, 2014 |
Finance Industry Veteran Joins Datawatch’s Board of Directors EX-99.2 3 v384481ex99-2.htm EXHIBIT 99.2 Finance Industry Veteran Joins Datawatch’s Board of Directors Chelmsford, Mass.—July 23, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, announced today the appointment of Joan McArdle to its board of directors. Ms. McArdle is an experienced software industry finance and business leader in Massachu |
|
July 24, 2014 |
EX-99.1 2 v384481ex99-1.htm EXHIBIT 99.1 Datawatch Announces Third Quarter 2014 Financial Results Total Revenue Reaches Record High in Quarter Chelmsford, Mass.—July 23, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, today announced that total revenue for its third fiscal quarter ended June 30, 2014 was an all-time high of $9.23 million, |
|
May 9, 2014 |
As filed with the Securities and Exchange Commission on May 9, 2014 Registration No. |
|
April 23, 2014 |
DATAWATCH ANNOUNCES SECOND QUARTER 2014 FINANCIAL RESULTS DATAWATCH ANNOUNCES SECOND QUARTER 2014 FINANCIAL RESULTS Chelmsford, Mass.—April 23, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, today announced that total revenue for its second fiscal quarter ended March 31, 2014 was $8.00 million, an increase of 17% from revenue of $6.83 million in the second quarter a year ago. License revenue fo |
|
April 23, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 22, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 10, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 10, 2014 |
DATAWATCH ANNOUNCES PRELIMINARY SECOND QUARTER 2014 FINANCIAL RESULTS EX-99.1 2 v374433ex99-1.htm PRESS RELEASE DATAWATCH ANNOUNCES PRELIMINARY SECOND QUARTER 2014 FINANCIAL RESULTS Chelmsford, Mass.—April 10, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), the leading global provider of visual data discovery solutions, today announced preliminary results for its second fiscal quarter ended March 31, 2014. The Company anticipates total revenue for the second quarter w |
|
March 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 28, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
February 19, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 19, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
February 19, 2014 |
Datawatch Announces Closing of $57.5 Million Common Stock Offering Datawatch Announces Closing of $57.5 Million Common Stock Offering Chelmsford, Mass.—February 19, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, announced today the closing of an underwritten public offering of 2,018,250 shares of its common stock at $28.50 per share. The aggregate amount of common shares sold reflects the exercise in fu |
|
February 13, 2014 |
EX-1.1 2 v368430ex1-1.htm EXHIBIT 1.1 Execution Version Datawatch Corporation 2,018,250 Shares* Common Stock ($0.01 par value per share) Underwriting Agreement February 12, 2014 Canaccord GENUITY Inc. 99 High Street, Suite 1200 Boston, MA 02110 WILLIAM BLAIR & COMPANY, L.L.C. 222 West Adams Street, Suite 3400 Chicago, IL 60606 As representatives of the several Underwriters named in Schedule I here |
|
February 13, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) February 12, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
February 13, 2014 |
424B5 1 v368397424b5.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) Registration No. 333-191425 and Registration No. 333-193909 Prospectus Supplement (To Prospectus dated October 15, 2013) 1,755,000 Shares DATAWATCH CORPORATION Common Stock We are offering 1,755,000 shares of our common stock. Our common stock is traded on the NASDAQ Capital Market, or NASDAQ, under the symbol “DWCH.” |
|
February 13, 2014 |
Datawatch Announces Pricing of $50.0 Million Common Stock Offering Datawatch Announces Pricing of $50.0 Million Common Stock Offering Chelmsford, Mass.—February 13, 2014—Datawatch Corporation (NASDAQ-CM: DWCH), a leading global provider of visual data discovery solutions, announced today the pricing of an underwritten public offering of 1,755,000 shares of its common stock at $28.50 per share. Datawatch has also granted the underwriters a 30-day option to purchas |
|
February 12, 2014 |
As filed with the Securities and Exchange Commission on February 12, 2014 Registration No. |
|
February 10, 2014 |
424B5 1 v367600424b5.htm FORM 424B5 The information in this prospectus supplement and the accompanying prospectus is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting an offer to buy these securities in any state where the offer or sale is not permitted. Filed Pursuant to Rule 424(b)(5) Re |
|
February 6, 2014 |
Datawatch 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO COMMISSION FILE NUMBER: 000-19960 DATAWATCH CORPORA |
|
January 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 24, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 28, 2014 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
January 27, 2014 |
DATAWATCH ANNOUNCES FISCAL FIRST QUARTER 2014 FINANCIAL RESULTS Total Revenue Up 29% and License Revenue Up 25% over First Quarter of 2013 Chelmsford, Mass. |
|
January 27, 2014 |
DWCH / Datawatch Corp. / Forsakringsaktiebolaget Avanza Pension - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 DATAWATCH CORPORATION (Name of Issuer) COMMON STOCK, PAR VALUE $0.01PER SHARE (Title of Class of Securities) 237917109 (CUSIP Numbe |
|
January 27, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) January 27, 2014 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
December 26, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 20, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
December 26, 2013 |
EXHIBIT 16.1 December 23, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Datawatch Corporation under Item 4.01 of its Form 8-K dated December 20, 2013. We agree with the statements concerning our Firm in such Form 8-K; we are not in a position to agree or disagree with other statements of Datawatch Corporation cont |
|
December 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) December 16, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
November 18, 2013 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 DATAWATCH ANNOUNCES RECORD FISCAL FOURTH QUARTER 2013 FINANCIAL RESULTS Total Revenue Up 47% and License Revenue Up 60% Over Fourth Quarter of 2012 Chelmsford, Mass.—November 18, 2013—Datawatch Corporation (NASDAQ-CM: DWCH), the leading global provider of visual data discovery solutions, today announced that total revenue for its fourth quarter ended |
|
November 18, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) November 18, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
October 11, 2013 |
As filed with the Securities and Exchange Commission on October 11, 2013 Registration No. |
|
October 9, 2013 |
DATAWATCH CORPORATION, [ ], Dated as of [ ], 201[ ] Senior Debt Securities CROSS-REFERENCE TABLE (1) Exhibit 4.7 DATAWATCH CORPORATION, ISSUER and [ ], TRUSTEE INDENTURE Dated as of [ ], 201[ ] Senior Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act Section of Of 1939, as amended Indenture 310(a) 7.09 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inapplicable 312(a) 5.01 5.02(a) 312(b) 5.02(c) 312(c) 5.02(c) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(a |
|
October 9, 2013 |
EX-4.8 3 ex4-8.htm EXHIBIT 4.8 Exhibit 4.8 DATAWATCH CORPORATION, ISSUER and [ ], TRUSTEE INDENTURE Dated as of [ ], 201[ ] Subordinated Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act Section of Of 1939, as amended Indenture 310(a) 7.09 310(b) 7.08 7.10 310(c) Inapplicable 311(a) 7.13 311(b) 7.13 311(c) Inapplicable 312(a) 5.01 5.02(a) 312(b) 5.02(c) 312(c) 5.02(c) 313(a) |
|
October 9, 2013 |
As filed with the Securities and Exchange Commission on October 9, 2013 Registration No. |
|
September 27, 2013 |
Radius As filed with the Securities and Exchange Commission on September 27, 2013 Registration No. |
|
September 27, 2013 |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT Radius EXHIBIT 23.2 INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM’S CONSENT We consent to the incorporation by reference in this Registration Statement of Datawatch Corporation and subsidiaries on Form S-3 of our report dated December 21, 2012, with respect to our audits of the consolidated financial statements of Datawatch Corporation and subsidiaries as of September 30, 2012 and 2011 and for eac |
|
August 28, 2013 |
Amended and Restated By-Laws of the Registrant (Exhibit 3.1) EX-3.1 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 Amended and Restated By-Laws of Datawatch Corporation A Delaware Corporation As adopted on: August 28, 2013 Article I MEETINGS OF STOCKHOLDERS 1 Section 1. Place of Meetings 1 Section 2. Annual Meeting 1 Section 3. Special Meeting 1 Section 4. Notice of Meetings 1 Section 5. Voting List 2 Section 6. Quorum 2 Section 7. Adjournments 2 Section 8. Action at |
|
August 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 28, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
August 28, 2013 |
DATAWATCH COMPLETES ACQUISITION OF PANOPTICON Exhibit 99.1 DATAWATCH COMPLETES ACQUISITION OF PANOPTICON Acquisition Provides Datawatch Customers Real-time Visual Data Discovery Against the Largest Variety of Data Sources Chelmsford, Mass.—August 28, 2013—Datawatch Corporation (NASDAQ-CM: DWCH), the leading global provider of information optimization solutions, today completed its acquisition of Panopticon Software AB, a privately held compan |
|
August 5, 2013 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
July 25, 2013 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
July 25, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) July 25, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
July 25, 2013 |
DATAWATCH ANNOUNCES FISCAL THIRD QUARTER 2013 FINANCIAL RESULTS Third Quarter Performance Results in the Highest Quarterly Revenue in the Company’s History Chelmsford, Mass. |
|
July 24, 2013 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
June 20, 2013 |
EX-2.1 2 ex2-1.htm STOCK PURCHASE AGREEMENT EXHIBIT 2.1 STOCK PURCHASE AGREEMENT dated as of June 14, 2013 by and among Datawatch Corporation, as Parent and Purchaser, The Shareholders set out herein, The Optionholders set out herein, Panopticon Software AB, solely for the purposes specified herein, and Willem De Geer, as the Representative TABLE OF CONTENTS Page Article 1 Purchase and Sale 3 Sect |
|
June 20, 2013 |
Financial Statements and Exhibits, Entry into a Material Definitive Agreement - 8-K FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 14, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
June 17, 2013 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
June 17, 2013 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) June 14, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
June 17, 2013 |
DATAWATCH ANNOUNCES AGREEMENT TO ACQUIRE PANOPTICON TO DELIVER REAL-TIME BIG DATA VISUAL DISCOVERY SOLUTIONS Datawatch Becomes First to Offer Analytic Solutions Linking Structured, Semi-Structured and Unstructured Data to High Velocity Visual Discovery Chelmsford, Mass. |
|
April 25, 2013 |
DATAWATCH ANNOUNCES FISCAL SECOND QUARTER 2013 FINANCIAL RESULTS Seventh Consecutive Quarter of Year-Over-Year Growth Chelmsford, Mass. |
|
April 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 23, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
April 25, 2013 |
April 23, 2013 Mr. James Eliason 3 Karen Drive Bedford, MA 01730 Dear James: The purpose of this letter is to memorialize the terms of your eligibility for severance with Datawatch Corporation (“the Company”) in the event that you are involuntarily terminated by the Company or a successor to the Company after a Change of Control as defined in the March 6, 2013 offer letter (“Offer Letter”), in eit |
|
April 25, 2013 |
DATAWATCH NAMES JAMES ELIASON CHIEF FINANCIAL OFFICER Appointment Rounds Out Executive Management Team Chelmsford, Mass. |
|
March 14, 2013 |
As filed with the Securities and Exchange Commission on March 14, 2013 Registration No. |
|
February 14, 2013 |
DWCH / Datawatch Corp. / Archon Capital Management LLC Passive Investment SC 13G/A 1 d135174313g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2)* Datawatch Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 237917208 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropria |
|
February 12, 2013 |
DWCH / Datawatch Corp. / Pauly Douglas William - SCHEDULE 13G Passive Investment Schedule 13G OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
January 28, 2013 |
- DATAWATCH CORP. DEFINITIVE PROXY SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
|
January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 17, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) January 22, 2013 Datawatch Corporation (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-19960 02-0405716 (Commission File Number) (IRS Employer Identification No. |
|
January 22, 2013 |
DATAWATCH ANNOUNCES FISCAL FIRST QUARTER 2013 FINANCIAL RESULTS EX-99.1 2 exh99-117447.htm PRESS RELEASE EXHIBIT 99.1 DATAWATCH ANNOUNCES FISCAL FIRST QUARTER 2013 FINANCIAL RESULTS New Positioning and Expansion of Partner Ecosystem Pave the Way for Continued Growth Chelmsford, Mass.—January 22, 2013—Datawatch Corporation (NASDAQ-CM: DWCH), the leading global provider of information optimization solutions, today announced that total revenue for its first quart |