Mga Batayang Estadistika
CIK | 1828522 |
SEC Filings
SEC Filings (Chronological Order)
July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39866 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-267221 Registration No. 333-272738 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-3 Registration No. 333-267221 Form S-3 Registration No. 333-272738 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, Inc. (Exact name of registrant as sp |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-259751 Registration No. 333-262339 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO: Form S-1 Registration No. 333-259751 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-1 Registration No. 333-262339 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, I |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-260688 Registration No. 333-278313 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration No. 333-260688 Form S-8 Registration No. 333-278313 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, Inc. (Exact name of registrant as spec |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-260688 Registration No. 333-278313 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-8 Registration No. 333-260688 Form S-8 Registration No. 333-278313 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, Inc. (Exact name of registrant as spec |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-259751 Registration No. 333-262339 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO: Form S-1 Registration No. 333-259751 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-1 Registration No. 333-262339 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, I |
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July 30, 2024 |
As filed with the Securities and Exchange Commission on July 30, 2024. As filed with the Securities and Exchange Commission on July 30, 2024. Registration No. 333-267221 Registration No. 333-272738 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO: Form S-3 Registration No. 333-267221 Form S-3 Registration No. 333-272738 UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, Inc. (Exact name of registrant as sp |
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June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (Commission File Num |
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June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (Commission File Num |
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June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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June 24, 2024 |
Exhibit 99.1 eFFECTOR Therapeutics Announces it will Wind Down Operations as it Seeks Strategic Alternatives and Expects to be Delisted from Nasdaq SOLANA BEACH, Calif. and REDWOOD CITY, Calif., June 24, 2024 – eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR) today announced that the Company has terminated its employees and will wind down it operations, including seeking potential strategic alternatives |
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June 14, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF eFFECTOR THERAPEUTICS, INC. eFFECTOR Therapeutics, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. The name of the Corporation is eFFECTOR Therapeutics, Inc. The original Certifi |
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June 14, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 17, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 3 (To Prospectus dated April 2, 2024) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated April 2, 2024 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in this |
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May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 13, 2024 |
EX-99.4 2 d821369dex994.htm EX-99.4 Exhibit 4 POWER OF ATTORNEY The undersigned understands that, from time to time, the Carlyle Companies (defined below) are required to prepare, execute, and file certain federal and state securities laws filings. Know all by these presents, that the undersigned hereby constitutes and appoints each of Jeffrey Ferguson, Jeremy Anderson, Chintan Bhatt, Anne Frederi |
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May 13, 2024 |
EFTR / eFFECTOR Therapeutics, Inc. / Carlyle Group Inc. - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C. 20004 (202) 729-562 |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commission |
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May 9, 2024 |
Exhibit 99.1 eFFECTOR Therapeutics Reports First Quarter 2024 Financial Results and Provides Corporate Update Dose escalation of zotatifin in the ZFA triplet ongoing at 0.14 mg/kg, with RP2D expected in H2 2024 Raised $15.0 million in gross proceeds from registered direct financing, extending cash runway into first quarter of 2025 SOLANA BEACH and REDWOOD CITY, Calif., May 9, 2024 – eFFECTOR Thera |
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May 9, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 2 (To Prospectus dated May 9, 2024) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated May 9, 2024 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in this pros |
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May 9, 2024 |
Exhibit 3.1 AT THE MARKET OFFERING AGREEMENT May 9, 2024 H.C. Wainwright & Co., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: eFFECTOR Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in th |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (Commission File Numbe |
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May 9, 2024 |
Exhibit 3.1 AT THE MARKET OFFERING AGREEMENT May 9, 2024 H.C. Wainwright & Co., LLC 430 Park Avenue New York, New York 10022 Ladies and Gentlemen: eFFECTOR Therapeutics, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with H.C. Wainwright & Co., LLC (the “Manager”) as follows: 1. Definitions. The terms that follow, when used in th |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (C |
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May 9, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267221 Prospectus Supplement (To Prospectus dated September 9, 2022) $50,000,000 Common Stock We have entered into an At the Market Offering Agreement (the “Sales Agreement”), with H.C. Wainwright & Co., LLC (“Wainwright”) relating to the sale of shares of our common stock, par value $0.0001 per share, offered by this prospect |
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April 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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April 26, 2024 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 16, 2024 |
PRE 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 4, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 1 (To Prospectus dated April 2, 2024) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated April 2, 2024 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in this |
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April 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 4, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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April 4, 2024 |
424B5 Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-267221 Prospectus Supplement (To Prospectus dated September 9, 2022) $6,762,420 Common Stock This prospectus supplement amends and supplements the information in the prospectus, dated September 9, 2022 and the prospectus supplement, dated August 8, 2023 (collectively, the “Prospectus”), each filed with the Securities and Exchang |
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March 29, 2024 |
Table of Contents As filed with the Securities and Exchange Commission on March 29, 2024 Registration No. |
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March 28, 2024 |
As filed with the Securities and Exchange Commission on March 28, 2024 S-8 As filed with the Securities and Exchange Commission on March 28, 2024 Registration No. |
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March 28, 2024 |
Calculation of Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) eFFECTOR Therapeutics, Inc. |
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March 26, 2024 |
Policy for Recovery of Erroneously Awarded Compensation EFFECTOR THERAPEUTICS, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION eFFECTOR Therapeutics, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1. Persons Subject to Policy |
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March 26, 2024 |
GENERAL RELEASE OF CLAIMS This GENERAL RELEASE OF CLAIMS (this “Release”) is entered into by and between eFFECTOR Therapeutics, Inc. |
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March 26, 2024 |
eFFECTOR Therapeutics, Inc. Amended and Restated Non-Employee Director Compensation Program. eFFECTOR Therapeutics, Inc. Amended and Restated Non-Employee Director Compensation Program Non-employee members of the board of directors (the “Board”) of eFFECTOR Therapeutics, Inc. (the “Company”) shall receive cash and equity compensation as set forth in this Non-Employee Director Compensation Program (this “Program”). The cash and equity compensation described in this Program shall be paid or |
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March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39866 eFFECTOR Therap |
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March 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commiss |
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March 25, 2024 |
Exhibit 99.1 eFFECTOR Therapeutics Reports Fourth Quarter and Full Year 2023 Financial Results and Provides Corporate Update Topline data from the randomized Phase 2b KICKSTART trial of tomivosertib combined with pembrolizumab in non-small cell lung cancer (NSCLC) expected in early April 2024 Median progression free survival (mPFS) of 7.4 months in the ZFA expansion cohort evaluating zotatifin in |
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February 14, 2024 |
EFTR / eFFECTOR Therapeutics, Inc. / SECTORAL ASSET MANAGEMENT INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* eFFECTOR Therapeutics, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 28202V108 (CUSIP Number) DECEMBER 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 14, 2024 |
SC 13G/A 1 effectorschedule13gaexitfi.htm SC 13G/A 1 EFFECTOR THERAPEUTICS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 – Exit Filing )* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V207 (CUSIP Number) December 31, 2023 (Da |
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February 9, 2024 |
EFTR / eFFECTOR Therapeutics, Inc. / SR ONE CAPITAL MANAGEMENT, LLC - SC 13G/A Passive Investment SC 13G/A 1 d766521dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V 108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement |
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February 9, 2024 |
EX-99.2 Exhibit 2 LIMITED POWER OF ATTORNEY Know all by these presents, that the undersigned hereby makes, constitutes and appoints Sasha Keough, Karen Narolewski-Engel, James Macadam, and Alexander M. Bowling, and each of them singly, as each of the undersigned’s true and lawful attorneys-in-fact with full power and authority as hereinafter described to: 1. execute for and on behalf of each of th |
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February 9, 2024 |
EX-99.1 Exhibit 1 JOINT FILING AGREEMENT This joint filing agreement (this “Agreement”) is made and entered into as of February 9, 2024, by and among SR One Capital Fund I Aggregator, LP, SR One Capital Partners I, LP, SR One Capital Management, LLC, SR One Co-Invest I, LLC, SR One Co-Invest I Manager, LLC, and Simeon George. The parties to this Agreement hereby agree to prepare jointly and file t |
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February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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January 26, 2024 |
Exhibit 99.1 eFFECTOR Therapeutics Announces $15 Million Registered Direct Offering Priced At-The-Market Under Nasdaq Rules SOLANA BEACH, Calif. and REDWOOD CITY, Calif., January 25, 2024 (GLOBE NEWSWIRE) — eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR) (the “Company”), a leader in the development of selective translation regulator inhibitors (“STRIs”) for the treatment of cancer, today announced that |
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January 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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January 26, 2024 |
Exhibit 4.2 COMMON STOCK PURCHASE WARRANT EFFECTOR THERAPEUTICS, INC. Warrant Shares: Issue Date: January 29, 2024 Initial Exercise Date: January 29, 2024 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on |
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January 26, 2024 |
Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT EFFECTOR THERAPEUTICS, INC. Warrant Shares: Issue Date: January 29, 2024 Initial Exercise Date: January 29, 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set |
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January 26, 2024 |
Exhibit 4.3 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT EFFECTOR THERAPEUTICS, INC. Warrant Shares: Issue Date: January 29, 2024 Initial Exercise Date: January 29, 2024 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions herein |
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January 26, 2024 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 24, 2024, between eFFECTOR Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and cond |
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January 26, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267221 PROSPECTUS SUPPLEMENT (To the Prospectus Dated September 9, 2022) 338,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,150,834 Shares of Common Stock Up to 1,150,834 Shares of Common Stock Underlying the Pre-Funded Warrants Purchase Warrants to Purchase up to 1,488,834 Shares of Common Stock Up to 1,48 |
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January 10, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 15 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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January 10, 2024 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF eFFECTOR THERAPEUTICS, INC. eFFECTOR Therapeutics, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. The name of the Corporation is eFFECTOR Therapeutics, Inc. The original Certifi |
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January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commis |
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January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2024 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commis |
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January 8, 2024 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 14 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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December 8, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 13 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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December 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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November 28, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 12 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 28, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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November 22, 2023 |
EFTR / eFFECTOR Therapeutics Inc / COLUMN GROUP II, LP - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) EFFECTOR THERAPEUTICS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) James Evangelista Chief Financial Officer The Column Group II, LP 1 Letterman Drive, Building D, Suite DM-900 San Fra |
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November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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November 13, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 11 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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November 13, 2023 |
EX-99.1 Exhibit 99.1 eFFECTOR Therapeutics Reports Third Quarter 2023 Financial Results and Provides Corporate Update Management intends to provide an update on its zotatifin clinical development program in estrogen receptor-positive (ER+) metastatic breast cancer (mBC) at the 2023 San Antonio Breast Cancer Symposium (SABCS) Topline results from Phase 2b KICKSTART trial in non-small cell lung canc |
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September 15, 2023 |
EFTR / eFFECTOR Therapeutics Inc / COLUMN GROUP II, LP - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) EFFECTOR THERAPEUTICS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) James Evangelista Chief Financial Officer The Column Group II, LP 1 Letterman Drive, Building D, Suite DM-900 San Fra |
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September 11, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 10 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 7, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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August 18, 2023 |
EFTR / eFFECTOR Therapeutics Inc / Carlyle Group Inc. - SC 13D/A Activist Investment SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C. 20004 (202) 729-562 |
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August 8, 2023 |
EX-99.1 Exhibit 99.1 eFFECTOR Therapeutics Reports Second Quarter 2023 Financial Results and Provides Corporate Update Positive data update from Phase 2 expansion cohort evaluating zotatifin combined with fulvestrant and abemaciclib (ZFA triplet) in estrogen receptor-positive (ER+) metastatic breast cancer (mBC) presented at the American Society of Clinical Oncology (ASCO) Annual Meeting 2023 Cont |
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August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commiss |
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August 8, 2023 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-267221 Prospectus Supplement (To Prospectus dated September 9, 2022) $50,000,000 Common Stock This prospectus supplement amends and supplements the information in the prospectus, dated September 9, 2022, filed with the Securities and Exchange Commission as a part of our registration statement on Form S-3 (File No. 333-267221) (the “Pr |
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August 8, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 9 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation or organiz |
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August 4, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 8 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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June 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 22, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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June 23, 2023 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF eFFECTOR THERAPEUTICS, INC. eFFECTOR Therapeutics, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. The name of the Corporation is eFFECTOR Therapeutics, Inc. The original |
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June 23, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 7 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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June 22, 2023 |
eFFECTOR Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach, CA 92075 eFFECTOR Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach, CA 92075 June 22, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: eFFECTOR Therapeutics, Inc. Registration Statement on Form S-3 File No. 333-272738 To the addressees set forth above: Pursuant to Rule 461 of Regulation C of the General Rule |
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June 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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June 20, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 6 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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June 16, 2023 |
Exhibit 107 Calculation of Filing Fee Table Registration Statement on Form S-3 (Form Type) eFFECTOR Therapeutics, Inc. |
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June 16, 2023 |
As filed with the Securities and Exchange Commission on June 16, 2023 S-3 Table of Contents As filed with the Securities and Exchange Commission on June 16, 2023 Registration No. |
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June 8, 2023 |
EX-4.2 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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June 8, 2023 |
EX-4.1 Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT EFFECTOR THERAPEUTICS, INC. Warrant Shares: Issue Date:, 2023 Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any |
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June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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June 8, 2023 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267221 PROSPECTUS SUPPLEMENT (To the Prospectus Dated September 9, 2022) 5,950,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 1,814,445 Shares of Common Stock Up to 1,814,445 Shares of Common Stock Underlying the Pre-Funded Warrants Pursuant to this prospectus supplement and the accompanying prospectus, |
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June 8, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 5 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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June 8, 2023 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 6, 2023, between eFFECTOR Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and |
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June 8, 2023 |
Exhibit 99.1 eFFECTOR Therapeutics Announces $8.7 Million Registered Direct Offering Priced At- The-Market Under Nasdaq Rules SOLANA BEACH and REDWOOD CITY, Calif., June 7, 2023 – eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR), a leader in the development of selective translation regulator inhibitors (STRIs) for the treatment of cancer, today announced that it has entered into a definitive agreement w |
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June 8, 2023 |
EX-4.3 Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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May 30, 2023 |
EX-4.1 Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT EFFECTOR THERAPEUTICS, INC. Warrant Shares: Issue Date:, 2023 Initial Exercise Date: , 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any |
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May 30, 2023 |
EX-4.2 Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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May 30, 2023 |
424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-267221 PROSPECTUS SUPPLEMENT (To the Prospectus Dated September 9, 2022) 4,700,000 Shares of Common Stock Pre-Funded Warrants to Purchase up to 6,750,382 Shares of Common Stock Up to 6,750,382 Shares of Common Stock Underlying the Pre-Funded Warrants Pursuant to this prospectus supplement and the accompanying prospectus, |
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May 30, 2023 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 26, 2023, between eFFECTOR Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and |
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May 30, 2023 |
EX-99.1 Exhibit 99.1 eFFECTOR Therapeutics Announces $7.5 Million Registered Direct Offering Priced At- The-Market Under Nasdaq Rules SOLANA BEACH and REDWOOD CITY, Calif., May 26, 2023 – eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR), a leader in the development of selective translation regulator inhibitors (STRIs) for the treatment of cancer, today announced that it has entered into a definitive agr |
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May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 30, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 4 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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May 30, 2023 |
EX-4.3 Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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May 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 25, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 3 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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May 19, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 2 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 12, 2023 |
DEF 14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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May 9, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 1 (To Prospectus dated March 16, 2023) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 16, 2023 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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May 9, 2023 |
EX-99.1 Exhibit 99.1 eFFECTOR Therapeutics Reports First Quarter 2023 Financial Results and Provides Corporate Update Updated data from two fully enrolled Phase 2 expansion cohorts testing zotatifin-based combinations in estrogen receptor-positive (ER+) Metastatic Breast Cancer to be presented at the American Society of Clinical Oncology (ASCO) Annual Meeting 2023 on June 4, 2023 Company will host |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commission |
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May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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April 27, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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March 10, 2023 |
Table of Contents As filed with the Securities and Exchange Commission on March 10, 2023 Registration No. |
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March 8, 2023 |
Employment Agreement, effective as of September 1, 2022, by and between eFFECTOR and Mayank Gandhi. Exhibit 10.34 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into by and among eFFECTOR Therapeutics, Inc., a Delaware corporation (the “Company”) and Mayank J. Gandhi, M.D. (“Executive”), and shall be effective September 1, 2022 (the “Effective Date”). WHEREAS, the Company and the Executive previously entered into that certain Offer Letter, dated September 1, 2022, ( |
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March 8, 2023 |
EX-99.1 Exhibit 99.1 eFFECTOR Therapeutics Reports Fourth Quarter and Full Year 2022 Financial Results and Provides Corporate Update Zotatifin continued to demonstrate favorable activity and tolerability, including two previously reported confirmed partial responses (PRs) among seven heavily pretreated subjects who received zotatifin, fulvestrant and abemaciclib (ECBF+A) Enrollment in expanded ECB |
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March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 8, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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March 8, 2023 |
Employment Agreement, effective as of August 8, 2022, by and between eFFECTOR and Douglas Warner. Exhibit 10.33 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into by and among eFFECTOR Therapeutics, Inc., a Delaware corporation (the “Company”) and Douglas Warner, M.D. (“Executive”), and shall be effective August 8, 2022 (the “Effective Date”). WHEREAS, the Company and the Executive previously entered into that certain Offer Letter, dated July 1, 2022, (the “Offer |
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March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39866 eFFECTOR Therap |
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March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) August 25, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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March 6, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 16 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (Commission File |
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February 21, 2023 |
424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 15 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used |
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February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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February 14, 2023 |
SC 13G/A 1 p23-0619sc13ga.htm EFFECTOR THERAPEUTICS, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (f/k/a Locust Walk Acquisition Corp.) (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) December 31, 2021 (Date of |
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February 13, 2023 |
EFTR / eFFECTOR Therapeutics, Inc. / SECTORAL ASSET MANAGEMENT INC - SC 13G/A Passive Investment SC 13G/A 1 tm236414d2sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 28202V108 (CUSIP Number) DECEMBER 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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January 5, 2023 |
Exhibit 99.1 Zotatifin Clinical Data and Corporate Update January 5, 2023 Disclaimer FORWARD-LOOKING STATEMENTS This presentation contains forward-looking statements. All statements other than statements of historical facts contained in this presentation, including statements regarding the future clinical development of eFFECTOR Therapeutics, Inc.?s (eFFECTOR or the Company) product candidates, in |
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January 5, 2023 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 14 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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January 5, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 5, 2023 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commis |
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November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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November 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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November 7, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 13 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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November 7, 2022 |
Exhibit 99.1 eFFECTOR Therapeutics Reports Third Quarter 2022 Financial Results and Provides Corporate Update - Key executive appointments: Douglas Warner, M.D., as CMO & Mayank Gandhi, M.D., as CBO ? - Cohort treating ER+ breast cancer with combination of zotatifin, fulvestrant and abemaciclib has been expanded from 7 patients to 18 patients - - Initiated dosing and completed enrollment in second |
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October 26, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 12 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-39866 (Commission File |
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September 14, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 11 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in th |
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September 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 14, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Com |
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September 7, 2022 |
eFFECTOR Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach, CA 92075 eFFECTOR Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach, CA 92075 September 7, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: eFFECTOR Therapeutics, Inc. Registration Statement on Form S-3 File No. 333-267221 To the addressees set forth above: Pursuant to Rule 461 of Regulation C of the General |
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September 1, 2022 |
Exhibit 4.4 EFFECTOR THERAPEUTICS, INC. INDENTURE Dated as of , 20 [ ] Trustee TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURITIES 5 Section 2.1. Issuable in Series 5 Section 2.2. Esta |
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September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 29, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation or organ |
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September 1, 2022 |
Exhibit 1.2 eFFECTOR THERAPEUTICS, INC. Shares of Common Stock (par value $0.0001 per share) Controlled Equity OfferingSM Sales Agreement September 1, 2022 Cantor Fitzgerald & Co. 499 Park Avenue New York, NY 10022 Ladies and Gentlemen: eFFECTOR Therapeutics, Inc., a Delaware corporation (the ?Company?), confirms its agreement (this ?Agreement?) with Cantor Fitzgerald & Co. (the ?Agent?), as follo |
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September 1, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) eFFECTOR Therapeutics, Inc. |
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September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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September 1, 2022 |
As filed with the Securities and Exchange Commission on September 1, 2022 Table of Contents As filed with the Securities and Exchange Commission on September 1, 2022 Registration No. |
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September 1, 2022 |
424B3 1 d378846d424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 10 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-26233 |
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August 19, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / US VENTURE PARTNERS X LP - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (a) (Amendment No. 1) eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Dale Holladay c/o U.S. Venture Partners 14 |
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August 19, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / US VENTURE PARTNERS X LP - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (a) (Amendment No. 2) eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Dale Holladay c/o U.S. Venture Partners 14 |
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August 11, 2022 |
Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that they are jointly filing this statement on Schedule 13D. |
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August 11, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / Carlyle Group Inc. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Jeffrey Ferguson The Carlyle Group 1001 Pennsylvania Avenue, NW Suite 220 South Washington, D.C. 20004 (202) 729-5626 (Name, |
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August 11, 2022 |
Exhibit 4 POWER OF ATTORNEY The undersigned understands that, from time to time, the Carlyle Companies (defined below) are required to prepare, execute, and file certain federal and state securities laws filings. |
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August 9, 2022 |
424B3 1 eftrq22022prosupp9.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 9 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-2 |
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August 9, 2022 |
Consulting Agreement, dated April 1, 2022, by and between eFFECTOR and Premal Patel, M.D., Ph.D. Exhibit 10.3 CONSULTING AGREEMENT This Consulting Agreement (this ?Agreement?) is entered into between Premal Patel, M.D., Ph.D. (?Consultant?), and eFFECTOR Therapeutics, Inc., (the ?Company?), dated as of April 1, 2022 (the ?Effective Date?). WHEREAS, the Consultant was employed by the Company or one of its subsidiaries pursuant to that certain Amended and Restated Employment Agreement, effectiv |
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August 9, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 12 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in th |
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August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commiss |
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August 9, 2022 |
Exhibit 10.2 GENERAL RELEASE OF CLAIMS This GENERAL RELEASE OF CLAIMS (this ?Release?) is entered into by and between eFFECTOR Therapeutics, Inc. (the ?Company?), and Premal Patel, M.D., Ph.D. (?Employee?), as of the Effective Date (as defined below). WHEREAS, the Company and Employee are parties to that certain Amended and Restated Employment Agreement, effective as of August 25, 2021 (the ?Emplo |
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August 9, 2022 |
Exhibit 99.1 eFFECTOR Therapeutics Reports Second Quarter 2022 Financial Results and Provides Corporate Update Presented positive interim results at ASCO 2022 from ongoing zotatifin Phase 1/2 dose escalation and expansion trial Appointed Doug Warner, M.D., as chief medical officer SAN DIEGO and REDWOOD CITY, Calif., August 9, 2022 ? eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR), a leader in the devel |
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August 9, 2022 |
General Release of Claims, effective as of July 22, 2022, by and between eFFECTOR and Alana McNulty. Exhibit 10.4 GENERAL RELEASE OF CLAIMS This GENERAL RELEASE OF CLAIMS (this ?Release?) is entered into by and between eFFECTOR Therapeutics, Inc. (the ?Company?), and Alana B. McNulty (?Employee?), as of the Effective Date (as defined below). WHEREAS, the Company and Employee are parties to that certain Amended and Restated Employment Agreement, effective as of August 25, 2021 (the ?Employment Agr |
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August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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July 15, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 8 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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July 15, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 11 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in th |
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July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 12, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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June 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 7 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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June 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 10 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in th |
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June 6, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 9 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in thi |
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June 6, 2022 |
424B3 1 d281498d424b3.htm 424B3 Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 6 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the “Prospectus”), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339 |
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June 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 5, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 26, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 5 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 26, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 8 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in thi |
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May 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissio |
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May 11, 2022 |
Exhibit 99.1 eFFECTOR Therapeutics Reports First Quarter 2022 Financial Results and Provides Corporate Update Plan to present data at ASCO 2022 from ongoing zotatifin Phase 1/2 dose escalation and expansion trial Intend to provide an update on expanded development of zotatifin SAN DIEGO and REDWOOD CITY, Calif., May 10, 2022 ? eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR), a leader in the development |
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May 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 7 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in thi |
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May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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May 10, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 4 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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May 10, 2022 |
Exhibit 10.1 THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS THIRD AMENDMENT to Loan and Security Agreement (this ?Amendment?) is entered into as of April 28, 2022 (the ?Third Amendment Effective Date?), by and between OXFORD FINANCE LLC, a Delaware limited liability company with an office located at 133 North Fairfax Street, Alexandria, Virginia 22314 (?Oxford?), as collateral agent (in such |
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April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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April 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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April 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commissi |
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April 4, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 3 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in thi |
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April 4, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 6 (To Prospectus dated March 21, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated March 21, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in thi |
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March 28, 2022 |
Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 28, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commiss |
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March 18, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on March 17, 2022 Registration No. |
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March 18, 2022 |
Power of Attorney (for Kristen Harrington-Smith) Exhibit 24.2 POWER OF ATTORNEY I, the undersigned director of eFFECTOR Therapeutics, Inc., hereby severally constitute and appoint Stephen T. Worland, Ph.D. and Michael Byrnes and each of them singly (with full power to each of them to act alone), our true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution in each of them for him and in his name, place and |
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March 18, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on March 17, 2022 Registration No. |
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March 18, 2022 |
Power of Attorney (for Kristen Harrington-Smith) Exhibit 24.2 POWER OF ATTORNEY I, the undersigned director of eFFECTOR Therapeutics, Inc., hereby severally constitute and appoint Stephen T. Worland, Ph.D. and Michael Byrnes and each of them singly (with full power to each of them to act alone), our true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution in each of them for him and in his name, place and |
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March 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commiss |
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March 16, 2022 |
Exhibit 99.1 eFFECTOR Therapeutics Reports Fourth Quarter and Full Year 2021 Financial Results and Provides Corporate Update SAN DIEGO and REDWOOD CITY, Calif., March 16, 2022 ? eFFECTOR Therapeutics, Inc. (NASDAQ: EFTR), a leader in the development of selective translation regulator inhibitors (STRIs) for the treatment of cancer, today reported financial results for the fourth quarter and year en |
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March 16, 2022 |
Description of Registered Securities. Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2021, eFFECTOR Therapeutics, Inc. (?we,? ?us? and ?our? and the ?Company?) had two classes of securities registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): common stock, $0.0001 par value per share |
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March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39866 eFFECTOR Therap |
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February 24, 2022 |
Exhibit 10.1 JOINDER AND FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS JOINDER AND FIRST AMENDMENT to Loan and Security Agreement (this ?Amendment?) is entered into as of September 7, 2021 (the ?First Amendment Effective Date?), by and between OXFORD FINANCE LLC, a Delaware limited liability company with an office located at 133 North Fairfax Street, Alexandria, Virginia 22314 (?Oxford?), as |
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February 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 2 (To Prospectus dated February 2, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated February 2, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in |
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February 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 5 (To Prospectus dated October 5, 2021) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated October 5, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in t |
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February 24, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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February 24, 2022 |
Exhibit 10.2 SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT to Loan and Security Agreement (this ?Amendment?) is entered into as of February 22, 2022 (the ?Second Amendment Effective Date?), by and between OXFORD FINANCE LLC, a Delaware limited liability company with an office located at 133 North Fairfax Street, Alexandria, Virginia 22314 (?Oxford?), as collateral agent (in |
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February 16, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 4 (To Prospectus dated October 5, 2021) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated October 5, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in t |
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February 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 15, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Comm |
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February 16, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-262339 Prospectus Supplement No. 1 (To Prospectus dated February 2, 2022) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated February 2, 2022 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-262339). Capitalized terms used in |
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February 14, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / SR ONE CAPITAL MANAGEMENT, LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V 108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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February 14, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / PFIZER INC - SC 13G EFFECTOR THEREAPEUTICS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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February 14, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (f/k/a Locust Walk Acquisition Corp.) (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 28202V108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the |
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February 14, 2022 |
Exhibit 1 AGREEMENT OF JOINT FILING This joint filing agreement (this ?Agreement?) is made and entered into as of January 11, 2022, by and among SR One Capital Fund I Aggregator, LP, SR One Capital Partners I, LP, SR One Capital Management, LLC, SR One Co-Invest I, LLC, SR One Co-Invest Manager I, LLC, and Simeon George. |
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February 14, 2022 |
CUSIP No. 28202V108 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G to which this Agreement is annexed as Exhibit 99.1, and any amendments thereto, is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. Dated: February 14, 2022 PFIZER INC. By: /s/ Su |
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February 11, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / SECTORAL ASSET MANAGEMENT INC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Original Filing)* eFFECTOR Therapeutics, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 28202V108 (CUSIP Number) DECEMBER 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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February 2, 2022 |
eFFECTOR Therapeutics, Inc. Up to 8,133,926 Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-262339 PROSPECTUS eFFECTOR Therapeutics, Inc. Up to 8,133,926 Shares of Common Stock This prospectus relates to the resale, from time to time, of up to 8,133,926 shares of our common stock by the selling stockholder, Lincoln Park Capital Fund, LLC (?Lincoln Park? or the ?selling stockholder?). The shares of common stock to whi |
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January 31, 2022 |
eFFECTOR Therapeutics, Inc. 142 North Cedros Avenue, Suite B Solana Beach, California 92075 January 31, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jordan Nimitz Re: eFFECTOR Therapeutics, Inc. Registration Statement on Form S-1 File No. 333-262339 Ladies and Gentlemen: In accordance with |
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January 31, 2022 |
EFTR / eFFECTOR Therapeutics, Inc. / Linden Capital L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to |
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January 25, 2022 |
Table of Contents As filed with the Securities and Exchange Commission on January 25, 2022 Registration No. |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2022 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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January 24, 2022 |
Next Generation Targeted Therapy for Cancer Pipeline & Business Update| January 2022 NON-CONFIDENTIAL Exhibit 99. |
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January 24, 2022 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 3 (To Prospectus dated October 5, 2021) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated October 5, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in t |
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January 24, 2022 |
Purchase Agreement, dated January 24, 2022, between eFFECTOR and Lincoln Park Capital Fund, LLC. Exhibit 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the ?Agreement?), dated as of January 24, 2022, is made by and between EFFECTOR THERAPEUTICS, INC., a Delaware Corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (the ?Investor?). Capitalized terms used herein and not otherwise defined herein are defined in Section 1 hereof. WHEREAS: Subjec |
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January 24, 2022 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of January 24, 2022, is made by and between EFFECTOR THERAPEUTICS, INC., a Delaware corporation (the ?Company?), and LINCOLN PARK CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the ?Buyer?). Capitalized terms used herein and not otherwise define |
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November 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2021 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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November 8, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 2 (To Prospectus dated October 5, 2021) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated October 5, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in t |
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November 8, 2021 |
eFFECTOR Therapeutics, Inc. Non-Employee Director Compensation Program. Exhibit 10.1 eFFECTOR Therapeutics, Inc. Non-Employee Director Compensation Program Non-employee members of the board of directors (the ?Board?) of eFFECTOR Therapeutics, Inc. (the ?Company?) shall receive cash and equity compensation as set forth in this Non-Employee Director Compensation Program (this ?Program?). The cash and equity compensation described in this Program shall be paid or be made |
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November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39866 eFFECTOR Therapeutics, Inc. |
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November 8, 2021 |
Exhibit 10.2 COMMERCIAL LEASE (142 North Cedros Avenue, Suite B) Section 1. Premises Section 2. Term Section 3. Rental Terms and Security Deposit Section 4. Use Section 5. As-Is Condition ? No Warranty of Fitness Section 6. Improvements/Possession Section 7. Maintenance and Repairs Section 8. Utilities and Taxes Section 9. Insurance Section 10. Default Section 11. Remedies Section 12. Estoppel Cer |
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November 8, 2021 |
eFFECTOR Therapeutics Reports Third Quarter 2021 Financial Results and Provides Corporate Update Exhibit 99.1 eFFECTOR Therapeutics Reports Third Quarter 2021 Financial Results and Provides Corporate Update ? Continuing to enroll patients in Phase 2b KICKSTART study of tomivosertib in combination with pembrolizumab, a U.S. Food and Drug Administration (FDA) approved PD-1 inhibitor ? Selected recommended Phase 2 dose (RP2D) of zotatifin for continued development for patients with certain solid |
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November 2, 2021 |
As filed with the Securities and Exchange Commission on November 2, 2021 S-8 1 d420646ds8.htm S-8 As filed with the Securities and Exchange Commission on November 2, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 eFFECTOR Therapeutics, Inc. (Exact name of Registrant as specified in its charter) Delaware 85-3306396 (State or other jurisdiction of incorpor |
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November 1, 2021 |
Filed pursuant to Rule 424(b)(3) Registration Statement No. 333-259751 Prospectus Supplement No. 1 (To Prospectus dated October 5, 2021) eFFECTOR Therapeutics, Inc. This prospectus supplement updates, amends and supplements the prospectus dated October 5, 2021 (the ?Prospectus?), which forms a part of our Registration Statement on Form S-1 (Registration No. 333-259751). Capitalized terms used in t |
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November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2021 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of incorporation) (Commi |
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October 5, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-259751 PROSPECTUS eFFECTOR Therapeutics, Inc. Up to 47,176,070 Shares of Common Stock Up to 181,667 Warrants Up to 6,015,000 Shares of Common Stock Issuable Upon Exercise of Warrants This prospectus relates to: (i) the resale of 28,528,874 shares of common stock, par value $0.0001 per share (the ?Common Stock?), issued in connection with the Bu |
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October 1, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on October 1, 2021 Registration No. |
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October 1, 2021 |
eFFECTOR Therapeutics, Inc. 11120 Roselle Street, Suite A San Diego, California 92121 October 1, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Deanna Virginio Re: eFFECTOR Therapeutics, Inc. Registration Statement on Form S-1 (As Amended) File No. 333-259751 Ladies and Gentlemen: In accordan |
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September 23, 2021 |
Power of Attorney (included on signature page of the initial filing of this Registration Statement) Table of Contents As filed with the Securities and Exchange Commission on September 23, 2021 Registration No. |
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September 13, 2021 |
EFTR / eFFECTOR Therapeutics, Inc. / US VENTURE PARTNERS X LP - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (a) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (a) eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) Dale Holladay c/o U.S. Venture Partners 1460 El Camino Real, |
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September 7, 2021 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned, and any amendments thereto executed by the undersigned shall be filed on behalf of each of the undersigned without the necessity of filing any additional joint filing agreement. |
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September 7, 2021 |
EFTR / eFFECTOR Therapeutics, Inc. / COLUMN GROUP II, LP - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) EFFECTOR THERAPEUTICS, INC. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 28202V108 (CUSIP Number) James Evangelista Chief Financial Officer The Column Group II, LP 1 Letterman Drive, Building D, Suite DM-900 San Franci |
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September 3, 2021 |
Exhibit 1 JOINT FILING AGREEMENT This Agreement will confirm the agreement by and among the undersigned that the Schedule 13D filed with the Securities and Exchange Commission on the date hereof with respect to the beneficial ownership by the undersigned of the Common Shares of eFFECTOR Therapeutics, Inc. |
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September 3, 2021 |
EFTR / eFFECTOR Therapeutics, Inc. / Abingworth LLP - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 eFFECTOR Therapeutics, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 28202V108 (CUSIP Number) John Heard Abingworth LLP Princes House 38 Jermyn Street London, England SW1Y 6DN +44 20 7534 1500 (Name, Address and Telephone Nu |
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August 31, 2021 |
Exhibit 99.4 eFFECTOR Therapeutics Debuts as Publicly Traded Next-Generation Oncology Company Advancing Mature Pipeline with New Class of Cancer Therapies Common stock and warrants expected to commence trading on Nasdaq on August 26, 2021 under the ticker symbols EFTR and EFTRW San Diego, CA, August 25, 2021 ? eFFECTOR Therapeutics, Inc. (eFFECTOR), a leader in the development of selective transla |
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August 31, 2021 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Unless the context otherwise requires, all references in this section to ?we,? ?our,? ?us? or ?eFFECTOR? refer to the business of eFFECTOR Therapeutics, Inc. prior to the consummation of the Business Combination, which will be the business of eFFECTOR following the consummation of the Business Combin |
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August 31, 2021 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Unless the context otherwise requires, all references in this section to ?we,? ?our,? ?us? or ?eFFECTOR? refer to the business of eFFECTOR Therapeutics, Inc. prior to the consummation of the Business Combination, which will be the business of eFFECTOR following the consummation of the Business Combin |
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August 31, 2021 |
Exhibit 99.1 Unaudited condensed financial information of Old eFFECTOR as of and for the three and six months ended June 30, 2021 eFFECTOR Therapeutics, Inc. Index to Financial Statements (Unaudited) Page Condensed Balance Sheets F-2 Condensed Statements of Operations and Comprehensive Income (Loss) F-3 Condensed Statements of Convertible Preferred Stock and Stockholders? Deficit F-4 Condensed Sta |
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August 31, 2021 |
Exhibit 99.1 Unaudited condensed financial information of Old eFFECTOR as of and for the three and six months ended June 30, 2021 eFFECTOR Therapeutics, Inc. Index to Financial Statements (Unaudited) Page Condensed Balance Sheets F-2 Condensed Statements of Operations and Comprehensive Income (Loss) F-3 Condensed Statements of Convertible Preferred Stock and Stockholders? Deficit F-4 Condensed Sta |
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August 31, 2021 |
eFFECTOR Therapeutics, Inc. Non-Employee Director Compensation Program. Exhibit 10.18 EFFECTOR THERAPEUTICS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Non-employee members of the board of directors (the ?Board?) of eFFECTOR Therapeutics, Inc. (the ?Company?) shall receive cash and equity compensation as set forth in this Non-Employee Director Compensation Program (this ?Program?). The cash and equity compensation described in this Program shall be paid or be mad |
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August 31, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2021 eFFECTOR Therapeutics, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39866 85-3306396 (State or other jurisdiction of in |
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August 31, 2021 |
Letter from WithumSmith+Brown, PC to the Securities and Exchange Commission. Exhibit 16.1 August 31, 2021 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read eFFECTOR Therapeutics, Inc. (formerly known as Locust Walk Acquisition Corp.) statements included under Item 4.01 of its Form 8-K dated August 31, 2021. We agree with the statements concerning our Firm under Item 4.01, in which we |
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August 31, 2021 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION The combined company after the Business Combination is referred to as the ?Combined Company.? The following unaudited pro forma condensed combined balance sheet of the Combined Company as of June 30, 2021 and the unaudited pro forma condensed combined statements of operations of the Combined Company for the six months ended |
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August 31, 2021 |
Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of August 25, 2021, is made and entered into by and among eFFECTOR Therapeutics, Inc., a Delaware corporation (the ?Company?) (formerly known as Locust Walk Acquisition Corp., a Delaware corporation), Locust Walk Sponsor, LLC, a Delaware limited liabi |
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August 31, 2021 |
Amended and Restated Certificate of Incorporation of eFFECTOR Therapeutics, Inc. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LOCUST WALK ACQUISITION CORP. Locust Walk Acquisition Corp. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is Locust Walk Acquisition Corp. The Corporation was incorporated under the name |
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August 31, 2021 |
Amended and Restated Bylaws of eFFECTOR Therapeutics, Inc. Exhibit 3.2 Amended and Restated Bylaws of eFFECTOR Therapeutics, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting. 2 2.5 Notice of Nominations for Election to |
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August 31, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LOCUST WALK ACQUISITION CORP. Locust Walk Acquisition Corp. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is Locust Walk Acquisition Corp. The Corporation was incorporated under the name |
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August 31, 2021 |
Exhibit 10.17 eFFECTOR THERAPEUTICS, INC. 2013 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to advance the interests of the Company?s stockholders by enhancing the Company?s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing such persons with equity ownership opportunities and thereby better alignin |
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August 31, 2021 |
Exhibit 10.17 eFFECTOR THERAPEUTICS, INC. 2013 EQUITY INCENTIVE PLAN 1. Purpose. The purpose of the Plan is to advance the interests of the Company?s stockholders by enhancing the Company?s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing such persons with equity ownership opportunities and thereby better alignin |
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August 31, 2021 |
eFFECTOR Therapeutics, Inc. 2021 Employee Stock Purchase Plan. Exhibit 10.11 EFFECTOR THERAPEUTICS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE The purposes of this eFFECTOR Therapeutics, Inc. 2021 Employee Stock Purchase Plan (as it may be amended or restated from time to time, the ?Plan?) are to assist Eligible Employees of eFFECTOR Therapeutics, Inc., a Delaware corporation (the ?Company?), and its Designated Subsidiaries in acquiring a stock |