Mga Batayang Estadistika
| CIK | 351903 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Epoch Holding Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 11, 2014 |
EPHC / Epoch Holding Corp / AQR CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 ephca120714.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Epoch Holding Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| April 8, 2013 |
Form 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-9728 EPOCH HOLDING CORPORATION (Exact name of registrant as specif |
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| March 29, 2013 |
EPHC / Epoch Holding Corp / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Epoch Holding Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| March 27, 2013 |
S-8 POS Registration No. 333-121457 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-1938886 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificati |
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| March 27, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION EPOCH HOLDING CORPORATION EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EPOCH HOLDING CORPORATION FIRST: The name of the corporation (which is hereinafter referred to as the “Corporation”) is Epoch Holding Corporation. SECOND: The name and address of the registered agent in the State of Delaware is The Corporation Trust Company, 1209 Orange Street, Wilmington, New Castle County, Delaware 19801. TH |
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| March 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): March 27, 2013 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction of incorporation) (Commission F |
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| March 27, 2013 |
EPOCH HOLDING CORPORATION AMENDED AND RESTATED BY-LAWS ARTICLE I MEETING OF STOCKHOLDERS Exhibit 3.2 EPOCH HOLDING CORPORATION AMENDED AND RESTATED BY-LAWS ARTICLE I MEETING OF STOCKHOLDERS Section 1. Place of Meeting and Notice. Meetings of the stockholders of the Corporation shall be held at such place either within or without the State of Delaware as the Board of Directors may determine. Section 2. Annual and Special Meetings. Annual meetings of stockholders shall be held, at a dat |
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| March 27, 2013 |
Registration No. 333-156465 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-1938886 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) |
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| March 26, 2013 |
EPOCH HOLDING CORPORATION ANNOUNCES STOCKHOLDER APPROVAL OF MERGER AGREEMENT WITH TD BANK GROUP EX-99.1 Exhibit 99.1 EPOCH HOLDING CORPORATION ANNOUNCES STOCKHOLDER APPROVAL OF MERGER AGREEMENT WITH TD BANK GROUP NEW YORK — (BUSINESS WIRE) — March 26, 2013 — Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), a leading investment manager and investment adviser, announced that, at a special meeting of stockholders held earlier today, its stockholders approved the adoption of |
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| March 26, 2013 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): March 26, 2013 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction of incorporation) (Com |
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| March 12, 2013 |
EPHC / Epoch Holding Corp / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Epoch Holding Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| February 25, 2013 |
DEFM14A 1 d480653ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Epoch Holding Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche |
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| February 7, 2013 |
EPHC / Epoch Holding Corp / KEELEY ASSET MANAGEMENT CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Epoch Holding Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 7, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number |
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| January 15, 2013 |
Preliminary Notice & Proxy Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 11, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) ( AMENDMENT 2) Epoch Holding Corporation ( NAME OF ISSUER ) COMMON STOCK (Title of Class of Securities) 29428R103 (CUSIP Number) DECEMBER 31,2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1 (b) Rule 13d-1 (c) Rule 13d-1 (d) CUSIP No. |
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| January 7, 2013 |
8-K 1 v3315548k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): January 7, 2013 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commi |
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| January 4, 2013 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): January 4, 2013 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Numb |
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| January 4, 2013 |
EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.5 BILLION Press Release dated January 4,2013 Exhibit 99.1 EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.5 BILLION NEW YORK—(BUSINESS WIRE)—January 4, 2013 —Epoch Investment Partners, Inc., a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were |
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| January 4, 2013 |
EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.5 BILLION Press Release dated January 4,2013 Exhibit 99.1 EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.5 BILLION NEW YORK—(BUSINESS WIRE)—January 4, 2013 —Epoch Investment Partners, Inc., a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were |
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| January 4, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): January 4, 2013 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Numb |
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| December 18, 2012 |
EPHC / Epoch Holding Corp / BERENSON JEFFREY L - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) (Amendment No. 3)* EPOCH HOLDING CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 29428R 10 3 (CUSIP Number) Jeffrey L. Berenson 667 |
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| December 12, 2012 |
Joint Filing Agreement EXHIBIT 1 JOINT FILING AGREEMENT Each of the undersigned hereby agrees that this statement on Schedule 13D is being filed with the Securities and Exchange Commission on behalf of each of the undersigned pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended. |
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| December 12, 2012 |
Voting and Support Agreement, dated as December 6, 2012 EXHIBIT 3 VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of December 6, 2012 (this “Agreement”), is among The Toronto-Dominion Bank, a Canadian chartered bank (“Parent”), Empire Merger Sub, Inc. |
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| December 12, 2012 |
EPHC / Epoch Holding Corp / PRIEST WILLIAM W - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment Amendment No. 1 to Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) EPOCH HOLDING CORPORATION Name of Issuer COMMON STOCK, $0.01 PAR VALUE (Title of Class of Securities) 29428R 10 3 (CUSIP Number) William W. Priest c/o Epoch Holding Corporation 640 Fifth Avenue New York, New York 10019 (2 |
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| December 11, 2012 |
EPHC / Epoch Holding Corp / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Epoch Holding Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telephone Number of Person Authorized to |
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| December 10, 2012 |
EPHC / Epoch Holding Corp / BERENSON JEFFREY L - AMENDMENT TO SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) (Amendment No. 2)* EPOCH HOLDING CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 29428R 10 3 (CUSIP Number) Jeffrey L. Berenson 667 |
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| December 10, 2012 |
EX-99.B 2 v330020ex99b.htm EXHIBIT 99.B Exhibit (b) VOTING AND SUPPORT AGREEMENT This VOTING AND SUPPORT AGREEMENT, dated as of December 6, 2012 (this “Agreement”), is among The Toronto-Dominion Bank, a Canadian chartered bank (“Parent”), Empire Merger Sub, Inc., a Delaware corporation and a subsidiary of Parent (“Merger Sub”), and the persons listed on Schedule I hereto (collectively, the “Compan |
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| December 6, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): December 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction of incorporation) (C |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): December 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS |
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| December 6, 2012 |
Agreement and Plan of Merger, dated as of December 6, 2012 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER BY AND BETWEEN THE TORONTO-DOMINION BANK, EMPIRE MERGER SUB, INC. AND EPOCH HOLDING CORPORATION DATED AS OF DECEMBER 6, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1. The Merger 1 1.2. Effective Time 2 1.3. Closing of the Merger 2 1.4. Effects of the Merger 2 1.5. Certificate |
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| December 6, 2012 |
Agreement and Plan of Merger, dated as of December 6, 2012 Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER BY AND BETWEEN THE TORONTO-DOMINION BANK, EMPIRE MERGER SUB, INC. AND EPOCH HOLDING CORPORATION DATED AS OF DECEMBER 6, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1. The Merger 1 1.2. Effective Time 2 1.3. Closing of the Merger 2 1.4. Effects of the Merger 2 1.5. Certificate |
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| December 6, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): December 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Num |
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| December 6, 2012 |
EPOCH HOLDING CORPORATION TO ENTER INTO A MERGER AGREEMENT WITH TD BANK GROUP Press Release issued by Epoch Holding Corporation, dated December 6, 2012 Exhibit 99. |
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| December 6, 2012 |
Employee Letter UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant ¨ Check appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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| December 6, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): December 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction of incorporation) (C |
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| December 6, 2012 |
EPOCH HOLDING CORPORATION TO ENTER INTO A MERGER AGREEMENT WITH TD BANK GROUP Press Release issued by Epoch Holding Corporation, dated December 6, 2012 Exhibit 99. |
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| November 29, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): November 28, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IR |
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| November 13, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): November 12, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IR |
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| November 13, 2012 |
EPOCH DECLARES SPECIAL DIVIDEND OF $0.75 PER SHARE EPOCH DECLARES SPECIAL DIVIDEND OF $0.75 PER SHARE NEW YORK — (BUSINESS WIRE) — November 12, 2012 — Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), a leading investment manager and investment adviser, today announced that its Board of Directors has declared a special cash dividend of $0.75 per share on the Company's common stock, payable on December 14, 2012 to stockholders of |
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| November 5, 2012 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Numbe |
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| October 18, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 d425339ddefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| October 18, 2012 |
Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 3, 2012 |
EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.2 BILLION EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $24.2 BILLION NEW YORK—(BUSINESS WIRE)—October 3, 2012-Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximately $24.2 billion as of September 30, 2 |
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| October 3, 2012 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): October 3, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS |
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| October 1, 2012 |
EPOCH ANNOUNCES QUARTERLY DIVIDEND INCREASE EPOCH ANNOUNCES QUARTERLY DIVIDEND INCREASE NEW YORK — (BUSINESS WIRE) — October 1, 2012 — Epoch Holding Corporation (“Epoch” or the “Company”) (Nasdaq: EPHC), a leading investment manager and investment adviser, today announced that its Board of Directors has approved an increase in the quarterly dividend from $0. |
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| October 1, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 v3248048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): October 1, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction ( |
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| September 10, 2012 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 10, 2012 |
Office Lease Between BP 399 Avenue LLC Exhibit 10.2 BP 399 PARK AVENUE LLC, Landlord, TO EPOCH INVESTMENT PARTNERS, INC. Tenant OFFICE LEASE Premises at: Unit 1 The 399 Park Avenue Condominium 399 Park Avenue New York, New York TABLE OF CONTENTS PAGE ARTICLE 1 BASIC LEASE PROVISIONS AND ENUMERATION OF EXHIBITS 1 1.1 INTRODUCTION 1 1.2 BASIC DATA 1 1.3 ENUMERATION OF EXHIBITS 5 1.4 OTHER DEFINITION |
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| August 23, 2012 |
SEC Response Letter Epoch Holding Corporation 640 Fifth Avenue New York, NY 10019 T: (212) 303-7200 www. |
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| July 12, 2012 |
Epoch Holding Corporation 640 Fifth Avenue New York, NY 10019 T: (212) 303-7200 www. |
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| July 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): July 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| July 3, 2012 |
EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $23.2 BILLION EX-99.1 2 v317652ex99-1.htm EXHIBIT 99.1 EPOCH ANNOUNCES ASSETS UNDER MANAGEMENT OF $23.2 BILLION NEW YORK-(BUSINESS WIRE)-July 3, 2012-Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximate |
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| July 3, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): July 3, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS Emp |
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| June 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): June 15, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS Em |
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| May 7, 2012 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): April 5, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS Em |
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| April 3, 2012 |
EPOCH ANNOUNCES 18% INCREASE IN AUM TO $22.7 BILLION EPOCH ANNOUNCES 18% INCREASE IN AUM TO $22.7 BILLION NEW YORK—(BUSINESS WIRE)—April 3, 2012—Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximately $22.7 billion as of March 31, 2012, an in |
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| April 3, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): April 3, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS Em |
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| February 7, 2012 |
EPHC / Epoch Holding Corp / KEELEY ASSET MANAGEMENT CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Epoch Holding Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 29428R103 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 6, 2012 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 27, 2012 |
EPHC / Epoch Holding Corp / JPMORGAN CHASE & CO - EPOCH HOLDING CORPORATION Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) ( AMENDMENT 1) Epoch Holding Corporation ( NAME OF ISSUER ) COMMON STOCK (Title of Class of Securities) 29428R103 (CUSIP Number) DECEMBER 30,2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1 (b) Rule 13d-1 (c) Rule 13d-1 (d) CUSIP No. |
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| January 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): January 6, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS |
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| January 4, 2012 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest event reported): January 4, 2012 EPOCH HOLDING CORPORATION (Exact name of registrant as specified in its charter) Delaware 1-9728 20-1938886 (State or other jurisdiction (Commission File Number) (IRS |
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| January 4, 2012 |
EPOCH ANNOUNCES 20% INCREASE IN AUM TO $19.2 BILLION EPOCH ANNOUNCES 20% INCREASE IN AUM TO $19.2 BILLION NEW YORK — (BUSINESS WIRE) — January 4, 2012 Epoch Investment Partners, Inc. (“Epoch” or the “Company”), a leading investment manager and investment adviser and the sole operating subsidiary of Epoch Holding Corporation (Nasdaq: EPHC), today announced that its assets under management (“AUM”) were approximately $19.2 billion as of December 31, 20 |
