FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on July 11, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

As filed with the Securities and Exchange Commission on May 13, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Exhibit 99.1 - Joint Filing Agreement

EX-99.1 2 ex991.htm JOINT FILING AGREEMENT Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n

FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement

Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

FCA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust China AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement

Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

FKU / First Trust Exchange-Traded AlphaDEX Fund II - First Trust United Kingdom AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement

Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement

Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

NFTY / First Trust Exchange-Traded AlphaDEX Fund II - First Trust India NIFTY 50 Equal Weight ETF / FIRST TRUST PORTFOLIOS LP - JOINT FILING AGREEMENT Exhibit 99.1 - Joint Filing Agreement

Exhibit 99.1 Exhibit 99.1 - Joint Filing Agreement The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete

FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund / Foundations Investment Advisors, LLC - FOUNDATIONS INVESTMENT ADVISORS, LLC Passive Investment

SC 13G/A 1 fgma1120524.htm FOUNDATIONS INVESTMENT ADVISORS, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 33737J190 (CUSIP Number) November 30, 2024 (Date of Event which Requires

FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund / FIRST TRUST PORTFOLIOS LP - AMENDED SCHEDULE 13G Passive Investment

SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* First Trust Japan AlphaDEX(R) Fund - (Name of Issuer) Common - (Title of Class of Securities) 33737J158 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check the appropr

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

% of Total

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2023 (Unaudited)   Shares Description Value COMMON STOCKS (a) — 99.

FGM / First Trust Exchange-Traded Fund III - First Trust Germany AlphaDEX Fund / Foundations Investment Advisors, LLC - FOUNDATIONS INVESTMENT ADVISORS, LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Name of Issuer) EXCHANGE TRADED PRODUCT (Title of Class of Securities) 33737J190 (CUSIP Number) August 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2022 (Unaudited)

NPORT-EX 2 edgar.htm AD2 9.30 PART F HTML First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.9% Australia – 29.7% 23,963 Allkem Ltd. (b) (c) $211,917 5,110 ALS Ltd. (b) 33,107 11,174 Ampol Ltd. (b) 206,684 55,670 Aurizon Holdings Ltd. (b) 123,123 5,944 BHP Group Ltd. (b) 147,757 16,413 BlueS

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2022 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2022 (Unaudited) Shares Description Value COMMON STOCKS (a) – 94.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 98.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2021 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2021 (Unaudited) Shares Description Value COMMON STOCKS (a) – 97.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II September 30, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on November 13, 2020, pursuant to the provisions of Rule 12d2-2 (a).

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111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com October 9, 2020 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Filings for First Trust Funds listed in Exhibit A attached hereto Ladies and Gentlemen: This letter responds to comments, provided by Ken Ellington and Christina DiAn

- WITHDRAWAL OF AMENDMENT TO REGISTRATION

111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 30, 2020 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Division of Investment Management Re: Form AW - Request for Withdrawal First Trust Exchange-Traded AlphaDEX® Fund II Registration on Form N-14 Pre-Effective Amendment No. 1 (Registration

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First Trust Exchange-Traded AlphaDEX® Fund II 120 East Liberty Drive Wheaton, Illinois 60187 July 22, 2020 Via EDGAR Correspondence Securities and Exchange Commission 100 F Street, N.

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111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 21, 2020 VIA EDGAR CORRESPONDENCE Elena Stojic Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded AlphaDEX® Fund II, on behalf of First Trust Developed Markets ex-US AlphaDEX® Fund,

- AMENDMENT TO FORM N-14

As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.

Consent of Independent Registered Public Accounting Firm for First Trust Developed Markets ex-US AlphaDEX® Fund.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Developed Markets ex-US AlphaDEX® Fund (“FDT”), a series of First Trust Exchange-Traded AlphaDEX® Fund II, appearing in the Statement of Additional Information,

Consent of Independent Registered Public Accounting Firm for First Trust Australia AlphaDEX® Fund, First Trust Canada AlphaDEX® Fund, First Trust Hong Kong AlphaDEX® Fund and First Trust South Korea AlphaDEX® Fund.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust South Korea AlphaDEX® Fund (“FKO”), First Trust Canada AlphaDEX® Fund (“FCAN”), First Trust Australia AlphaDEX® Fund (“FAUS”), and First Trust Hong Kong AlphaDEX

Consent of Independent Registered Public Accounting Firm for First Trust Developed Markets ex-US AlphaDEX® Fund.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Developed Markets ex-US AlphaDEX® Fund (“FDT”), a series of First Trust Exchange-Traded AlphaDEX® Fund II, appearing in the Statement of Additional Information,

- AMENDMENT TO FORM N-14

As filed electronically with the Securities and Exchange Commission on or about July 20, 2020 Registration No.

Consent of Independent Registered Public Accounting Firm for First Trust Australia AlphaDEX® Fund, First Trust Canada AlphaDEX® Fund, First Trust Hong Kong AlphaDEX® Fund and First Trust South Korea AlphaDEX® Fund.

EX-14 3 exhibit14b.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FAUS, FCAN, FHK & FKO CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust South Korea AlphaDEX® Fund (“FKO”), First Trust Canada Alph

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111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com July 17, 2020 VIA EDGAR CORRESPONDENCE Elena Stojic Christina DiAngelo Fettig Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: First Trust Exchange-Traded AlphaDEX® Fund II, on behalf of First Trust Developed Markets ex-US AlphaDEX® Fund,

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

First Trust Exchange-Traded AlphaDEX® Fund II March 31, 2020 (Unaudited)

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2020 (Unaudited) Shares Description Value COMMON STOCKS (a) – 93.

Opinion and Consent of Morgan, Lewis & Bockius LLP dated April 30, 2020. (9)

April 30, 2020 First Trust Exchange-Traded AlphaDEX® Fund II 120 E. Liberty Street Wheaton, Illinois 60187 Re: First Trust Exchange-Traded AlphaDEX® Fund II Ladies and Gentlemen: We have acted as special Massachusetts counsel to First Trust Exchange-Traded AlphaDEX® Fund II (the "Trust") on behalf of its series, First Trust Developed Markets ex-US AlphaDEX® Fund (the “Acquiring Fund”), in connecti

Consent of Independent Registered Public Accounting Firm for First Trust Australia AlphaDEX® Fund, First Trust Canada AlphaDEX® Fund, First Trust Hong Kong AlphaDEX® Fund and First Trust South Korea AlphaDEX® Fund.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust South Korea AlphaDEX® Fund (“FKO”), First Trust Canada AlphaDEX® Fund (“FCAN”), First Trust Australia AlphaDEX® Fund (“FAUS”), and First Trust Hong Kong AlphaDEX

As filed electronically with the Securities and Exchange Commission on or about April 30, 2020

As filed electronically with the Securities and Exchange Commission on or about April 30, 2020 Registration No.

April 30, 2020

COVER 15 filename15.htm 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com VIA EDGAR April 30, 2020 United States Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: First Trust Exchange-Traded AlphaDEX® Fund II Ladies and Gentlemen: On behalf of First Trust Exchange-Traded AlphaDEX® Fund II (the “Registrant”), we are transm

Opinion and Consent of Chapman and Cutler LLP dated April 30, 2020. (9)

Paul D. Carman Partner 111 West Monroe Street Chicago, Illinois 60603-4080 T 312.845.3000 F 312.701.2361 www.chapman.com April 30, 2020 First Trust Exchange-Traded AlphaDEX® Fund II, on behalf of First Trust Developed Markets ex-US AlphaDEX® Fund c/o First Trust Advisors L.P. 120 East Liberty Drive Suite 400 Wheaton, Illinois 60187 First Trust Exchange-Traded AlphaDEX® Fund II, on behalf of First

Consent of Independent Registered Public Accounting Firm for First Trust Developed Markets ex-US AlphaDEX® Fund.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the use in this Registration Statement on Form N-14 of our report dated February 24, 2020, relating to the financial statements and financial highlights of First Trust Developed Markets ex-US AlphaDEX® Fund (“FDT”), a series of First Trust Exchange-Traded AlphaDEX® Fund II, appearing in the Statement of Additional Information,

Powers of Attorney for Messrs. Bowen, Erickson, Kadlec, Keith and Nielson authorizing James A. Bowen, W. Scott Jardine, James M. Dykas, Kristi A. Maher and Eric F. Fess to execute the Registration Statement. (9)

First Trust Exchange-Traded AlphaDEX® Fund II Power of Attorney Know All Men By These Presents, that the undersigned, a trustee of the above-referenced organizations, hereby constitutes and appoints James M.

FKO / First Trust South Korea AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FCAN / First Trust Canada AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FAUS / First Trust Australia AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FPA / First Trust Asia Pacific ex-Japan AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FDT / First Trust Developed Markets ex-US AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FEP / First Trust Europe AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FHK / First Trust Hong Kong AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FKU / First Trust United Kingdom AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FEMS / First Trust Emerging Markets Small Cap AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FCA / First Trust China AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FSZ / First Trust Switzerland AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FJP / First Trust Japan AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FBZ / First Trust Brazil AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FEUZ / First Trust Eurozone AlphaDEX ETF NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FEM / First Trust Emerging Markets AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

NFTY / First Trust India NIFTY 50 Equal Weight ETF NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FGM / First Trust Germany AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

FLN / First Trust Latin America AlphaDEX Fund NPORT-EX - - ALPHADEX II 9.30.19 N-PORT PART F - FINAL DRAFT

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments September 30, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

First Trust Exchange-traded Alphadex Fund Ii NPORT-EX - - PORTFOLIO OF HOLDINGS

First Trust Asia Pacific ex-Japan AlphaDEX® Fund (FPA) Portfolio of Investments March 31, 2019 (Unaudited) Shares Description Value COMMON STOCKS (a) – 89.

First Trust Exchange-traded Alphadex Fund Ii QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

N-Q 1 adex2nq.htm QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22519 First Trust Exchange-Traded AlphaDEX® Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchanged-Traded AlphaDEX® Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi

Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act

EX-99.CERT 2 cert302.htm SECTION 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, James M. Dykas, certify that: 1. I have reviewed this report on Form N-Q of First Trust Exchanged-Traded AlphaDEX® Fund II; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materi

First Trust Exchange-traded Alphadex Fund Ii QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS (Quarterly Schedule of Portfolio Holdings)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22519 First Trust Exchange-Traded AlphaDEX® Fund II (Exact name of registrant as specified in charter) 120 East Liberty Drive, Suite 400 Wheaton, IL 60187 (Address of principal executive offices)

FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund / STIFEL NICOLAUS & CO INC \MO\ - STIFEL, NICOLAUS & COMPANY, INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Name of Issuer) First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (Title of Class of Securities) 33737J406 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate