FFNTF / 4Front Ventures Corp. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

4Front Ventures Corp.
US ˙ OTCPK ˙ CA35086B2075

Mga Batayang Estadistika
CIK 1783875
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to 4Front Ventures Corp.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
June 26, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2025 (June 20, 2025) 4FRON

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2025 (June 20, 2025) 4FRONT VENTURES CORP.

June 10, 2025 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2025 (June 9, 2025) 4FRONT VENTURES CORP.

May 27, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2025 (May 16, 2025) 4FRONT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2025 (May 16, 2025) 4FRONT VENTURES CORP.

May 27, 2025 EX-99.1

All 4Front Subsidiaries File for Court-Appointed Receiver

Exhibit 99.1 All 4Front Subsidiaries File for Court-Appointed Receiver PHOENIX, May 23, 2025 /CNW/ - 4Front Ventures Corp. ("4Front" or the "Company") (CSE: FFNT; OTCQB: FFNTF), a vertically integrated cannabis operator, announces that all its United States subsidiaries filed for a voluntary receivership in aid of liquidation under the laws of the Commonwealth of Massachusetts on May 22, 2025. The

May 27, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2025 (May 23, 2025) 4FRONT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2025 (May 23, 2025) 4FRONT VENTURES CORP.

May 16, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2025 (May 12, 2025) 4FRONT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2025 (May 12, 2025) 4FRONT VENTURES CORP.

May 9, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 (May 7, 2025) 4FRONT VE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 (May 7, 2025) 4FRONT VENTURES CORP.

April 25, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2025 (April 24, 2025) 4FRONT VENTURES CORP.

April 25, 2025 EX-99.1

4Front Provides Update on MCTO Application

Exhibit 99.1 4Front Provides Update on MCTO Application PHOENIX, April 24, 2025 /CNW/ - 4Front Ventures Corporation. ("4Front" or the "Company") (CSE: FFNT) (OTCQB: FFNTF) wishes to provide an update regarding its previously announced application for a management cease trade order ("MCTO"). On April 16th the Company submitted an application to the Ontario Securities Commission ("OSC") for an MCTO

April 17, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2025 (April 16, 2025) 4FR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 17, 2025 (April 16, 2025) 4FRONT VENTURES CORP.

April 17, 2025 EX-99.1

4Front Announces Delay in Filing of Annual Financial Statements, MD&A and Management Cease Trade Order

Exhibit 99.1 4Front Announces Delay in Filing of Annual Financial Statements, MD&A and Management Cease Trade Order PHOENIX, April 16, 2025 /CNW/ - 4Front Ventures Corporation. ("4Front" or the "Company") (CSE: FFNT) (OTCQB: FFNTF) announces that as a result of delays in the completion of its audit, the Company will be unable to meet the filing deadline of April 30, 2025, for filing of the followi

April 4, 2025 EX-99.1

4Front Announces Governance and Financial Updates, Including Update on Earnings Release Timing and Issuance of Restricted Stock Units

EXHIBIT 99.1 4Front Announces Governance and Financial Updates, Including Update on Earnings Release Timing and Issuance of Restricted Stock Units PHOENIX, Ariz., April 3, 2025 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQB: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced changes to its Board of Directors, provided an updat

April 4, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 (April 3, 2025) 4FRONT VENTURES CORP.

April 3, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 (March 29, 2025) 4FRONT VENTURES CORP.

March 31, 2025 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number SEC File Number CUSIP Number 3235-0058 000-56075 35086B108 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Repo

November 14, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2024 (November 14, 2024) 4FRONT VENTURES CORP.

November 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Vent

November 14, 2024 EX-99.1

4Front Ventures Reports Third Quarter 2024 Results Q3 2024 Revenue of $ 17.1 Million Q3 Adjusted EBITDA1 of $1.0 Million Matteson Facility Nears Full Operational Capacity in Illinois, Positioning to Meet Growing Market Demand 4Front Achieves over 56%

Exhibit 99.1 4Front Ventures Reports Third Quarter 2024 Results Q3 2024 Revenue of $ 17.1 Million Q3 Adjusted EBITDA1 of $1.0 Million Matteson Facility Nears Full Operational Capacity in Illinois, Positioning to Meet Growing Market Demand 4Front Achieves over 56% Quarterly Growth in Massachusetts Wholesale, with Illinois Poised for Increased Growth as Matteson Facility Unlocks Scalable Production

November 7, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 (November 7, 2024) 4FRONT VENTURES CORP.

November 7, 2024 EX-99.1

4Front Ventures to Report Third Quarter 2024 Financial Results on November 14, 2024

Exhibit 99.1 4Front Ventures to Report Third Quarter 2024 Financial Results on November 14, 2024 PHOENIX, Ariz., Nov. 7, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the first quarter ended September 30, 2024, on Thursday, November 14

November 4, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 4, 2024 (November 4, 2024) 4FRONT VENTURES CORP.

November 4, 2024 EX-99.1

4Front Ventures Corp. Announces Official Ribbon Cutting of Its 250,000 Sq. Ft. Cultivation and Production Facility in Illinois, Now Operational and Serving Mission Dispensaries and the State of Illinois Event to Feature Key Illinois Government Repres

EX-99.1 2 ex991.htm NEWS RELEASE DATED NOVEMBER 4, 2024 EXHIBIT 99.1 4Front Ventures Corp. Announces Official Ribbon Cutting of Its 250,000 Sq. Ft. Cultivation and Production Facility in Illinois, Now Operational and Serving Mission Dispensaries and the State of Illinois Event to Feature Key Illinois Government Representatives and Media PHOENIX, Nov. 4, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFN

October 31, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 31, 2024 (October 18, 2024) 4FRONT VENTURES CORP.

October 30, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 30, 2024 (October 29, 2024) 4FRONT VENTURES CORP.

October 30, 2024 EX-99.1

4Front Welcomes New Leadership as CFO Peter Kampian Transitions Out of Role

Exhibit 99.1 4Front Welcomes New Leadership as CFO Peter Kampian Transitions Out of Role PHOENIX, Oct. 29, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQB: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced that Peter Kampian's contract as CFO has ended as part of the Company's ongoing efforts, led by Canaccord Genuity Cor

October 29, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 (October 23, 2024) 4FRONT VENTURES CORP.

September 26, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2024 (September 20, 2024) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction

September 26, 2024 EX-99.1

4Front Ventures Retains Canaccord Genuity to Optimize Capital Structure and Announces Amendment of Credit Facility and Issuance of Restricted Stock Units

Exhibit 99.1 4Front Ventures Retains Canaccord Genuity to Optimize Capital Structure and Announces Amendment of Credit Facility and Issuance of Restricted Stock Units PHOENIX, Ariz., Sept. 25, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQB: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced that it has retained Canaccord

September 10, 2024 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

September 10, 2024 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 14, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 14, 2024 (August 14, 2024) 4FRONT VENTURES CORP.

August 14, 2024 EX-99.1

Q2 2024 Revenue of $ 18.7 Million, Excluding Discontinued Operations Q2 Adjusted EBITDA1 of $2.6 Million Wholesale Revenue Growth in Massachusetts and Illinois: 31% and 10% Quarter over Quarter Norridge, Illinois Retail Store Now Open Matteson, Illin

Exhibit 99.1 4Front Ventures Reports Second Quarter 2024 Results Q2 2024 Revenue of $ 18.7 Million, Excluding Discontinued Operations Q2 Adjusted EBITDA1 of $2.6 Million Wholesale Revenue Growth in Massachusetts and Illinois: 31% and 10% Quarter over Quarter Norridge, Illinois Retail Store Now Open Matteson, Illinois Facility Now Fully Operational PHOENIX, Aug. 14, 2024 /CNW/ - 4Front Ventures Cor

August 14, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ☐ TRANSITION REPORT PURSUAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Ventures

August 7, 2024 EX-99.1

4Front Ventures to Report Second Quarter 2024 Financial Results on August 14, 2024

Exhibit 99.1 4Front Ventures to Report Second Quarter 2024 Financial Results on August 14, 2024 PHOENIX, Aug. 7, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the first quarter ended June 30, 2024, on Wednesday, August 14, 2024, after

August 7, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 (August 7, 2024) 4FRONT VENTURES CORP.

August 7, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 (August 7, 2024) 4FRONT VENTURES CORP.

August 7, 2024 EX-99.1

Mini Pre-Rolls Designed for Every Occasion

Exhibit 99.1 4Front Ventures Expands Product Line Up in Illinois and Massachusetts with Smoke Breaks Mini Pre-Rolls Designed for Every Occasion PHOENIX, Aug. 7, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically-integrated, multi-state cannabis operator and retailer, is proud to announce the launch of its latest product - Smoke Breaks. These min

July 8, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2024 (July 3, 2024) 4FRONT VENTURES CORP (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorpora

July 8, 2024 EX-99.1

4Front Ventures Announces Withdrawal of Brokered Offering and Appointment of New Board Chair

Exhibit 99.1 4Front Ventures Announces Withdrawal of Brokered Offering and Appointment of New Board Chair PHOENIX, July 5, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" of the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced its withdrawal of the brokered offering that was previously announced on June 26th. This strategic de

June 27, 2024 FWP

Offering Document under the Listed Issuer Financing Exemption

ISSUER FREE WRITING PROSPECTUS Relating to Prospectus dated June 24, 2026 Filed pursuant to Rule 433 Registration Statement No.

June 27, 2024 FWP

4Front Ventures Announces Brokered Offering of Up to C$5,000,100 of Units

Issuer Free Writing Prospectus Relating to Prospectus dated June 24, 2026 Filed Pursuant to Rule 433 Registration Statement No.

June 26, 2024 424B5

Subject to Completion, dated June 24, 2024

Table of Contents The information in this preliminary prospectus supplement is not complete and may be changed.

June 20, 2024 SC 13D

FFNTF / 4Front Ventures Corp. / LI LENDING, LLC - LI LENDING, LLC Activist Investment

SC 13D 1 ffntf20124.htm LI LENDING, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 4Front Ventures Corp. (Name of Issuer) Class A Subordinate Voting Shares (Title of Class of Securities) 35086B207 (CUSIP Number) LI Lending, LLC 13037 NE Bel Red Rd, Suite 150 Bellevue, WA 98005 (Name, Address and Telephone Number of

May 23, 2024 EX-99.1

4Front Ventures Announces Opening of New Mission Dispensary in Norridge, Illinois

Exhibit 99.1 4Front Ventures Announces Opening of New Mission Dispensary in Norridge, Illinois PHOENIX, May 23, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF), a vertically integrated, multi-state cannabis operator and retailer, is thrilled to announce the opening of its latest retail location, Mission Dispensary in Norridge, Illinois. Set to open on Saturday, May 25th, this new sto

May 23, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 (May 23, 2024) 4FRONT VENTURES CORP.

May 17, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Ventures

May 17, 2024 EX-99.1

Q1 2024 Revenue Of $18.8 Million, Excluding Discontinued Operations Q1 Adjusted EBITDA1 Of $2.5 Million On Schedule for Norridge Retail Opening, Matteson Facility Approaching Full Operational Status Strengthened Balance Sheet With $23 Million Debt Co

Exhibit 99.1 4Front Ventures Reports First Quarter 2024 Results Q1 2024 Revenue Of $18.8 Million, Excluding Discontinued Operations Q1 Adjusted EBITDA1 Of $2.5 Million On Schedule for Norridge Retail Opening, Matteson Facility Approaching Full Operational Status Strengthened Balance Sheet With $23 Million Debt Conversion into Equity Accelerated Innovation and Enhanced Product Offerings with New La

May 17, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2024 (May 17, 2024) 4FRONT VENTURES CORP.

May 14, 2024 EX-99.1

4Front Ventures to Report First Quarter 2024 Financial Results on May 17, 2024

Exhibit 99.1 4Front Ventures to Report First Quarter 2024 Financial Results on May 17, 2024 PHOENIX, May 14, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the first quarter ended March 31, 2024, on Friday, May 17, 2024, before the mark

May 14, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2024 (May 14, 2024) 4FRONT VENTURES CORP.

May 14, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number SEC File Number CUSIP Number 3235-0058 000-56075 35086B108 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report

May 8, 2024 424B3

4Front Ventures Corp. Subordinate Voting Shares Debt Securities

Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-276069 4Front Ventures Corp. $100,000,000 Subordinate Voting Shares Warrants Debt Securities Rights Units From time to time, we may offer any combination of the securities described in this prospectus in one or more offerings. We may also offer securities as may be issuable upon conversion, redemption, repurchase, ex

May 8, 2024 S-3/A

As filed with the Securities and Exchange Commission on May 8, 2024

S-3/A As filed with the Securities and Exchange Commission on May 8, 2024 Registration No.

May 6, 2024 CORRESP

May 7, 2024

May 7, 2024 Via EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.

April 25, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2024 (April 24, 2024) 4FRONT VENTURES CORP.

April 25, 2024 EX-99.1

4Front Ventures Announces Issuance of Securities to Consultants, Directors, and Officers

Exhibit 99.1 4Front Ventures Announces Issuance of Securities to Consultants, Directors, and Officers PHOENIX, April 24, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, announced that it has authorized the issuance of certain securities in consideration for services provided by consultan

April 15, 2024 EX-99.1

4Front Ventures Reports Fourth Quarter and Full Year 2023 Financial Results FY 2023 Revenue of $97.4 Million, Excluding Discontinued Operations FY 2023 Adjusted EBITDA1 of $10.1 Million Appointed Peter Kampian as Chief Financial Officer Wholesale Rev

Exhibit 99.1 4Front Ventures Reports Fourth Quarter and Full Year 2023 Financial Results FY 2023 Revenue of $97.4 Million, Excluding Discontinued Operations FY 2023 Adjusted EBITDA1 of $10.1 Million Appointed Peter Kampian as Chief Financial Officer Wholesale Revenue Growth in Massachusetts and Illinois: 42% and 75% Year Over Year Furthers Expansion Strategy in Illinois PHOENIX, April 15, 2024 /CN

April 15, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2024 (April 15, 2024) 4FRONT VENTURES CORP.

April 15, 2024 EX-10.32

Amended and Restated Loan and Security Agreement dated December 17, 2020

EXHIBIT 10.32 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT by and among The Borrowers and Grantors named herein, And LI LENDING, LLC a Delaware limited liability company, as Lender, 37867101.2 01/05/2021 EXHIBIT 10.32 Table of Contents Article I General Information. 6 Section 1.1 Use of Proceeds. 6 Section 1.2 Conditions to this Agreement 6 Section 1.3 Schedules. 6 Section 1.4 Defined Terms. 6

April 15, 2024 EX-21.1

List of Subsidiaries

EXHIBIT 21.1 List of Subsidiaries The following are the Company’s wholly owned subsidiaries and entities that are controlled by the Company that are included in these consolidated financial statements as of and for the years ended December 31, 2023 and 2022: Business Name Entity Type State of Operations 4Front Holdings, LLC Holding Company DE 4Front Advisors, LLC Consulting Company AZ Mission Part

April 15, 2024 EX-10.35

Loan Agreement by and among the Company, the Company’s wholly-owned subsidiaries, ALT Debt II, LP and GGG Partners, LLC, as collateral agent

EXHIBIT 10.35 Execution Version LOAN AGREEMENT by and among 4FRONT VENTURES CORP., ITS WHOLLY-OWNED SUBSIDIARIES, and the Borrowers from time to time hereto (as Borrowers) and ALT DEBT II, LP, (as Lender) and GGG PARTNERS LLC, (as Collateral Agent) dated as of October 13, 2023 HB: 4868-8978-1628.11 EXHIBIT 10.35 TABLE OF CONTENTS 1 HB: 4868-8978-1628.11 EXHIBIT 10.35 2 HB: 4868-8978-1628.11 EXHIBI

April 15, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-56075 4Front Ventures Corp. (Exact n

April 15, 2024 EX-10.9

Amendment No. 1 to Convertible Promissory Note Purchase Agreement, by and among the Company, Navy Capital Green Fund, LP, Navy Capital Green Co- Invest Fund, LLC and HI 4Front, LLC

EXHIBIT 10.9 AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT This Amendment No. 1 to Convertible Promissory Note Purchase Agreement (this “Amendment”) is entered into as of October 6, 2023 (the “Effective Date”), by and among 4Front Ventures Corp., a British Columbia corporation (the “Company”) and Navy Capital Green Fund, LP, a Delaware limited partnership (the “Lead Investor”),

April 1, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One):  ☒ Form 10-K  ☐ Form 20-F  ☐ Form 11-K  ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR  ☐ Form N-CSR For Period Ended: December 31, 202

SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 28, 2024 EX-99.1

4Front Ventures to Report Fourth Quarter and Full Year 2023 Financial Results on April 15, 2024

Exhibit 99.1 4Front Ventures to Report Fourth Quarter and Full Year 2023 Financial Results on April 15, 2024 PHOENIX, March 27, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the fourth quarter and full year ended December 31, 2023, on

March 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 (March 27, 2024) 4FR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 (March 27, 2024) 4FRONT VENTURES CORP.

March 21, 2024 EX-99.1

4Front Ventures Provides Progress Report on Norridge Opening and Matteson Facility Updates and Announces Launch of Crystal Clear Blast in Massachusetts and Illinois

Exhibit 99.1 4Front Ventures Provides Progress Report on Norridge Opening and Matteson Facility Updates and Announces Launch of Crystal Clear Blast in Massachusetts and Illinois PHOENIX, March 21, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, proudly expands its vape product portfolio

March 21, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2024 (March 21, 2024) 4FRONT VENTURES CORP.

March 18, 2024 CORRESP

2

VIA EDGAR Christopher Wimmer, General Counsel 4Front Ventures Corp. 7010 E. Chauncey Lane, Suite 235 Phoenix, AZ 85054 [email protected] March 18, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences Attention: Eric Atallah; Tara Harkins Re: Front Ventures Corp. Form 10-K for Fiscal Year Ended December 31, 2022 Response dated February

February 22, 2024 EX-99.1

Introduces new Premium Flower Brand Mission Cannabis: now available at all Mission Dispensaries in Massachusetts and coming soon to Illinois

EXHIBIT 99.1 4Front Ventures Unveils Mission: A Signature Cannabis Experience Introduces new Premium Flower Brand Mission Cannabis: now available at all Mission Dispensaries in Massachusetts and coming soon to Illinois PHOENIX, Feb. 20, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, tod

February 22, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2024 (February 20, 2024) 4FRONT VENTURES CORP.

February 7, 2024 CORRESP

2

VIA EDGAR Christopher Wimmer, General Counsel 4Front Ventures Corp. 7010 E. Chauncey Lane, Suite 235 Phoenix, AZ 85054 [email protected] February 7, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences Attention: Eric Atallah; Tara Harkins Re: Front Ventures Corp. Form 10-K for Fiscal Year Ended December 31, 2022 Response dated January

February 7, 2024 EX-99.1

4Front Furthers Expansion Strategy in Illinois Activates power at 250,000 sq ft flagship facility in Matteson Third in-state retail dispensary anticipated to open by quarter end in Norridge

EXHIBIT 99.1 4Front Furthers Expansion Strategy in Illinois Activates power at 250,000 sq ft flagship facility in Matteson Third in-state retail dispensary anticipated to open by quarter end in Norridge PHOENIX, Feb. 5, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, is proud to announce

February 7, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 (February 5, 2024) 4FRONT VENTURES CORP.

February 1, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 (January 29, 2024) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of

February 1, 2024 EX-10.1

Second Amendment to Amended and Restated Loan and Security Agreement dated January 29, 2024.

Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS SECOND AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and entered into as of January 29, 2024 by and among (i) LINCHPIN INVESTORS, LLC, a Delaware limited liability company, 401 EAST MAIN STREET LLC, a Delaware limited liability company, IL GROWN MEDICINE LLC, an Ill

February 1, 2024 EX-99.1

4Front Ventures Corp. Closes Transformational Senior Secured Debt to Equity Conversion

EXHIBIT 99.1 4Front Ventures Corp. Closes Transformational Senior Secured Debt to Equity Conversion PHOENIX, Jan. 31, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced the closing of its amendment to the loan and security agreement (collectively, the "Amendment") with its s

January 12, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2024 (January 8, 2024) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of i

January 10, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2024 (January 8, 2024) 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2024 (January 8, 2024) 4FRONT VENTURES CORP.

January 10, 2024 EX-99.1

4Front Ventures Corp. Transforms Balance Sheet Through Conditional Senior Secured Debt Conversion into Equity and Announces Leadership Change

Exhibit 99.1 4Front Ventures Corp. Transforms Balance Sheet Through Conditional Senior Secured Debt Conversion into Equity and Announces Leadership Change PHOENIX, Jan. 8, 2024 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, announced that the Company has entered into a conditional amendment

January 9, 2024 CORRESP

2

VIA EDGAR Christopher Wimmer, General Counsel 4Front Ventures Corp. 7010 E. Chauncey Lane, Suite 235 Phoenix, AZ 85054 [email protected] January 9, 2024 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences Attention: Eric Atallah; Tara Harkins Re: Front Ventures Corp. Form 10-K for Fiscal Year Ended December 31, 2022 Form 8-K Filed November

December 15, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) 4Front Ventures Corp.

December 15, 2023 EX-4.4

Form of Indenture

Exhibit 4.4 4FRONT VENTURES CORP., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [●], 20[●] Debt Securities Table of Contents Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions of Terms 1 ARTICLE 2 ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 4 Section 2.01 Designation and Terms of Securities 4 Section 2.02 Form of Securities and Trustee’s Certificate 7 Se

December 15, 2023 S-3

As filed with the Securities and Exchange Commission on December 15, 2023

Table of Contents As filed with the Securities and Exchange Commission on December 15, 2023 Registration No.

December 13, 2023 EX-99.1

4Front Ventures Corp. Debuts Cannabis Flower Brand The Hunt, Expanding Massachusetts Product Portfolio Launch Brings Bay State Consumers Rare, Limited & Small-Batch Phenotypes Featuring Continuously Updated Strains of Packaged Flower and Pre-Rolls No

EXHIBIT 99.1 4Front Ventures Corp. Debuts Cannabis Flower Brand The Hunt, Expanding Massachusetts Product Portfolio Launch Brings Bay State Consumers Rare, Limited & Small-Batch Phenotypes Featuring Continuously Updated Strains of Packaged Flower and Pre-Rolls Now Available at Mission Dispensaries in Massachusetts and Coming Soon to Illinois PHOENIX, Dec. 11, 2023 /CNW/ - 4Front Ventures Corp. (CS

December 13, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2023 (December 11, 2023) 4FRONT VENTURES CORP.

December 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2023 (November 29, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 1, 2023 (November 29, 2023) 4FRONT VENTURES CORP.

December 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2023 (November 30, 2023) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of

December 1, 2023 EX-99.1

Peter Kampian, experienced cannabis executive, to lead the Company's finance and accounting functions

EXHIBIT 99.1 4Front Ventures Announces Appointment of New Chief Financial Officer Peter Kampian, experienced cannabis executive, to lead the Company's finance and accounting functions PHOENIX, Nov. 29, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced that Peter Kampian has

November 20, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2023 (November 20, 2023) 4FRONT VENTURES CORP.

November 20, 2023 EX-99.1

Ceased California operations and associated cash burn with profitability improvements expected immediately Grew Illinois wholesale revenue by 178% year-over-year and 40% sequentially On target for yearend launch of ~250,000 sq ft flagship facility in

Exhibit 99.1 4Front Ventures Reports Third Quarter 2023 Financial Results Ceased California operations and associated cash burn with profitability improvements expected immediately Grew Illinois wholesale revenue by 178% year-over-year and 40% sequentially On target for yearend launch of ~250,000 sq ft flagship facility in Matteson, IL Ongoing retail network expansion in Illinois: secured funding

November 20, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Vent

November 14, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number SEC File Number CUSIP Number 3235-0058 000-56075 35086B108 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Rep

November 14, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2023 (November 13, 2023) 4FRONT VENTURES CORP.

November 14, 2023 EX-99.1

4Front Ventures Announces Revised Third Quarter 2023 Results and Conference Call Date of November 20, 2023 at 5:00 PM ET

Exhibit 99.1 4Front Ventures Announces Revised Third Quarter 2023 Results and Conference Call Date of November 20, 2023 at 5:00 PM ET PHOENIX, Ariz., Nov. 13, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, today announced that it is rescheduling the release of its third quarter 2023 resu

November 6, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2023 (October 6, 2023) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of i

November 6, 2023 EX-99.1

4Front Ventures to Report Third Quarter 2023 Financial Results on November 14, 2023

Exhibit 99.1 4Front Ventures to Report Third Quarter 2023 Financial Results on November 14, 2023 PHOENIX, Ariz., Nov. 1, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the third quarter ended September 30, 2023, on Tuesday, November 14,

November 6, 2023 EX-99.1

4Front Ventures Announces Issuance of Securities

Exhibit 99.1 4Front Ventures Announces Issuance of Securities PHOENIX, Ariz., Nov. 1, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") announced today that it has agreed to issue 10,359,372 class A subordinate voting shares in the capital of the Company (the "Class A Shares") to settle payment obligations of 4Front Holdings LLC, a wholly owned subsidiary of

November 6, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2023 (November 1, 2023) 4FRONT VENTURES CORP.

November 6, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2023 (November 1, 2023) 4FRONT VENTURES CORP.

October 31, 2023 EX-2

AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT

EX-2 3 ex2.htm EXHIBIT 2 Exhibit 2 AMENDMENT NO. 1 TO CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT This Amendment No. 1 to Convertible Promissory Note Purchase Agreement (this “Amendment”) is entered into as of October 6, 2023 (the “Effective Date”), by and among 4Front Ventures Corp., a British Columbia corporation (the “Company”) and Navy Capital Green Fund, LP, a Delaware limited partnership

October 31, 2023 EX-1

CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT

EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT This Convertible Promissory Note Purchase Agreement, dated as of October 6, 2021 (this “Agreement”), is entered into by and among 4Front Ventures Corp., a British Columbia corporation (the “Company”), Navy Capital Green Fund, LP, a Delaware limited partnership (the “Lead Investor”), Navy Capital Green Co-Invest Fund,

October 31, 2023 SC 13D

FFNTF / 4Front Ventures Corp (Sub Voting) / Navy Capital Green Management LLC - SC 13D Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) information to be included in statements filed pursuant to rules 13d-1(a) and amendments thereto filed pursuant to rule 13d-2(a)1 4Front Ventures Corp.

October 31, 2023 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 4 ex991.htm EXHIBIT 99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the Class A Shares of 4Front Ventures Corp., and further agree that this Joint Fi

October 23, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2023 (October 23, 2023) 4FRONT VENTURES CORP.

October 23, 2023 EX-99.1

4Front Ventures Corp. Announces Issuance of Restricted Stock Units Following Recent Credit Facility Announcement

Exhibit 99.1 4Front Ventures Corp. Announces Issuance of Restricted Stock Units Following Recent Credit Facility Announcement PHOENIX, Ariz., Oct. 23, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, today announced that in connection with its US$10 million senior secured credit facility

October 19, 2023 8-K/A

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT (Amendment No. 1) Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 (October 13, 2023) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or ot

October 17, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2023 (October 16, 2023) 4FRONT VENTURES CORP.

October 17, 2023 EX-99.1

Proceeds to fund expansion of retail footprint across Illinois in advance of the opening of state-of-the-art cultivation and processing facility

EXHIBIT 99.1 4Front Ventures Secures US$10 Million Credit Facility Proceeds to fund expansion of retail footprint across Illinois in advance of the opening of state-of-the-art cultivation and processing facility PHOENIX, Ariz., Oct. 16, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, tod

October 11, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2023 (October 10, 2023) 4FRONT VENTURES CORP.

October 11, 2023 EX-99.1

4Front Ventures Announces Agreement to Issue Warrants to Lender in Connection with Amendment to Previously Entered Promissory Note Agreement

EXHIBIT 99.1 4Front Ventures Announces Agreement to Issue Warrants to Lender in Connection with Amendment to Previously Entered Promissory Note Agreement PHOENIX, Oct. 10, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") announced today that it has agreed to issue 1,283,425 subordinate voting share purchase warrants (the "Warrants") pursuant to an amendment

September 29, 2023 EX-99.1

Implements Mission [Green]'s Round Up for Cannabis Reform program across growing Mission dispensary footprint As of October 1, customers at Mission dispensaries can round up their purchase to the nearest dollar in support of federal cannabis reform

Exhibit 99.1 4Front Partners with The Weldon Project and Joins the Mission [Green] Alliance to Further Federal Cannabis Reform Implements Mission [Green]'s Round Up for Cannabis Reform program across growing Mission dispensary footprint As of October 1, customers at Mission dispensaries can round up their purchase to the nearest dollar in support of federal cannabis reform PHOENIX, Ariz., Sept. 26

September 29, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2023 (September 26, 2023) 4FRONT VENTURES CORP.

September 19, 2023 EX-99.1

Introducing premier flower varieties in an expanded 7g size with pre-rolls to debut in the coming weeks Announcing the Island Adventure Pack in celebration of National Public Lands Day on 9/23 Proudly supporting community wellness, Mission Dispensari

Exhibit 99.1 4Front Ventures Broadens Illinois Offerings with Expansion of Island Cannabis Co. Product Line Introducing premier flower varieties in an expanded 7g size with pre-rolls to debut in the coming weeks Announcing the Island Adventure Pack in celebration of National Public Lands Day on 9/23 Proudly supporting community wellness, Mission Dispensaries will be sponsoring the Stand Up 2 Cance

September 19, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 19, 2023 (September 14, 2023) 4FRONT VENTURES CORP.

September 1, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 (July 31, 2023)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2023 (July 31, 2023) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of in

September 1, 2023 EX-10.1

First Amendment to Amended and Restated Loan and Security Agreement dated July 31, 2023.

EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Amendment”) is made and entered into as of July 31, 2023 by and among LINCHPIN INVESTORS, LLC, a Delaware limited liability company, 401 EAST MAIN STREET LLC, a Delaware limited liability company, IL GROWN MEDICINE LLC, an Illi

August 18, 2023 EX-99.1

4Front Ventures Announces Issuance of Warrants Under Consulting Services Agreement

Exhibit 99.1 4Front Ventures Announces Issuance of Warrants Under Consulting Services Agreement PHOENIX, Aug. 18, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") announced today that it intends to issue 750,000 share purchase warrants to an arm's-length consultant under a consulting services agreement. Each warrant will be exercisable at C$0.14 into one cl

August 18, 2023 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 18, 2023 4FRONT VENTURES CORP.

August 15, 2023 EX-99.1

Systemwide Pro Forma Revenue of $35.2 million in Q2 2023 Matteson Facility on track to open in 2H 2023 and grew Illinois revenue by ~8% QoQ with broadening of product offering Expanded Massachusetts and Illinois wholesale revenue by 9% sequentially f

Exhibit 99.1 4Front Ventures Reports Second Quarter 2023 Financial Results Systemwide Pro Forma Revenue of $35.2 million in Q2 2023 Matteson Facility on track to open in 2H 2023 and grew Illinois revenue by ~8% QoQ with broadening of product offering Expanded Massachusetts and Illinois wholesale revenue by 9% sequentially following cultivation quality enhancements and robust product launch pipelin

August 15, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2023 4FRONT VENTURES CORP.

August 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 ☐ TRANSITION REPORT PURSUAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Ventures

August 14, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB Number SEC File Number CUSIP Number 3235-0058 000-56075 35086B108 (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report o

August 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________________________ FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2023 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorporation) (Commis

August 4, 2023 EX-99.1

4Front Ventures Announces Update to Senior Management Team

EXHIBIT 99.1 4Front Ventures Announces Update to Senior Management Team PHOENIX, Ariz., August 4, 2023 - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) (“4Front” or the “Company”), a vertically integrated, multi-state cannabis operator and retailer, today announced that Keith Adams, Chief Financial Officer, has ended his tenure with the Company effective July 31, 2023, to pursue other opportunit

August 2, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2023 4FRONT VENTURES CORP.

August 2, 2023 EX-99.1

4Front Ventures to Report Second Quarter 2023 Financial Results on August 15, 2023

EXHIBIT 99.1 4Front Ventures to Report Second Quarter 2023 Financial Results on August 15, 2023 PHOENIX, Ariz., Aug. 1, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated multi-state cannabis operator and retailer, will report its financial and operating results for the second quarter ended June 30, 2023, on Tuesday, August 15, 2023,

July 31, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2023 4FRONT VENTURES CORP.

July 31, 2023 EX-99.1

4Front Announces Executive Team Equity Compensation Details and Signs Definitive Agreement for Extension of Senior Secured Debt

EXHIBIT 99.1 4Front Announces Executive Team Equity Compensation Details and Signs Definitive Agreement for Extension of Senior Secured Debt PHOENIX, July 28, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, announced that it has entered into a consulting agreement with Leo Gontmakher, Ch

July 28, 2023 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorporation) (Commis

July 28, 2023 EX-10.1

Consulting Agreement by and between 4Front Ventures Corp. and Maha Consulting LLC, effective as of July 24, 2023.

EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (“Agreement”) is made as of July 24, 2023 (the “Effective Date”) between 4Front Ventures Corp. (the “Company”) with its principal place of business and corporate headquarters located at 7010 E. Chauncey Lane, Suite 235, Phoenix, AZ 85054 and Maha Consulting LLC (“Consultant”). RECITALS WHEREAS, Company wishes to retain Consultant,

July 18, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 4FRONT VENTURES COR

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorporation) (Commis

June 6, 2023 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

June 6, 2023 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 22, 2023 EX-17.1

Letter from Amit Patel, dated May 16, 2023

EXHIBIT 17.1

May 22, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2023 4FRONT VENTURES CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2023 4FRONT VENTURES CORP.

May 16, 2023 EX-99.1

4Front Ventures Reports First Quarter 2023 Financial Results Systemwide Pro Forma Revenue of $34.8 million in Q1 2023 Construction completed at Matteson, IL facility with operations expected to commence in 2H 2023 Increased vertical operations in Ill

Exhibit 99.1 4Front Ventures Reports First Quarter 2023 Financial Results Systemwide Pro Forma Revenue of $34.8 million in Q1 2023 Construction completed at Matteson, IL facility with operations expected to commence in 2H 2023 Increased vertical operations in Illinois with the acquisition of a third retail dispensary license in Chicago, subject to regulatory approval Expanded brand portfolio with

May 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2023 4FRONT VENTURES CORP.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2023 4FRONT VENTURES CORP.

May 15, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 ☐ TRANSITION REPORT PURSUA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Ventures

May 9, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2023 4FRONT VENTURES CORP. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2023 4FRONT VENTURES CORP.

May 9, 2023 EX-99.1

Extends Maturity Date with Existing Lending Partner, Reduces Interest Payable and Expands Potential Financing Opportunities

EXHIBIT 99.1 4Front Ventures Announces Non-Binding Term Sheet for Extension of Senior Secured Debt Extends Maturity Date with Existing Lending Partner, Reduces Interest Payable and Expands Potential Financing Opportunities PHOENIX, Ariz., May 6, 2023 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") announced today that it has entered into a non-binding term shee

March 30, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2023 4FRONT VENTURES CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2023 4FRONT VENTURES CORP.

March 30, 2023 EX-21.1

List of Subsidiaries

EXHIBIT 21.1 List of Subsidiaries The following are the Company’s wholly owned subsidiaries and entities that are controlled by the Company that are included in these consolidated financial statements as of and for the years ended December 31, 2022 and 2021: Business Name Entity Type State of Operations 4Front Holdings, LLC Holding Company DE 4Front Advisors, LLC Consulting Company AZ Mission Part

March 30, 2023 EX-99.1

Systemwide Pro Forma Revenue of $139.4 million for FY 2022 and $35.6 million for Q4 2022, representing a 6% YoY increase for each FY 2022 Adjusted EBITDA of $27.7 million as compared to $33.9 million in FY 2021 Strengthened balance sheet with cash to

Exhibit 99.1 4Front Ventures Reports Fourth Quarter and Full Year 2022 Financial Results Systemwide Pro Forma Revenue of $139.4 million for FY 2022 and $35.6 million for Q4 2022, representing a 6% YoY increase for each FY 2022 Adjusted EBITDA of $27.7 million as compared to $33.9 million in FY 2021 Strengthened balance sheet with cash totaling $15.2 million as of year-end Acquired, opened, or upgr

March 30, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Ventures Corp

March 20, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2023 4FRONT VENTURES CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2023 4FRONT VENTURES CORP.

November 29, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 23, 2022 4FRONT VENTURES CORP.

November 14, 2022 EX-99.1

Generates $37.3 million in Q3 2022 Systemwide Pro Forma Revenue, representing a 9% increase from Q2 2022 and 13% from Q3 2021 Q3 2022 Adjusted EBITDA of $9.3 million, an increase of 2% from Q2 2022 and an increase of 24% from Q3 2021 Quarterly perfor

EX-99.1 2 ex991.htm NEWS RELEASE DATED NOVEMBER 14, 2022 Exhibit 99.1 4Front Ventures Reports Third Quarter 2022 Financial Results Generates $37.3 million in Q3 2022 Systemwide Pro Forma Revenue, representing a 9% increase from Q2 2022 and 13% from Q3 2021 Q3 2022 Adjusted EBITDA of $9.3 million, an increase of 2% from Q2 2022 and an increase of 24% from Q3 2021 Quarterly performance highlighted b

November 14, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2022 4FRONT VENTURES CORP.

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 ☐ TRANSITION REPORT PU

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4Front Vent

August 16, 2022 EX-99.1

Q2 2022 Systemwide Pro Forma Revenue of $34.5 million, an increase of 6% from Q1 2022 Q2 2022 Adjusted EBITDA of $9.2 million, an increase of 2% from Q1 2022 Conference call to be held today, August 15, 2022 at 5:00 p.m. ET

Exhibit 99.1 4Front Ventures Reports Second Quarter 2022 Financial Results Q2 2022 Systemwide Pro Forma Revenue of $34.5 million, an increase of 6% from Q1 2022 Q2 2022 Adjusted EBITDA of $9.2 million, an increase of 2% from Q1 2022 Conference call to be held today, August 15, 2022 at 5:00 p.m. ET PHOENIX, Ariz., Aug. 15, 2022 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or t

August 16, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2022 4FRONT VENTURES CORP.

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 OR ☐ TRANSITION REPORT PURS

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-5607

June 23, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2022 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) Commission File Number: 000-56075 British Columbia, Canada 83-4168417 (State or other jurisd

June 16, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2022 4FRONT VENTURES CORP.

June 16, 2022 EX-99.1

Appointments include Chief Financial Officer, General Counsel, President of California Operations, Executive Vice President and Two Additional Board Members

Exhibit 99.1 4Front Ventures Makes Several Key Senior Leadership, Board of Directors Appointments Appointments include Chief Financial Officer, General Counsel, President of California Operations, Executive Vice President and Two Additional Board Members PHOENIX, June 9, 2022 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state

June 3, 2022 144

FORM 144

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D.

May 26, 2022 SC 13G/A

FFVWF / 4Front Ventures Corp WT Exp 11/23/2022 (Canada) / Gotham Green Partners LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Amendment No.

May 24, 2022 EX-99.1

Q1 2022 Systemwide Pro Forma Revenue of $32.4 million, an increase of 7% from Q1 2021 Q1 2022 Adjusted EBITDA of $9.0 million, an increase of 53% from Q1 2021 Conference call to be held today, May 23, 2022 at 5:00 p.m. ET

Exhibit 99.1 4Front Ventures Reports First Quarter 2022 Financial Results Q1 2022 Systemwide Pro Forma Revenue of $32.4 million, an increase of 7% from Q1 2021 Q1 2022 Adjusted EBITDA of $9.0 million, an increase of 53% from Q1 2021 Conference call to be held today, May 23, 2022 at 5:00 p.m. ET PHOENIX, May 23, 2022 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company

May 24, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2022 4FRONT VENTURES CORP.

May 23, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 OR ☐ TRANSITION REPORT PUR

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-560

May 16, 2022 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240.

May 16, 2022 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Additional Materials ☐ Soliciting Material Pursuant to § 240.

May 13, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2022 ☐ Tran

SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

May 2, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2022 4FRONT VENTURES CORP.

May 2, 2022 EX-99.1

4Front Ventures Corp. Expands Brand Portfolio and California Reach, Closes Accretive Acquisition of Island Cannabis Co. Acquisition combines premier California brand with 4Front's state-of-the-art Commerce, California manufacturing facility

EX-99.1 2 ex991.htm NEWS RELEASE DATED APRIL 26, 2022 Exhibit 99.1 4Front Ventures Corp. Expands Brand Portfolio and California Reach, Closes Accretive Acquisition of Island Cannabis Co. Acquisition combines premier California brand with 4Front's state-of-the-art Commerce, California manufacturing facility PHOENIX, April 26, 2022 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (QTCQX: FFNTF) ("4Front" o

April 22, 2022 EX-10.2

Form of Merger Note

Exhibit 10.2 PROMISSORY NOTE USD$[] April [], 2022 For value received, 4Front Ventures Corp., a corporation amalgamated under the laws of the Province of British Columbia, Canada (?4Front? or ?Maker?), promises to pay to the order of the Persons listed on Schedule A attached hereto (collectively, the ?Holders? and each individually a ?Holder?), or to each such Holder?s permitted transferees or ass

April 22, 2022 EX-10.1

Amendment to Agreement and Plan of Merger by and among 4Front Ventures Corp., Island Merger Sub, Inc., Island Global Holdings, Inc., and Navy Capital SR LLC, dated April 8, 2022

Exhibit 10.1 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?) is made as of this 8th day of April, 2022, by and among: (i) 4Front Ventures Corp., a British Columbia corporation (the ?Company?); (ii) Island Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (?Merger Sub?); (iii) Island Global Hol

April 22, 2022 EX-99.1

2021 Systemwide Pro Forma Revenue1 increased 50% year-over-year to $132.7 million 2021 GAAP revenue increased 81% year-over-year to $104.6 million 2021 Adjusted EBITDA increased 479% year-over-year to $34.0 million The Company's existing licensed pro

Exhibit 99.1 4Front Ventures Announces Fourth Quarter and Full Year 2021 Financial Results and Provides Business Update 2021 Systemwide Pro Forma Revenue1 increased 50% year-over-year to $132.7 million 2021 GAAP revenue increased 81% year-over-year to $104.6 million 2021 Adjusted EBITDA increased 479% year-over-year to $34.0 million The Company's existing licensed projects at maturity represent a

April 22, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2022 (March 30, 2022) 4FRONT VENTURES CORP.

April 21, 2022 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ☐ TRANSITI

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File N

April 18, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended: December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-56075 4F

April 6, 2022 EX-99.1

Acquisition combines premier California brand with 4Front's state-of-the-art Commerce, California manufacturing facility

Exhibit 99.1 4Front Ventures Corp. Announces Definitive Agreement to Acquire Island Cannabis Co. Acquisition combines premier California brand with 4Front's state-of-the-art Commerce, California manufacturing facility PHOENIX, March 30, 2022 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company"), a vertically integrated, multi-state cannabis operator and retailer, tod

April 6, 2022 EX-10.1

Agreement and Plan of Merger, dated as of April 6, 2022, by and among 4Front Ventures Corp., Island Merger Sub, Inc., Island Global Holdings, Inc., and Navy Capital SR LLC

Exhibit 10.1 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this ?Agreement?) is made and entered into as of March 30, 2022, by and among: (i) 4Front Ventures Corp., a British Columbia corporation (the ?Company?); (ii) Island Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of the Company (?Merger Sub?); (iii) Island Global Holdings, Inc., a California corporat

April 6, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 4FRONT VENTURES CORP.

April 1, 2022 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

NT 10-K 1 fourfrontnt10k.htm FORM 12B-25 SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form

March 31, 2022 EX-99.1

2021 Systemwide Pro Forma Revenue1 increased 50% year-over-year to $132.7 million 2021 GAAP revenue increased 81% year-over-year to $104.6 million 2021 Adjusted EBITDA increased 479% year-over-year to $34.0 million The Company's existing licensed pro

Exhibit 99.1 4Front Ventures Announces Fourth Quarter and Full Year 2021 Financial Results and Provides Business Update 2021 Systemwide Pro Forma Revenue1 increased 50% year-over-year to $132.7 million 2021 GAAP revenue increased 81% year-over-year to $104.6 million 2021 Adjusted EBITDA increased 479% year-over-year to $34.0 million The Company's existing licensed projects at maturity represent a

March 31, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2022 4FRONT VENTURES CORP.

February 3, 2022 EX-99.1

Significantly expands strategic position and broadens market penetration in important limited-license state of Massachusetts Acquisition expected to be immediately accretive to the Company's 2022 EBITDA Fully operational, technologically advanced, 55

Exhibit 99.1 4Front Ventures Corp. Further Strengthens Massachusetts Footprint, Closes Accretive Acquisition of New England Cannabis Corporation Significantly expands strategic position and broadens market penetration in important limited-license state of Massachusetts Acquisition expected to be immediately accretive to the Company's 2022 EBITDA Fully operational, technologically advanced, 55,000

February 3, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2022 4FRONT VENTURES CORP.

February 3, 2022 EX-10.3

First Amendment to Agreement and Plan of Merger, dated as of January 28, 2022, by and among 4Front Ventures Corp., New England Cannabis Corporation, Inc., Kenneth V. Stevens, and 4Front NECC Acquisition Co.

EXHIBIT 10.3 FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of January 28, 2022, is entered into among New England Cannabis Corporation, Inc., a Massachusetts corporation (the ?Company?), Kenneth V. Stevens, an individual residing in the Commonwealth of Massachusetts (the ?Shareholder?), 4Front Ventures Corp., a cor

February 3, 2022 EX-10.5

Promissory Note and Pledge Agreement, dated as of January 28, 2022, between 4Front Ventures Corp. and Kenneth V. Stevens.

EXHIBIT 10.5 PROMISSORY NOTE AND PLEDGE AGREEMENT USD$2,000,000.00 January 28, 2022 For value received, 4Front Ventures Corp., a corporation amalgamated under the laws of the Province of British Columbia, Canada (?4Front? or ?Maker?), promises to pay to the order of Kenneth V. Stevens, an individual residing in the Commonwealth of Massachusetts (?Holder?), or his permitted transferees or assigns,

February 3, 2022 EX-10.4

First Amendment to Membership Interest Purchase Agreement, dated as of January 28, 2022, by and among 4Front Ventures Corp., Kenneth V. Stevens, and Mission Partners RE, LLC.

EXHIBIT 10.4 FIRST AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS FIRST AMENDMENT TO MEMBERSHIP INTEREST PURCHASE AGREEMENT (this ?Amendment?), dated as of January 28, 2022, is entered into among Kenneth V. Stevens, an individual residing in the Commonwealth of Massachusetts (?Seller?), 4Front Ventures Corp., a corporation amalgamated under the Laws of the Province of British Columbia, C

December 10, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2021 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter) Commission File Number: 000-56075 British Columbia, Canada 83-4168417 (State or other jur

November 18, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-56075 4Front Ventures Corp.

November 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2021 4FRONT VENTURES CORP.

November 18, 2021 EX-99.1

Systemwide Pro Forma Revenue1 of $33.1 million compared to $22.3 million in Q3 2020, increased 48% year over year, and decreased 4% sequentially as compared to Q2 2021 GAAP-reported revenue of $25.9 million, an increase of 70% year over year and a de

EX-99.1 2 ex991.htm NEWS RELEASE DATED NOVEMBER 17, 2021 Exhibit 99.1 4Front Ventures Reports Third Quarter 2021 Financial Results and Provides Business Update Systemwide Pro Forma Revenue1 of $33.1 million compared to $22.3 million in Q3 2020, increased 48% year over year, and decreased 4% sequentially as compared to Q2 2021 GAAP-reported revenue of $25.9 million, an increase of 70% year over yea

November 16, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

October 29, 2021 DEF 14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ? 240.

October 29, 2021 DEFA14A

SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

DEFA14A 1 d147091ddefa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☒ Definitive Addi

October 8, 2021 EX-10.1

Agreement and Plan of Merger, dated as of October 6, 2021, by and among 4Front Ventures Corp., New England Cannabis Corporation, Inc., Kenneth V. Stevens, and 4Front NECC Acquisition Co.

Exhibit 10.1 Execution Version AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this ?Agreement?), dated as of October 6, 2021, is entered into among New England Cannabis Corporation, Inc., a Massachusetts corporation (the ?Company?), Kenneth V. Stevens, an individual residing in the Commonwealth of Massachusetts (the ?Shareholder?), 4Front Ventures Corp., a corporation amalgamated

October 8, 2021 EX-99.1

4Front Ventures Announces Accretive Acquisition of Massachusetts Based New England Cannabis Corporation

EX-99.1 5 ex991.htm NEWS RELEASE DATED OCTOBER 7, 2021 Exhibit 99.1 4Front Ventures Announces Accretive Acquisition of Massachusetts Based New England Cannabis Corporation Expected to add significant accretion to 2022 EBITDA and beyond More than doubles 4Front's total flower canopy in important limited-license state of Massachusetts Fully operational 55,000 sq. ft. cultivation facility adds scale

October 8, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2021 4FRONT VENTURES CORP.

October 8, 2021 EX-10.3

Convertible Promissory Note Purchase Agreement, dated as of October 6, 2021, by and among 4Front Ventures Corp., Navy Capital Green Fund, LP, Navy Capital Green Co-Invest Fund, LLC, and HI 4Front, LLC

Exhibit 10.3 CONVERTIBLE PROMISSORY NOTE PURCHASE AGREEMENT This Convertible Promissory Note Purchase Agreement, dated as of October 6, 2021 (this ?Agreement?), is entered into by and among 4Front Ventures Corp., a British Columbia corporation (the ?Company?), Navy Capital Green Fund, LP, a Delaware limited partnership (the ?Lead Investor?), Navy Capital Green Co-Invest Fund, LLC, a Delaware limit

October 8, 2021 EX-10.2

Membership Interest Purchase Agreement, dated as of October 6, 2021, by and among 4Front Ventures Corp., Kenneth V. Stevens, and Mission Partners RE, LLC

Exhibit 10.2 Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest Purchase Agreement (this ?Agreement?), dated as of October 6, 2021, is entered into by and among Kenneth V. Stevens, an individual residing in the Commonwealth of Massachusetts (?Seller?), Mission Partners RE, LLC, a Delaware limited liability company (?Buyer?), and 4Front Ventures Corp., a corporation a

August 18, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 4FRONT VENTURES CORP.

August 18, 2021 EX-99.1

Systemwide Pro Forma Revenue1 of $34.4 million compared to $31.4 million in Q1 2021, an increase of 85% year over year and 10% over Q1 2021 Q2 2021 Adjusted EBITDA increased 27% sequentially to $7.5 million as compared to Q1 2021, representing an Adj

Exhibit 99.1 4Front Ventures Reports Second Quarter 2021 Financial Results and Provides Business Update Systemwide Pro Forma Revenue1 of $34.4 million compared to $31.4 million in Q1 2021, an increase of 85% year over year and 10% over Q1 2021 Q2 2021 Adjusted EBITDA increased 27% sequentially to $7.5 million as compared to Q1 2021, representing an Adjusted EBITDA margin of 22% Navy Capital commit

August 17, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-56075 4Front Ventures Corp.

August 17, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 5, 2021 EX-99.1

4Front Ventures Corp. Closes on the First Phase of an Up to 558K Sq. Ft. Cultivation and Production Facility in Illinois First Phase of the Multiphase Expansion Project includes 250K Sq. Ft. Backed by Innovative Industrial Properties, Inc. with Antic

EX-99.1 2 ex991.htm NEWS RELEASE DATED AUGUST 5, 2021 4Front Ventures Corp. Closes on the First Phase of an Up to 558K Sq. Ft. Cultivation and Production Facility in Illinois First Phase of the Multiphase Expansion Project includes 250K Sq. Ft. Backed by Innovative Industrial Properties, Inc. with Anticipated Construction to Be Completed in Q4 2022; Facility to Create 500 New Livable Wage Jobs in

August 5, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 5, 2021 4FRONT VENTURES CORP.

July 16, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2021 4FRONT VENTURES CORP.

May 28, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 fourfront8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2021 (May 24, 2021) 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter} British Columbia 000-56075 83-4168417 (State or O

May 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2021 4FRONT VENTURES CORP.

May 25, 2021 EX-99.1

Q1 2021 Systemwide Pro Forma Revenue of $31.4 million, an increase of 26% over Q4 2020 Q1 2021 Adjusted EBITDA of $5.9 million, representing an Adjusted EBITDA Margin of 19% Reiterated FY2021 guidance for Systemwide Pro Forma Revenue of $170-180 mill

4Front Ventures Reports First Quarter 2021 Financial Results and Provides Business Update Q1 2021 Systemwide Pro Forma Revenue of $31.

May 24, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-56075 4Front Ventures Corp.

May 18, 2021 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 7, 2021 EX-10.20

Membership Interest Purchase Agreement Amendment 2 – Denham dated August 12, 2020

Exhibit 10.20 SECOND ADDENDUM TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS SECOND ADDENDUM (the ?Second Addendum?) entered into on August 12, 2020, amends, modifies, supplements and clarifies the terms and conditions of that certain Membership Interest Purchase Agreement (the ?Original Agreement?), dated as of January 22, 2020, by and among 4Front Holdings LLC, a Delaware limited liability compa

April 7, 2021 EX-10.17

Severance, General Waiver and Release Agreement with Nicolle Dorsey dated February 3, 2021 +

EX-10.17 7 ffntf-ex1017628.htm EX-10.17 Exhibit 10.17 SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (this “Agreement”) is made as a compromise and release between 4Front Ventures Corp., a corporation amalgamated under the laws of the Province of British Columbia, Canada (the “Company”), and Nicolle Dorsey, an individual residing in the State of Arizona (“Employee”), in the

April 7, 2021 EX-10.16

Separation Agreement and Release with Joshua N. Rosen dated January 2, 2021

Exhibit 10.16 Execution Version SEPARATION AGREEMENT AND RELEASE This Separation Agreement and Release (this ?Agreement?) is made as a compromise and release between 4Front Ventures Corp., a corporation amalgamated under the laws of the Province of British Columbia, Canada (the ?Company?), and Joshua N. Rosen, an individual residing in the State of Arizona (?Employee?), in the complete, final, and

April 7, 2021 EX-10.13

Severance, General Waiver and Release Agreement with Brad Kotansky dated March 27, 2020 +

EX-10.13 3 ffntf-ex1013691.htm EX-10.13 Exhibit 10.13 4FRONT VENTURES CORP. SEVERANCE GENERAL WAIVER AND RELEASE AGREEMENT Brad Kotansky I elect to receive the special benefits described in this 4Front Ventures Corp. Severance and General Waiver and Release Agreement and in connection therewith provide the following General Waiver and Release (“Release”): 1. Termination and Description of Special

April 7, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 fourfront8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 5, 2021 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter} British Columbia 000-56075 83-4168417 (State or Other Jurisdicti

April 7, 2021 EX-99.1

Q4 Systemwide Pro Forma Revenue increased to $25.0 million, with full year 2020 Systemwide Pro Forma sales of $88.1 million Q4 Adjusted EBITDA increased 59% sequentially to $5.9 million, representing Adjusted EBITDA margin of 24% Reiterated FY2021 gu

EX-99.1 2 ex991.htm NEWS RELEASE DATED APRIL 6, 2021 4Front Announces Fourth Quarter and Fiscal Year 2020 Results and Provides Business Update Q4 Systemwide Pro Forma Revenue increased to $25.0 million, with full year 2020 Systemwide Pro Forma sales of $88.1 million Q4 Adjusted EBITDA increased 59% sequentially to $5.9 million, representing Adjusted EBITDA margin of 24% Reiterated FY2021 guidance

April 7, 2021 EX-10.21

Membership Interest Purchase Agreement – Ethos dated April 30, 2020

EX-10.21 11 ffntf-ex10211053.htm EX-10.21 Exhibit 10.21 MEMBERSHIP INTEREST PURCHASE AGREEMENT This Membership Interest Purchase Agreement, dated as of April 30, 2020 (this “Agreement”), is entered into by and among (i) MLH NE Pennsylvania, LLC, a Delaware limited liability company (“Buyer”), (ii) Mission Pennsylvania II, LLC, a Pennsylvania limited liability company (the “Company”), (iii) Linchpi

April 7, 2021 EX-10.18

Membership Interest Purchase Agreement Amendment 1 – Denham dated March 30, 2020

EX-10.18 8 ffntf-ex10181057.htm EX-10.18 Exhibit 10.18 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”) is effective as of January 22, 2020 (the “Effective Date”), by and among, 4Front Holdings LLC, a Delaware limited liability company (“4F Holdings”), 4Front Arkansas, LLC, a Delaware limited liability company (“4F Arkansas”, and collectively wi

April 7, 2021 EX-10.19

Membership Interest Purchase Agreement Amendment 1 – Denham dated March 30, 2020

EX-10.19 9 ffntf-ex10191056.htm EX-10.19 Exhibit 10.19 FIRST ADDENDUM TO MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS FIRST ADDENDUM (the “Addendum”) entered into on March 31, 2020, amends, modifies, supplements and clarifies the terms and conditions of that certain Membership Interest Purchase Agreement (the “Agreement”), dated as of January 22, 2020, by and among 4Front Holdings, LLC, a Delaware

April 7, 2021 EX-10.15

Amended and Restated Consulting Agreement with Ag-Grow Imports, LLC and Maha Consulting LLC

Exhibit 10.15 AMENDED AND RESTATED CONSULTING AGREEMENT This Amended and Restated Consulting Agreement, dated as of November 12, 2020 (this ?Agreement?), is made and entered into by and among Ag-Grow Imports, LLC, a Washington limited liability company (the ?Company?), 4Front Ventures Corp., a corporation amalgamated under the laws of the Province of British Columbia, Canada (?4Front?), and Maha C

April 7, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 fourfront8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) April 6, 2021 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter} British Columbia 000-56075 83-4168417 (State or Other Jurisdicti

April 7, 2021 EX-10.22

Asset Purchase Agreement – Ethos dated April 30, 2020

EX-10.22 12 ffntf-ex10221054.htm EX-10.22 Exhibit 10.22 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement, dated as of April 30, 2020 (this “Agreement”), is entered into by and among (i) MLH Maryland Operations, LLC, a Delaware limited liability company (“Buyer”), and MLH Hampden Real Estate, LLC, a Delaware limited liability company and a wholly owned subsidiary of Buyer (“RE Buyer” and toge

April 7, 2021 EX-10.24

Premium Termination Agreement dated August 11, 2020

EX-10.24 14 ffntf-ex10241051.htm EX-10.24 Exhibit 10.24 TERMINATION AGREEMENT This Termination Agreement (the “Termination Agreement”), dated as of August 11, 2020 (the “Effective Date”), is by and among Premium Medicine of Maryland, LLC, a Maryland limited liability company (“Premium”), Silver Spring Consulting Group, LLC, a Delaware limited liability company (“SSCG”), Eric Steenstra, an individu

April 7, 2021 EX-10.14

Severance, General Waiver and Release Agreement with Jerry Derevanny dated June 30, 2020 +

EX-10.14 4 ffntf-ex1014690.htm EX-10.14 Exhibit 10.14 4FRONT VENTURES CORP. SEVERANCE GENERAL WAIVER AND RELEASE AGREEMENT Jerry Derevyanny I elect to receive the special benefits described in this 4Front Ventures Corp. Severance and General Waiver and Release Agreement and in connection therewith provide the following General Waiver and Release (“Release”): 1. Termination and Description of Speci

April 7, 2021 EX-3.3

Amended and Restated Articles of Registrant dated December 23, 2020

Mailing Address: PO Box 9431 Stn Prov Govt Victoria BC V8W 9V3 www.corporateonline.gov.bc.ca Exhibit 3.3 Location: 2nd Floor - 940 Blanshard Street Victoria BC 1 877 526-1526 Notice of Articles BUSINESS CORPORATIONS ACT CERTIFIED COPY Of a Document filed with the Province of British Columbia Registrar of Companies CAROL PREST This Notice of Articles was issued by the Registrar on: December 31, 202

April 7, 2021 EX-21.1

List of Subsidiaries

EX-21.1 15 ffntf-ex2111050.htm EX-21.1 Exhibit 21.1 List of Subsidiaries The following are the Company’s wholly owned subsidiaries and entities that are controlled by the Company that are included in these consolidated financial statements as of and for the years ended December 31, 2020 and 2019: State of Ownership % Business Name Entity Type Operations 2020 2019 4Front Holdings, LLC Holding Compa

April 7, 2021 EX-99.1

4Front Ventures Announces Conference Participation for April 2021

4Front Ventures Announces Conference Participation for April 2021 PHOENIX, April 5, 2021 /CNW/ - 4Front Ventures Corp.

April 7, 2021 10-K

Annual Report - 10-K

10-K 1 ffntf-10k20201231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission Fil

April 7, 2021 EX-10.23

LI Lending Amended & Restated Promissory Note dated December 17, 2020

EX-10.23 13 ffntf-ex10231052.htm EX-10.23 Exhibit 10.23 AMENDED AND RESTATED PROMISSORY NOTE $45,000,000December 17, 2020 FOR VALUE RECEIVED, LINCHPIN INVESTORS, LLC, a Delaware limited liability company, 401 EAST MAIN STREET LLC, a Delaware limited liability company, IL GROWN MEDICINE LLC, an Illinois limited liability company, 8554 S. COMMERCIAL AVE, LLC, a Delaware limited liability company, 88

March 31, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 fourfront8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) March 30, 2021 4FRONT VENTURES CORP. (Exact name of registrant as specified in its charter} British Columbia 000-56075 83-4168417 (State or Other Jurisdict

March 31, 2021 EX-99.1

4Front Announces Fiscal Fourth Quarter and Full Year 2020 Earnings Date and Conference Call

4Front Announces Fiscal Fourth Quarter and Full Year 2020 Earnings Date and Conference Call PHOENIX, March 30, 2021 /CNW/ - 4Front Ventures Corp.

March 31, 2021 NT 10-K

- FORM 12B-25

NT 10-K 1 fourfrontnt10k.htm FORM 12B-25 SEC FILE NUMBER: 000-56075 CUSIP NUMBER: 35086B108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2020 ☐ Transition Report on Form 10-K ☐ Transition Report on Form

February 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 1, 2021 (Date of earliest event reported) 4Front Ventures Corp. (Exact Name of Registrant as Specified in Its Charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorporation) (Com

January 27, 2021 EX-99.1

4Front Ventures Receives Approval to Begin Construction of Mission Dispensary in Brookline, Massachusetts

EX-99.1 2 ex991.htm NEWS RELEASE DATED JANUARY 25, 2021 4Front Ventures Receives Approval to Begin Construction of Mission Dispensary in Brookline, Massachusetts PHOENIX, Ariz., January 25, 2021 - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) (“4Front” or the “Company“) continues to expand in the Massachusetts market and is pleased to announce that it received approval from the Brookline, Massa

January 27, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 25, 2021 (Date of earliest event reported) 4Front Ventures Corp. (Exact Name of Registrant as Specified in Its Charter) British Columbia 000-56075 83-4168417 (State or other jurisdiction of incorporation) (Com

January 25, 2021 6-K

Current Report of Foreign Issuer - FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2021. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona 85018 (Address of principal exe

January 25, 2021 EX-99.1

4Front Ventures Receives Approval to Begin Construction of Mission Dispensary in Brookline, Massachusetts

EX-99.1 2 ex991.htm NEWS RELEASE DATED JANUARY 25, 2021 Exhibit 99.1 4Front Ventures Receives Approval to Begin Construction of Mission Dispensary in Brookline, Massachusetts PHOENIX, Jan. 25, 2021 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") continues to expand in the Massachusetts market and is pleased to announce that it received approval from the Brookli

December 18, 2020 EX-99.1

4Front Ventures Completes Sale-Leaseback Transaction Generating Proceeds of $33 Million

Exhibit 99.1 4Front Ventures Completes Sale-Leaseback Transaction Generating Proceeds of $33 Million PHOENIX, Dec. 17, 2020 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") is pleased to announce it has completed the sale and leaseback of its cultivation and production facilities in Olympia, WA and Georgetown, MA (the "Transaction") with an affiliate of Innovati

December 18, 2020 6-K

Current Report of Foreign Issuer - FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona 85018 (Address of principal ex

November 30, 2020 EX-99.2

Brief Description of

EX-99.2 3 ex992.htm Q3 2020 MD&A Exhibit 99.1 4FRONT VENTURES CORP. MANAGEMENT’S DISCUSSION & ANALYSIS FOR THE THREE AND NINE MONTHS ENDED SEPTEMBER 30, 2020 AND 2019 (IN THOUSANDS OF US DOLLARS) Basis of Presentation 2 Forward-Looking Information 2 Management’s Responsibilities for Financial Information 3 Business of the Company 3 Corporate Developments 5 Financial 6 Selected Financial Informatio

November 30, 2020 EX-99.1

NOTICE OF NO AUDITOR REVIEW OF CONDENSED INTERIM FINANCIAL STATEMENTS

Exhibit 99.1 NOTICE OF NO AUDITOR REVIEW OF CONDENSED INTERIM FINANCIAL STATEMENTS Under Part 4, subsection 4.3(3)(a) of National Instrument 51-102 – Continuous Disclosure Obligations, if an auditor has not performed a review of the condensed interim financial statements, they must be accompanied by a notice indicating that the condensed interim financial statements have not been reviewed by an au

November 30, 2020 EX-99.4

Form 52-109FV2 Certification of Interim Filings VENTURE ISSUER BASIC CERTIFICATE

EX-99.4 5 ex994.htm 52-109FV2 - CFO - CERTIFICATION OF INTERIM FILING Exhibit 99.4 Form 52-109FV2 Certification of Interim Filings VENTURE ISSUER BASIC CERTIFICATE I, Nicolle Dorsey, the Chief Financial Officer of 4Front Ventures Corp. certify the following: 1. Review: I have reviewed the interim financial report and interim MD&A (together, the “interim filings”) of the issuer for the interim peri

November 30, 2020 EX-99.3

Form 52-109FV2 Certification of Interim Filings VENTURE ISSUER BASIC CERTIFICATE

EX-99.3 4 ex993.htm 52-109FV2 - CEO - CERTIFICATION OF INTERIM FILING Exhibit 99.3 Form 52-109FV2 Certification of Interim Filings VENTURE ISSUER BASIC CERTIFICATE I, Leonid Gontmakher, the Chief Executive Officer of the 4Front Ventures Corp. certify the following: 1. Review: I have reviewed the interim financial report and interim MD&A (together, the “interim filings”) of the issuer for the inter

November 30, 2020 6-K

Current Report of Foreign Issuer - FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona 85018 (Address of principal ex

November 30, 2020 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934

6-K 1 fourfront6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona

November 30, 2020 EX-99.1

4Front Announces Third Quarter 2020 Results and Business Update

Exhibit 99.1 4Front Announces Third Quarter 2020 Results and Business Update Q3 Systemwide Pro Forma Revenue increased 18% quarter-over-quarter to $22.3 million, 170% year-over-year ? Company became cash flow positive from operations in August Company sale leaseback transaction with Innovative Industrial Properties scheduled to close within two weeks. As a result of close, together with proceeds f

November 24, 2020 6-K

Current Report of Foreign Issuer - FORM 6-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona 85018 (Address of principal ex

November 24, 2020 EX-99.1

First Products to Hit California Shelves in Q2 2021

Exhibit 99.1 4Front Ventures to Complete 185,000 Square Foot Manufacturing Facility in Commerce, California First Products to Hit California Shelves in Q2 2021 PHOENIX, AZ, Nov. 24, 2020 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) ("4Front" or the "Company") is pleased to announce that its fully funded state of the art 185,000 square foot production facility in Commerce, California is

November 19, 2020 EX-99.2

NOTICE TO READER

Exhibit 99.2 NOTICE TO READER The attached Management’s Discussion and Analysis for the years ended December 31, 2019 and 2018 (the “MD&A”) of 4Front Ventures Corp. (the “Company”) amends and restates the Management’s Discussion and Analysis for the years ended December 31, 2019 and 2018 filed on June 15, 2020 (the “Prior MD&A”) in order to include or remove the following disclosure (as applicable

November 19, 2020 6-K

Current Report of Foreign Issuer - FORM 6-K

6-K 1 fourfront6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2020. Commission File Number: 000-56075 4FRONT VENTURES CORP. (Translation of registrant’s name into English) 5060 N. 40th Street Suite 120 Phoenix, Arizona

November 19, 2020 EX-99.1

Annual MD&A

EX-99.1 2 ex991.htm NEWS RELEASE DATED NOVEMBER 17, 2020 Exhibit 99.1 4Front Ventures Refiles Q2 and Annual MD&A and Q2 Financial Statements PHOENIX, Arizona, Nov. 17, 2020 /CNW/ - 4Front Ventures Corp. (CSE: FFNT) (OTCQX: FFNTF) (“4Front” or the “Company”) provides an update today that further to the review by the Ontario Securities Commission (the “OSC”) of the Company’s continuous disclosure an

November 19, 2020 EX-99.3

NOTICE TO READER

EX-99.3 4 ex993.htm AMENDED AND RESTATED Q2 2020 MD&A Exhibit 99.2 NOTICE TO READER The attached Management’s Discussion and Analysis for the three and six months ended June 30, 2020 and 2019 (the “Q2 MD&A”) of 4Front Ventures Corp. (the “Company”) amends and restates the Management’s Discussion and Analysis for the three and six months ended June 30, 2020 and 2019 filed on August 31, 2020 (the “P

November 19, 2020 EX-99.4

NOTICE TO READER

EX-99.4 5 ex994.htm AMENDED AND RESTATED Q2 2020 FINANCIAL STATEMENTS Exhibit 99.4 NOTICE TO READER The attached condensed consolidated interim financial statements for the three and six months ended June 30, 2020 and 2019 (the “Q2 Financial Statements”) of 4Front Ventures Corp. (the “Company”) amends and restates the condensed consolidated interim financial statements for the three and six months

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