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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to First National of Nebraska, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 11, 2002 |
FIRST NATIONAL COMPLETES TENDER OFFER EX-99.13 3 a2084255zex-9913.htm PRESS RELEASE DATED JULY 11, 2002 QuickLinks - Click here to rapidly navigate through this document Exhibit 99.13 July 11, 2002 For Immediate Release For Further Information Contact: Bruce R. Lauritzen Chairman of the Board 402-341-0500 Timothy D. Hart Secretary, Treasurer 402-341-0500 TRADED: OTC Bulletin Board SYMBOL: FINN FIRST NATIONAL COMPLETES TENDER OFFER OMA |
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| July 11, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 11, 2002 |
15-12G 1 a2084257z15-12g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 03502 FIRST NATIONAL OF NEBRASKA, INC. ( |
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| July 3, 2002 |
FIRST NATIONAL AMENDS ITS TENDER OFFER FILING EX-99.12 3 a2083819zex-9912.htm PRESS RELEASE DATED JULY 3, 2002 QuickLinks - Click here to rapidly navigate through this document Exhibit 99.12 July 3, 2002 For Immediate Release For Further Information Contact: Bruce R. Lauritzen Chairman of the Board 402-341-0500 Timothy D. Hart Secretary, Treasurer 402-341-0500 TRADED: OTC Bulletin Board SYMBOL: FINN FIRST NATIONAL AMENDS ITS TENDER OFFER FILI |
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| July 3, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 1, 2002 |
Implied Per Share Value Ranges Confidential Presentation to: Board of Directors PROJECT ENERGIZER June 4, 2002 Steve Kent Managing Director Jim Lott Vice President Jeff Brand Associate Keefe, Bruyette & Woods, Inc. |
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| July 1, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 6, 2002 |
EX-99.5 7 a2081688zex-995.htm BROKER DEALER LETTER KEEFE, BRUYETTE & WOODS, INC. Telephone: (877) 298-6520 (toll free) FIRST NATIONAL OF NEBRASKA Offer to Purchase for Cash Shares of its Common Stock Held by Holders of 99 or Fewer Shares At a Purchase Price of $3,500 Net Per Share THE OFFER TO PURCHASE EXPIRES AT 5:00 P.M., CENTRAL DAYLIGHT TIME, ON JULY 10, 2002. To Brokers, Dealers, Commercial B |
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| June 6, 2002 |
SC 13E3 1 a2081688zsc13e3.htm SC 13E3 QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Rule 13e-100) TRANSACTION STATEMENT (UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 13e-3 THEREUNDER) (Amendment No. ) FIRST NATIONAL OF NEBRASKA, INC. (Name of Issuer) FIRST NATIONAL OF NEBRASKA, INC. |
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| June 6, 2002 |
QuickLinks - Click here to rapidly navigate through this document LETTER OF TRANSMITTAL To Accompany Shares of Common Stock of First National of Nebraska Tendered Pursuant to the Offer to Purchase Dated June 6, 2002 THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P. |
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| June 6, 2002 |
Not Valid Unless Signed by an Eligible Institution. FIRST NATIONAL OF NEBRASKA Notice of Guaranteed Delivery of Shares of Common Stock Relating to First National's Offer to Purchase for Cash Shares of its Common Stock Held by Holders of 99 or Fewer Shares At a Purchase Price of $3,500 Net Per Share This form or a facsimile copy of it must be used to accept the Offer (as defined below) if: (a) cert |
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| June 6, 2002 |
June 6, 2002 Dear Fellow Shareholder, For years First National had at least two brokerage firms with Omaha offices that made a market in our stock. |
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| June 6, 2002 |
FIRST NATIONAL ANNOUNCES A PURCHASE OFFER TO ALL ODD LOT SHAREHOLDERS QuickLinks - Click here to rapidly navigate through this document Exhibit 99.10 June 6, 2002 For Immediate Release For Further Information Contact: Bruce R. Lauritzen Chairman of the Board 402-341-0500 Timothy D. Hart Secretary, Treasurer 402-341-0500 TRADED: OTC Bulletin Board SYMBOL: FINN FIRST NATIONAL ANNOUNCES A PURCHASE OFFER TO ALL ODD LOT SHAREHOLDERS OMAHA, NE June 6, 2002?First National |
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| June 6, 2002 |
QuickLinks - Click here to rapidly navigate through this document FREQUENTLY ASKED QUESTIONS Who is offering to purchase my shares? First National of Nebraska is offering to purchase shares of its common stock held by shareholders who hold, of record or beneficially, 99 or fewer shares as of June 4, 2002. |
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| June 6, 2002 |
QuickLinks - Click here to rapidly navigate through this document ONE FIRST NATIONAL CENTER OMAHA, NEBRASKA 68197 (402) 341-0500 OFFER TO PURCHASE FOR CASH SHARES OF ITS COMMON STOCK HELD BY HOLDERS OF 99 OR FEWER SHARES FOR A PURCHASE PRICE OF $3,500 NET PER SHARE THE OFFER TO PURCHASE EXPIRES AT 5:00 P. |
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| June 6, 2002 |
QuickLinks - Click here to rapidly navigate through this document INSTRUCTION FORM FOR SHARES HELD BY BROKERS, DEALERS, COMMERCIAL BANKS, TRUST COMPANIES AND OTHER NOMINEES. |
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| June 6, 2002 |
EX-99.6 8 a2081688zex-996.htm CLIENT LETTER FIRST NATIONAL OF NEBRASKA Offer To Purchase For Cash Shares Of Its Common Stock Held By Holders Of 99 Or Fewer Shares At A Purchase Price Of $3,500 Net Per Share THE OFFER TO PURCHASE EXPIRES AT 5:00 P.M., CENTRAL DAYLIGHT TIME, ON JULY 10, 2002. To Our Clients: Enclosed for your consideration are the Offer to Purchase, dated June 6, 2002, (white docume |
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| May 14, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| April 30, 2002 |
QuickLinks - Click here to rapidly navigate through this document SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Sec. |
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| March 25, 2002 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K QuickLinks - Click here to rapidly navigate through this document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 25, 2002 |
FIRST NATIONAL OF NEBRASKA, INC. EX-21 3 a2072945zex-21.htm EXHIBIT 21 EXHIBIT 21 FIRST NATIONAL OF NEBRASKA, INC. State or Other Jurisdiction of Incorporation or Organization First National Bank of Omaha United States (pursuant to the National Bank Act) Wholly-owned subsidiaries: First National Equipment Financing, Inc. Nebraska SPC, Inc. (doing business as First of Omaha Merchant Processing) Nebraska Cornerstone Mortgage Compan |
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| March 18, 2002 |
First National Bank, Fort Collins, Colorado QuickLinks - Click here to rapidly navigate through this document To Stockholders First National had a satisfactory year in 2001 given the challenges of the recession and the terrorist war. |
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| March 7, 2002 |
QuickLinks - Click here to rapidly navigate through this document EXHIBIT B POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS that the undersigned hereby makes, constitutes, designates and appoints Bruce R. |
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| March 7, 2002 |
PROMISSORY NOTE (SECURED) Term Loan QuickLinks - Click here to rapidly navigate through this document EXHIBIT A PROMISSORY NOTE (SECURED) Term Loan $21,000,000. |
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| March 7, 2002 |
EX-99.(C) 5 a2072844zex-99c.htm POWER OF ATTORNEY QuickLinks - Click here to rapidly navigate through this document EXHIBIT C POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS that the undersigned hereby makes, constitutes, designates and appoints Margaret Lauritzen Dodge and/or Daniel K. O'Neill each separately and individually as my true and lawful attorney-in-fact to act for and on behalf of me for |
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| March 7, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 8, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 8, 2002 |
UNITED OF OMAHA AGREEMENT June 28, 2001 QuickLinks - Click here to rapidly navigate through this document EXHIBIT B UNITED OF OMAHA AGREEMENT June 28, 2001 United of Omaha Life Insurance Company Mutual of Omaha Plaza Omaha, NE 68175-1008 Re: Purchase of Common Stock of First National of Nebraska, Inc. |
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| February 8, 2002 |
GILTNER AGREEMENT July 26, 2001 EX-99.(C) 5 a2069663zex-99c.htm GLITNER AGREEMENT Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document EXHIBIT C GILTNER AGREEMENT July 26, 2001 Mr. F. Phillips Giltner Managing General Partner c/o Giltner Investment Partnership, Ltd. 32674 Luiseno Circle Drive, Box 119 Pauma Valley, CA 92061 Re: Purchase of Common Stock of First National of Nebraska, I |
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| February 8, 2002 |
SECOND AMENDED AND RESTATED JOINT FILING AGREEMENT QuickLinks - Click here to rapidly navigate through this document EXHIBIT A SECOND AMENDED AND RESTATED JOINT FILING AGREEMENT In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par value $5. |
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| February 1, 2002 |
QuickLinks - Click here to rapidly navigate through this document SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 1, 2002 |
FOR RELEASE ON JANUARY 31, 2002 EX-99.1 3 a2069451zex-991.htm PRESS RELEASE ISSUED 01/31/2002 Prepared by MERRILL CORPORATION QuickLinks - Click here to rapidly navigate through this document Exhibit 99.1 FOR RELEASE ON JANUARY 31, 2002 FIRST NATIONAL OF NEBRASKA, INC. OMAHA, NEBRASKA CASTLE BANCGROUP, INC. DEKALB, ILLINOIS CONTACTS: Bruce R. Lauritzen Chairman of the Board (402) 341-0500 John W. Castle Chairman of the Board (81 |
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| February 1, 2002 |
FOR RELEASE ON FEBRUARY 1, 2002 First National of Nebraska, Inc. QuickLinks - Click here to rapidly navigate through this document Exhibit 99.2 FOR RELEASE ON FEBRUARY 1, 2002 First National of Nebraska, Inc. Omaha, Nebraska 2001 2000 % Incr(Decr) Net Income $ 80,839,000 105,477,000 (23.4 )% Total Reported Assets 9,752,261,000 9,283,314,000 5.1 % Managed Assets 11,590,283,000 10,776,352,000 7.6 % Gross Revenue 1,296,403,000 1,274,037,000 1.8 % Basic Earnings pe |
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| November 13, 2001 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 QuickLinks - Click here to rapidly navigate through this document FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D. |
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| August 14, 2001 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2001, or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 03502 First National of Nebraska, Inc. (Exac |
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| May 14, 2001 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) x OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2001, or TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE ¨ SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 03502 First National of Nebraska, Inc. (Exact |
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| April 27, 2001 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Sec. |
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| March 23, 2001 |
FIRST NATIONAL BANK OF OMAHA SENIOR MANAGEMENT OPTION PLAN SECTION 1. ESTABLISHMENT AND PURPOSE EXHIBIT 10(e) FIRST NATIONAL BANK OF OMAHA SENIOR MANAGEMENT OPTION PLAN SECTION 1. |
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| March 23, 2001 |
FIRST NATIONAL OF NEBRASKA, INC. EXHIBIT 21 FIRST NATIONAL OF NEBRASKA, INC. State or Other Jurisdiction of Incorporation or Organization First National Bank of Omaha United States (pursuant to the National Bank Act) Wholly-owned subsidiaries: First National Equipment Financing, Inc. Nebraska SPC, Inc. (doing business as First of Omaha Merchant Processing) Nebraska FIS, Inc. Nebraska First National of Nebraska Community Developme |
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| March 23, 2001 |
FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2000, or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 03502. First National of Nebraska |
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| March 23, 2001 |
EXHIBIT 10(d) FIRST NATIONAL BANK OF OMAHA SENIOR MANAGEMENT STOCK OPTION PLAN SECTION 1. |
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| March 5, 2001 |
[This page was intentionally left blank] To Stockholders Two thousand was a great year for First National of Nebraska. Asset growth was the strongest in First National's history. Year-end managed assets totaled $10.7 billion. This was an increase of $1.5 billion over the $9.2 billion at year-end 1999. Gross revenue increased 18.2% to $1.3 billion compared to the $1.1 billion recorded in 1999. Net income reached a new high of $105.5 milli |
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| January 22, 2001 |
FOR RELEASE ON JANUARY 20, 2001 Another record year for First National of Nebraska. EXHIBIT 99 FOR RELEASE ON JANUARY 20, 2001 Another record year for First National of Nebraska. |
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| January 22, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2001 FIRST NATIONAL OF NEBRASKA, INC. (Exact name of registrant as specified in its charter) Nebraska 03502 47-0523079 (State of Incorporation) (Commission File Number) (IRS Employer Id |
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| November 13, 2000 |
9 1,000 9-MOS DEC-31-2000 JAN-01-2000 SEP-30-2000 370,638 6,870,674 347,214 0 871,956 236,028 235,890 6,751,030 98,049 9,091,013 7,816,803 0 116,339 338,073 0 0 1,673 700,077 9,091,013 594,684 50,201 11,344 656,229 254,145 278,594 377,635 86,242 2,040 417,575 101,595 62,917 0 0 62,917 188. |
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| November 13, 2000 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2000, or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 03502 First National of Nebraska, I |
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| August 4, 2000 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2000, or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 03502 First National of Nebraska, Inc. ( |
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| August 4, 2000 |
9 1,000 6-MOS DEC-31-2000 JAN-01-2000 JUN-30-2000 366,070 6,527,022 301,128 0 935,856 219,293 217,862 6,456,921 97,678 8,736,247 7,403,433 0 99,327 316,323 0 0 1,673 679,240 8,736,247 385,312 33,853 6,682 425,847 159,617 175,974 249,873 56,650 0 270,653 69,286 42,860 0 0 42,860 128. |
