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| CIK | 1551895 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Franklin Templeton ETF Trust - Franklin LibertyQ International Equity Hedged ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 5, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 April 28, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 April 28, 2025 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 April 16, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| October 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 September 26, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 September 26, 2024 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 21, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 13, 2024 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 March 9, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 November 27, 2023 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| August 2, 2024 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 12, 2024 |
One Franklin Parkway San Mateo, CA 94403-1906 tel 800.632.2350 franklintempleton.com July 12, 2024 VIA EDGAR Christina DiAngelo Fettig U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-8626 Subject: Franklin Templeton Funds (the “Funds”) (as listed on the attached Appendix) Dear Ms. Fettig: On behalf of the Funds, the following are the |
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| February 24, 2023 |
HTML FRANKLIN ETF TRUST Schedule of Investments, December 31, 2022 (unaudited) Franklin Short Duration U. |
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| October 12, 2022 |
Report of Independent Registered Public Accounting Firm 40-17F2 1 etf17f2-pe33121.htm ETF 17F2 03-31-21 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 September 29, 2022 2. State Iden |
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| August 23, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FPF-Q1PH 1 Schedules of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Schedules of Investments 4 Franklin ETF Trust Schedule of Investments (unaudited), June 30, 2022 Franklin Equity Portfolio Fund Quarterly Schedule of Investments See Notes to Schedules of Investments. |
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| August 23, 2022 |
FRANKLIN ETF TRUST Schedule of Investments, June 30, 2022 (unaudited) Franklin Liberty Short Duration U. |
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| August 23, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FPF-Q1PH 1 Schedules of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Schedules of Investments 4 Franklin ETF Trust Schedule of Investments (unaudited), June 30, 2022 Franklin Equity Portfolio Fund Quarterly Schedule of Investments See Notes to Schedules of Investments. |
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| February 24, 2022 |
FRANKLIN ETF TRUST Statement of Investments, December 31, 2021 (unaudited) Franklin Liberty Short Duration U. |
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| February 23, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FPF-Q3PH 1 Statements of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Statements of Investments 4 Franklin ETF Trust Statement of Investments (unaudited), December 31, 2021 Franklin Equity Portfolio Fund Quarterly Statement of Investments See Notes to Statements of Investments. |
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| February 23, 2022 |
Not FDIC Insured May Lose Value No Bank Guarantee FPF-Q3PH 1 Statements of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Statements of Investments 4 Franklin ETF Trust Statement of Investments (unaudited), December 31, 2021 Franklin Equity Portfolio Fund Quarterly Statement of Investments See Notes to Statements of Investments. |
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| February 3, 2022 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 April 12, 2019 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| January 18, 2022 |
Report of Independent Accountants 40-17F2 1 f2-etfpe123121.htm ETF 17F2 1231 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 December 23, 2021 2. State Identifica |
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| October 15, 2021 |
Report of Independent Accountants 40-17F2 1 f2-etfpe103120.htm FETF 17F2 10-31-20 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 October 5, 2021 2. State Identif |
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| August 24, 2021 |
Not FDIC Insured May Lose Value No Bank Guarantee 1 Statements of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Financial Statements 4 Franklin ETF Trust Statement of Investments (unaudited), June 30, 2021 Franklin Equity Portfolio Fund Quarterly Statement of Investments See Notes to Statement of Investments. |
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| August 24, 2021 |
Not FDIC Insured May Lose Value No Bank Guarantee 1 Statements of Investments (unaudited) Franklin Equity Portfolio Fund 2 Franklin Fixed Income Portfolio Fund 3 Notes to Financial Statements 4 Franklin ETF Trust Statement of Investments (unaudited), June 30, 2021 Franklin Equity Portfolio Fund Quarterly Statement of Investments See Notes to Statement of Investments. |
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| August 23, 2021 |
FRANKLIN ETF TRUST Statement of Investments, June 30, 2021 (unaudited) Franklin Liberty Short Duration U. |
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| May 13, 2021 |
Report of Independent Accountants UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 April 21, 2021 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| February 24, 2021 |
Franklin ETF Trust Statement of Investments (unaudited), December 31, 2020 Franklin Equity Portfolio Fund See Notes to Statement of Investments. |
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| February 24, 2021 |
Franklin ETF Trust Statement of Investments (unaudited), December 31, 2020 Franklin Equity Portfolio Fund See Notes to Statement of Investments. |
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| February 22, 2021 |
FRANKLIN ETF TRUST Statement of Investments, December 31, 2020 (unaudited) Franklin Liberty Short Duration U. |
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| February 5, 2021 |
APPENDIX FUNDS AND REPORTS REVIEWED BY SEC STAFF CORRESP 1 filename1.htm [FRANKLIN TEMPLETON LOGO] One Franklin Parkway San Mateo, CA 94403-1906 tel 800.632.2350 franklintempleton.com February 5, 2021 VIA EDGAR Ms. Mindy Rotter Mr. Tony Burak U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549-8626 Subject: Franklin Templeton Funds (the “Funds”) (as listed on the attached Appendix) Dear |
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| December 30, 2020 |
etf17f2-13120.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 December 18, 2020 |
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| November 27, 2020 |
etf17f2-113019.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 November 19, 2020 |
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| August 26, 2020 |
HTML FRANKLIN ETF TRUST Statement of Investments, June 30, 2020 (unaudited) Franklin Liberty Short Duration U. |
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| May 29, 2020 |
etf17f2-053119.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 May 20, 2020 2. S |
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| February 28, 2020 |
HTML FRANKLIN ETF TRUST Statement of Investments, December 31, 2019 (unaudited) Franklin Liberty Short Duration U. |
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| January 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 October 19, 2019 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| December 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 30, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| December 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 30, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| December 13, 2019 |
Franklin Etf Trust 40-17F2 - - 40-17F2 1 fetft17f217122019.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 30, 2018 2. State Identification Number: |
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| August 26, 2019 |
Franklin Etf Trust NPORT-EX - - HTML FRANKLIN ETF TRUST Statement of Investments, June 30, 2019 (unaudited) Franklin Liberty Short Duration U. |
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| March 5, 2019 |
Passive Investment - STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Franklin ETF Trust (Name of Issuer) Franklin Liberty High Yield Corp ETF (Title of Class of Securities) 35473P629 (CUSIP Number) February 28, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 27, 2019 |
Franklin Etf Trust N-Q (Quarterly Schedule of Portfolio Holdings) nqetfpe123118sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address |
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| February 27, 2019 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 etf-302certs.htm Exhibit 3 (a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| January 9, 2019 |
SC 13G 1 flhy10919.htm STIFEL, NICOLAUS & COMPANY, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Franklin ETF Trust (Name of Issuer) Franklin Liberty High Yield Corp ETF (Title of Class of Securities) 35473P629 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appr |
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| August 28, 2018 |
Franklin Etf Trust ETF NQ PE:063018 (Quarterly Schedule of Portfolio Holdings) etfnqwrappgpe063018sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Ad |
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| August 28, 2018 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 fetft302certssec.htm ETF 302 CERT Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| April 27, 2018 |
I, Matthew T. Hinkle, certify that: fetft302certs.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| April 27, 2018 |
Franklin Etf Trust ETF NQ PE:022818 (Quarterly Schedule of Portfolio Holdings) nqetfpe022818sec.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address |
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| March 20, 2018 |
etf17f2-073117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 February 23, 2018 |
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| March 20, 2018 |
etf17f2-053117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 February 23, 2018 |
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| November 7, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 October 31, 2017 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| October 27, 2017 |
I, Matthew T. Hinkle, certify that: EX-99.CERT 2 fetft302certs0817nq.htm 302 CERTS Exhibit 3(a) I, Matthew T. Hinkle, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| October 27, 2017 |
nqetfpe083117.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| October 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 24, 2017 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| October 5, 2017 |
40-17F2 1 etf17f2-053116.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 August 24, 2017 2. State Identification Number: AL |
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| October 3, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| September 7, 2017 |
DEF 14A 1 fp0027819def14a.htm SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statemen |
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| August 28, 2017 |
FKTFX / FRANKLIN CALIFORNIA TAX-FREE INCOME FUND CORRESP - - One Franklin Parkway San Mateo, CA 94403-1906 tel (650) 312-2000 franklinresources. |
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| July 31, 2017 |
Schedule 14A Information Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 31, 2017 |
Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 Telephone: (215) 564-8000 Facsimile: (215) 564-8120 July 31, 2017 VIA EDGAR TRANSMISSION Filing Desk U. |
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| April 27, 2017 |
nqetfpe022817.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| April 27, 2017 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fetft302certs0217nq.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| November 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 September 21, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| November 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 September 21, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL |
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| October 28, 2016 |
nqetfpe083116.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| October 28, 2016 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fetft302certs0816nq.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| April 27, 2016 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fetft302certs0216nq.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| April 27, 2016 |
nqetfpe022916.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| February 3, 2016 |
FRANKLIN TEMPLETON INVESTMENTS ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 February 3, 2016 FRANKLIN TEMPLETON INVESTMENTS ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 February 3, 2016 VIA EDGAR Ms. |
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| January 22, 2016 |
Report of Independent Registered Public Accounting Firm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811-22801 October 23, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL G |
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| October 28, 2015 |
nqetfpe083115.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| October 28, 2015 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fetft302certs0815nq.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| June 12, 2015 |
Report of Independent Registered Public Accounting Firm 40-17F2 1 etf17f2-33115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -22801 May 29, 2015 2. State Identification Number: AL AK |
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| June 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -22801 May 29, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA H |
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| April 28, 2015 |
N-Q 1 nqetfpe0228151.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip cod |
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| April 28, 2015 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 fetft302certs0215nq.htm 302 CERTS Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| November 10, 2014 |
Franklin Etf Trust 40-17F2 - - etf17f2-630141.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -22801 October 29, 2014 |
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| October 28, 2014 |
nqetfpe083114.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of |
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| October 28, 2014 |
I, Laura F. Fergerson, certify that: EX-99.CERT 2 etf302certs.htm Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| October 8, 2014 |
Franklin Etf Trust 40-17F2 - - ETF 17F-2 PE 3/31/14 etf17f2-33114.htm - Generated by SEC Publisher for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -22801 August 14, 2014 2 |
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| June 27, 2014 |
FLQH / Franklin Liberty Short Duration U.S. Government ETF 40-17F2 - - FET 17F2 PE 8/1/13 TO 1/31/14 40-17F2 1 etf17f2-13114.htm FET 17F2 PE 8/1/13 TO 1/31/14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-17F-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES PURSUANT TO RULE N-17F-2 [17 CFR 270.17F-2] 1. Investment Company Act File Number: Date Examination completed: 811 -22801 June 6, 2014 2. State |
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| April 28, 2014 |
I, Laura F. Fergerson, certify that: fetft302certs0214nq.htm - Generated by SEC Publisher for SEC Filing Exhibit 3(a) I, Laura F. Fergerson, certify that: 1. I have reviewed this report on Form N-Q of Franklin ETF Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22801 Franklin ETF Trust (Exact name of registrant as specified in charter) One Franklin Parkway, San Mateo, CA 94403-1906 (Address of principal executive offices) (Zip code) Craig S. |
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| October 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12 (b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FRANKLIN ETF TRUST (Exact name of registrant as specified in its Trust Instrument) Delaware See Below (State of incorporation or organization) (I.R.S. Employer Identification No.) One Franklin Par |
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| October 17, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(j)(i) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use in this Registration Statement on Form N1-A of our report dated October 15, 2013, relating to the financial statement of the Franklin Short Duration U.S. Government ETF, a series of Franklin ETF Trust, which appears in such Registration Statement. We also consent to the references to us under the hea |
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| October 17, 2013 |
Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 Direct Dial - (215) 564-8037 October 16, 2013 VIA EDGAR SUBMISSION Filing Desk U. |
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| October 17, 2013 |
Form of Authorized Participant Agreement EX-99.(E)(II) 3 apa.htm EX-99.(e)(ii) FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR FRANKLIN ETF TRUST This Authorized Participant Agreement (this “Agreement”) is entered into by and between Franklin Templeton Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or the “AP”) and is subject to acceptance by The Bank of New York Mellon (the “BNYM ETF Administrator” or the “Transfe |
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| October 17, 2013 |
As filed with the Securities and Exchange Commission on October 16, 2013. File Nos. 333-186504 811-22801 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 2 (X) Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 2 (X) FRANKLIN ETF TRUS |
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| October 17, 2013 |
EX-99.(p)(i) PERSONAL INVESTMENTS AND INSIDER TRADING POLICY April 2012 FRANKLIN TEMPLETON INVESTMENTS PERSONAL INVESTMENTS AND INSIDER TRADING POLICY (“The Policy”) (This Policy serves as a code of ethics adopted pursuant to Rule 17j-1 under the Investment Company Act of 1940 and Rule 204A-1 under the Investment Advisers Act of 1940) Revised April 1, 2012 SECTION 1. PURPOSE OF THE POLICY 1 1.1 SC |
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| October 17, 2013 |
EX-99.(i)(i) Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, PA 19103-7098 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com October 16, 2013 Board of Trustees of Franklin ETF Trust One Franklin Parkway San Mateo, CA 94403-1906 Subject: Pre-Effective Amendment No. 2 to the Registration Statement on Form N-1A of Franklin ETF Trust, a Delaware statutory trust Regist |
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| October 17, 2013 |
EX-99.(B)(II) 2 coabl.htm EX-99.(b)(ii) CERTIFICATE OF AMENDMENT OF BY-LAWS OF FRANKLIN TEMPLETON ETF TRUST (changing name from “Franklin Templeton ETF Trust” to “Franklin ETF Trust”) The undersigned Secretary of Franklin Templeton ETF Trust, a Delaware statutory trust (the “Trust”), does hereby certify: 1. That the sole Trustee of the Trust, constituting the Board of Trustees of the Trust, approv |
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| October 16, 2013 |
FRANKLIN ETF TRUST One Franklin Parkway San Mateo, California 94403-1906 FRANKLIN TEMPLETON DISTRIBUTORS, INC. |
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| October 16, 2013 |
[FRANKLIN TEMPLETON LETTERHEAD] October 16, 2013 Via EDGAR Transmission Karen Rossotto, Senior Counsel U. |
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| August 1, 2013 |
SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICES EX-99.(h)(i) SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICES This Subcontract, dated as of [], 2013, is between Franklin Advisers, Inc., a California corporation (the “Investment Manager”), and Franklin Templeton Services, LLC (“Administrator”). In consideration of the mutual agreements herein made, the parties hereby agree as follows: Section 1. Prime Contract. This Subcontract is made in order to a |
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| August 1, 2013 |
CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.564.8000 Fax 215.564.8120 www.stradley.com Bruce G. Leto [email protected] 215.564.8115 August 1, 2013 Filed Via EDGAR (CIK #0001551895) Ms. Karen Rossotto, Esq. U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Subject: Franklin ETF Trust |
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| August 1, 2013 |
SUBCONTRACT FOR FUND ADMINISTRATION AND ACCOUNTING SERVICES EX-99.(h)(ii) SUBCONTRACT FOR FUND ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT made as of , 2013, by and between Franklin Templeton Services, LLC (“FT Services”), an indirect, wholly owned subsidiary of Franklin Resources, Inc., and The Bank of New York Mellon, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (“BNY”). W |
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| August 1, 2013 |
Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 Direct Dial - (215) 564-8115 August 1, 2013 VIA EDGAR SUBMISSION Filing Desk U. |
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| August 1, 2013 |
Terminal Link Agreement between Registrant and The Bank of New York Mellon dated February 16, 1996 EX-99.(g)(ii) TERMINAL LINK AGREEMENT AGREEMENT made as of February 16, 1996 between The Bank of New York as custodian (the “Custodian”) and each Investment Company listed on Exhibit A, for itself and for each of Series listed on Exhibit A (each, a “Fund”). WHEREAS, the parties have entered into a Master Custody Agreement dated as of February 16, 1996; WHEREAS, the parties desire to provide for th |
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| August 1, 2013 |
Franklin ETF Trust One Franklin Parkway San Mateo, California 94403-1906 EX-99.(e)(i) Franklin ETF Trust One Franklin Parkway San Mateo, California 94403-1906 Franklin/Templeton Distributors, Inc. One Franklin Parkway San Mateo, CA 94403-1906 Re: Distribution Agreement Gentlemen: We, Franklin ETF Trust (the “Trust”), are a Delaware statutory trust operating as an open-end management investment company, which is registered under the Investment Company Act of 1940, as am |
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| August 1, 2013 |
TRANSFER AGENCY AND SERVICE AGREEMENT EX-99.(h)(iii) TRANSFER AGENCY AND SERVICE AGREEMENT AGREEMENT made as of the day of , 2013, by and between the FRANKLIN ETF TRUST, a Delaware statutory trust having its principal office and place of business at One Franklin Parkway, San Mateo, California 94403-1906 (the “Trust”), on behalf of each series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time) (eac |
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| August 1, 2013 |
EX-99.(m)(i) DISTRIBUTION PLAN FRANKLIN ETF TRUST on behalf of FRANKLIN SHORT DURATION U.S. GOVERNMENT ETF Preamble to Distribution Plan The following Distribution Plan (the “Plan”) has been adopted pursuant to Rule 12b-1 under the Investment Company Act of 1940, as amended (the “Act”), by FRANKLIN ETF TRUST (the “Trust”) for the use of its series, FRANKLIN SHORT DURATION U.S. GOVERNMENT ETF (the |
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| August 1, 2013 |
EX-99.(d)(i) FRANKLIN ETF TRUST on behalf of FRANKLIN SHORT DURATION U.S. GOVERNMENT ETF INVESTMENT MANAGEMENT AGREEMENT THIS INVESTMENT MANAGEMENT AGREEMENT made between FRANKLIN ETF TRUST, a Delaware statutory trust (the “Trust”), on behalf of FRANKLIN SHORT DURATION U.S. GOVERNMENT ETF (the “Fund”), a series of the Trust, and FRANKLIN ADVISERS, INC., a California corporation (the “Manager”). WH |
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| August 1, 2013 |
As filed with the Securities and Exchange Commission on August 1, 2013. File Nos. 333-186504 811-22801 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 (X) Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 1 (X) FRANKLIN ETF TRUST |
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| August 1, 2013 |
Master Custody Agreement between Registrant and The Bank of New York Mellon dated February 16, 1996 EX-99.(g)(i) MASTER CUSTODY AGREEMENT THIS CUSTODY AGREEMENT ("Agreement") is made and entered into as of February 16, 1996, by and between each Investment Company listed on Exhibit A, for itself and for each of its Series listed on Exhibit A, and BANK OF NEW YORK, a New York corporation authorized to do a banking business (the "Custodian"). RECITALS A. Each Investment Company is an investment com |
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| February 7, 2013 |
EX-99.(B)(II) 7 amendtobylaws.htm EX-99.(b)(ii) CERTIFICATE OF AMENDMENT OF BY-LAWS OF FRANKLIN TEMPLETON ETF TRUST (changing name from “Franklin Templeton ETF Trust” to “Franklin ETF Trust”) The undersigned Secretary of Franklin Templeton ETF Trust, a Delaware statutory trust (the “Trust”), does hereby certify: 1. That the sole Trustee of the Trust, constituting the Board of Trustees of the Trust |
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| February 7, 2013 |
CERTIFICATE OF TRUST OF FRANKLIN TEMPLETON ETF TRUST EX-99.(a)(i) CERTIFICATE OF TRUST OF FRANKLIN TEMPLETON ETF TRUST This Certificate of Trust of Franklin Templeton ETF Trust, a statutory trust (the “Trust”), executed by the undersigned trustee, and filed under and in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. C. § 3801 et seq.) (the “Act”), sets forth the following: FIRST: The name of the statutory trust formed he |
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| February 7, 2013 |
EX-99.(a)(iv) CERTIFICATE OF AMENDMENT OF AGREEMENT AND DECLARATION OF TRUST OF FRANKLIN TEMPLETON ETF TRUST (changing name from “Franklin Templeton ETF Trust” to “Franklin ETF Trust”) The undersigned sole Trustee of Franklin Templeton ETF Trust, a Delaware statutory trust (the “Trust”), constituting the Board of Trustees of the Trust, does hereby certify that: FIRST. The Trustee deems it desirabl |
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| February 7, 2013 |
CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF TRUST FRANKLIN TEMPLETON ETF TRUST EX-99.(a)(iii) CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF TRUST OF FRANKLIN TEMPLETON ETF TRUST The undersigned certifies that: 1. The name of the statutory trust is Franklin Templeton ETF Trust (the “Statutory Trust”). 2. The amendment to the Certificate of Trust of the Statutory Trust set forth below (the “Amendment”) has been duly authorized by the Board of Trustees of the Statutory Trust: |
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| February 7, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
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| February 7, 2013 |
AGREEMENT AND DECLARATION OF TRUST FRANKLIN TEMPLETON ETF TRUST a Delaware Statutory Trust EX-99.(a)(ii) AGREEMENT AND DECLARATION OF TRUST of FRANKLIN TEMPLETON ETF TRUST a Delaware Statutory Trust ARTICLE I. NAME; OFFICES; REGISTERED AGENT; DEFINITIONS 1 Section 1. Name 1 Section 2. Offices of the Trust 1 Section 3. Registered Agent and Registered Office 2 Section 4. Definitions 2 ARTICLE II. PURPOSE OF TRUST 4 ARTICLE III. SHARES 7 Section 1. Division of Beneficial Interest 7 Section |
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| February 7, 2013 |
As filed with the Securities and Exchange Commission on February 7, 2013. File Nos. 333- 811-22801 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 (X) Pre-Effective Amendment No. Post-Effective Amendment No. and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 (X) Amendment No. FRANKLIN ETF TRUST (Exact N |
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| February 7, 2013 |
BY-LAWS FRANKLIN TEMPLETON ETF TRUST A Delaware Statutory Trust (Effective as of June 1, 2012) EX-99.(b)(i) BY-LAWS of FRANKLIN TEMPLETON ETF TRUST A Delaware Statutory Trust (Effective as of June 1, 2012) These By-Laws may contain any provision not inconsistent with applicable law or the Declaration of Trust, relating to the governance of the Trust. Unless otherwise specified in these By-Laws, capitalized terms used in these By-Laws shall have the meanings assigned to them in the Declarati |
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| February 7, 2013 |
EX-99.(q)(i) POWER OF ATTORNEY The undersigned officers and trustees of FRANKLIN ETF TRUST (the "Registrant") hereby appoint BRUCE G. LETO, ALISON M. FULLER, KRISTIN H. IVES, KAREN L. SKIDMORE, CRAIG S. TYLE, ALISON E. BAUR and STEVEN J. GRAY (with full power to each of them to act alone) his/her attorney-in-fact and agent, in all capacities, to execute, deliver and file in the names of the unders |
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| February 7, 2013 |
Law Offices Stradley Ronon Stevens & Young, LLP 2600 One Commerce Square Philadelphia, Pennsylvania 19103-7098 (215) 564-8000 Direct Dial - (215) 564-8037 February 7, 2013 VIA EDGAR SUBMISSION Filing Desk U. |
