FNSR Pengajuan SEC - Finisar Corporation- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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LEI	529900017XY2RY3P7A48
CIK	1094739

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Finisar Corporation

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

February 18, 2020	SC 13G/A	FNSR / Finisar Corporation / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finisar Corp (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
October 4, 2019	15-12G	FNSR / Finisar Corporation 15-12G - - FORM 15-12G 15-12G 1 d786038d1512g.htm FORM 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-27999 Finisar Corporation (Exact
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS S-8 POS 1 d801539ds8pos.htm FORM S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AME
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS S-8 POS 1 d801539ds8pos.htm FORM S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AME
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS Form S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REG
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS S-8 POS 1 d801539ds8pos.htm FORM S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AME
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS S-8 POS 1 d801539ds8pos.htm FORM S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AME
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS Form S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REG
September 24, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS - - FORM S-8 POS Form S-8 POS Registration No. 333-200729 Registration No. 333-191005 Registration No. 333-183744 Registration No. 333-178381 Registration No. 333-169294 Registration No. 333-163710 Registration No. 333-136933 As filed with the Securities and Exchange Commission on September 24, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REG
September 24, 2019	POSASR	FNSR / Finisar Corporation POSASR - - FORM POSASR POSASR 1 d783685dposasr.htm FORM POSASR As filed with the Securities and Exchange Commission on September 24, 2019 Registration No. 333- 214076 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 To Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FINISAR CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 7
September 24, 2019	EX-3.1	Second Amended and Restated Certificate of Incorporation of Finisar Corporation. EX-3.1 2 d761174dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FINISAR CORPORATION FIRST: The name of the corporation (the “Corporation”) is Finisar Corporation. SECOND: The address of the Corporation’s registered office in the State of Delaware is c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808. The register
September 24, 2019	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 24, 2019 Finisar Corporation (Exact Name of Registrant as Specified in Charter) DELAWARE 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File
September 24, 2019	EX-3.2	Second Amended and Restated Bylaws of Finisar Corporation. EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF FINISAR CORPORATION ARTICLE I OFFICES The address of the registered office of Finisar Corporation (the “Corporation”) is c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, New Castle County, Delaware 19808. The registered agent at such address is Corporation Service Company. The Corporation may also have offices at such other plac
September 24, 2019	EX-99.1	II-VI Incorporated Expands Compound Semiconductors and Photonic Solutions Platforms with the Completion of the Finisar Acquisition EX-99.1 Exhibit 99.1 II-VI Incorporated Expands Compound Semiconductors and Photonic Solutions Platforms with the Completion of the Finisar Acquisition PITTSBURGH, Sept. 24, 2019 (GLOBE NEWSWIRE) – II-VI Incorporated (Nasdaq:IIVI), a global leader in engineered materials and optoelectronic devices, today successfully completed the acquisition of Finisar Corporation (Nasdaq:FNSR). The acquisition o
September 24, 2019	EX-4.2	First Supplemental Indenture, dated as of September 24, 2019, by and among II-VI Incorporated, Finisar Corporation and Wells Fargo Bank, National Association, as trustee. EX-4.2 4 d761174dex42.htm EX-4.2 Exhibit 4.2 FIRST SUPPLEMENTAL INDENTURE Dated as of September 24, 2019 to INDENTURE Dated as of December 21, 2016 by and among FINISAR CORPORATION, II-VI INCORPORATED and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 2 Section 1.01. Definitions 2 ARTICLE 2 AMENDMENTS 3 Section 2.01. Amendments to the Indenture 3 AR
September 20, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 20, 2019 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File
September 20, 2019	EX-99.1	II-VI Incorporated Obtains All Governmental Regulatory Approvals to Complete Acquisition of Finisar Corporation and Sets Expected Closing Date EX-99.1 Exhibit 99.1 II-VI Incorporated Obtains All Governmental Regulatory Approvals to Complete Acquisition of Finisar Corporation and Sets Expected Closing Date PITTSBURGH and SUNNYVALE, Calif., September 20, 2019 (GLOBE NEWSWIRE) – II-VI Incorporated (Nasdaq:IIVI) (“II-VI”), a global leader in engineered materials and optoelectronic components, and Finisar Corporation (Nasdaq: FNSR) (“Finisar”
September 20, 2019	EX-99.1	II-VI Incorporated Obtains All Governmental Regulatory Approvals to Complete Acquisition of Finisar Corporation and Sets Expected Closing Date EX-99.1 Exhibit 99.1 II-VI Incorporated Obtains All Governmental Regulatory Approvals to Complete Acquisition of Finisar Corporation and Sets Expected Closing Date PITTSBURGH and SUNNYVALE, Calif., September 20, 2019 (GLOBE NEWSWIRE) – II-VI Incorporated (Nasdaq:IIVI) (“II-VI”), a global leader in engineered materials and optoelectronic components, and Finisar Corporation (Nasdaq: FNSR) (“Finisar”
September 20, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 20, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission
September 4, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2019 FINISAR CORP (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Num
September 4, 2019	EX-99.1	Finisar Announces First Quarter of Fiscal 2020 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Finisar Announces First Quarter of Fiscal 2020 Financial Results SUNNYVALE, Calif., Sept. 04, 2019 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal 2020, ended July 28, 2019. Finisar will not
September 4, 2019	10-Q	Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 28, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000
August 26, 2019	10-K/A	Annual Report - 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No.1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 28, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-27999 (Commission Fil
August 15, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION August 15, 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and
August 15, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 15, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission Fi
August 13, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 13, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commissi
August 13, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 2 d780813dex991.htm EX-99.1 IIVI INVESTOR PRESENTATION August 13, 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance
August 13, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K 425 1 f8k081319.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 13, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Inco
August 13, 2019	EX-99.1	II-VI Incorporated Reports Fiscal 2019 Fourth Quarter and Full Year Results II-VI Intends to Refile SAMR Application to Allow Time to Complete Review EXHIBIT 99.1 II-VI Incorporated Reports Fiscal 2019 Fourth Quarter and Full Year Results II-VI Intends to Refile SAMR Application to Allow Time to Complete Review Record quarterly revenues increased 6% sequentially, and 13% year-over- year Cash flows from operations of $178.5 million result in second consecutive record GAAP EPS of $0.43 and non-GAAP EPS of $0.67 exceeds expectations Year-over-year
August 5, 2019	EX-99.1	Finisar Announces Departure of Chief Executive Officer Exhibit 99.1 Finisar Announces Departure of Chief Executive Officer SUNNYVALE, Calif.—August 5, 2019—Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced that its Chief Executive Officer, Michael Hurlston, has informed the Board of Directors of his intention to resign his position with the company to pursue ano
August 5, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events 8-K 1 a19-1660818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2019 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorpor
August 1, 2019	EX-99.1	II-VI Incorporated Corrects Media Reports Regarding Chinese Competition Review Process EX-99.1 2 d785268dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE II-VI Incorporated Corrects Media Reports Regarding Chinese Competition Review Process PITTSBURGH, August 1, 2019 (GLOBE NEWSWIRE) – Correcting inaccurate media reporting, II-VI Incorporated (Nasdaq: IIVI) (“II-VI”) announced today that it has not been requested by the State Administration for Market Regulation of the People’s
August 1, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 1, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commissio
July 25, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a19-1332518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 25, 2019 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038438 (State or other jurisdiction (Commissi
July 25, 2019	EX-99.1	II-VI Incorporated and Finisar Corporation Announce Election Results for Election of Form of Merger Consideration Exhibit 99.1 FOR IMMEDIATE RELEASE II-VI Incorporated and Finisar Corporation Announce Election Results for Election of Form of Merger Consideration PITTSBURGH and SUNNYVALE, Calif., July 25, 2019 (GLOBE NEWSWIRE) — In connection with II-VI’s anticipated acquisition of Finisar (the “Merger”), II-VI Incorporated (Nasdaq: IIVI) (“II-VI”) and Finisar Corporation (Nasdaq: FNSR) (“Finisar”) jointly ann
July 25, 2019	EX-99.1	II-VI Incorporated and Finisar Corporation Announce Election Results for Election of Form of Merger Consideration EX-99.1 2 d778671dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE II-VI Incorporated and Finisar Corporation Announce Election Results for Election of Form of Merger Consideration PITTSBURGH and SUNNYVALE, Calif., July 25, 2019 (GLOBE NEWSWIRE) – In connection with II-VI’s anticipated acquisition of Finisar (the “Merger”), II-VI Incorporated (Nasdaq: IIVI) (“II-VI”) and Finisar Corporation (N
July 25, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K 425 1 d778671d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 25, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incor
July 9, 2019	EX-99.1	II-VI Incorporated and Finisar Corporation Announce Deadline for Election of Form of Merger Consideration EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE II-VI Incorporated and Finisar Corporation Announce Deadline for Election of Form of Merger Consideration PITTSBURGH and SUNNYVALE, Calif., July 5, 2019 (GLOBE NEWSWIRE) –II-VI Incorporated (NASDAQ: IIVI) (“II-VI”) and Finisar Corporation (NASDAQ: FNSR) (“Finisar”) jointly announced today that, in connection with II-VI’s anticipated and pending acquisitio
July 9, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 5, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission
July 8, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a19-1252218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 5, 2019 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction (Commissio
July 8, 2019	EX-99.1	II-VI Incorporated and Finisar Corporation Announce Deadline for Election of Form of Merger Consideration EX-99.1 2 a19-125221ex99d1.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE II-VI Incorporated and Finisar Corporation Announce Deadline for Election of Form of Merger Consideration PITTSBURGH and SUNNYVALE, Calif., July 5, 2019 (GLOBE NEWSWIRE) —II-VI Incorporated (NASDAQ: IIVI) (“II-VI”) and Finisar Corporation (NASDAQ: FNSR) (“Finisar”) jointly announced today that, in connection with II-VI’s ant
June 14, 2019	EX-21	Subsidiaries of the Registrant EX-21 2 fnsrex-21fy19.htm EXHIBIT 21 EXHIBIT 21 Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty. Ltd. Australia Finisar Brasil Suporte De Vendas LTDA Brasil Finisar Daejeon Co. Ltd. Korea Finisar Israel Ltd. Israel Finisar Japan Ltd. Japan Finisar Malaysia Sdn. Bhd. Malaysia Finisar Sales Inc. United States - Delaware Finisar Sales Hong Kong L
June 14, 2019	10-K	Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 28, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-27999 (Commission File No.) Finisar Corp
June 13, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 f8k061319.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 13, 2019 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorpora
June 13, 2019	EX-99.1	Finisar Announces Fiscal 2019 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Finisar Announces Fiscal 2019 Financial Results SUNNYVALE, Calif., June 13, 2019 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its fourth quarter and full fiscal year, ended April 28, 2019. Finisar will not hold an e
May 31, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 24, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission File Numb
May 31, 2019	EX-10.1	Amendment No. 1 to Credit Agreement, dated as of May 24, 2019, by and among II-VI Incorporated, Bank of America, N.A., as Administrative Agent, and the other lenders party thereto. EX-10.1 2 d755441dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 1 TO CREDIT AGREEMENT AMENDMENT No. 1 (this “Amendment”), dated as of May 24, 2019, to the Credit Agreement dated as of March 4, 2019 (the “Credit Agreement”) is by and among II-VI Incorporated (the “Borrower”), Bank of America, N.A., as Administrative Agent (the “Administrative Agent”), Swing Line Lender and an L/C I
May 31, 2019	SD	FNSR / Finisar Corporation SD - - SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 1389 Moffett Park Drive, Sunnyvale, CA 94089 (Address of principal executive of
May 24, 2019	11-K	FNSR / Finisar Corporation 11-K - - 11-K 11-K 1 a11-k2018.htm 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE AC
May 22, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 21, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission File Numb
May 22, 2019	EX-99.1	II-VI Incorporated Determines Effects of Recent U.S. Commerce Department Action; Q4FY19 Guidance Unchanged EX-99.1 2 d751962dex991.htm EX-99.1 Exhibit 99.1 II-VI Incorporated Determines Effects of Recent U.S. Commerce Department Action; Q4FY19 Guidance Unchanged PITTSBURGH, May 21, 2019 (GLOBE NEWSWIRE) – II-VI Incorporated (Nasdaq:IIVI), a global leader in engineered materials and optoelectronic components, today shared the results of its analysis of the U.S. Commerce Department’s recent amendment of
May 21, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION May 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and often
May 21, 2019	425	IIVI / II-VI Inc. 425 - Merger Prospectus - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 20, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission File
May 9, 2019	EX-99.1	UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN JOSE DIVISION Exhibit 99.1 ROBBINS ARROYO LLP BRIAN J. ROBBINS (190264) [email protected] KEVIN A. SEELY (199982) [email protected] ASHLEY R. RIFKIN (246602) [email protected] STEVEN M. MCKANY (SBN 271405) [email protected] 5040 Shoreham Place San Diego, CA 92122 Telephone: (619) 525-3990 Facsimile: (619) 525-3991 Attorneys for Plaintiff UNITED STATES DISTRICT COURT NORTHERN DIST
May 9, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a19-968418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 3, 2019 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorpor
May 1, 2019	425	IIVI / II-VI Inc. 425 Merger Prospectus 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 1, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission File N
May 1, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION May 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and often
March 26, 2019	EX-99.1	II-VI Incorporated and Finisar Shareholders Approve Proposals Related to Merger Agreement EX-99.1 Exhibit 99.1 II-VI Incorporated and Finisar Shareholders Approve Proposals Related to Merger Agreement PITTSBURGH & SUNNYVALE, Calif., March 26, 2019 (GLOBE NEWSWIRE) – Shareholders of II-VI Incorporated (Nasdaq: IIVI), a global leader in engineered materials and optoelectronic components, and Finisar Corporation (Nasdaq: FNSR), a global technology leader in optical communications solution
March 26, 2019	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commissio
March 26, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 26, 2019 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Num
March 11, 2019	EX-99.1	MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT EX-99.1 Exhibit 99.1 MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT March 11, 2019 Dear Shareholders of II-VI Incorporated and Stockholders of Finisar Corporation: On February 14, 2019, II-VI Incorporated and Finisar Corporation commenced the mailing of a definitive joint proxy statement/prospectus, dated February 7, 2019 (the “Joint Proxy Statement/Prospectus”) to shareholders of II-VI and stockho
March 11, 2019	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commissio
March 11, 2019	DEFA14A	FNSR / Finisar Corporation DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential,
March 11, 2019	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
March 7, 2019	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission
March 6, 2019	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 6, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commission
March 6, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION Optical Fiber Conference March 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and fina
March 1, 2019	S-8 POS	FNSR / Finisar Corporation S-8 POS S-8 POS 1 s-8pos2019.htm S-8 POS As filed with the Securities and Exchange Commission on March 1, 2019 Registration No. 333-153602 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT No. 2 to FORM S-8 Registration Statement No. 333-153602 UNDER THE SECURITIES ACT OF 1933 FINISAR CORPORATION (Exact name of registrant as specified in its charter) Delaware
February 28, 2019	EX-99.1	Finisar Announces Third Quarter of Fiscal 2019 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No. 000-27999 EXHIBIT 99.1 Finisar Announces Third Quarter of Fiscal 2019 Financial Results SUNNYVALE, Calif., Feb. 28, 2019 (GLOBE NEWSWIRE) - Fi
February 28, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 28, 2019 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Nu
February 28, 2019	425	FNSR / Finisar Corporation FORM 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 28, 2019 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Nu
February 28, 2019	EX-99.1	Finisar Announces Third Quarter of Fiscal 2019 Financial Results Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
February 28, 2019	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended January 27, 2019 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
February 13, 2019	SC 13G	FNSR / Finisar Corporation / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finisar Corp (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
February 12, 2019	SC 13G/A	FNSR / Finisar Corporation / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finisar Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
February 11, 2019	SC 13G/A	FNSR / Finisar Corporation / VANGUARD GROUP INC Passive Investment finisarcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Finisar Corp Title of Class of Securities: Common Stock CUSIP Number: 31787A507 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designat
February 8, 2019	DEFM14A	FNSR / Finisar Corporation DEFM14A DEFM14A 1 d647968ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box:
February 8, 2019	SC 13G	FNSR / Finisar Corporation / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment SC 13G 1 dfs695.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FINISAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
February 6, 2019	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
February 4, 2019	SC 13D/A	FNSR / Finisar Corporation / Magnetar Financial LLC - SC 13D/A Activist Investment SC 13D/A 1 a19-39081sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FINISAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (8
February 1, 2019	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION February 2019 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and o
February 1, 2019	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 1, 2019 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commiss
January 11, 2019	SC 13D/A	FNSR / Finisar Corporation / Magnetar Financial LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FINISAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Address and Telephon
January 2, 2019	SC 13D/A	FNSR / Finisar Corporation / Magnetar Financial LLC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FINISAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Address and Telephon
December 28, 2018	PREM14A	FNSR / Finisar Corporation PREM14A PREM14A 1 d652558dprem14a.htm PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Co
December 27, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) 425 1 d630161d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 27, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of I
December 27, 2018	EX-99.1	PART I EX-99.1 Exhibit 99.1 PART I Item 1. BUSINESS Definitions II-VI Incorporated (“II-VI,” the “Company,” “we,” “us,” or “our”) was incorporated in Pennsylvania in 1971. Our headquarters are located at 375 Saxonburg Boulevard, Saxonburg, Pennsylvania 16056. Our telephone number is 724-352-4455. Reference to “II-VI,” the “Company,” “we,” “us,” or “our” in this Exhibit 99.1 to our Current Report on Form
December 20, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 a18-418361ex99d1.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Finisar Corporation and further agree that this Joi
December 20, 2018	SC 13D	FNSR / Finisar Corporation / Magnetar Financial LLC - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FINISAR CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number of Class Of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Address and Telephone
December 17, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File
December 17, 2018	425	FNSR / Finisar Corporation 8-K (Prospectus) 425 1 a8-k12x17x2018.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 17, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Inc
December 3, 2018	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION December 2018 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and o
December 3, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 3, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commiss
December 3, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 a18-3992288k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorp
December 3, 2018	EX-99.1	FINANCIAL HIGHLIGHTS — Second Quarter Ended October 28, 2018 Exhibit 99.1 Finisar Announces Second Quarter of Fiscal 2019 Financial Results SUNNYVALE, Calif., Dec. 03, 2018 (GLOBE NEWSWIRE) — Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal 2019, ended October 28, 2018. Finisar will not hold an earnings call, nor pro
December 3, 2018	EX-99.1	FINANCIAL HIGHLIGHTS — Second Quarter Ended October 28, 2018 Exhibit 99.1 Finisar Announces Second Quarter of Fiscal 2019 Financial Results SUNNYVALE, Calif., Dec. 03, 2018 (GLOBE NEWSWIRE) — Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal 2019, ended October 28, 2018. Finisar will not hold an earnings call, nor pro
December 3, 2018	425	FNSR / Finisar Corporation 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File N
December 3, 2018	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended October 28, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
November 30, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) 425 1 a18-399227425.htm 425 Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No. 000-27999 Employee FAQ What was announced? · On November 9th, Finisar and II-VI announced that they entered into a merger agreement pursuant to which
November 19, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 19, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 13, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 13, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 13, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commis
November 13, 2018	EX-99.1	This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often a EX-99.1 IIVI INVESTOR PRESENTATION November 2018 Exhibit 99.1 This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements often address expected future business and financial performance and financial condition, and o
November 13, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 13, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 13, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	FNSR / Finisar Corporation 425 (Prospectus) Filed by Finisar Corporation Pursuant to Rule 425 Under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 II-VI Incorporated 375 Saxonburg Boulevard Saxonburg, PA 16056 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. 425 (Prospectus) 425 Filed by II-VI Incorporated Pursuant to Rule 425 under the Securities Act of 1933 And deemed filed pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Subject Company: Finisar Corporation Commission File No.
November 9, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commiss
November 9, 2018	EX-99.1	Safe Harbor Statement This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-look EX-99.1 Exhibit 99.1 II-VI to Acquire Finisar Creates a Global Leader in Photonics and Compound Semiconductors November 9, 2018Exhibit 99.1 II-VI to Acquire Finisar Creates a Global Leader in Photonics and Compound Semiconductors November 9, 2018 Safe Harbor Statement This communication contains “forward-looking statements” within the meaning of the federal securities laws, including Section 27A o
November 9, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 8, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commiss
November 9, 2018	EX-2.1	November 8, 2018 Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among II-VI INCORPORATED, MUTATION MERGER SUB INC., AND FINISAR CORPORATION Dated as of November 8, 2018 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of Incorporation and By-laws of the Surviving C
November 9, 2018	EX-3.1	Amendment to the Amended and Restated Bylaws of Finisar Corporation. (2) EX-3.1 3 a18-399221ex3d1.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED BYLAWS OF FINISAR CORPORATION, a Delaware corporation November 8, 2018 The undersigned, the duly appointed Secretary of the Corporation, hereby certifies that: 1. The undersigned is the duly elected Secretary of FINISAR CORPORATION, a Delaware corporation (the “Corporation”). 2. Pursuant to a resol
November 9, 2018	EX-99.1	II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors EX-99.1 4 a18-399221ex99d1.htm EX-99.1 Exhibit 99.1 II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors · Strategic combination expected to drive significant value creation through increased scale, broadened technological base, complementary product roadmaps, and leadership positions in fast-growing ma
November 9, 2018	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 a18-3992218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorp
November 9, 2018	EX-2.1	Agreement and Plan of Merger, dated as of November 8, 2018, among Finisar Corporation, II-VI Incorporated and Mutation Merger Sub Inc. Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER by and among II-VI INCORPORATED, MUTATION MERGER SUB INC., AND FINISAR CORPORATION Dated as of November 8, 2018 TABLE OF CONTENTS ARTICLE I THE MERGER 2 Section 1.01 The Merger 2 Section 1.02 Closing 2 Section 1.03 Effective Time 2 Section 1.04 Effects of the Merger 2 Section 1.05 Certificate of Incorporation and By-laws of the Surviving C
November 9, 2018	EX-3.1	Amendment to the Amended and Restated Bylaws of Finisar Corporation. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED BYLAWS OF FINISAR CORPORATION, a Delaware corporation November 8, 2018 The undersigned, the duly appointed Secretary of the Corporation, hereby certifies that: 1. The undersigned is the duly elected Secretary of FINISAR CORPORATION, a Delaware corporation (the “Corporation”). 2. Pursuant to a resolution duly adopted by the Board of D
November 9, 2018	EX-99.1	II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors Exhibit 99.1 II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors · Strategic combination expected to drive significant value creation through increased scale, broadened technological base, complementary product roadmaps, and leadership positions in fast-growing markets · $150 million of expected run-ra
November 9, 2018	425	FNSR / Finisar Corporation 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 8, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File N
November 9, 2018	425	IIVI / II-VI Inc. FORM 8-K (Prospectus) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2018 II-VI Incorporated (Exact Name of Registrant as Specified in Charter) PENNSYLVANIA 0-16195 25-1214948 (State or Other Jurisdiction of Incorporation) (Commiss
November 9, 2018	EX-99.1	II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors EX-99.1 Exhibit 99.1 II-VI Incorporated to Acquire Finisar, Creating Transformative Strategic Combination with Leading Positions in Photonics and Compound Semiconductors • Strategic combination expected to drive significant value creation through increased scale, broadened technological base, complementary product roadmaps, and leadership positions in fast-growing markets • $150 million of expecte
October 10, 2018	SC 13G/A	FNSR / Finisar Corporation / VANGUARD GROUP INC Passive Investment finisarcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6 )* Name of issuer: Finisar Corp Title of Class of Securities: Common Stock CUSIP Number: 31787A507 Date of Event Which Requires Filing of this Statement: September 28, 2018 Check the appropriate box to designa
September 8, 2018	8-K	FNSR / Finisar Corporation 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 4, 2018 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File
September 6, 2018	EX-99.1	Finisar Announces First Quarter of Fiscal 2019 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Finisar Announces First Quarter of Fiscal 2019 Financial Results SUNNYVALE, Calif., Sept. 06, 2018 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal 2019, ended July 29, 2018. COMMENTARY “Reve
September 6, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k090618.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 6, 2018 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incor
September 6, 2018	EX-10.4	Form of Officer Performance Restricted Stock Unit Issuance Agreement (2018) Exhibit 10.4 FINISAR CORPORATION OFFICER PERFORMANCE RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of attracting and retaining the services of selected employees who provide services to a Participating Company. B. The Participant is to render valuable services to a Participating Company and the Board has approved the award of performance restri
September 6, 2018	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 29, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000
September 6, 2018	EX-10.3	Form of Restricted Stock Unit Issuance Agreement - Officers (2018) Exhibit 10.3 Officer FINISAR CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of attracting and retaining the services of selected employees who provide services to a Participating Company. B. The Participant is to render valuable services to a Participating Company and the Board has approved the award of restricted stock units to the
September 6, 2018	EX-10.1	First Amendment to Lease Agreement b and between Finistar (CA-TX) Limited Partnership and Finisar Corporation, dated July 30, 2018 (58) Exhibit 10.1 FIRST AMENDMENT TO LEASE AGREEMENT THIS FIRST AMENDMENT to Lease Agreement (this "First Amendment") is made and entered into as of July 30, 2018, by and between FINISTAR (CA-TX) LIMITED PARTNERSHIP, a Delaware limited partnership ("Landlord"), and FINISAR CORPORATION, a Delaware corporation ("Tenant"). W I T N E S S E T H : WHEREAS, Landlord and Tenant are parties to that certain Leas
September 6, 2018	EX-10.2	Finisar Executive Retention and Severance Plan, as amended and restated effective July 15, 2018 Exhibit 10.2 FINISAR CORPORATION EXECUTIVE RETENTION AND SEVERANCE PLAN AS AMENDED AND RESTATED EFFECTIVE JULY 15, 2018 1. ESTABLISHMENT AND PURPOSE 1.1 ESTABLISHMENT. The Finisar Corporation Executive Retention and Severance Plan (the “PLAN”) was established by the Compensation Committee of the Board of Directors of Finisar Corporation, effective February 25, 2003 (the “EFFECTIVE DATE”). Most rec
July 26, 2018	DEFA14A	FNSR / Finisar Corporation DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
July 26, 2018	DEF 14A	FNSR / Finisar Corporation DEF 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permi
July 16, 2018	CORRESP	FNSR / Finisar Corporation CORRESP Finisar Corporation 1389 Moffett Park Drive, Sunnyvale, California 94089 VIA EDGAR July 16, 2018 Ms.
June 25, 2018	11-K	FNSR / Finisar Corporation 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED].
June 19, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 a8-k6x19x2018.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): June 13, 2018 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of inco
June 15, 2018	10-K	FNSR / Finisar Corporation 10-K (Annual Report) 10-K 1 fnsr10kfy18.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 29, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-27999 (Commi
June 15, 2018	EX-21	Subsidiaries of the Registrant EXHIBIT 21 Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty.
June 14, 2018	EX-99.1	Finisar Announces Fiscal 2018 Financial Results EXHIBIT 99.1 Finisar Announces Fiscal 2018 Financial Results SUNNYVALE, Calif., June 14, 2018 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ:FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its fourth fiscal quarter and full fiscal year, ended April 29, 2018. COMMENTARY “While fiscal fourth quarter revenues were i
June 14, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 14, 2018 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 31, 2018	SD	FNSR / Finisar Corporation SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 1389 Moffett Park Drive, Sunnyvale, CA 94089 (Address of principal executive of
April 9, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 a18-982618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): April 3, 2018 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorp
March 8, 2018	EX-99.1	Finisar Announces Third Quarter Fiscal 2018 Financial Results EXHIBIT 99.1 Finisar Announces Third Quarter Fiscal 2018 Financial Results SUNNYVALE, Calif., March 08, 2018 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ:FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its third fiscal quarter, ended January 28, 2018. COMMENTARY “We experienced strong demand and record revenues
March 8, 2018	8-K	Financial Statements and Exhibits 8-K 1 f8k030818.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 8, 2018 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorpora
March 8, 2018	EX-10.1	Employment Offer Letter, dated January 11, 2018, by and between Finisar Corporation and Michael E. Hurlston Exhibit 10.1 Finisar Corporation January 11, 2018 Michael Hurlston 14527 Singing Hill Lane Saratoga, CA 95070 Dear Michael: I am pleased to offer you a position with Finisar Corporation (the “Company”) as its Chief Executive Officer reporting directly to the Company’s Board of Directors (the “Board”) commencing on January 11, 2018 (the “Hire Date”). Unless otherwise defined in this letter, capital
March 8, 2018	EX-10.2	Separation and General Release Agreement, dated January 23, 2018, by and between Finisar Corporation and Jerry S. Rawls EX-10.2 3 fnsrex-102q3fy18.htm EXHIBIT 10.2 Exhibit 10.2 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is made by and between Jerry S. Rawls (“Rawls”) and Finisar Corporation, including its predecessors, successors, affiliates, parents, subsidiaries, and related entities (“Finisar”) (collectively, with Rawls, the “Parties”). WHEREAS, Rawl
March 8, 2018	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) 10-Q 1 fnsr10qq3fy18.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended January 28, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f
February 9, 2018	SC 13G/A	FNSR / Finisar Corporation / VANGUARD GROUP INC Passive Investment finisarcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5 )* Name of issuer: Finisar Corp Title of Class of Securities: Common Stock CUSIP Number: 31787A507 Date of Event Which Requires Filing of this Statement: December 31, 2017 Check the appropriate box to designat
February 8, 2018	SC 13G	FNSR / Finisar Corporation / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finisar Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sche
January 30, 2018	CORRESP	FNSR / Finisar Corporation CORRESP Finisar Corporation 1389 Moffett Park Drive, Sunnyvale, California 94089 January 30, 2018 Ms.
January 18, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): January 11, 2018 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Comm
January 17, 2018	EX-24	EX-24 michaelhurlstonpoa
December 13, 2017	8-K	Other Events 8-K 1 a17-2841518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 13, 2017 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incor
December 7, 2017	EX-99.1	Finisar Announces Second Quarter Fiscal 2018 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Finisar Announces Second Quarter Fiscal 2018 Financial Results SUNNYVALE, Calif., Dec. 07, 2017 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ:FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second fiscal quarter, ended October 29, 2017. COMMENTARY “We experienc
December 7, 2017	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 7, 2017 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Num
December 7, 2017	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended October 29, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
October 17, 2017	8-K/A	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2017 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission Fil
September 8, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2017 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commiss
September 8, 2017	8-K	Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 5, 2017 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commiss
September 7, 2017	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 7, 2017 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Nu
September 7, 2017	EX-99.1	Finisar Announces First Quarter Fiscal 2018 Financial Results EdgarFiling
September 7, 2017	10-Q	FNSR / Finisar Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000
August 18, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): August 15, 2017 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commi
July 26, 2017	DEFA14A	Finisar DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
July 26, 2017	DEF 14A	Finisar DEFINITIVE PROXY STATEMENT DEF 14A 1 fnsr-def14a090517.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, fo
June 23, 2017	11-K	Finisar 11-K Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ? ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED].
June 16, 2017	EX-21	Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty. Ltd. Australia Finisar Brasil Suporte De Vendas LTDA Brasil Finisar Daejeon Co. Ltd. Korea Finisar Israel Ltd. Israel Finisar Japan Ltd. Japan Fin EXHIBIT 21 Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty.
June 16, 2017	EX-10.41	Finisar Corporation Director Compensation Policy (53) EX-10.41 3 fnsr1041-43017.htm EXHIBIT 10.41 Exhibit 10.41 FINISAR CORPORATION DIRECTOR COMPENSATION POLICY Effective September 6, 2016 Directors of Finisar Corporation, a Delaware corporation (the “Company”), who are not employed by the Company or one of its subsidiaries (“non-employee directors”) are entitled to the compensation set forth below for their service as a member of the Board of Direct
June 16, 2017	EX-10.40	Summary of the principal terms of the contract for state-owned construction land use right assignment - Wuxi, China (52) EX-10.40 2 fnsr1040-43017.htm EXHIBIT 10.40 Exhibit 10.40 Summary of the principal terms of the contract for state-owned construction land use right assignment between Wuxi Bureau of Land and Resource and Finisar Optical Communications Technology (Wuxi) Co., Ltd. (Original document in Chinese) Beginning on March 4, 2017, Finisar Optical Communications Technology (Wuxi) Co., Ltd., as Assignee, ente
June 16, 2017	10-K	FNSR / Finisar Corporation 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-27999 (Commission File No.) Finisar Corp
June 15, 2017	EX-99.1	Finisar Announces All-time Record Fiscal 2017 Revenues EdgarFiling EXHIBIT 99.1 Finisar Announces All-time Record Fiscal 2017 Revenues SUNNYVALE, Calif., June 15, 2017 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ:FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its fourth quarter and full fiscal year, ended April 30, 2017. COMMENTARY ?Revenues for fiscal 2017, were
June 15, 2017	8-K	Finisar FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 15, 2017 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Number
May 30, 2017	SD	Finisar SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 1389 Moffett Park Drive, Sunnyvale, CA 94089 (Address of principal executive of
March 28, 2017	8-K	Finisar 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 24, 2017 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commis
March 28, 2017	EX-24	EX-24 helenesimonetpoa
March 9, 2017	10-Q	Finisar 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended January 29, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
March 9, 2017	EX-99.1	Finisar Announces Record Third Fiscal Quarter Revenues EdgarFiling Exhibit 99.1 Finisar Announces Record Third Fiscal Quarter Revenues SUNNYVALE, Calif., March 09, 2017 (GLOBE NEWSWIRE) - Finisar Corporation (NASDAQ:FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its third quarter of fiscal year 2017, ended January 29, 2017. COMMENTARY ?I am pleased to announce that
March 9, 2017	8-K	Finisar FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 9, 2017 Finisar Corpation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File Number
February 10, 2017	SC 13G/A	Finisar 3G/A (Passive Acquisition of More Than 5% of Shares) SC 13G/A 1 finisarcorp.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4 )* Name of issuer: Finisar Corp Title of Class of Securities: Common Stock CUSIP Number: 31787A507 Date of Event Which Requires Filing of this Statement: December 31, 2016 Check the appropriate box to designate the rule pursuant to which this
February 10, 2017	SC 13G/A	Finisar SEC SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finisar Corp (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule
December 21, 2016	8-K	Finisar 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): December 21, 2016 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission F
December 21, 2016	EX-4.1	Indenture, dated as of December 21, 2016, by and between Finisar Corporation and Wells Fargo Bank, National Association, as trustee (incorporated by reference to Exhibit 4.1 to the Current Report on Form 8-K filed by Finisar Corporation (File No. 000-27999) on December 21, 2016). Exhibit 4.1 EXECUTION VERSION FINISAR CORPORATION and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of December 21, 2016 0.50% Convertible Senior Notes due 2036 TABLE OF CONTENTS ARTICLE 1 Definitions 1 Section 1.01 Definitions 1 ARTICLE 2 Issue, Description, Execution, Registration and Exchange of Securities 10 Section 2.01 Designation Amount and Issue of Securities 10 Sec
December 16, 2016	8-K	Finisar 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): December 15, 2016 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission F
December 16, 2016	EX-99.1	Finisar Corporation Announces Proposed $450,000,000 Offering of Convertible Senior Notes Due 2036 Exhibit 99.1 Finisar Corporation Announces Proposed $450,000,000 Offering of Convertible Senior Notes Due 2036 Sunnyvale, CA December 15, 2016 Finisar Corporation (NASDAQ: FNSR) (Finisar) today announced its intention to offer, subject to market conditions and other factors, $450,000,000 aggregate principal amount of convertible senior notes due 2036 (the Notes) in a private placement. Fin
December 16, 2016	EX-99.2	Finisar Corporation Announces Pricing of Upsized Offering of $500,000,000 of Convertible Senior Notes Due 2036 EX-99.2 3 a16-229502ex99d2.htm EX-99.2 Exhibit 99.2 Finisar Corporation Announces Pricing of Upsized Offering of $500,000,000 of Convertible Senior Notes Due 2036 Sunnyvale, CA — December 16, 2016 — Finisar Corporation (NASDAQ: FNSR) (“Finisar”) today announced the pricing of its previously announced offering of $500,000,000 aggregate principal amount of its 0.50% Convertible Senior Notes due 2036
December 8, 2016	10-Q	Finisar 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended October 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
December 8, 2016	8-K	Finisar FINISAR CORPORATION 8-K (Current Report/Significant Event) Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 8, 2016 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission
December 8, 2016	EX-99	SUNNYVALE, CA -- (Marketwired - December 08, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal year Finisar Announces Record Second Fiscal Quarter Revenues and Profits SUNNYVALE, CA - (Marketwired - December 08, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal year 2017, ended October 30, 2016.
October 12, 2016	S-3ASR	October 12, 2016 S-3ASR 1 s-3asr2016.htm S-3ASR As filed with the Securities and Exchange Commission on October 12, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form S‑3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FINISAR CORPORATION (Exact name of registrant as specified in its charter) Delaware 77-0398779 (State or other jurisdiction of incorporatio
October 12, 2016	EX-4.8	FINISAR CORPORATION Dated as of , 20 [ ] Subordinated Debt Securities TABLE OF CONTENTS EX-4.8 3 exhibit48s-32016.htm EXHIBIT 4.8 EXHIBIT 4.8 FINISAR CORPORATION INDENTURE Dated as of , 20 [ ] Trustee Subordinated Debt Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE S
October 12, 2016	EX-4.7	FINISAR CORPORATION Dated as of , 20 [ ] Senior Debt Securities TABLE OF CONTENTS EX-4.7 2 exhibit47s-32016.htm EXHIBIT 4.7 EXHIBIT 4.7 FINISAR CORPORATION INDENTURE Dated as of , 20 [ ] Trustee Senior Debt Securities TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1. Definitions 1 Section 1.2. Other Definitions 4 Section 1.3. Incorporation by Reference of Trust Indenture Act 4 Section 1.4. Rules of Construction 5 ARTICLE II. THE SECURIT
October 12, 2016	EX-12.1	FINISAR CORPORATION STATEMENT OF COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES Exhibit 12.1 FINISAR CORPORATION STATEMENT OF COMPUTATION OF RATIOS OF EARNINGS TO FIXED CHARGES Three months ended Fiscal year ended July 31, 2016 May 1, 2016 May 3, 2015 April 27, 2014 April 28, 2013 April 30, 2012 (In thousands, except ratios) Earnings Income (loss) from continuing operations before taxes and non-controlling interest $ 25,992 $ 34,832 $ 20,682 $ 114,421 $ (7,838 ) $ 45,019 Add:
September 9, 2016	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 a8-kfiled9x9x2016.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): September 3, 2013 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction
September 8, 2016	S-8 POS	September 9, 2016 Document As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	September 9, 2016 Document As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS S-8 POS 1 s-8pos2016.htm S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. 333-32698 Registration No. 333-51920 Registration No. 333-65330 Registration No. 333-89520 Registration No. 333-107884 Registration No. 333-111046 Registration No. 333-117479 Registration No. 333-125147 Registration No. 333-136933 Registration No. 333-153602 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS Document As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS S-8 POS 1 s-8pos2016.htm S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. 333-32698 Registration No. 333-51920 Registration No. 333-65330 Registration No. 333-89520 Registration No. 333-107884 Registration No. 333-111046 Registration No. 333-117479 Registration No. 333-125147 Registration No. 333-136933 Registration No. 333-153602 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS S-8 POS 1 s-8pos2016.htm S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. 333-32698 Registration No. 333-51920 Registration No. 333-65330 Registration No. 333-89520 Registration No. 333-107884 Registration No. 333-111046 Registration No. 333-117479 Registration No. 333-125147 Registration No. 333-136933 Registration No. 333-153602 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS Document As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS Document As filed with the Securities and Exchange Commission on September 8, 2016 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS S-8 POS 1 s-8pos2016.htm S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. 333-32698 Registration No. 333-51920 Registration No. 333-65330 Registration No. 333-89520 Registration No. 333-107884 Registration No. 333-111046 Registration No. 333-117479 Registration No. 333-125147 Registration No. 333-136933 Registration No. 333-153602 Registration No.
September 8, 2016	S-8 POS	Finisar S-8 POS S-8 POS 1 s-8pos2016.htm S-8 POS As filed with the Securities and Exchange Commission on September 8, 2016 Registration No. 333-32698 Registration No. 333-51920 Registration No. 333-65330 Registration No. 333-89520 Registration No. 333-107884 Registration No. 333-111046 Registration No. 333-117479 Registration No. 333-125147 Registration No. 333-136933 Registration No. 333-153602 Registration No.
September 8, 2016	EX-10.1	Form of Restricted Stock Unit Issuance Agreement - Officers (incorporated by reference to Exhibit 10.1 to the Quarterly Report on Form 10-Q filed by Finisar Corporation (File No. 000-27999) on September 8, 2016). EX-10.1 2 fnsr101073116.htm EXHIBIT 10.1 EXHIBIT 10.1 Officer FINISAR CORPORATION RESTRICTED STOCK UNIT ISSUANCE AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of attracting and retaining the services of selected employees who provide services to a Participating Company. B. The Participant is to render valuable services to a Participating Company and the Board has approved th
September 8, 2016	10-Q	Finisar 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended July 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000
September 8, 2016	EX-99	SUNNYVALE, CA -- (Marketwired - September 08, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal year Finisar Announces Record First Fiscal Quarter Revenues SUNNYVALE, CA - (Marketwired - September 08, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal year 2017, ended July 31, 2016.
September 8, 2016	8-K	Finisar FINISAR CORPORATION 8-K (Current Report/Significant Event) Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 8, 2016 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commissio
July 28, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): July 26, 2016 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File
July 27, 2016	DEFA14A	Finisar DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of
July 27, 2016	DEF 14A	Finisar DEFINITVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)
June 24, 2016	11-K	Finisar 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One): ý ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED].
June 17, 2016	10-K	Finisar 10-K (Annual Report) Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
June 17, 2016	EX-21	Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty. Ltd. Australia Finisar Brasil Suporte De Vendas LTDA Brasil Finisar Daejeon Co. Ltd. Korea Finisar Israel Ltd. Israel Finisar Japan Ltd. Japan Fin EXHIBIT 21 Subsidiaries of the Registrant* Name Country/State of Incorporation/Organization Finisar Australia Pty.
June 16, 2016	8-K	Finisar FINISAR CORPORATION 8-K (Current Report/Significant Event) Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 16, 2016 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission Fi
June 16, 2016	EX-99	SUNNYVALE, CA -- (Marketwired - June 16, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its fourth quarter and full fiscal yea Finisar Announces Fourth Fiscal Quarter and Full Year 2016 Financial Results SUNNYVALE, CA - (Marketwired - June 16, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its fourth quarter and full fiscal year 2016, ended May 1, 2016.
May 31, 2016	SD	Finisar FORM SD 2015 CONFLICT MINERAL Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 1389 Moffett Park Drive, Sunnyvale, CA 94089 (Address of principal exe
March 10, 2016	10-Q	Finisar 10-Q (Quarterly Report) 10-Q 1 fnsr01311610q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended January 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f
March 10, 2016	EX-10.1	Tenth Amendment to the Lease agreement by and between Registrant (as successor in interest to GenOA Corporation) and PSB Northern California Industrial Portfolio, Inc. (as successor in interest to RREEF America REIT II Corp. DDD, successor in interest to Speiker Properties, L.P.) dated January 10, 2000 (48) Exhibit TENTH AMENDMENT THIS TENTH AMENDMENT (the " Amendment ") is made and entered into as of the 18 th day of December, 2015, by and between PSB NORTHERN CALIFORNIA INDUSTRIAL PORTFOLIO LLC, a Delaware limited liability company (" Landlord ?), and FINISAR CORPORATION, a Delaware corporation (" Tenant ").
March 10, 2016	8-K	Finisar FINISAR CORPORATION 8-K (Current Report/Significant Event) Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 10, 2016 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission F
March 10, 2016	EX-99	SUNNYVALE, CA -- (Marketwired - March 10, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its third quarter of fiscal 2016, end Finisar Announces Third Fiscal Quarter 2016 Financial Results SUNNYVALE, CA - (Marketwired - March 10, 2016) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its third quarter of fiscal 2016, ended January 31, 2016.
February 16, 2016	SC 13G	FNSR / Finisar Corporation / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finisar Corp (Name of Issuer) Common Stock (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
February 12, 2016	SC 13G	Finisar FNSR AS OF 12/31/2015 (Passive Acquisition of More Than 5% of Shares) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) FINISAR CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 31787A507 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i
February 10, 2016	SC 13G/A	Finisar 3G/A (Passive Acquisition of More Than 5% of Shares) finisarcorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3 )* Name of issuer: Finisar Corp Title of Class of Securities: Common Stock CUSIP Number: 31787A507 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designat
January 22, 2016	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 8, 2015 Finisar Corporation (Exact Name of Registrant as Specified in Charter) Delaware 000-27999 94-3038428 (State or Other Jurisdiction of Incorporation) (Commission File
January 8, 2016	CORRESP	Finisar ESP CORRESP Finisar Corporation 1389 Moffett Park Drive, Sunnyvale, California 94089 January 8, 2016 Mr.
December 17, 2015	EX-24	EX-24 julieengpoa
December 17, 2015	EX-24	EX-24 michaeldreyerpoa
December 14, 2015	8-K	Finisar 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): December 8, 2015 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commissio
December 10, 2015	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 10, 2015 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commission File Nu
December 10, 2015	EX-10.1	Separation and General Release Agreement, dated September 3, 2015, by and between Finisar Corporation and Eitan Gertel (51) Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement”) is made by and between Eitan Gertel (“Gertel”) and Finisar Corporation, including its predecessors, successors, affiliates, parents, subsidiaries, and related entities (“Finisar”) (collectively, with Gertel, the “Parties”). WHEREAS, Finisar currently employs Gertel pursuant to an
December 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended November 1, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number
December 10, 2015	EX-99	SUNNYVALE, CA -- (Marketwired - December 10, 2015) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal 2016, Finisar Announces Second Fiscal Quarter 2016 Financial Results SUNNYVALE, CA - (Marketwired - December 10, 2015) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its second quarter of fiscal 2016, ended November 1, 2015.
September 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended August 2, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00
September 10, 2015	8-K	Finisar FINISAR CORPORATION 8-K (Current Report/Significant Event) Edgar-8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 10, 2015 (Date of earliest event reported) Finisar Corporation (Exact name of registrant as specified in its charter) DE 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commissi
September 10, 2015	EX-99	SUNNYVALE, CA -- (Marketwired - September 10, 2015) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal 2016, Finisar Announces First Fiscal Quarter 2016 Financial Results SUNNYVALE, CA - (Marketwired - September 10, 2015) - Finisar Corporation (NASDAQ: FNSR), a global technology leader for subsystems and components for fiber optic communications, today announced financial results for its first quarter of fiscal 2016, ended August 2, 2015.
September 10, 2015	8-K	Finisar 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 3, 2015 Finisar Corporation (Exact name of registrant as specified in its charter) Delaware 000-27999 94-3038428 (State or other jurisdiction of incorporation) (Commissi

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