FORG / ForgeRock Inc - Class A - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-40787 ForgeRock, Inc. (Exact name of registrant as specified in its char

JOINT FILING AGREEMENT

EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13D with respect to the Shares of ForgeRock, Inc. dated as of August 25, 2023 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the previsions of Rule13d-1(k) under the Securi

FORG / ForgeRock Inc - Class A / Magnetar Financial LLC - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Common Stock Class A, par value $.001 (Title of Class of Securities) 34631B101 (CUSIP Number of Class of Securities) David J. Snyderman Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Na

LIMITED POWER OF ATTORNEY

EX-99.2 3 tm2324841d1ex99-2.htm EXHIBIT 99.2 EXHIBIT 99.2 LIMITED POWER OF ATTORNEY Know all by these present, that I, David J. Snyderman, hereby make, constitute and appoint each of Michael Turro, Karl Wachter and Hayley Stein, or any of them acting individually, and with full power of substitution, as my true and lawful attorney-in-fact for the purpose of executing in my name, (a) in my personal

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 FORGEROCK, INC. (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 FORGEROCK, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Number

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FORGEROCK, INC. ARTICLE ONE

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORGEROCK, INC. ARTICLE ONE The name of the corporation is ForgeRock, Inc. (the "Corporation"). ARTICLE TWO The address of the Corporation's registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, 19801. The name of its registered agent at such address is The Corporation Trus

As filed with the Securities and Exchange Commission on August 23, 2023

As filed with the Securities and Exchange Commission on August 23, 2023 Registration No.

As filed with the Securities and Exchange Commission on August 23, 2023

As filed with the Securities and Exchange Commission on August 23, 2023 Registration No.

As filed with the Securities and Exchange Commission on August 23, 2023

As filed with the Securities and Exchange Commission on August 23, 2023 Registration No.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 05, 2023, pursuant to the provisions of Rule 12d2-2 (a).

Thoma Bravo Completes Acquisition of ForgeRock; Combines ForgeRock into Ping Identity

Exhibit 99.1 Thoma Bravo Completes Acquisition of ForgeRock; Combines ForgeRock into Ping Identity CHICAGO, SAN FRANCISCO, MIAMI, and DENVER — Thoma Bravo and ForgeRock today announced the completion of Thoma Bravo’s acquisition of ForgeRock in an all-cash transaction valued at approximately $2.3 billion. The acquisition agreement was previously announced on October 11, 2022, and approved by Forge

AMENDED AND RESTATED FORGEROCK, INC. A Delaware corporation ARTICLE I

EX-3.2 3 brhc20057813ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF FORGEROCK, INC. A Delaware corporation ARTICLE I OFFICES Section 1 Registered Office. The registered office of the corporation in the State of Delaware shall be located at 1209 Orange Street, city of Wilmington, Delaware, 19801, County of New Castle. The name of the corporation's registered agent at such address

As filed with the Securities and Exchange Commission on August 23, 2023

As filed with the Securities and Exchange Commission on August 23, 2023 Registration No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Second Quarter 2023 Financial Results •ARR was $251.3 million for Q2 2023, with growth accelerating to 25% year-over-year •Total revenue was $58.3 million for Q2 2023, growing 22% year-over-year •Subscription SaaS, support & maintenance revenue was $38.1 million for Q2 2023, growing 29% year-over-year SAN FRANCISCO – August 7, 2023 – ForgeRock, Inc. (NYSE: FORG), a global leade

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Num

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 ForgeRock, Inc. (Exa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts) Three months ended March 31, 2023 2022 Revenue: Subscription term licenses $ 25,557 $ 19,659 Subscription SaaS, support & maintenance 34,101 26,185 Perpetual lic

ForgeRock Announces First Quarter 2023 Financial Results •ARR was $238 million for Q1 2023, growing 23% year-over-year •Total revenue was $63.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 ForgeRock, Inc. (Exac

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Number

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

FORG / ForgeRock Inc - Class A / Magnetar Financial LLC - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Common Stock Class A, par value $.001 (Title of Class of Securities) 34631B101 (CUSIP Number of Class of Securities) David J. Snyderman Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Nam

Confirmatory Employment Letter between the registrant and Samuel Fleischmann, dated as of October 4, 2021.

Exhibit 10.12 October 4, 2021 Sam Fleischmann via ForgeRock, Inc. Dear Sam, This letter agreement (the “Agreement”) is entered into between Sam Fleischmann (“you”) and ForgeRock, Inc. (“ForgeRock” or “we”), effective as of the date signed below (the “Effective Date”), to confirm the terms and conditions of your employment with the Company. 1.Title/Position. You will continue to serve as ForgeRock’

As filed with the Securities and Exchange Commission on March 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT The Securities Act of 1933 FORGEROCK, INC. (Exact name of Registrant as spec

As filed with the Securities and Exchange Commission on March 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) ForgeRock, Inc. (Exact name of registrant as specified in its charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.001

List of subsidiaries of the registrant

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Jurisdiction of Incorporation ForgeRock AS Norway ForgeRock AUS PTY. LTD. Australia ForgeRock Canada Inc. Canada ForgeRock Deutschland GmbH Germany ForgeRock France SAS France ForgeRock Limited United Kingdom ForgeRock NZ Limited New Zealand ForgeRock SGP, Pte. Ltd. Singapore ForgeRock US, Inc. Delaware

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 001-40787

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Strong Fourth Quarter and Full Year 2022 Financial Results •ARR was $229.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 ForgeRock, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File

FORG / ForgeRock Inc - Class A / LIGHT STREET CAPITAL MANAGEMENT, LLC - SC 13G/A Passive Investment

SC 13G/A 1 brhc10047945sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the

FORG / ForgeRock Inc - Class A / BAMCO INC /NY/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

FORG / ForgeRock Inc - Class A / Meritech Capital Partners IV L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm235507d1sc13g.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1) * ForgeRock, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 34631B101 (CUSIP Number) De

FORG / ForgeRock Inc - Class A / Accel Growth Fund IV L.P. - SC 13G/A Passive Investment

SC 13G/A 1 tm236678d6sc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) Decem

FORG / ForgeRock Inc - Class A / Rosch Francis C - SC 13G/A Passive Investment

SC 13G/A 1 d439632dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the app

POWER OF ATTORNEY

Exhibit 3 POWER OF ATTORNEY Know all men by these presents that Jason Carss does hereby make, constitute and appoint David J.

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Class A Common Stock, par value $0.

FORG / ForgeRock Inc - Class A / KKR Fox Investors LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

FORG / ForgeRock Inc - Class A / Matrix Capital Management Company, LP - FORGEROCK, INC. Passive Investment

SC 13G/A 1 p23-0758sc13ga.htm FORGEROCK, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check th

FORG / ForgeRock Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0934-forgerockincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: ForgeRock Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 34631B101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to des

FORG / ForgeRock Inc - Class A / Riverwood Capital Partners III (Parallel - B) L.P. - SC 13G/A Passive Investment

SC 13G/A 1 d410117dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 FORGEROCK, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Che

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2023 FORGEROCK, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?? D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2022 FORGEROCK, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) ForgeRock, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) ForgeRock, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  ☐ D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Third Quarter 2022 Financial Results •ARR grew 30% year-over-year to $212.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 ForgeRock, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2022 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File N

ForgeRock to be Acquired by Thoma Bravo for $2.3B ForgeRock shareholders to receive $23.25 per share in cash ForgeRock to become a privately held company upon completion of the transaction

Exhibit 99.1 ForgeRock to be Acquired by Thoma Bravo for $2.3B ForgeRock shareholders to receive $23.25 per share in cash ForgeRock to become a privately held company upon completion of the transaction SAN FRANCISCO - October 11, 2022 - ForgeRock? (NYSE: FORG), a global digital identity leader, announced today that it has entered into a definitive agreement to be acquired by Thoma Bravo, a leading

Agreement and Plan of Merger, dated October 10, 2022, among Project Fortress Parent, LLC, Project Fortress Merger Sub, Inc. and ForgeRock, Inc.

Exhibit 2.1 CONFIDENTIAL EXECUTION AGREEMENT AND PLAN OF MERGER between PROJECT FORTRESS PARENT, LLC, PROJECT FORTRESS MERGER SUB, INC. and FORGEROCK, INC. Dated October 10, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS & INTERPRETATIONS 2 1.1 Certain Definitions 2 1.2 Additional Definitions 14 1.3 Certain Interpretations 16 1.4 Company Disclosure Letter 19 ARTICLE II THE MERGER 19 2.1 The Mer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2022 FORGEROCK, INC. (E

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2022 FORGEROCK, INC.

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2022 FORGEROCK, INC.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Form of Voting Agreement, dated as of October 10, 2022, by and among Project Fortress Parent, LLC, ForgeRock, Inc. and certain stockholders of ForgeRock, Inc.

Exhibit 10.1 VOTING AGREEMENT This Voting Agreement (this ?Agreement?) is made and entered into as of October 10, 2022 (the ?Agreement Date?), by and among Project Fortress Parent, LLC, a Delaware limited liability company (?Parent?), ForgeRock, Inc., a Delaware corporation (the ?Company?), and the stockholders of the Company listed on Schedule A and the signature pages hereto (each, a ?Stockholde

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Nu

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Second Quarter 2022 Financial Results ?ARR grew 30% year-over-year to $201.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2022 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Numbe

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40787 33-1223363 (State or other jurisdiction of incorporation) (Commission File Numbe

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces First Quarter 2022 Financial Results ?ARR grew 35% year-over-year to $193.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

DEF 14A 1 forgerockinc-2022proxystat.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of t

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - AMENDMENT NO. 5 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) March 18, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - AMENDMENT NO. 4 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) March 17, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - AMENDMENT NO. 3 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) March 15, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) March 15, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) March 10, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua

Confirmatory Employment Letter between the registrant and Peter Barker, dated as of March 7, 2022.

Peter Barker via ForgeRock, Inc. Dear Peter, This letter agreement (the ?Agreement?) is entered into between Peter Barker (?you?) and ForgeRock, Inc. (?ForgeRock? or ?we?), effective as of the date signed below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company. 1.Title/Position. You will continue to serve as ForgeRock?s EVP & Chief Product Officer. You

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) ForgeRock, Inc. (Exact name of registrant as specified in its charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, $0.001

As filed with the Securities and Exchange Commission on March 9, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT The Securities Act of 1933 FORGEROCK, INC. (Exact name of Registrant as spec

As filed with the Securities and Exchange Commission on March 9, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Description of Capital Stock.

Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK The following description of capital stock of ForgeRock, Inc. (?us?, ?our?, ?we,? or the ?Company) is a summary of the rights of our capital stock and certain provisions of our amended and restated certificate of incorporation and amended and restated bylaws as currently in effect. This summary does not purport to be complete and is qualified in its entiret

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from Commission file number 001-40787

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 333-259016 33-1223363 (State or other jurisdiction of incorporation) (Commission File

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Strong Fourth Quarter and Full Year 2021 Financial Results ?ARR accelerated to a record 35% year-over-year growth ?Fiscal year 2021 revenue totaled $176.

FORG / ForgeRock Inc - Class A / Riverwood Capital Partners III (Parallel - B) L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 FORGEROCK, INC. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the

FORG / ForgeRock Inc - Class A / GravityRock A.S. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

FORG / ForgeRock Inc - Class A / Rosch Francis C - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

FORG / ForgeRock Inc - Class A / GravityRock A.S. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of Statements on Schedule 13D or Schedule 13G, as applicable (including amendments thereto), with regard to the securities of ForgeRock, Inc.

FORG / ForgeRock Inc - Class A / Matrix Capital Management Company, LP - FORGEROCK, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

FORG / ForgeRock Inc - Class A / BAMCO INC /NY/ - NONE Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) Calendar Year 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

FORG / ForgeRock Inc - Class A / Accel Growth Fund IV L.P. - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires

FORG / ForgeRock Inc - Class A / LIGHT STREET CAPITAL MANAGEMENT, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

FORG / ForgeRock Inc - Class A / Meritech Capital Partners IV L.P. - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. ) * ForgeRock, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requ

FORG / ForgeRock Inc - Class A / Rosch Francis C - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

FORG / ForgeRock Inc - Class A / Foundation Capital VII, L.P. - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Forgerock Inc. (Name of Issuer) Class A Common stock, $0.001 par value per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r

FORG / ForgeRock Inc - Class A / ALGER ASSOCIATES INC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

FORG / ForgeRock Inc - Class A / ALGER ASSOCIATES INC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) January 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

FORG / ForgeRock Inc - Class A / KKR Fox Investors LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 34631B101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

POWER OF ATTORNEY

Exhibit 2 POWER OF ATTORNEY Know all men by these presents that Henry R. Kravis does hereby make, constitute and appoint William J. Janetschek, David J. Sorkin, Terence P. Gallagher, and Christopher B. Lee, or any one of them, as a true and lawful attorney-in-fact of the undersigned with full powers of substitution and revocation, for and in the name, place and stead of the undersigned (both in th

FORG / ForgeRock Inc - Class A / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: ForgeRock Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 34631B101 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ 

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Class A Common Stock, par value $0.

FORG / ForgeRock Inc - Class A / ETF MANAGERS GROUP, LLC - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Forgerock Inc. (Name of Issuer) Common Stock, $0.001 Par Value Per Share (Title of Class of Securities) 34631B101 (CUSIP Number) December 17, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

As filed with the Securities and Exchange Commission on November 22, 2021

S-8 1 forgerock-sx8rexofferprosp.htm S-8 As filed with the Securities and Exchange Commission on November 22, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORGEROCK, INC. (Exact name of registrant as specified in its charter) Delaware 33-1223363 (State or other jurisdiction of inc

FORG / ForgeRock Inc - Class A / LIGHT STREET CAPITAL MANAGEMENT, LLC - SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value (Title of Class of Securities) 34631B101 (CUSIP Number) November 10, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

Amended and Restated Bylaws of ForgeRock, Inc.

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF FORGEROCK, INC. (as amended on August 22, 2021, effective upon the completion of the Company?s initial public offering) TABLE OF CONTENTS Page ARTICLE I - CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II - MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVANCE NOTICE PROCEDURES 2

First Amendment to Lease between the registrant and CA-Mission Street Limited Partnership, dated November 8, 2021.

Exhibit 10.9 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (?Amendment?) is entered into as of November 8, 2021 (the ?First Amendment Effective Date?), by and between CA-MISSION STREET LIMITED PARTNERSHIP, a Delaware limited partnership (?Landlord?), and FORGEROCK, INC., a Delaware corporation (?Tenant?), with reference to the following facts: A.Landlord and Tenant are parties to that cer

Amended and Restated Certificate of Incorporation of ForgeRock, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORGEROCK, INC. ForgeRock, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: (1) The name of the Corporation is ForgeRock, Inc. The original Certificate of Incorporation of the Corporation was filed with the office of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

CONDENSED CONSOLIDATED STATEMENTS OF OPERATIONS (In thousands, except per share amounts)

ForgeRock Announces Third Quarter 2021 Financial Results ?ARR grew 30% year-over-year to $164.

FORG / ForgeRock Inc - Class A / ALGER ASSOCIATES INC - FORGEROCK INC Passive Investment

ForgeRock Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ForgeRock, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 34631B101 (CUSIP Number) October 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 001-04321 33-1223363 (State or other jurisdiction of incorporation) (Commission File

FORG / ForgeRock Inc - Class A / PRICE T ROWE ASSOCIATES INC /MD/ - FORG AS OF 09/30/2021 Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) ForgeRock, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 34631B101 (CUSIP NUMBER) September 30, 2021 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is f

As filed with the Securities and Exchange Commission on September 17, 2021

As filed with the Securities and Exchange Commission on September 17, 2021 Registration No.

11,000,000 Shares ForgeRock, Inc. CLASS A COMMON STOCK

424B4 1 d127368d424b4.htm 424B4 Table of Contents Filed pursuant to Rule 424(b)(4) Registration No. 333-259016 11,000,000 Shares ForgeRock, Inc. CLASS A COMMON STOCK This is an initial public offering of 11,000,000 shares of Class A common stock of ForgeRock, Inc. Prior to this offering, there has been no public market for our Class A common stock. The initial public offering price per share is $2

[Signature Page Follows]

Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 September 14, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: ForgeRock, Inc. Registration Statement on Form S-1, as amended (File No. 333-259016) Request for Acceleration of Effec

September 14, 2021

September 14, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, N.E. Washington, D.C. 20549-3720 Attention: Alexandra Barone Jan Woo Lisa Etheredge Robert Littlepage Re: ForgeRock, Inc. Registration Statement on Form S-1 (File No. 333-259016) Acceleration Request Requested Date: Wednesday, September 15, 2021 Requested Time: 3:

Form 8-A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 ForgeRock, Inc. (Exact name of registrant as specified in its charter) Delaware 33-1223363 (State of incorporation or organization) (I.R.S. Employer Identification No.) 201 Mission Street Suite 290

As filed with the Securities and Exchange Commission on September 7, 2021.

Table of Contents As filed with the Securities and Exchange Commission on September 7, 2021.

September 7, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

Amended and Restated Plain English Growth Capital Loan and Security Agreement with TriplePoint Venture Growth BDC Corp. and TriplePoint Capital LLC, dated as of March 11, 2020.

Exhibit 10.11 AMENDED AND RESTATED PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT This is an AMENDED AND RESTATED PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT dated as of March 11, 2020 by and between (i) (A) FORGEROCK, INC., a Delaware corporation, (B) FORGEROCK US, INC., a Delaware corporation and (C) FORGEROCK LIMITED, a company incorporated and registered under the laws o

Confirmatory Employment Letter between the registrant and John Fernandez, dated as of September 2, 2021.

Exhibit 10.9 September 2, 2021 John Fernandez via ForgeRock, Inc. Dear John, This letter agreement (the ?Agreement?) is entered into between John Fernandez (?you?) and ForgeRock, Inc. (?ForgeRock? or ?we?), effective as of the date signed below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company. 1. Title/Position. You will continue to serve as ForgeRock

2012 Equity Incentive Plan, as amended, and related form agreements.

Exhibit 10.4 FORGEROCK, INC. 2012 EQUITY INCENTIVE PLAN (As Amended March 26, 2021) 1. Purposes of the Plan. The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s business. The Plan permits the grant of I

Confirmatory Employment Letter between the registrant and Francis Rosch, dated as of September 2, 2021.

Exhibit 10.8 September 2, 2021 Fran Rosch via ForgeRock, Inc. Dear Fran, This letter agreement (the ?Agreement?) is entered into between Fran Rosch (?you?) and ForgeRock, Inc. (?ForgeRock? or ?we?), effective as of the date signed below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company. 1. Title/Position. You will continue to serve as ForgeRock?s Chief

ForgeRock, Inc. 2021 Equity Incentive Plan and related form agreements.

Exhibit 10.2 FORGEROCK, INC. 2021 EQUITY INCENTIVE PLAN 1. Purposes of the Plan. The purposes of this Plan are: ? to attract and retain the best available personnel for positions of substantial responsibility, ? to provide additional incentive to Employees, Directors and Consultants, and ? to promote the success of the Company?s business. The Plan permits the grant of Incentive Stock Options, Nons

ForgeRock, Inc. 2021 Employee Stock Purchase Plan and related form agreements.

Exhibit 10.3 FORGEROCK, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN 1. Purpose. The purpose of the Plan is to provide employees of the Company and its Designated Companies with an opportunity to purchase Common Stock through accumulated Contributions. The Company intends for the Plan to have two components: a component that is intended to qualify as an ?employee stock purchase plan? under Code Section

Form of Class A common stock certificate of the registrant.

Exhibit 4.1 INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE SEE REVERSE FOR CERTAIN DEFINITIONS AND LEGENDS FULLY PAID AND NONASSESSABLE SHARES OF CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE, OF FORGEROCK, INC. transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until cou

Form of Underwriting Agreement.

Exhibit 1.1 [] Shares FORGEROCK, INC. CLASS A COMMON STOCK, $0.001 PAR VALUE PER SHARE UNDERWRITING AGREEMENT [], 2021 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: ForgeRock, Inc., a Delaware corporation (the ?Company?), propose

Confirmatory Employment Letter between the registrant and Pete Angstadt, dated as of September 2, 2021.

Exhibit 10.10 September 2, 2021 Pete Angstadt via ForgeRock, Inc. Dear Pete, This letter agreement (the ?Agreement?) is entered into between Pete Angstadt (?you?) and ForgeRock, Inc. (?ForgeRock? or ?we?), effective as of the date signed below (the ?Effective Date?), to confirm the terms and conditions of your employment with the Company. 1. Title/Position. You will continue to serve as ForgeRock?

August 24, 2021

CONFIDENTIAL TREATMENT REQUESTED BY FORGEROCK, INC. FR-0001 August 24, 2021 CERTAIN PORTIONS OF THIS LETTER HAVE BEEN OMITTED FROM THE VERSION FILED VIA EDGAR. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS LETTER WITH A PLACEHOLDER IDENTIFIED BY THE MARK ?[***].? Via EDGAR and Secure File Tra

Amended and Restated Bylaws of the registrant, as currently in effect.

Exhibit 3.3 BYLAWS OF FORGEROCK, INC. Adopted February 15, 2012 TABLE OF CONTENTS Page ARTICLE I ? MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders? Meetings 2 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder Action by Written Consent Without a Meeting 3 1.10 Record Dates 4 1.

Power of Attorney (included on page II-6 of the original filing of this registration statement on Form S-1).

S-1 Table of Contents As filed with the Securities and Exchange Commission on August 23, 2021.

ForgeRock, Inc. 2021 Executive Incentive Compensation Plan and related form agreements.

Exhibit 10.5 FORGEROCK, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Employees to (i) perform to the best of their abilities and (ii) achieve the Company?s objectives. 2. Definitions. (a) ?Actual Award? means as to any Performance Period, the actual award (if any) payable to a Par

Amended and Restated Certificate of Incorporation of the registrant, as currently in effect.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORGEROCK, INC. ForgeRock, Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), certifies that: 1. The name of the Corporation is ForgeRock, Inc. The Corporation?s original Certificate of Incorporation was filed with the Secretary of State of the State of Delaware on February 15, 201

Outside Director Compensation Policy.

Exhibit 10.6 FORGEROCK, INC. OUTSIDE DIRECTOR COMPENSATION POLICY ForgeRock, Inc. (the ?Company?) believes that providing cash and equity compensation to its members of the Board of Directors (the ?Board,? and members of the Board, the ?Directors?) represents an effective tool to attract, retain and reward Directors who are not employees of the Company (the ?Outside Directors?). This Outside Direc

Form of Amended and Restated Bylaws of the registrant, to be in effect upon completion of this offering.

EX-3.4 5 d127368dex34.htm EX-3.4 Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF FORGEROCK, INC. (as amended on [], 2021, effective upon the completion of the Company’s initial public offering) TABLE OF CONTENTS Page ARTICLE I—CORPORATE OFFICES 1 1.1 REGISTERED OFFICE 1 1.2 OTHER OFFICES 1 ARTICLE II—MEETINGS OF STOCKHOLDERS 1 2.1 PLACE OF MEETINGS 1 2.2 ANNUAL MEETING 1 2.3 SPECIAL MEETING 1 2.4 ADVAN

Office Lease Agreement between CA-Mission Street Limited Partnership and the registrant, dated as of November 19, 2014.

EX-10.14 12 d127368dex1014.htm EX-10.14 Exhibit 10.14 201 MISSION SAN FRANCISCO, CALIFORNIA OFFICE LEASE AGREEMENT BETWEEN CA-MISSION STREET LIMITED PARTNERSHIP, a Delaware limited partnership (“LANDLORD”) AND FORGEROCK, INC., a Delaware corporation (“TENANT”) SUITE 2900 Table of Contents 1. Basic Lease Information 1 2. Lease Grant 3 3. Possession 4 4. Rent 5 5. Compliance with Laws; Use 6 6. Secu

Change of Control and Severance Policy and related form agreements.

Exhibit 10.7 ForgeRock, Inc. Change of Control and Severance Policy Effective as of July 1, 2021 (the ?Effective Date?) This Change of Control and Severance Policy (the ?Policy?) is designed to provide certain protections to a select group of key employees of ForgeRock, Inc. (?ForgeRock? or the ?Company?) or any of its subsidiaries in connection with a change of control of ForgeRock or in connecti

List of subsidiaries of the registrant.

Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT Name of Subsidiary Jurisdiction of Incorporation ForgeRock AB Sweden ForgeRock AS Norway ForgeRock AUS PTY. LTD. Australia ForgeRock Canada Inc. Canada ForgeRock Deutschland GmbH Germany ForgeRock France SAS France ForgeRock Limited United Kingdom ForgeRock NZ Limited New Zealand ForgeRock SGP, Pte. Ltd. Singapore ForgeRock US, Inc. Delaware

Form of Amended and Restated Certificate of Incorporation of the registrant, to be in effect upon completion of this offering.

Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORGEROCK, INC. ForgeRock, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: (1) The name of the Corporation is ForgeRock, Inc. The original Certificate of Incorporation of the Corporation was filed with the office of

Amended and Restated Plain English Growth Capital Loan and Security Agreement with TriplePoint Venture Growth BDC Corp. and TriplePoint Capital LLC, dated as of March 11, 2020.

Exhibit 10.13 AMENDED AND RESTATED PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT This is an AMENDED AND RESTATED PLAIN ENGLISH GROWTH CAPITAL LOAN AND SECURITY AGREEMENT dated as of March 11, 2020 by and between (i) (A) FORGEROCK, INC., a Delaware corporation, (B) FORGEROCK US, INC., a Delaware corporation and (C) FORGEROCK LIMITED, a company incorporated and registered under the laws o

Form of Indemnification Agreement between the registrant and each of its directors and executive officers.

EX-10.1 7 d127368dex101.htm EX-10.1 Exhibit 10.1 FORGEROCK, INC. INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is dated as of [insert date], and is between ForgeRock, Inc., a Delaware corporation (the “Company”), and [insert name of indemnitee] (“Indemnitee”). RECITALS A. Indemnitee’s service to the Company substantially benefits the Company. B. Individuals are reluct

Amended and Restated Investors’ Rights Agreement, among the registrant and certain holders of its capital stock, dated as of April 6, 2020, as amended on April 21, 2021.

Exhibit 4.2 FORGEROCK, INC. AMENDMENT TO AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT This Amendment to Amended and Restated Investors? Right Agreement (this ?Amendment?) is effective as of April 21, 2021 by and among ForgeRock, Inc., a Delaware corporation (the ?Company?) and the undersigned holders of capital stock of the Company party to the Agreement (as defined herein). Capitalized terms

As confidentially submitted to the Securities and Exchange Commission on August 16, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidenti

Table of Contents As confidentially submitted to the Securities and Exchange Commission on August 16, 2021.

August 16, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

July 30, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

July 1, 2021

Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, California 94304-1050 O: 650.

As confidentially submitted to the Securities and Exchange Commission on July 1, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

Table of Contents As confidentially submitted to the Securities and Exchange Commission on July 1, 2021.

201 MISSION SAN FRANCISCO, CALIFORNIA OFFICE LEASE AGREEMENT CA-MISSION STREET LIMITED PARTNERSHIP, a Delaware limited partnership FORGEROCK, INC., a Delaware corporation SUITE 2900

Exhibit 10.15 201 MISSION SAN FRANCISCO, CALIFORNIA OFFICE LEASE AGREEMENT BETWEEN CA-MISSION STREET LIMITED PARTNERSHIP, a Delaware limited partnership (?LANDLORD?) AND FORGEROCK, INC., a Delaware corporation (?TENANT?) SUITE 2900 Table of Contents 1. Basic Lease Information 1 2. Lease Grant 3 3. Possession 4 4. Rent 5 5. Compliance with Laws; Use 6 6. Security for Lease 7 7. Building Services 7

As confidentially submitted to the Securities and Exchange Commission on May 14, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

Table of Contents As confidentially submitted to the Securities and Exchange Commission on May 14, 2021.

FORGEROCK, INC. AMENDMENT TO AMENDED AND RESTATED INVESTORS’ RIGHTS AGREEMENT

Exhibit 4.2 FORGEROCK, INC. AMENDMENT TO AMENDED AND RESTATED INVESTORS? RIGHTS AGREEMENT This Amendment to Amended and Restated Investors? Right Agreement (this ?Amendment?) is effective as of April 21, 2021 by and among ForgeRock, Inc., a Delaware corporation (the ?Company?) and the undersigned holders of capital stock of the Company party to the Agreement (as defined herein). Capitalized terms

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FORGEROCK, INC.

EX-3.1 2 filename2.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FORGEROCK, INC. ForgeRock, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: 1. The name of the Corporation is ForgeRock, Inc. The Corporation’s original Certificate of Incorporation was filed with the Secretary of State of the State of Delaw

BYLAWS OF FORGEROCK, INC. Adopted February15, 2012

Exhibit 3.3 BYLAWS OF FORGEROCK, INC. Adopted February15, 2012 TABLE OF CONTENTS Page ARTICLE I ? MEETINGS OF STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Stockholders? Meetings 2 1.5 Quorum 2 1.6 Adjourned Meeting; Notice 2 1.7 Conduct of Business 2 1.8 Voting 2 1.9 Stockholder Action by Written Consent Without a Meeting 3 1.10 Record Dates 4 1.1