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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Forge Global Holdings, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2025 |
Separation and General Release Agreement, effective Exhibit 10.2 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement” or “Separation Agreement”) is entered into by and between Forge Global Holdings, Inc. (the “Company”), and Jennifer Phillips (“Executive”). WITNESSETH WHEREAS, Executive has entered into an Amended and Restated Employment Agreement dated as of March 26, 2024 with the Company (the “ |
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| August 8, 2025 |
Exhibit 10.3 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Consulting Agreement”) is made and entered by and between Jennifer Phillips (“Consultant”) and Forge Global Holdings, Inc. (the “Company”) (each a “Party” and collectively the “Parties”). WHEREAS, reference is hereby made to that certain Separation and General Release Agreement executed by the Parties and dated April 24, 2025 (the “ |
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| August 8, 2025 |
5, by and between Larry Leibowitz and the registrant. Exhibit 10.1 FORGE GLOBAL HOLDINGS, INC. CONSULTING AGREEMENT This Consulting Agreement (the “Agreement”) is hereby made and entered into as of April 25, 2025 (the “Effective Date”), by and between Forge Global Holdings, Inc. and its Affiliates, a Delaware corporation (“Forge” or the “Company”), having a place of business at 4 Embarcadero Center, Floor 15, San Francisco, CA 94111 and Larry Leibowi |
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| August 8, 2025 |
Agreement and Plan of Merger, dated July 1, 2025, among the Company, Accuidity CERTAIN INFORMATION IN THIS DOCUMENT, MARKED BY [***], HAS BEEN EXCLUDED PURSUANT TO REGULATION S-K, ITEM 601(b)(10)(iv). |
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| August 8, 2025 |
Outside Director Compensation Policy, as amended on June 19, 2025 Exhibit 10.4 FORGE GLOBAL HOLDINGS, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Forge Global Holdings, Inc. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain, and reward Directors who are not employees of the Company (the “Outside Directors” |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commis |
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| August 4, 2025 |
a2025q2supple 1 Supplemental Investor Information July 2025 (corrected 8/1/2025) 2 Important Information On August 1, 2025, Forge Global Holdings, Inc. |
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| August 4, 2025 |
CORRECTING and REPLACING Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2025 Results Exhibit 99.1 CORRECTING and REPLACING Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2025 Results •1H25 Total Revenues Less Transaction-Based Expenses increased 28% year-over-year to $52.7 million on strength of second consecutive quarter of record revenue as a public company. •2Q25 Total Revenues Less Transaction-Based Expenses increased 10% quarter-over-quarter to $27.6 million f |
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| July 30, 2025 |
Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2025 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2025 Results •1H25 Total Revenues Less Transaction-Based Expenses increased 28% year-over-year to $52.7 million on strength of second consecutive quarter of record revenue as a public company. •2Q25 Total Revenues Less Transaction-Based Expenses increased 10% quarter-over-quarter to $27.6 million from $25.1 million. •1H25 |
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| July 30, 2025 |
a2025q2supplementalfinal 1 Supplemental Investor Information July 2025 2 Important Information Forge Global Holdings, Inc. |
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| July 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 30, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commissi |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 18, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commissi |
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| July 15, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| July 15, 2025 |
As filed with the Securities and Exchange Commission on July 15, 2025 As filed with the Securities and Exchange Commission on July 15, 2025 Registration No. |
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| July 15, 2025 |
Forge Global Holdings, Inc. 2025 Inducement Plan AMENDED AND RESTATED FORGE GLOBAL HOLDINGS, INC. 2025 INDUCEMENT PLAN Section 1.GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Amended and Restated Forge Global Holdings, Inc. 2025 Inducement Plan (as amended from time to time, the “Plan”). The purpose of the Plan is to enable Forge Global Holdings, Inc. (the “Company”) to grant equity awards to induce highly-qualified prospe |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 2, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commissio |
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| July 2, 2025 |
Exhibit 99.1 Forge Global Expands Investment Management and Wealth Capability with Completion of Accuidity Capital Management Acquisition SAN FRANCISCO – July 2, 2025 Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a leading provider of marketplace infrastructure, data services, technology, and investment solutions for the private market, today announced that it had completed |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commissi |
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| May 7, 2025 |
1 Supplemental Investor Information May 2025 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 7, 2025 |
Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2025 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2025 Results •Total Revenues Less Transaction-Based Expenses of $25.1 million in 1Q25, highest as a public company. •Total Marketplace Revenues Less Transaction-Based Expenses of $15.8 million in 1Q25. •Total Trading Volume of $692.4 million in 1Q25, an increase of 132% over the prior quarter. •Total Custodial Administratio |
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| May 7, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commission |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| April 14, 2025 |
Certificate of Amendment to the Certificate of Incorporation Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF FORGE GLOBAL HOLDINGS, INC. Forge Global Holdings, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: 1. Pursuant to Section 242 of the DGCL, this Certificate of Amendment to the Certificate of Incorpo |
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| April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| April 10, 2025 |
Forge Global Holdings, Inc. Reports Preliminary First Quarter Fiscal Year 2025 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Preliminary First Quarter Fiscal Year 2025 Results •Total Revenues Less Transaction-Based Expenses estimated to be $24.9 million to $25.1 million, Forge’s highest revenue quarter as a public company and up from $18.3 million in the prior quarter. •Total Marketplace Revenues Less Transaction-Based Expenses estimated to be $15.7 million to $15.8 milli |
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| March 31, 2025 |
Forge Global Announces Reverse Stock Split Exhibit 99.1 Forge Global Announces Reverse Stock Split SAN FRANCISCO – March 31, 2025 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a leading global private securities marketplace, today announced that its Board of Directors approved a 1-for-15 reverse stock split of its Common Stock to be effective 12:01 a.m., Eastern Time, on April 14, 2025. The Company expects its Com |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| March 20, 2025 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| March 20, 2025 |
Letter from Ernst & Young LLP to the Securities and Exchange Commission dated Exhibit 16.1 March 20, 2025 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated March 20, 2025, of Forge Global Holdings, Inc. and are in agreement with the statements contained in the first sentence of paragraph 1 as it relates to the notification of our dismissal, the last sentence of paragraph 1, and paragraphs 2 throu |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 12, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commiss |
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| March 18, 2025 |
Forge Appoints Financial Services Veteran Brian McDonald to its Board of Directors Exhibit 99.1 Forge Appoints Financial Services Veteran Brian McDonald to its Board of Directors SAN FRANCISCO – March 18, 2025 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a leading private market platform, announced today the appointment of Brian McDonald to its Board of Directors, as well as to its Audit Committee and Risk Committee. Mr. McDonald brings to Forge decade |
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| March 6, 2025 |
As filed with the Securities and Exchange Commission on March 6, 2025 As filed with the Securities and Exchange Commission on March 6, 2025 Registration No. |
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| March 6, 2025 |
Forge Global Holdings, Inc. 2025 Inducement Plan. Exhibit 10.27 FORGE GLOBAL HOLDINGS, INC. 2025 INDUCEMENT PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Forge Global Holdings, Inc. 2025 Inducement Plan (as amended from time to time, the “Plan”). The purpose of the Plan is to enable Forge Global Holdings, Inc. (the “Company”) to grant equity awards to induce highly-qualified prospective officers and employee |
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| March 6, 2025 |
As filed with the Securities and Exchange Commission on March 6, 2025 As filed with the Securities and Exchange Commission on March 6, 2025 Registration No. |
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| March 6, 2025 |
eement, effective February 10, 2025, by and between Mark Lee and the registrant. Exhibit 10.11 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement” or “Separation Agreement”) is entered into by and between Forge Global Holdings, Inc. (the “Company”), and Mark Lee (“Executive”). WITNESSETH WHEREAS, Executive has entered into an Amended and Restated Employment Agreement dated as of March 26, 2024 with the Company (the “Employme |
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| March 6, 2025 |
Outside Director Compensation Policy Exhibit 10.18 FORGE GLOBAL HOLDINGS, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Forge Global Holdings, Inc. (the “Company”) believes that providing cash and equity compensation to members of its Board of Directors (the “Board,” and members of the Board, the “Directors”) represents an effective tool to attract, retain, and reward Directors who are not employees of the Company (the “Outside Directors |
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| March 6, 2025 |
As filed with the Securities and Exchange Commission on March 6, 2025 S-8 POS 1 frge-posam1formsx82024ever.htm S-8 POS As filed with the Securities and Exchange Commission on March 6, 2025 Registration No. 333-277035 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FORGE GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) |
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| March 6, 2025 |
Subsidiaries of the registrant. Exhibit 21.1 Subsidiaries of Forge Global Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation or Organization Equi LLC Delaware Equidate Holdings LLC Delaware Forge Asia Limited Hong Kong Forge Data LLC Delaware Forge EOF LLC Delaware Forge Europe GmbH Germany Forge Europe UK Ltd United Kingdom Forge Financial Holdings, Inc. Delaware Forge Global Advisors LLC Delaware Forge Global, Inc |
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| March 6, 2025 |
Forge Global Holdings, Inc. 2025 Inducement Plan Exhibit 10.28 RESTRICTED STOCK UNIT AWARD AGREEMENT FOR COMPANY EMPLOYEES UNDER THE FORGE GLOBAL HOLDINGS, INC. 2025 INDUCEMENT PLAN Name of Grantee: No. of Restricted Stock Units: Grant Date: Pursuant to the Forge Global Holdings, Inc. 2025 Inducement Plan, as amended through the date hereof (the “Plan”), Forge Global Holdings, Inc. (the “Company”) hereby grants an award of the number of Restrict |
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| March 6, 2025 |
Exhibit 19.1 FORGE GLOBAL HOLDINGS, INC. INSIDER TRADING POLICY This memorandum sets forth the policy of Forge Global Holdings, Inc. and its subsidiaries (collectively, the “Company”) regarding trading in the Company’s securities as described below and the disclosure of information concerning the Company. This Insider Trading Policy (the “Insider Trading Policy”) is designed to prevent insider tra |
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| March 6, 2025 |
mployment Agreement, effective January 20, 2025, by and between James Nevin and the registrant. Exhibit 10.26 FORGE GLOBAL HOLDINGS, INC. EMPLOYMENT AGREEMENT FOR JAMES NEVIN This is an Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and JAMES NEVIN, or “Executive” (the “Employment Agreement”). The terms and conditions of the Employment Agreement are as follows: 1.TERM OF EMPLOYMENT Subject to the terms and conditions set forth in th |
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| March 6, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-043 |
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| March 5, 2025 |
1 Supplemental Investor Information March 2025 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| March 5, 2025 |
Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2024 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2024 Results •Total Revenue Less Transaction Based Expenses was $78.7 million, up 13% year-over-year. •Total Marketplace Revenues Less Transaction Based Expenses was $37.0 million, up 46% year-over-year. •Total Trading Volume was $1.3 billion, up 73% year-over-year. •Total Custodial Administration Fees Less Transaction |
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| March 5, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commissi |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Comm |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| February 11, 2025 |
As filed with the Securities and Exchange Commission on February 11, 2025 As filed with the Securities and Exchange Commission on February 11, 2025 Registration No. |
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| February 11, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of in |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commi |
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| January 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2025 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commis |
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| January 14, 2025 |
Forge Global Names Former London Stock Exchange Group Executive James Nevin as New CFO Exhibit 99.1 Forge Global Names Former London Stock Exchange Group Executive James Nevin as New CFO SAN FRANCISCO, January 14, 2025 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a leading global private securities marketplace, today announced the appointment of former London Stock Exchange Group (LSEG) executive James Nevin as its new CFO, effective January 20, 2025. Mr. |
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| January 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Comm |
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| January 3, 2025 |
Forge Global Receives Continued Listing Standards Notice from the NYSE Exhibit 99.1 Forge Global Receives Continued Listing Standards Notice from the NYSE SAN FRANCISCO – January 3, 2025 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a leading private securities marketplace, was notified on December 31, 2024 by the New York Stock Exchange (“NYSE”) that the Company is not in compliance with Rule 802.01C of the NYSE’s Listed Company Manual (“Ru |
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| November 7, 2024 |
, 2024, by and among the Company and Exhibit 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Consulting Agreement”) is made and entered by and between Drew Sievers (“Consultant”) and Forge Global Holdings, Inc. (the “Company”) (each a “Party” and collectively the “Parties”). WHEREAS, reference is hereby made to that certain Separation and General Release Agreement executed by the Parties and dated August 30, 2024 (the “Sepa |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 7, 2024 |
Separation and General Release Agreement, dated Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement” or “Separation Agreement”) is entered into by and between Forge Global Holdings, Inc. (the “Company”), and Drew Sievers (“Executive”). WITNESSETH WHEREAS, Executive has entered into an Amended and Restated Employment Agreement dated as of March 26, 2024 with the Company (the “Emplo |
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| November 6, 2024 |
Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2024 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2024 Results •Total Revenue, Less Transaction-Based Expenses of $19.1 million in 3Q24, up 4% over the year-ago quarter •Total Marketplace Revenues, Less Transaction-Based Expenses of $8.6 million in 3Q24, up 21% over the year-ago quarter •Trading Volume of $338.1 million in 3Q24, up 44% over the year-ago quarter •Forge anno |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 99-4383083 (State or other jurisdiction of incorporation) (Commi |
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| November 6, 2024 |
1 Supplemental Investor Information November 2024 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Com |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of inc |
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| August 7, 2024 |
Agreement, dated as of May 31, 2024, by and among the Company and Johnathan Short. Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Consulting Agreement”) is made and entered by and between Johnathan Short (“Consultant”) and Forge Global H |
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| August 7, 2024 |
Separation and General Release Agreement, Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT THIS SEPARATION AND GENERAL RELEASE AGREEMENT (this “Agreement” or “Separation Agreement”) is entered into by and between Forge Global Holdings, Inc. (the “Company”), and Johnathan Short (“Executive”). WITNESSETH WHEREAS, Executive has entered into an offer letter dated as of June 10, 2022 with the Company (the “Offer Letter”) and has been empl |
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| August 7, 2024 |
Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2024 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2024 Results •Total Revenue Less Transaction Based Expenses increased to $22.0 million in 2Q24, up 15% quarter-over-quarter and 32% over the year-ago quarter •Total Marketplace Revenues, Less Transaction Based Expenses increased to $11.4 million in 2Q24, up 35% quarter-over-quarter and 103% over the year-ago quarter •Tradi |
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| August 7, 2024 |
1 Supplemental Investor Information August 2024 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| June 18, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 12, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissi |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commission |
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| May 7, 2024 |
1 Supplemental Investor Information May 2024 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 7, 2024 |
Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2024 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2024 Results •Total Revenue Less Transaction Based Expenses Was $19.2 million in 1Q24 •Trading Volume Was $262.5 million in 1Q24 •Net Take Rate Was 3.2% in 1Q24 •Forge Trust Custodial Cash Was $481 million in 1Q24 •Launches ForgePro — first major milestone in the Forge Next Generation Platform SAN FRANCISCO – May 7, 2024 – |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| March 26, 2024 |
Subsidiaries of the registrant. Exhibit 21.1 Subsidiaries of Forge Global Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation or Organization Equi LLC Delaware Equidate Holdings LLC Delaware Forge Asia Limited Hong Kong Forge Data LLC Delaware Forge EOF LLC Delaware Forge Europe GmbH Germany Forge Europe UK Ltd United Kingdom Forge Financial Holdings, Inc. Delaware Forge Global Advisors LLC Delaware Forge Global, Inc |
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| March 26, 2024 |
Amended and Restated Employment Agreement, effective Exhibit 10.10 FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR MARK LEE This is an Amended and Restated Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and MARK LEE, or “Executive” (the “Employment Agreement”). The Employment Agreement supersedes in all respects all prior agreements between Executive and the Compan |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-043 |
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| March 26, 2024 |
Amended and Restated Employment Agreement, effective March 26, 2024, by and between Exhibit 10.19 FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR DREW SIEVERS This is an Amended and Restated Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and DREW SIEVERS, or “Executive” (the “Employment Agreement”). The Employment Agreement supersedes in all respects all prior agreements between Executive and th |
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| March 26, 2024 |
Amended and Restated Employment Agreement, effective March 26, 2024, by and between Exhibit 10.20 FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR JENNIFER PHILLIPS This is an Amended and Restated Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and JENNIFER PHILLIPS, or “Executive” (the “Employment Agreement”). The terms and conditions of the Employment Agreement are as follows: 1.TERM OF EMPLOYME |
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| March 26, 2024 |
1 Supplemental Investor Information March 2024 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| March 26, 2024 |
Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2023 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2023 Results •Total Revenue Less Transaction Based Expenses Was $18.9 million in 4Q23, increasing 13% year-over-year •Trading Volume Was $250.4 million in 4Q23, increasing 1% year-over-year •Net Take Rate Was 3.2% in 4Q23 and 3.3% for 2023 •Total Assets Under Custody increased in 2023 from $14.9 billion to $15.6 billio |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| March 26, 2024 |
Exhibit 97.1 FORGE GLOBAL HOLDINGS, INC. COMPENSATION RECOVERY POLICY Forge Global Holdings, Inc., a Delaware corporation (the “Company”), has adopted a Compensation Recovery Policy (this “Policy”) as described below. 1. Overview The Policy sets forth the circumstances and procedures under which the Company shall recover Erroneously Awarded Compensation from Covered Persons in accordance with rule |
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| March 14, 2024 |
Forge Global Appoints Capital Markets Veteran Larry Leibowitz to its Board of Directors Exhibit 99.1 Forge Global Appoints Capital Markets Veteran Larry Leibowitz to its Board of Directors March 14, 2024 – SAN FRANCISCO – Forge Global Holdings, Inc. (NYSE: FRGE) (“Forge”), a global private securities marketplace, announced today the appointment of Larry Leibowitz to its Board of Directors, as well as its Compensation Committee. Mr. Leibowitz brings to Forge decades of entrepreneurial |
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| March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2024 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissi |
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| February 13, 2024 |
As filed with the Securities and Exchange Commission on February 13, 2024 As filed with the Securities and Exchange Commission on February 13, 2024 Registration No. |
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| February 13, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| February 6, 2024 |
FRGE / Forge Global Holdings, Inc. / Temasek Holdings (Private) Ltd - SC 13G/A Passive Investment SC 13G/A 1 d188723dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 )* Forge Global Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par va |
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| December 4, 2023 |
Forge Global Announces Transitions to its Board of Directors Exhibit 99.1 Forge Global Announces Transitions to its Board of Directors December 4, 2023 – SAN FRANCISCO – Forge Global Holdings, Inc. (“Forge”) (NYSE: FRGE), a leading provider of marketplace infrastructure, data services and technology solutions for private market participants, announced today the appointment of Eric Leupold to its board of directors, effective November 30, 2023. Mr. Leupold w |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 28, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Comm |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Comm |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commi |
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| November 7, 2023 |
Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SUBLEASE THIS SUBLEASE is dated as of August 22, 2023, and is made by and between Jones Lang LaSalle Americas, Inc., a Maryland corporation (“Sublandlord”), and |
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| November 7, 2023 |
Amended and Restated Employment Agreement, Exhibit 10.2 FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR MARK LEE This is an Amended and Restated Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and MARK LEE, or “Executive” (the “Employment Agreement”). The terms and conditions of the Employment Agreement are as follows: 1.TERM OF EMPLOYMENT Subject to the t |
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| November 7, 2023 |
Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2023 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2023 Results •Total Revenue Less Transaction Based Expenses Was $18.4 million in 3Q23 •Trading Volume Was $234.1 million in 3Q23 •Net Take Rate Was 3.0% in 3Q23 •Forge Trust Custodial Cash Was $518 million in 3Q23 SAN FRANCISCO – November 7, 2023 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), a lead |
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| November 7, 2023 |
Amended and Restated Employment Agreement, Exhibit 10.3 FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR DREW SIEVERS This is an Amended and Restated Employment Agreement entered into between Forge Global Holdings, Inc., a Delaware corporation, or “Forge”, and DREW SIEVERS, or “Executive” (the “Employment Agreement”). The terms and conditions of the Employment Agreement are as follows: 1.TERM OF EMPLOYMENT Subject |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 7, 2023 |
1 Supplemental Investor Information November 2023 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Com |
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| September 7, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of inco |
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| August 28, 2023 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commis |
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| August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| August 8, 2023 |
forgeglobal-q22023supple 1 Supplemental Investor Information August 2023 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| August 8, 2023 |
Exhibit 10.1 [CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED.] FORGE GLOBAL HOLDINGS, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT FOR KELLY RODRIQUES This is an Amended and Restated Employment Agreement entered into be |
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| August 8, 2023 |
Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2023 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2023 Results •Total Revenue Less Transaction Based Expenses Was $16.6 million in 2Q23 •Trading Volume Was $153.2 million in 2Q23 •Net Take Rate Was 3.7% in 2Q23 •Forge Trust Custodial Cash Was $550 million in 2Q23 •Forge Added to U.S. Small-Cap Russell 2000® Index SAN FRANCISCO – August 8, 2023 – Forge Global Holdings, Inc |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001 |
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| June 28, 2023 |
As filed with the Securities and Exchange Commission on June 28, 2023 Table of Contents As filed with the Securities and Exchange Commission on June 28, 2023 Registration No. |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 21, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissi |
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| June 21, 2023 |
Exhibit 99.1 [Excerpt from Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 28, 2023] PROPOSAL 5 –APPROVAL OF CEO RSU General The Board recommends that our stockholders approve (i) the cancellation of the performance-based stock option to purchase up to 3,122,931 shares of our common stock granted to Kelly Rodriques, our Chief Executive Officer ("CEO"), on |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissi |
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| May 9, 2023 |
Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2023 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2023 Results •Total Revenue Less Transaction Based Expenses Was $15.5 million in 1Q23 •Trading Volume Was $128.2 million in 1Q23 •Net Take Rate Was 3.6% in 1Q23 •Forge Trust Custodial Cash Was $574 million in 1Q23 •The Launch of Forge Private Market Index SAN FRANCISCO – May 9, 2023 – Forge Global Holdings, Inc. (“Forge,” o |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 00 |
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| May 9, 2023 |
forgeglobal-q12023supple 1 Supplemental Investor Information May 2023 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commission |
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| May 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| April 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| April 10, 2023 |
Forge Global Appoints Chief Technology Officer of Toast Debra Chrapaty to its Board of Directors Exhibit 99.1 Forge Global Appoints Chief Technology Officer of Toast Debra Chrapaty to its Board of Directors April 10, 2023 – SAN FRANCISCO – Forge Global Holdings, Inc. (NYSE: FRGE) (“Forge”), a global private securities marketplace, announced today the appointment of Debra Chrapaty to its Board of Directors. Ms. Chrapaty was also appointed to the Risk Committee. "Debra's extensive leadership ex |
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| April 10, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 7 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| March 30, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| March 30, 2023 |
As filed with the Securities and Exchange Commission on March 30, 2023 As filed with the Securities and Exchange Commission on March 30, 2023 Registration No. |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| March 1, 2023 |
Exhibit 4.3 DESCRIPTION OF SECURITIES General The following summary of the material terms of the securities of Forge Global Holdings, Inc. (“our”, “us”, “we” or the “Company”) is not intended to be a complete summary of the rights and preferences of such securities, and is qualified by reference to our Certificate of Incorporation, the Bylaws and the warrant-related documents described herein, eac |
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| March 1, 2023 |
Exhibit 10.22 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. CONFIDENTIAL SEPARATION AGREEMENT AND GENERAL RELEASE This Separation Agreement and General Release (this “Agreement”) is made and entered into by and between |
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| March 1, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 6 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| March 1, 2023 |
Exhibit 21.1 Subsidiaries of Forge Global Holdings, Inc. Name of Subsidiary Jurisdiction of Incorporation or Organization Equi LLC Delaware Equidate Holdings LLC Delaware Forge Asia Limited Hong Kong Forge Data LLC Delaware Forge EOF LLC Delaware Forge Europe GmbH Germany Forge Financial Holdings, Inc. Delaware Forge Global Advisors LLC Delaware Forge Global, Inc. Delaware Forge Investments LLC De |
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| March 1, 2023 |
Services Agreement, dated as of December 23, 2022, by and among Forge Global, Inc. and Jose Cobos. Exhibit 10.23 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) IS THE TYPE THAT THE COMPANY TREATS AS PRIVATE OR CONFIDENTIAL. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FORGE GLOBAL, INC. SERVICES AGREEMENT This Services Agreement (the “Agreement”), is entered into as of January 1, 2023 (the “Effective Date”), by and between F |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-043 |
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| February 28, 2023 |
Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2022 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2022 Results •Total Revenue Less Transaction Based Expenses Was $16.7 million in 4Q22 •Trading Volume Was $246.9 million in 4Q22 •Net Take Rate Was 2.8% in 4Q22 •Forge Trust Custodial Cash Was $635 million in 4Q22 SAN FRANCISCO – February 28, 2023 – Forge Global Holdings, Inc. (“Forge,” or the “Company”) (NYSE: FRGE), |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Comm |
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| February 28, 2023 |
forgeglobal-q42022supple 1 Supplemental Investor Information February 2023 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| February 14, 2023 |
FRGE / Forge Global Holdings Inc - Class A / CITADEL ADVISORS LLC - SC 13G/A Passive Investment SC 13G/A 1 tm233474-12sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Forge Global Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (the “Shar |
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| February 6, 2023 |
FRGE / Forge Global Holdings Inc - Class A / Weiss Asset Management LP Passive Investment SC 13G/A 1 motv13ga31dec2022.htm =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* FORGE GLOBAL HOLDINGS, INC. (FORMERLY KNOWN AS MOTIVE CAPITAL CORP) - (Name of Issuer) Common Stock, par value $0.0001 per share - (Title of |
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| December 27, 2022 |
Exhibit 99.1 Forge Announces Strategic Evolution to Deliver Customer-Centric Solutions, Drive Efficiencies Across the Business December 27, 2022 ? SAN FRANCISCO ? Forge Global Holdings, Inc., (?Forge? or the ?Company?) (NYSE:FRGE), a global private securities marketplace, today announced its customer-centric strategic evolution (?The Strategic Evolution?), led by its executive leadership team and |
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| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Comm |
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| December 27, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 5 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-04321 Forge |
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| November 14, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 4 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| November 9, 2022 |
Forge Global Holdings, Inc. Reports Third Quarter 2022 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Third Quarter 2022 Results •Total Revenue Less Transaction Based Expenses Was $15.8 million in 3Q22 •Trading Volume Was $226.2 million in 3Q22 •Net Take Rate Was 3.6% in 3Q22 •Forge Trust Custodial Cash Was $685 million in 3Q22 •Forge Expanded Global Private Market Platform into Europe with Strategic Partner Deutsche Börse SAN FRANCISCO – November 9 |
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| November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commi |
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| November 9, 2022 |
forgeglobal-q32022supple 1 Supplemental Investor Information November 2022 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13,2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc. |
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| September 8, 2022 |
Forge To Expand Global Private Market Platform Into Europe With Strategic Partner Deutsche B?rse ? Rapidly growing European private market fueling demand from investors, and interest in liquidity solutions from private growth companies ? Forge Europe will establish a digital platform for private growth company shares, extending Forge?s global private market platform into Europe ? Product offerings will include liquidity programs for companies, a digital marketplace that brings together buyers and sellers and exclusive private market data that enable investors to make informed investment decisions SAN FRANCISCO ? Sept. |
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| September 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Comm |
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| August 12, 2022 |
Engagement Agreement, dated June 10, 2022, by and between Johnathan Short and Forge Global, Inc. Exhibit 10.2 June 10, 2022 Johnathan Short Engagement Agreement Dear Johnathan: On behalf of Forge Global, Inc. (?Forge?), I am pleased to offer you the position of Chief Legal Officer as described more fully below. The following terms and conditions apply with respect to your offer, effective upon your start of work for Forge, and also with respect to any work you may have done and discussions we |
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| August 12, 2022 |
Outside Director Compensation Policy. Exhibit 10.1 FORGE GLOBAL HOLDINGS, INC. OUTSIDE DIRECTOR COMPENSATION POLICY Adopted and approved June 1, 2022 Forge Global Holdings, Inc. (the ?Company?) believes that providing cash and equity compensation to members of its Board of Directors (the ?Board,? and members of the Board, the ?Directors?) represents an effective tool to attract, retain and reward Directors who are not employees of the |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-04321 Forge Globa |
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| August 12, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 3 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| August 11, 2022 |
Forge Global Holdings, Inc. Reports Second Quarter 2022 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports Second Quarter 2022 Results ?Total Revenue Less Transaction Based Expenses Was $16.5 million in 2Q22 ?Trading Volume Was $331.8 million in 2Q22 ?Net Take Rate Was 3.2% in 2Q22 ?Forge Trust Custodial Cash Was $680 million in 2Q22 ?Signed Strategic Partnership Agreement with Morgan Stanley in 2Q22 SAN FRANCISCO ? August 11, 2022 ? Forge Global Holding |
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| August 11, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commis |
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| August 11, 2022 |
1 Supplemental Investor Information August 2022 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the ?Merger Agreement?), by and among Motive Capital Corp, a Cayman Islands exempted company (?Motive?), FGI Merger Sub, Inc. |
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| July 15, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 2 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| July 15, 2022 |
Forge Global Hires Johnathan Short as Chief Legal Officer, Promotes Jose Cobos to President Exhibit 99.1 Forge Global Hires Johnathan Short as Chief Legal Officer, Promotes Jose Cobos to President July 15, 2022 ? SAN FRANCISCO ? Forge Global Holdings, Inc. (NYSE: FRGE) (?Forge?), a global private securities marketplace, announced today it has hired Johnathan H. Short as its Chief Legal Officer and promoted Jose Cobos, Forge?s current Chief Operating Officer, to President. ?Johnathan Shor |
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| July 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissi |
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| July 11, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 22, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 9, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissio |
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| June 9, 2022 |
NOTICE OF REDEMPTION OF PUBLIC WARRANTS (CUSIP 34629L111) Exhibit 99.2 June 9, 2022 NOTICE OF REDEMPTION OF PUBLIC WARRANTS (CUSIP 34629L111) Dear Public Warrant Holder, Forge Global Holdings, Inc. (the ?Company?) hereby gives notice that it is redeeming, at 5:00 p.m. New York City time on July 11, 2022 (the ?Redemption Date?), all of the Company?s outstanding public warrants and forward purchase warrants (the ?Public Warrants?) to purchase shares of the |
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| June 9, 2022 |
Forge Announces Redemption of Public Warrants Exhibit 99.1 Forge Announces Redemption of Public Warrants ? Action will eliminate all outstanding Public and Forward Purchase Warrants and streamline Forge?s capital structure. ? Holders of outstanding Public Warrants will have until 5:00 p.m. New York City time on July 11, 2022, to exercise their Public Warrants. Any Public Warrants that remain unexercised at such time on the Redemption Date wil |
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| June 9, 2022 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-264367 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus dated June 8, 2022) Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Secu |
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| June 8, 2022 |
TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration No. 333-264367? PROSPECTUS Forge Global Holdings, Inc. 25,853,271 Shares of Common Stock Underlying Warrants 3,005,626 Shares of Common Stock Underlying Assumed Warrants and Former Employee Options 12,053,331 Warrants by the Selling Securityholders 115,289,295 Shares of Common Stock by the Selling Securityholders ? This prospectus |
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| June 6, 2022 |
Forge Global Holdings, Inc. 415 Mission Street Suite 5510 San Francisco, CA 94105 Forge Global Holdings, Inc. 415 Mission Street Suite 5510 San Francisco, CA 94105 June 6, 2022 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Eric Envall Re: Forge Global Holdings, Inc. Acceleration Request for Registration Statement on Form S-1, as amended File No. 333-264367 Requested Date: June 8, 2022 Requested Time: 4:00 p.m. Eastern Sta |
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| June 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissio |
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| June 2, 2022 |
Forge Global Appoints President of Figure Technologies, Inc. Asiff Hirji to its Board of Directors Exhibit 99.1 Forge Global Appoints President of Figure Technologies, Inc. Asiff Hirji to its Board of Directors June 2, 2022 ? SAN FRANCISCO ? Forge Global Holdings, Inc. (NYSE: FRGE) (?Forge?), a global private securities marketplace, announced today the appointment of Asiff Hirji to its Board of Directors, effective as of June 1. Mr. Hirji was also appointed to the Risk Committee. ?Asiff?s exper |
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| May 26, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Forge Global Holdings, Inc. |
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| May 26, 2022 |
Forge Global, Inc. 2018 Stock Incentive Plan Exhibit 99.3 Amended and Restated Forge Global, Inc. 2018 Equity Incentive Plan Originally Adopted March 5, 2018 Amended & Restated July 5, 2018 Amended & Restated October 22, 2019 Amended & Restated November 9, 2020 Amended & Restated May 11, 2021 Amended & Restated June 1, 2021 Shares of stock allocated to the Plan: 8,209,568 1. Establishment 1.1 Establishment and term. This Amended and Restated |
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| May 26, 2022 |
Exhibit 99.6 RESTRICTED STOCK UNIT AWARD AGREEMENT FOR COMPANY EMPLOYEES UNDER THE FORGE GLOBAL HOLDINGS, INC. 2022 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: No. of Restricted Stock Units: Grant Date: Pursuant to the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan as amended through the date hereof (the ?Plan?), Forge Global Holdings, Inc. (the ?Company?) hereby grants an a |
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| May 26, 2022 |
Exhibit 99.4 INCENTIVE STOCK OPTION AGREEMENT UNDER THE FORGE GLOBAL HOLDINGS, INC. 2022 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ [FMV on Grant Date (110% of FMV if a 10% owner)] Grant Date: Expiration Date: [up to 10 years (5 if a 10% owner)] Pursuant to the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan as amende |
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| May 26, 2022 |
Exhibit 99.5 NON-QUALIFIED STOCK OPTION AGREEMENT FOR COMPANY EMPLOYEES UNDER THE FORGE GLOBAL HOLDINGS, INC. 2022 STOCK OPTION AND INCENTIVE PLAN Name of Optionee: No. of Option Shares: Option Exercise Price per Share: $ [FMV on Grant Date] Grant Date: Expiration Date: Pursuant to the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan as amended through the date hereof (the ?Plan?), |
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| May 26, 2022 |
Exhibit 99.7 RESTRICTED STOCK AWARD AGREEMENT UNDER THE FORGE GLOBAL HOLDINGS, INC. 2022 STOCK OPTION AND INCENTIVE PLAN Name of Grantee: No. of Shares: Grant Date: Pursuant to the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the ?Plan?) as amended through the date hereof, Forge Global Holdings, Inc. (the ?Company?) hereby grants a Restricted Stock Award (an ?Award?) to the Gr |
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| May 26, 2022 |
As filed with the Securities and Exchange Commission on May 26, 2022 As filed with the Securities and Exchange Commission on May 26, 2022 Registration No. |
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| May 19, 2022 |
SC 13D/A 1 tm2215967d1sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1)* UNDER THE SECURITIES EXCHANGE ACT OF 1934 Forge Global Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 34629L103 (CUSIP Number) Kristy Trieste 7 World Trade Center 250 Greenwich Street, 47th Floo |
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| May 19, 2022 |
As filed with the Securities and Exchange Commission on May 19, 2022 Table of Contents As filed with the Securities and Exchange Commission on May 19, 2022 Registration No. |
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| May 19, 2022 |
Joint Filing Agreement, dated May 19, 2022 (filed herewith). Exhibit 99.4 Joint Filing Agreement This will confirm the agreement by and among all the undersigned that the Statement on Schedule 13D filed on or about this date and any further amendments thereto with respect to beneficial ownership by the undersigned of the common stock, par value $0.0001 per share (the ?Common Stock?) of Forge Global Holdings, Inc., a Delaware corporation (the ?Issuer?), and |
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| May 19, 2022 |
May 19, 2022 VIA EDGAR Eric Envall Sandra Hunter Berkheimer Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-04321 Forge Glob |
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| May 16, 2022 |
Forge Global Holdings, Inc. Reports First Quarter 2022 Results Exhibit 99.1 Forge Global Holdings, Inc. Reports First Quarter 2022 Results ? Total Revenue Less Transaction Based Expenses Was $19.9 million in 1Q22 ? Newly Publicly Traded on NYSE after Raising $215.9 Million in Gross Cash Proceeds ? Trading Volume Was $418.0 Million in 1Q22 ? Net Take Rate Was Constant for 1Q22 at 3.5% ? Signed Strategic Partnership Agreement with Wells Fargo in 1Q22 ? Signed F |
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| May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commissio |
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| April 19, 2022 |
EX-FILING FEES 4 frge-20211231xexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Table S-1 (Form Type) Forge Global Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount to be Registered(1) Proposed Maximum Offering Price Per Unit Proposed Maximum |
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| April 19, 2022 |
As filed with the Securities and Exchange Commission on April 18, 2022 Table of Contents As filed with the Securities and Exchange Commission on April 18, 2022 Registration No. |
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| April 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 12, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| April 15, 2022 |
Exhibit 99.1 Forge Global Appoints First Republic Founder and Executive Chairman James H. Herbert, II to its Board of Directors April 15, 2022 ? SAN FRANCISCO ? Forge Global Holdings, Inc. (NYSE: FRGE) (?Forge?), a global private securities marketplace, announced today the appointment of James H. Herbert, II to its Board of Directors, effective as of April 12. Mr. Herbert was also appointed to the |
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| March 31, 2022 |
Exhibit 99.1 1 Supplemental Investor Information March 2022 2 Important Information As previously announced, on March 21, 2022, as contemplated by that certain Agreement and Plan of Merger, dated September 13, 2021 (the “Merger Agreement”), by and among Motive Capital Corp, a Cayman Islands exempted company (“Motive”), FGI Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Mot |
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| March 31, 2022 |
Joint Filing Agreement, dated March 31, 2022 (filed herewith). Exhibit 99.4 Joint Filing Agreement This will confirm the agreement by and among all the undersigned that the Statement on Schedule 13D filed on or about this date and any further amendments thereto with respect to beneficial ownership by the undersigned of the common stock, par value $0.0001 per share (the ?Common Stock?) of Forge Global Holdings, Inc., a Delaware corporation (the ?Issuer?), and |
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| March 31, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G, dated March 31, 2022 (the ?Schedule 13G?), with respect to the common Stock, $0.0001 par value per share, of Forge Global Holdings, Inc. is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1 |
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| March 31, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| March 31, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Forge Global Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securiti |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. )* UNDER THE SECURITIES EXCHANGE ACT OF 1934 Forge Global Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 34629L103 (CUSIP Number) Kristy Trieste 7 World Trade Center 250 Greenwich Street, 47th Floor New York, NY 10007 (212) 651-0200 (Name, Ad |
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| March 30, 2022 |
FRGE / Forge Global Holdings Inc - Class A / DEUTSCHE BORSE AG - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Forge Global Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 34629L103 (CUSIP Number) Deutsche Boerse AG Attn: Christoph Hansmeyer Mergenthalerallee 61 65760 Eschborn, Germany +49 69 2110 (Name, Address and Telephone Num |
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| March 25, 2022 |
Loan Offset Agreement, dated as of March 21, 2022, by and among Forge Global, Inc. and Mark Lee. Exhibit 10.11 LOAN OFFSET AGREEMENT This LOAN OFFSET AGREEMENT (this ?Agreement?) is hereby entered into this 21st day of March, 2022, by and among Forge Global, Inc. (the ?Company?), and Mark Lee (the ?Executive?). W I T N E S S E T H WHEREAS, the Executive previously borrowed funds from the Company pursuant to certain promissory notes between the Executive and the Company in amounts of $726,353. |
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| March 25, 2022 |
INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FORGE GLOBAL, INC Exhibit 99.1 INDEX TO CONSOLIDATED FINANCIAL STATEMENTS FORGE GLOBAL, INC Consolidated Financial Statements Years Ended December 31, 2021 and December 31, 2020 Page Report of Independent Registered Public Accounting Firm F-2 Consolidated Balance Sheets F-3 Consolidated Statements of Operations and Comprehensive Loss F-4 Consolidated Statements of Changes in Convertible Preferred Stock and Stockhol |
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| March 25, 2022 |
Certificate of Incorporation of the registrant. Exhibit 3.1 CERTIFICATE OF INCORPORATION OF FORGE GLOBAL HOLDINGS, INC. (a Delaware corporation) March 21, 2022 ARTICLE I The name of the corporation is Forge Global Holdings, Inc. (the ?Corporation?). ARTICLE II The address of the Corporation?s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, State of Delaware, 19808. The name |
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| March 25, 2022 |
Forge Global, Inc. 2018 Stock Incentive Plan. Exhibit 10.9 Amended and Restated Forge Global, Inc. 2018 Equity Incentive Plan Originally Adopted March 5, 2018 Amended & Restated July 5, 2018 Amended & Restated October 22, 2019 Amended & Restated November 9, 2020 Shares of stock allocated to the Plan: 6,672,721 1. Establishment 1.1 Establishment and term. This Amended and Restated Forge Global, Inc. 2018 Equity Incentive Plan (the ?Plan?) is h |
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| March 25, 2022 |
Form of Officer Indemnification Agreement. Exhibit 10.14 INDEMNIFICATION AGREEMENT (For Officers of Forge Global Holdings, Inc.) This Indemnification Agreement (?Agreement?) is made as of by and between Forge Global Holdings, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, the Company desires to attract and retain the services of highly qualified individuals, such as Indemnitee, to serve the Company; WHE |
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| March 25, 2022 |
Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan. Exhibit 10.3 FORGE GLOBAL HOLDINGS, INC. 2022 STOCK OPTION AND INCENTIVE PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (as amended from time to time, the ?Plan?). The purpose of the Plan is to encourage and enable the officers, employees, Non-Employee Directors and Consultants of Forge Global Ho |
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| March 25, 2022 |
Exhibit 10.10 LOAN OFFSET AGREEMENT This LOAN OFFSET AGREEMENT (this ?Agreement?) is hereby entered into this 21st day of March, 2022, by and among Forge Global, Inc. (the ?Company?), and Kelly Rodriques (the ?Executive?). W I T N E S S E T H WHEREAS, the Executive previously borrowed funds from the Company pursuant to certain promissory notes between the Executive and the Company in amounts of $1 |
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| March 25, 2022 |
Loan Offset Agreement, dated as of March 21, 2022, by and among Forge Global, Inc. and Jose Cobos. Exhibit 10.12 LOAN OFFSET AGREEMENT This LOAN OFFSET AGREEMENT (this ?Agreement?) is hereby entered into this 21st day of March, 2022, by and among Forge Global, Inc. (the ?Company?), and Jose Cobos (the ?Executive?). W I T N E S S E T H WHEREAS, the Executive previously borrowed funds from the Company pursuant to certain promissory notes between the Executive and the Company in amounts of $457,44 |
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| March 25, 2022 |
Exhibit 14.1 FORGE GLOBAL HOLDINGS, INC. Code of Business Conduct and Ethics I. Purpose and Scope The Board of Directors of Forge Global Holdings, Inc. (together with its subsidiaries, the ?Company?) has adopted this Code of Business Conduct and Ethics (this ?Code?) to aid the Company?s directors, officers and employees in making ethical and legal decisions when conducting the Company?s business a |
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| March 25, 2022 |
Salesforce Tower Office Lease, dated September 18, 2018. Exhibit 10.2 OFFICE LEASE SALESFORCE TOWER TRANSBA Y TOWER LLC, a Delaware limited liability company as Landlord, and EQUIDA TE, INC., a Delaware corporation, as Tenant. SALESFORCE TOWER [Equidate, Inc.] TABLE OF CONTENTS ARTICLE 1 PREMISES, BUILDING, PROJECT, AND COMMON AREAS 3 ARTICLE 2 LEASE TERM 4 ARTICLE 3 BASE RENT 5 ARTICLE 4 ADDITIONAL RENT 6 ARTICLE 5 USE OF PREMISES 12 ARTICLE 6 SERVICES |
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| March 25, 2022 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Defined terms included below have the same meaning as terms defined and included elsewhere in this Form 8-K and, if not defined in the Form 8-K, the Proxy Statement/Prospectus. The unaudited pro forma condensed combined financial information has been prepared in accordance with Article 11 of SEC Regulation S-X as amended by |
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| March 25, 2022 |
FORGE’S MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS Exhibit 99.2 FORGE?S MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS The following discussion and analysis provide information that Forge?s management believes is relevant to an assessment and understanding of Forge?s consolidated results of operations and financial condition. This discussion and analysis should be read together with the audited annual consoli |
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| March 25, 2022 |
Exhibit 16.1 March 25, 2022 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: We have read Forge Global Holdings, Inc. (formerly known as Motive Capital Corp.) statements included under Item 4.01 of its Form 8-K dated March 25, 2022. We agree with the statements concerning our Firm under Item 4.01, in which we were infor |
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| March 25, 2022 |
Forge Global Holdings, Inc. 2022 Employee Stock Purchase Plan. Exhibit 10.4 FORGE GLOBAL HOLDINGS, INC. 2022 EMPLOYEE STOCK PURCHASE PLAN The purpose of the Forge Global Holdings, Inc. 2022 Employee Stock Purchase Plan (the ?Plan?) is to provide eligible employees of Forge Global Holdings, Inc. (the ?Company?) with opportunities to purchase shares of the Company?s common stock, par value $0.0001 per share (the ?Common Stock?). 4,072,000 shares of Common Stock |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 Forge Global Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| March 25, 2022 |
Exhibit 21.1 SUBSIDIARIES OF FORGE GLOBAL, INC. Name of Subsidiary Jurisdiction of Incorporation or Organization Equidate Holdings LLC Delaware, U.S. Forge EOF LLC Delaware, U.S. Equi LLC Delaware, U.S. Forge Global Advisors LLC Delaware, U.S. Forge Services, Inc. California, U.S. Forge Offshore Limited Cayman Islands Forge Data LLC Delaware, U.S. Forge Financial Holdings Inc. Delaware, U.S. Forge |
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| March 25, 2022 |
Form of Director Indemnification Agreement. Exhibit 10.13 INDEMNIFICATION AGREEMENT (For Directors of Forge Global Holdings, Inc.) This Indemnification Agreement (?Agreement?) is made as of by and between Forge Global Holdings, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS WHEREAS, the Company desires to attract and retain the services of highly qualified individuals, such as Indemnitee, to serve the Company; WH |
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| March 22, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 04, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2022 FORGE GLOBAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 001-39794 98-1561111 (State or other jurisdiction of incorporation) (Commiss |
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| March 22, 2022 |
Exhibit 99.1 Forge Global, Inc. and Motive Capital Corp Announce Closing of Business Combination to Create the First Publicly Traded Private Securities Marketplace ? Forge Global common stock to begin trading on the New York Stock Exchange under the ticker symbol ?FRGE? starting March 22, 2022; combined company renamed Forge Global Holdings, Inc. ? Business combination closed on March 21, 2022; pr |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 15, 2022 |
Motive Capital Corp Shareholders Approve Business Combination with Forge Global, Inc. Exhibit 99.1 Motive Capital Corp Shareholders Approve Business Combination with Forge Global, Inc. NEW YORK, March 15, 2022-(BUSINESS WIRE) - Motive Capital Corp (?MOTV?), a special purpose acquisition company sponsored by affiliates of Motive Partners, today announced that MOTV?s shareholders voted to approve the previously announced business combination with Forge Global, Inc. (?Forge?), a leadi |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 MOTIVE CAPITAL CORP (Exact name of registrant as specified in its charter) Cayman Islands 001-39794 98-1561111 (State or other jurisdiction (Commission (IRS Employer of |
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| March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 MOTIVE CAPITAL CORP (Exact name of registrant as specified in its charter) Cayman Islands 001-39794 98-1561111 (State or other jurisdiction (Commission (IRS Employer of |
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| March 15, 2022 |
Motive Capital Corp Shareholders Approve Business Combination with Forge Global, Inc. Exhibit 99.1 Motive Capital Corp Shareholders Approve Business Combination with Forge Global, Inc. NEW YORK, March 15, 2022-(BUSINESS WIRE) - Motive Capital Corp (?MOTV?), a special purpose acquisition company sponsored by affiliates of Motive Partners, today announced that MOTV?s shareholders voted to approve the previously announced business combination with Forge Global, Inc. (?Forge?), a leadi |
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| March 9, 2022 |
Filed by Motive Capital Corp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6(b) of the Securities Exchange Act of 1934, as amended Subject Company: Motive Capital Corp Commission File No. |
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| March 4, 2022 |
Filed by Motive Capital Corp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6(b) of the Securities Exchange Act of 1934, as amended Subject Company: Motive Capital Corp Commission File No. |
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| March 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a -6(e)(2)) ? Definitive Proxy Stat |
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| March 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 MOTIVE CAPITAL CORP (Exact name of registrant as specified in its charter) Cayman Islands 001-39794 98-1561111 (State or other jurisdiction (Commission (IRS Employer of |
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| February 17, 2022 |
Filed by Motive Capital Corp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Motive Capital Corp Commission File No. |
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| February 16, 2022 |
Filed by Motive Capital Corp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Motive Capital Corp Commission File No. |
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| February 14, 2022 |
MOTV / Motive Capital Corp / CITADEL ADVISORS LLC - MOTIVE CAPITAL CORP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Motive Capital Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (the ?Shares?) (Title of Class of Securities) G6 |
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| February 14, 2022 |
TABLE OF CONTENTS? ?Filed pursuant to Rule 424(b)(3)? ?Registration No. 333-260104? PROXY STATEMENT FOR EXTRAORDINARY GENERAL MEETING OF MOTIVE CAPITAL CORP (A CAYMAN ISLANDS EXEMPTED COMPANY) PROSPECTUS FOR 205,200,000 SHARES OF COMMON STOCK AND 13,800,000 PUBLIC WARRANTS OF MOTIVE CAPITAL CORP (AFTER ITS DOMESTICATION AS A CORPORATION INCORPORATED IN THE STATE OF DELAWARE), WHICH WILL BE RENAMED |
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| February 14, 2022 |
MOTV / Motive Capital Corp / ARISTEIA CAPITAL LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Motive Capital Corp (Name of Issuer) Class A Ordinary Shares, $0.0001 par value (Title of Class of Securities) G6293A103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 11, 2022 |
As filed with the Securities and Exchange Commission on February 11, 2022 ? As filed with the Securities and Exchange Commission on February 11, 2022 No. 333-260104? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? AMENDMENT NO. 5 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? MOTIVE CAPITAL CORP* (Exact name of registrant as specified in its charter) ? Cayman Islands (State or other jurisdiction of incorporation or or |
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| February 11, 2022 |
MOTV / Motive Capital Corp / Weiss Asset Management LP Passive Investment =============================================================================== UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 11, 2022 |
MOTV / Motive Capital Corp / BlueCrest Capital Management Ltd - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Motive Capital Corp. (Name of Issuer) Class A Common Stock (Title of Class of Securities) G6293A103** (CUSIP Number) 31 December 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| February 11, 2022 |
Filed by Motive Capital Corp Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Motive Capital Corp Commission File No. |
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| February 11, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. |
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| February 11, 2022 |
Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables Form S-4 (Form Type) Motive Capital Corp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to Be Paid Fees Previously Paid Equity Domestication Common Stock(2) Other(3) 41,400,000 $ 9. |
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| February 11, 2022 |
EXHIBIT 2 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENT, that I, Michael Edward Platt, hereby make, constitute and appoint Steven Pariente, acting individually, as my agent and attorney-in-fact for the purpose of executing in my name, (a) in my personal capacity or (b) in my capacity as principal of, or in other capacities with, BlueCrest Capital Management Limited, a company organized under the |
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| February 10, 2022 |
Form of Proxy Card for Extraordinary General Meeting Exhibit 99.1 |
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| February 10, 2022 |
Motive Capital Corp 7 World Trade Center 250 Greenwich Street, FL 47 New York, NY 10007 February 10, 2022 VIA EDGAR Sonia Bednarowski Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| February 10, 2022 |
Consent of Houlihan Lokey Capital, Inc. EX-99.9 6 tm2127561d16ex99-9.htm EXHIBIT 99.9 Exhibit 99.9 CONSENT OF HOULIHAN LOKEY CAPITAL, INC. February 9, 2022 Motive Capital Corp 7 World Trade Center 250 Greenwich Street, Floor 47 New York, New York 10007 Attn: Board of Directors RE: Proxy Statement / Prospectus of Motive Capital Corp. (“Motive”) which forms part of Amendment No. 4 to the Registration Statement on Form S-4 of Motive (the “ |
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| February 10, 2022 |
TABLE OF CONTENTS As filed with the Securities and Exchange Commission on February 9, 2022 No. |
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| February 9, 2022 |
CORRESP 1 filename1.htm Motive Capital Corp 7 World Trade Center 250 Greenwich Street, FL 47 New York, NY 10007 February 9, 2022 VIA EDGAR Sonia Bednarowski Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Motive Capital Corp Amendment No. 3 to Registration Statement on Form S-4 Filed January 31, 2022 File No. 333-260104 Dear Ms. Bednar |
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| January 31, 2022 |
Specimen Common Stock Certificate Exhibit 4.5 FORGE GLOBAL HOLDINGS, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, PAR VALUE OF $0.0001 PER SHARE, OF FORGE GLOBAL HOLDINGS, INC. (THE ?COMPANY?) transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly |
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| January 31, 2022 |
Motive Capital Corp 7 World Trade Center 250 Greenwich Street, FL 47 New York, NY 10007 January 31, 2022 VIA EDGAR Sonia Bednarowski Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| January 31, 2022 |
Consent of Christoph Hansmeyer to be named as a Director Exhibit 99.6 Consent to be Named as a Director Nominee In connection with the filing by Motive Capital Corp of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any and all amendments and |
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| January 31, 2022 |
As filed with the Securities and Exchange Commission on January 31, 2022 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on January 31, 2022 No. |
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| January 31, 2022 |
Consent of Steven McLaughlin to be named as a Director Exhibit 99.8 Consent to be Named as a Director Nominee In connection with the filing by Motive Capital Corp of the Registration Statement on Form S-4 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the ?Securities Act?), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named in the Registration Statement and any and all amendments and |
