GBSN / Great Basin Scientific, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

GBSN / Great Basin Scientific, Inc. / INTRACOASTAL CAPITAL, LLC - AMENDMENT NO. 2 TO SCHEDULE 13G Passive Investment

SC 13G/A 1 sc13g1218a2intracogreat.htm AMENDMENT NO. 2 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L8827 (CUSIP Number) December 31, 2018 (Date of Event Which

GBSN / Great Basin Scientific, Inc. / Hudson Bay Capital Management LP - GBSN 13GA Passive Investment

SC 13G/A 1 gbsn13ga.htm GBSN 13GA SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 39013L882 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appr

GBSN / Great Basin Scientific, Inc. / INTRACOASTAL CAPITAL, LLC - AMENDMENT NO. 1 TO FORM SC 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L8827 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

GBSN / Great Basin Scientific, Inc. / CVI Investments, Inc. - SC 13G/A Passive Investment

CUSIP No: 39013L882 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 2)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L882 (CUSI

GBSN / Great Basin Scientific, Inc. / Hudson Bay Capital Management LP - GREAT BASIN SCIENTIFIC, INC. SC13G/A Passive Investment

FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 39013L882 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

GBSN / Great Basin Scientific, Inc. / Empery Asset Management, LP - GREAT BASIN SCIENTIFIC, INC. Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 39013L882 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to w

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

gbsn-8k20170802.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of i

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

gbsn-8k20170929.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction o

Form of Waiver Agreement.

Exhibit 10.4 WAIVER This Waiver (this "Waiver") is entered into as of September 27, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation (the "Company"), and the undersigned holder (the "Holder") which is one of the investors signatory to (i) that certain Exchange Agreement, dated April 7, 2017 (the "Initial Exchange Agreement"), between the Company and the Holder and (ii) tha

Form of September 2017 Securities Purchase Agreement with Hudson Bay.

EX-10.1 3 gbsn-ex101201.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of September 27, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the "Company"), and the investor listed on Schedule I attached hereto (the "Investor

Form of September 2017 Pledge and Security Agreement.

EX-10.3 5 gbsn-ex103200.htm EX-10.3 Exhibit 10.3 PLEDGE AND SECURITY AGREEMENT PLEDGE AND SECURITY AGREEMENT, dated as of September 27, 2017 (this "Agreement"), made by Great Basin Scientific, Inc., a Delaware corporation (the "Company") and each other Subsidiary of the Company hereafter becoming party hereto (together with the Company, each a "Grantor" and, collectively, the "Grantors"), in favor

Form of New Forbearance Agreement with Other Investors.

Exhibit 10.6 [LETTERHEAD OF OTHER INVESTOR] September 27, 2017 VIA FACSIMILE & ELECTRONIC MAIL Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Attention: Jeff Rona, Chief Financial Officer E-Mail: [email protected] Facsimile: 801-990-1051 Re:Forbearance Agreement Ladies and Gentlemen: Reference is made to that certain (i) New 2017 Senior Secured Note, dated

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 GREAT BASIN SC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Co

Form of Subordination Agreement – Spring Forth Investments.

EX-10.7 9 gbsn-ex107195.htm EX-10.7 Exhibit 10.7 SUBORDINATION AND INTERCREDITOR AGREEMENT This Subordination and Intercreditor Agreement is executed and delivered as of September 27, 2017 (this "Agreement"), by and between Spring Forth Investments, LLC, a Utah limited liability company (the “Subordinated Creditor”), and Hudson Bay Master Fund Ltd., in its capacity as collateral agent for the Seni

Form of September 2017 Securities Purchase Agreement with Other Investors.

Exhibit 10.2 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (the "Agreement"), dated as of September 27, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the "Company"), and the investor listed on Schedule I attached hereto (the "Investor"). WHEREAS: A.Reference is hereby m

Form of New Forbearance Agreement with Hudson Bay.

Exhibit 10.5 HUDSON BAY MASTER FUND LTD. c/o Hudson Bay Capital Management LP 777 Third Avenue, 30th Floor New York, New York 10017 September 27, 2017 VIA FACSIMILE & ELECTRONIC MAIL Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Attention: Jeff Rona, Chief Financial Officer E-Mail: [email protected] Facsimile: 801-990-1051 Re:Forbearance Agreement Ladies

Form of New 2017 Secured Note.

EX-4.1 2 gbsn-ex41203.htm EX-4.1 Exhibit 4.1 [FORM OF NEW 2017 SENIOR SECURED NOTE] THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THESE SECURITIES MAY BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED DIRECTLY OR INDIRECTLY, ONLY (A) TO THE COMPANY, (B) IF THE SECURITIES HAVE BEEN REGISTER

Form of Subordination Agreement – Utah Autism Foundation.

EX-10.8 10 gbsn-ex108197.htm EX-10.8 Exhibit 10.8 SUBORDINATION AND INTERCREDITOR AGREEMENT This Subordination and Intercreditor Agreement is executed and delivered as of September 27, 2017 (this "Agreement"), by and between Utah Autism Foundation, a Utah non-profit corporation (the “Subordinated Creditor”), and Hudson Bay Master Fund Ltd., in its capacity as collateral agent for the Senior Credit

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

gbsn-8k20170922.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction o

Amendment to Employment Agreement between Great Basin Scientific, Inc. and Jeffrey Rona dated September 18, 2017.

gbsn-ex10145.htm Exhibit 10.1 September 22, 2017 Ryan Ashton President, Chief Executive Officer Great Basin Scientific, Inc. 2441 South 3850 West Salt Lake City, UT 84120 Re: Employment Agreement between Great Basin Scientific, Inc. and Jeffrey Rona Dear Mr. Ashton: This letter constitutes and amendment of the Employment Agreement between Great Basin Scientific, Inc. (“Great Basin”) and Jeffrey Ro

Regulation FD Disclosure

8-K 1 gbsn-8k20170906.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdi

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 gbsn-8k20170821.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdi

Original Forbearance Agreement dated August 21, 2017 (1).

gbsn-ex10152.htm Exhibit 10.1 HUDSON BAY MASTER FUND LTD. c/o Hudson Bay Capital Management LP 777 Third Avenue, 30th Floor New York, New York 10017 August 21, 2017 VIA FACSIMILE & ELECTRONIC MAIL Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Attention: Jeff Rona, Chief Financial Officer E-Mail: [email protected] Facsimile: 801-990-1051 Re:Forbearance Agr

Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

8-K 1 gbsn-8k20170818.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdi

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20170816.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of i

Great Basin Scientific NT 10-Q

gbsn-nt10q20170814.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 001-36662 CUSIP Number: [ ] (Check One) ? Form 10-K ? Form 20-F ? Form 10-Q ? Form N-SAR For Period Ended: June 30, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 gbsn-8k20170724.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdict

AMENDMENT TO SPRING FORTH PROMISSORY NOTE

gbsn-ex1016.htm Exhibit 10.1 AMENDMENT TO SPRING FORTH PROMISSORY NOTE This Amendment to Spring Forth Promissory Note (the ?Amendment?), dated July 18, 2017 (the ?Effective Date?), is entered into by and between Great Basin Scientific, Inc., a Delaware corporation (the ?Company?), and Spring Forth Investments, LLC a Utah limited liability company (?Lender? and together with the Company, the ?Parti

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4709958k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdicti

Great Basin Scientific Receives FDA 510(k) Clearance for Stool Bacterial Pathogens Panel At clearance, Company has nearly $2.0 million of potential annual revenue in active or scheduled evaluation for the panel; Commercial launch of mid-plex panel to

Exhibit 99.1 Great Basin Scientific Receives FDA 510(k) Clearance for Stool Bacterial Pathogens Panel At clearance, Company has nearly $2.0 million of potential annual revenue in active or scheduled evaluation for the panel; Commercial launch of mid-plex panel to begin immediately, rapid revenue ramp expected Salt Lake City, July 13, 2017 ? Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular d

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4704518k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of

Insert Section Title The Power of Information July 7, 2017 OTCQB: GBSN

Exhibit 99.1 Insert Section Title The Power of Information July 7, 2017 OTCQB: GBSN Insert Section Title All statements in this presentation that are not statements of historical fact are forward - looking statements, including stateme nts about any of the following: any projections of earnings, revenue, sales, profit margins, cash, working capital, or any other financial terms; the plans, strateg

GBSN / Great Basin Scientific, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L8827 (CUSIP Number) June 20, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

Great Basin Scientific, Inc. 2,595,000 Class A Units Consisting of Common Stock and Series J Warrants and 6,346,666 Class B Units Consisting of Pre-Funded Series K Warrants and Series J Warrants Roth Capital Partners TABLE OF CONTENTS Note Regarding

Filed Pursuant to 424(b)(4) Registration No. 333-216045 Great Basin Scientific, Inc. 2,595,000 Class A Units Consisting of Common Stock and Series J Warrants and 6,346,666 Class B Units Consisting of Pre-Funded Series K Warrants and Series J Warrants We are offering 2,595,000 Class A Units (?Class A Units?) and 6,346,666 Class B Units (?Class B Units?), together with 2,595,000 shares of common sto

SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC.

Exhibit 4.2 SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC. Warrant Shares: Issue Date: June, 2017 THIS SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or a

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Commiss

LEAK-OUT AGREEMENT

Exhibit 10.4 LEAK-OUT AGREEMENT June 20, 2017 This leak-out agreement (the “Leak-Out Agreement”) is being delivered to you in connection with an understanding by and among Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the person or persons named on the signature pages hereto (collectively, the “Holder”). Reference is hereby made to (a) the Subscription Agreement, dated

GREAT BASIN SCIENTIFIC, INC. 2,575,000 Class A Units, Each Class A Unit Consisting of One Share of Common Stock One Series J Warrant to Purchase Two and One-Half Shares of Common Stock 6,366,666 Class B Units, Each Class B Unit Consisting of one Seri

Exhibit 10.2 GREAT BASIN SCIENTIFIC, INC. 2,575,000 Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two and One-Half Shares of Common Stock and 6,366,666 Class B Units, Each Class B Unit Consisting of one Series K Pre-Funded Warrant to Purchase One Share of Common Stock and One Series J Warrant to Purchase Two and One-Half Shares of Com

LEAK-OUT AGREEMENT June 20, 2017

Exhibit 10.3 LEAK-OUT AGREEMENT June 20, 2017 This leak-out agreement (the ?Leak-Out Agreement?) is being delivered to you in connection with an understanding by and among Great Basin Scientific, Inc., a Delaware corporation (the ?Company?), and the person or persons named on the signature pages hereto (collectively, the ?Holder?). Reference is hereby made to (a) the Subscription Agreement, dated

SERIES J COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC.

Exhibit 4.1 SERIES J COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC. Warrant Shares: Issue Date: June, 2017 THIS SERIES J COMMON STOCK PURCHASE WARRANT (this ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June, 2017 (the ?

Great Basin Scientific Prices $2.7 Million Registered Offering of Units

Exhibit 99.1 Great Basin Scientific Prices $2.7 Million Registered Offering of Units Salt Lake City, June 20, 2017 - Great Basin Scientific, Inc. (OTCQB: GBSN) (the “Company” or “Great Basin”), a molecular diagnostics company, today announced it has priced a registered offering of 8.9 million units consisting of Class A Units and Class B Units at unit prices of $0.30 and $0.29, respectively. Gross

annex I TERMS AND CONDITIONS FOR PURCHASE OF SECURITIES

Exhibit 10.1 Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Great Basin Scientific, Inc., a Delaware corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions For Purchase of Securities attached hereto as Annex I (collectively, thi

Great Basin Scientific ESP

June 16, 2017 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

GBSN / Great Basin Scientific, Inc. ESP

June 15, 2017 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

As filed with the Securities and Exchange Commission on June 15, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC,

As filed with the Securities and Exchange Commission on June 15, 2017 Registration Statement No.

GREAT BASIN SCIENTIFIC, INC. ______ Class A Units, Each Class A Unit Consisting of One Share of Common Stock One Series J Warrant to Purchase Two and One-Half Shares of Common Stock ______ Class B Units, Each Class B Unit Consisting of one Series K P

Exhibit 10.65 GREAT BASIN SCIENTIFIC, INC. Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two and One-Half Shares of Common Stock and Class B Units, Each Class B Unit Consisting of one Series K Pre-Funded Warrant to Purchase One Share of Common Stock and One Series J Warrant to Purchase Two and One-Half Shares of Common Stock PLACEMENT

(If no exceptions, write “none.” If left blank, response will be deemed to be “none.”)

Exhibit 10.66 Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Great Basin Scientific, Inc., a Delaware corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions For Purchase of Securities attached hereto as Annex I (collectively, th

Unregistered Sales of Equity Securities

8-K 1 gbsn-8k20170608.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdicti

SERIES J COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC.

EX-4.29 2 v467654ex4-29.htm EXHIBIT 4.29 Exhibit 4.29 SERIES J COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC. Warrant Shares: Issue Date: , 2017 THIS SERIES J COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at

annex I TERMS AND CONDITIONS FOR PURCHASE OF SECURITIES

Exhibit 10.66 Great Basin Scientific, Inc. 420 E. South Temple, Suite 520 Salt Lake City, Utah 84111 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Great Basin Scientific, Inc., a Delaware corporation (the “Company”), as follows: 1. This Subscription Agreement, including the Terms and Conditions For Purchase of Securities attached hereto as Annex I (collectively, th

As filed with the Securities and Exchange Commission on June 7, 2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, I

As filed with the Securities and Exchange Commission on June 7, 2017 Registration Statement No.

SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC.

Exhibit 4.30 SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT GREAT BASIN SCIENTIFIC, INC. Warrant Shares: Issue Date: , 2017 THIS SERIES K PRE-FUNDED COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or afte

GREAT BASIN SCIENTIFIC, INC. ______ Class A Units, Each Class A Unit Consisting of One Share of Common Stock One Series J Warrant to Purchase Two Shares of Common Stock ______ Class B Units, Each Class B Unit Consisting of one Series K Pre-Funded War

Exhibit 10.65 GREAT BASIN SCIENTIFIC, INC. Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series J Warrant to Purchase Two Shares of Common Stock and Class B Units, Each Class B Unit Consisting of one Series K Pre-Funded Warrant to Purchase One Share of Common Stock and One Series J Warrant to Purchase Two Shares of Common Stock PLACEMENT AGENT AGREEMENT , 2017 Ro

Great Basin Scientific ESP

June 7, 2017 VIA EDGAR Amanda Ravitz, Assistant Director Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

Great Basin Scientific SD

gbsn-sd.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT CONFLICT MINERALS GREAT BASIN SCIENTIFIC, INC. (Exact name of the registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 420 E. South Temple,

Category of Description of the Certification Regarding the Vendor’s Provided Products

gbsn-ex1016.htm Exhibit 1.01 Section 1 - Conflict Minerals Disclosure Item 1.01 Conflict Minerals Disclosure and Report Conflict Minerals Disclosure For the calendar year 2016, we assessed whether any conflict minerals, as defined in Item 1.01(d)(3) of Form SD, were necessary to the functionality or production of a product we manufactured or contracted to be manufactured. We determined that certai

Unregistered Sales of Equity Securities

8-K 1 gbsn-8k20170530.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdicti

As filed with the Securities and Exchange Commission on May 22, 2017

S-1/A 1 v462466s1a.htm S-1/A As filed with the Securities and Exchange Commission on May 22, 2017 Registration Statement No. 333-216045 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 3841 83-0361454

Great Basin Scientific Reports First Quarter 2017 Results Company continues to reduce operating expenses and cash burn

gbsn-ex991120.htm Exhibit 99.1 Great Basin Scientific Reports First Quarter 2017 Results Company continues to reduce operating expenses and cash burn ? First quarter revenue increased 14% year-over-year ? 30% reduction in first quarter total operating expenses compared to fourth quarter ? First quarter net income was $21.5 million; non-GAAP net loss improved 27% from the fourth quarter ? Stool Bac

Financial Statements and Exhibits, Results of Operations and Financial Condition

gbsn-8k20170522.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of inco

GBSN / Great Basin Scientific, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36662 GREAT BASIN SCIENTIFIC, INC. (

Great Basin Scientific ESP

May 22, 2017 VIA EDGAR Amanda Ravitz, Assistant Director Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20170519.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of inco

Great Basin Scientific NT 10-Q

gbsn-nt10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 001-36662 CUSIP Number: [ ] (Check One) ? Form 10-K ? Form 20-F ? Form 10-Q ? Form N-SAR For Period Ended: March 31, 2017 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on For

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 gbsn-8k20170515.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdicti

Great Basin Scientific Obtains Release of $1.36 Million of Restricted Cash from Series B Convertible Notes Eliminates variable-price mandatory conversion feature

EX-99.1 4 gbsn-ex9916.htm EX-99.1 Exhibit 99.1 Great Basin Scientific Obtains Release of $1.36 Million of Restricted Cash from Series B Convertible Notes Eliminates variable-price mandatory conversion feature Salt Lake City, May 15, 2017 - Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular diagnostics company, today announced that holders of the 2017 Series B Senior Secured Convertible Notes

[FORM OF BUYER PRICE REDUCTION LETTER] [COMPANY LETTERHEAD]

gbsn-ex10228.htm Exhibit 10.2 [FORM OF BUYER PRICE REDUCTION LETTER] [COMPANY LETTERHEAD] May , 2017 Attention: Dear Sirs: Reference is hereby made to that certain Purchase Agreement, dated May , 2017 (the ?Purchase Agreement?), by and between . (the ?Seller?) and you (the ?Buyer? or ?you?), pursuant to which you agreed to purchase a portion of the 2017 Series B Senior Secured Convertible Note iss

PURCHASE AGREEMENT

EX-10.1 2 gbsn-ex1018.htm EX-10.1 Exhibit 10.1 PURCHASE AGREEMENT This Purchase Agreement (the “Agreement”), is made on May , 2017, by and between (the “Seller”), and the buyer signatory hereto (the “Buyer”). W I T N E S S E T H: WHEREAS, reference is hereby made to (a) that certain Securities Purchase Agreement, dated December 28, 2015, by and among Great Basin Scientific, Inc., a Delaware corpor

PURCHASE-MONEY PROMISSORY NOTE

EX-10.2 3 gbsn-ex1026.htm EX-10.2 Exhibit 10.2 PURCHASE-MONEY PROMISSORY NOTE $1,184,466.92April 13, 2017 FOR VALUE RECEIVED, GREAT BASIN SCIENTIFIC, INC., a Delaware corporation (“Debtor”), hereby unconditionally promises to pay to the order of UTAH AUTISM FOUNDATION (“Holder”), at the offices of Holder set forth on the signature page hereof, or at such other place for as Holder may designate in

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 gbsn-8k20170510.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdictio

PURCHASE-MONEY SECURITY AGREEMENT

gbsn-ex1017.htm Exhibit 10.1 PURCHASE-MONEY SECURITY AGREEMENT THIS PURCHASE-MONEY SECURITY AGREEMENT (the ?Agreement?) dated as of April 13, 2017 by and between GREAT BASIN SCIENTIFIC, INC., a Delaware corporation (the ?Grantor?), in favor of UTAH AUTISM FOUNDATION, a Utah non-profit corporation (the ?Lender?). Statement of Purpose Pursuant to the Purchase-Money Promissory Note of even date herew

Material Modification to Rights of Security Holders

gbsn-8k20170427.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of in

Unregistered Sales of Equity Securities

gbsn-8k20170421.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of in

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

8-K 1 gbsn-8k20170413.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdic

The Required Holder, in its capacity as a noteholder, consents to (i) the incurrence of the indebtedness from the Utah Autism Foundation in an amount up to $1,200,000, the proceeds of which may be used to repay the obligations under the company's exi

EX-10.5 3 gbsn-ex105117.htm EX-10.5 Exhibit 10.5 The Required Holder, in its capacity as a noteholder, consents to (i) the incurrence of the indebtedness from the Utah Autism Foundation in an amount up to $1,200,000, the proceeds of which may be used to repay the obligations under the company's existing master lease with Onset Financial, and (ii) the grant of a security interest by the company in

CONDITIONAL BILL OF SALE

gbsn-ex10447.htm Exhibit 10.4 CONDITIONAL BILL OF SALE KNOW ALL MEN BY THESE PRESENTS, that ONSET FINANCIAL, INC. (hereinafter the ?Seller?), having it principal place of business at 10813 South River Front Pkwy., Suite 450, South Jordan, UT 84095, upon receipt of the consideration specified below, hereby sells, assigns and transfers all of its right, title and interest in and to the Property desc

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

8-K 1 gbsn-8k20170417.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdic

AMENDMENT AND EXCHANGE AGREEMENT

EX-10.1 4 gbsn-ex101134.htm EX-10.1 Exhibit 10.1 AMENDMENT AND EXCHANGE AGREEMENT AMENDMENT AND EXCHANGE AGREEMENT (the “Agreement”) is made as of the day of April, 2017, by and between, Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the investor signatory hereto (the “Investor”). WHEREAS, reference is hereby made to (a) that certain Securities Purchase Agreement, dated

[FORM OF 2017 SERIES B SENIOR SECURED CONVERTIBLE NOTE]

gbsn-ex42_107.htm Exhibit 4.2 [FORM OF 2017 SERIES B SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, I

Great Basin Scientific Announces Completion of Restructuring of Convertible Notes Exchanged notes have fixed-price conversion of $3.00 per share, premium of 245% to the closing price on April 13, 2017; Derivative liability eliminated

gbsn-ex991133.htm Exhibit 99.1 Great Basin Scientific Announces Completion of Restructuring of Convertible Notes Exchanged notes have fixed-price conversion of $3.00 per share, premium of 245% to the closing price on April 13, 2017; Derivative liability eliminated Salt Lake City, April 17, 2017 ? Great Basin Scientific, Inc. (OTCQB: GBSND), a molecular diagnostics company, announced today that it

[FORM OF 2017 SERIES A SENIOR SECURED CONVERTIBLE NOTE]

EX-4.1 2 gbsn-ex41109.htm EX-4.1 Exhibit 4.1 [FORM OF 2017 SERIES A SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basi

[FORM OF 2017 SERIES A-2B SENIOR SECURED CONVERTIBLE NOTE]

Exhibit 4.4 [FORM OF 2017 SERIES A-2B SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, Inc. 2017 SERIES

[FORM OF 2017 SERIES A-1B SENIOR SECURED CONVERTIBLE NOTE]

Exhibit 4.3 [FORM OF 2017 SERIES A-1B SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, Inc. 2017 SERIES

[FORM OF 2017 SERIES B SENIOR SECURED CONVERTIBLE NOTE]

Exhibit 4.5 [FORM OF 2017 SERIES B SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, Inc. 2017 SERIES B

EXCHANGE AGREEMENT

Exhibit 10.1 EXCHANGE AGREEMENT EXCHANGE AGREEMENT (the “Agreement”) is made as of the 7th day of April, 2017, by and between, Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the investor signatory hereto (the “Investor”). WHEREAS, reference is hereby made to (a) that certain Securities Purchase Agreement, dated December 28, 2015, by and among the Company, the Investor an

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Commiss

[FORM OF 2017 SERIES A-2A SENIOR SECURED CONVERTIBLE NOTE]

Exhibit 4.2 [FORM OF 2017 SERIES A-2A SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, Inc. 2017 SERIES

CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC.

EX-3.1 2 gbsn-ex316.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the “Corporation”), a corporation duly organized and existing under the Delaware General Corporation Law (the “DGCL”), does hereby certify that: First. The amendment to the Corporation’s Seventh Amended an

Great Basin Scientific Announces Date of Effectiveness of Reverse Stock Split Company to effect stock split on April 10, 2017 Stock will trade under the temporary symbol GBSND

Exhibit 99.1 Great Basin Scientific Announces Date of Effectiveness of Reverse Stock Split Company to effect stock split on April 10, 2017 Stock will trade under the temporary symbol GBSND Salt Lake City, April 7, 2017 - Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular diagnostics company, announced today that a reverse stock split of its issued and outstanding shares of common stock at a r

[FORM OF 2017 SERIES A-1A SENIOR SECURED CONVERTIBLE NOTE]

Exhibit 4.1 [FORM OF 2017 SERIES A-1A SENIOR SECURED CONVERTIBLE NOTE] PURSUANT TO TREASURY REGULATION §1.1275-3(b)(1), THE DIRECTOR OF FINANCE OF THE COMPANY MADE AVAILABLE TO THE HOLDER UPON REQUEST THE INFORMATION DESCRIBED IN TREASURY REGULATION §1.1275-3(b)(1)(i). THE DIRECTOR OF FINANCE OF THE COMPANY MAY BE REACHED AT TELEPHONE NUMBER (801 990-1055). Great Basin Scientific, Inc. 2017 SERIES

Great Basin Scientific Announces Restructuring of Convertible Securities Exchange of securities will eliminate floorless variable-rate convertible securities; provide access to $11.6 million of gross proceeds to fund 2017 growth plans

Exhibit 99.2 Great Basin Scientific Announces Restructuring of Convertible Securities Exchange of securities will eliminate floorless variable-rate convertible securities; provide access to $11.6 million of gross proceeds to fund 2017 growth plans Salt Lake City, April 10, 2017 - Great Basin Scientific, Inc. (OTCQB: GBSND), a molecular diagnostics company, announced today that it has entered into

Great Basin Scientific Reports Fourth Quarter and Full Year 2016 Results Company reduces operating costs, improves gross margin and cash burn rate quarter-over-quarter

EX-99.1 2 v462396ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Great Basin Scientific Reports Fourth Quarter and Full Year 2016 Results Company reduces operating costs, improves gross margin and cash burn rate quarter-over-quarter · Fourth quarter revenue increased 39% year-over-year; 2016 revenues increased 42% · 14% reduction in net cash used in operating activities from the third quarter to the fourth q

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Commis

SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC.

EX-3.1 2 gbsn-ex311092.htm EX-3.1 Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. The undersigned, Ryan Ashton, hereby certifies that: FIRST: He is the duly elected and acting President of Great Basin Scientific, Inc., a Delaware corporation (the “Corporation”). SECOND: That the Corporation was originally incorporated pursuant to the General Co

GBSN / Great Basin Scientific, Inc. 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36662 GREAT BASIN SCI

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Commiss

Great Basin Scientific Receives Stockholder Approval for Reverse Stock Split and Authorized Share Increase During Special Meeting

EX-99.1 2 v461587ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Great Basin Scientific Receives Stockholder Approval for Reverse Stock Split and Authorized Share Increase During Special Meeting Salt Lake City, March 9, 2017 – Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular diagnostics company, announced that during a special meeting of stockholders held today, stockholders approved a reverse split o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Com

INDEMNIFICATION AGREEMENT

gbsn-ex1016.htm Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made as of the day of , 2017, by and between Great Basin Scientific, Inc., a Delaware corporation (the ?Corporation?), and (?Indemnitee?), a director and/or officer of the Corporation. RECITALS A.It is essential to the Corporation to retain the directors and officers of the Corporation until

NOTE REDEMPTION AGREEMENT

EX-10.2 3 gbsn-ex10240.htm EX-10.2 Exhibit 10.2 NOTE REDEMPTION AGREEMENT This Note Redemption Agreement (the "Agreement") dated as of March 3, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder" and collectivel

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20170302.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Inc

NOTE REDEMPTION AGREEMENT

gbsn-ex1016.htm Exhibit 10.1 NOTE REDEMPTION AGREEMENT This Note Redemption Agreement (the "Agreement") dated as of February 16, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder" and collectively with the Comp

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

gbsn-8k20170210.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific DEF 14A

DEF 14A 1 v459806def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as pe

AMENDMENT AGREEMENT NO. 4

Exhibit 10.1 AMENDMENT AGREEMENT NO. 4 This Amendment Agreement No. 4 (the "Agreement") dated as of February 17, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder"). All terms used and not defined herein are us

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Com

Great Basin Scientific FORM 8-K/A (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

NOTE REDEMPTION AGREEMENT

EX-10.1 2 v459924ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 NOTE REDEMPTION AGREEMENT This Note Redemption Agreement (the "Agreement") dated as of February 16, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder" and c

NOTE REDEMPTION AGREEMENT

Exhibit 10.1 NOTE REDEMPTION AGREEMENT This Note Redemption Agreement (the "Agreement") dated as of February 16, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder" and collectively with the Company, the "Partie

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Com

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) (Com

- 2 -

EX-10.1 2 v459506ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 WAIVER This Waiver (this “Waiver”) is entered into as of February 14, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the investors listed on the Schedule of Buyers (“Schedule of Buyers”) attached to that certain Securities Purchase Agreement be

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. 420 E. South Temple, Suite 520 Salt Lake City, UT 84111 (801) 990-1055 Ryan Ashton C

As filed with the Securities and Exchange Commission on February 14, 2017 Registration Statement No.

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Com

Great Basin Scientific Announces Corporate Restructuring and Reduction in Principal of 2016 Convertible Note 2016 Convertible Note amended reducing principal to $36 Million

Exhibit 99.1 Great Basin Scientific Announces Corporate Restructuring and Reduction in Principal of 2016 Convertible Note 2016 Convertible Note amended reducing principal to $36 Million Salt Lake City, February 10, 2017 ? Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular diagnostics company, today announced a restructuring and cost reduction plan that is designed to focus Company resources o

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

NOTE REDEMPTION AGREEMENT

Exhibit 10.1 NOTE REDEMPTION AGREEMENT This Note Redemption Agreement (the "Agreement") dated as of February 9, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder" and collectively with the Company, the "Parties

GBSN / Great Basin Scientific, Inc. / CVI Investments, Inc. - SC 13G/A Passive Investment

CUSIP No: 39013L809 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L809 (CUSI

Great Basin Scientific PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20170130.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

AMENDMENT AGREEMENT NO. 3

EX-10.1 2 v458011ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT AGREEMENT NO. 3 This Amendment Agreement No.3 (the "Agreement") dated as of January 30, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder"). All t

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Other Events

gbsn-8k20170126.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20170125.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific Announces Preliminary Fourth Quarter 2016 Revenue Quarterly revenue growth of 15.8% quarter-over-quarter and 39.2% year-over-year; Company’s New Business Funnel of active evaluations and scheduled evaluations reaches $2.54 mill

Exhibit 99.1 Great Basin Scientific Announces Preliminary Fourth Quarter 2016 Revenue Quarterly revenue growth of 15.8% quarter-over-quarter and 39.2% year-over-year; Company’s New Business Funnel of active evaluations and scheduled evaluations reaches $2.54 million in potential new customer revenue Salt Lake City, January 24, 2017 - Great Basin Scientific, Inc. (OTCQB: GBSND), a molecular diagnos

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

AMENDMENT AGREEMENT NO. 2

Exhibit 10.1 AMENDMENT AGREEMENT NO. 2 This Amendment Agreement No. 2 (the "Agreement") dated as of January 24, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder"). All terms used and not defined herein are use

GBSN / Great Basin Scientific, Inc. / Empery Asset Management, LP - GREAT BASIN SCIENTIFIC, INC. Passive Investment

SC 13G/A 1 p17-0242sc13ga.htm GREAT BASIN SCIENTIFIC, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 39013L809 (CUSIP Number) December 31, 2016 (Date of event which requires filing of this statement) Ch

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EX-10.1 2 gbsn-ex1016.htm EX-10.1 Exhibit 10.1 January 23, 2017 [ ] Dear Sirs: This agreement (this “Agreement”) is being delivered to you in connection with that certain understanding by and among Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the “Company”) and [ ]. (the “Holder”). Reference is hereby m

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K 1 gbsn-8k20170123.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisd

Great Basin Scientific 8-K/A (Current Report/Significant Event)

gbsn-8ka20170123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or O

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

gbsn-8k20170120.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific RW

[Great Basin Scientific, Inc. Letterhead] January 20, 2017 VIA EDGAR and Express Mail Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549-0306 Re: Great Basin Scientific, Inc. Request for Withdrawal of Registration Statement on Form S-1 (File No. 333-213144) Ladies and Gentlemen: Pursuant to Rule 477 under the Securities Act of 1933, as amended,

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

AMENDMENT AGREEMENT

Exhibit 10.1 AMENDMENT AGREEMENT This Amendment Agreement (the "Agreement") dated as of January 19, 2017, is by and between Great Basin Scientific, Inc., a Delaware corporation with offices located at 420 E. South Temple, Suite 520, Salt Lake City, Utah 84111 (the "Company"), and the Holder whose signature is set forth below (the "Holder"). All terms used and not defined herein are used as defined

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gbsn-ex1016.htm Exhibit 10.1 January , 2017 Attention: Dear Sirs: This agreement (this ?Agreement?) is being delivered to you in connection with that certain understanding by and among Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the ?Company?) and [ ] (the ?Holder?). Reference is hereby made to that ce

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Comm

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 11 (to Prospectus dated May 28, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), which relates to the offering of 3

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Commi

annex I TERMS AND CONDITIONS FOR PURCHASE OF SECURITIES

Exhibit 10.66 Great Basin Scientific, Inc. 2441 South 3850 West Salt Lake City, Utah 84120 Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with Great Basin Scientific, Inc., a Delaware corporation (the “Company”) as follows: 1. This Subscription Agreement, including the Terms and Conditions For Purchase of Securities attached hereto as Annex I (collectively, (this “Agreem

GREAT BASIN SCIENTIFIC, INC. ________ Units, Each Unit Consisting of One Share of Series G Mandatorily Convertible Preferred Stock One Series I Warrant to Purchase ________ Shares of Common Stock PLACEMENT AGENT AGREEMENT

Exhibit 10.65 GREAT BASIN SCIENTIFIC, INC. Units, Each Unit Consisting of One Share of Series G Mandatorily Convertible Preferred Stock and One Series I Warrant to Purchase Shares of Common Stock PLACEMENT AGENT AGREEMENT January , 2017 Roth Capital Partners, LLC 888 San Clemente Drive Newport Beach, CA 92660 Dear Sirs: 1. INTRODUCTION. Great Basin Scientific, Inc., a Delaware corporation (the “Co

great basin scientific, inc. FORM OF SERIES I Warrant To Purchase Common Stock

Exhibit 10.67 great basin scientific, inc. FORM OF SERIES I Warrant To Purchase Common Stock Warrant No.: I- Number of Shares of Common Stock: Date of Issuance: , 2017 (“Issuance Date”) Great Basin Scientific, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [PURCHASER], the regis

SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC.

Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. The undersigned, Ryan Ashton, hereby certifies that: FIRST: He is the duly elected and acting President of Great Basin Scientific, Inc., a Delaware corporation (the “Corporation”). SECOND: That the Corporation was originally incorporated pursuant to the General Corporation Law of the State of Dela

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. 420 E. South Temple, Suite 520 Salt Lake City, UT 84111 (801) 990

As filed with the Securities and Exchange Commission on January 10, 2017 Registration Statement No.

CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES G MANDATORILY CONVERTIBLE PREFERRED STOCK OF GREAT BASIN SCIENTIFIC, INC.

Exhibit 3.7 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES G MANDATORILY CONVERTIBLE PREFERRED STOCK OF GREAT BASIN SCIENTIFIC, INC. I, Jeffery A. Rona, hereby certify that I am the Secretary of Great Basin Scientific, Inc., a Delaware corporation (the “Company”), a corporation organized and existing under the Delaware General Company Law (the “DGCL”), and further do hereby cert

[Signature Pages Follow]

Exhibit 10.2 WAIVER This Waiver (this “Waiver”) is entered into as of January 9, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the holders (“Holders”) of shares of the Company’s Series F Preferred Stock (“Series F Preferred Shares”) with reference to the following facts: A. On November 2, 2016, t

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

[Signature Pages Follow]

EX-10.1 2 v456523ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 WAIVER This Waiver (this “Waiver”) is entered into as of January 9, 2017, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the investors listed on the Schedule of Buyers (“Schedule of Buyers”) attached to that certain Securities Purchase Agreement betw

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20161231.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

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gbsn-ex1016.htm January 2, 2017 Attention: Dear Sirs: This agreement (this “Agreement”) is being delivered to you in connection with that certain understanding by and among Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the “Company”) and [ ]. (the “Holder”). Reference is hereby made to that certain Secur

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 2, 2017 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Commi

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20161228.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20161228.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Comm

FIFTH CERTIFICATE OF AMENDMENT THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GREAT BASIN SCIENTIFIC, INC.

Exhibit 3.1 FIFTH CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the ?Corporation?), a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That at a meeting of the Board of Directors of the Corporation (the

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 10 (to Prospectus dated May 28, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the ?Prospectus?), which relates to the offering of 3

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Comm

Great Basin Scientific DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

424B3 1 v454357424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 9 (to Prospectus dated May 28, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), whic

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of Incorporation) (Com

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commi

[Signature Pages Follow]

EX-10.1 2 v454318ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 WAIVER This Waiver (this “Waiver”) is entered into as of December 2, 2016, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the investors listed on the Schedule of Buyers (“Schedule of Buyers”) attached to that certain Securities Purchase Agreement bet

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. 420 E. South Temple, Suite 520 Salt Lake City, UT 84111 (801) 990

As filed with the Securities and Exchange Commission on December 2, 2016 Registration Statement No.

Great Basin Scientific PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Great Basin Scientific ESP

GREAT BASIN SCIENTIFIC, INC. December 1, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Tim Buchmiller Re: Great Basin Scientific, Inc. Preliminary Proxy Statement on Schedule 14A Filed November 14, 2016 File No. 001-36662 Dear Mr. Buchmiller: We are in receipt of the comments of the Staff of the Securities and Exchange Commission (the ?Commission?) set

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 8 (to Prospectus dated May 28, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the ?Prospectus?), which relates to the offering of 3,

Unregistered Sales of Equity Securities

8-K 1 gbsn-8k20161122.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Juris

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

424B3 1 gbsn424b3111816.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 7 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), which r

Unregistered Sales of Equity Securities

gbsn-8k20161115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 6 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the ?Prospectus?), which relates to the offering of 3,

Great Basin Scientific Reports Third Quarter 2016 Results Company sees 35% year-over-year revenue growth; Group B Strep revenue up 339% year-over-year; C. diff revenue increased 20% year-over-year

EX-99.1 2 gbsn-ex9917.htm EX-99.1 Exhibit 99.1 Great Basin Scientific Reports Third Quarter 2016 Results Company sees 35% year-over-year revenue growth; Group B Strep revenue up 339% year-over-year; C. diff revenue increased 20% year-over-year Salt Lake City, November 14, 2016 – Great Basin Scientific, Inc. (OTCQB: GBSN), a molecular diagnostic testing company, today reported financial results for

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20161103.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

Business Update Third Quarter 2016 November 14, 2016

EX-99.2 3 gbsn-ex9928.htm EX-99.2 Exhibit 99.2 Business Update Third Quarter 2016 November 14, 2016 Dear Great Basin Scientific Shareholder: There has been a lot of activity at Great Basin over the last quarter, in terms of progress toward reaching company goals for footprint and revenue growth, menu expansion, and the amortization of the 2015 Notes. To help explain what we are delivering and what

Great Basin Scientific 10-Q (Quarterly Report)

gbsn-10q20160930.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36662 GREAT

Great Basin Scientific PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC.

EX-3.1 2 gbsn-ex31643.htm EX-3.1 Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. The undersigned, Ryan Ashton, hereby certifies that: FIRST: He is the duly elected and acting President of Great Basin Scientific, Inc., a Delaware corporation (the “Corporation”). SECOND: That the Corporation was originally incorporated pursuant to the General Cor

GBSN / Great Basin Scientific, Inc. / CVI Investments, Inc. - SC 13G Passive Investment

CUSIP No: 39013L403 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Great Basin Scientific, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 39013L403 (CUSIP

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

424B3 1 v452293424b3.htm 424B3 Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 5 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), whic

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

8-K 1 gbsn-8k20161031.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisd

AMENDMENT AGREEMENT NO. 4 TO REGISTRATION RIGHTS AGREEMENT

EX-10.2 5 v452095ex10-2.htm EXHIBIT 10.2 AMENDMENT AGREEMENT NO. 4 TO REGISTRATION RIGHTS AGREEMENT This Fourth Amendment Agreement (this “Fourth Amendment Agreement”) is entered into as of November 2, 2016, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the investors listed on the Schedule of Buyers (“

CERTIFICATE OF DESIGNATION SERIES E PREFERRED STOCK GREAT BASIN SCIENTIFIC, INC. (Pursuant to Section 151(g) of the Delaware General Corporation Law)

Exhibit 3.2 CERTIFICATE OF DESIGNATION of SERIES E PREFERRED STOCK of GREAT BASIN SCIENTIFIC, INC. (Pursuant to Section 151(g) of the Delaware General Corporation Law) Great Basin Scientific, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the ?Company?), DOES HEREBY CERTIFY: FIRST: That the Board of Directors of the Company (

CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF GREAT BASIN SCIENTIFIC, INC.

EX-3.1 2 v452095ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES F CONVERTIBLE PREFERRED STOCK OF GREAT BASIN SCIENTIFIC, INC. I, Jeffery A. Rona, hereby certify that I am the Secretary of Great Basin Scientific, Inc., a Delaware corporation (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL

AMENDED AND RESTATED EXCHANGE AGREEMENT

Exhibit 10.1 AMENDED AND RESTATED EXCHANGE AGREEMENT AMENDED AND RESTATED EXCHANGE AGREEMENT (the ?Agreement?) is made as of the 2nd day of November 2016, by and between, Great Basin Scientific, Inc., a Delaware corporation (the ?Company?), and the investor signatory hereto (the ?Investor?). WHEREAS, reference is hereby made to (a) that certain Securities Purchase Agreement, dated December 28, 201

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

8-K 1 v4520958k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdi

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commi

Great Basin Scientific 8-K

DEFA14A 1 v4521008k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdic

Great Basin Scientific 8-K (Current Report/Significant Event)

gbsn-8k20161024.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-36662 83-0361454 (State or Other Jurisdiction of

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

424B3 1 gbsn424b3102116.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 4 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), which r

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commi

Great Basin Scientific /A (Quarterly Report)

10-Q/A 1 gbsn10qa063016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36662 G

Great Basin Scientific /A (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-36662 GREAT BASIN

Great Basin Scientific ESP

GREAT BASIN SCIENTIFIC, INC. October 21, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Brian Cascio Re: Great Basin Scientific, Inc. Form 10-K for the Fiscal Year Ended December 31, 2015 Filed March 1, 2016 Form 10-Q for the Quarterly Period Ended June 30, 2016 Filed August 11, 2016 File No. 001-36662 Dear Mr. Cascio: We are in receipt of the comments

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 3 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), which relates to the offering of 3,

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EXHIBIT 10.1 October , 2016 Attention: Dear Sirs: This agreement (the ?Amended Leak-Out Agreement?) amends and restates in its entirety that certain leak-out agreement, by and between Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the ?Company?) and (the ?Holder?), dated September 19, 2016 (as amended pri

Great Basin Scientific 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commi

JOINT FILING AGREEMENT

EX-99.1 2 v450621ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Great Basin Scientific, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(b) under the Securities Exchange Act o

GBSN / Great Basin Scientific, Inc. / CITADEL SECURITIES LLC - SC 13G Passive Investment

SC 13G 1 v450621sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. )* Great Basin Scientific, Inc. (Name of Issuer) Common stock, par value $0.001 per share (Title of Class of Securities) 39013L601 (CUSIP Number) October

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commi

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 2 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the ?Prospectus?), which relates to the offering of 3,

JOINT FILER INFORMATION

Exhibit 99.1 JOINT FILER INFORMATION Name: Citadel GP LLC Address: 131 S. Dearborn Street, 32nd Floor Chicago, Illinois 60603 Designated Filer: Citadel GP LLC Issuer and Ticker Symbol: Great Basin Scientific, Inc. [GBSN] Date of Event Requiring Statement: 10/06/2016 CITADEL GP LLC By: /s/ Mark Polemeni Mark Polemeni, Authorized Signatory JOINT FILER INFORMATION Name: Citadel Securities LLC Address

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

EXCHANGE AGREEMENT

Exhibit 10.1 EXCHANGE AGREEMENT EXCHANGE AGREEMENT (the “Agreement”) is made as of the 2nd day of October 2016, by and between, Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the investor signatory hereto (the “Investor”). WHEREAS, reference is hereby made to (a) that certain Securities Purchase Agreement, dated December 28, 2015, by and among the Company, the Investor a

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

8-K 1 v4498488k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Com

3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock

424B3 1 gb-424b3no1091516.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-211334 Prospectus Supplement No. 1 (to Prospectus dated May 26, 2016) 3,160,000 Units, Each Consisting of One Share of Common Stock and one Series G Warrant, Each Series G Warrant to Purchase One Share of Common Stock This prospectus supplement supplements the prospectus dated May 26, 2016 (the “Prospectus”), which

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

8-K 1 v4493608k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other juris

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EXHIBIT 10.1 September 19, 2016 Attention: Dear Sirs: This agreement (the ?Leak-Out Agreement?) is being delivered to you in connection with that certain understanding by and among Great Basin Scientific, Inc., a Delaware corporation, with headquarters located at 420 E. South Temple, Suite 520, Salt Lake City, UT 84111 (the ?Company?) and (the ?Holder?). Reference is hereby made to (a) that certai

Great Basin Scientific 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Com

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

8-K 1 v4489768k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other juris

FIFTH CERTIFICATE OF AMENDMENT THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GREAT BASIN SCIENTIFIC, INC.

EX-3.1 2 ex31.htm FIFTH CERTIFICATE OF AMENDMENT EXHIBIT 3.1 FIFTH CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the “Corporation”), a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify: FIRST: That at a meeting

CERTIFICATE OF CORRECTION TO SECOND CERTIFICATE OF AMENDMENT THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GREAT BASIN SCIENTIFIC, INC.

ex32.htm EXHIBIT 3.2 CERTIFICATE OF CORRECTION TO SECOND CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the ?Corporation?), a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: 1. The Second Certificate of Amendm

Great Basin Scientific A (Current Report/Significant Event)

gb8ka091516.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Com

FOURTH CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the “Corporation”), a corporation duly organized and existing under the General Corporation

ex31.htm EXHIBIT 3.1 FOURTH CERTIFICATE OF AMENDMENT TO THE SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GREAT BASIN SCIENTIFIC, INC. Great Basin Scientific, Inc. (the ?Corporation?), a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify: FIRST: That at a meeting of the Board of Directors of the Corpor

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Comm

Great Basin Scientific DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Unregistered Sales of Equity Securities

8-K 1 v4478488k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdic

Unregistered Sales of Equity Securities

8-K 1 v4478488k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdic

Great Basin Scientific DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

Great Basin Scientific DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State

Great Basin Scientific DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

Great Basin Scientific DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Great Basin Scientific FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

- 2 -

Exhibit 10.1 WAIVER This Waiver (this ?Waiver?) is entered into as of August 17, 2016, by and between Great Basin Scientific, Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?) which is one of the investors listed on the Schedule of Buyers (?Schedule of Buyers?) attached to that certain Securities Purchase Agreement between the Company and all of the investors

- 2 -

Exhibit 10.2 WAIVER This Waiver (this “Waiver”) is entered into as of August 17, 2016, by and between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and the undersigned holder (the “Holder”) which is one of the investors listed on the Schedule of Buyers (“Schedule of Buyers”) attached to that certain Securities Purchase Agreement between the Company and all of the investors

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. 420 E. South Temple, Suite 520 Salt Lake City, UT 84111 (801) 990-1055 Ryan Ashton C

As filed with the Securities and Exchange Commission on August 15, 2016 Registration Statement No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREAT BASIN SCIENTIFIC, INC. 420 E. South Temple, Suite 520 Salt Lake City, UT 84111 (801) 990-1055 Ryan Ashton C

As filed with the Securities and Exchange Commission on August 15, 2016 Registration Statement No.

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Great Basin Scientific 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commis

Great Basin Reports Second Quarter 2016 Results Company sees 38.7% year-over-year revenue growth; continues strong progress toward customer acquisition, assay placement and product development targets

Exhibit 99.1 Great Basin Reports Second Quarter 2016 Results Company sees 38.7% year-over-year revenue growth; continues strong progress toward customer acquisition, assay placement and product development targets Salt Lake City, August 11, 2016 ? Great Basin Scientific, Inc. (NASDAQ: GBSN), a molecular diagnostic testing company, today reported financial results for the second quarter ended June

Great Basin Scientific 10-Q (Quarterly Report)

10-Q 1 gbsn-10q20160630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-3666

Great Basin Scientific PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Great Basin Scientific PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

Unregistered Sales of Equity Securities

8-K 1 v4465398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdict

Unregistered Sales of Equity Securities

8-K 1 v4465398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdict

AMENDMENT TO SPRING FORTH PROMISSORY NOTE

EX-10.1 2 ex101.htm AMENDMENT TO SPRING FORTH PROMISSORY NOTE EXHIBIT 10.1 AMENDMENT TO SPRING FORTH PROMISSORY NOTE This Amendment to the Promissory Note, dated July18, 2016 (the “Amendment”), between Great Basin Scientific, Inc., a Delaware corporation (the “Company”), and Spring Forth Investments, LLC a Utah limited liability company (“Lender” and together with the Company, the “Parties”, and e

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

gb8k07292016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorp

Great Basin Scientific PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State

EX-16.1

ex161.htm EXHIBIT 16.1

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commissi

1

ex99_1.htm EXHIBIT 99.1 Good afternoon and welcome to Great Basin Scientific’s business update call. This is David Clair of ICR Investor Relations. Before we begin, I will start with some cautionary statements: The following discussion regarding Great Basin Scientific contains forward-looking statements for purposes of the Safe Harbor provisions of the Private Securities Litigation Reform Act of 1

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commissi

Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commissio

Material Modification to Rights of Security Holders, Unregistered Sales of Equity Securities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2016 GREAT BASIN SCIENTIFIC, INC. (Exact name of registrant as specified in its charter) Delaware 001-36662 83-0361454 (State or other jurisdiction of incorporation) Commissio