GFED / Guaranty Federal Bancshares Inc - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

GFED / Guaranty Federal Bancshares, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Guaranty Federal Bancshares Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

SC 13G/A 1 eps-10615gfed.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-23325 Guaranty Federal Bancshares, Inc. (Exact name of registrant as sp

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated April 5, 2022, with respect to the common stock, par value $0.10 per share, of Guaranty Federal Bancshares, Inc., a Delaware corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1

GFED / Guaranty Federal Bancshares, Inc. / Castle Creek Capital Partners V, LP - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Guaranty Federal Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 40108P101 (CUSIP Number) John M. Eggemeyer 11682 El Camino Real Suite 320 San Diego, CA 92130 858-756-8300 Copy to: Castle Creek Cap

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-23325 (Commission file

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

QCR Holdings, Inc. Announces Completion of Acquisition of Guaranty Federal Bancshares, Inc.

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE QCR Holdings, Inc. Announces Completion of Acquisition of Guaranty Federal Bancshares, Inc. Moline, IL, April 1, 2022 - QCR Holdings, Inc. (NASDAQ: QCRH) (?QCR Holdings?) today announced the successful completion of the acquisition of Guaranty Federal Bancshares, Inc. (?Guaranty?). Guaranty?s banking subsidiary, Guaranty Bank, will be merged into QC

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

As filed with the Securities and Exchange Commission on April 1, 2022

As filed with the Securities and Exchange Commission on April 1, 2022 Registration No.

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 22, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-23325 (Commission Fi

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS TO COMPLETE ITS MERGER WITH QCR HOLDINGS, INC.

Exhibit 99.1 For Immediate Release Contact: Shaun A. Burke, President and Chief Executive Officer 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES RECEIPT OF REGULATORY APPROVALS TO COMPLETE ITS MERGER WITH QCR HOLDINGS, INC. SPRINGFIELD, MO - (March 23, 2022) - Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (the ?Company? or ?GFE

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES STOCKHOLDER VOTE RESULTS AND ELECTION DEADLINE REMINDER

Exhibit 99.1 For Immediate Release Contact: Shaun A. Burke, President and Chief Executive Officer 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES STOCKHOLDER VOTE RESULTS AND ELECTION DEADLINE REMINDER SPRINGFIELD, MO - (March 22, 2022) - A special meeting of the stockholders of Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (the

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-23325 (Commission Fi

Subsidiaries of the Registrant†

Exhibit 21 Subsidiaries of the Registrant Name of Subsidiary State of Incorporation Guaranty Bank Missouri

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-23325 Guaranty Federal Bancshares, I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Guaranty Federal Bancshares,

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-23325 (Commission file

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-23325 (Commission file

GFED / Guaranty Federal Bancshares, Inc. / ALLIANCEBERNSTEIN L.P. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Guaranty Federal Bancshares Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.    )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ???) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru

QCR Holdings, Inc. Announces Net Income of $27.0 Million for the Fourth Quarter and Record Net Income of $98.9 Million for the Full Year 2021

Filed by QCR Holdings, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Guaranty Federal Bancshares, Inc. Commission File Number: 000-23325 PRESS RELEASE FOR IMMEDIATE RELEASE QCR Holdings, Inc. Announces Net Income of $27.0 Million for the Fourth Quarter and Record Net Income of $98.9 Mil

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY FOURTH QUARTER AND RECORD EARNINGS FOR FISCAL YEAR 2021 SPRINGFIELD, MO – JANUARY 20, 2022 Highlights of the Fourth Quarter 2021

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY FOURTH QUARTER AND RECORD EARNINGS FOR FISCAL YEAR 2021 SPRINGFIELD, MO ? JANUARY 20, 2022 Highlights of the Fourth Quarter 2021 ? As previously announced in November 2021, Guaranty Federal Bancshares, Inc. (the ?Company?) entered into a definiti

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (C

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND SPRINGFIELD, MO ? (December 31, 2021) ?Guaranty Federal Bancshares, Inc., (NASDAQ: GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (

Filed by QCR Holdings, Inc.

Filed by QCR Holdings, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Guaranty Federal Bancshares, Inc. Commission File Number: 000-23325 Guaranty Bank Acquisition | Frequently Asked Questions About the Acquisition Q: Why did QCRH decide to purchase Guaranty Bank? A: The Southwest Missou

QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc.

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc. Moline, IL, Springfield, MO, Nov. 9, 2021 - QCR Holdings, Inc. (NASDAQ: QCRH) (?QCR Holdings?) and Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (?Guaranty?) jointly announced today the signing of a definitive agreement whereby QCR Holdings will acquire Guaranty and mer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2021 QCR Holdings, Inc

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 9, 2021 QCR Holdings, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 000-22208 Delaware 42-1397595 (State or other jurisdiction of incorpo

QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc.

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc. Moline, IL, Springfield, MO, Nov. 9, 2021 - QCR Holdings, Inc. (NASDAQ: QCRH) (?QCR Holdings?) and Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (?Guaranty?) jointly announced today the signing of a definitive agreement whereby QCR Holdings will acquire Guaranty and mer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): November 9, 2021 Guaranty Federal

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): November 9, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-23325 (Commission F

For internal use only.

Filed by QCR Holdings, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Guaranty Federal Bancshares, Inc. Commission File Number: 000-23325 For internal use only. Guaranty Bank Acquisition | Frequently Asked Questions This document is designed to answer questions employees may have about Q

A Compelling Partnership November 9, 2021

Exhibit 99.2 A Compelling Partnership November 9, 2021 This presentation may contain forward - looking statements within the meaning of the Private Securities Litigation Reform Act of 1 995 with respect to the financial condition, results of operations, plans, objectives, future performance and business of QCR Holdings (the ?Company? or "QCRH") and Guaranty Fede ral Bancshares, Inc. (?Guaranty?).

QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc.

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE QCR Holdings, Inc. Announces Acquisition of Guaranty Federal Bancshares, Inc. Moline, IL, Springfield, MO, Nov. 9, 2021 - QCR Holdings, Inc. (NASDAQ: QCRH) (?QCR Holdings?) and Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (?Guaranty?) jointly announced today the signing of a definitive agreement whereby QCR Holdings will acquire Guaranty and mer

Filed by QCR Holdings, Inc.

Filed by QCR Holdings, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Guaranty Federal Bancshares, Inc. Commission File Number: 000-23325 NOVEMBER 09, 2021 / 4:00PM GMT, QCR Holdings Inc to Acquire Guaranty Federal Bancshares Inc CORPORATE PARTICIPANTS Larry J. Helling QCR Holdings, Inc.

Agreement and Plan of Merger, dated as of November 9, 2021, by and between QCR Holdings, Inc. and Guaranty Federal Bancshares, Inc.*

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN QCR HOLDINGS, INC., AND GUARANTY FEDERAL BANCSHARES, INC. November 9, 2021 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 2 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers 2 Section 1.6 Bank Merger 2 Article 2

Agreement and Plan of Merger, dated as of November 9, 2021, by and between QCR Holdings, Inc. and Guaranty Federal Bancshares, Inc.*

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN QCR HOLDINGS, INC., AND GUARANTY FEDERAL BANCSHARES, INC. November 9, 2021 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 2 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers 2 Section 1.6 Bank Merger 2 Article 2

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (Date of earliest event reported): November 9, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-23325 (Commission F

Filed by Guaranty Federal Bancshares, Inc.

Filed by Guaranty Federal Bancshares, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Guaranty Federal Bancshares, Inc. Commission File Number: 000-23325 DATE: Nov. 9 at 8:30 a.m. TO: All Guaranty Bank Employees FR: Shaun Burke Subject Line: Company Announcement Hello Everyone, I have som

Agreement and Plan of Merger, dated as of November 9, 2021, by and between QCR Holdings, Inc. and Guaranty Federal Bancshares, Inc.*

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN QCR HOLDINGS, INC., AND GUARANTY FEDERAL BANCSHARES, INC. November 9, 2021 TABLE OF CONTENTS Article 1 THE MERGER 1 Section 1.1 The Merger 2 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Directors and Officers 2 Section 1.6 Bank Merger 2 Article 2

Certification of the Principal Financial Officer pursuant to Rule 13a - 14(a) of the Exchange Act †

Exhibit 31(i).2 Certification of the Principal Financial Officer Rule 13a – 14(a) of the Securities Exchange Act of 1934 I, Carter M. Peters, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the st

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Certification of the Principal Executive Officer pursuant to Rule 13a -14(a) of the Exchange Act †

Exhibit 31(i).1 Certification of the Principal Executive Officer Rule 13a – 14(a) of the Securities Exchange Act of 1934 I, Shaun A. Burke, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (C

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY THIRD QUARTER 2021 FINANCIAL RESULTS AND A 77% INCREASE IN DILUTED EARNINGS PER SHARE SPRINGFIELD, MO – OCTOBER 21, 2021 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY THIRD QUARTER 2021 FINANCIAL RESULTS AND A 77% INCREASE IN DILUTED EARNINGS PER SHARE SPRINGFIELD, MO ? OCTOBER 21, 2021 CEO Comments ?Despite continued competitive and interest rate pressures, the Company experienced strong earnings in the third

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Co

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND SPRINGFIELD, MO ? (October 1, 2021) ?Guaranty Federal Bancshares, Inc., (NASDAQ: GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a d

Certification of the Principal Financial Officer pursuant to Rule 13a - 14(a) of the Exchange Act †

Exhibit 31(i).2 Certification of the Principal Financial Officer Rule 13a ? 14(a) of the Securities Exchange Act of 1934 I, Carter M. Peters, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the st

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURS

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Certification of the Principal Executive Officer pursuant to Rule 13a -14(a) of the Exchange Act †

Exhibit 31(i).1 Certification of the Principal Executive Officer Rule 13a ? 14(a) of the Securities Exchange Act of 1934 I, Shaun A. Burke, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY SECOND QUARTER 2021 FINANCIAL RESULTS AND A 35% INCREASE IN DILUTED EARNINGS PER SHARE SPRINGFIELD, MO - JULY 22, 2021 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY SECOND QUARTER 2021 FINANCIAL RESULTS AND A 35% INCREASE IN DILUTED EARNINGS PER SHARE SPRINGFIELD, MO - JULY 22, 2021 CEO Comments ?The recent economic recovery solidified its footing in the second quarter as consumers and businesses alike appea

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND SPRINGFIELD, MO ? (June 25, 2021) ?Guaranty Federal Bancshares, Inc., (NASDAQ: GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a div

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 26, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY FIRST QUARTER 2021 FINANCIAL RESULTS SPRINGFIELD, MO - APRIL 22, 2021 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES PRELIMINARY FIRST QUARTER 2021 FINANCIAL RESULTS SPRINGFIELD, MO - APRIL 22, 2021 CEO Comments “Green shoots are beginning to appear as we cautiously emerge from the impacts caused by the COVID-19 pandemic over the past year. Restrictions are being lifted on

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

Guaranty’s Proxy Statement on Schedule 14A for the 2021 annual meeting of stockholders filed on April 12, 2021;

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

- FORM DEFA14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ? Filed by a party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND

EX-99.1 2 ex237149.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES QUARTERLY DIVIDEND SPRINGFIELD, MO – (March 26, 2021) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for

Subsidiaries of the Registrant†

Exhibit 21 Subsidiaries of the Registrant Name of Subsidiary State of Incorporation Guaranty Bank Missouri

Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-23325 Guaranty Federal Bancshares, I

Written Description of 2021 Executive Incentive Compensation Annual Plan –Chief Credit Officer

Exhibit 10.4 Written Description of 2021 Executive Incentive Compensation Annual Plan ? Chief Credit Officer The following is a description of the material terms of the 2021 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Guaranty Federal Bancshares, Inc. (the ?Company?) with respe

Written Description of 2020 Executive Incentive Compensation Annual Plan- Chief Commercial Banking Officer* (5)

Exhibit 10.5 Written Description of 2021 Executive Incentive Compensation Annual Plan ? Chief Commercial Banking Officer The following is a description of the material terms of the 2021 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Guaranty Federal Bancshares, Inc. (the ?Company?

Written Description of 2021 Executive Incentive Compensation Annual Plan – President and Chief Executive Officer

EX-10.1 2 ex232095.htm EXHIBIT 10.1 Exhibit 10.1 Written Description of 2021 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer The following is a description of the material terms of the 2021 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guarant

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Written Description of 2021 Executive Incentive Compensation Annual Plan –Chief Operating Officer

Exhibit 10.3 Written Description of 2021 Executive Incentive Compensation Annual Plan - Chief Operating Officer The following is a description of the material terms of the 2021 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors (the ?Board?) of Guaranty Federal Bancshares, Inc. (the ?Company?) with re

Written Description of 2021 Executive Incentive Compensation Annual Plan –Chief Financial Officer

EX-10.2 3 ex232096.htm EXHIBIT 10.2 Exhibit 10.2 Written Description of 2021 Executive Incentive Compensation Annual Plan – Chief Financial Officer The following is a description of the material terms of the 2021 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Banc

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2021 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (C

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary fourth quarter and fiscal year 2020 financial Results Springfield, MO – JANUARY 21, 2021 CEO Comments

EX-99.1 2 ex221753.htm EXHIBIT 99.1 Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ: GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary fourth quarter and fiscal year 2020 financial Results Springfield, MO – JANUARY 21, 2021 CEO Comments “2020 will go down as the year that the COVID-19 pandemic impacted nearly every facet of our lives. For tho

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

EX-99.1 2 ex218270.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (December 18, 2020) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) f

Financial Statements and Exhibits - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary THIRD Quarter 2020 financial Results Springfield, MO – OCTOBER 22, 2020 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ: GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary THIRD Quarter 2020 financial Results Springfield, MO – OCTOBER 22, 2020 CEO Comments “Many of Guaranty’s greatest accomplishments so far in 2020 were not on the ‘to-do’ list when the year started. Implementing protective equipment for the safety

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation (Co

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (September 25, 2020) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 Guaranty Federal B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2020 Guaranty Feder

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation)

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) July 29, 2020 GUARANTY FEDERAL BANCSHARES, INC. (Exact name of registrant as specified in charter) Commission File Number: 0-23325 Delaware 43-1792717 (State or other jurisdiction of i

10.4 Subordinated Note Purchase Agreement, dated July 29, 2020, by and among Guaranty Federal Bancshares, Inc. and the Purchasers (5)

EX-10.1 2 ex195723.htm EXHIBIT 10.1 Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT, dated as of July 29, 2020 (this “Agreement”), is made by and among Guaranty Federal Bancshares, Inc., a Delaware corporation (“Company”), and the several purchasers identified on the signature pages hereto (each a “Purchaser”). W I T N E S S E T H: WHEREAS, the Company i

Investor Presentation of Guaranty Federal Bancshares, Inc.

Exhibit 99.2

Guaranty Federal Bancshares, Inc. Announces Completion of $20 Million Subordinated Notes Offering

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces Completion of $20 Million Subordinated Notes Offering Springfield, MO, July 30, 2020 – Guaranty Federal Bancshares, Inc. (NASDAQ: GFED) (the “Company”), the parent company for Guara

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND Quarter 2020 financial Results Springfield, MO – JULY 23, 2020 CEO Comments

EXHIBIT 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND Quarter 2020 financial Results Springfield, MO – JULY 23, 2020 CEO Comments “The second quarter of 2020 continues to be an attempt to evaluate the full impact of COVID-19 on many fronts. Economically, an unprecedented amount of government

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (June 26, 2020) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a divi

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

10.3 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement – Chief Commercial Banking Officer*(4)

Exhibit 10.2 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement - Chief Commercial Banking Officer The following is a description of the material terms of the 2020 Performance Share/Restricted Stock Unit Award Agreement (the “Agreement”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (

10.2 Written Description of 2020 Executive Incentive Compensation Annual Plan – Chief Commercial Banking Officer*(3)

EX-10.1 2 ex186300.htm EXHIBIT 10.1 Exhibit 10.1 Written Description of 2020 Executive Incentive Compensation Annual Plan - Chief Commercial Banking Officer The following is a description of the material terms of the 2020 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Fed

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary FIRST QUARTER 2020 financial Results Springfield, MO - APRIL 23, 2020 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ: GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary FIRST QUARTER 2020 financial Results Springfield, MO - APRIL 23, 2020 CEO Comments “At the beginning 2020, the terms coronavirus or COVID-19 meant very little to most. Today, it is an ever-present event that has completely changed how we live an

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

10.1 Employment Agreement, dated April 20, between Company and Craig Dunn*(2)

Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”) is entered into by and between Guaranty Federal Bancshares, Inc. (“Company”), a corporation organized under the laws of the state of Delaware, and Craig E. Dunn (“Employee”). WHEREAS, Employee is presently a key employee of Company and the parties now desire to enter into this Agreement to reflect the terms and conditions of

CRAIG DUNN joins guaranty bank as CHIEF COMMERCIAL BANKING OFFICER

Exhibit 99.1 For Immediate Release NASDAQ:GFED www.gbankmo.com Contact: Carlye Wannenmacher, Director of Marketing Guaranty Bank 2144 E. Republic Road, Ste. F200 Springfield, MO 65804 417.885.0515 CRAIG DUNN joins guaranty bank as CHIEF COMMERCIAL BANKING OFFICER SPRINGFIELD, MO (APRIL 21, 2020) – Guaranty Federal Bancshares, Inc. (the “Company”) announced today that its subsidiary, Guaranty Bank

GFED / Guaranty Federal Bancshares, Inc. DEF 14A - - FORM DEF 14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

GFED / Guaranty Federal Bancshares, Inc. DEFA14A - - FORM DEFA14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant ☒ Filed by a party other than the registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (March 27, 2020) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a div

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

Written Description of 2020 Executive Incentive Compensation Annual Plan –Chief Credit Officer

Exhibit 10.4 Written Description of 2020 Executive Incentive Compensation Annual Plan – Chief Credit Officer The following is a description of the material terms of the 2020 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with respe

Written Description of 2020 Executive Long-Term Incentive Performance Share/Restricted Stock Unit Award Agreement Plan for Carter Peters (15)*

EX-10.6 7 ex178858.htm EXHIBIT 10.6 Exhibit 10.6 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement – Chief Financial Officer The following is a description of the material terms of the 2020 Performance Share/Restricted Stock Unit Award Agreement (the “Agreement”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty

Written Description of 2020 Executive Incentive Compensation Annual Plan –Chief Financial Officer

Exhibit 10.2 Written Description of 2020 Executive Incentive Compensation Annual Plan – Chief Financial Officer The following is a description of the material terms of the 2020 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with re

Written Description of 2020 Executive Long-Term Incentive Performance Share/Restricted Stock Unit Award Agreement Plan for Robin Robeson (22)*

Exhibit 10.7 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement - Chief Operating Officer The following is a description of the material terms of the 2020 Performance Share/Restrictive Stock Unit Award Agreement (the “Agreement”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Com

Written Description of 2020 Executive Long-Term Incentive Performance Share/Restricted Stock Unit Award Agreement Plan for Shaun A. Burke (14)*

Exhibit 10.5 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement - President and Chief Executive Officer The following is a description of the material terms of the 2020 Performance Share/Restricted Stock Unit Award Agreement (the “Agreement”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, I

Written Description of 2020 Executive Long-Term Incentive Performance Share/Restricted Stock Unit Award Agreement Plan for Sheri Biser (16)*

Exhibit 10.8 Written Description of 2020 Performance Share/Restricted Stock Unit Award Agreement – Chief Credit Officer The following is a description of the material terms of the 2020 Performance Share/Restricted Stock Unit Award Agreement (the “Agreement”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Company

Written Description of 2020 Executive Incentive Compensation Annual Plan –Chief Operating Officer

Exhibit 10.3 Written Description of 2020 Executive Incentive Compensation Annual Plan - Chief Operating Officer The following is a description of the material terms of the 2020 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with re

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Com

Written Description of 2020 Executive Incentive Compensation Annual Plan for Shaun A. Burke (16)*

Exhibit 10.1 Written Description of 2020 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer The following is a description of the material terms of the 2020 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Com

GFED / Guaranty Federal Bancshares, Inc. 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-23325 Guaranty Federal

Subsidiaries of the Registrant†

Exhibit 21 Subsidiaries of the Registrant Name of Subsidiary State of Incorporation Guaranty Bank Missouri

Description of the Registrant’s Securities (4)

Exhibit 4.1 Description of Registrant’s Securities Common Stock The description of our common stock below is qualified in its entirety by reference to our restated certificate of incorporation. General. Each share of common stock has the same relative rights as, and is identical in all respects to, each other share of common stock. Voting Rights. Except as described under “Anti-takeover Effects –V

Guaranty Federal Bancshares, Inc. AUTHORIZES NEW SHARE REPURCHASE PLAN

Exhibit 99.1 For Immediate Release Contacts Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. AUTHORIZES NEW SHARE REPURCHASE PLAN SPRINGFIELD, MO – (February 28, 2020) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today annou

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (C

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2019 financial Results Springfield, MO - january 23, 2020 CEO Comments

EX-99.1 2 ex170270.htm EXHIBIT 99.1 Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ: GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2019 financial Results Springfield, MO - january 23, 2020 CEO Comments “2019 was a year of strong results for the Company as we continued to execute on our long-term strategy of improved profitability, along w

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (

Guaranty Federal Bancshares, Inc. Announces INCREASE IN QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 1.833.875.2492 Guaranty Federal Bancshares, Inc. Announces INCREASE IN QUARTERLY DIVIDEND SPRINGFIELD, MO – (December 20, 2019) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today

GFED / Guaranty Federal Bancshares, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (C

Guaranty Federal Bancshares, Inc. Reaches $1 billion in total assets and ANNOUNCES Preliminary THIRD Quarter 2019 financial Results Springfield, MO - OCTOBER 17, 2019 CEO Comments

EX-99.1 2 ex160445.htm EXHIBIT 99.1 EXHIBIT 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED Guaranty Federal Bancshares, Inc. Reaches $1 billion in total assets and ANNOUNCES Preliminary THIRD Quarter 2019 financial Results Springfield, MO - OCTOBER 17, 2019 CEO Comments “We are excited to have achieved a significant milestone in the 106-year history of th

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation)

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (September 27, 2019) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a d

GFED / Guaranty Federal Bancshares, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND Quarter 2019 financial Results Springfield, MO - July 18, 2019 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND Quarter 2019 financial Results Springfield, MO - July 18, 2019 CEO Comments “As we recently celebrated the one-year anniversary of integrating Hometown Bank, the merits of the acquisition are evident in our financial performance in several

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (June 28, 2019) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a divide

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Comm

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction of incorporation) (Commi

GFED / Guaranty Federal Bancshares, Inc. 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary First Quarter 2019 financial Results Springfield, MO - April 18, 2019 CEO Comments

Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter M. Peters (CFO), 1-833-875-2492 NASDAQ:GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary First Quarter 2019 financial Results Springfield, MO - April 18, 2019 CEO Comments “The year is off to a strong start with earnings per share growth of 57% over the prior year quarter. First quarter results position us well for future growth in 2

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. empl

GFED / Guaranty Federal Bancshares, Inc. FORM DEFA14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2))

GFED / Guaranty Federal Bancshares, Inc. FORM DEF 14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2))

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. empl

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (March 29, 2019) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a divid

Chief Financial

Exhibit 10.2 Written Description of 2019 Executive Incentive Compensation Annual Plan – Chief Financial Officer The following is a description of the material terms of the 2019 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with re

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. empl

Chief Executive

Exhibit 10.1 Written Description of 2019 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer The following is a description of the material terms of the 2019 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Com

Chief Credit

Exhibit 10.4 Written Description of 2019 Executive Incentive Compensation Annual Plan – Chief Credit Officer The following is a description of the material terms of the 2019 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with respe

Chief Operating

Exhibit 10.3 Written Description of 2019 Executive Incentive Compensation Annual Plan - Chief Operating Officer The following is a description of the material terms of the 2019 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of Guaranty Federal Bancshares, Inc. (the “Company”) with re

GFED / Guaranty Federal Bancshares, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission File Number: 0-23325 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 43-1792717 (State or Other Jurisdiction of Incorporation (I

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2018 financial Results Springfield, MO - january 23, 2019 CEO Comments

EX-99.1 2 ex133287.htm EXHIBIT 99.1 Exhibit 99.1 Contacts: Shaun A. Burke (CEO) or Carter Peters (CFO), (417) 520-4333 NASDAQ:GFED Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2018 financial Results Springfield, MO - january 23, 2019 CEO Comments Shaun A. Burke, President and Chief Executive Officer of the Company stated, “We ended 2018 with continued strong results across the Company.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2019 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. em

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (earliest event reported): November 26, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 0-23325 43-1792717 (State or other jurisdiction (Commission File Number) (I

GFED / Guaranty Federal Bancshares, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary ThirD QUARTER 2018 financial results

Exhibit 99.1 NASDAQ:GFED www.gbankmo.com Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary ThirD QUARTER 2018 financial results SPRINGFIELD, MO – (October 18, 2018) – Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. em

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S.

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (September 28, 2018) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a d

GFED / Guaranty Federal Bancshares, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. emplo

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND QUARTER 2018 financial results AND successful CLOSING AND MERGER OF hoMETOWN bANCSHARES, iNC. AND ITS sUBSIDIARY, hOMETOWN bANK, national ASSOCIATION

Exhibit 99.1 NASDAQ:GFED www.gbankmo.com Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND QUARTER 2018 financial results AND successful CLOSING AND MERGER OF hoMETOWN bANCSHARES, iNC. AND ITS sUBSIDIARY, hOMETOWN bANK, national ASSOCIATION SPRINGFIE

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. emplo

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E. Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (June 29, 2018) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, today announces a divide

Hometown Bancshares, Inc.

EX-99.2 4 ex116298.htm EXHIBIT 99.2 Exhibit 99.2 Hometown Bancshares, Inc. Condensed Consolidated Balance Sheets March 31, 2018 (Unaudited) and December 31, 2017 (Dollars in Thousands) March 31, December 31, 2018 2017 Assets Cash and Due From Banks $ 7,083 $ 4,322 Investment Securities 7,521 8,514 Loans 150,390 151,522 Allowance for Loan Losses (2,348 ) (2,329 ) Net Loans 148,042 149,193 Fixed Ass

Independent Auditor’s Report

Exhibit 99.1 Hometown Bancshares, Inc. and Subsidiary Independent Auditor’s Report and Financial Statements December 31, 2017 Independent Auditor’s Report Board of Directors Hometown Bancshares, Inc. and Subsidiary Carthage, Missouri We have audited the accompanying consolidated financial statements of Hometown Bancshares, Inc. and its Subsidiary, which comprise the consolidated balance sheet as o

Selected Unaudited Pro Forma Condensed Financial Information

Exhibit 99.3 Selected Unaudited Pro Forma Condensed Financial Information The following tables show selected unaudited pro forma condensed combined financial information about the financial condition and results of Guaranty Federal Bancshares, Inc. (“Guaranty”), including per share data, after giving effect to the merger with Hometown Bancshares, Inc. (“Hometown”) and other pro forma adjustments.

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) June 13, 2018 GUARANTY FEDERAL BANCSHARES, INC. (Exact name of registrant as specified in charter) Commission File Number: 0-23325 Delaware 43-1792717 (State or other jurisdiction of

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. employ

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Chief Financial,

Exhibit 10.2 Written Description of 2018 Executive Incentive Compensation Annual Plan – Chief Financial Officer The following is a description of the material terms of the 2018 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Company”) with respect to the b

Chief Operating,

Exhibit 10.3 Written Description of 2018 Executive Incentive Compensation Annual Plan - Chief Operating Officer The following is a description of the material terms of the 2018 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Company”) with respect to the b

Chief Lending

Exhibit 10.4 Written Description of 2018 Executive Incentive Compensation Annual Plan – Chief Lending Officer The following is a description of the material terms of the 2018 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Company”) with respect to the bon

Written Description of 2018 Executive Incentive Compensation Annual Plans-Chief Executive, Chief Financial, Chief Operating, Chief Lending and Chief Credit Officers* (1)

EX-10.1 2 ex113125.htm EXHIBIT 10.1 Exhibit 10.1 Written Description of 2018 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer The following is a description of the material terms of the 2018 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Banc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. employe

Chief Credit Officers*

Exhibit 10.5 Written Description of 2018 Executive Incentive Compensation Annual Plan – Chief Credit Officer The following is a description of the material terms of the 2018 Executive Incentive Compensation Annual Plan (the “Plan”) that was adopted by the Compensation Committee (the “Committee”) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the “Company”) with respect to the bonu

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary FIRST QUARTER 2018 financial results

Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary FIRST QUARTER 2018 financial results SPRINGFIELD, MO – (April 19, 2018) – Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), (the “Company”), tod

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. empl

GFED / Guaranty Federal Bancshares, Inc. FORM DEFA14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2))

GFED / Guaranty Federal Bancshares, Inc. FORM DEF 14A

United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission [ ] Only (as permitted by Rule 14a-6(e)

GUARANTY FEDERAL BANCSHARES, INC. COMPLETES THE ACQUISITION OF HOMETOWN BANCSHARES, INC.

Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 2144 E Republic Road, Suite F200 Springfield, MO 65804 417-520-4333 GUARANTY FEDERAL BANCSHARES, INC. COMPLETES THE ACQUISITION OF HOMETOWN BANCSHARES, INC. SPRINGFIELD, MO – (April 2, 2018)-Guaranty Federal Bancshares, Inc. (NASDAQ: GFED), the holding company (the “Company”) for Guaranty Bank,

Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) April 2, 2018 GUARANTY FEDERAL BANCSHARES, INC. (Exact name of registrant as specified in charter) Commission File Number: 0-23325 Delaware 43-1792717 (State or other jurisdiction of i

Certification of the Principal Executive Officer pursuant to Rule 13a-14(a) of the Exchange Act

Exhibit 31(i).1 Certification of the Principal Executive Officer Rule 13a-14(a) of the Securities Exchange Act of 1934 I, Shaun A. Burke, certify that: 1. I have reviewed this annual report on Form 10-K of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statement

GFED / Guaranty Federal Bancshares, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission File Number: 0-23325 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware 43-1792717 (State or Other Jurisdiction of Incorporation (I

Certification of the Principal Financial Officer pursuant to Rule 13a-14(a) of the Exchange Act

Exhibit 31(i).2 Certification of the Principal Financial Officer Rule 13a-14(a) of the Securities Exchange Act of 1934 I, Carter Peters, certify that: 1. I have reviewed this annual report on Form 10-K of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

EX-99.1 2 ex109396.htm EXHIBIT 99.1 Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO – (March 30, 2018) –Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the “Company”) for Guaranty Bank, t

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. empl

GFED / Guaranty Federal Bancshares, Inc. / Castle Creek Capital Partners V, LP - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Guaranty Federal Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 40108P101 (CUSIP Number) John M. Eggemeyer 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: Castle Creek Ca

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 4

Correcting AND REPLACING Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2017 financial results

Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Correcting AND REPLACING Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2017 financial results SPRINGFIELD, MO – (March 2, 2018) – Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (th

TONY SCAVUZZO APPOINTED TO GUARANTY FEDERAL BANCSHARES, INC. BOARD OF DIRECTORS

Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 TONY SCAVUZZO APPOINTED TO GUARANTY FEDERAL BANCSHARES, INC. BOARD OF DIRECTORS SPRINGFIELD, MO (March 1, 2018) – Guaranty Bank and its holding company, Guaranty Federal Bancshares, Inc. (NASDAQ: GFED), is pleased

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1792717 (I.R.S. emplo

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201801198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2018 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43

GUaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2017 financial results

ex103270.htm Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 GUaranty Federal Bancshares, Inc. ANNOUNCES Preliminary 2017 financial results SPRINGFIELD, MO ? (January 19, 2018) ? Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Compan

Financial Statements and Exhibits, Other Events

gfed201712228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 4

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex102429.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (December 22, 2017) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a div

Agreement and Plan of Merger, between Guaranty Federal Bancshares, Inc. and Hometown Bancshares, Inc. dated November 30, 2017 (1)

ex101277.htm Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BETWEEN GUARANTY FEDERAL BANCSHARES, INC. AND HOMETOWN BANCSHARES, INC. November 30, 2017 TABLE OF CONTENTS Page ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Effective Time; Closing 2 Section 1.3 Effects of the Merger 2 Section 1.4 Organizational Documents of the Surviving Entity 2 Section 1.5 Bank Merger 2 Section 1.6 TRUPS Assu

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

gfed201711308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) November 30, 2017 GUARANTY FEDERAL BANCSHARES, INC. (Exact name of registrant as specified in charter) Commission File Number: 0-23325 Delaware 43-1792717 (State or

GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES ACQUISITION OF HOMETOWN BANCSHARES, INC.

ex101290.htm Exhibit 99.1 GUARANTY FEDERAL BANCSHARES, INC. ANNOUNCES ACQUISITION OF HOMETOWN BANCSHARES, INC. SPRINGFIELD, MISSOURI, December 1, 2017 /(GLOBE NEWSWIRE) - Springfield, Missouri-based Guaranty Federal Bancshares, Inc. ("Guaranty") (Nasdaq: GFED) and Carthage, Missouri-based Hometown Bancshares, Inc. ("Hometown") jointly announced today that they have executed a definitive Agreement

GFED / Guaranty Federal Bancshares, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-23325 Guaranty Federal Bancshares, Inc.

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201710178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary third quarter 2017 financial results

ex96679.htm Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary third quarter 2017 financial results SPRINGFIELD, MO ? (October 17, 2017) ? Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex95832.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (September 22, 2017) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a div

Financial Statements and Exhibits, Other Events

gfed201709228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation)

GFED / Guaranty Federal Bancshares, Inc. FORM 10-Q (Quarterly Report)

gfed2017063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201707198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 19, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-17

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND quarter 2017 financial results

ex99-1.htm Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary SECOND quarter 2017 financial results SPRINGFIELD, MO ? (July 19, 2017) ? Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (t

JOINT FILING AGREEMENT

Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree that this Schedule 13D, dated June 28, 2017, with respect to the Common Stock, par value $0.

GFED / Guaranty Federal Bancshares, Inc. / Castle Creek Capital Partners V, LP - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Guaranty Federal Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 40108P101 (CUSIP Number) John M. Eggemeyer 6051 El Tordo PO Box 1329 Rancho Santa Fe, CA 92067 858-756-8300 Copy to: Castle Creek Cap

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex99-1.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (June 23, 2017) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a dividend

Financial Statements and Exhibits, Other Events

gfed201706228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-17

Submission of Matters to a Vote of Security Holders

gfed201705258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-179

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q

gfed2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

Guaranty Federal Bancshares FORM DEF 14A

gfed20170413def14a.htm United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitt

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary first quarter 2017 financial results

EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary first quarter 2017 financial results SPRINGFIELD, MO – (April 18, 2017) – Guaranty Federal Bancshares, Inc., (NASDAQ:GFED),

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201704188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1

Chief Credit Officers*

ex10-10.htm Exhibit 10.10 Written Description of 2017 Executive Long-Term Incentive Performance Share Plan ? Chief Credit Officer The following is a description of the material terms of the 2017 Executive Long-Term Incentive Performance Share Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Compa

Written Description of 2017 Executive Long-Term Incentive Performance Share Plan for Shaun A. Burke (14)*

ex10-6.htm Exhibit 10.6 Written Description of 2017 Executive Long-Term Incentive Performance Share Plan - President and Chief Executive Officer The following is a description of the material terms of the 2017 Executive Long-Term Incentive Performance Share Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, I

Chief Operating,

ex10-8.htm Exhibit 10.8 Written Description of 2017 Executive Long-Term Incentive Performance Share Plan - Chief Operating Officer The following is a description of the material terms of the 2017 Executive Long-Term Incentive Performance Share Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Comp

Written Description of 2017 Executive Incentive Compensation Annual Plan - Chief Operating Officer

ex10-3.htm Exhibit 10.3 Written Description of 2017 Executive Incentive Compensation Annual Plan - Chief Operating Officer The following is a description of the material terms of the 2017 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Company?) with respe

Written Description of 2017 Executive Incentive Compensation Annual Plan ? Chief Financial Officer

ex10-2.htm Exhibit 10.2 Written Description of 2017 Executive Incentive Compensation Annual Plan ? Chief Financial Officer The following is a description of the material terms of the 2017 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Company?) with respe

Chief Lending

ex10-9.htm Exhibit 10.9 Written Description of 2017 Executive Long-Term Incentive Performance Share Plan ? Chief Lending Officer The following is a description of the material terms of the 2017 Executive Long-Term Incentive Performance Share Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Compan

Written Description of 2017 Executive Incentive Compensation Annual Plan – Chief Credit Officer

ex10-5.htm Exhibit 10.5 Written Description of 2017 Executive Incentive Compensation Annual Plan ? Chief Credit Officer The following is a description of the material terms of the 2017 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Company?) with respect

Written Description of 2017 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer

ex10-1.htm Exhibit 10.1 Written Description of 2017 Executive Incentive Compensation Annual Plan - President and Chief Executive Officer The following is a description of the material terms of the 2017 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Compan

Chief Financial,

ex10-7.htm Exhibit 10.7 Written Description of 2017 Executive Long-Term Incentive Performance Share Plan ? Chief Financial Officer The following is a description of the material terms of the 2017 Executive Long-Term Incentive Performance Share Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Comp

Written Description of 2017 Executive Incentive Compensation Annual Plan – Chief Lending Officer

ex10-4.htm Exhibit 10.4 Written Description of 2017 Executive Incentive Compensation Annual Plan ? Chief Lending Officer The following is a description of the material terms of the 2017 Executive Incentive Compensation Annual Plan (the ?Plan?) that was adopted by the Compensation Committee (the ?Committee?) of the Board of Directors of Guaranty Federal Bancshares, Inc. (the ?Company?) with respect

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

gfed201703318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex99-1.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (March 24, 2017) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a dividend

Financial Statements and Exhibits, Other Events

gfed201703248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43-1

Certification of the Principal Financial Officer Rule 13a-14(a) of the Securities Exchange Act of 1934

ex31-i2.htm Exhibit 31(i).2 Certification of the Principal Financial Officer Rule 13a-14(a) of the Securities Exchange Act of 1934 I, Carter Peters, certify that: 1. I have reviewed this annual report on Form 10-K of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make th

Certification of the Principal Executive Officer Rule 13a-14(a) of the Securities Exchange Act of 1934

ex31-i1.htm Exhibit 31(i).1 Certification of the Principal Executive Officer Rule 13a-14(a) of the Securities Exchange Act of 1934 I, Shaun A. Burke, certify that: 1. I have reviewed this annual report on Form 10-K of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make t

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

gfed2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 - or - [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-233

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

GFED / Guaranty Federal Bancshares, Inc. / FJ Capital Management LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Guaranty Fed Bancshares (GFED) (Name of Issuer) Common Stock (Title of Class of Securities) 40108P101 (CUSIP Number) 12/31/2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi

Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary fourth quarter 2016 financial results

ex99-1.htm Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Preliminary fourth quarter 2016 financial results SPRINGFIELD, MO ? (January 19, 2017) ? Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201701198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2017 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43

Financial Statements and Exhibits, Other Events

gfed201612238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2016 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 4

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex99-1.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (December 23, 2016) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a divid

Certification of the Principal Executive Officer Rule 13a ? 14(a) of the Securities Exchange Act of 1934

Exhibit 31(i).1 Certification of the Principal Executive Officer Rule 13a ? 14(a) of the Securities Exchange Act of 1934 I, Shaun A. Burke, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the stat

Certification of the Principal Financial Officer Rule 13a ? 14(a) of the Securities Exchange Act of 1934

gfed2016110310q.htm Exhibit 31(i).2 Certification of the Principal Financial Officer Rule 13a – 14(a) of the Securities Exchange Act of 1934 I, Carter Peters, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Guaranty Federal Bancshares, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 [ ] TRANSITION RE

gfed2016110310q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n

Financial Statements and Exhibits, Results of Operations and Financial Condition

gfed201610188k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2016 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 43

Guaranty Federal Bancshares, Inc. ANNOUNCES Resumption of stock repurchase program AND Preliminary third quarter 2016 financial results

ex99-1.htm Exhibit 99.1 NASDAQ:GFED www.gbankmo.com For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. ANNOUNCES Resumption of stock repurchase program AND Preliminary third quarter 2016 financial results SPRINGFIELD, MO ? (October 18, 2016) ? Guaranty Federal Bancshares

Financial Statements and Exhibits, Other Events

gfed201609308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 Guaranty Federal Bancshares, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation)

Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND

ex99-1.htm Exhibit 99.1 For Immediate Release Contacts: Shaun A. Burke, President and CEO or Carter M. Peters, CFO 1341 W. Battlefield Springfield, MO 65807 417-520-4333 Guaranty Federal Bancshares, Inc. Announces QUARTERLY DIVIDEND SPRINGFIELD, MO ? (September 30, 2016) ?Guaranty Federal Bancshares, Inc., (NASDAQ:GFED), the holding company (the ?Company?) for Guaranty Bank, today announces a divi

GFED / Guaranty Federal Bancshares, Inc. / Castle Creek Capital Partners V, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Guaranty Federal Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 40108P101 (CUSIP Number) August 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design

GFED / Guaranty Federal Bancshares, Inc. / Castle Creek Capital Partners V, LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Guaranty Federal Bancshares, Inc. (Name of Issuer) Common Stock, par value $0.10 per share (Title of Class of Securities) 40108P101 (CUSIP Number) August 16, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design