GIGGW / GigCapital7 Corp. - Equity Warrant - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

GigCapital7 Corp. - Equity Warrant

Mga Batayang Estadistika
CIK 1432150
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GigCapital7 Corp. - Equity Warrant
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
April 21, 2017 15-12B

GigPeak 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35520 GIGPEAK, INC. (Exact name of registrant as specified in its charte

April 11, 2017 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The NYSE MKT LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 24, 2017, pursuant to the provisions of Rule 12d2-2 (a).

April 11, 2017 SC 13D/A

GIG / GigPeak, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment

SC 13D/A 1 gigamend040617.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* GigPeak, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 37518Q109 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Ches

April 7, 2017 SC TO-T/A

Integrated Device Technology AMENDMENT NO. 4 TO SCHEDULE TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 4) GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly-owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Persons and Offerors)

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS 1 d371171ds8pos.htm S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

S-8 POS Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO

April 4, 2017 S-8 POS

GigPeak S-8 POS

Registration No. 333-157291 Registration No. 333-153362 Registration No. 333-164742 Registration No. 333-171947 Registration No. 333-179070 Registration No. 333-187506 Registration No. 333-194658 Registration No. 333-202828 Registration No. 333-208871 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-15

April 4, 2017 POS AM

GigPeak POS AM

POS AM 1 d369690dposam.htm POS AM Registration No. 333-208170 Registration No. 333-210779 Registration No. 333-211535 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-208170 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-210779 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGIS

April 4, 2017 POS AM

GigPeak POS AM

POS AM Registration No. 333-208170 Registration No. 333-210779 Registration No. 333-211535 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-208170 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-210779 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-2

April 4, 2017 POS AM

GigPeak POS AM

POS AM Registration No. 333-208170 Registration No. 333-210779 Registration No. 333-211535 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-208170 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-210779 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-2

April 4, 2017 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 d336889d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 4, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorpora

April 4, 2017 EX-99.1

Integrated Device Technology, Inc. Announces Acceptance of Shares Tendered into Offer for GigPeak, Inc.

EX-99.1 2 d367227dex991.htm EX-99.1 Exhibit 99.1 Financial Contact: Suzanne Schmidt IDT Investor Relations (415) 217-4962 [email protected] Press Contact: Daniel Aitken IDT Senior Director of Corporate Marketing and Communications (408) 574-6480 [email protected] Integrated Device Technology, Inc. Announces Acceptance of Shares Tendered into Offer for GigPeak, Inc. San Jose, Calif. –

April 4, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 6 TO SCHEDULE 14D9

Amendment No. 6 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class o

April 4, 2017 EX-99.(B)(2)

CREDIT AGREEMENT dated as of April 4, 2017 INTEGRATED DEVICE TECHNOLOGY, INC., The Lenders Party Hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABL

EX-99.(B)(2) 3 d367044dex99b2.htm EX-(B)(2) Exhibit (b)(2) EXECUTION VERSION $200,000,000 CREDIT AGREEMENT dated as of April 4, 2017 among INTEGRATED DEVICE TECHNOLOGY, INC., The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent and Collateral Agent JPMORGAN CHASE BANK, N.A., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTICLE I Definitions Section 1

April 4, 2017 EX-99.(A)(5)(VI)

Integrated Device Technology, Inc. Announces Acceptance of Shares Tendered into Offer for GigPeak, Inc.

EX-99.(A)(5)(VI) 2 d367044dex99a5vi.htm EX-(A)(5)(VI) Exhibit (a)(5)(vi) Financial Contact: Suzanne Schmidt IDT Investor Relations (415) 217-4962 [email protected] Press Contact: Daniel Aitken IDT Senior Director of Corporate Marketing and Communications (408) 574-6480 [email protected] Integrated Device Technology, Inc. Announces Acceptance of Shares Tendered into Offer for GigPeak,

April 4, 2017 SC TO-T/A

GIG / GigPeak, Inc. / INTEGRATED DEVICE TECHNOLOGY INC - SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 3) GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly-owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Persons and

March 24, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 5 TO SCHEDULE 14D9

Amendment No. 5 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class o

March 20, 2017 SC TO-T/A

Integrated Device Technology AMENDMENT NO. 2 TO SCHEDULE TO-T

Amendment No. 2 to Schedule TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 2) GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly-owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name

March 20, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 4 TO SCHEDULE 14D9

Amendment No. 4 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class o

March 20, 2017 EX-99.(A)(17)

GigPeak, Inc. Tender Offer PRESENTED TO: GigPeak, Inc. DATE: March 17, 2017 © 2017 American Stock Transfer & Trust Company, LLC

EX-99.(A)(17) 2 d334703dex99a17.htm EX-99.(A)(17) Exhibit (a)(17) GigPeak, Inc. Tender Offer PRESENTED TO: GigPeak, Inc. DATE: March 17, 2017 © 2017 American Stock Transfer & Trust Company, LLC The following discussion may not represent the official views of AST, with respect to any of the issues addressed. AST makes no representation or warranty (express or implied) as to the accuracy, completene

March 16, 2017 SC 13D/A

GIG / GigPeak, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* GigPeak, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 37518Q109 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike, Chadds Ford, PA 1931

March 15, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 3 TO SCHEDULE 14D9

Amendment No. 3 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class o

March 15, 2017 10-K

GIG / GigPeak, Inc. GIGPEAK, INC 10-K 12-31-2016 (Annual Report)

10-K 1 form10k.htm GIGPEAK, INC 10-K 12-31-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis

March 15, 2017 EX-21

Subsidiaries of the Registrant

EX-21 2 ex21.htm EXHIBIT 21 Exhibit 21 Subsidiaries of the Registrant GigOptix LLC, an Idaho limited liability company GigOptix-Helix AG, a Swiss corporation Lumera Corporation, a Delaware corporation ChipX, Incorporated, a Delaware corporation GigOptix (Israel) Ltd., an Israel corporation Endwave Corporation, a Delaware corporation BrPhotonics Produtos Optoeletrônicos LTDA., a business limited li

March 14, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 2 TO SCHEDULE 14D9

Amendment No. 2 to Schedule 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0.001 per share (Title of Class o

March 14, 2017 EX-99.(A)(16)

March 13, 2017

EX-99.(A)(16) 2 d362277dex99a16.htm EX-99.(A)(16) Exhibit (a)(16) March 13, 2017 Re: Notice of Proposed Merger Dear Option Holder: You are receiving this notice because you are the holder of options to acquire shares of common stock of GigPeak, Inc. (the “Company”), par value $0.001 (“Common Stock”), and/or restricted stock units with respect to Common Stock. As you are likely aware, the Company,

March 14, 2017 SC TO-T/A

Integrated Device Technology SC TO-T/A

SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly-owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Persons and

March 8, 2017 SC 14D9/A

GigPeak AMENDMENT NO. 1 TO SCHEDULE 14D9

SC 14D9/A 1 d354663dsc14d9a.htm AMENDMENT NO. 1 TO SCHEDULE 14D9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 Rule 14d-101 SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) GigPeak, Inc. (Name of Subject Company) GigPeak, Inc. (Name of Person(s) Filing Statement) Common Stock, par value $0

March 8, 2017 EX-99.(A)(14)

March 7, 2017

EX-99.(A)(14) 2 d354663dex99a14.htm EX-99.(A)(14) Exhibit (a)(14) March 7, 2017 VIA FEDERAL EXPRESS SVB Financial Group Attn: Treasury Department 3003 Tasman Drive, HC 215 Santa Clara, CA 95054 Re: Notice of Proposal to Effect an Acquisition Dear Sir or Madam: Reference is made to (i) the Amended and Restated Warrant to Purchase Stock, issued April 5, 2016, by GigPeak, Inc., a Delaware corporation

March 8, 2017 EX-99.(A)(15)

March 7, 2017

EX-99.(a)(15) Exhibit (a)(15) March 7, 2017 VIA FEDERAL EXPRESS Bridge Bank, National Association Attn: 55 Almaden Boulevard, Suite 100 San Jose, CA 95113 Re: Notice of Proposed Merger Dear Sir or Madam: Reference is made to the Warrant to Purchase Stock, issued April 7, 2010, by GigPeak, Inc., a Delaware corporation formerly known as GigOptix, Inc. (the ?Company? or ?GigPeak?), to Bridge Bank, Na

March 7, 2017 EX-99.(A)(13)

March 7, 2017

EX-99.(A)(13) 2 d347686dex99a13.htm EX-(A)(13) Exhibit (a)(13) March 7, 2017 Dear Stockholder: I am pleased to inform you that, on February 13, 2017, GigPeak, Inc. (“GigPeak”) entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Integrated Device Technology, Inc., a Delaware corporation (“IDT”), and Glider Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary

March 7, 2017 EX-99.(E)(10)

NON-COMPETITION AND NON-SOLICITATION AGREEMENT

EX-(e)(10) Exhibit (e)(10) NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (the ?Noncompetition Agreement?) is being executed and delivered as of February 13, 2017, by Dr.

March 7, 2017 SC 14D9

GigPeak SC 14D9

SC 14D9 1 d347686dsc14d9.htm SC 14D9 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIGPEAK, INC. (Name of Subject Company) GIGPEAK, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title Class o

March 7, 2017 EX-99.(E)(10)

NON-COMPETITION AND NON-SOLICITATION AGREEMENT

EX-(e)(10) Exhibit (e)(10) NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (the ?Noncompetition Agreement?) is being executed and delivered as of February 13, 2017, by Dr.

March 7, 2017 SC TO-T

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 GigPeak, Inc. (Name of Subject Company) Glider Merger

SC TO-T 1 d344651dsctot.htm SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d-100) Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly-owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Pers

March 7, 2017 EX-99.(A)(1)(II)

LETTER OF TRANSMITTAL To Tender Shares of Common Stock GIGPEAK, INC. $3.08 Per Share Pursuant to the Offer to Purchase dated March 7, 2017 GLIDER MERGER SUB, INC. a wholly-owned subsidiary of INTEGRATED DEVICE TECHNOLOGY, INC. THE OFFER AND WITHDRAWA

EX-(a)(1)(ii) Exhibit (a)(1)(ii) LETTER OF TRANSMITTAL To Tender Shares of Common Stock of GIGPEAK, INC.

March 7, 2017 EX-99.(A)(1)(I)

Offer to Purchase for Cash All Outstanding Shares of Common Stock GIGPEAK, INC. $3.08 Per Share GLIDER MERGER SUB, INC. a wholly-owned subsidiary of INTEGRATED DEVICE TECHNOLOGY, INC.

EX-(a)(1)(i) Table of Contents Exhibit (a)(1)(i) Offer to Purchase for Cash All Outstanding Shares of Common Stock of GIGPEAK, INC.

March 7, 2017 EX-99.(D)(4)(I)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(i) February 7, 2017 Andrea Betti-Berutto Dear Andrea: As you know, Integrated Device Technology, Inc.

March 7, 2017 EX-99.(D)(5)

NON-COMPETITION AND NON-SOLICITATION AGREEMENT

Exhibit (d)(5) NON-COMPETITION AND NON-SOLICITATION AGREEMENT THIS NON-COMPETITION AND NON-SOLICITATION AGREEMENT (the ?Noncompetition Agreement?) is being executed and delivered as of February 13, 2017, by Dr.

March 7, 2017 EX-99.(A)(1)(V)

Offer To Purchase For Cash All Outstanding Shares of Common Stock GIGPEAK, INC. $3.08 Per Share Pursuant to the Offer to Purchase dated March 7, 2017 GLIDER MERGER SUB, INC. a wholly-owned subsidiary of INTEGRATED DEVICE TECHNOLOGY, INC.

EX-(a)(1)(v) Exhibit (a)(1)(v) Offer To Purchase For Cash All Outstanding Shares of Common Stock of GIGPEAK, INC.

March 7, 2017 EX-99.(D)(4)(IV)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(iv) February 28, 2017 Andrea Betti-Berutto Dear Andrea: This letter supersedes and replaces the offer letter issued to and accepted by you on February 7, 2017.

March 7, 2017 EX-99.(B)

JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179

EX-(b) Exhibit (b) EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 February 13, 2017 Integrated Device Technology, Inc. 6024 Silver Creek Valley Road San Jose, California 95138 Attention: Brian White, Chief Financial Officer Project Glider Commitment Letter Ladies and Gentlemen: Integrated Device Technology, Inc. (“you” or the “Borrower”) has advised JPMorga

March 7, 2017 EX-99.(D)(4)(II)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(ii) February 7, 2017 Raluca Dinu Dear Raluca: As you know, Integrated Device Technology, Inc.

March 7, 2017 EX-99.(D)(4)(III)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(iii) February 7, 2017 Darren Ma Dear Darren: As you know, Integrated Device Technology, Inc.

March 7, 2017 EX-99.(A)(5)(V)

Integrated Device Technology, Inc. Commences Previously Announced Cash Tender Offer to Acquire GigPeak, Inc.

EX-(a)(5)(v) Exhibit (a)(5)(v) March 7, 2017 Integrated Device Technology, Inc. Commences Previously Announced Cash Tender Offer to Acquire GigPeak, Inc. SAN JOSE, Calif – (BUSINESS WIRE) – Integrated Device Technology, Inc. (“IDT”; NASDAQ: IDTI) announced today that its wholly-owned subsidiary, Glider Merger Sub, Inc. (“Purchaser”), is commencing a cash tender offer to purchase all outstanding sh

March 7, 2017 EX-99.(D)(2)(II)

GIGPEAK, INC. MUTUAL NONDISCLOSURE AGREEMENT

Exhibit (d)(2)(ii) GIGPEAK, INC. MUTUAL NONDISCLOSURE AGREEMENT This Mutual Nondisclosure Agreement (this ?Agreement?), effective 1/16, 2017 (?Effective Date?), is entered into by and between GigPeak, Inc., a Delaware corporation having offices at 130 Baytech Drive, San Jose, CA 95134 (?GigPeak?), and Integrated Device Technology, Inc., a Delaware corporation having offices at 6024 Silver Creek Va

March 7, 2017 EX-99.(D)(4)(I)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(i) February 7, 2017 Andrea Betti-Berutto Dear Andrea: As you know, Integrated Device Technology, Inc.

March 7, 2017 EX-99.(A)(1)(IV)

Offer To Purchase For Cash All Outstanding Shares of Common Stock GIGPEAK, INC. $3.08 Per Share Pursuant to the Offer to Purchase dated March 7, 2017 GLIDER MERGER SUB, INC. a wholly-owned subsidiary of INTEGRATED DEVICE TECHNOLOGY, INC.

EX-(a)(1)(iv) Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of GIGPEAK, INC.

March 7, 2017 EX-99.(D)(4)(V)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(v) February 28, 2017 Raluca Dinu Dear Raluca: This letter supersedes and replaces the offer letter issued to and accepted by you on February 7, 2017.

March 7, 2017 EX-99.(A)(1)(III)

NOTICE OF GUARANTEED DELIVERY

EX-(a)(1)(iii) NOTICE OF GUARANTEED DELIVERY Exhibit (a)(1)(iii) For Tender of Shares of Common Stock of GIGPEAK, INC.

March 7, 2017 EX-99.(D)(4)(III)

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

Exhibit (d)(4)(iii) February 7, 2017 Darren Ma Dear Darren: As you know, Integrated Device Technology, Inc.

March 7, 2017 EX-99.(A)(1)(VI)

This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below). The Offer (as defined below) is made solely by the Offer to Purchase (as defined below) and the related Letter of Transmittal (as defi

EX-(a)(1)(vi) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Shares (as defined below).

March 7, 2017 EX-99.(D)(2)(I)

GIGPEAK, INC. MUTUAL NONDISCLOSURE AGREEMENT

Exhibit (d)(2)(i) GIGPEAK, INC. MUTUAL NONDISCLOSURE AGREEMENT This Mutual Nondisclosure Agreement (this ?Agreement?), effective , 20 (?Effective Date?), is entered into by and between GigPeak, Inc., a Delaware corporation having offices at 130 Baytech Drive, San Jose, CA 95134 (?GigPeak?), and Integrated Device Technology, Inc., a Delaware corporation having offices at 6024 Silver Creek Valley Ro

March 7, 2017 EX-99.(A)(1)(IV)

Offer To Purchase For Cash All Outstanding Shares of Common Stock GIGPEAK, INC. $3.08 Per Share Pursuant to the Offer to Purchase dated March 7, 2017 GLIDER MERGER SUB, INC. a wholly-owned subsidiary of INTEGRATED DEVICE TECHNOLOGY, INC.

EX-(a)(1)(iv) Exhibit (a)(1)(iv) Offer To Purchase For Cash All Outstanding Shares of Common Stock of GIGPEAK, INC.

March 6, 2017 EX-10.1

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

EX-10.1 Exhibit 10.1 February 28, 2017 Raluca Dinu Dear Raluca: This letter supersedes and replaces the offer letter issued to and accepted by you on February 7, 2017. As you know, Integrated Device Technology, Inc. (?IDT?) and GigPeak, Inc. (?GigPeak?) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the ?Merger?). In connection with the Merge

March 6, 2017 EX-10.2

Integrated Device Technology, Inc. 6024 Silver Creek Valley Rd., San Jose, CA 95138 Tel (800) 345 7015 Fax (408) 284 1442 www. IDT.com

EX-10.2 3 d355054dex102.htm EX-10.2 Exhibit 10.2 February 28, 2017 Andrea Betti-Berutto Dear Andrea: This letter supersedes and replaces the offer letter issued to and accepted by you on February 7, 2017. As you know, Integrated Device Technology, Inc. (“IDT”) and GigPeak, Inc. (“GigPeak”) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the “M

March 6, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 d355054d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 2, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorpora

February 27, 2017 SC 13D

GIG / GigPeak, Inc. / GARDNER LEWIS ASSET MANAGEMENT L P Activist Investment

SC 13D 1 gig021517.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GigPeak, Inc. (Name of Issuer) Common Stock, $ 0.001 par value (Title of Class of Securities) 37518Q109 (CUSIP Number) Gardner Lewis Asset Management, L.P. Attn: Len Sorgini, Chief Compliance Officer 285 Wilmington West Chester Pike

February 21, 2017 EX-99.2

JOINT FILING AGREEMENT

EX-99.2 Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby (i) agree to the joint filing with all other Reporting Persons (as such term is defined in the statement on Schedule 13D described below) of a statement on Schedule 13D (including amendments thereto) with respect to the common stock, par valu

February 21, 2017 EX-10.1

JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179

EX-10.1 3 d337632dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 February 13, 2017 Integrated Device Technology, Inc. 6024 Silver Creek Valley Road San Jose, California 95138 Attention: Brian White, Chief Financial Officer Project Glider Commitment Letter Ladies and Gentlemen: Integrated Device Technology, Inc. (“you” or the “

February 21, 2017 EX-99.1

TENDER AND SUPPORT AGREEMENT

EX-99.1 4 d337632dex991.htm EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this “Agreement”), dated as of February 13, 2017, is entered into by and among Integrated Device Technology, Inc., a Delaware corporation (“Parent”), Glider Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of Parent (the “Purchaser”), and each of the Persons set fo

February 21, 2017 SC 13D

GIG / GigPeak, Inc. / INTEGRATED DEVICE TECHNOLOGY INC - SC 13D Activist Investment

SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) GigPeak, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 37518Q109 (CUSIP Number) Gregory L. Waters President and Chief Executive Officer Integrated Device Technology, Inc. 6024 Silver Creek Valley Road,

February 21, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., GIGPEAK, INC. Dated as of February 13, 2017

EX-2.1 2 d337632dex21.htm EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., and GIGPEAK, INC. Dated as of February 13, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 1.5 Dir

February 16, 2017 SC14D9C

GigPeak GIGPEAK INC SC14D9C 2-16-2017

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIGPEAK, INC. (Name of Subject Company) GIGPEAK, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title Class of Securities) 37518Q 109 (CUSIP Number of Class of Secu

February 16, 2017 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k.htm GIGPEAK INC 8-K 2-16-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdic

February 16, 2017 EX-99.1

February 15

Exhibit 99.1 February 15 th, 2017 To GigPeak, Inc.?s Valued Customers: On February 13, 2017, Integrated Device Technology, Inc. (?IDT?) announced that it has entered into a definitive agreement to acquire one-hundred percent of the shares of GigPeak, Inc. (?GigPeak?). Under the terms of the agreement, IDT will commence a tender offer to acquire all of the issued and outstanding common stock of Gig

February 16, 2017 SC TO-C

GigPeak SC TO-C

SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d?100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Persons and Offerors) COMM

February 15, 2017 SC 14D9

GigPeak GIGPEAK INC SC 14D-9 2-15-2017 (CONFERENCE CALL TRANSCRIPT)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIGPEAK, INC. (Name of Subject Company) GIGPEAK, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title Class of Securities) 37518Q 109 (CUSIP Number of Class of Secu

February 15, 2017 EX-99.1

THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IDTI - Integrated Device Technology Inc Conference Call to Discuss its Definitive Agreement to Acquire GigPeak Inc EVENT DATE/TIME: FEBRUARY 14, 2017 / 1:00PM GMT OVERVIEW: On 02/13/17, Co. announced tha

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IDTI - Integrated Device Technology Inc Conference Call to Discuss its Definitive Agreement to Acquire GigPeak Inc EVENT DATE/TIME: FEBRUARY 14, 2017 / 1:00PM GMT OVERVIEW: On 02/13/17, Co. announced that it entered into definitive agreement to acquire GigPeak. THOMSON REUTERS STREETEVENTS | www.streeteven

February 15, 2017 EX-99.1

THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IDTI - Integrated Device Technology Inc Conference Call to Discuss its Definitive Agreement to Acquire GigPeak Inc EVENT DATE/TIME: FEBRUARY 14, 2017 / 1:00PM GMT OVERVIEW: On 02/13/17, Co. announced tha

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IDTI - Integrated Device Technology Inc Conference Call to Discuss its Definitive Agreement to Acquire GigPeak Inc EVENT DATE/TIME: FEBRUARY 14, 2017 / 1:00PM GMT OVERVIEW: On 02/13/17, Co. announced that it entered into definitive agreement to acquire GigPeak. THOMSON REUTERS STREETEVENTS | www.streeteven

February 15, 2017 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Com

February 15, 2017 EX-99.1

THOMSON REUTERS STREETEVENTS

EX-99.1 Exhibit 99.1 THOMSON REUTERS STREETEVENTS EDITED TRANSCRIPT IDTI - Integrated Device Technology Inc Conference Call to Discuss its Definitive Agreement to Acquire GigPeak Inc EVENT DATE/TIME: FEBRUARY 14, 2017 / 1:00PM GMT OVERVIEW: On 02/13/17, Co. announced that it entered into definitive agreement to acquire GigPeak. THOMSON REUTERS STREETEVENTS | www.streetevents.com | Contact Us ?2017

February 15, 2017 SC TO-C

GigPeak SC TO-C

SC TO-C 1 d339397dsctoc.htm SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d–100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filin

February 14, 2017 SC 13G/A

GIG / GigPeak, Inc. / BRENNER FRED Passive Investment

SC 13G/A 1 fp0023996sc13ga.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* GigPeak, Inc. (formerly, GigOptix, Inc.) (Name of Issuer) Common Stock – par value $0.001 per share (Title of Class of Securities) 37518Q109 (formerly, 37517Y103) (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of thi

February 13, 2017 SC TO-C

GigPeak SC TO-C

SC TO-C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (RULE 14d?100) Tender Offer Statement Pursuant to Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 GigPeak, Inc. (Name of Subject Company) Glider Merger Sub, Inc. (Offeror) a wholly owned subsidiary of Integrated Device Technology, Inc. (Offeror) (Name of Filing Persons and Offerors) COMM

February 13, 2017 EX-99.1

February 13, 2017NYSE MKT: GIG GigPeak Q4 FY16 Corporate Summary Use of Non-GAAP and Adjusted EBITDA Financial Measures:These materials include references to non-GAAP net income/loss, adjusted consolidated non-GAAP net income/loss, and Adjusted EBITD

Exhibit 99.1 February 13, 2017NYSE MKT: GIG GigPeak Q4 FY16 Corporate Summary Additional Information and Where to Find It:This presentation does not constitute an offer to sell or the solicitation of an offer to buy any securities. The tender offer for the outstanding shares of GigPeak’s common stock described in the separate GigPeak press releases has not commenced. At the time the tender offer i

February 13, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

8-K 1 form8k.htm GIGPEAK INC 8-K 2-13-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 13, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdic

February 13, 2017 EX-99.2

Welcome to GigPeak PeopleFebruary, 2017 Cautionary Note Regarding Forward Looking Statements This presentation contains forward-looking statements, including, but not limited to, statements related to the anticipated consummation of the acquisition o

Exhibit 99.2 Welcome to GigPeak PeopleFebruary, 2017 Cautionary Note Regarding Forward Looking Statements This presentation contains forward-looking statements, including, but not limited to, statements related to the anticipated consummation of the acquisition of GigPeak, Inc. (?GigPeak?) and the timing, benefits and financing thereof, Integrated Device Technology, Inc.?s (?IDT?) strategy, plans,

February 13, 2017 SC 14D9

GigPeak GIGPEAK, INC SC 14D-9 2-13-2017

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIGPEAK, INC. (Name of Subject Company) GIGPEAK, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title Class of Securities) 37518Q 109 (CUSIP Number of Class of Secu

February 13, 2017 EX-99.2

IDT TO ACQUIRE GIGPEAK FOR $3.08 PER SHARE

EX-99.2 5 d317908dex992.htm EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE Financial Contact: Suzanne Schmidt IDT Investor Relations Phone: (415) 217-4962 E-mail: [email protected] Press Contact: Daniel Aitken IDT Senior Director of Corporate Marketing and Communications Phone: (408) 574-6480 E-mail: [email protected] Financial Contact for GigPeak, Inc.: Jim Fanucchi Darrow Associates Pho

February 13, 2017 EX-10.1

JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179

EX-10.1 3 d317908dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 February 13, 2017 Integrated Device Technology, Inc. 6024 Silver Creek Valley Road San Jose, California 95138 Attention: Brian White, Chief Financial Officer Project Glider Commitment Letter Ladies and Gentlemen: Integrated Device Technology, Inc. (“you” or the “

February 13, 2017 EX-10.1

JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179

EX-10.1 3 d317908dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION JPMORGAN CHASE BANK, N.A. 383 Madison Avenue New York, New York 10179 February 13, 2017 Integrated Device Technology, Inc. 6024 Silver Creek Valley Road San Jose, California 95138 Attention: Brian White, Chief Financial Officer Project Glider Commitment Letter Ladies and Gentlemen: Integrated Device Technology, Inc. (“you” or the “

February 13, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., GIGPEAK, INC. Dated as of February 13, 2017

EX-2.1 2 d317908dex21.htm EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., and GIGPEAK, INC. Dated as of February 13, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 1.5 Dir

February 13, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., GIGPEAK, INC. Dated as of February 13, 2017

EX-2.1 2 d317908dex21.htm EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., and GIGPEAK, INC. Dated as of February 13, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 1.5 Dir

February 13, 2017 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., GIGPEAK, INC. Dated as of February 13, 2017

EX-2.1 2 d317908dex21.htm EX-2.1 Table of Contents Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., and GIGPEAK, INC. Dated as of February 13, 2017 Table of Contents TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 1.5 Dir

February 13, 2017 SC TO-C

GigPeak FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Age of 1934 February 13, 2017 Date of Report (Date of earliest event reported) Integrated Device Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 0-12695 94-2669985 (State or other jurisdiction of incorpo

February 13, 2017 EX-99.1

TENDER AND SUPPORT AGREEMENT

EX-99.1 Exhibit 99.1 TENDER AND SUPPORT AGREEMENT This TENDER AND SUPPORT AGREEMENT (this ?Agreement?), dated as of February 13, 2017, is entered into by and among Integrated Device Technology, Inc., a Delaware corporation (?Parent?), Glider Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of Parent (the ?Purchaser?), and each of the Persons set forth on Schedule A hereto (ea

February 13, 2017 SC 14D9

GigPeak GIGPEAK, INC SC 14D-9 2-13-2017

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14D-9 (RULE 14d-101) SOLICITATION/RECOMMENDATION STATEMENT UNDER SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 GIGPEAK, INC. (Name of Subject Company) GIGPEAK, INC. (Name of Person Filing Statement) Common Stock, $0.001 par value per share (Title Class of Securities) 37518Q 109 (CUSIP Number of Class of Secu

February 13, 2017 EX-99.1

GigPeak Reports Record Financial Performance for the Fourth Quarter and Fiscal Year 2016 and Enters Into a Definitive Agreement to Be Acquired in an All Cash Transaction by Integrated Device Technology, Inc.

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 GigPeak Reports Record Financial Performance for the Fourth Quarter and Fiscal Year 2016 and Enters Into a Definitive Agreement to Be Acquired in an All Cash Transaction by Integrated Device Technology, Inc. · In a separate announcement, it was announced today that GigPeak has entered into a definitive agreement to be acquired in an all cash transactio

February 13, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 13, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Com

February 13, 2017 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 10, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (E

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 10, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Com

February 13, 2017 EX-10.2

Exhibit 10.2

Exhibit 10.2 February 7, 2017 Andrea Betti-Berutto Dear Andrea: As you know, Integrated Device Technology, Inc. (“IDT”) and GigPeak, Inc. (“GigPeak”) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the “Merger”). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the c

February 13, 2017 EX-4.1

Exhibit 4.1

Exhibit 4.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED RIGHTS AGREEMENT This Amendment No. 1 to the Amended and Restated Rights Agreement (this “Amendment”), dated as of February 10, 2017, is made by and between GigPeak, Inc., a Delaware corporation formerly known as GigOptix, Inc. (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company, as rights agent

February 13, 2017 EX-3.2

Exhibit 3.2

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF GIGPEAK, INC. (a Delaware corporation) Adopted as of February, 2017 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 SECTION 1. Name 1 SECTION 2. Principal and Business Offices 1 SECTION 3. Registered Agent and Office 1 SECTION 4. Place of Keeping Corporate Records 1 ARTICLE II. STOCKHOLDERS 1 SECTION 1. Annual Meeting 1 SECTION 2. Special Meet

February 13, 2017 EX-3.1

Exhibit 3.1

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGPEAK, INC. ARTICLE I The name of the corporation is: GigPeak, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street in the City of Wilmington 19801, County of New Castle. The name of its registered agent at such address is The Corporation Trust Compan

February 13, 2017 EX-3.2

Exhibit 3.2

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF GIGPEAK, INC. (a Delaware corporation) Adopted as of February, 2017 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 SECTION 1. Name 1 SECTION 2. Principal and Business Offices 1 SECTION 3. Registered Agent and Office 1 SECTION 4. Place of Keeping Corporate Records 1 ARTICLE II. STOCKHOLDERS 1 SECTION 1. Annual Meeting 1 SECTION 2. Special Meet

February 13, 2017 EX-10.4

Exhibit 10.4

Exhibit 10.4 GIGPEAK, INC. AMENDED AND RESTATED CHANGE IN CONTROL BONUS PLAN 1. PURPOSE The purpose of the GigPeak, Inc. Amended and Restated Change in Control Bonus Plan (the “Plan”) is to provide cash bonus payments to certain employees of GigPeak, Inc. (the “Company”) upon a change in control of the Company as further set forth herein. The Plan is designed to promote the interests of the Compan

February 13, 2017 SC 13G/A

GIG / GigPeak, Inc. / Unterberg Capital LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 13, 2017 EX-99.1

IDT TO ACQUIRE GIGPEAK FOR $3.08 PER SHARE

Exhibit 99.1 FOR IMMEDIATE RELEASE Financial Contact: Press Contact: Suzanne Schmidt IDT Investor Relations Phone: (415) 217-4962 E-mail: [email protected] Daniel Aitken IDT Senior Director of Corporate Marketing and Communications Phone: (408) 574-6480 E-mail: [email protected] Financial Contact for GigPeak, Inc.: Jim Fanucchi Darrow Associates Phone: (408) 404-5400 E-mail: jim@darro

February 13, 2017 EX-3.1

Exhibit 3.1

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGPEAK, INC. ARTICLE I The name of the corporation is: GigPeak, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street in the City of Wilmington 19801, County of New Castle. The name of its registered agent at such address is The Corporation Trust Compan

February 13, 2017 EX-10.4

Exhibit 10.4

Exhibit 10.4 GIGPEAK, INC. AMENDED AND RESTATED CHANGE IN CONTROL BONUS PLAN 1. PURPOSE The purpose of the GigPeak, Inc. Amended and Restated Change in Control Bonus Plan (the “Plan”) is to provide cash bonus payments to certain employees of GigPeak, Inc. (the “Company”) upon a change in control of the Company as further set forth herein. The Plan is designed to promote the interests of the Compan

February 13, 2017 EX-3.2

Exhibit 3.2

Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF GIGPEAK, INC. (a Delaware corporation) Adopted as of February, 2017 TABLE OF CONTENTS Page ARTICLE I. IDENTIFICATION; OFFICES 1 SECTION 1. Name 1 SECTION 2. Principal and Business Offices 1 SECTION 3. Registered Agent and Office 1 SECTION 4. Place of Keeping Corporate Records 1 ARTICLE II. STOCKHOLDERS 1 SECTION 1. Annual Meeting 1 SECTION 2. Special Meet

February 13, 2017 EX-10.3

Exhibit 10.3

Exhibit 10.3 February 7, 2017 Darren Ma Dear Darren: As you know, Integrated Device Technology, Inc. (?IDT?) and GigPeak, Inc. (?GigPeak?) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the ?Merger?). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the closing of t

February 13, 2017 EX-4.1

Exhibit 4.1

Exhibit 4.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED RIGHTS AGREEMENT This Amendment No. 1 to the Amended and Restated Rights Agreement (this “Amendment”), dated as of February 10, 2017, is made by and between GigPeak, Inc., a Delaware corporation formerly known as GigOptix, Inc. (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company, as rights agent

February 13, 2017 EX-2.1

Exhibit 2.1

EX-2.1 2 ex21.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among INTEGRATED DEVICE TECHNOLOGY, INC., GLIDER MERGER SUB, INC., and GIGPEAK, INC. Dated as of February 13, 2017 TABLE OF CONTENTS Page ARTICLE I THE OFFER AND THE MERGER 2 1.1 The Offer 2 1.2 Company Actions 5 1.3 The Merger 6 1.4 Certificate of Incorporation and Bylaws 7 . 7 1.5 Directors and Officers 7 1.6 Necessary

February 13, 2017 EX-10.3

Exhibit 10.3

Exhibit 10.3 February 7, 2017 Darren Ma Dear Darren: As you know, Integrated Device Technology, Inc. (?IDT?) and GigPeak, Inc. (?GigPeak?) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the ?Merger?). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the closing of t

February 13, 2017 EX-10.3

Exhibit 10.3

Exhibit 10.3 February 7, 2017 Darren Ma Dear Darren: As you know, Integrated Device Technology, Inc. (?IDT?) and GigPeak, Inc. (?GigPeak?) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the ?Merger?). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the closing of t

February 13, 2017 EX-10.1

Exhibit 10.1

Exhibit 10.1 February 7, 2017 Raluca Dinu Dear Raluca: As you know, Integrated Device Technology, Inc. (?IDT?) and GigPeak, Inc. (?GigPeak?) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the ?Merger?). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the closing of

February 13, 2017 EX-3.1

Exhibit 3.1

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGPEAK, INC. ARTICLE I The name of the corporation is: GigPeak, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street in the City of Wilmington 19801, County of New Castle. The name of its registered agent at such address is The Corporation Trust Compan

February 13, 2017 EX-10.2

Exhibit 10.2

Exhibit 10.2 February 7, 2017 Andrea Betti-Berutto Dear Andrea: As you know, Integrated Device Technology, Inc. (“IDT”) and GigPeak, Inc. (“GigPeak”) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the “Merger”). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the c

February 13, 2017 EX-4.1

Exhibit 4.1

Exhibit 4.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED RIGHTS AGREEMENT This Amendment No. 1 to the Amended and Restated Rights Agreement (this “Amendment”), dated as of February 10, 2017, is made by and between GigPeak, Inc., a Delaware corporation formerly known as GigOptix, Inc. (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company, as rights agent

February 13, 2017 EX-10.2

Exhibit 10.2

Exhibit 10.2 February 7, 2017 Andrea Betti-Berutto Dear Andrea: As you know, Integrated Device Technology, Inc. (“IDT”) and GigPeak, Inc. (“GigPeak”) are entering into an agreement pursuant to which GigPeak will become a wholly owned subsidiary of IDT (the “Merger”). In connection with the Merger, we are pleased to offer you the following employment package with IDT. Effective immediately at the c

February 13, 2017 EX-10.4

Exhibit 10.4

Exhibit 10.4 GIGPEAK, INC. AMENDED AND RESTATED CHANGE IN CONTROL BONUS PLAN 1. PURPOSE The purpose of the GigPeak, Inc. Amended and Restated Change in Control Bonus Plan (the “Plan”) is to provide cash bonus payments to certain employees of GigPeak, Inc. (the “Company”) upon a change in control of the Company as further set forth herein. The Plan is designed to promote the interests of the Compan

January 19, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 17, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Comm

January 17, 2017 EX-99.1

GigPeak Announces Record Fourth Quarter and Fiscal Year 2016 Preliminary Financial Results Continued strong demand across all served markets driving record financial performance

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 GigPeak Announces Record Fourth Quarter and Fiscal Year 2016 Preliminary Financial Results Continued strong demand across all served markets driving record financial performance · Record quarterly and fiscal year preliminary financial results · Preliminary fourth quarter revenue of approximately $16.2 million, up approximately 46 percent from $11.1 mil

January 17, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k.htm GIGPEAK, INC. 8-K 1-17-2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 17, 2017 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdi

November 29, 2016 8-K

GigPeak GIGPEAK, INC 8-K 11-22-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 22, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Com

November 23, 2016 EX-10.4

THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Third Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Andrea Betti-Berutto (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016 (the “Effective Date”), amends an

November 23, 2016 EX-10.1

FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Fourth Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Dr. Avi Katz (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016, amends and restates in its entirety, E

November 23, 2016 EX-10.3

FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Exhibit 10.3 FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT This First Amended and Restated EMPLOYMENT AGREEMENT (the “ Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “ Company”) and Darren Ma (the “ Executive” and, with the Company, the “ Parties”), dated as of November 17, 2016 (the “ Effective Date”), amends and restates in its entirety, Executive’s

November 23, 2016 EX-10.2

FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Fourth Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Raluca Dinu (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016 (the “Effective Date”), amends and resta

November 23, 2016 8-K

GigPeak GIGPEAK, INC. 8-K 11-17-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 17, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Com

November 23, 2016 EX-10.2

FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Fourth Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Raluca Dinu (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016 (the “Effective Date”), amends and resta

November 23, 2016 EX-10.1

FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Fourth Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Dr. Avi Katz (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016, amends and restates in its entirety, E

November 23, 2016 EX-10.5

GIGPEAK, INC. CHANGE IN CONTROL BONUS PLAN

EX-10.5 6 ex105.htm EXHIBIT 10.5 Exhibit 10.5 GIGPEAK, INC. CHANGE IN CONTROL BONUS PLAN 1. PURPOSE The purpose of the GigPeak, Inc. Change in Control Bonus Plan (the “Plan”) is to provide cash bonus payments to certain employees of GigPeak, Inc. (the “Company”) upon a change in control of the Company as further set forth herein. The Plan is designed to promote the interests of the Company and its

November 23, 2016 EX-10.1

FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FOURTH AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Fourth Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Dr. Avi Katz (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016, amends and restates in its entirety, E

November 23, 2016 EX-10.5

GIGPEAK, INC. CHANGE IN CONTROL BONUS PLAN

EX-10.5 6 ex105.htm EXHIBIT 10.5 Exhibit 10.5 GIGPEAK, INC. CHANGE IN CONTROL BONUS PLAN 1. PURPOSE The purpose of the GigPeak, Inc. Change in Control Bonus Plan (the “Plan”) is to provide cash bonus payments to certain employees of GigPeak, Inc. (the “Company”) upon a change in control of the Company as further set forth herein. The Plan is designed to promote the interests of the Company and its

November 23, 2016 EX-10.4

THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT

EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 THIRD AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Third Amended and Restated EMPLOYMENT AGREEMENT (the “Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “Company”) and Andrea Betti-Berutto (the “Executive” and, with the Company, the “Parties”), dated as of November 17, 2016 (the “Effective Date”), amends an

November 23, 2016 EX-10.3

FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT

Exhibit 10.3 FIRST AMENDED AND RESTATED EMPLOYMENT AGREEMENT This First Amended and Restated EMPLOYMENT AGREEMENT (the “ Agreement”) made and entered into by and between GigPeak, Inc., a Delaware corporation (the “ Company”) and Darren Ma (the “ Executive” and, with the Company, the “ Parties”), dated as of November 17, 2016 (the “ Effective Date”), amends and restates in its entirety, Executive’s

November 2, 2016 10-Q

GigPeak GIGPEAK INC 10-Q 9-25-2016 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 25, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35520 GIGPEAK, IN

November 2, 2016 EX-10.1

FIFTH AMENDMENT TO LEASE AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FIFTH AMENDMENT TO LEASE AGREEMENT THIS FIFTH AMENDMENT TO LEASE AGREEMENT (“Amendment”) is entered into as of July 15, 2016 (the “Effective Date”), by and between G&I VIII BAYTECH LP, a Delaware limited partnership (“Landlord”), and GIGPEAK, INC., a Delaware corporation, formerly known as Gigoptix, Inc. (“Tenant”). RECITALS: A. Landlord (as successor-

November 2, 2016 EX-10.1

FIFTH AMENDMENT TO LEASE AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FIFTH AMENDMENT TO LEASE AGREEMENT THIS FIFTH AMENDMENT TO LEASE AGREEMENT (“Amendment”) is entered into as of July 15, 2016 (the “Effective Date”), by and between G&I VIII BAYTECH LP, a Delaware limited partnership (“Landlord”), and GIGPEAK, INC., a Delaware corporation, formerly known as Gigoptix, Inc. (“Tenant”). RECITALS: A. Landlord (as successor-

November 2, 2016 EX-10.1

FIFTH AMENDMENT TO LEASE AGREEMENT

EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FIFTH AMENDMENT TO LEASE AGREEMENT THIS FIFTH AMENDMENT TO LEASE AGREEMENT (“Amendment”) is entered into as of July 15, 2016 (the “Effective Date”), by and between G&I VIII BAYTECH LP, a Delaware limited partnership (“Landlord”), and GIGPEAK, INC., a Delaware corporation, formerly known as Gigoptix, Inc. (“Tenant”). RECITALS: A. Landlord (as successor-

October 17, 2016 EX-99.1

GigPeak Reports Record Revenue and Enhanced Overall Financial Performance in the Third Quarter of Fiscal 2016 Continued Strong Demand Leads to Record Shipments of ICs for Data Center Applications

Exhibit 99.1 GigPeak Reports Record Revenue and Enhanced Overall Financial Performance in the Third Quarter of Fiscal 2016 Continued Strong Demand Leads to Record Shipments of ICs for Data Center Applications ? Q3 FY16 record revenue of $15.8 million, increasing for the 13th consecutive quarter, up 3 percent from $15.4 million in Q2 FY16, and up 52 percent from $10.4 million in Q3 FY15 ? Q3 FY16 G

October 17, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k.htm GIGPEAK, INC 8-K 10-17-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 17, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdi

October 4, 2016 DEF 14A

GigPeak GIGPEAK, INC DEF 14A 11-17-2016

SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

August 5, 2016 10-Q

GigPeak GIGPEAK, INC. 10-Q 6-26-2016 (Quarterly Report)

10-Q 1 form10q.htm GIGPEAK, INC. 10-Q 6-26-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 26, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Co

July 29, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k.htm GIGPEAK, INC 8-K 7-27-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdictio

July 25, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k.htm GIGPEAK, INC. 8-K 7-25-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 25, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdicti

July 25, 2016 EX-99.1

GigPeak Reports Record Financial Performance in the Second Quarter of Fiscal 2016 Highest Revenue Ever and Continuous Enhanced Financial Performance

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 GigPeak Reports Record Financial Performance in the Second Quarter of Fiscal 2016 Highest Revenue Ever and Continuous Enhanced Financial Performance · GigPeak’s financial results for Q2 FY16 include approximately 11 weeks of financial results of the products and operations that were acquired as part of the Magnum Semiconductor, Inc., acquisition, which

July 20, 2016 8-K

GigPeak GIGPEAK, INC 8-K 7-19-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 19, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commiss

July 15, 2016 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commiss

June 15, 2016 EX-99.1

GigPeak, Inc. Announces Closing of Public Offering of Common Stock

Exhibit 99.1 GigPeak, Inc. Announces Closing of Public Offering of Common Stock SAN JOSE, Calif. ? June 15, 2016 ? GigPeak, Inc. (NYSE MKT:GIG), a leading innovator of semiconductor ICs and software solutions for high-speed connectivity and high-quality video compression over the Network and the Cloud, today announced the closing of its previously announced underwritten public offering of common s

June 15, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k.htm GIGPEAK INC 8-K 6-15-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction

June 10, 2016 EX-1.1

12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT

Exhibit 1.1 EXECUTION VERSION 12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT June 10, 2016 Cowen and Company, LLC Raymond James & Associates, Inc. Needham & Company, LLC as representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: GigPeak, Inc., a Delaware corporation (the “ Company”) proposes, su

June 10, 2016 EX-5.3

June 10, 2016

Exhibit 5.3 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 431,568 shares of common stock, par value $0.001 per share,

June 10, 2016 EX-5.4

June 10, 2016

Exhibit 5.4 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 253,032 shares of common stock, par value $0.001 per share,

June 10, 2016 EX-1.1

12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT

Exhibit 1.1 EXECUTION VERSION 12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT June 10, 2016 Cowen and Company, LLC Raymond James & Associates, Inc. Needham & Company, LLC as representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: GigPeak, Inc., a Delaware corporation (the “ Company”) proposes, su

June 10, 2016 EX-5.4

June 10, 2016

Exhibit 5.4 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 253,032 shares of common stock, par value $0.001 per share,

June 10, 2016 EX-99.1

GigPeak, Inc. Announces Pricing of Public Offering of Common Stock

Exhibit 99.1 GigPeak, Inc. Announces Pricing of Public Offering of Common Stock SAN JOSE, Calif. ? June 10, 2016 ?GigPeak, Inc. (NYSE MKT:GIG), a leading innovator of semiconductor ICs and software solutions for high-speed connectivity and high-quality video compression over the Network and the Cloud, today announced that the pricing of its underwritten public offering of an aggregate of 11,319,64

June 10, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

8-K 1 s001338x58k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 10, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorpor

June 10, 2016 EX-1.1

12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT

Exhibit 1.1 EXECUTION VERSION 12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT June 10, 2016 Cowen and Company, LLC Raymond James & Associates, Inc. Needham & Company, LLC as representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: GigPeak, Inc., a Delaware corporation (the “ Company”) proposes, su

June 10, 2016 EX-5.4

June 10, 2016

Exhibit 5.4 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 253,032 shares of common stock, par value $0.001 per share,

June 10, 2016 EX-5.4

June 10, 2016

Exhibit 5.4 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 253,032 shares of common stock, par value $0.001 per share,

June 10, 2016 EX-1.1

12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT

Exhibit 1.1 EXECUTION VERSION 12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT June 10, 2016 Cowen and Company, LLC Raymond James & Associates, Inc. Needham & Company, LLC as representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 Ladies and Gentlemen: GigPeak, Inc., a Delaware corporation (the “ Company”) proposes, su

June 10, 2016 EX-5.4

June 10, 2016

Exhibit 5.4 June 10, 2016 GigPeak, Inc. 130 Baytech Drive San Jose, California 95134 Re: Registration Statement on Form S-8 Ladies and Gentlemen: We have acted as counsel to GigPeak, Inc., a Delaware corporation (the ? Company?), in connection with the offer and sale by certain stockholders of the Company (the ? Selling Stockholders?) of 253,032 shares of common stock, par value $0.001 per share,

June 10, 2016 424B5

12,500,000 Shares GIGPEAK, INC. Common Stock

424B5 1 s001338x9424b5.htm 424B5 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No.: 333-202828 Prospectus Supplement (To Prospectus dated December 9, 2015 on Form S-3, Magnum Reoffer Prospectus dated June 3, 2016 on Form S-3, 2014 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 2 to Form S-8 and 2015 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effe

June 10, 2016 424B5

12,500,000 Shares GIGPEAK, INC. Common Stock

TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No.: 333-194658 Prospectus Supplement (To Prospectus dated December 9, 2015 on Form S-3, Magnum Reoffer Prospectus dated June 3, 2016 on Form S-3, 2014 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 2 to Form S-8 and 2015 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 1 to Form S-8

June 10, 2016 424B5

12,500,000 Shares GIGPEAK, INC. Common Stock

TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No.: 333-210779 Prospectus Supplement (To Prospectus dated December 9, 2015 on Form S-3, Magnum Reoffer Prospectus dated June 3, 2016 on Form S-3, 2014 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 2 to Form S-8 and 2015 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 1 to Form S-8

June 10, 2016 424B5

12,500,000 Shares GIGPEAK, INC. Common Stock

TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No.: 333-208170 Prospectus Supplement (To Prospectus dated December 9, 2015 on Form S-3, Magnum Reoffer Prospectus dated June 3, 2016 on Form S-3, 2014 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 2 to Form S-8 and 2015 D/O Reoffer Prospectus dated June 9, 2016 on Post-Effective Amendment No. 1 to Form S-8

June 9, 2016 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k.htm GIGPEAK, INC 8-K 6-9-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 9, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction

June 9, 2016 EX-99.1

GigPeak, Inc. Announces Proposed Public Offering of Common Stock

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 GigPeak, Inc. Announces Proposed Public Offering of Common Stock SAN JOSE, Calif. – June 9, 2016 – GigPeak, Inc. (NYSE MKT:GIG), a leading innovator of semiconductor ICs and software solutions for high-speed connectivity and high-quality video compression over the Network and the Cloud, today announced that it intends to offer newly issued shares of co

June 9, 2016 424B5

SUBJECT TO COMPLETION, DATED JUNE 9, 2016

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

June 9, 2016 424B5

SUBJECT TO COMPLETION, DATED JUNE 9, 2016

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

June 9, 2016 424B5

SUBJECT TO COMPLETION, DATED JUNE 9, 2016

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

June 9, 2016 424B5

SUBJECT TO COMPLETION, DATED JUNE 9, 2016

TABLE OF CONTENTS The information in this preliminary prospectus supplement is not complete and may be changed.

June 9, 2016 S-8 POS

GigPeak GIGPEAK, INC S-8 POS 6-9-2016 (333-202828)

As filed with the Securities and Exchange Commission on June 9, 2016 Registration No.

June 9, 2016 S-8 POS

GigPeak GIGPEAK, INC S-8 POS 6-9-2016 (333-194658)

As filed with the Securities and Exchange Commission on June 9, 2016 Registration No.

June 3, 2016 8-K

GigPeak GIGPEAK, INC. 8-K 6-3-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 3, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commissi

June 3, 2016 EX-99.1

June 3, 2016NYSE MKT: GIG Forward-Looking Statements: This presentation contains forward-looking statements regarding operating trends; expected future results and guidance; GigPeak’s and its subsidiaries’ expansion and business strategies into new m

Exhibit 99.1 June 3, 2016NYSE MKT: GIG Forward-Looking Statements: This presentation contains forward-looking statements regarding operating trends; expected future results and guidance; GigPeak’s and its subsidiaries’ expansion and business strategies into new markets and projects; further acquisitions; anticipated growth opportunities; the amount of capital-raising necessary to achieve those str

May 31, 2016 CORRESP

GigPeak ESP

GigPeak, Inc. 130 Baytech Drive San Jose, CA 95134 May 31, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Amanda Ravitz, Assistant Director Office of Electronics and Machinery Re: GigPeak, Inc. Registration Statement on Form S-3 Filed May 23, 2016 File No. 333-211535 Ladies and Gentlemen: In accordance with Rule 460 and Rule 461 under the Securities Act of 19

May 31, 2016 CORRESP

GigPeak ESP

GigPeak, Inc. 130 Baytech Drive San Jose, CA 95134 May 31, 2016 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn: Amanda Ravitz, Assistant Director Office of Electronics and Machinery Re: GigPeak, Inc. Registration Statement on Form S-3 Filed April 15, 2016 File No. 333-210779 Ladies and Gentlemen: In accordance with Rule 460 and Rule 461 under the Securities Act of

May 27, 2016 SD

GigPeak GIGPEAK, INC. SD 12-31-2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT GigPeak, Inc. (Exact Name of Registrant as Specified in Charter) DELAWARE 001-35520 26-2439072 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification Number) 130 Baytech Drive, San Jose, CA 95134 (Address of Principal Executive Offices) (Zip Co

May 27, 2016 EX-1.01

Exhibit 1.01

EX-1.01 2 ex101.htm EXHIBIT 1.01 Exhibit 1.01 Exhibit 1.01 to GigPeak (formerly GigOptix) Form SD for the reporting period from January 1 to December 31, 2015 Conflict Minerals Report Design of Conflict Minerals Program - Our conflict minerals program is in conformity with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals fr

May 27, 2016 EX-1.01

Exhibit 1.01

EX-1.01 2 ex101.htm EXHIBIT 1.01 Exhibit 1.01 Exhibit 1.01 to GigPeak (formerly GigOptix) Form SD for the reporting period from January 1 to December 31, 2015 Conflict Minerals Report Design of Conflict Minerals Program - Our conflict minerals program is in conformity with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals fr

May 27, 2016 EX-1.01

Exhibit 1.01

EX-1.01 2 ex101.htm EXHIBIT 1.01 Exhibit 1.01 Exhibit 1.01 to GigPeak (formerly GigOptix) Form SD for the reporting period from January 1 to December 31, 2015 Conflict Minerals Report Design of Conflict Minerals Program - Our conflict minerals program is in conformity with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals fr

May 27, 2016 EX-1.01

Exhibit 1.01

EX-1.01 2 ex101.htm EXHIBIT 1.01 Exhibit 1.01 Exhibit 1.01 to GigPeak (formerly GigOptix) Form SD for the reporting period from January 1 to December 31, 2015 Conflict Minerals Report Design of Conflict Minerals Program - Our conflict minerals program is in conformity with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals fr

May 27, 2016 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 5, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or or

May 27, 2016 EX-99.3

UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA

Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA The following unaudited pro forma condensed combined financial information combines the historical consolidated financial statements of GigPeak, Inc. (?GigPeak?) and Magnum Semiconductor, Inc. (?Magnum?) as if the merger had occurred on January 1, 2015. Pro Forma Combined Information The following unaudited pro forma condensed comb

May 27, 2016 EX-99.2

Magnum Semiconductor, Inc. and Subsidiaries Unaudited Condensed Consolidated Interim Financial Statements as of March 31, 2016 and for the three months ended March 31, 2016 and 2015 Magnum Semiconductor, Inc. and Subsidiaries

Exhibit 99.2 Magnum Semiconductor, Inc. and Subsidiaries Unaudited Condensed Consolidated Interim Financial Statements as of March 31, 2016 and for the three months ended March 31, 2016 and 2015 Magnum Semiconductor, Inc. and Subsidiaries Contents Page(s) Condensed Consolidated Balance Sheets (unaudited) 1?2 Condensed Consolidated Statements of Operations and Comprehensive Income (Loss) (unaudited

May 27, 2016 EX-99.1

Magnum Semiconductor, Inc. and Subsidiaries Consolidated Financial Statements December 31, 2015 and 2014 Magnum Semiconductor, Inc. and Subsidiaries

Exhibit 99.1 Magnum Semiconductor, Inc. and Subsidiaries Consolidated Financial Statements December 31, 2015 and 2014 Magnum Semiconductor, Inc. and Subsidiaries Contents Page(s) Independent Auditors’ Report 1 Consolidated Balance Sheets 2-3 Consolidated Statements of Operations and Comprehensive Income (Loss) 4 Consolidated Statements of Stockholders’ Deficit 5 Consolidated Statements of Cash Flo

May 26, 2016 LETTER

LETTER

Mail Stop 3030 May 26, 2016 Avi S. Katz Chief Executive Officer GigPeak, Inc. 130 Baytech Drive San Jose, CA 95134 Re: GigPeak, Inc. Registration Statement on Form S-3 Filed May 23, 2016 File No. 333-211535 Dear Mr. Katz: This is to advise you that we have not reviewed and will not review your registration statement. We urge all persons who are responsible for the accuracy and adequacy of the disc

May 23, 2016 S-3

GigPeak GIGPEAK INC S-3 5-23-2016

As filed with the Securities and Exchange Commission on May 23, 2016 Registration No.

May 6, 2016 10-Q

GIG / GigPeak, Inc. 10-Q - Quarterly Report - GIGPEAK, INC. 10-Q 3-27-2016

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 27, 2016 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35520 GIGPEAK, INC. (

April 29, 2016 8-K

GigPeak GIGPEAK, INC. 8-K 4-27-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 27, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commis

April 26, 2016 LETTER

LETTER

Mail Stop 3030 April 26, 2016 Via E-Mail Avi S. Katz Chief Executive Officer and Chairman of the Board GigPeak, Inc. 130 Baytech Drive San Jose, CA 95134 Re: GigPeak, Inc. Registration Statement on Form S-3 Filed April 15, 2016 File No. 333-210779 Dear Mr. Katz: This is to advise you that we have not reviewed and will not review your registration statement. We urge all persons who are responsible

April 18, 2016 EX-99.1

GigPeak (Formerly GigOptix) Reports Record Revenue and Free Cash Flow in the First Quarter of Fiscal 2016 Continued Enhanced Financial Performance Establishes Strong Foundation for GigPeak

Exhibit 99.1 GigPeak (Formerly GigOptix) Reports Record Revenue and Free Cash Flow in the First Quarter of Fiscal 2016 Continued Enhanced Financial Performance Establishes Strong Foundation for GigPeak ? Financial results for Q1 FY16 include only the performance for GigOptix, Inc., which changed its name to GigPeak, Inc., effective April 5, 2016, and do not include any financial results of Magnum

April 18, 2016 EX-10.1

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016)

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) 1. DEFINED TERMS. Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE. The Plan has been established to advance the interests of the Company by providing for the gran

April 18, 2016 EX-10.1

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016)

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) 1. DEFINED TERMS. Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE. The Plan has been established to advance the interests of the Company by providing for the gran

April 18, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation)

Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation) Amended and Restated as of April 13, 2016 Table of Contents Page ARTICLE 1?STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting 2 1.9 Proxy Representation 3 1.10 Action at Meeting 3 1.11 Action w

April 18, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation)

Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation) Amended and Restated as of April 13, 2016 Table of Contents Page ARTICLE 1?STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting 2 1.9 Proxy Representation 3 1.10 Action at Meeting 3 1.11 Action w

April 18, 2016 EX-10.2

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option

Exhibit 10.2 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option 1. Grant of Option. This certificate evidences an incentive stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you, an employee of the Company or its subsidiaries (the ? Participant?) pursuant to the Company's 2008 Equity Incen

April 18, 2016 EX-10.2

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option

Exhibit 10.2 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option 1. Grant of Option. This certificate evidences an incentive stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you, an employee of the Company or its subsidiaries (the ? Participant?) pursuant to the Company's 2008 Equity Incen

April 18, 2016 EX-10.3

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option

Exhibit 10.3 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option 1. Grant of Option. This certificate evidences a nonstatutory stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you (the " Participant") pursuant to the Company's 2008 Equity Incentive Plan (as from time to time in effect,

April 18, 2016 EX-10.3

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option

Exhibit 10.3 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option 1. Grant of Option. This certificate evidences a nonstatutory stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you (the " Participant") pursuant to the Company's 2008 Equity Incentive Plan (as from time to time in effect,

April 18, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation)

Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation) Amended and Restated as of April 13, 2016 Table of Contents Page ARTICLE 1?STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting 2 1.9 Proxy Representation 3 1.10 Action at Meeting 3 1.11 Action w

April 18, 2016 EX-10.1

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016)

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) 1. DEFINED TERMS. Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE. The Plan has been established to advance the interests of the Company by providing for the gran

April 18, 2016 EX-10.3

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option

Exhibit 10.3 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Nonstatutory Stock Option 1. Grant of Option. This certificate evidences a nonstatutory stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you (the " Participant") pursuant to the Company's 2008 Equity Incentive Plan (as from time to time in effect,

April 18, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation)

Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation) Amended and Restated as of April 13, 2016 Table of Contents Page ARTICLE 1?STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting 2 1.9 Proxy Representation 3 1.10 Action at Meeting 3 1.11 Action w

April 18, 2016 EX-10.2

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option

Exhibit 10.2 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option 1. Grant of Option. This certificate evidences an incentive stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you, an employee of the Company or its subsidiaries (the ? Participant?) pursuant to the Company's 2008 Equity Incen

April 18, 2016 EX-10.4

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT

Exhibit 10.4 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT [ Grantee] You have been granted restricted stock units (? RSUs?) with respect to Stock of GigPeak, Inc. (the ? Company?), with the terms set forth in the RSU Agreement attached hereto and the GigPeak, Inc. 2008 Equity Incentive Plan (the ? Plan?), and as follows: Board Approval Date: ? Date of Grant: ? Number of RSUs: [ NUM

April 18, 2016 EX-10.1

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016)

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) 1. DEFINED TERMS. Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE. The Plan has been established to advance the interests of the Company by providing for the gran

April 18, 2016 EX-10.4

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT

Exhibit 10.4 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT [ Grantee] You have been granted restricted stock units (? RSUs?) with respect to Stock of GigPeak, Inc. (the ? Company?), with the terms set forth in the RSU Agreement attached hereto and the GigPeak, Inc. 2008 Equity Incentive Plan (the ? Plan?), and as follows: Board Approval Date: ? Date of Grant: ? Number of RSUs: [ NUM

April 18, 2016 EX-10.1

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016)

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) 1. DEFINED TERMS. Exhibit A, which is incorporated by reference, defines the terms used in the Plan and sets forth certain operational rules related to those terms. 2. PURPOSE. The Plan has been established to advance the interests of the Company by providing for the gran

April 18, 2016 EX-10.4

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT

Exhibit 10.4 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT [ Grantee] You have been granted restricted stock units (? RSUs?) with respect to Stock of GigPeak, Inc. (the ? Company?), with the terms set forth in the RSU Agreement attached hereto and the GigPeak, Inc. 2008 Equity Incentive Plan (the ? Plan?), and as follows: Board Approval Date: ? Date of Grant: ? Number of RSUs: [ NUM

April 18, 2016 EX-10.2

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option

Exhibit 10.2 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN (Amended and Restated on April 13, 2016) Incentive Stock Option 1. Grant of Option. This certificate evidences an incentive stock option (this ? Stock Option?) granted by GigPeak, Inc., a Delaware corporation (the ? Company?), to you, an employee of the Company or its subsidiaries (the ? Participant?) pursuant to the Company's 2008 Equity Incen

April 18, 2016 EX-10.4

GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT

Exhibit 10.4 GIGPEAK, INC. 2008 EQUITY INCENTIVE PLAN NOTICE OF RSU GRANT [ Grantee] You have been granted restricted stock units (? RSUs?) with respect to Stock of GigPeak, Inc. (the ? Company?), with the terms set forth in the RSU Agreement attached hereto and the GigPeak, Inc. 2008 Equity Incentive Plan (the ? Plan?), and as follows: Board Approval Date: ? Date of Grant: ? Number of RSUs: [ NUM

April 18, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 13, 2016 Date of Report (date of earliest event reported) GIGPEAK, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commis

April 18, 2016 EX-3.1

AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation)

Exhibit 3.1 SECOND AMENDED AND RESTATED BY-LAWS OF GIGPEAK, INC. (a Delaware corporation) Amended and Restated as of April 13, 2016 Table of Contents Page ARTICLE 1?STOCKHOLDERS 1 1.1 Place of Meetings 1 1.2 Annual Meeting 1 1.3 Special Meeting 1 1.4 Notice of Meetings 1 1.5 Voting List 2 1.6 Quorum 2 1.7 Adjournments 2 1.8 Voting 2 1.9 Proxy Representation 3 1.10 Action at Meeting 3 1.11 Action w

April 15, 2016 S-3

GigPeak GIGPEAK, INC. S-3 4-15-2016

As filed with the Securities and Exchange Commission on April 15, 2016 Registration No.

April 6, 2016 EX-10.1

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of April 5, 2016 (the “Effective Date”) is by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) GIGOPTIX, INC., a Delaware corporation (“GigOptix”), CHIPX, INCORPORATED, a Delawar

April 6, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 5, 2016 Date of Report (date of earliest event reported) GigPeak, Inc. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commiss

April 6, 2016 EX-3.1

SECOND CERTIFICATE OF AMENDMENT THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware

Exhibit 3.1 SECOND CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware GigOptix, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ? General Corporation Law?) DOES HEREBY CERTIFY: FIRST: That the name of this corporation

April 6, 2016 EX-10.1

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of April 5, 2016 (the “Effective Date”) is by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) GIGOPTIX, INC., a Delaware corporation (“GigOptix”), CHIPX, INCORPORATED, a Delawar

April 6, 2016 EX-10.1

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of April 5, 2016 (the “Effective Date”) is by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) GIGOPTIX, INC., a Delaware corporation (“GigOptix”), CHIPX, INCORPORATED, a Delawar

April 6, 2016 EX-10.1

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of April 5, 2016 (the “Effective Date”) is by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) GIGOPTIX, INC., a Delaware corporation (“GigOptix”), CHIPX, INCORPORATED, a Delawar

April 6, 2016 EX-3.1

SECOND CERTIFICATE OF AMENDMENT THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware

Exhibit 3.1 SECOND CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware GigOptix, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ? General Corporation Law?) DOES HEREBY CERTIFY: FIRST: That the name of this corporation

April 6, 2016 EX-10.1

THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

EX-10.1 3 ex101.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of April 5, 2016 (the “Effective Date”) is by and among (a) SILICON VALLEY BANK, a California corporation (“Bank”), and (b) (i) GIGOPTIX, INC., a Delaware corporation (“GigOptix”), CHIPX, INCORPORATED, a Delawar

April 6, 2016 EX-3.1

SECOND CERTIFICATE OF AMENDMENT THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware

Exhibit 3.1 SECOND CERTIFICATE OF AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GIGOPTIX, INC. Under Section 242 of the General Corporation Law of the State of Delaware GigOptix, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the ? General Corporation Law?) DOES HEREBY CERTIFY: FIRST: That the name of this corporation

April 6, 2016 EX-99.1

GigOptix, Inc. Completes Acquisition of Magnum Semiconductor, Inc. Company Renamed GigPeak, Inc., Effective Immediately

Exhibit 99.1 GigOptix, Inc. Completes Acquisition of Magnum Semiconductor, Inc. Company Renamed GigPeak, Inc., Effective Immediately SAN JOSE, Calif. - April 6, 2016 - GigPeak, Inc. (NYSE MKT:GIG), a lead innovator of semiconductor ICs and software solutions for high-speed connectivity and high-quality video compression over the Network and the Cloud , today announced that on Tuesday, April 5, 201

April 4, 2016 EX-2.1

Agreement and Plan of Merger GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., Fortis Advisors LLC, as the Stockholders’ Agent April 1, 2016 TABLE OF CONTENTS

Exhibit 2.1 Execution Version Agreement and Plan of Merger Among GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., and Fortis Advisors LLC, as the Stockholders? Agent April 1, 2016 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 ARTICLE II THE MERGER 17 2.1 Repaid Indebtedness and Other Company Obligations 17 2.2 Investor Debt; CapIP Warrant; SVB Warrants 18 2.3 Conver

April 4, 2016 EX-99.1

GigOptix, Inc. to Acquire Magnum Semiconductor, Inc. Company to Be Renamed GigPeak, Inc.

Exhibit 99.1 GigOptix, Inc. to Acquire Magnum Semiconductor, Inc. Company to Be Renamed GigPeak, Inc. The corporate rebranding reflects the broadening scope and capabilities of the Company, which unites GigOptix?s leading high-speed enterprise networking connectivity portfolio with Magnum?s world-class expertise in video broadcasting, compression, and analytics to create a lead innovator of semico

April 4, 2016 EX-2.1

Agreement and Plan of Merger GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., Fortis Advisors LLC, as the Stockholders’ Agent April 1, 2016 TABLE OF CONTENTS

Exhibit 2.1 Execution Version Agreement and Plan of Merger Among GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., and Fortis Advisors LLC, as the Stockholders? Agent April 1, 2016 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 ARTICLE II THE MERGER 17 2.1 Repaid Indebtedness and Other Company Obligations 17 2.2 Investor Debt; CapIP Warrant; SVB Warrants 18 2.3 Conver

April 4, 2016 EX-2.1

Agreement and Plan of Merger GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., Fortis Advisors LLC, as the Stockholders’ Agent April 1, 2016 TABLE OF CONTENTS

Exhibit 2.1 Execution Version Agreement and Plan of Merger Among GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., and Fortis Advisors LLC, as the Stockholders? Agent April 1, 2016 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 ARTICLE II THE MERGER 17 2.1 Repaid Indebtedness and Other Company Obligations 17 2.2 Investor Debt; CapIP Warrant; SVB Warrants 18 2.3 Conver

April 4, 2016 EX-2.1

Agreement and Plan of Merger GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., Fortis Advisors LLC, as the Stockholders’ Agent April 1, 2016 TABLE OF CONTENTS

Exhibit 2.1 Execution Version Agreement and Plan of Merger Among GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., and Fortis Advisors LLC, as the Stockholders? Agent April 1, 2016 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 ARTICLE II THE MERGER 17 2.1 Repaid Indebtedness and Other Company Obligations 17 2.2 Investor Debt; CapIP Warrant; SVB Warrants 18 2.3 Conver

April 4, 2016 8-K

GigOptix GIGOPTIX, INC. 8-K 4-1-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2016 Date of Report (date of earliest event reported) GIGOPTIX, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commis

April 4, 2016 EX-2.1

Agreement and Plan of Merger GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., Fortis Advisors LLC, as the Stockholders’ Agent April 1, 2016 TABLE OF CONTENTS

Exhibit 2.1 Execution Version Agreement and Plan of Merger Among GigOptix, Inc., Champagne Merger Sub, Inc., Magnum Semiconductor, Inc., and Fortis Advisors LLC, as the Stockholders? Agent April 1, 2016 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 2 ARTICLE II THE MERGER 17 2.1 Repaid Indebtedness and Other Company Obligations 17 2.2 Investor Debt; CapIP Warrant; SVB Warrants 18 2.3 Conver

March 24, 2016 8-K

GigOptix GIGOPTIX, INC 8-K 3-24-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 24, 2016 Date of Report (date of earliest event reported) GIGOPTIX, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commi

March 22, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the ? Agreement?), dated as of March 21, 2016, by and among GigOptix, Inc., a Delaware corporation (the ? Company?), and Pudong Science and Technology Investment (Cayman) Co., Ltd., an exempted company incorporated and existing under the laws of the Cayman Islands, or any affiliate designated thereby (

March 22, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the ? Agreement?), dated as of March 21, 2016, by and among GigOptix, Inc., a Delaware corporation (the ? Company?), and Pudong Science and Technology Investment (Cayman) Co., Ltd., an exempted company incorporated and existing under the laws of the Cayman Islands, or any affiliate designated thereby (

March 22, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the ? Agreement?), dated as of March 21, 2016, by and among GigOptix, Inc., a Delaware corporation (the ? Company?), and Pudong Science and Technology Investment (Cayman) Co., Ltd., an exempted company incorporated and existing under the laws of the Cayman Islands, or any affiliate designated thereby (

March 22, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

Exhibit 10.1 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the ? Agreement?), dated as of March 21, 2016, by and among GigOptix, Inc., a Delaware corporation (the ? Company?), and Pudong Science and Technology Investment (Cayman) Co., Ltd., an exempted company incorporated and existing under the laws of the Cayman Islands, or any affiliate designated thereby (

March 22, 2016 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 21, 2016 Date of Report (date of earliest event reported) GIGOPTIX, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commi

March 22, 2016 EX-99.1

GigOptix Announces Investment from Shanghai Pudong Science and Technology Investment Co. Shanghai Pudong Science and Technology Investment Co. purchases 1.75 million shares of common stock

EXHIBIT 99.1 GigOptix Announces Investment from Shanghai Pudong Science and Technology Investment Co. Shanghai Pudong Science and Technology Investment Co. purchases 1.75 million shares of common stock San Jose, Calif., - March 22, 2016 - GigOptix, Inc. (NYSE MKT: GIG), a leading supplier of advanced semiconductor communications components for use in Cloud connectivity, data centers, and high-spee

March 16, 2016 EX-10.1

DISTRIBUTOR AGREEMENT

Exhibit 10.1 DISTRIBUTOR AGREEMENT This Distributor Agreement (? Agreement?) is made effective as of November , 2015 (the ? Effective Date?) by and between GigOptix, Inc., a company incorporated under the laws of the State of Delaware, USA, having its chief place of business at 130 Baytech Drive, San Jose, CA 95134, USA (? GigOptix?) and Avnet Asia Pte Ltd,, a company organized under the law of Si

March 16, 2016 8-K

GigOptix GIGOPTIX, INC 8-K 3-11-2016 (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 11, 2016 Date of Report (date of earliest event reported) GIGOPTIX, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35520 26-2439072 (State or other jurisdiction of incorporation or organization) (Commi

March 16, 2016 EX-10.1

DISTRIBUTOR AGREEMENT

Exhibit 10.1 DISTRIBUTOR AGREEMENT This Distributor Agreement (? Agreement?) is made effective as of November , 2015 (the ? Effective Date?) by and between GigOptix, Inc., a company incorporated under the laws of the State of Delaware, USA, having its chief place of business at 130 Baytech Drive, San Jose, CA 95134, USA (? GigOptix?) and Avnet Asia Pte Ltd,, a company organized under the law of Si

March 16, 2016 EX-99.1

GigOptix Announces Distributor Partnership with Avnet in China

Exhibit 99.1 GigOptix Announces Distributor Partnership with Avnet in China San Jose, Calif., - March 16, 2016 - GigOptix, Inc. (NYSE MKT: GIG), a leading supplier of advanced semiconductor communications components for use in Cloud connectivity, data centers, and high-speed optical and wireless networks, today announced that it has signed Avnet, a leading global technology distributor, as its dis

March 16, 2016 EX-10.1

DISTRIBUTOR AGREEMENT

Exhibit 10.1 DISTRIBUTOR AGREEMENT This Distributor Agreement (? Agreement?) is made effective as of November , 2015 (the ? Effective Date?) by and between GigOptix, Inc., a company incorporated under the laws of the State of Delaware, USA, having its chief place of business at 130 Baytech Drive, San Jose, CA 95134, USA (? GigOptix?) and Avnet Asia Pte Ltd,, a company organized under the law of Si

March 14, 2016 10-K

GigOptix GIGOPTIX, INC 10-K 12-31-2015 (Annual Report)

10-K 1 form10k.htm GIGOPTIX, INC 10-K 12-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commi

March 14, 2016 EX-21

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant GigOptix LLC, an Idaho limited liability company GigOptix-Helix AG, a Swiss corporation GigOptix GmbH, a German corporation Lumera Corporation, a Delaware corporation ChipX, Incorporated, a Delaware corporation GigOptix (Israel) Ltd.

March 14, 2016 EX-21

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant GigOptix LLC, an Idaho limited liability company GigOptix-Helix AG, a Swiss corporation GigOptix GmbH, a German corporation Lumera Corporation, a Delaware corporation ChipX, Incorporated, a Delaware corporation GigOptix (Israel) Ltd.

March 14, 2016 EX-21

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant GigOptix LLC, an Idaho limited liability company GigOptix-Helix AG, a Swiss corporation GigOptix GmbH, a German corporation Lumera Corporation, a Delaware corporation ChipX, Incorporated, a Delaware corporation GigOptix (Israel) Ltd.

March 14, 2016 EX-21

Subsidiaries of the Registrant

Exhibit 21 Subsidiaries of the Registrant GigOptix LLC, an Idaho limited liability company GigOptix-Helix AG, a Swiss corporation GigOptix GmbH, a German corporation Lumera Corporation, a Delaware corporation ChipX, Incorporated, a Delaware corporation GigOptix (Israel) Ltd.

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