Mga Batayang Estadistika
| CIK | 1356284 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to STRATS Trust for Goldman Sachs Group Securities, Series 2006-2 - Preferred Security
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 31, 2025 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2024. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Terrence White, a Vice President of The Bank of New York, a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 01, 2024, through December 31, 2024 (the “Reporting Period”) and of the Trustee’s perf |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| March 31, 2025 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 34.1 KPMG LLP Aon Center Suite 5500 200 E. Randolph Street Chicago, IL 60601-6436 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined The Bank of New York Mellon’s (formerly |
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| March 31, 2025 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Com |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| March 29, 2024 |
STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 34.1 KPMG LLP Aon Center Suite 5500 200 E. Randolph Street Chicago, IL 60601-6436 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management’s assertion, included in the |
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| March 29, 2024 |
STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Com |
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| March 29, 2024 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2023. STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Terrence White, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 01, 2023 through December 31, 2023 (the “Report |
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| March 30, 2023 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2022. STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Terrence White, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 01, 2022, through December 31, 2022 (the “Repor |
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| March 30, 2023 |
STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Com |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| March 30, 2023 |
STRATS TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 10-K Exhibit 34.1 KPMG LLP Aon Center Suite 5500 200 E. Randolph Street Chicago, IL 60601-6436 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management’s assertion, included in the |
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| March 30, 2022 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management?s assertion, included in the accompanying Management?s Assessment of Compliance with Applicable Servicing |
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| March 30, 2022 |
EX-33.1 3 ex33-1.htm REPORT ON ASSESSMENT OF COMPLIANCE STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank o |
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| March 30, 2022 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2021. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Terrence White, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the ?Trustee?), state: (a) A review of the Trustee?s activities for the period from January 01, 2021 through December 31, 2021 (the ?Report |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 strats20062-10k123121.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission F |
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| March 30, 2021 |
EX-34.1 4 ex34-1.htm INDEPENDENT ACCOUNTANTS ATTESTATION REPORT STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined The Bank of New York Mellon’s (formerly The Bank of N |
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| March 30, 2021 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2020. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Terrence White, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the ?Trustee?), state: (a) A review of the Trustee?s activities for the period from January 1, 2020 through December 31, 2020 (the ?Reporti |
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| March 30, 2021 |
EX-33.1 3 ex33-1.htm REPORT ON ASSESSMENT OF COMPLIANCE STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank o |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 16, 2020 SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF: STRATSSM TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 (Exact name of registrant as specified in its |
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| March 30, 2020 |
EX-33.1 3 ex33-1.htm REPORT ON ASSESSMENT OF COMPLIANCE STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank o |
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| March 30, 2020 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2019. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 1, 2019 through December 31, 2019 (the “Reportin |
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| March 30, 2020 |
EX-34.1 4 ex34-1.htm INDEPENDENT ACCOUNTANTS ATTESTATION REPORT STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined The Bank of New York Mellon’s (formerly The Bank of N |
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| March 30, 2020 |
10-K 1 strats20062-10k123119.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission F |
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| March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2018 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| March 29, 2019 |
EX-35.1 5 ex35-1.htm SERVICER COMPLIANCE STATEMENT OF THE BANK OF NEW YORK MELLON STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s act |
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| March 29, 2019 |
Report of Independent Registered Public Accounting Firm EX-34.1 4 ex34-1.htm INDEPENDENT ACCOUNTANTS' ATTESTATION REPORT STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management’s assertion, included in the accompanyi |
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| March 29, 2019 |
ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA EX-33.1 3 ex33-1.htm REPORT ON ASSESSMENT OF COMPLIANCE STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank |
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| March 30, 2018 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2017. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 1, 2017 through December 31, 2017 (the “Report |
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| March 30, 2018 |
EX-34.1 4 ex34-1.htm REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined The Bank of New York Mellon’s (formerl |
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| March 30, 2018 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “C |
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| March 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 strats20062-10k123117.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission F |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 Central |
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| March 31, 2017 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 - 10-K Exhibit 33.1 ASSESSMENT OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Management of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “C |
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| March 31, 2017 |
STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 34.1 [Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management’s assessment, included in the accompanying Management’s Assessment of Compliance |
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| March 31, 2017 |
Servicer Compliance Statement of The Bank of New York Mellon for the year ended December 31, 2016. STRATS Trust For Goldman Sachs Group Securities, Series 2006-2 10-K Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) a review of the Trustee’s activities for the period from January 1, 2016 through December 31, 2016 (the “Reportin |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 form10k.htm STRATS TRUST FOR GOLDMAN SACHS, SERIES 2006-2 10-K 12-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRAN |
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| March 30, 2016 |
[Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm EX-34.1 4 ex341.htm EXHIBIT 34.1 Exhibit 34.1 [Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management’s assertion, included in the accompanying Management’s Assertion of Compliance with Applicable Servicing Criteria, t |
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| March 30, 2016 |
EX-35.1 5 ex351.htm EXHIBIT 35.1 Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) A review of the Trustee’s activities for the period from January 1, 2015 through December 31, 2015 (the “Reporting Period”) and of the Trustee’s per |
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| March 30, 2016 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA EX-33.1 3 ex331.htm EXHIBIT 33.1 Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provide this platform-level assessment of c |
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| March 31, 2015 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA EX-33.1 3 s000810x7ex33-1.htm EXHIBIT 33.1 Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provide this platform-level asses |
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| March 31, 2015 |
EX-35.1 5 s000810x7ex35-1.htm EXHIBIT 35.1 Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) a review of the Trustee’s activities for the period from January 1, 2014 through December 31, 2014 (the “Reporting Period”) and of the Tru |
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| March 31, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 STRATS TRUST FOR GOLD |
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| March 31, 2015 |
[Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm Exhibit 34.1 [Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined management?s assertion, included in the accompanying Management?s Assertion of Compliance, that The Bank of New York Mellon (formerly The Bank of New York), BNY |
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| January 13, 2015 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 S |
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| December 29, 2014 |
December 29, 2014 VIA ELECTRONIC FILING Mr. Arthur C. Sandel, Esq. Special Counsel Office of Structured Finance Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: STRATS Trust for Allstate Corp Securities, Series 2006-3 STRATS Trust for Goldman Sachs Group Securities Series 2006-2 STRATS Trust for Procter & Gamble Securities, Series 2006-1 |
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| March 31, 2014 |
[Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm EX-34.1 5 ex34-1.htm Exhibit 34.1 [Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm The Board of Directors: The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the compliance of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware) and |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 001-32848 STRATS( |
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| March 31, 2014 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provides this platform-level assessment of compliance with the servicing cri |
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| March 31, 2014 |
Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the ?Trustee?), states: (a) A review of the Trustee?s activities for the period from January 1, 2013 through December 31, 2013 (the ?Reporting Period?) and of the Trustee?s performance under each Trust Agreem |
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| March 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K 10-K 1 strats2006-210k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuin |
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| March 29, 2013 |
[Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm EX-34.1 4 ex34-1.htm Exhibit 34.1 [Letterhead of KPMG LLP] Report of Independent Registered Public Accounting Firm The Board of Directors: The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the compliance of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and |
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| March 29, 2013 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provides this platform-level assessment of compliance with the servicing cri |
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| March 29, 2013 |
Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, James W. Hall, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the ?Trustee?), states: (a) A review of the Trustee?s activities for the period from January 1, 2012 through December 31, 2012 (the ?Reporting Period?) and of the Trustee?s performance under each Trust Agreem |
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| October 31, 2012 |
Other Events - STRATS FOR GOLDMAN SACHS 2006-2 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2012 STRATS(SM) TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 (Exact name of Registrant as specified in its charter) SYNTHETIC FIXED-INCOME SECURITIES, INC. (Exa |
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| March 30, 2012 |
Report of Independent Registered Public Accounting Firm Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the accompanying management?s assertion that The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware) and The Bank of New York |
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| March 30, 2012 |
Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Pierre Boutros, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) a review of the Trustee’s activities for the period from January 1, 2011 through December 31, 2011 (the “Reporting Period”) and of the Trustee’s performance under each Trust Agreem |
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| March 30, 2012 |
EX-33.1 3 efc12-305ex331.htm REPORT ON ASSESSMENT OF COMPLIANCE Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provides thi |
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| March 30, 2012 |
10-K 1 efc12-305fm10k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 1-328 |
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| March 30, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 1-32848 STRATS(SM) TRUST FOR GO |
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| March 30, 2011 |
Report of Independent Registered Public Accounting Firm Exhibit 34.1 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the accompanying management’s assertion that The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware) and The Bank of New York |
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| March 30, 2011 |
Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Joseph Panepinto, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the ?Trustee?), state: (a) a review of the Trustee?s activities for the period from January 1, 2010 through December 31, 2010 (the ?Reporting Period?) and of the Trustee?s performance under each Trust Agre |
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| March 30, 2011 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the ?Company?) provides this platform-level assessment of compliance with the servicing cri |
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| April 21, 2010 |
SIDLEY AUSTIN llp 787 SEVENTH AVENUE NEW YORK, NY 10019 (212) 839 5300 (212) 839 5599 FAX BEIJING BRUSSELS CHICAGO DALLAS FRANKFURT GENEVA HONG KONG LONDON LOS ANGELES NEW YORK PALO ALTO SAN FRANCISCO SHANGHAI SINGAPORE SYDNEY TOKYO WASHINGTON, D. |
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| March 30, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 1-32848 STRATS(SM) TRUST FOR GO |
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| March 30, 2010 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the ?Company?) provides this platform-level assessment of compliance with the servicing cri |
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| March 30, 2010 |
EX-35.1 5 efc10-264ex351.htm Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Gerard Facendola, a Managing Director of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) a review of the Trustee’s activities for the period from January 1, 2009 through December 31, 2009 (the “Reporting Period”) and of the Trustee’s p |
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| March 30, 2010 |
Report of Independent Registered Public Accounting Firm Exhibit 34.1 KPMG LLP KPMG LLP 303 East Wacker Drive Chicago, IL 60601-5212 Report of Independent Registered Public Accounting Firm (1) The Board of Directors (2) The Bank of New York Mellon (3) BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the compliance of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (f |
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| March 30, 2009 |
ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA Exhibit 33.1 ASSERTION OF COMPLIANCE WITH APPLICABLE SERVICING CRITERIA The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delaware)) and The Bank of New York Mellon Trust Company, N.A. (formerly The Bank of New York Trust Company, N.A.), (collectively, the “Company”) provides this platform-level assessment of compliance with the servicing cri |
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| March 30, 2009 |
Report of Independent Registered Public Accounting Firm Exhibit 34.1 KPMG LLP 303 East Wacker Drive Chicago, IL 60601-5212 Report of Independent Registered Public Accounting Firm The Board of Directors The Bank of New York Mellon BNY Mellon Trust of Delaware The Bank of New York Mellon Trust Company, N.A.: We have examined the compliance of The Bank of New York Mellon (formerly The Bank of New York), BNY Mellon Trust of Delaware (formerly BNYM (Delawar |
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| March 30, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2008 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number of issuing entity: 1-32848 STRATS(SM) TRUST FOR GO |
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| March 30, 2009 |
Exhibit 35.1 Statement of Compliance of The Bank of New York Mellon. I, Joseph Panepinto, a Vice President of The Bank of New York Mellon (formerly The Bank of New York), a New York corporation (the “Trustee”), state: (a) a review of the Trustee’s activities for the period from January 1, 2008 through December 31, 2008 (the “Reporting Period”) and of the Trustee’s performance under each Trust Agre |
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| October 10, 2007 |
8-K 1 efc7-2449form8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 5, 2007 SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF: STRATS(SM) TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006-2 - (Exact Na |
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| December 11, 2006 |
8-K 1 efc6-28875995668fm8k.htm STRATS 2006-2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 5, 2006 SYNTHETIC FIXED-INCOME SECURITIES, INC. ON BEHALF OF: STRATS(SM) TRUST FOR GOLDMAN SACHS GROUP SECURITIES, SERIES 2006- |
