GLBR / Global Brokerage, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC.

Exhibit T3B.2 FXCM HOLDINGS, LLC A Delaware Limited Liability Company THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT Dated as of December 1, 2010 THE LIMITED LIABILITY COMPANY INTERESTS IN FXCM HOLDINGS, LLC HAVE NOT BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), THE SECURITIES LAWS OF ANY STATE OR ANY OTHER APPLICABLE SECURITIES LAWS AND

Certificate of Amendment to Certificate of Formation

Exhibit T3A.6

Statement of Eligibility of Trustee on Form T-1

EX-99.T3G 9 s108735ext3g.htm EXHIBIT T3G Exhibit T3G securities and exchange commission Washington, D.C. 20549 FORM T-1 Statement of Eligibility Under The Trust Indenture Act of 1939 of a Corporation Designated to Act as Trustee Check if an Application to Determine Eligibility of a Trustee Pursuant to Section 305(b)(2) U.S. BANK NATIONAL ASSOCIATION (Exact name of Trustee as specified in its chart

Certificate of Amendment to Certificate of Formation

EX-99.T3A5 3 s108735ext3a-5.htm EXHIBIT T3A.5 Exhibit T3A.5

Amendment No. 2 to Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC.

Exhibit T3B.4 AMENDMENT NO. 2 TO THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF FXCM HOLDINGS, LLC This Amendment No. 2 to the Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC (the ?Company?) is entered into as of January 29, 2015 by the managing member signing below (the ?Managing Member?). The Managing Member hereby agrees as follows: 1.

Amendment No. 1 to Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC.

Exhibit T3B.3 AMENDMENT NO. 1 TO THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF FXCM HOLDINGS, LLC This Amendment No. 1 to the Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC (the ?Company?) is entered into as of August 6, 2013 by the managing member signing below (the ?Managing Member?). The Managing Member hereby agrees as follows: 1. D

Cross-reference sheet showing the location in the Indenture of the provisions inserted therein pursuant to Sections 310 through 318(a), inclusive, of the Trust Indenture Act of 1939

Exhibit T3F Reconciliation and tie between Trust Indenture Act of 1939 and Indenture Section of Trust Indenture Act of 1939 Section(s) of Indenture 310 (a)(1) Section 7.

Certificate of Formation of Foreign Exchange Capital Holding Company, LLC

Exhibit T3A.4

GLBR / Global Brokerage, Inc. T-3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-3 FOR APPLICATIONS FOR QUALIFICATION OF INDENTURES UNDER THE TRUST INDENTURE ACT OF 1939 Global Brokerage, Inc. Global Brokerage Holdings, LLC (Names of Applicants) 55 Water Street, FL 50 New York, NY 10041 (Address of Principal Executive Offices) SECURITIES TO BE ISSUED UNDER THE INDENTURE TO BE QUALIFIED Title of Clas

GLBR / Global Brokerage, Inc. 15-12B

15-12B 1 s10857215-12b.htm 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34986 Global Brokerage, Inc. (Exact n

GLBR / Global Brokerage, Inc. 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-34986 Global Brokerage, Inc. The NASDAQ Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 55 W

FXCM / FXCM Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 glob17a2.htm CUSIP NO. 37891B109 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Global Brokerage, Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 37891B109 (CUSIP Number) November 30, 2017 (Date of Event Which Requires F

GLBR / Global Brokerage, Inc. AM

As filed with the Securities and Exchange Commission on December 8, 2017 Registration No.

GLBR / Global Brokerage, Inc. RW

Global Brokerage, Inc. 55 Water Street, Floor 50 New York, NY 10041 December 8, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 RE: Global Brokerage, Inc. Registration Statement on Form S-3 (File No. 333-212489) Ladies and Gentlemen: Global Brokerage, Inc. (the ?Company?), hereby requests, pursuant to Rule 47

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 s1083928k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2017 Global Brokerage, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or other jurisdiction of in

Global Brokerage, Inc. to Voluntarily Delist Common Shares from The NASDAQ Capital Market

Exhibit 99.1 Global Brokerage, Inc. to Voluntarily Delist Common Shares from The NASDAQ Capital Market NEW YORK, Dec 8, 2017 - Global Brokerage, Inc. (NASDAQ:GLBR) (?Global Brokerage?), announced today that it has notified The NASDAQ Stock Market (?Nasdaq?) of its intention to voluntarily withdraw its Class A common stock, par value $0.01 (the ?Common Stock?), from listing on The NASDAQ Capital Ma

GLBR / Global Brokerage, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 Global

Disclosure Statement for Solicitation of Acceptances of a Prepackaged Plan of Reorganization of Global Brokerage, Inc. Pursuant to Chapter 11 of the Bankruptcy Code, dated November 10, 2017 (incorporated by reference to Exhibit C of Exhibit 10.1 to the Current Report on Form 8-K filed by Global Brokerage, Inc. on November 13, 2017)

Exhibit 10.1 RESTRUCTURING SUPPORT AGREEMENT This RESTRUCTURING SUPPORT AGREEMENT is made and entered into as of November 10, 2017 (as amended, supplemented or otherwise modified in accordance herewith, this “Support Agreement”) by each of (i) (a) Global Brokerage, Inc., a Delaware corporation (“GLBR”), and (b) Global Brokerage Holdings, LLC, a Delaware limited liability company (“Holdco” and coll

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 s1081388k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2017 Global Brokerage, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or other jurisdiction of i

Global Brokerage, Inc. Announces Entry Into Restructuring Support Agreement with Approximately 70% of Noteholders Also Announces Delisting from NASDAQ Global Market, Transfers to NASDAQ Capital Market and Changes to its Board of Directors and Executi

EX-99.1 3 s108138ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Global Brokerage, Inc. Announces Entry Into Restructuring Support Agreement with Approximately 70% of Noteholders Also Announces Delisting from NASDAQ Global Market, Transfers to NASDAQ Capital Market and Changes to its Board of Directors and Executive Officers NEW YORK, November 10, 2017 - Global Brokerage, Inc. (NASDAQ:GLBR) (“Global Brokerag

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 1, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (I

Letter from EY dated September 8, 2017

EX-16.1 2 s10743716-1.htm EXHIBIT 16.1 Ernst & Young LLP 5 Times Square New York, NY 10036-6530 Tel: +1 212 773 3000 Fax: +1 212 773 6350 ey.com Exhibit 16.1 September 8, 2017 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K dated September 5, 2017, of Global Brokerage, Inc. and are in agreement with the statements

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

8-K 1 s1074378k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 5, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 s1071788k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 14, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction o

FXCM Group Closes on Sale of its Stake in FastMatch

Exhibit 99.1 FXCM Group Closes on Sale of its Stake in FastMatch NEW YORK, August 14, 2017 - FXCM Group, LLC (?FXCM Group? or ?FXCM?), a leading international provider of online foreign exchange trading, CFD trading, spread betting and related services, today, has closed on the sale of its stake in FastMatch Inc. (?FastMatch?). Cash of $46.7 million was paid to FXCM on closing, with $8.7 million h

Global Brokerage, Inc. Announces Second Quarter 2017 Results

Exhibit 99.2 Global Brokerage, Inc. Announces Second Quarter 2017 Results Second Quarter 2017 Highlights: • U.S. GAAP net revenues from continuing operations of $49.4 million • U.S. GAAP net loss attributable to Global Brokerage, Inc. from continuing operations of $4.3 million or $0.69 per diluted share • U.S. GAAP net revenues from discontinued operations of $5.8 million • U.S. GAAP net income at

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 s1070968k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commiss

1 Second Quarter 2017 Financial and Operating Results August 9, 2017

Exhibit 99.3 1 Second Quarter 2017 Financial and Operating Results August 9, 2017 2 Thispresentationmaycontain"forward-lookingstatements"withinthemeaningofSection27AoftheSecuritiesActof1933,Section21EoftheSecurities ExchangeActof1934and/orthePrivateSecuritiesLitigationReformActof1995,whichreflectGlobalBrokerage'scurrentviewswithrespectto,amongother things,itsoperationsandfinancialperformanceinthef

FXCM Group Provides Financial Information for Second Quarter 2017

EX-99.1 2 s107096ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Group Provides Financial Information for Second Quarter 2017 NEW YORK, August 9, 2017 — FXCM Group, LLC ("FXCM Group" or “FXCM”), a leading international provider of online foreign exchange trading, CFD trading, spread betting and related services, today provided selected financial information regarding its second quarter 2017 results. “In

GLBR / Global Brokerage, Inc. 10-Q (Quarterly Report)

10-Q 1 glbr-20170630x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

May 17, 2017

Exhibit 10.2 May 17, 2017 David Sakhai [] [] Dear David: This agreement (the “Agreement”) will confirm the terms and conditions of your continued service with FXCM Group, LLC (the “Company”). The effective date of this Agreement is May 15, 2017. I. DUTIES AND RESPONSIBILITIES. A. From the effective date of this agreement through the earlier of May 31, 2018 or your termination of services (the “201

STOCK PURCHASE AGREEMENT by and among EURONEXT US INC., FASTMATCH, INC., THE EQUITY SELLERS, SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS SELLER REPRESENTATIVE and EURONEXT N.V., solely for purposes of Article V and Sections 6.4(d), 6.4(f), 6.18, 10.5

STOCK PURCHASE AGREEMENT by and among EURONEXT US INC., FASTMATCH, INC., THE EQUITY SELLERS, SHAREHOLDER REPRESENTATIVE SERVICES LLC, AS SELLER REPRESENTATIVE and EURONEXT N.V., solely for purposes of Article V and Sections 6.4(d), 6.4(f), 6.18, 10.5, 10.6, 10.7, 10.8 and 10.15 (as well as the related defined terms used in such provisions) Dated as of May 22, 2017 TABLE OF CONTENTS Page Article I

Submission of Matters to a Vote of Security Holders

8-K 1 v4704208k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 3, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

FXCM Group Provides Financial Information for Full Year 2016 and Q1 2017

FXCM Group Provides Financial Information for Full Year 2016 and Q1 2017 NEW YORK, May 25, 2017 - FXCM Group, LLC ("FXCM Group" or ?FXCM?), a leading international provider of online foreign exchange trading, CFD trading, spread betting and related services, today provided selected financial information regarding its first quarter 2017 and full year 2016 results.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4678458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 25, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

FXCM SCHEDULE DEFA 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement x Definitive Additional Materials o Soliciting Material Pursuant to ?240.

FXCM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ?240.

Entry into a Material Definitive Agreement

8-K 1 v4675848k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 23, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

8-K 1 v4671888k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 17, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

FXCM 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 G

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4670848k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 15, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (

Kenneth Grossman

May 15, 2017 Kenneth Grossman 31 Deerwood Road Suffern, NY 10901 Dear Ken: This agreement (the “Agreement”) will confirm the terms and conditions of your continued employment with Global Brokerage, Inc.

THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of May 12, 2017, is made by and among GLOBAL BROKERAGE HOLDINGS, LLC (f/k/a FXCM Holdings, LLC), a Delaware limited liability company (the “Company”), FXCM Group, LLC (f/k/a FXCM Newco, LLC), a Delaware limited liability company (“Newco” and, together

1 First Quarter 2017 Financial and Operating Results May 15 , 2017 2 This presentation may contain "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 a

Exhibit 99.2 1 First Quarter 2017 Financial and Operating Results May 15 , 2017 2 This presentation may contain "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995 , which reflect Global Brokerage's current views with respect to, among other

Global Brokerage, Inc. Announces First Quarter 2017 Results

EX-99.1 2 v467084ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Global Brokerage, Inc. Announces First Quarter 2017 Results First Quarter 2017 Highlights: · U.S. GAAP net revenues from continuing operations of $45.9 million · U.S. GAAP net loss attributable to Global Brokerage, Inc. from continuing operations of $24.5 million or $3.99 per diluted share. U.S. GAAP net loss from continuing operations includes

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

8-K 1 v4664188k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (C

FXCM FORM 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34986 Global

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v4623328k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 15, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4620468k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of

Global Brokerage, Inc. Announces Fourth Quarter 2016 Results

EX-99.1 2 v462046ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Global Brokerage, Inc. Announces Fourth Quarter 2016 Results Fourth Quarter 2016 Highlights & Updates: · U.S. GAAP net revenues from continuing operations of $80.6 million · U.S. GAAP net income attributable to Global Brokerage, Inc. from continuing operations of $10.7 million or $1.91 per diluted share, including a $6.4 million gain on derivat

AMENDMENT NO. 1 TO THE MANAGEMENT AGREEMENT FXCM GROUP, LLC

EX-10.39 4 fxcm-20161231xex1039.htm EXHIBIT 10.39 AMENDMENT NO. 1 TO THE MANAGEMENT AGREEMENT OF FXCM GROUP, LLC This Amendment No. 1 to the FXCM Group LLC Management Agreement (this “Agreement”) is entered into as of February 2, 2017 by and among FXCM Group, LLC, a Delaware limited liability company (the “Company”), FXCM Holdings, LLC, a Delaware limited liability company (the “Manager”), and LUK

NATIONAL FUTURES ASSOCIATION BEFORE THE BUSINESS CONDUCT COMMITTEE In the Matter of: ) ) FOREX CAPITAL MARKETS, LLC ) (NFA ID #308179), ) ) WILLIAM AHDOUT ) (NFA ID #308182) ) ) DROR NIV ) NFA Case No. 17-BCC-001 (NFA ID #308183) ) ) and ) ) ORNIT NI

NATIONAL FUTURES ASSOCIATION BEFORE THE BUSINESS CONDUCT COMMITTEE In the Matter of: ) ) FOREX CAPITAL MARKETS, LLC ) (NFA ID #308179), ) ) WILLIAM AHDOUT ) (NFA ID #308182) ) ) DROR NIV ) NFA Case No.

List of Subsidiaries As of December 31, 2016, the following entities are subsidiaries of Global Brokerage, Inc.: Name of Subsidiary State of Organization Global Brokerage Holdings, LLC (74.5% owned) Delaware FXCM Group, LLC (50.1%) Delaware FXCM Glob

EX-21.1 7 fxcm-20161231xex211.htm EXHIBIT 21.1 Exhibit 21.1 List of Subsidiaries As of December 31, 2016, the following entities are subsidiaries of Global Brokerage, Inc.: Name of Subsidiary State of Organization Global Brokerage Holdings, LLC (74.5% owned) Delaware FXCM Group, LLC (50.1%) Delaware FXCM Global Services, LLC Delaware Forex Capital Markets, LLC Delaware Forex Trading L.L.C. Delawar

[Remainder of this page has been intentionally left blank. Signature page follows]

Acknowledgement Reference is made to the FXCM Group, LLC (the "Company") Incentive Bonus Plan for Founders and Executives, effective September 1, 2016, as amended (the "Plan").

UNITED STATES OF AMERICA Before the COMMODITY FUTURES TRADING COMMISSION In the Matter of: ) Forex Capital Markets, LLC, FXCM ) CFTC Docket No. 17-09 Holdings, LLC, Dror Niv, and ) William Ahdout, ) ) Respondents. ) ORDER INSTITUTING PROCEEDINGS PURS

UNITED STATES OF AMERICA Before the COMMODITY FUTURES TRADING COMMISSION In the Matter of: ) Forex Capital Markets, LLC, FXCM ) CFTC Docket No.

ASSET PURCHASE AGREEMENT dated as of February 7, 2017 GAIN CAPITAL GROUP, LLC, FOREX CAPITAL MARKETS L.L.C. ASSET PURCHASE AGREEMENT

EXECUTION COPY ASSET PURCHASE AGREEMENT dated as of February 7, 2017 between GAIN CAPITAL GROUP, LLC, and FOREX CAPITAL MARKETS L.

FXCM 10-K (Annual Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number 001-34986 Global Brokerag

Completion of Acquisition or Disposition of Assets

8-K 1 v4607028k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction

AMENDED AND RESTATED GLOBAL BROKERAGE, INC. ARTICLE I.

Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF GLOBAL BROKERAGE, INC. ARTICLE I. STOCKHOLDERS Section 1. The annual meeting of the stockholders of Global Brokerage, Inc. (the ?Corporation?) for the purpose of electing directors and for the transaction of such other business as may properly be brought before the meeting shall be held on such date, and at such time and place, if any, within or without

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

8-K 1 v4603988k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 24, 2017 Global Brokerage, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction

Certificate of Amendment to Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K filed by Global Brokerage, Inc. on February 27, 2017)

Exhibit 3.1

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 21, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4595448k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 15, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commissi

FXCM Reports Monthly Metrics

EX-99.1 2 v459544ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, February 15, 2017 - FXCM Inc. (NASDAQ:FXCM) today announced certain key customer trading metrics for January 2017 for its retail and institutional foreign exchange business, excluding Forex Capital Markets LLC, (“FXCM US”). January 2017 Customer Trading Metrics from Continuing Operations (excluding United

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 13, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM US Reaches Settlement with CFTC on SNB Related Matter

EX-99.1 2 v459366ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM US Reaches Settlement with CFTC on SNB Related Matter NEW YORK, February 13, 2017- FXCM Inc. (NASDAQ:FXCM) (“FXCM” or the "Company"), today issued a statement on the settlement of the civil action filed by the Commodity Futures Trading Commission (“CFTC”) against its U.S. subsidiary, Forex Capital Markets LLC (“FXCM US”) in the Southern Di

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4588968k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 12, 2017 (Date of earliest event reported) FXCM Inc. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or other jurisdiction of incorpora

FXCM Discusses Impact of U.S. Exit

EX-99.1 2 v458896ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Discusses Impact of U.S. Exit NEW YORK, February 12, 2017- FXCM Inc. (NASDAQ:FXCM) (“FXCM” or the "Company") today provided additional information regarding the costs associated with its U.S. retail foreign exchange activities, which it has agreed to sell to GAIN Capital Holdings, Inc. (“GAIN”). None of FXCM’s costs will be transferring to

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 7, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities, Results of Operations and Financial Condition

8-K 1 v4585508k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 2, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commissio

FXCM US Reaches Settlement with NFA and CFTC FXCM to Exit the U.S. Sells Accounts to GAIN FXCM to Pay down Loan

Exhibit 99.1 FXCM US Reaches Settlement with NFA and CFTC FXCM to Exit the U.S. Sells Accounts to GAIN FXCM to Pay down Loan NEW YORK, February 6, 2017- FXCM Inc. (NASDAQ:FXCM) (?FXCM?) today announced simultaneous regulatory settlements with the National Futures Association ("NFA") and the Commodity Futures Trading Commission (?CFTC?) against its U.S. subsidiary, Forex Capital Markets LLC and cer

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2017 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, January 12, 2017 - FXCM Inc. (NASDAQ:FXCM) today announced certain key customer trading metrics for December 2016 for its retail and institutional foreign exchange business. December 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics · Retail customer trading volume(2) of $235 billion in December 2016, 33

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 13, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, December 13, 2016 - FXCM Inc. (NASDAQ:FXCM) today announced certain key customer trading metrics for November 2016 for its retail and institutional foreign exchange business. November 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ? Retail customer trading volume (2) of $353 billion in November 2016,

FXCM 10-Q/A (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission F

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

8-K 1 v4534518k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 15, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commissi

Dated 30 September 2016 FOREX CAPITAL MARKETS L.L.C. FX PUBLICATIONS, INC. ASSET PURCHASE AGREEMENT relating to the sale and purchase of the assets of the DailyFX business of Forex Capital Markets L.L.C.

Dated 30 September 2016 FOREX CAPITAL MARKETS L.L.C. and FX PUBLICATIONS, INC. ASSET PURCHASE AGREEMENT relating to the sale and purchase of the assets of the DailyFX business of Forex Capital Markets L.L.C. Linklaters Linklaters LLP One Silk Street London EC2Y 8HQ Telephone (44-20) 7456 2000 Facsimile (44-20) 7456 2222 Ref L-251468 Asset Purchase Agreement This Agreement is made on 30 September 2

FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER DIRECTORS AND SPECIFIED EXECUTIVE OFFICERS

EX-10.1 2 v452646ex99-1.htm EXHIBIT 10.1 Exhibit 10.1 FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER DIRECTORS AND SPECIFIED EXECUTIVE OFFICERS (2017) 1. Adoption and Purpose of the Plan. FXCM Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), hereby adopts this FXCM Inc. Annual Incentive Bonus Plan for Founder Directors and Specified Executive O

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM (Quarterly Report)

10-Q 1 fxcm-20160930x10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

1 Third Quarter 2016 Financial and Operating Results October 2016 Customer Trading Metrics November 8, 2016

Exhibit 99.2 1 Third Quarter 2016 Financial and Operating Results October 2016 Customer Trading Metrics November 8, 2016 2 This presentation may contain "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995 , which reflect FXCM's current views

FXCM Inc. Announces Third Quarter 2016 Results Releases October 2016 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces Third Quarter 2016 Results Releases October 2016 Customer Trading Metrics Third Quarter 2016 Highlights: · U.S. GAAP net revenues from continuing operations of $61.4 million · U.S. GAAP net loss attributable to FXCM Inc. from continuing operations of $35.8 million, or $6.39 per diluted share, including a $27.0 million non-cash net loss on derivative liabilities · U

Dated 30 September 2016 FOREX CAPITAL MARKETS L.L.C. FX PUBLICATIONS, INC. ASSET PURCHASE AGREEMENT relating to the sale and purchase of the assets of the DailyFX business of Forex Capital Markets L.L.C.

Dated 30 September 2016 FOREX CAPITAL MARKETS L.L.C. and FX PUBLICATIONS, INC. ASSET PURCHASE AGREEMENT relating to the sale and purchase of the assets of the DailyFX business of Forex Capital Markets L.L.C. Linklaters Linklaters LLP One Silk Street London EC2Y 8HQ Telephone (44-20) 7456 2000 Facsimile (44-20) 7456 2222 Ref L-251468 Asset Purchase Agreement This Agreement is made on 30 September 2

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 31, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Closes on Sale of DailyFX FXCM Repaid $36 Million Owed to Leucadia

Exhibit 99.1 FXCM Closes on Sale of DailyFX FXCM Repaid $36 Million Owed to Leucadia NEW YORK, October 31, 2016 - FXCM Inc. (NASDAQ:FXCM) ("FXCM"), a leading online provider of foreign exchange (FX) trading and related services, today announced that FXCM has closed on its sale of DailyFX to IG Group ("IG"), a global leader in online trading, for a price of $40 million. Cash of $36 million was paid

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 11, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, October 11, 2016 - FXCM Inc. (NASDAQ:FXCM) today announced certain key customer trading metrics for September 2016 for its retail and institutional foreign exchange business. September 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ? Retail customer trading volume (2) of $324 billion in September 2016

Note on Forward Looking Statements

Exhibit 99.1 64 Note on Forward Looking Statements Certain statements contained herein may constitute "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, Section 21E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995, which reflect FXCM's current views with respect to, among other things, its operations and f

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 5, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer I

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 3, 2016 FXCM Inc. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of Incorporation) (Commission File Number)

FXCM Inc. Class A Common Stock (par value $.01 per share) Equity Distribution AGREEMENT

Exhibit 1.1 EXECUTION VERSION FXCM Inc. Class A Common Stock (par value $.01 per share) Equity Distribution AGREEMENT October 3, 2016 Jefferies LLC 520 Madison Avenue New York, NY 10022 Ladies and Gentlemen: FXCM Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through Jefferies LLC (?Jefferies?), a

Up to $15,000,000 of Class A Common Stock

FILED PURSUANT TO RULE 424(B)(5) REGISTRATION NO.: 333-212489 PROSPECTUS SUPPLEMENT (To Prospectus dated August 2, 2016) Up to $15,000,000 of Class A Common Stock This prospectus supplement and the accompanying prospectus relate to the offer and sale from time to time of shares of our Class A common stock, $0.01 par value per share (our ?Class A common stock?), having an aggregate offering price o

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 30, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employe

FXCM Signs Agreement to Sell News and Research Website DailyFX for $40 Million

Exhibit 99.1 FXCM Signs Agreement to Sell News and Research Website DailyFX for $40 Million NEW YORK, September 30, 2016 – FXCM Inc. (NASDAQ:FXCM) (“FXCM”), a leading online provider of foreign exchange (FX) trading and related services, today announced that it has agreed to sell DailyFX, its news and research website to IG Group (“IG”), a global leader in online trading, for a price of $40 millio

FXCM 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FXCM INC. (Exact name of registrant as specified in its charter) Delaware 27-3268672 (State or other jurisdiction of incorporation) (I.R.S. employer identification no.) 55 Water Street, 50th floo

FXCM FORM 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 1-34986 FXCM INC. New York Stock Exchange (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 55 Water St., Floor 50

FXCM to move to NASDAQ

Exhibit 99.1 FXCM to move to NASDAQ New York?September 13, 2016 ? FXCM Inc. (Stock Ticker: FXCM) today announced that it is transferring its stock exchange listing to The NASDAQ Global Market. The last day of trading on The New York Stock Exchange, will be Friday September 23, 2016. FXCM shares will begin trading as a NASDAQ-listed security on the following trading day, Monday, September 26, 2016,

Regulation FD Disclosure, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 13, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employe

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 12, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employe

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, September 12, 2016 - FXCM (NYSE:FXCM) today announced certain key customer trading metrics for August 2016 for its retail and institutional foreign exchange business. August 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ? Retail customer trading volume (2) of $270 billion in August 2016, 4% lower tha

FXCM GROUP, LLC 2016 INCENTIVE BONUS PLAN FOR FOUNDERS AND EXECUTIVES

Exhibit 10.2 EXECUTION VERSION FXCM GROUP, LLC 2016 INCENTIVE BONUS PLAN FOR FOUNDERS AND EXECUTIVES 1. Adoption and Purpose of the Plan. FXCM Group, LLC, a limited liability company organized and existing under the laws of the State of Delaware (the “Company”), hereby adopts, effective as of the Effective Date, this FXCM Group, LLC Incentive Bonus Plan for Founders and Executives (the “Plan”) to

Summary of Definitive Agreements

Exhibit 99.1 September 1, 2016 Leucadia and FXCM Complete Long-Term Partnership Agreement NEW YORK, Sept. 01, 2016 (GLOBE NEWSWIRE) ? Leucadia National Corporation (NYSE:LUK) ("Leucadia") and FXCM Inc. (NYSE:FXCM) ("FXCM") today announced that they have completed the process of deepening their partnership, with Leucadia now holding a membership interest in FXCM's operating entity, FXCM Group, LLC.

FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT

Exhibit 10.4 EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this ?Amendment?), dated as of September 1, 2016, is made by and among FXCM HOLDINGS, LLC, a Delaware limited liability company (the ?Company?), FXCM NEWCO, LLC, a Delaware limited liability company (?Newco? and, together with the Company, on a join

Unaudited Pro Forma Consolidated Financial Information FXCM Inc. As of and For the Six Months Ended June 30, 2016 and For the Year Ended December 31, 2015 Unaudited Pro Forma Consolidated Financial Information

Exhibit 99.2 Unaudited Pro Forma Consolidated Financial Information FXCM Inc. As of and For the Six Months Ended June 30, 2016 and For the Year Ended December 31, 2015 Unaudited Pro Forma Consolidated Financial Information On September 1, 2016, FXCM Inc. (?FXCM? or the "Company") and Leucadia National Corporation (?Leucadia?) amended the terms of the Amended and Restated Credit Agreement (the "Cre

FXCM GROUP LLC MANAGEMENT AGREEMENT

Exhibit 10.3 EXECUTION VERSION FXCM GROUP LLC MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT (the ?Agreement?) is entered into as of September 1, 2016, by and between FXCM Group, LLC, a Delaware Limited Liability Company (hereinafter called the ?Company?), and FXCM Holdings, LLC, a Delaware Limited Liability Company (hereinafter called the ?Manager?). Capitalized terms used and not otherwise defin

AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT FXCM GROUP, LLC DATED AS OF SEPTEMBER 1, 2016

EX-10.1 2 v448363ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF FXCM GROUP, LLC DATED AS OF SEPTEMBER 1, 2016 THE LIMITED LIABILITY COMPANY INTERESTS REPRESENTED BY THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY OTHER A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2016 FXCM Inc. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of Incorporation) (Commission File Number

FXCM 10-Q (Quarterly Report)

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 FX

FXCM INC. AMENDED AND RESTATED 2010 LONG-TERM INCENTIVE PLAN

EX-10.1 2 fxcm-20160630xex101.htm EXHIBIT 10.1 FXCM INC. AMENDED AND RESTATED 2010 LONG-TERM INCENTIVE PLAN 1. Purpose of the Plan The purpose of the Plan is to aid the Company and its Subsidiaries in recruiting and retaining key employees, directors or other service providers and to motivate such employees, directors or other service providers to exert their best efforts on behalf of the Company

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 4, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

1 Second Quarter 2016 Financial and Operating Results July 2016 Customer Trading Metrics August 4, 2016

Exhibit 99.2 1 Second Quarter 2016 Financial and Operating Results July 2016 Customer Trading Metrics August 4, 2016 2 This presentation may contain "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995 , which reflect FXCM's current views with

FXCM Inc. Announces Second Quarter 2016 Results Releases July 2016 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces Second Quarter 2016 Results Releases July 2016 Customer Trading Metrics Second Quarter 2016 Highlights: ? U.S. GAAP net revenues from continuing operations of $70.6 million ? U.S. GAAP net income attributable to FXCM Inc. from continuing operations of $60.5 million or $10.80 per diluted share, including a $116.5 million non-cash net gain on derivative liabilities ?

FXCM ESP

FXCM Inc. 55 Water Street, Floor 50 New York, NY 10041 July 29, 2016 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Ms. Folake Ayoola RE: FXCM Inc. Registration Statement on Form S-3 (File No. 333-212489) Ladies and Gentlemen: In accordance with Rule 461 under the Securities Act of 1933, as amended, FX

FXCM FORM S-3/A

As filed with the Securities and Exchange Commission on July 27, 2016 Registration No.

FXCM ESP

250 Vesey Street ? New York, New York 10281.1047 TELEPHONE: +1.212.326.3939 ? FACSIMILE: +1.212.755.7306 July 27, 2016 CONFIDENTIAL SUBMISSION VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Ms. Folake Ayoola RE: FXCM Inc. Registration Statement on Form S-3 Filed July 12, 2016 File No. 333-212489 Ladies and

FXCM FORM S-3

S-3 1 v443805s3.htm FORM S-3 As filed with the Securities and Exchange Commission on July 12, 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FXCM INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 27-32

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTE

EX-25.1 5 v443805ex25-1.htm EXHIBIT 25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) WELLS FARGO BANK, NATIONAL ASSOCIATION (Exact name of trustee a

Dated as of [_______] [___], 20[_] FXCM INC., as Issuer WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939

EX-4.1 2 v443805ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 INDENTURE Dated as of [] [], 20[] Between FXCM INC., as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318 INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939 Trust Indenture Act Section Indenture Section Section 310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Ap

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 11, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Inc

FXCM Reports Monthly Metrics

EX-99.1 2 v444022ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, July 11, 2016 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for June 2016 for its retail and institutional foreign exchange business. June 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics · Retail customer trading volume(2) of $275

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 8, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Inco

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4419158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission Fi

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, June 9, 2016 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for May 2016 for its retail and institutional foreign exchange business. May 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics · Retail customer trading volume(2) of $280 billion in May 2016, 2% lower than April 201

FXCM 10-Q (Quarterly Report)

10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 FXCM

FXCM INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN FOR SPECIFIED EXECUTIVE OFFICERS

EX-10.2 3 fxcm-20160331xex102.htm EXHIBIT 10.2 FXCM INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN FOR SPECIFIED EXECUTIVE OFFICERS (2015-2016) 1. Adoption and Purpose of the Plan. FXCM Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), hereby adopts this FXCM Inc. Amended and Restated Annual Incentive Bonus Plan for Specified Executive Offic

1 First Quarter 2016 Financial and Operating Results April 2016 Customer Trading Metrics May 6, 2016

Exhibit 99.2 1 First Quarter 2016 Financial and Operating Results April 2016 Customer Trading Metrics May 6, 2016 2 This presentation may contain "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995 , which reflect FXCM's current views with re

FXCM Inc. Announces First Quarter 2016 Results Releases April 2016 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces First Quarter 2016 Results Releases April 2016 Customer Trading Metrics First Quarter 2016 Highlights: ? U.S. GAAP net revenues from continuing operations of $71.5 million ? U.S. GAAP net income attributable to FXCM Inc. from continuing operations of $61.3 million or $10.94 per fully diluted share, including a $110.8 million gain on derivative liability ? U.S. GAAP

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 6, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incor

FXCM INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER-DIRECTORS (2015-2016)

EX-10.1 2 fxcm-20160331xex101.htm EXHIBIT 10.1 FXCM INC. AMENDED AND RESTATED ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER-DIRECTORS (2015-2016) 1. Adoption and Purpose of the Plan. FXCM Inc., a corporation organized and existing under the laws of the State of Delaware (the “Company”), hereby adopts this FXCM Inc. Amended and Restated Annual Incentive Bonus Plan for Founder-Directors (2015-2016) (the “

FXCM DEFA14A

DEFA14A 1 v437406defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14

FXCM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ?240.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 12, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4366888k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 11, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, April 11, 2016 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for March 2016 for its retail and institutional foreign exchange business. March 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics · Retail customer trading volume (2) of $291 billion in March 2016, 6% lower than

FXCM 10-K (Annual Report)

10-K 1 fxcm-20151231x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number

List of Subsidiaries As of December 31, 2015, the following entities are subsidiaries of FXCM Inc.: Name of Subsidiary State of Organization FXCM Holdings, LLC (67.9% owned) Delaware FXCM Newco, LLC Delaware FXCM Global Services, LLC(1) Delaware Fore

Exhibit 21.1 List of Subsidiaries As of December 31, 2015, the following entities are subsidiaries of FXCM Inc.: Name of Subsidiary State of Organization FXCM Holdings, LLC (67.9% owned) Delaware FXCM Newco, LLC Delaware FXCM Global Services, LLC(1) Delaware Forex Capital Markets LLC Delaware Forex Trading L.L.C. Delaware Yozma LLC Delaware Lucid Markets US LLC Delaware FastMatch Inc. (34.8% owned

FXCM Inc. Announces Fourth Quarter 2015 Results Releases February 2016 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces Fourth Quarter 2015 Results Releases February 2016 Customer Trading Metrics Fourth Quarter 2015 Highlights: ? U.S. GAAP net revenues from continuing operations of $67.0 million ? U.S. GAAP net loss attributable to FXCM Inc. from continuing operations of $85.7 million or $15.75(1) per fully diluted share, including a $99.9 million loss on derivative liability ? U.S.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

Leucadia and FXCM Sign Memorandum of Understanding to Deepen and Extend Partnership

Exhibit 99.1 Leucadia and FXCM Sign Memorandum of Understanding to Deepen and Extend Partnership NEW YORK, March 10, 2016 - Leucadia National Corporation (NYSE: LUK) (?Leucadia?) and FXCM Inc. (NYSE:FXCM) (?FXCM?) today announced that they have entered into a memorandum of understanding (the ?MOU?) to amend the terms of their Amended and Restated Credit Agreement (the ?Credit Agreement?), and thei

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 10, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

GLBR / Global Brokerage, Inc. / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* FXCM Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 302693106 (CUSIP Number) December 31, 2015 (Date of Event Which Requ

FXCM 3G/A (Passive Acquisition of More Than 5% of Shares)

SC 13G/A 1 fxcminc.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: FXCM Inc Title of Class of Securities: Common Stock CUSIP Number: 302693205 Date of Event Which Requires Filing of this Statement: December 31, 2015 Check the appropriate box to designate the rule pursuant to which this Schedul

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, February 9, 2016 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for January 2016 for its retail and institutional foreign exchange business. January 2016 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ? Retail customer trading volume(2) of $331 billion in January 2016, 2% high

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 9, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

CONFIRMING STATEMENT

Exhibit 24 CONFIRMING STATEMENT This Statement confirms that the undersigned, Bryan Reyhani, has authorized and designated each of Robert Lande and David S.

FXCM / FXCM Inc. / FRANKLIN RESOURCES INC Passive Investment

fxcm15a1.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 302693205 13G Page 1 of 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FXCM Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 302693205 (CUSIP Number) December 31, 2015 (Date of Ev

GLBR / Global Brokerage, Inc. / Invesco Ltd. - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FXCM Inc (Name of Issuer) Common Stock (Title of Class of Securities) 302693106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f

FXCM Announces Changes to Board of Directors

Exhibit 99.1 FXCM Announces Changes to Board of Directors NEW YORK, February 1, 2016- FXCM Inc. (NYSE:FXCM) ("FXCM" or "the Company"), a leading online provider of foreign exchange (FX) trading and related services, announced on February 1, 2016, Mr. Perry Fish submitted his resignation to FXCM from his position serving as an independent member of the Company?s Board of Directors (the ?Board?) inc

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 1, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM AMENDS STOCKHOLDER RIGHTS PLAN

EX-99.1 3 v429700ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM AMENDS STOCKHOLDER RIGHTS PLAN NEW YORK and London – January 26, 2016 — FXCM Inc. (NYSE:FXCM), today announced that its board of directors has voted to extend and amend the terms of the company’s stockholder rights plan. The rights have been amended in order to protect the interests of the company and its stockholders by helping preserve t

AMENDED AND RESTATED RIGHTS AGREEMENT by and between FXCM INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 26, 2016

Exhibit 4.1 Execution Version AMENDED AND RESTATED RIGHTS AGREEMENT by and between FXCM INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 26, 2016 1 TABLE OF CONTENTS Section Page Section 1. Certain Definitions 2 Section 2. Appointment of Rights Agent 10 Section 3. Issuance of Right Certificates 11 Section 4. Form of Right Certificates 13 Section 5. Counter

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM 8-A12B/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A/A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 FXCM Inc. (Exact name of registrant as specified in its charter) Delaware 27-3268672 (State or other jurisdiction of incorporation) (I.R.S. employer identification no.) 55 Wat

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 12, 2016 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Reports Monthly Metrics

EX-99.1 2 v428834ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Reports Monthly Metrics Updates Progress on Non-Core Asset Sales NEW YORK, January 12, 2016 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for December 2015 for its retail and institutional foreign exchange business. December 2015 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading

FXCM Reports Monthly Metrics

EX-99.2 3 v426861ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 FXCM Reports Monthly Metrics NEW YORK—December 14, 2015 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for November 2015 for its retail and institutional foreign exchange business. November 2015 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics · Retail customer trading volume(

FXCM Releases Statement on Ongoing

EX-99.1 2 v426861ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Releases Statement on Ongoing Discussions With Leucadia and Stock Repurchase Program NEW YORK, Dec. 11, 2015 (GLOBE NEWSWIRE) - FXCM Inc. (NYSE:FXCM), a leading online provider of foreign exchange, or FX, trading and related services, today provided an update regarding its relationship with Leucadia and its stock repurchase program. As pre

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 11, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 FXCM I

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Inc. Announces Third Quarter 2015 Results Releases October 2015 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces Third Quarter 2015 Results Releases October 2015 Customer Trading Metrics Third Quarter 2015 Highlights: · U.S. GAAP net revenues from continuing operations of $59.6 million · U.S. GAAP net income attributable to FXCM Inc. from continuing operations of $64.3 million or $12.10(1) per fully diluted share, including a $137.6 million gain on derivative liability · U.S.

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v4220968k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 13, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commissio

FXCM Reports Monthly Metrics

EX-99.1 2 v422096ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, October 13, 2015 — FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for September 2015 for its retail and institutional foreign exchange business. Monthly activities included: September 2015 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ·

GLBR / Global Brokerage, Inc. / FRANKLIN RESOURCES INC Passive Investment

CUSIP NO. 302693106 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FXCM Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 302693106 (CUSIP Number) September 30, 2015 (Date of Event Which Requires Filing of this Statement) Check the ap

Leucadia National Corporation 2015 Investor Day October 8, 2015

Exhibit 99.1 Leucadia National Corporation 2015 Investor Day October 8, 2015 1 Note on Forward Looking Statements Certain statements contained herein may constitute "forward - looking statements" within the meaning of Section 27 A of the Securities Act of 1933 , Section 21 E of the Securities Exchange Act of 1934 and/or the Private Securities Litigation Reform Act of 1995 , which reflect FXCM's cu

FXCM 8-K CURRENT REPORT (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 8, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer I

FXCM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 1, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer I

Statement on FXCM Cybersecurity Incident

Exhibit 99.1 Statement on FXCM Cybersecurity Incident New York – October 1, 2015 – FXCM Inc. (NYSE:FXCM)(“FXCM” or “the Company”), a leading online provider of foreign exchange (FX) trading and related services, today announced that it was the victim of a criminal cybersecurity incident involving unauthorized access to customer information. At this time FXCM has identified a small number of unauth

FXCM Inc. Announces Effectiveness of Reverse Stock Split

Exhibit 99.1 FXCM Inc. Announces Effectiveness of Reverse Stock Split New York ? September 29, 2015 ? FXCM Inc. (NYSE:FXCM)(?FXCM? or ?the Company?), a leading online provider of foreign exchange (FX) trading and related services, today announced the effectiveness of its previously disclosed one-for-ten reverse stock split. Beginning with the opening of trading on Thursday, October 1, 2015, the Co

Certificate of Amendment to Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed by FXCM Inc. on September 29, 2015)

EX-3.1 2 v421229ex3-1.htm EXHIBIT 3.1 Exhibit 3.1

Other Events

8-K 1 v4212298k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 29, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction o

CONFIRMING STATEMENT

Exhibit 24 CONFIRMING STATEMENT This Statement confirms that the undersigned, Margaret Deverell, has authorized and designated each of Robert Lande and David S.

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 21, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employe

Current Report

8-K 1 v4203808k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 18, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction o

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 16, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employe

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK, September 16, 2015 - FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for August 2015 for its retail and institutional foreign exchange business. Monthly activities included: August 2015 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics Retail customer trading volume (2) of $329 bill

FXCM Completes Sale of FXCM Hong Kong to Rakuten Sec FXCM to Pay an Additional $33 Million Owed to Leucadia

Exhibit 99.1 FXCM Completes Sale of FXCM Hong Kong to Rakuten Sec FXCM to Pay an Additional $33 Million Owed to Leucadia NEW YORK and HONG KONG, September 14, 2015 (GLOBE NEWSWIRE) - FXCM Inc. (NYSE:FXCM), a leading online provider of foreign exchange (FX) trading and related services, today announced that Forex Trading, LLC, a subsidiary of FXCM Newco, LLC ("FXCM") has completed its sale of FXCM

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 v4201548k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 11, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission F

Other Events

8-K 1 v4199308k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 3, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of

FXCM Receives NYSE Notification Letter

EX-99.1 2 v419930ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Receives NYSE Notification Letter NEW YORK, September 9, 2015 - FXCM Inc. (NYSE:FXCM), (“The Company”) a leading online provider of foreign exchange (FX) trading and related services, announced that it was notified on September 3, 2015 by the New York Stock Exchange (“ NYSE ”) that it is not in compliance with the continued listing standar

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34986 FXCM Inc. (

FXCM Inc. Announces Second Quarter 2015 Results Releases July 2015 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces Second Quarter 2015 Results Releases July 2015 Customer Trading Metrics Second Quarter 2015 Highlights: ? U.S. GAAP revenues from continuing operations of $60.5 million ? U.S. GAAP net loss attributable to FXCM Inc. from continuing operations of $98.9 million or $2.03 per fully diluted share ? U.S. GAAP revenues from discontinued operations of $21.5 million ? U.S.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 6, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

FXCM FORM DEF 14A

DEF 14A 1 v416911def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul

FXCM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

FXCM PRE 14A

PRE 14A 1 v415812pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK?July 15, 2015- FXCM Inc. (NYSE:FXCM) today announced certain key customer trading metrics for June 2015 for its retail and institutional foreign exchange business. Monthly activities included: June 2015 Customer Trading Metrics from Continuing Operations (1) Retail Customer Trading Metrics ? Retail customer trading volume (2) of $363 billion in Ju

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 15, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Inc

Submission of Matters to a Vote of Security Holders

8-K 1 v4130738k.htm 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 10, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Co

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 9, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Inco

FXCM Reports Monthly Metrics

EX-99.1 2 v412782ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK—June 9, 2015- FXCM Inc. (NYSE:FXCM) today announced certain key operating metrics for May 2015 for its retail and institutional foreign exchange business. May 2015 Customer Trading Metrics from Continuing Operations (1) · Retail customer trading volume (2) of $331 billion in May 2015, 8% higher than April 2

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 22, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Inco

FXCM to Sell FXCM Hong Kong to Rakuten Sec

Exhibit 99.1 FXCM to Sell FXCM Hong Kong to Rakuten Sec NEW YORK and Hong Kong, May 28, 2015 - FXCM Inc. (NYSE:FXCM) a leading online provider of foreign exchange (FX) trading and related services, today announced that Forex Trading, LLC, a subsidiary of FXCM Newco, LLC ("FXCM") has signed a definitive agreement to sell FXCM Asia Limited ("FXCM Hong Kong") to Rakuten Securities, Inc. ("Rakuten Sec

Other Events

8-K 1 v4113458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 22, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission Fi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 fxcm-20150331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Incor

FXCM Inc. Announces First Quarter 2015 Results Releases April 2015 Customer Trading Metrics

Exhibit 99.1 FXCM Inc. Announces First Quarter 2015 Results Releases April 2015 Customer Trading Metrics First Quarter 2015 Highlights: ? U.S. GAAP trading revenues from continuing operations of $69.2 million ? U.S. GAAP net loss attributable to FXCM Inc. from continuing operations of $393.3 million or $8.35 per fully diluted share ? U.S. GAAP revenues from discontinued operations of $28.8 million

FXCM FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to ?240.

FXCM DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

FXCM INC. OPTION AGREEMENT

Exhibit 4.1 FXCM INC. OPTION AGREEMENT This Option Agreement (this “Agreement”) is made as of the [DATE] day of [MONTH], 2015, by and among FXCM Inc., a Delaware corporation (the “Company”), and [NAME] (“Optionee”). WITNESSETH: WHEREAS, the Optionee and Forex Capital Markets, LLC (“FXCM”) have entered into an Adjustment, Settlement and Mutual General Release Agreement, dated as of [DATE], 2015 (th

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 15, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 14, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

FXCM Reports Monthly Metrics

Exhibit 99.1 FXCM Reports Monthly Metrics NEW YORK?April 14, 2015 - FXCM Inc. (NYSE: FXCM) today announced certain key operating metrics for March 2015 for its retail and institutional foreign exchange business. Monthly activities included: March 2015 Retail Trading Metrics ? Retail customer trading volume (1) of $375 billion in March 2015, 40% higher than February 2015 and 29% higher than March 2

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 v4067048-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission

Unaudited Pro Forma Consolidated Financial Statements FXCM Inc. As of December 31, 2014 and For the Years Ended December 31, 2014, 2013 and 2012 FXCM Inc. Unaudited Pro Forma Consolidated Financial Statements

Exhibit 99.1 Unaudited Pro Forma Consolidated Financial Statements FXCM Inc. As of December 31, 2014 and For the Years Ended December 31, 2014, 2013 and 2012 FXCM Inc. Unaudited Pro Forma Consolidated Financial Statements On April 1, 2015, FXCM Holdings, LLC ("Holdings"), a majority owned, controlled and consolidated subsidiary of FXCM Inc. (the "Company"), and FXCM Newco, LLC, a wholly-owned subs

FXCM to Sell FXCM Japan to Rakuten Sec for $62 Million

Exhibit 99.1 FXCM to Sell FXCM Japan to Rakuten Sec for $62 Million New York - March 25, 2015 - FXCM Inc. (NYSE:FXCM) a leading online provider of foreign exchange (FX) trading and related services, today announced that FXCM Holdings, LLC and FXCM Newco, LLC (?FXCM?) have signed a definitive agreement to sell FXCM Japan Securities Co., Ltd (?FXCM Japan?) to Rakuten Securities, Inc. (?Rakuten Sec?)

FXCM FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

AMENDED AND RESTATED SEVERANCE AGREEMENT FOR FOUNDERS

Exhibit 10.1 AMENDED AND RESTATED SEVERANCE AGREEMENT FOR FOUNDERS This Amended and Restated Severance Agreement for Founders (the ?Amended Severance Agreement?) is made and entered into effective March 11, 2015 by and between [INSERT NAME] (the ?Executive?) and Forex Capital Markets, LLC (the ?Company?). WHEREAS, on December 1, 2010, Executive and FXCM Holdings, LLC (?FXCM Holdings?) entered into

FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER-DIRECTORS (2015-2016)

Exhibit 10.3 FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR FOUNDER-DIRECTORS (2015-2016) 1. Adoption and Purpose of the Plan. FXCM Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), hereby adopts this FXCM Inc. Annual Incentive Bonus Plan for Founder-Directors (2015-2016) (the ?Plan?) to provide certain key employees of the Company and its affiliates wi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 11, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR SPECIFIED EXECUTIVE OFFICERS

Exhibit 10.4 FXCM INC. ANNUAL INCENTIVE BONUS PLAN FOR SPECIFIED EXECUTIVE OFFICERS (2015-2016) 1. Adoption and Purpose of the Plan. FXCM Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Company?), hereby adopts this FXCM Inc. Annual Incentive Bonus Plan for Specified Executive Officers (2015-2016) (the ?Plan?) to provide certain key employees of the Company

SEVERANCE AGREEMENT FOR SELECTED EXECUTIVES AND MANAGERS

Exhibit 10.2 SEVERANCE AGREEMENT FOR SELECTED EXECUTIVES AND MANAGERS This Severance Agreement for Selected Executives and Managers (the ?Severance Agreement?) is made and entered into effective March 11, 2015 by and between [INSERT NAME] (the ?Executive?) and Forex Capital Markets, LLC (the ?Company?). WHEREAS, on January 16, 2015, FXCM Holdings, LLC (?FXCM Holdings?), FXCM Inc. and FXCM Newco, L

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT PURSUANT TO SECTI

10-K 1 fxcm-20141231x10k.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number

List of Subsidiaries As of December 31, 2014, the following entities are subsidiaries of FXCM Inc.: Name of Subsidiary State of Organization FXCM Holdings, LLC Delaware FXCM Newco, LLC (1) Delaware Forex Capital Markets LLC Delaware Forex Trading L.L

Exhibit 21.1 List of Subsidiaries As of December 31, 2014, the following entities are subsidiaries of FXCM Inc.: Name of Subsidiary State of Organization FXCM Holdings, LLC Delaware FXCM Newco, LLC (1) Delaware Forex Capital Markets LLC Delaware Forex Trading L.L.C. Delaware Yozma LLC Delaware FXCM Futures LLC Delaware FXCM Pro LLC Delaware FXCM Systems, LLC Delaware FXCM Partners, LLC Delaware FX

FXCM Inc. Announces Fourth Quarter 2014 Results Releases February 2015 Operating Metrics

Exhibit 99.1 FXCM Inc. Announces Fourth Quarter 2014 Results Releases February 2015 Operating Metrics Fourth Quarter 2014 Highlights: ? U.S. GAAP revenues of $134.7 million, up 19% versus the same period in 2013 and up 16% from the third quarter 2014 ? U.S. GAAP net income attributable to FXCM Inc. of $15.8 million or $0.35 per fully diluted share versus $0.08 per fully diluted share for the same

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 12, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer In

GLBR / Global Brokerage, Inc. / Invesco Ltd. - FXCM, INC.12312014 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. )* FXCM, Inc. (Name of Issuer) Common Stock (Title of Classes of Securities) 302693106 (CUSIP Number) December 31, 2014 (D

JOINT FILING AGREEMENT

JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) (l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd.

FXCM Reports Monthly Metrics Second highest retail volume in FXCM history

Exhibit 99.1 FXCM Reports Monthly Metrics Second highest retail volume in FXCM history NEW YORK—February 11, 2015 — FXCM Inc. (NYSE:FXCM) today announced certain key operating metrics for January 2015 for its retail and institutional foreign exchange business. January 2015 Retail Trading Metrics · Retail customer trading volume(1)* of $450 billion in January 2015, 3% higher than December 2014 and

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 11, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

GLBR / Global Brokerage, Inc. / Burgundy Asset Management Ltd. - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* FXCM Inc. (Name of Issuer) Class A Common (Title of Class of Securities) 302693106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc

GLBR / Global Brokerage, Inc. / VANGUARD GROUP INC Passive Investment

fxcminc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: FXCM Inc Title of Class of Securities: Common Stock CUSIP Number: 302693106 Date of Event Which Requires Filing of this Statement: December 31, 2014 Check the appropriate box to designate the ru

GLBR / Global Brokerage, Inc. / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment

SC 13G/A 1 v40083613ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* FXCM Inc. (Name of Issuer) Common (Title of Class of Securities) 302693106 (CUSIP Number) January 31, 2

GLBR / Global Brokerage, Inc. / BLAIR WILLIAM & CO/IL - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* FXCM INC. (Name of Issuer) Common Stock (Title of Class of Securities) 302693106 (CUSIP Number) December 31, 2014 (Date of Event Which Requ

GLBR / Global Brokerage, Inc. / Yusupov Eduard - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FXCM Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 302693 106 (CUSIP Number) David S. Sassoon c/o FXCM, Inc. 55 Water Street, New York, NY 10041 (646) 432-2986 (Name, Address and Telephone Number of Person Authorized to Receiv

FXCM ADOPTS STOCKHOLDER RIGHTS PLAN

EXHIBIT 99.1 NOT FOR IMMEDIATE RELEASE FXCM ADOPTS STOCKHOLDER RIGHTS PLAN NEW YORK—January 30, 2015- FXCM Inc. (NYSE:FXCM), a leading online provider of foreign exchange, or FX, trading and related services, today announced that its Board of Directors has adopted a Stockholder Rights Plan (the “Rights Plan”) and declared a dividend distribution of one right on each outstanding share of the Compan

AMENDMENT NO. 2 TO THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT FXCM HOLDINGS, LLC

EXHIBIT 3.2 AMENDMENT NO. 2 TO THE THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF FXCM HOLDINGS, LLC This Amendment No. 2 to the Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC (the “Company”) is entered into as of January 29, 2015 by the managing member signing below (the “Managing Member”). The Managing Member hereby agrees as follows: 1. D

GLBR / Global Brokerage, Inc. 8-A12B - -

8-A12B 1 mm01-30158a12b.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FXCM INC. (Exact name of registrant as specified in its charter) Delaware 27-3268672 (State or other jurisdiction of incorporation) (I.R.S. employer identification no.

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2015 FXCM INC. (Exact name of registrant as specified in its charter) Delaware 001-34986 27-3268672 (State or other jurisdiction of incorporation) (Commission file number)

CERTIFICATE OF DESIGNATIONS SERIES A JUNIOR PARTICIPATING PREFERRED STOCK FXCM INC.

EXHIBIT 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK OF FXCM INC. The undersigned duly authorized officer of FXCM Inc., a Delaware corporation (the “Corporation”), in accordance with the provisions of Section 151 of the General Corporation Law of the State of Delaware, hereby certifies that, pursuant to the authority conferred upon the board of directors of the

Financial Statements and Exhibits

8-K/A 1 mm01-30158ka1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 28, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdict

RIGHTS AGREEMENT by and between FXCM INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 29, 2015

EXHIBIT 4.1 RIGHTS AGREEMENT by and between FXCM INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 29, 2015 TABLE OF CONTENTS Section Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Right Certificates 8 Section 4. Form of Right Certificates 10 Section 5. Countersignature and Registration 10 Section 6. Tr

RIGHTS AGREEMENT by and between FXCM INC. AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 29, 2015

EX-4.1 2 mm01-30158ka1e41.htm EX.4.1 - RIGHTS AGREEMENT EXHIBIT 4.1 RIGHTS AGREEMENT by and between FXCM INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent Dated as of January 29, 2015 TABLE OF CONTENTS Section Page Section 1. Certain Definitions 1 Section 2. Appointment of Rights Agent 7 Section 3. Issuance of Right Certificates 8 Section 4. Form of Right Certificates 10 Secti

Leucadia National Corporation 520 Madison Avenue New York, New York 10022

EXHIBIT 10.3 Leucadia National Corporation 520 Madison Avenue New York, New York 10022 January 24, 2015 FXCM Holdings, LLC FXCM Newco, LLC 55 Water Street, Floor 50 New York, NY, 10041 Reference is made to (i) the Amended and Restated Credit Agreement, dated January 24, 2015 (as amended, the "Credit Agreement"), among FXCM Holdings, LLC, a Delaware limited liability company, FXCM Newco, LLC, a Del

AMENDED AND RESTATED CREDIT AGREEMENT originally dated as of January 16, 2015 as amended and restated as of January 24, 2015 FXCM HOLDINGS, LLC and FXCM NEWCO, LLC, as Borrower, LEUCADIA NATIONAL CORPORATION, as the initial Lender, The other Lenders

EXHIBIT 10.2 EXECUTION VERSION AMENDED AND RESTATED CREDIT AGREEMENT originally dated as of January 16, 2015 as amended and restated as of January 24, 2015 among FXCM HOLDINGS, LLC and FXCM NEWCO, LLC, as Borrower, LEUCADIA NATIONAL CORPORATION, as the initial Lender, The other Lenders party hereto from time to time and LEUCADIA NATIONAL CORPORATION, as Administrative Agent TABLE OF CONTENTS ARTIC

Leucadia National Corporation 520 Madison Avenue New York, New York 10022

EXHIBIT 10.1 Leucadia National Corporation 520 Madison Avenue New York, New York 10022 January 24, 2015 Dror (Drew) Niv President and Chief Executive Officer FXCM Inc. 55 Water Street, FL 50, New York, NY 10041 FXCM Holdings, LLC c/o FXCM Inc., its sole managing member 55 Water Street, FL 50, New York, NY 10041 FXCM Newco, LLC c/o FXCM Holdings, LLC, its sole member c/o FXCM Inc., its sole managin

AMENDED AND RESTATED SECURITY AND GUARANTY AGREEMENT

EXHIBIT 10.4 AMENDED AND RESTATED SECURITY AND GUARANTY AGREEMENT THIS AMENDED AND RESTATED SECURITY AND GUARANTY AGREEMENT, originally dated as of January 16, 2015, as amended and restated as of January 24, 2015 (as the same may be further amended, restated, supplemented or otherwise modified from time to time, this “Security Agreement”), is by and among FXCM Holdings, LLC, a Delaware limited lia

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Nu

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 16, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Provides Further Details on Financing with Leucadia National Corporation Normal Trading Operations Continue

Exhibit 99.1 FXCM Provides Further Details on Financing with Leucadia National Corporation Normal Trading Operations Continue NEW YORK—January 19, 2015- FXCM Inc. (NYSE:FXCM), a leading online provider of foreign exchange, or FX, trading and related services, today announced further details on the agreement reached with Leucadia National Corporation (“Leucadia”) that permitted FXCM to meet its reg

Financial Statements and Exhibits, Other Events

8-K 1 v3989688k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 19, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission Fil

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 15, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Comments on Swiss Franc Movement

Exhibit 99.1 FXCM Comments on Swiss Franc Movement New York- January 15, 2015 – FXCM (NYSE:FXCM) an online provider of forex trading and related services worldwide, announced today due to unprecedented volatility in EUR/CHF pair after the Swiss National Bank announcement this morning, clients experienced significant losses, generated negative equity balances owed to FXCM of approximately $225 mill

FXCM Reports Monthly Metrics Quarterly Retail Volume of $1.4 trillion an FXCM Record Quarterly Institutional Volume of $1.1 trillion an FXCM Record Adjusts Certain Q4 2014 Guidance

Exhibit 99.1 FXCM Reports Monthly Metrics Quarterly Retail Volume of $1.4 trillion an FXCM Record Quarterly Institutional Volume of $1.1 trillion an FXCM Record Adjusts Certain Q4 2014 Guidance NEW YORK—January 13, 2015— FXCM Inc. (NYSE:FXCM) today announced certain key operating metrics for December 2014 for its retail and institutional foreign exchange business. Additionally the firm adjusted it

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 13, 2015 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission File Number) (IRS Employer

FXCM Reports Monthly Metrics Record Institutional Average Daily Volume of $17.1 billion Retail Average Daily Volume of $20.9 billon Second Highest in Company History

Exhibit 99.1 FXCM Reports Monthly Metrics Record Institutional Average Daily Volume of $17.1 billion Retail Average Daily Volume of $20.9 billon Second Highest in Company History NEW YORK—December 9, 2014— FXCM Inc. (NYSE:FXCM) today announced certain key operating metrics for November 2014 for its retail and institutional foreign exchange business. Monthly activities included: November 2014 Retai

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 v3961358k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 9, 2014 FXCM Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34986 27-3268672 (State or Other Jurisdiction of (Commission Fil