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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Victory Portfolios II - VictoryShares WestEnd Global Equity ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2025. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registr |
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| August 14, 2025 |
EXHIBIT 99.1 Oblong Reports Q2 2025 Results and Expands $8M TAO Treasury to Power Decentralized AI 21,613 TAO Tokens Now Staked to Generate Revenue and Strengthen Oblong’s Role in Bittensor’s AI Ecosystem August 14, 2025 – (BUSINESS WIRE) – Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), a digital asset treasury company, today announced financial results for the second quarter ended June |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 (August 5, 2025) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 ( |
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| August 7, 2025 |
EXHIBIT 99.2 Oblong Deploys $8M in Fully Staked $TAO to Capitalize on Decentralized AI Surge Strategic initial $8M $TAO position staked through top validator to support the ecosystem and compound returns. Oblong becomes a high-leverage public proxy for Bittensor’s AI ecosystem and AI commodity market. Driving yield, scale, and upside across crypto’s most explosive decentralized AI networks. Denver |
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| August 7, 2025 |
EXHIBIT 99.1 Oblong Taps $TAO Expert Siam Kidd to Lead Strategic Advisory Committee and Accelerate Decentralized AI Expansion DSV Fund CIO joins to scale Oblong’s $TAO treasury into the leading public vehicle for decentralized AI Kidd brings institutional expertise to unlock value across Bittensor’s $1B+ AI subnet ecosystem and ignite next wave of growth Denver, CO – August 5, 2025 – Oblong (Nasda |
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| July 29, 2025 |
As filed with the Securities and Exchange Commission on July 29, 2025 Table of Contents As filed with the Securities and Exchange Commission on July 29, 2025 Registration No. |
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| July 18, 2025 |
As filed with the Securities and Exchange Commission on July 18, 2025 Table of Contents As filed with the Securities and Exchange Commission on July 18, 2025 Registration No. |
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| July 16, 2025 |
EXHIBIT 99.1 Oblong Doubles Down: $1.65M in New $TAO Acquired and Staked as Decentralized AI Strategy Accelerates Nearly 10,000 $TAO Tokens Accumulated Using Fresh Capital and Fully Staked into High-Yield Bittensor Network Weekly Buys Underway and Treasury Yield Metrics to Be Unveiled in Q2 — Aggressive Long-Term AI Bet in Motion Denver, CO – July 15, 2025 – Oblong, Inc. (Nasdaq: OBLG, “Oblong” or |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2025 (July 15, 2025) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Co |
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| July 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2025 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| July 2, 2025 |
EXHIBIT 99.1 Oblong Bolsters Decentralized AI Strategy with Bittensor ($TAO) Purchase and Staking $1.65M deployed into $TAO from new capital raised in June 2025 5,025 tokens acquired and fully staked into the Bittensor ecosystem Denver, CO – July 1, 2025 – Oblong, Inc. (Nasdaq: OBLG, “Oblong” or the “Company”), today announced it has strengthened its decentralized AI treasury strategy by acquiring |
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| June 20, 2025 |
As filed with the Securities and Exchange Commission on June 20, 2025 Table of Contents As filed with the Securities and Exchange Commission on June 20, 2025 Registration No. |
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| June 20, 2025 |
EXHIBIT 4.5 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 20, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Oblong, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered S |
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| June 13, 2025 |
Unregistered Sales of Equity Securities, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 (June 10, 2025) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Co |
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| June 6, 2025 |
Exhibit 99.2 Oblong Announces $7.5 Million Private Placement to Launch Bittensor-Centric AI and Digital Asset Strategy Strategic Entry into Bittensor ($TAO) Ecosystem Positions Oblong as a Pioneer in Permissionless Intelligence Infrastructure Capital to Support Cryptocurrency Treasury, Software Development, and Token-Based Revenue Streams Denver, CO— June 6, 2025 — (Nasdaq: OBLG, “Oblong” or the “ |
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| June 6, 2025 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 5, 2025, between Oblong, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth in |
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| June 6, 2025 |
EXHIBIT 99.1 Investment Thesis: Positioning Oblong as a Public Market Leader in AI and Digital Assets with a TAO-Centric Strategy 1. Trend / Opportunity The next era of digital assets has arrived. Following the rise of Bitcoin and the explosion of smart contract platforms like Ethereum and Solana, the third wave—AI-powered digital assets—is now underway. At the forefront of this movement is Bitten |
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| June 6, 2025 |
EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2025 |
EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2025 (June 5, 2025) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Comm |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2025. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registr |
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| May 13, 2025 |
Oblong Announces Financial Results for First Quarter 2025 and Provides Business Update EXHIBIT 99.1 Oblong Announces Financial Results for First Quarter 2025 and Provides Business Update May 13, 2025 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), an innovator in collaboration solutions, today reported financial results for the three months ended March 31, 2025, and provided updates on the Company’s business and strategy. “As of March 31, 2025, we’re in a |
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| April 22, 2025 |
Oblong Announces Authorization of Stock Buyback Program EXHIBIT 99.1 Oblong Announces Authorization of Stock Buyback Program Denver, Colorado April 22, 2025 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), announced today that its Board of Directors has authorized a stock buyback program (the “Program”) to repurchase up to $500,000 of the Company’s common stock. With approximately 1.1 million shares of common stock outstanding |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 18, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2025 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 18, 2025 |
Oblong, Inc. Insider Trading Policy EXHIBIT 19.1 OBLONG, INC. INSIDER TRADING POLICY AS AMENDED EFFECTIVE January 1, 2021 OBLONG, INC. INSIDER TRADING POLICY 1. Purpose: This Insider Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of Oblong, Inc. (“Oblong”). This Policy applies to directors, officers and employees at all levels of Oblong and of each domestic and foreign subsidiary, pa |
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| March 18, 2025 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware |
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| March 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35 |
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| March 18, 2025 |
Oblong Announces Financial Results for Fourth Quarter 2024 and Provides Business Update EXHIBIT 99.1 Oblong Announces Financial Results for Fourth Quarter 2024 and Provides Business Update March 18, 2025 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), an innovator in collaboration solutions, today reported financial results for the fourth quarter and fiscal year ending December 31, 2024, and provided updates on the Company's business and strategy. “As of De |
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| December 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| November 7, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| November 7, 2024 |
EXHIBIT 3.1 CONFORMED COPY TO REFLECT AMENDMENTS MADE THROUGH SEPTEMBER 30, 2024 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OBLONG, INC. FIRST: The name of the Corporation is Oblong, Inc. SECOND: The address of its registered office in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, 19808, County of New Castle. The name of its registered agent at suc |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2024. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Reg |
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| November 7, 2024 |
Oblong Announces Financial Results for Third Quarter 2024 and Provides Business Update EXHIBIT 99.1 Oblong Announces Financial Results for Third Quarter 2024 and Provides Business Update November 7, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), an innovator in collaboration solutions, today reported financial results for the three and nine months ended September 30, 2024, and provided updates on the Company’s business and strategy. "As of September |
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| October 11, 2024 |
October 11, 2024 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Mariam Mansaray and Jan Woo Re: Oblong, Inc. Registration Statement on Form S-3 Filed October 4, 2024 File No. 333- 282515 Acceleration Request Dear Mses. Mansaray and Woo: In accordance with Rule 461 under the Securities Act of 1933, as amended, the un |
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| October 4, 2024 |
As filed with the Securities and Exchange Commission on [, 2024] Table of Contents As filed with the Securities and Exchange Commission on [, 2024] Registration No. |
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| October 4, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Oblong, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered S |
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| September 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 (September 17, 2024) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001 |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fi |
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| September 13, 2024 |
AMENDMENT TO WAIVER Reference is hereby made to that certain Waiver dated as of October 6, 2023 among Oblong, Inc. |
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| September 12, 2024 |
Oblong Announces Compliance with Nasdaq Bid Price Requirement Exhibit 99.1 Oblong Announces Compliance with Nasdaq Bid Price Requirement Denver, Colorado September 12, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, today announced that the Company received formal notice from The Nasdaq Stock Market LLC ("Nasdaq") that the Company has regained compliance with Nas |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 10, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fi |
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| August 22, 2024 |
Exhibit 99.1 Oblong Announces Reverse Stock Split Shares Will Begin Trading on a Split-Adjusted Basis on August 26, 2024 August 22, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, announced today that it has filed an amendment to its certificate of incorporation that will effect a reverse stock split o |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2024. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registra |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2024 (June 10, 2024) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Co |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 001-35376 77-0312442 (State or other jurisdiction of Incorporation or organization) (Commissi |
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| June 4, 2024 |
Exhibit 99.1 Oblong Announces Letter of Intent to Merge with Dwellwell Analytics Transaction Will Enable Combined Company to Expand its AI Platform Revolutionizing Property Management. June 4, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong”), the award-winning maker of multi-stream collaboration solutions, announced today that it has signed a non-binding letter of intent (the “Letter |
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| June 4, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 001-35376 77-0312442 (State or other jurisdiction of Incorporation or organization) (Commissi |
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| June 4, 2024 |
Exhibit 99.1 Oblong Announces Letter of Intent to Merge with Dwellwell Analytics Transaction Will Enable Combined Company to Expand its AI Platform Revolutionizing Property Management. June 4, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong”), the award-winning maker of multi-stream collaboration solutions, announced today that it has signed a non-binding letter of intent (the “Letter |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 (May 28, 2024) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 001-35376 77-0312442 (State or other jurisdiction of Incorporation or organiza |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2024. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified i |
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| March 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 20, 2024 |
Oblong Granted 180-Day Extension by Nasdaq to Regain Compliance with Bid Price Rule Exhibit 99.1 Oblong Granted 180-Day Extension by Nasdaq to Regain Compliance with Bid Price Rule March 20, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), an innovator in collaboration solutions, today announced that the Company received written notification from the Listing Qualifications Department of The Nasdaq Stock Market, LLC (“Nasdaq”), granting the Company's |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 19, 2024 |
Oblong Announces Financial Results for Fourth Quarter 2023 and Provides Business Update EXHIBIT 99.1 Oblong Announces Financial Results for Fourth Quarter 2023 and Provides Business Update March 19, 2024 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), an innovator in collaboration solutions, today reported financial results for the fourth quarter and fiscal year ending December 31, 2023, and provided updates on the Company’s business and strategy. During 20 |
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| March 19, 2024 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware Oblong Europe Limited England and Wales |
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| March 19, 2024 |
EXHIBIT 97.1 COMPENSATION CLAWBACK POLICY OBLONG, INC. Effective October 2, 2023 The Board of Directors (the “Board”) of Oblong, Inc. (the “Company”) believes that it is in the best interests of the Company and its shareholders to adopt this Clawback Policy (the “Policy”), which provides for the recovery of certain incentive compensation in the event of a Restatement (as defined below). This Polic |
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| March 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35376 OBLONG, INC. ( |
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| March 19, 2024 |
Description of Common Securities. Exhibit 4.19 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following summary description of the capital stock of Oblong, Inc. (the “Company,” “we,” “us,” and “our”) is based on the applicable provisions of the General Corporation Law of the State of Delaware (the “DGCL”) and on the provisions of our certificate o |
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| March 19, 2024 |
EXHIBIT 3.2 AMENDED AND RESTATED BY-LAWS OF OBLONG, INC. (hereinafter called the “Corporation”)1 ARTICLE I. OFFICES Section 1.1 Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.2 Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as |
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| February 12, 2024 |
US6744342048 / OBLONG INC COM NEW / StepStone Group LP - SC 13G/A Passive Investment SC 13G/A 1 d779267dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Oblong, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 674434 204 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the |
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| January 16, 2024 |
January 16, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Office of Technology 100 F Street, NE Washington, D. |
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| January 12, 2024 |
As filed with the Securities and Exchange Commission on January 12, 2024 As filed with the Securities and Exchange Commission on January 12, 2024 Registration No. |
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| January 11, 2024 |
As filed with the Securities and Exchange Commission on January 11, 2024 As filed with the Securities and Exchange Commission on January 11, 2024 Registration No. |
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| December 29, 2023 |
As filed with the Securities and Exchange Commission on December 29, 2023 As filed with the Securities and Exchange Commission on December 29, 2023 Registration No. |
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| December 29, 2023 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Oblong, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, |
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| December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| November 14, 2023 |
Oblong Announces Financial Results for Third Quarter 2023 and Provides Business Update EXHIBIT 99.1 Oblong Announces Financial Results for Third Quarter 2023 and Provides Business Update November 14, 2023 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), a burgeoning player in the technology sector, is pleased to announce significant strategic shifts and a reinforced commitment to sustainable growth. Over the past year, we believe the Company has diligently |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2023. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specifi |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| October 19, 2023 |
First Amendment to Amended and Restated By-Laws, dated October 19, 2023. EXHIBIT 3.1 FIRST AMENDMENT TO THE AMENDED AND RESTATED BY-LAWS OF OBLONG, INC. THIS FIRST AMENDMENT (the “Amendment”) to the Amended and Restated By-Laws (the “By-Laws”) of Oblong, Inc., a Delaware corporation (formerly known as Glowpoint, Inc.) (the “Company”), was adopted and approved by the Board of Directors of the Company on October 19, 2023. This First Amendment is effective as of October 1 |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| October 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| October 10, 2023 |
EX-10.1 2 exhibit101floorpricewaiver.htm EXHIBIT 10.1 EXHIBIT 10.1 WAIVER Reference is hereby made to that certain (i) Securities Purchase Agreement dated as of March 30, 2023 among Oblong, Inc. (the “Company”) and the investors (the “Investors”) named therein (the “Purchase Agreement”), (ii) Certificate of Designations (the “Certificate of Designations”) of the Company’s Series F Preferred Stock |
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| October 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 3, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| September 22, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fi |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fi |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2023. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified in |
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| July 5, 2023 |
OBLG / Oblong Inc / Foundry Group Select Fund, L.P. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No. |
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| July 5, 2023 |
Exhibit 10.1 June 30, 2023 Oblong, Inc. 25587 Conifer Road, Suite 105-231 Conifer, Colorado 80433 Re: Warrant Exchange Agreement Ladies and Gentlemen: This letter agreement (the “Agreement”) confirms the agreement of Oblong, Inc., a Delaware corporation (the “Company”), and the holders of the Common Stock listed on Schedule I attached hereto (the “Stockholders”), pursuant to which the Stockholders |
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| July 5, 2023 |
Exhibit 4.1 FORM OF PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK Number of Shares: [] (subject to adjustment) Warrant No. [] Original Issue Date: [], 2023 Oblong, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, [] or its registered assigns (the “Holder”), is entitled, subject to t |
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| July 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Nu |
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| June 20, 2023 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-272094 PROSPECTUS Oblong, Inc. 6,550 SHARES OF SERIES F CONVERTIBLE PREFERRED STOCK 32,750 SHARES OF Series f Convertible Preferred Stock underlying Warrants to purchase Series f Convertible Preferred Stock 12,000,000 SHARES OF COMMON STOCK UNDERLYING SUCH SERIES F CONVERTIBLE PREFERRED STOCK The selling stockholders identified in this prospect |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| May 30, 2023 |
Exhibit 99.1 Oblong Appoints Two New Directors to its Board Jonathan Schechter and Robert Weinstein Join Oblong’s Board of Directors May 30, 2023 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, today appointed two new directors to its board. Jonathan Schechter, Partner, The Special Equities Group, and Rober |
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| May 19, 2023 |
EX-FILING FEES 4 ea178908ex-feeoblonginc.htm FILING FEE TABLE Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Oblong, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Fee Rate A |
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| May 19, 2023 |
As filed with the Securities and Exchange Commission on May 19, 2023 As filed with the Securities and Exchange Commission on May 19, 2023 Registration No. |
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| May 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2023. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified i |
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| May 10, 2023 |
EXHIBIT 3.1 CONFORMED COPY TO REFLECT AMENDMENTS MADE THROUGH MARCH 31, 20231 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OBLONG, INC. FIRST: The name of the Corporation is Oblong, Inc. SECOND: The address of its registered office in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, 19808, County of New Castle. The name of its registered agent at such a |
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| April 24, 2023 |
Exhibit 10.1 OBLONG, INC. April 18, 2023 Holder of Common Stock Purchase Warrant Re: Inducement Offer to Exercise Common Stock Purchase Warrants Dear Holder: Oblong, Inc. (the “Company”) is pleased to offer to you the opportunity to exercise all of the Common Stock Purchase Warrants of the Company set forth in Annex A (the “Existing Warrants”) currently held by you (the “Holder”). The Existing War |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ] ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 24, 2023 |
OBLONG, INC. 3,000,000 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-261480 PROSPECTUS SUPPLEMENT (To Prospectus dated December 15, 2021) OBLONG, INC. 3,000,000 Shares of Common Stock Under that certain prospectus, dated December 15, 2021 (the “Prospectus”), filed on December 20, 2021 pursuant to Rule 424(b)(3), as part of our registration statement on Form S-3 (File No. 333-261480) filed on December 2, 2021, un |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| April 24, 2023 |
OBLONG, INC. 1,146,500 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-251543 PROSPECTUS SUPPLEMENT (To Prospectus dated January 7, 2021) OBLONG, INC. 1,146,500 Shares of Common Stock Under that certain prospectus, dated January 7, 2021 (the “Prospectus”), filed pursuant to Rule 424(b)(3) on January 8, 2021, as part of our registration statement on Form S-3 (File No. 333-251543) filed on December 21, 2020 as amend |
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| April 24, 2023 |
OBLONG, INC. SERIES A WARRANTS TO PURCHASE 1,000,000 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration No. 333-252145 PROSPECTUS SUPPLEMENT (To Prospectus dated June 28, 2021) OBLONG, INC. SERIES A WARRANTS TO PURCHASE 1,000,000 SHARES OF COMMON STOCK Under that certain prospectus, dated June 28, 2021 (the “Prospectus”), filed on June 29, 2021 pursuant to Rule 424(b)(5), as part of our registration statement on Form S-3 (File No. 333-252145) filed on Ja |
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| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. [ ] ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 3, 2023 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK OF OBLONG, INC. I, Peter Holst, hereby certify that I am the Chief Executive Officer of Oblong, Inc. (the “Company”), a corporation organized and existing under the Delaware General Corporation Law (the “DGCL”), and further do hereby certify: That pursuant to the authority expressly conferred upon the Board of Director |
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| April 3, 2023 |
Exhibit 4.1 [FORM OF COMMON WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REG |
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| April 3, 2023 |
Exhibit 10.3 March 30, 2023 PERSONAL AND CONFIDENTIAL Oblong, Inc. 25587 Conifer Road, Suite 105-231 Conifer, CO 80433 Dear Pete: This letter will confirm the understanding and agreement (the “Agreement”) between Dawson James Securities, Inc. (“Broker”) and Oblong, Inc. (the “Company”) as follows: 1. Engagement: The Company hereby engages Broker as its exclusive agent in the private or public plac |
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| April 3, 2023 |
Exhibit 4.2 [FORM OF WARRANT] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATI |
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| April 3, 2023 |
Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 30, 2023, is by and among Oblong, Inc., a Delaware corporation with offices located at 25587 Conifer Road, Suite 105-231, Conifer, Colorado 80433 (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with the Securiti |
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| April 3, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 30, 2023, is by and among Oblong, Inc., a Delaware corporation with offices located at 25587 Conifer Road, Suite 105-231, Conifer, Colorado 80433 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 001-35376 77-0312442 (State or other jurisdiction of Incorporation or organization) (Commis |
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| March 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35376 OBLONG, INC. ( |
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| March 21, 2023 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware Oblong Europe Limited England and Wales |
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| March 21, 2023 |
Description of Common Securities. Exhibit 4.15 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following summary description of the capital stock of Oblong, Inc. (the “Company,” “we,” “us,” and “our”) is based on the applicable provisions of the General Corporation Law of the State of Delaware (the “DGCL”) and on the provisions of our certificate o |
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| March 21, 2023 |
Amended and Restated Certificate of Incorporation, as amended. Exhibit 3.1 CONFORMED COPY TO REFLECT AMENDMENTS MADE THROUGH JANUARY 3, 20231 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF OBLONG, INC. FIRST: The name of the Corporation is Oblong, Inc. SECOND: The address of its registered office in the State of Delaware is 2711 Centerville Road, Suite 400, in the City of Wilmington, 19808, County of New Castle. The name of its registered agent at such |
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| January 19, 2023 |
Oblong Announces Compliance with Nasdaq Bid Price Requirement Exhibit 99.1 Oblong Announces Compliance with Nasdaq Bid Price Requirement January 19, 2023 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, today announced that the Company received formal notice from The Nasdaq Stock Market LLC ("Nasdaq") that the Company has regained compliance with Nasdaq's minimum bid p |
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| January 19, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2023 (January 18, 2023) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-353 |
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| January 3, 2023 |
EXHIBIT 99.1 Oblong Announces Reverse Stock Split Shares Will Begin Trading on a Split-Adjusted Basis on January 4, 2023 January 3, 2023 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, announced today that it has filed an amendment to its certificate of incorporation that will effect a reverse stock split o |
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| January 3, 2023 |
EXHIBIT 4.1 AMENDMENT TO SERIES A COMMON STOCK PURCHASE WARRANT This Amendment (the ?Amendment?) to the Series A Common Stock Purchase Warrant (the ?Warrant?) issued by Oblong, Inc. (the ?Company?) in favor of [ ] (?Holder?) with an Initial Exercise Date of June 30, 2021 representing the right to purchase [ ] shares of the Company?s Common Stock, is hereby entered into on January 3, 2023, by and b |
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| January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2023 (December 30, 2022) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-353 |
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| December 1, 2022 |
DEFA14A 1 oblg2022definitiveproxysta.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the C |
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| November 28, 2022 |
DEF 14A 1 oblg2022definitiveproxysta.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the C |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 10, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2022. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specifi |
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| November 10, 2022 |
Oblong Announces Financial Results for Third Quarter 2022 EXHIBIT 99.1 Oblong Announces Financial Results for Third Quarter 2022 November 10, 2022 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, today reported financial results for the third quarter ending September 30, 2022. “Our results for the third quarter came in as previously expected and, while our sales an |
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| August 17, 2022 |
Oblong Granted 180-Day Extension by Nasdaq to Regain Compliance with Bid Price Rule Exhibit 99.1 Oblong Granted 180-Day Extension by Nasdaq to Regain Compliance with Bid Price Rule August 17, 2022 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today announced that the Company received written notification from the Listing Qualifications Department of The Nasdaq Stock Market, LLC (?Nasdaq? |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2022. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified in |
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| August 9, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| August 9, 2022 |
Oblong Announces Financial Results for Second Quarter 2022 EXHIBIT 99.1 Oblong Announces Financial Results for Second Quarter 2022 August 9, 2022 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today reported financial results for the second quarter ending June 30, 2022. ?Our second quarter results were consistent with prior guidance related to ongoing shifts in hy |
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| May 11, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| May 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2022. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified i |
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| May 11, 2022 |
Oblong Announces Financial Results for First Quarter 2022 EXHIBIT 99.1 Oblong Announces Financial Results for First Quarter 2022 May 11, 2022 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today reported financial results for the first quarter ending March 31, 2022. ?Our results in the first quarter are emblematic of larger themes cascading throughout the convent |
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| March 29, 2022 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware Oblong Industries Europe S.L. Spain Oblong Europe Limited England and Wales |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35376 OBLONG, INC. ( |
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| March 29, 2022 |
Oblong Announces Financial Results for Fourth Quarter and Full Year 2021 EXHIBIT 99.1 Oblong Announces Financial Results for Fourth Quarter and Full Year 2021 ?Revenue related to our Mezzanine? products increased 24% sequentially from Q3 to Q4 2021 driven by a significant order from a global Aerospace and Defense Company March 29, 2022 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration soluti |
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| March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 29, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 (March 4, 2022) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Co |
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| March 8, 2022 |
Separation Agreement dated March 4, 2022, between the Company and Pete Hawkes. EXHIBIT 10.1 March 4, 2022 Peter Hawkes Dear Peter: Oblong, Inc. (the ?Company?) has decided to end your employment. Although the Company has no obligation to provide you with any kind of separation pay, it is prepared to assist you with your transition to new employment. This letter sets forth the terms of the Separation Agreement (the ?Agreement?) that the Company is offering to you to aid in yo |
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| February 23, 2022 |
OBLG / Oblong Inc / Iroquois Capital Management, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. 1)* Oblong, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 674434105 (CUSIP Number) December 31, 2021 (Date of Event Whi |
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| February 23, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 (February 17, 2022) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-3 |
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| February 11, 2022 |
OBLG / Oblong Inc / StepStone Group LP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Oblong, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 674434 105 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 3, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2022 (December 31, 2021) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-353 |
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| January 3, 2022 |
EXHIBIT 10.1 AMENDMENT TO SERIES A COMMON STOCK PURCHASE WARRANT This Amendment (the ?Amendment?) to the Series A Common Stock Purchase Warrant (the ?Warrant?) issued by Oblong, Inc. (the ?Company?) in favor of [] (?Holder?) with an Initial Exercise Date of June 30, 2021 representing the right to purchase [] shares of the Company?s Common Stock, is hereby entered into on [], 2021 by and between th |
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| December 20, 2021 |
Oblong, Inc. 3,000,000 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration No. 333-261480 PROSPECTUS Oblong, Inc. 3,000,000 SHARES OF COMMON STOCK The selling stockholders identified in this prospectus (the ?Selling Stockholders?) may, from time to time, offer and resell under this prospectus up to 3,000,000 shares of our common stock, par value $0.0001 per share (?common stock?). The shares of common stock which may be resol |
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| December 20, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2021 (December 16, 2021) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-3 |
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| December 9, 2021 |
December 9, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Office of Technology 100 F Street, NE Washington, D. |
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| December 2, 2021 |
As filed with the Securities and Exchange Commission on December 2, 2021 As filed with the Securities and Exchange Commission on December 2, 2021 Registration No. |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| November 10, 2021 |
EXHIBIT 99.1 Oblong Announces Financial Results for Third Quarter 2021 Management to Conduct Conference Call Today at 4:30 p.m. ET Los Angeles - November 10, 2021 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today reported financial results for the third quarter of 2021. Q3 2021 and Recent Operational Hi |
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| November 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specifi |
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| October 8, 2021 |
OBLG / Oblong Inc / StepStone Group LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Oblong, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 674434 105 (CUSIP Number) September 20, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| October 8, 2021 |
EX-1 2 d188428dex1.htm EX-1 EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of common stock of Oblong, Inc. Date: October 8, 2021 STEPSTONE GROUP LP By: StepStone Group H |
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| August 11, 2021 |
EXHIBIT 99.1 Oblong Announces Financial Results for Second Quarter 2021 Management to Conduct Conference Call Today at 4:30 p.m. ET Los Angeles - August 11, 2021 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today reported financial results for the second quarter of 2021. Q2 2021 and Recent Operational Hi |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified in |
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| August 11, 2021 |
Oblong Expands Board with Appointment of Two New Directors EXHIBIT 99.2 Oblong Expands Board with Appointment of Two New Directors August 10, 2021 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today announced its board of directors has appointed Matt Blumberg and Debby Meredith to serve as independent directors, effective August 16, 2021. Mr. Blumberg will serve |
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| August 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2021 (August 8, 2021) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 |
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| June 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 30, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-35376 (Commission File Num |
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| June 29, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-252145 PROSPECTUS SUPPLEMENT (To Prospectus dated January 15, 2021) Oblong, Inc. 4,000,000 SHARES OF COMMON STOCK SERIES A WARRANTS TO PURCHASE 1,000,000 SHARES OF COMMON STOCK We are offering 4,000,000 shares of our common stock at a price of $3.10 per share, par value $0.0001 per share, and warrants to purchase 1,000,000 shares of our common |
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| June 28, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 28, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-35376 (Commission File Num |
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| June 28, 2021 |
Oblong Announces $12.4 Million Registered Direct Offering EXHIBIT 99.1 Oblong Announces $12.4 Million Registered Direct Offering Los Angeles - June 28, 2021 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today announced that it has entered into definitive agreements with pre-existing and new institutional investors for the purchase of 4,000,000 shares of common s |
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| June 28, 2021 |
Form of Securities Purchase Agreement. EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of June , 2021, between Oblong, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively the ?Purchasers?). WHEREAS, subject to the terms and conditions set forth in |
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| June 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 28, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation or organization) 001-35376 (Commission File Num |
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| June 28, 2021 |
Common Stock Purchase Warrant. EXHIBIT 4.1 SERIES A COMMON STOCK PURCHASE WARRANT OBLONG, INC. Warrant Shares: Initial Exercise Date: , 2021 THIS SERIES A COMMON STOCK PURCHASE WARRANT (the ?Warrant?) certifies that, for value received, or its assigns (the ?Holder?) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after (the ?Initial Exercise Date |
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| June 28, 2021 |
Form of Series B Common Stock Purchase Warrant. EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| May 13, 2021 |
Oblong Announces Financial Results for First Quarter 2021 EXHIBIT 99.1 Oblong Announces Financial Results for First Quarter 2021 ? Pipeline of Opportunities Remain Robust Ahead of Office Reopenings ? Releases Initial Version of MezzanineTM Cloud Service to Select Customers ? Management to Conduct Conference Call Today at 4:30 p.m. ET Los Angeles - May 13, 2021 - (BUSINESS WIRE) Oblong, Inc. (Nasdaq: OBLG) (?Oblong? or the ?Company?), the award-winning ma |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified i |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Num |
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| March 30, 2021 |
Subsidiaries of the Registrant. EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware Oblong Industries Europe S.L. Spain Oblong Europe Limited England and Wales |
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| March 30, 2021 |
Oblong Announces 20% Sequential Revenue Increase for Fourth Quarter of 2020 Oblong Announces 20% Sequential Revenue Increase for Fourth Quarter of 2020 –Q4 2020 sales of Mezzanine products increase 50% sequentially to $1. |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35376 OBLONG, INC. ( |
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| February 25, 2021 |
Oblong Announces Preliminary Q4 Financial & Business Performance Above Expectations EXHIBIT 99.1 Oblong Announces Preliminary Q4 Financial & Business Performance Above Expectations –Unaudited Q4 2020 sales of Mezzanine products increase 50% sequentially to $1.6 million in the Quarter –Total gross profit (unaudited) improves sequentially by 600 basis points to 57% –Company pays down loan obligations, ending the year with stronger balance sheet –Recent uplisting onto Nasdaq Capital |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2021 |
CUSIP No. 674434 105 13G Page 1 4 of 16 EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of common stock of Oblong, Inc. Date: February 12, 2021 GREENSPRING OPPORTUNITIES |
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| February 12, 2021 |
EX-2 3 d132147dex2.htm EX-2 CUSIP No. 674434 105 13G Page 1 6 of 16 EXHIBIT 2 POWER OF ATTORNEY KNOW ALL BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Eric Thompson with full power to act singly, his true and lawful attorney-in-fact, with full power of substitution, to: (i) sign any and all instruments, certificates and documents that may be nece |
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| February 12, 2021 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Oblong, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 674434 105 (CUSIP Number) February 2, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35376 Oblong, Inc. NYSE American LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 25587 Conifer Road, Su |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Oblong, Inc. (Exact name of registrant as specified in its charter) Delaware 77-0312442 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 25587 Con |
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| February 2, 2021 |
EXHIBIT 99.1 Oblong, Inc. to Move Stock Exchange Listing to Nasdaq Beginning February 12, 2021 Nasdaq listing positions Oblong alongside other market-leading technology companies with the Company’s Mezzanine™ remote meeting technology platform LOS ANGELES, Feb. 1, 2021 – Oblong, Inc. (NYSE American: OBLG) (“Oblong” or the “Company”), an award-winning leader in multi-stream collaboration solutions, |
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| February 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2021 (February 1, 2021) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-353 |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) OBLONG, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 674434105 (CUSIP Number) December 31, 2020 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 19, 2021 |
January 19, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Office of Technology 100 F Street, NE Washington, D. |
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| January 15, 2021 |
As filed with the Securities and Exchange Commission on January 15, 2021 Registration No. |
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| January 8, 2021 |
Oblong, Inc. 3,439,500 SHARES OF COMMON STOCK Filed Pursuant to Rule 424(b)(3) Registration No. 333-251543 PROSPECTUS Oblong, Inc. 3,439,500 SHARES OF COMMON STOCK The selling stockholders identified in this prospectus (the “Selling Stockholders”) may, from time to time, offer and resell under this prospectus up to 3,439,500 shares of our common stock, par value $0.0001 per share (“common stock”). The shares of common stock which may be resol |
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| January 5, 2021 |
Consent of Arnold & Porter Kaye Scholer LLP (included in Exhibit 5.1). As filed with the Securities and Exchange Commission on January 5, 2021 Registration No. |
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| December 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 22, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission Fil |
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| December 21, 2020 |
As filed with the Securities and Exchange Commission on December 21, 2020 Registration No. |
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| December 15, 2020 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Oblong, Inc. (Name of Issuer) COMMON Stock (Title of Class of Securities) 674434105 (CUSIP Number) December 7, 2020 (Date of event which requires filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 1 |
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| December 15, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Oblong, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 674434105 (CUSIP Number) December 7, 2020 (Date of Event Which |
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| December 10, 2020 |
EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| December 10, 2020 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this ?Agreement?) is dated as of December 6, 2020, by and among Oblong, Inc., a Delaware corporation (the ?Company?), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a ?Purchaser? and collectively, the ?Purchasers?). WHEREAS, subject to the terms and conditions se |
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| December 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10 (December 6, 2020) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (C |
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| December 10, 2020 |
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of December 7, 2020, by and among Oblong, Inc., a Delaware corporation (the ?Company?), and each of the several purchasers signatory hereto (each such purchaser, a ?Purchaser? and, collectively, the ?Purchasers?). This Agreement is made pursuant to the Securities Purchase Ag |
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| December 10, 2020 |
Oblong Announces $5.0 Million Private Placement Oblong Announces $5.0 Million Private Placement LOS ANGELES, CA ? December 7, 2020 ? Oblong, Inc. (NYSE American: OBLG) (?Oblong? or the ?Company?), the award-winning maker of multi-stream collaboration solutions, today announced that it has entered into a definitive agreement with certain institutional and accredited investors to raise aggregate gross proceeds of $5.0 million through a private pl |
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| December 8, 2020 |
OBLG / Oblong, Inc. / ALPHA CAPITAL ANSTALT - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Oblong, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 674434105 (CUSIP Number) December 7, 2020 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| December 4, 2020 |
OBLG / Oblong, Inc. / PESSIN NORMAN H - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Oblong, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 674434105 Cusip Number Norman H. Pessin Sandra F. Pessin 500 Fifth Avenue, Suite 2240 New York, NY 10110 212-808-4333 (Name, Address and Telephone Number of Per |
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| December 3, 2020 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| December 3, 2020 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 16, 2020 |
EXHIBIT 99.1 Oblong Reports 16% Sequential Revenue Growth for the Third Quarter of 2020 Sales of Mezzanine Products Increase 202% Sequentially to $1.1 Million Gross Margin Improves Sequentially from 40% to 51% November 16, 2020 - (BUSINESS WIRE) Oblong, Inc. (NYSE American: OBLG) ("Oblong" or the "Company"), the award-winning maker of multi-stream collaboration solutions, today announced financial |
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| November 16, 2020 |
EXHIBIT 10.1 November 9, 2020 John Underkoffler Dear John: This letter sets forth the terms of the Separation Agreement (the “Agreement”) that Oblong is offering to you to aid in your employment transition. Oblong, Inc. (“Parent”), Oblong Industries, Inc. (the “Company”) and their respective subsidiaries (collectively with Parent and Company, “Oblong”) and you are hereinafter referred to each indi |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2020. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specifi |
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| November 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2020 (November 9, 2020) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35 |
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| October 26, 2020 |
8-K 1 form8-koblg2020pipe.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2020 (October 21, 2020) OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Inco |
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| October 26, 2020 |
Oblong Announces $3.0 Million Private Placement Eliminates Debt of $5.6 Million EXHIBIT 99.1 Oblong Announces $3.0 Million Private Placement Eliminates Debt of $5.6 Million LOS ANGELES, CA – October 22, 2020 – Oblong, Inc. (NYSE American: OBLG) (“Oblong” or the “Company”), the award-winning maker of multi-stream collaboration solutions, today announced that it has entered into a definitive agreement with certain institutional and accredited investors to raise aggregate gross |
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| October 26, 2020 |
EXHIBIT 10.2 AGREEMENT This AGREEMENT (this “Agreement”) is entered into this 20th day of October, 2020, by and among Silicon Valley Bank (“Bank”), Oblong, Inc. (f/k/a Glowpoint, Inc.), a Delaware corporation (“Parent”), Oblong Industries, Inc., a Delaware corporation (“Oblong”), and GP Communications, LLC, a Delaware limited liability company (“GP Communications” and together with Parent and Oblo |
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| October 26, 2020 |
EX-4.1 2 exhibit41oblg2020pipec.htm EXHIBIT 4.1 EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED |
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| October 26, 2020 |
EXHIBIT 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of October 21, 2020, by and among Oblong, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions se |
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| August 14, 2020 |
Oblong Announces Second Quarter 2020 Financial Results Oblong Announces Second Quarter 2020 Financial Results August 14, 2020 - (BUSINESS WIRE) Oblong, Inc. |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2020. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified in |
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| July 10, 2020 |
As filed with the U.S. Securities and Exchange Commission on July 10, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 77-0312442 (State or other jurisdiction of incorporation or organization) (I.R.S. Employe |
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| June 30, 2020 |
Oblong Announces First Quarter 2020 Financial Results Exhibit 99.1 Oblong Announces First Quarter 2020 Financial Results June 30, 2020 - (BUSINESS WIRE) Oblong, Inc. (NYSE American: OBLG) ("Oblong" or the "Company"), the award-winning maker of multi-stream collaboration solutions, today announced financial results for the first quarter ended March 31, 2020. Financial Highlights • Revenue of $5.3 million for the first quarter of 2020, compared to $2.6 |
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| June 30, 2020 |
Exhibit 10.2 DEFAULT WAIVER AND FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This Default Waiver and First Amendment to Second Amended and Restated Loan and Security Agreement (this “Amendment”) is entered into as of June 26, 2020, by and among Silicon Valley Bank, a California corporation (“Bank”), Oblong, Inc. (f/k/a Glowpoint, Inc.), a Delaware corporation (“Parent |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2020. or ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-35376 OBLONG, INC. (Exact Name of Registrant as Specified i |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Nu |
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| May 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001- |
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| May 15, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware 001-35376 77-0312442 (State or other jurisdiction (Commission File Number) (IRS Employer of i |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-35376 OBLONG, INC. ( |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-CEN ¨ Form N-CSR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q For the Transition Per |
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| May 15, 2020 |
EXHIBIT 21.1 SUBSIDIARIES OF OBLONG, INC. The following is a list of subsidiaries of Oblong, Inc. Company Jurisdiction of Organization GP Communications, LLC Delaware Oblong Industries, Inc. Delaware Oblong Industries Europe S.L. Spain Oblong Europe Limited England and Wales |
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| May 15, 2020 |
Oblong Announces Filing of 2019 Annual Report on Form 10-K Oblong Announces Filing of 2019 Annual Report on Form 10-K May 15, 2020 - (BUSINESS WIRE) Oblong, Inc. |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File Numb |
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| April 16, 2020 |
a101promissorynotemidfir DocuSign Envelope ID: BF8E8E64-2A6A-4093-8BF5-3B198390922D SBA LOAN NUMBER: 20420271-06 PROMISSORY NOTE This Promissory Note (this "Note") is made on 4/10/2020 by Oblong, Inc (together with its successors and assigns, "Borrower") in favor of MidFirst Bank (together with its successors and assigns, "Lender"). |
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| April 16, 2020 |
a991oblgq4andfy2019earni Oblong Provides Preliminary Fourth Quarter and Full-Year 2019 Financial Results April 16, 2020 - (BUSINESS WIRE) Oblong, Inc. |
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| April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 OBLONG, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission File N |
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| March 9, 2020 |
EX-3 2 ex3-03092020090301.htm CERTIFICATE OF AMENDMENTTO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GLOWPOINT, INC. Glowpoint, Inc. (the “Corporation”), a corporation organized and existing under, and by virtue of, the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify that: FIRST: The name of the Corporation is Glowpoint, Inc. SECOND: The original Cer |
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| March 9, 2020 |
Glowpoint Name Change and New Ticker Symbol Effective Monday, March 9, 2020 Glowpoint Name Change and New Ticker Symbol Effective Monday, March 9, 2020 Los Angeles – March 9, 2020 - (BUSINESS WIRE) Oblong Inc. |
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| March 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 6, 2020 Commission File Number: 00-35376 Glowpoint, Inc. |
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| February 27, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 GLOWPOINT, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission |
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| February 27, 2020 |
glowpointinvestorpresent MEET SHARE DECIDE INVESTOR PRESENTATION FEBRUARY,2020 NYSE: GLOW | CORPORATE OVERVIEW SAFE HARBOR STATEMENT This presentation and any oral statements made regarding the subject of this presentation contain forward-looking statements as defined under Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended, and are made under the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| December 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2019 GLOWPOINT, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001-35376 (Commission |
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| December 20, 2019 |
Glowpoint, Inc. Announces Closing of Second Tranche of its $3.75 Million Financing Glowpoint, Inc. Announces Closing of Second Tranche of its $3.75 Million Financing DENVER, CO, December 19, 2019 (BUSINESS WIRE) - Glowpoint, Inc. (NYSE American: GLOW) ("Glowpoint" or the "Company"), a provider, through its wholly-owned subsidiary, Oblong Industries, Inc., of innovative technologies that drive the next generation of visual and data collaboration, announced today that it has close |
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| December 20, 2019 |
GLOWPOINT, INC. 2019 EQUITY INCENTIVE PLAN I.PURPOSE. The Glowpoint, Inc. 2019 Equity Incentive Plan is adopted effective December 19, 2019. The Plan is designed to attract, retain and motivate selected Eligible Employees and Key Non-Employees of the Company and its Affiliates, and reward them for making major contributions to the success of the Company and its Affiliates. These objectives are acc |
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| December 18, 2019 |
UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS Exhibit 99.5 UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS On October 1, 2019 (the "Closing Date"), Glowpoint, Inc., a Delaware corporation (the "Company" or "Glowpoint"), closed its previously announced acquisition of Oblong Industries, Inc., a Delaware corporation ("Oblong" and, such transaction, the "Acquisition"). The Acquisition was consummated through the merger of Glowpoint Merger Sub I |
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| December 18, 2019 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 GLOWPOINT, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of Incorporation or organization) 001- |
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| December 18, 2019 |
Exhibit 99.2 Oblong Industries, Inc. and Subsidiaries Consolidated Financial Statements Year Ended December 31, 2018 Oblong Industries, Inc. and Subsidiaries Contents Independent Auditor’s Report 3-4 Consolidated Financial Statements Consolidated Balance Sheet as of December 31, 2018 6 Consolidated Statement of Operations and Comprehensive Loss for the Year Ended December 31, 2018 7 Consolidated S |
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| December 18, 2019 |
Exhibit 99.3 Oblong Industries, Inc. CONSOLIDATED FINANCIAL STATEMENTS AND INDEPENDENT AUDITOR’S REPORT December 31, 2017 AND 2016 Exhibit 99.3 Oblong Industries, Inc. TABLE OF CONTENTS Page No. Independent Auditor’s Report 1-2 Consolidated Financial Statements: Consolidated Balance Sheets 3 Consolidated Statements of Operations and Comprehensive Loss 4 Consolidated Statements of Convertible Prefe |
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| December 18, 2019 |
Exhibit 99.4 OBLONG INDUSTRIES, INC. As of September 30, 2019, and for the Nine Months Ended September 30, 2019 and 2018 (Unaudited) 1 Exhibit 99.4 OBLONG INDUSTRIES, INC. September 30, 2019 and 2018 Table of Contents Page Financial Statements Balance Sheet 3 Statements of Income 4 Statement of Convertible Preferred Stock and Stockholders' Deficit 5-6 Statements of Cash Flows 7 Notes to Financial |
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| November 29, 2019 |
GLOW / Glowpoint, Inc. DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 27, 2019 |
GLOW / Glowpoint, Inc. PRER14A - - PRER 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
