GLRI / Glori Energy Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Glori Energy 15-15D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-196381 Glori Energy INC. (Exact name of registrant as specified in its c

Glori Energy 15-15D

15-15D 1 v45747415-15d.htm 15-15D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-201282 Glori Energy INC. (Exact name o

Glori Energy 15-15D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-198288 Glori Energy INC. (Exact name of registrant as specified in its c

Glori Energy 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-55261 Glori Energy INC. (Exact name of registrant as specified in its ch

Glori Energy POS AM

As filed with the Securities and Exchange Commission on January 12, 2017 Registration No.

Glori Energy S-8 POS

S-8 POS 1 v456788s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on January 12, 2017 Registration No. 333-201282 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 to FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLORI ENERGY INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 46-4527741

Glori Energy S-8 POS

As filed with the Securities and Exchange Commission on January 12, 2017 Registration No.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v4555138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Com

Glori Energy 10-Q (Quarterly Report)

10-Q 1 glri201610-qq3.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition peri

RECITALS

Exhibit AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (?Amendment?) is made effective as of October 7, 2016, by and between Glori Energy Inc.

Glori Energy Reports Third Quarter 2016 Operating and Financial Results

EX-99.1 2 v452713ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Reports Third Quarter 2016 Operating and Financial Results HOUSTON, Nov. 10, 2016 /PRNewswire/ - Glori Energy Inc. (OTCQB: GLRI), an oil production company with a proprietary technology to increase oil recovery, today reported financial and operating results for the three and nine months ended September 30, 2016. Net loss for the q

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of inco

AMENDMENT TO EMPLOYMENT AGREEMENT

AMENDMENT TO EMPLOYMENT AGREEMENT This Amendment to Employment Agreement (“Amendment”) is made effective as of October 7, 2016, by and between Glori Energy Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v4508848k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Comm

Glori Energy FORM 25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-55261 Issuer: Glori Energy Inc. Exchange: The NASDAQ Capital Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or

GLORI ENERGY ANNOUNCES ITS INTENT TO DELIST AND DEREGISTER ITS COMMON STOCK AND BEGIN TRADING ON THE OTC

Exhibit 99.1 NEWS RELEASE GLORI ENERGY ANNOUNCES ITS INTENT TO DELIST AND DEREGISTER ITS COMMON STOCK AND BEGIN TRADING ON THE OTC Houston, TX – September 9, 2016 - Glori Energy Inc. (Nasdaq: GLRI) (“Glori” or the “Company”) today announced that it has submitted a notice to The Nasdaq Stock Market LLC (“Nasdaq”) of its intention to voluntarily withdraw the Company's common stock from listing on Na

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

8-K 1 v4485668k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Com

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

8-K 1 v4473758k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

8-K 1 v4473758k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission

Glori Energy FORM 10-Q (Quarterly Report)

Document Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Glori Energy Reports Second Quarter 2016 Operating and Financial Results

EX-99.1 2 v446638ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Reports Second Quarter 2016 Operating and Financial Results HOUSTON, Aug. 11, 2016 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO® System, today reported financial and operating results for the three and six months ended Ju

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4466388k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commi

ADVISOR AGREEMENT (BUSINESS ADVISOR)

Exhibit 10.2 ADVISOR AGREEMENT (BUSINESS ADVISOR) THIS ADVISOR AGREEMENT (this ?Agreement?), dated June 8, 2016 (the ?Effective Date?), is by and between Glori Energy, Inc., a Delaware corporation (the ?Company?), and Stuart Page (?Advisor?). Article 1 Services Advisor shall provide advisory services to the Company from time to time at the Company?s request, which advisory services shall include b

Glori Energy Announces Leadership Changes

EX-99.1 5 v442000ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Glori Energy Announces Leadership Changes HOUSTON, June 8, 2016 - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO® System, today announced the appointment of Kevin Guilbeau as Interim Chief Executive Officer. Mr. Guilbeau will als

SEPARATION AGREEMENT

EX-10.1 2 v442000ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SEPARATION AGREEMENT THIS SEPARATION AGREEMENT (this “Agreement”) is entered into on June 8, 2016 by and between STUART M. PAGE (“Executive”) and GLORI ENERGY INC., Delaware corporation, and its affiliated companies, corporations, business associations, parents and subsidiaries (collectively, “Company”). Executive and Company are sometimes refe

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v4420008k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commissi

AMENDMENT TO INCENTIVE STOCK OPTION AGREEMENTS

EX-10.3 4 v442000ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AMENDMENT TO INCENTIVE STOCK OPTION AGREEMENTS THIS AMENDMENT is made by Glori Energy Inc. (the “Company”) and Stuart Page (the “Optionee”), WITNESSETH: WHEREAS, the Company and the Optionee entered into Incentive Stock Option Agreements under the Glori Energy Inc. 2006 Stock Option and Grant Plan (formerly known as the Glori Oil Limited 2006 S

Glori Energy 10-Q (Quarterly Report)

10-Q 1 glri201610-qq1.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period f

Glori Energy Reports First Quarter 2016 Operating and Financial Results

EX-99.1 2 v439854ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE Glori Energy Reports First Quarter 2016 Operating and Financial Results HOUSTON, May 13, 2016 — Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO® System, today reported financial and operating results for the three months ended March 31, 20

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of incorpora

805 King Farm Blvd.

Exhibit 99.1 805 King Farm Blvd. Rockville, MD 20850 / USA business.nasdaq.com Sent via Electronic Delivery to: [email protected] April 25, 2016 Mr. Victor Perez Chief Financial Officer Glori Energy Inc. 4315 South Drive Houston, Texas 77053 Re: Glori Energy Inc. (the “Company”) Nasdaq Symbol: GLRI Dear Mr. Perez: As you are aware, on October 23, 2015, we notified you that, based on the previ

Financial Statements and Exhibits, Other Events

8-K 1 v4380138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commis

Glori Energy 10-K (Annual Report)

10-K 1 glri1231201510-k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4350718k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission

Glori Energy Reports Fourth Quarter 2015 Operating and Financial Results

Exhibit 99.1 Glori Energy Reports Fourth Quarter 2015 Operating and Financial Results HOUSTON, March 23, 2016 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO? System, today reported financial and operating results for the three and twelve months ended December 31, 2015. Highlights include:

FOURTH AMENDMENT TO NOTE PURCHASE AGREEMENT

EX-10.16 3 a1016.htm EXHIBIT 10.16 Execution Version FOURTH AMENDMENT TO NOTE PURCHASE AGREEMENT US 4013706v.12 THIS Fourth Amendment to Note Purchase Agreement (this “Fourth Amendment”) is made and entered into as of March 18, 2016, between GLORI ENERGY PRODUCTION INC., a corporation organized and existing under the laws of the State of Texas (the “Company”), STELLUS CAPITAL INVESTMENT CORPORATIO

AMENDMENT TO BYLAWS GLORI ENERGY INC.

AMENDMENT TO BYLAWS of GLORI ENERGY INC. Section 2.2 of Article II of the Company’s Bylaws is amended as set forth below, effective for the 2016 annual meeting of stockholders. Additions are indicated by underline, and deletions are indicated by strike-through. 2.2 Number, Classes, Election and Term of Office. (a) Number. The Board of Directors shall initially consist of 12 members, each of whom s

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants

EX-99.1 12 a991.htm EXHIBIT 99.1 Mr. Tor Meling Glori Energy, Inc. February 3, 2016 Page 1 WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants 12770 Coit Road, Suite 907 (972) 385-0354 Dallas, Texas Fax: (972) 788-5165 E-Mail: [email protected] February 3, 2016 Mr. Tor Meling Glori Energy, Inc. 4315 South Drive Houston, TX 77053 Dear Mr. Meling: As requested, William M. Cobb & Assoc

Jurisdiction of Organization

EX-21.1 5 a211.htm EXHIBIT 21.1 Subsidiaries Subsidiary Jurisdiction of Organization Authorized Equity Outstanding Equity Glori Energy Technology Inc. Delaware 1,000 shares of Common Stock Glori Energy Inc. – 1,000 shares of Common Stock Glori Holdings Inc. Delaware 10,000 shares of Common Stock Glori Energy Technology Inc. – 10,000 shares of Common Stock Glori California Inc. Delaware 1,000 share

EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of incorpor

POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G

Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Lynn Marie Thompson with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned a Form ID (including amendments thereto), or any other forms prescribed by t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v4318168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2016 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Com

GLRI / Glori Energy Inc / KLEINER PERKINS CAUFIELD & BYERS XII, LLC - FORM SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 2)* Glori Energy Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379606106 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Fili

POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G

Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Lynn Marie Thompson with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned a Form ID (including amendments thereto), or any other forms prescribed by t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 v4247798k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of i

THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT

EX-10.1 2 gloriexhibit101-q315.htm EXHIBIT 10.1 Execution Version THIRD AMENDMENT TO NOTE PURCHASE AGREEMENT US 3857982v.3 THIS Third Amendment to Note Purchase Agreement (this “Third Amendment”) is made and entered into as of November 5, 2015, between GLORI ENERGY PRODUCTION INC., a corporation organized and existing under the laws of the State of Texas (the “Company”), STELLUS CAPITAL INVESTMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 o TRANSITION REP

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4239668k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commissio

Glori Energy Reports Third Quarter 2015 Operating and Financial Results

EX-99.1 2 v423966ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Reports Third Quarter 2015 Operating and Financial Results Production Increased 11% from 2nd Quarter 2015 Net Loss Per Share of $0.04 Compared to Net Loss Per Share of $0.01 in the Year-ago Period HOUSTON, Nov. 6, 2015 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanc

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

8-K 1 v4227428k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Comm

Glori Energy Names Kevin P. Guilbeau as New Executive Chairman

EX-99.2 3 v422098ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Glori Energy Names Kevin P. Guilbeau as New Executive Chairman HOUSTON, October 9, 2015 — Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO® System, today announced the appointment Kevin P. Guilbeau as Executive Chairman of the Board. Mr. Guilbeau succee

EXECUTIVE CHAIRMAN AGREEMENT

Exhibit 99.1 EXECUTIVE CHAIRMAN AGREEMENT This Executive Chairman Agreement (this ?Agreement?), including the attached Exhibit A and Exhibit B, which are made a part hereof for all purposes, between Glori Energy Inc., a Delaware corporation (the ?Company?) and Kevin P. Guilbeau relating to his service as a member of the Company?s board of directors (the ?Board?) and executive chairman of the Board

POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G

Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Lynn Marie Thompson with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned a Form ID (including amendments thereto), or any other forms prescribed by t

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

8-K 1 v4220988k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commi

Glori Energy Reports Second Quarter 2015 Operating and Financial Results

EX-99.1 2 v417522ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Reports Second Quarter 2015 Operating and Financial Results HOUSTON, Aug. 7, 2015 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO® System, today reported financial and operating results for the three months ended June 30, 20

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 o TRANSITION REPORT P

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 v4175228k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission

Glori Energy Begins AERO Technology Field Injection at its Coke Field

Exhibit 99.1 Glori Energy Begins AERO Technology Field Injection at its Coke Field HOUSTON, July 13, 2015 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO System, announced today that it has commenced the nutrient injection phase of AERO implementation at its Coke Field in Wood County, Texas

Financial Statements and Exhibits, Other Events

8-K 1 v4152678k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commiss

Glori Energy Announces New Chairman of the Board

Exhibit 99.1 Glori Energy Announces New Chairman of the Board HOUSTON, June 30, 2015 - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company focused on enhanced oil recovery using its proprietary AERO System, today announced the election of Director Mark Puckett as new Chairman of the Board. Mr. Puckett succeeds John U. Clarke, who is resigning effective June 29 from Gl

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of incorpor

Submission of Matters to a Vote of Security Holders

8-K 1 v4143748k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 o TRANSITION REPORT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number:

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of incorporation)

Glori Energy Reports First Quarter 2015 Operating and Financial Results

EX-99.1 2 v410006ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Reports First Quarter 2015 Operating and Financial Results Published AERO project data shows 256% increase in cumulative oil production over 18 months Q1 revenues grew $1.6 million from prior-year quarter to $2.6 million, up 156% Oil & Gas Segment revenues up 170% from prior-year quarter to $2.0 million HOUSTON, May 8, 2015 /PRNews

POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G

Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Lynn Marie Thompson with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned a Form ID (including amendments thereto), or any other forms prescribed by t

Glori Energy FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant: ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitiv

Glori Energy PRE 14A

PRE 14A 1 v407336pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant: ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission only (as permit

Code of Ethics and Business Conduct

Code of Ethics and Business Conduct The good name and reputation of Glori Energy Inc.

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants 12770 Coit Road, Suite 907 Dallas, Texas (972) 385-0354 Fax: (972) 788-5165 E-Mail: [email protected] February 9, 2015

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants 12770 Coit Road, Suite 907 Dallas, Texas (972) 385-0354 Fax: (972) 788-5165 E-Mail: [email protected] February 9, 2015 Mr. Tor Meling Glori Energy, Inc. 4315 South Drive Houston, TX 77053 Dear Mr. Meling: As requested, William M. Cobb & Associates, Inc. (Cobb & Associates) has estimated the proved developed producing (PDP) reserves

Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc. January 1, 2015 Collarini Associates

Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc.

Glori Energy Reports Fourth Quarter and Full Year 2014 Operating and Financial Results

Exhibit 99.1 Glori Energy Reports Fourth Quarter and Full Year 2014 Operating and Financial Results Q4 revenues grew $3.1 million from prior year quarter to $3.8 million, up 390% 2014 revenues grew $12.6 million from 2013 to $15.9 million, up 393% AERO Services revenues up 56% to $4.1 million for full year 2014 HOUSTON, March 12, 2015 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy tech

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of incorpo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 o TRANSITION REPORT PURSU

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55261 GLORI ENERGY INC. (Exact name

JOINT FILING AGREEMENT

EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other reporting persons on behalf of each of them in a statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.001 per share, of Glori Energy Inc., a Delaware cor

GLRI / Glori Energy Inc / Rawoz Technology Co Ltd. - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Glori Energy Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379606106 (CUSIP Number) April 14, 2014 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨

POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G

Exhibit 24 POWER OF ATTORNEY FOR EXECUTING FORM ID, FORMS 3, FORMS 4 AND FORMS 5, FORM 144 AND SCHEDULE 13D AND 13G The undersigned hereby constitutes and appoints Lynn Marie Thompson with full power of substitution, as the undersigned's true and lawful attorney-in-fact to: (1) Execute for and on behalf of the undersigned a Form ID (including amendments thereto), or any other forms prescribed by t

GLRI / Glori Energy Inc / KLEINER PERKINS CAUFIELD & BYERS XII, LLC - SC 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1)* Glori Energy Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379606106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Fili

GLRI / Glori Energy Inc / Polar Asset Management Partners Inc. - SCHEDULE 13G/A Passive Investment

Polar Securities Inc.: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Glori Energy Inc. (f/k/a Infinity Cross Border Acquisition Corp.) (Name of Issuer) Common Stock, $.0001 par value per share (Title of Class of Securities) 379606106 (CUSIP Number) December

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction (Commission (IRS Employer of inco

Glori Energy Announces Date of 2015 Annual Meeting of Stockholders

EX-99.1 2 v401374ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Glori Energy Announces Date of 2015 Annual Meeting of Stockholders HOUSTON, Feb. 12, 2015 /PRNewswire/ - Glori Energy Inc. (NASDAQ: GLRI), an energy technology and oil production company that utilizes its patented AEROTM System to unlock residual oil from mature conventional fields at a low cost, today announced that its Board of Directors has

GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT

EX-10.2 3 v398821ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT THIS DIRECTOR’S AGREEMENT (“Agreement”) is executed on January 12, 2015 (the “Effective Date”), by and between Glori Energy Inc., a Delaware corporation (“Company”), and James C. Musselman (“Director”). WITNESSETH: In consideration of the mutual covenants set forth herein, t

INDEMNIFICATION AGREEMENT

EX-10.3 4 v398821ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of January 12, 2015 between Glori Energy Inc., a Delaware corporation, formerly known as Glori Acquisition Corp. (the “Company”), and Rocky Duckworth (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to serv

GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT

EX-10.1 2 v398821ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT THIS DIRECTOR’S AGREEMENT (“Agreement”) is executed on January 12, 2015 (the “Effective Date”), by and between Glori Energy Inc., a Delaware corporation (“Company”), and Rocky Duckworth (“Director”). WITNESSETH: In consideration of the mutual covenants set forth herein, the

INDEMNIFICATION AGREEMENT

EX-10.4 5 v398821ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the “Agreement”) is made and entered into as of January 12, 2015 between Glori Energy Inc., a Delaware corporation, formerly known as Glori Acquisition Corp. (the “Company”), and James C. Musselman (“Indemnitee”). RECITALS WHEREAS, highly competent persons have become more reluctant to s

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2015 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN Table of Contents

Exhibit 99.1 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN Table of Contents Page Article I ESTABLISHMENT, PURPOSE AND DURATION 1 1.1 Establishment 1 1.2 Purpose of the Plan 1 1.3 Duration of the Plan 1 Article II DEFINITIONS 1 2.1 Affiliate 1 2.2 Assets 1 2.3 Award 2 2.4 Award Agreement 2 2.5 Beneficial Owner 2 2.6 Board 2 2.7 Change of Control 2 2.8 Code 3 2.9 Committee 3 2.10 Company 3 2.11 C

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN DIRECTOR RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK

Exhibit 99.5 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN DIRECTOR RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK The Board of Directors (the “Board”) of Glori Energy Inc. (the “Company”), pursuant to the Glori Energy Inc. 2014 Long Term Incentive Plan (the “Plan”), hereby awards to you, , effective as of , 20 (the “Grant Date”), shares (the “Shares”) of the Company’s Common Stock,

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN DIRECTOR NONQUALIFIED STOCK OPTION AWARD AGREEMENT

Exhibit 99.6 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN DIRECTOR NONQUALIFIED STOCK OPTION AWARD AGREEMENT Grantee: Grant Date: Total Number of Shares Granted: Exercise Price per Share: $. Expiration Date: Vesting Schedule: The Option will vest in installments in accordance with the following schedule: AWARD OF NONQUALIFIED STOCK OPTION The Board of Directors (the “Board”) of Glori Energy Inc

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE INCENTIVE STOCK OPTION AWARD AGREEMENT

Exhibit 99.2 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE INCENTIVE STOCK OPTION AWARD AGREEMENT Grantee: Grant Date: Total Number of Shares Granted: Exercise Price per Share: $. Expiration Date: Vesting Schedule: The Option will vest in installments in accordance with the following schedule: AWARD OF INCENTIVE STOCK OPTION Glori Energy Inc. (the “Company”), pursuant to the Glori Energ

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN CONSULTANT RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK

Exhibit 99-7 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN CONSULTANT RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK Glori Energy Inc. (the “Company”), pursuant to the Glori Energy Inc. 2014 Long Term Incentive Plan (the “Plan”), hereby awards to you, , effective as of , 20 (the “Grant Date”), shares (the “Shares”) of the Company’s Common Stock, $0.0001 par value per share (the “Comm

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK

Exhibit 99.4 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK AWARD AGREEMENT AWARD OF RESTRICTED STOCK Glori Energy Inc. (the “Company”), pursuant to the Glori Energy Inc. 2014 Long Term Incentive Plan (the “Plan”), hereby awards to you, , effective as of , 20 (the “Grant Date”), shares (the “Shares”) of the Company’s Common Stock, $0.0001 par value per share (the “Common

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE NONQUALIFIED STOCK OPTION AWARD AGREEMENT

Exhibit 99.3 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN EMPLOYEE NONQUALIFIED STOCK OPTION AWARD AGREEMENT Grantee: Grant Date: Total Number of Shares Granted: Exercise Price per Share: $. Expiration Date: Vesting Schedule: The Option will vest in installments in accordance with the following schedule: AWARD OF NONQUALIFIED STOCK OPTION Glori Energy Inc. (the “Company”), pursuant to the Glori

GLRI / Glori Energy Inc S-8 - - FORM S-8

As filed with the Securities and Exchange Commission on December 29, 2014 Registration No.

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN CONSULTANT NONQUALIFIED STOCK OPTION AWARD AGREEMENT

Exhibit 99.8 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN CONSULTANT NONQUALIFIED STOCK OPTION AWARD AGREEMENT Grantee: Grant Date: Total Number of Shares Granted: Exercise Price per Share: $. Expiration Date: Vesting Schedule: The Option will vest in installments in accordance with the following schedule: AWARD OF NONQUALIFIED STOCK OPTION Glori Energy Inc. (the “Company”), pursuant to the Glo

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission Fil

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN Table of Contents

EX-10.1 2 v396210ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 GLORI ENERGY INC. 2014 LONG TERM INCENTIVE PLAN Table of Contents Page Article I ESTABLISHMENT, PURPOSE AND DURATION 1 1.1 Establishment 1 1.2 Purpose of the Plan 1 1.3 Duration of the Plan 1 Article II DEFINITIONS 1 2.1 Affiliate 1 2.2 Assets 1 2.3 Award 2 2.4 Award Agreement 2 2.5 Beneficial Owner 2 2.6 Board 2 2.7 Change of Control 2 2.8 Cod

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission Fil

Investor Presentation Stuart Page, CEO Robert W. Baird & Co. Industrials Conference Chicago, IL November 2014 More Oil From Yesterday’s Wells

EX-99.2 4 v394006ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Investor Presentation Stuart Page, CEO Robert W. Baird & Co. Industrials Conference Chicago, IL November 2014 More Oil From Yesterday’s Wells Forward Looking Statements 1 Any statements contained herein which are not statements of historical fact may be deemed to be forward - looking statements, including, without limitation, statements identif

GLORI ENERGY REPORTS THIRD QUARTER 2014 OPERATING AND FINANCIAL RESULTS Total Revenues up 604% Year over Year AERO Service Revenues up 129% Year over Year Oil Production increased 10% from 2nd Quarter 2014 Key AERO Technology Patent Awarded

Exhibit 99.1 GLORI ENERGY REPORTS THIRD QUARTER 2014 OPERATING AND FINANCIAL RESULTS Total Revenues up 604% Year over Year AERO Service Revenues up 129% Year over Year Oil Production increased 10% from 2nd Quarter 2014 Key AERO Technology Patent Awarded HOUSTON - November 12, 2014 - Glori Energy Inc. (NASDAQ: GLRI) (“Glori” or the “Company”), an energy technology company focused on enhanced oil re

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 o TRANSITION REP

10-Q 1 glri201410-qq3.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition peri

SUB-LEASE AGREEMENT 10350 RICHMOND AVE SUITE 800 HOUSTON, TEXAS 77042

Execution Copy SUB-LEASE AGREEMENT 10350 RICHMOND AVE SUITE 800 HOUSTON, TEXAS 77042 THIS SUB-LEASE AGREEMENT (this "Agreement") is entered into as of September 15, 2014 by and between FUGRO N.

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

GLRI / Glori Energy Inc DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant: ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitiv

GLRI / Glori Energy Inc PRE 14A - - PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant: ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitiv

Corporate Presentation September 2014

Exhibit 99.1 Corporate Presentation September 2014 Confidential Forward Looking Statements 1 Any statements contained herein which are not statements of historical fact may be deemed to be forward - looking statements, including, without limitation, statements identified by or containing words like “believes,” “expects,” “anticipates,” “intends,” “estimates,” “projects,” “potential,” “target,” “go

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission Fil

Glori Energy Inc. Common Stock Meets NASDAQ Requirements & Warrants to be Delisted as of September 4, 2014

Exhibit 99.1 Glori Energy Inc. Common Stock Meets NASDAQ Requirements & Warrants to be Delisted as of September 4, 2014 HOUSTON – August 28, 2014 - Glori Energy Inc. (NASDAQ: GLRI) (“Glori”), an energy technology company focused on enhanced oil recovery using its proprietary AERO System, today announced that it was formally notified on August 25, 2014 that its common stock has satisfied the requir

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 Glori Energy Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

GLORI OIL LIMITED 2006 STOCK OPTION AND GRANT PLAN

Exhibit 99.1 GLORI OIL LIMITED 2006 STOCK OPTION AND GRANT PLAN SECTION 1. GENERAL PURPOSE OF THE PLAN; DEFINITIONS The name of the plan is the Glori Oil Limited 2006 Stock Option and Grant Plan (the “Plan”). The purpose of the Plan is to encourage and enable the officers, employees, directors and other key persons (including consultants and prospective employees) of Glori Oil Limited (including a

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

EX-24.4 5 v387430ex23-4.htm EXHIBIT 24.4 Exhibit 23.4 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated March 20, 2014, with respect to the statements of revenues and direct operating expenses of the oil and gas properties acquired by Glori Energy Inc. from Petro-Hunt, L.L.C. (the “Coke Field Acquisition”) included in the Registration Statement on Form S-4 (f

GLRI / Glori Energy Inc S-8 - - FORM S-8

As filed with the Securities and Exchange Commission on August 21, 2014 Registration No.

AMENDMENT AND ASSUMPTION AGREEMENT TO the glori oil limited 2006 stock option and grant plan

Exhibit 99.2 Execution version AMENDMENT AND ASSUMPTION AGREEMENT TO the glori oil limited 2006 stock option and grant plan THIS AMENDMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is made and entered into as of April 14, 2014 by and between Glori Energy Inc. (f/k/a Glori Acquisition Corp.), a Delaware corporation (the “Purchaser”), and Glori Energy Technology Inc. (f/k/a Glori Energy Inc.), a D

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

Rocky L. Duckworth Joins Glori Energy’s Board of Directors

Exhibit 99.1 Rocky L. Duckworth Joins Glori Energy’s Board of Directors HOUSTON, August 14, 2014 (GLOBAL NEWSWIRE) - Glori Energy Inc. (Nasdaq: GLRI) (“Glori”), an energy technology company focused on enhanced oil recovery through its proprietary AEROTM System, today announced the addition of Mr. Rocky L. Duckworth to its board of directors. A former KPMG partner, Mr. Duckworth brings more than 37

SWAP CONFIRMATION

EX-10.2 3 gloriexhibit102.htm EXHIBIT 10.2 SWAP CONFIRMATION Party A (BP) : Party B ( Counterparty): Trade Date : 3/24/2014 BP Energy Company Glori Energy Production Inc. Revision Date: 201 Helios Way 4315 South Drive Version: 0 Houston, TX 77079 Houston, TX 77053 Contract No: GLG14PS00001 Phone: (713) 323 3278 Phone:832-412-1432 Fax: 281-227-8470 Fax: 832-412-1432 Attn: Confirmations Department R

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 o TRANSITION REPORT P

10-Q 1 glri201410-qq2.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fr

SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT

EX-10.1 2 gloriexhibit101.htm EXHIBIT 10.1 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT US 2820597v.4 THIS Second Amendment to Note Purchase Agreement (this “Second Amendment”) is made and entered into as of August 11, 2014, between GLORI ENERGY PRODUCTION INC., a corporation organized and existing under the laws of the State of Texas (the “Company”), STELLUS CAPITAL INVESTMENT CORPORATION, a corpo

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 000-55261 46-4527741 (State or other jurisdiction of incorporation) (Commission File

GLORI ENERGY INC. REPORTS SECOND QUARTER 2014 OPERATING AND FINANCIAL RESULTS

Exhibit 99.1 GLORI ENERGY INC. REPORTS SECOND QUARTER 2014 OPERATING AND FINANCIAL RESULTS HOUSTON, August 12, 2014 – Glori Energy Inc. (NASDAQ: GLRI) ("Glori"), an energy technology company focused on enhanced oil recovery using its proprietary AERO System, today reported financial and operating results for the three months ended June 30, 2014. Highlights include: · Completion of a reverse merger

GLRI / Glori Energy Inc 8-K12G3/A - - FORM 8-K12(G)3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (8-K12g-3) (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of in

GLRI / Glori Energy Inc 8-K12G3 - - 8-K12G3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K (8-K12g-3) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation) (Commis

CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 12.1 CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Stuart M. Page, certify that: 1. I have reviewed this annual report on Form 20-F of Glori Energy Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report, each of the undersigned, in the capacities and on the dates indicated below, hereby certifies pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of his knowle

GLRI / Glori Energy Inc 20-F - - FORM 20-F

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCH

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 12.2 CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a), AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Victor M. Perez, certify that: 1. I have reviewed this annual report on Form 20-F of Glori Energy Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to stat

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation) (Commission File Nu

WARRANT AGREEMENT

WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Warrant Agreement”), dated as of June 12, 2014, is by and among Glori Energy Inc.

- S-3/A

As filed with the Securities and Exchange Commission on June 14, 2014 Registration No.

January 7, 2014

EX-4.5 3 v379823ex4-5.htm EXHIBIT 4.5 January 7, 2014 Infinity Cross Border Acquisition Corporation c/o Infinity-C.S.V.C. Management Ltd. 3 Azrieli Center (Triangle Tower) 42nd Floor, Tel Aviv, Israel, 67023 Re: Letter Agreement Ladies and Gentlemen: This letter (“Letter Agreement”) is being delivered to you in accordance with the Securities Purchase Agreement (the “Agreement”) to be entered into

- FORM S-3

As filed with the Securities and Exchange Commission on May 29, 2014 Registration No.

July 19, 2012

EX-4.4 2 v379823ex4-4.htm EXHIBIT 4.4 July 19, 2012 Infinity Cross Border Acquisition Corporation c/o Infinity-C.S.V.C. Management Ltd. 3 Azrieli Center (Triangle Tower) 42nd Floor, Tel Aviv, Israel, 67023 Re: Initial Public Offering Ladies and Gentlemen: This letter (“Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be en

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation

INDEX TO FINANCIAL STATEMENTS Table of Contents

EX-99.1 3 v378268ex99-1.htm EXHIBIT 99.1 INDEX TO FINANCIAL STATEMENTS Table of Contents Page Financial Statements of Infinity Cross Border Acquisition Corporation F-2 Report of Independent Register Public Accounting Firm F-2 Balance Sheets as of March 31, 2014 and March 31, 2013 F-3 Statements of Operations for the period from April 6, 2011 (date of inception to March 31, 2013, from April 1, 2013

Glori Acquisition Corporation Unaudited Condensed Combined Pro Forma Balance Sheet As of March 31, 2014 (in thousands, except share and per share data)

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Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation) (Commission File Numb

EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

REGISTRATION RIGHTS AGREEMENT

Execution Version REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of April 14, 2014, by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company organized with limited liability (the "Parent"), Glori Acquisition Corp.

LOCK-UP AGREEMENT

EX-4.3 7 v375778ex4-3.htm EXHIBIT 4.3 Execution version LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of the 14th day of April, 2014 (the “Effective Date”) by and among Glori Acquisition Corp., a Delaware corporation (including any successor entity thereto, the “Company”), Glori Energy Technology Inc. (f/k/a Glori Energy Inc.), a Delaware Corporation (including any success

SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT

Execution Version SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT This Second Amendment to the Merger and Share Exchange Agreement (this “Amendment”) is made and entered into as of March 20, 2014 by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company with limited liability (the “Parent”), Glori Acquisition Corp.

REGISTRATION RIGHTS AGREEMENT

Execution version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (“Agreement”) is made as of the 14th day of April, 2014 by and among Glori Acquisition Corp.

AMENDMENT NO. 1 TO WARRANT AGREEMENT

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SECOND LIEN SECURED TERM NOTE

This Second Lien Secured Term Note is subject to the terms of that certain Subordination Agreement, dated as of March 13, 2014, between Lender, Hercules Technology Growth Capital, Inc.

EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP., a Delaware corporation, as the Purchaser, GLORI MERGER SUBSIDIARY, INC., a Delaw

Execution version MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP.

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GLORI ENERGY INC. a Delaware corporation Article I NAME

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation

Glori Oil (Argentina) Limited – 97.62% Glori Energy Technology Inc. = 2.38%

Subsidiaries Subsidiary Jurisdiction of Organization Authorized Equity Outstanding Equity Glori Energy Technology Inc.

Glori ENERGY Production Inc. Senior Secured First Lien Notes due March 14, 2017 NOTE PURCHASE AGREEMENT Dated as of March 14, 2014 TABLE OF CONTENTS

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Glori Energy Inc. (Name of Issuer) Common Stock, $.0001 par value per share (Title of Class of Securities) 379606106 (CUSIP Number) April 14, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs

GLRI / Glori Energy Inc / KLEINER PERKINS CAUFIELD & BYERS XII, LLC - SC 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. )* Glori Energy Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 379606106 (CUSIP Number) April 14, 2014 (Date of Event Which Requires Filing o

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information Statement Pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.)* Glori Energy Inc. (Name of Issuer) Common Stock, par value $.001 per share (Title of Class of Securities) 379606106 (CUSIP Number) April 14, 2014 (Date of Event Which Requires Filing of this Statement

AMENDED AND RESTATED GLORI Energy Inc. (f/k/a Glori Acquisition Corp.) adopted as of April 14, 2014 ARTICLE I MEETINGS OF STOCKHOLDERS

AMENDED AND RESTATED BYLAWS of GLORI Energy Inc. (f/k/a Glori Acquisition Corp.) adopted as of April 14, 2014 ARTICLE I MEETINGS OF STOCKHOLDERS 1.1 Annual Meetings of Stockholders. The annual meeting of the stockholders of Glori Energy Inc. (f/k/a Glori Acquisition Corp.) (the “Corporation”) shall be held on such day as may be designated from time to time by the Board of Directors of the Corporat

CERTIFICATE OF INCORPORATION GLORI ACQUISITION CORP.

CERTIFICATE OF INCORPORATION OF GLORI ACQUISITION CORP. The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file and record this Certificate of Incorporation, and does hereby certify as follows: FIRST: The name of the corporation is Glori Acquisition Corp. (the “Corporation”). SECOND: The address of the Corporation’s registered office in t

AGENCY REPRESENTATION AGREEMENT No.: CON-RA-13033

AGENCY REPRESENTATION AGREEMENT No.: CON-RA-13033 THIS AGREEMENT is made and entered into on and effective on the 31st Dee, 2013 (the “Effective Date”) by and between GLORI ENERGY, a company duly organized and validly existing under the laws of the State of Texas, United States, with offices at 4315 South Drive, Houston, TX 77053 (hereinafter referred to as “COMPANY”) And PETRO-KING OILFIELD TECHN

SECOND LIEN SECURED TERM NOTE

This Second Lien Secured Term Note is subject to the terms of that certain Subordination Agreement, dated as of March 13, 2014, between Lender, Hercules Technology Growth Capital, Inc.

Glori ENERGY Production Inc. Senior Secured First Lien Notes due March 14, 2017 NOTE PURCHASE AGREEMENT Dated as of March 14, 2014 TABLE OF CONTENTS

Execution Version Glori ENERGY Production Inc. Senior Secured First Lien Notes due March 14, 2017 NOTE PURCHASE AGREEMENT Dated as of March 14, 2014 TABLE OF CONTENTS Section Page 1. DEFINITIONS AND CONSTRUCTION. 1 2. AUTHORIZATION OF NOTES. 2 3. SALE AND PURCHASE OF NOTES. 2 4. CLOSING. 2 5. CONDITIONS TO CLOSING. 3 5.1. Certificates as to Resolutions, etc 3 5.2. Good Standing Certificates, etc 3

WARRANT AGREEMENT To Purchase Shares of Preferred Stock of GLORI ENERGY INC. Dated as of June 11, 2012 (the “Effective Date”)

THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR REGISTERED OR QUALIFIED FOR SALE UNDER ANY STATE OR FOREIGN SECURITIES LAWS.

REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of [], by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company organized with limited liability (the "Parent"), Glori Acquisition Corp.

INFINITY CROSS BORDER ACQUISITION CORPORATION c/o Infinity-C.S.V.C. Management Ltd. 3 Azrieli Center (Triangle Tower) 42nd Floor, Tel Aviv, Israel, 67023

EX-99.7 41 v375057ex99-7.htm EXHIBIT 99.7 INFINITY CROSS BORDER ACQUISITION CORPORATION c/o Infinity-C.S.V.C. Management Ltd. 3 Azrieli Center (Triangle Tower) 42nd Floor, Tel Aviv, Israel, 67023 Sent via electronic delivery ([email protected]) March 26, 2014 Una Hahn The NASDAQ OMX Group 805 Kings Farm Boulevard Rockville, MD 20850 Re: Infinity Cross Border Acquisition Corporation (Symbol: I

RESERVE DEFINITIONS SEC PARAMETERS1

EX-99.3 37 v375057ex99-3.htm EXHIBIT 99.3 Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc. January 1, 2014 Collarini Associates Collarini Associates 3100 Wilcrest Drive, Suite 140 Houston, Texas 77042 Tel. (832) 251-0160 www.collarini.com February 5, 2014 Mr. Victor Perez Glori Holdings Inc. 4315 South Drive Hou

CONVERTIBLE NOTE PURCHASE AGREEMENT

EX-10.9 21 v375057ex10-9.htm EXHIBIT 10.9 Execution Version CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement (the “Agreement”) is made and entered into as of May 31, 2011, by and among Glori Energy Inc. (f/k/a Glori Oil Limited), a Delaware corporation (the “Company”), and Energy Technology Ventures, LLC, a Delaware limited liability company (the “Purchaser”). A. The Co

Figure 1: Location Overview for the Stirrup Field

SPE 144205-PP Field Experience from a Biotechnology Approach to Water Flood Improvement B.

BYLAWS OF GLORI ACQUISITION CORP., a Delaware corporation (the “Corporation”) Adopted as of January 6, 2014 ARTICLE I OFFICES; BOOKS AND RECORDS

EX-3.2 6 v375057ex3-2.htm EXHIBIT 3.2 BYLAWS OF GLORI ACQUISITION CORP., a Delaware corporation (the “Corporation”) Adopted as of January 6, 2014 ARTICLE I OFFICES; BOOKS AND RECORDS Section 1.01. Registered Office. The registered office of the Corporation in the State of Delaware is Vcorp Services, LLC, 1811 Silverside Road, Wilmington, DE 19810, New Castle County. The name of the Corporation’s r

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants 12770 Colt Road, Suite 907 (972) 385-0354 Dallas, Texas 75251 Fax: (972) 788-5165 E-Mail: [email protected] April 4, 2014 Glori Energy Inc. 4315 South Drive Houston, Texas 77053 Re: Glori Energy Inc., Registration Statement on Form S-4 Gentlemen: The firm of William M. Cobb & Associates, Inc. consents to the use of its name and to

SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT

EX-2.3 4 v375057ex2-3.htm EXHIBIT 2.3 Execution Version SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT This Second Amendment to the Merger and Share Exchange Agreement (this “Amendment”) is made and entered into as of March 20, 2014 by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company with limited liability (the “Parent”), Glori Acquisi

MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP., a Delaware corporation, as the Purchaser, GLORI MERGER SUBSIDIARY, INC., a Delaw

EX-2.1 2 v375057ex2-1.htm EXHIBIT 2.1 Execution version MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP., a Delaware corporation, as the Purchaser, GLORI MERGER SUBSIDIARY, INC., a Delaware corporation, as Merger Sub, INFINITY-C.S.V.C. MANAGEMENT LTD., as the INXB Representative,

GLORI ENERGY INC. SERIES C-1 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 30, 2013 TABLE OF CONTENTS

Execution Version GLORI ENERGY INC. SERIES C-1 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 30, 2013 TABLE OF CONTENTS Page 1. Purchase and Sale of Series C-1 Preferred Stock and Warrants 1 1.1 Sale and Issuance of Series C-1 Preferred Stock and Warrants; Closing Date 1 1.2 Closing; Delivery 2 1.3 Use of Proceeds 2 1.4 Defined Terms Used in this Agreement 2 2. Representations and Warrantie

GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT

GLORI ENERGY INC. (f/k/a Glori Acquisition Corp.) DIRECTOR’S AGREEMENT THIS DIRECTOR’S AGREEMENT (“Agreement”) is executed on [], 2014 (the “Effective Date”), by and between Glori Energy Inc. (f/k/a Glori Acquisition Corp.), a Delaware corporation (“Company”), and [] (“Director”). WITNESSETH: In consideration of the mutual covenants set forth herein, the parties do hereby agree as follows: 1. Appo

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GLORI ENERGY INC. a Delaware corporation

Norton Rose Fulbright draft April 4, 2014 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GLORI ENERGY INC.

AMENDMENT NO. 1 TO WARRANT AGREEMENT

EX-4.4 12 v375057ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 AMENDMENT NO. 1 TO WARRANT AGREEMENT This Amendment No. 1 to Warrant Agreement (“Amendment”) is made and entered into as of this , 2014, between Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”). WHEREAS, the

RESERVE DEFINITIONS SEC PARAMETERS1

Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc.

Excerpts from Amendment No. 4 to Form S-4 as filed with the Securities and Exchange Commission on April 9, 2014 and incorporated by reference into the Form 8-K filed April 18, 2014

Exhibit 99.5 Excerpts from Amendment No. 4 to Form S-4 as filed with the Securities and Exchange Commission on April 9, 2014 and incorporated by reference into the Form 8-K filed April 18, 2014 Disclosures incorporated into Item 2.01: 1. Reference 1 The Redomestication, Business Combination and Merger Agreement Redomestication to Delaware Pursuant to the terms and conditions of the Merger Agreemen

LOCK-UP AGREEMENT

LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of the day of , 2014 (the “Effective Date”) by and among Glori Acquisition Corp.

REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (“Agreement”) is made as of the day of , 2014 by and among Glori Acquisition Corp.

Subsidiaries

Subsidiaries Subsidiary Jurisdiction of Organization Authorized Equity Outstanding Equity Tax Treatment Glori Holdings Inc.

AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT

EXECUTION VERSION AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into this 27th day of June, 2013, among GLORI ENERGY INC., a Delaware corporation, GLORI CALIFORNIA INC., a Delaware corporation, GLORI HOLDINGS INC., a Delaware corporation and GLORI OIL (ARGENTINA) LIMITED, a Delaware corporation (hereinafter collecti

LOAN AND SECURITY AGREEMENT

EXECUTION VERSION LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is made and dated as of June 11, 2012 and is entered into by and between GLORI ENERGY INC.

SHARE PURCHASE AGREEMENT

Execution Version SHARE PURCHASE AGREEMENT SHARE PURCHASE AGREEMENT (the "Agreement"), dated as of January 7, 2014, by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company organized with limited liability (the "Parent"), Glori Acquisition Corp.

GLORI ENERGY INC. SERIES C PREFERRED STOCK PURCHASE AGREEMENT DECEMBER 30, 2011 TABLE OF CONTENTS

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GLORI ENERGY INC. SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT March 13, 2014 TABLE OF CONTENTS

Execution version GLORI ENERGY INC. SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT March 13, 2014 TABLE OF CONTENTS Page 1. Purchase and Sale of Series C-2 Preferred Stock and Warrants 1 1.1 Sale and Issuance of Series C-2 Preferred Stock and Warrants; Closing Date 1 1.2 Closing; Delivery 1 1.3 Use of Proceeds 2 1.4 Amendment to Merger Agreement 2 1.5 Amendment to Merger Agreement 2 1.6

AMENDMENT AND ASSUMPTION AGREEMENT TO THE GLORI OIL LIMITED 2006 STOCK OPTION AND GRANT PLAN

EX-10.15 27 v375057ex10-15.htm EXHIBIT 10.15 Execution version AMENDMENT AND ASSUMPTION AGREEMENT TO THE GLORI OIL LIMITED 2006 STOCK OPTION AND GRANT PLAN THIS AMENDMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is made and entered into as of April 14, 2014 by and between Glori Energy Inc. (f/k/a Glori Acquisition Corp.), a Delaware corporation (the “Purchaser”), and Glori Energy Technology Inc

EMPLOYMENT AGREEMENT

EX-10.2 14 v375057ex10-2.htm EXHIBIT 10.2 Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc. (f/k/a/ Glori Acquisition Corp.), a Delaware corporation (the “Company”), and Stuart Page (“Executive”) is effective as of [April 14], 2014, (the “Effective Date”). T

FIRST AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT

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William M. Cobb & Associates, Inc. Worldwide Petroleum Consultants

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EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

EMPLOYMENT AGREEMENT

Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc.

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Change in Shell Company Status, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2014 Glori Energy Inc. (Exact name of registrant as specified in its charter) Delaware 001-35602 46-4527741 (State or other jurisdiction of incorporation) (Commission File N

GLORI ENERGY INC. AND INFINITY CROSS BORDER ACQUISITION CORPORATION ANNOUNCE COMPLETION OF MERGER AND PRIVATE PLACEMENT

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TERMINATION AND RELEASE AGREEMENT

TERMINATION AND RELEASE AGREEMENT THIS TERMINATION AND RELEASE AGREEMENT (this “Agreement”) is made as of the date set forth on the signature page hereto by the undersigned holder of options to acquire capital stock of Glori Energy Inc.

FORM OF INDEMNIFICATION AGREEMENT

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GLORI ACQUISITION CORP. 3 Azrieli Center (Triangle Tower) 42nd Floor Tel Aviv, Israel, 67023 011-972-3-607-5170 April 10, 2014 Via EDGAR and Facsimile U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. H. Roger Schwall RE: Registration Statement on Form S-4 File No. 333-193387 Dear Mr. Schwall: Pursuant to Rule 461 under

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GLORI ACQUISITION CORP. c/o Infinity-C.S.V.C. Management Ltd. 3 Azrieli Center (Triangle Tower) 42nd Floor, Tel Aviv, Israel, 67023 April 10, 2014 VIA EDGAR Angie Kim, Esq. United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: Glori Acquisition Corp. Amendment No. 4 to Registration Statement on Form S-4 Filed April 9, 2014 File N

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION GLORI ENERGY INC. a Delaware corporation

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EMPLOYMENT AGREEMENT

EX-10.3 6 v374228ex10-3.htm EXHIBIT 10.3 Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc. (f/k/a/ Glori Acquisition Corp.), a Delaware corporation (the “Company”), and Victor Perez (“Executive”) is effective as of [April 14], 2014, (the “Effective Date”). T

- FORM S-4/A

As filed with the Securities and Exchange Commission on April 9, 2014 File No. 333-193387 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLORI ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 6770 46-4527741 (State or Other Jurisdiction of Incorporation or O

EMPLOYMENT AGREEMENT

EX-10.4 7 v374228ex10-4.htm EXHIBIT 10.4 Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc. (f/k/a/ Glori Acquisition Corp.), a Delaware corporation (the “Company”), and William Bierhaus (“Executive”) is effective as of [April 14], 2014, (the “Effective Date”

EMPLOYMENT AGREEMENT

EX-10.2 5 v374228ex10-2.htm EXHIBIT 10.2 Execution version EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”), including the attached Exhibit A, which are made a part hereof for all purposes, between Glori Energy Inc. (f/k/a/ Glori Acquisition Corp.), a Delaware corporation (the “Company”), and Stuart Page (“Executive”) is effective as of [April 14], 2014, (the “Effective Date”). Th

WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants

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REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (“Agreement”) is made as of the day of , 2014 by and among Glori Acquisition Corp.

LOCK-UP AGREEMENT

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- FORM S-4/A

As filed with the Securities and Exchange Commission on April 7, 2014 File No. 333-193387 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLORI ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 6770 46-4527741 (State or Other Jurisdiction of Incorporation or O

William M. Cobb & Associates, Inc. Worldwide Petroleum Consultants

William M. Cobb & Associates, Inc. Worldwide Petroleum Consultants 12770 Coit Road, Suite 907 (972) 385-0354 Dallas, Texas Fax: (972) 788-5165 E-Mail: [email protected] April 4, 2014 Mr. Tor Meling Glori Energy, Inc. 4315 South Drive Houston, TX 77053 Dear Mr. Meling: In accordance with your request, William M. Cobb & Associates, Inc. (Cobb & Associates) has estimated the proved developed producin

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April 5, 2014 BY EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

- S-4/A

As filed with the Securities and Exchange Commission on March 20, 2014 File No. 333-193387 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLORI ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 6770 46-4527741 (State or Other Jurisdiction of Incorporation or

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March 20, 2014 BY EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

William M. Cobb & Associates, Inc. Worldwide Petroleum Consultants

William M. Cobb & Associates, Inc. Worldwide Petroleum Consultants 12770 Coit Road, Suite 907 (972) 385-0354 Dallas, Texas Fax: (972) 788-5165 E-Mail: [email protected] March 4, 2014 Mr. Tor Meling Glori Energy, Inc. 4315 South Drive Houston, TX 77053 Dear Mr. Meling: As requested, William M. Cobb & Associates, Inc. (Cobb & Associates) has estimated the proved developed producing (PDP), probable,

SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT

Execution Version SECOND AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT This Second Amendment to the Merger and Share Exchange Agreement (this “Amendment”) is made and entered into as of March 20, 2014 by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company with limited liability (the “Parent”), Glori Acquisition Corp.

SECOND LIEN SECURED TERM NOTE

This Second Lien Secured Term Note is subject to the terms of that certain Subordination Agreement, dated as of March 13, 2014, between Lender, Hercules Technology Growth Capital, Inc.

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GLORI ENERGY INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware)

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GLORI ENERGY INC. (Pursuant to Sections 242 and 245 of the General Corporation Law of the State of Delaware) Glori Energy Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware (the “General Corporation Law”), DOES HEREBY CERTIFY: 1. The name of the corporation is

GLORI ENERGY INC. SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT March 13, 2014 TABLE OF CONTENTS

Execution version GLORI ENERGY INC. SERIES C-2 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT March 13, 2014 TABLE OF CONTENTS Page 1. Purchase and Sale of Series C-2 Preferred Stock and Warrants 1 1.1 Sale and Issuance of Series C-2 Preferred Stock and Warrants; Closing Date 1 1.2 Closing; Delivery 1 1.3 Use of Proceeds 2 1.4 Amendment to Merger Agreement 2 1.5 Amendment to Merger Agreement 2 1.6

RESERVE DEFINITIONS SEC PARAMETERS1

Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc.

Glori ENERGY Production Inc. Senior Secured First Lien Notes due March 14, 2017 NOTE PURCHASE AGREEMENT Dated as of March 14, 2014 TABLE OF CONTENTS

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WILLIAM M. COBB & ASSOCIATES, INC. Worldwide Petroleum Consultants

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FIRST AMENDMENT TO THE MERGER AND SHARE EXCHANGE AGREEMENT

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WARRANT AGREEMENT To Purchase Shares of Preferred Stock of GLORI ENERGY INC. Dated as of June 11, 2012 (the “Effective Date”)

EX-10.8 8 v369227ex10-8.htm EXHIBIT 10.8 THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR REGISTERED OR QUALIFIED FOR SALE UNDER ANY STATE OR FOREIGN SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED UNLESS (I) A REGISTRATION STATEMENT COVERING SUCH SHARES IS

CONVERTIBLE NOTE PURCHASE AGREEMENT

Execution Version CONVERTIBLE NOTE PURCHASE AGREEMENT This Convertible Note Purchase Agreement (the “Agreement”) is made and entered into as of May 31, 2011, by and among Glori Energy Inc.

LOAN AND SECURITY AGREEMENT

EXECUTION VERSION LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT is made and dated as of June 11, 2012 and is entered into by and between GLORI ENERGY INC.

- S-4/A

As filed with the Securities and Exchange Commission on February 21, 2014 File No.

GLORI ENERGY INC. SERIES C-1 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 30, 2013 TABLE OF CONTENTS

Execution Version GLORI ENERGY INC. SERIES C-1 PREFERRED STOCK AND WARRANT PURCHASE AGREEMENT April 30, 2013 TABLE OF CONTENTS Page 1. Purchase and Sale of Series C-1 Preferred Stock and Warrants 1 1.1 Sale and Issuance of Series C-1 Preferred Stock and Warrants; Closing Date 1 1.2 Closing; Delivery 2 1.3 Use of Proceeds 2 1.4 Defined Terms Used in this Agreement 2 2. Representations and Warrantie

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February 21, 2014 BY EDGAR AND OVERNIGHT COURIER Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

GLORI ENERGY INC. SERIES C PREFERRED STOCK PURCHASE AGREEMENT DECEMBER 30, 2011 TABLE OF CONTENTS

Execution Version GLORI ENERGY INC. SERIES C PREFERRED STOCK PURCHASE AGREEMENT DECEMBER 30, 2011 TABLE OF CONTENTS Page 1. PURCHASE AND SALE OF PREFERRED STOCK 1 1.1 Sale and Issuance of Series C Preferred Stock 1 1.2 Subsequent Closing 1 1.3 Closing; Delivery 2 1.4 Use of Proceeds 2 1.5 Defined Terms Used in this Agreement 2 2. REPRESENTATIONS AND WARRANTIES OF THE COMPANY 3 2.1 Organization, Go

Figure 1: Location Overview for the Stirrup Field

SPE 144205-PP Field Experience from a Biotechnology Approach to Water Flood Improvement B.

AGENCY REPRESENTATION AGREEMENT No.: CON-RA-13033

AGENCY REPRESENTATION AGREEMENT No.: CON-RA-13033 THIS AGREEMENT is made and entered into on and effective on the 31st Dee, 2013 (the “Effective Date”) by and between GLORI ENERGY, a company duly organized and validly existing under the laws of the State of Texas, United States, with offices at 4315 South Drive, Houston, TX 77053 (hereinafter referred to as “COMPANY”) And PETRO-KING OILFIELD TECHN

AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT

EXECUTION VERSION AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT THIS AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into this 27th day of June, 2013, among GLORI ENERGY INC., a Delaware corporation, GLORI CALIFORNIA INC., a Delaware corporation, GLORI HOLDINGS INC., a Delaware corporation and GLORI OIL (ARGENTINA) LIMITED, a Delaware corporation (hereinafter collecti

RESERVE DEFINITIONS SEC PARAMETERS1

Forecast of Production and Reserves in and related to Shuck Field, Etzold Unit located in Seward County, Kansas for Glori Holdings Inc.

AMENDMENT NO. 1 TO WARRANT AGREEMENT

EX-4.4 3 v369227ex4-4.htm EXHIBIT 4.4 Exhibit 4.4 AMENDMENT NO. 1 TO WARRANT AGREEMENT This Amendment No. 1 to Warrant Agreement (“Amendment”) is made and entered into as of this , 2014, between Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”). WHEREAS, the

CERTIFICATE OF INCORPORATION GLORI ACQUISITION CORP.

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BYLAWS OF GLORI ACQUISITION CORP., a Delaware corporation (the “Corporation”) Adopted as of January 6, 2014 ARTICLE I OFFICES; BOOKS AND RECORDS

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MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP., a Delaware corporation, as the Purchaser, GLORI MERGER SUBSIDIARY, INC., a Delaw

Execution version MERGER AND SHARE EXCHANGE AGREEMENT by and among INFINITY CROSS BORDER ACQUISITION CORPORATION, a British Virgin Islands company, as the Parent, GLORI ACQUISITION CORP.

LOCK-UP AGREEMENT

Execution version LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of the day of , 2014 (the “Effective Date”) by and among Glori Acquisition Corp.

REGISTRATION RIGHTS AGREEMENT

REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of [], by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company organized with limited liability (the "Parent"), Glori Acquisition Corp.

- FORM S-4

As filed with the Securities and Exchange Commission on January 16, 2014 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GLORI ACQUISITION CORP. (Exact Name of Registrant as Specified in Its Charter) Delaware 6770 46-4527741 (State or Other Jurisdiction of Incorporation or Organization) (Primary

SHARE PURCHASE AGREEMENT

Execution Version SHARE PURCHASE AGREEMENT SHARE PURCHASE AGREEMENT (the "Agreement"), dated as of January 7, 2014, by and among Infinity Cross Border Acquisition Corporation, a British Virgin Islands business company organized with limited liability (the "Parent"), Glori Acquisition Corp.

Subsidiaries

Subsidiaries Subsidiary Jurisdiction of Organization Authorized Equity Outstanding Equity Tax Treatment Glori Holdings Inc.

REGISTRATION RIGHTS AGREEMENT

EX-4.1 5 v365451ex4-1.htm EXHIBIT 4.1 Execution version REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (“Agreement”) is made as of the day of , 2014 by and among Glori Acquisition Corp., a Delaware corporation and wholly owned subsidiary of the Parent (as defined below) (the “Company”) and each of the persons listed on Schedule A hereto, each of which is referred to in this Agree