Mga Batayang Estadistika
| CIK | 1410056 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to GreenHunter Resources, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 8, 2016 |
Financial Statements and Exhibits 8-K 1 grh201608088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2016 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisd |
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| August 8, 2016 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 August 2, 2016 Ms. Julie Silcock, Audit Committee Chair Mr. Gary Evans, CEO Mr. Morgan F. Johnston, SVP, General Counsel and Secretary GreenHunter Resources, Inc. 1048 Texan Trail Grapevine, Texas 76051 Dear Ms. Silcock and Messrs. Evans and Johnston: This is to confirm that the client-auditor relationship between GREENHUNTER RESOURCES, INC. (Commissi |
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| May 11, 2016 |
Completion of Acquisition or Disposition of Assets, Bankruptcy or Receivership grh201605108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33893 (Com |
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| March 17, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE MKT LLC (the 'Exchange' or 'NYSE MKT') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of Common Stock (the 'Common Stock') and 10% Series C Cumulative Preferred Stock (the 'Preferred Stock') of GreenHunter Resources, Inc. |
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| March 17, 2016 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE MKT LLC (the 'Exchange' or 'NYSE MKT') hereby notifies the Securities and Exchange Commission ('SEC') of its intention to remove the entire class of Common Stock (the 'Common Stock') and 10% Series C Cumulative Preferred Stock (the 'Preferred Stock') of GreenHunter Resources, Inc. |
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| March 9, 2016 |
SC 13G/A 1 grha130916.htm FORWARD MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* GreenHunter Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 39530A104 (CUSIP Number) February 29, 2016 (Date of Event which Requires Filing of this Statement) Check the approp |
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| March 4, 2016 |
8-K 1 grh201603048k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2016 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| February 2, 2016 |
8-K 1 grh201602018k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2016 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpora |
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| January 11, 2016 |
SC 13G 1 grh10816.htm FORWARD MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 GreenHunter Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 39530A104 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| January 5, 2016 |
Submission of Matters to a Vote of Security Holders 8-K 1 grh201601058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpor |
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| November 23, 2015 |
GreenHunter Resources FORM DEF 14A grh20151123def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rul |
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| November 16, 2015 |
GreenHunter Resources FORM 10-Q (Quarterly Report) 10-Q 1 grh2015093010q.htm FORM 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 -OR- ☐ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-33893 GREEN |
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| August 19, 2015 |
August 2015 wAIVER AND AMENDMENT ex10-1.htm Exhibit 10.1 EXECUTION VERSION August 2015 wAIVER AND AMENDMENT THIS AUGUST 2015 WAIVER AND AMENDMENT (this ?Agreement?) is made as of August 13, 2015, among GreenHunter Resources, Inc., a Delaware corporation (the ?Company?), the Purchasers party hereto (each a ?Purchaser? and, collectively, the ?Purchasers?) and BAM Administrative Services LLC, a Delaware limited liability company, as |
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| August 19, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 grh201508198k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporat |
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| July 16, 2015 |
CORRESP 1 filename1.htm July 16, 2015 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Mr. David Korvin Staff Attorney RE: GreenHunter Resources, Inc. Form 10-K for the Year Ended December 31, 2014 Filed April 15, 2015 Form 10-K/A for the Year Ended December 31, 2014 Filed June 2, 2015 File No. 1-33893 Dear Mr. Korvin: On beha |
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| May 1, 2015 |
grh201505018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33893 (Com |
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| April 16, 2015 |
ex10-2.htm EXHIBIT 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS OR (B) AN OPINION OF COUNSE |
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| April 16, 2015 |
ex99-1.htm Exhibit 99.1 GREENHUNTER RESOURCES ENTERS INTO AN AGREEMENT FOR A $16 MILLION SENIOR SECURED TERM LOAN Improved Liquidity to Fully Fund 2015 Capex Budget GRAPEVINE, TEXAS, April 15, 2015?GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PC), a diversified water resource, waste management, environmental services, and hydrocarbon marketing company specializing in the unconventional oil a |
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| April 16, 2015 |
8-K 1 grh201504158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| April 16, 2015 |
ex10-1.htm EXHIBIT 10.1 NOTE PURCHASE AGREEMENT BAM ADMINISTRATIVE SERVICES LLC, as Agent THE PURCHASERS From Time to Time Party Hereto and GREENHUNTER RESOURCES, INC. Up to $16,000,000.00 Dated: April 14, 2015 TABLE OF CONTENTS Page 1 Agreement to Sell and Purchase 1 1.1 Initial Offering 1 1.2 Deferred Draw Note 1 1.3 Purchase Price 2 2 Disbursement Letters; Closing Expenses 2 3 Commitment Fee 3 |
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| March 31, 2015 |
GreenHunter Resources FORM NT 10-K NT 10-K 1 grh20150330nt10k.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2014 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transiti |
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| March 20, 2015 |
GreenHunter Resources FORM S-8 S-8 1 grh20150319s8.htm FORM S-8 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 20, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GreenHunter Resources, Inc. (Exact name of Registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation |
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| March 17, 2015 |
Completion of Acquisition or Disposition of Assets 8-K 1 grh201503178k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati |
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| February 5, 2015 |
8-K 1 grh201502058k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2015 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpora |
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| January 26, 2015 |
8-K 1 grh201501228k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2015 GREENHUNTER resources, Inc. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other juri |
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| January 26, 2015 |
424B5 1 grh20150123424b5.htm FORM 424B5 Table Of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-198051 PROSPECTUS SUPPLEMENT (To Prospectus Dated October 16, 2014) GREENHUNTER RESOURCES, INC. 3,333,334 Shares of Common Stock Warrants to Purchase 1,166,667 Shares of Common Stock 1,166,667 Shares of Common Stock Issuable upon Exercise of the Warrants This is an offering on a commerci |
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| January 26, 2015 |
GREENHUNTER RESOURCES ANNOUNCES REGISTERED DIRECT PLACEMENT OF COMMON STOCK ex99-1.htm Exhibit 99.1 GREENHUNTER RESOURCES ANNOUNCES REGISTERED DIRECT PLACEMENT OF COMMON STOCK GRAPEVINE, TEXAS, January 23, 2015 — On January 22, 2015, GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC) (the “Company”) entered into subscription agreements with certain accredited investors (the “Purchasers”), pursuant to which the Company will issue and sell to the Purchasers an aggregat |
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| January 26, 2015 |
GREENHUNTER RESOURCES, INC. PLACEMENT AGENCY AGREEMENT EX-10 4 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version GREENHUNTER RESOURCES, INC. PLACEMENT AGENCY AGREEMENT January 22, 2015 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, New York 10020 Ladies and Gentlemen: GreenHunter Resources, Inc. (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to certain investors (collectively, the “I |
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| January 26, 2015 |
ex10-2.htm Exhibit 10.2 Execution Version SUBSCRIPTION AGREEMENT GreenHunter Resources, Inc. 1048 Texan Trail Grapevine, TX 76051 Ladies and Gentlemen: The undersigned (the “Investor”) hereby confirms its agreement with GreenHunter Resources, Inc., a Delaware corporation (the “Company”), as follows: This Subscription Agreement, including the Terms and Conditions for Purchase of Securities, which s |
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| January 26, 2015 |
GREENHUNTER RESOURCES, INC. COMMON STOCK WARRANT ex4-1.htm Exhibit 4.1 Execution Version GREENHUNTER RESOURCES, INC. COMMON STOCK WARRANT THIS CERTIFIES THAT, for value received, the Holder is entitled to purchase, and GreenHunter Resources, Inc., a Delaware corporation (the “Company”), promises and agrees to sell and issue to the Holder, at any time, or from time to time, during the Exercise Period, up to shares (the “Warrant Shares”) of Common |
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| December 23, 2014 |
Submission of Matters to a Vote of Security Holders 8-K 1 grh201412238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorpor |
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| November 12, 2014 |
GRH / GreenHunter Resources, Inc. DEF 14A - - FORM DEF 14A DEF 14A 1 grh20141111def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
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| November 4, 2014 |
GREENHUNTER RESOURCES REPORTS THIRD QUARTER 2014 FINANCIAL AND OPERATING RESULTS ex99-1.htm Exhibit 99.1 GREENHUNTER RESOURCES REPORTS THIRD QUARTER 2014 FINANCIAL AND OPERATING RESULTS GRAPEVINE, TEXAS, NOVEMBER 4, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management, environmental services, and hydrocarbon marketing company specializing in the unconventional oil and natural gas shale resource plays within the Appalachia |
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| November 4, 2014 |
8-K 1 grh201411038k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2014 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Juri |
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| October 31, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits grh201410318k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33893 |
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| October 31, 2014 |
EX-10 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 GREENHUNTER RESOURCES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement October 28, 2014 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: GREENHUNTER RESOURCES, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV |
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| October 31, 2014 |
GRH / GreenHunter Resources, Inc. PRER14A - - FORM PRER14A PRER14A 1 grh20141031prer14a.htm FORM PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission |
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| October 27, 2014 |
GRH / GreenHunter Resources, Inc. PRE 14A - - FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 22, 2014 |
GRH / GreenHunter Resources, Inc. CORRESP - - CORRESP 1 filename1.htm GREENHUNTER RESOURCES, INC. 1048 Texan Trail Grapevine, Texas 76051 October 22, 2014 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Re: GreenHunter Resources, Inc. (the “Company”) Registration Statement on Form S-3, as amended File No. 333-198051 Ladies and Gentlemen: In accordance with R |
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| October 17, 2014 |
GRH / GreenHunter Resources, Inc. S-3/A - - FORM S-3/A S-3/A 1 grh20141014s3a.htm FORM S-3/A Table Of Contents As filed with the Securities and Exchange Commission on October 16, 2014 Registration No. 333-198051 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Dela |
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| October 16, 2014 |
GRH / GreenHunter Resources, Inc. CORRESP - - CORRESP 1 filename1.htm October 16, 2014 Via EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attention: Mr. Kamyar Daneshvar, Staff Attorney Re: GreenHunter Resources, Inc. Registration Statement on Form S-3 Filed August 11, 2014 File No. 333-198051 Dear Mr. Daneshvar: On behalf of GreenHunter Resources, Inc. (the “Company”), set |
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| September 9, 2014 |
grh201409088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3389 |
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| September 4, 2014 |
Financial Statements and Exhibits grh201409038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2014 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisdiction of In |
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| September 4, 2014 |
EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 September 4, 2014 Securities and Exchange Commission Washington, D.C. 20549 Commissioners: We have read GreenHunter Resources, Inc.'s statements included under Item 4.01 of its Form 8-K filed on September 4, 2014 and we agree with such statements concerning our firm. /s/ Hein & Associates LLP ******* |
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| August 22, 2014 |
grh201408228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33893 |
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| August 20, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ex1.htm Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Stockholders GreenHunter Resources, Inc. We have audited the accompanying consolidated balance sheets of GreenHunter Resources, Inc. and subsidiaries (collectively, the “Company”) as of December 31, 2013 and 2012, and the related consolidated statements of operations, changes in stockholders’ |
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| August 20, 2014 |
ex2.htm Exhibit 99.2 PART 1—FINANCIAL INFORMATION Item 1. Financial Statements GREENHUNTER RESOURCES, INC. UNAUDITED CONSOLIDATED BALANCE SHEETS March 31, 2014 December 31, 2013 ASSETS CURRENT ASSETS: Cash and cash equivalents $ 2,730,288 $ 1,302,857 Restricted cash 132,000 - Accounts receivable, net of allowance of $380,280 at both dates 3,964,300 6,907,111 Related party accounts receivable, no a |
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| August 20, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 grh201408158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Juris |
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| August 11, 2014 |
ex4-9.htm Exhibit 4.9 GREENHUNTER RESOURCES, INC. TO [ ] AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 Section 1.1 DEFINITIONS 1 Section 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 7 Section 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 8 Section 1.4 ACTS OF HOLDERS; RECORD DATES 8 Section 1.5 |
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| August 11, 2014 |
GRH / GreenHunter Resources, Inc. S-3 - - FORM S-3 grh20140808s3.htm As filed with the Securities and Exchange Commission on August 11, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-4864036 (State or Other Jurisdiction of Incorporation or |
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| August 11, 2014 |
GREENHUNTER RESOURCES, INC. [ ] AS TRUSTEE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS EX-4 3 ex4-8.htm EXHIBIT 4.8 Exhibit 4.8 GREENHUNTER RESOURCES, INC. TO [ ] AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 5 Section 1.1 DEFINITIONS 5 Section 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 10 Section 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 11 Section 1.4 ACTS OF HOLDERS; RECORD DATE |
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| August 11, 2014 |
ex1-5.htm Exhibit 1.5 GREENHUNTER RESOURCES, INC. Common Stock (par value $0.001 per share) At Market Issuance Sales Agreement August , 2014 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: GREENHUNTER RESOURCES, INC., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (the “MLV”), as follows: 1. Issuanc |
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| August 4, 2014 |
GREENHUNTER RESOURCES REPORTS SECOND QUARTER 2014 FINANCIAL AND OPERATING RESULTS ex99-1.htm Exhibit 99.1 GREENHUNTER RESOURCES REPORTS SECOND QUARTER 2014 FINANCIAL AND OPERATING RESULTS GRAPEVINE, TEXAS, August 4, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management, environmental services, and hydrocarbon marketing company specializing in the unconventional oil and natural gas shale resource plays in the Appalachian Bas |
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| August 4, 2014 |
grh201408038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2014 GREENHUNTER RESOURCES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisdiction of Incor |
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| July 22, 2014 |
Financial Statements and Exhibits, Other Events 8-K 1 grh201407228k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 22, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporatio |
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| July 22, 2014 |
GreenHunter Resources Announces Intent To Form Master Limited Partnership ex99-1.htm Exhibit 99.1 GreenHunter Resources Announces Intent To Form Master Limited Partnership GRAPEVINE, TEXAS, July 22, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management, environmental services, and hydrocarbon marketing company specializing in the unconventional oil and natural gas shale resource plays, announced today that it has fi |
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| June 30, 2014 |
BRINE TRANSPORTATION AGREEMENT ex10-1.htm Exhibit 10.1 BRINE TRANSPORTATION AGREEMENT THIS AGREEMENT entered into effective as of this 24th day of June, 2014, by and between GreenHunter Pipeline, LLC, a Delaware limited liability company (“GreenHunter”), having an office at 1048 Texan Trail, Grapevine, Texas 76051 and Tuesday Pipeline, LLC, a limited liability company ("Tuesday Pipeline"), having an office at 300 Ottawa Ave. NW |
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| June 30, 2014 |
WATER TRANSPORTATION AGREEMENT ex10-3.htm Exhibit 10.3 WATER TRANSPORTATION AGREEMENT THIS AGREEMENT entered into effective as of this 24th day of June, 2014, by and between GreenHunter Pipeline, LLC, a Delaware limited liability company (“GreenHunter”), having an office at 1048 Texan Trail, Grapevine, Texas 76051 and Tuesday Pipeline, LLC, a limited liability company ("Tuesday Pipeline"), having an office at 300 Ottawa Ave. NW |
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| June 30, 2014 |
CONDENSATE TRANSPORTATION AGREEMENT ex10-2.htm Exhibit 10.2 CONDENSATE TRANSPORTATION AGREEMENT THIS AGREEMENT entered into effective as of this 24th day of June, 2014, by and between GreenHunter Pipeline, LLC, a Delaware limited liability company (“GreenHunter”), having an office at 1048 Texan Trail, Grapevine, Texas 76051 and Tuesday Pipeline, LLC, a limited liability company ("Tuesday Pipeline"), having an office at 300 Ottawa Av |
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| June 30, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits grh201406278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-33893 (C |
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| June 30, 2014 |
ex99-1.htm Exhibit 99.1 GreenHunter Resources Announces Multiple Pipeline Project in Pennsylvania and West Virginia Total Capacity of 270,000 barrels per day GRAPEVINE, TEXAS, June 30, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management, environmental services, and hydrocarbon marketing company specializing in the unconventional oil and natu |
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| May 6, 2014 |
Completion of Acquisition or Disposition of Assets 8-K 1 grh201405068k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) |
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| April 1, 2014 |
EX-10.1 2 d704574dex101.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among GREENHUNTER WATER, LLC AND DILLEY HUNTER, LLC as Sellers and SABLE ENVIRONMENTAL SWD 7, LLC as Purchaser MARCH 11, 2014 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) is made and entered into as of the 29TH day of January, 2014 (the “Effective Date” or “Closing Date”) by and among Dill |
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| April 1, 2014 |
Entry into a Material Definitive Agreement Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| March 31, 2014 |
List of GreenHunter Resources, Inc. Subsidiaries EX-21.1 EXHIBIT 21.1 List of GreenHunter Resources, Inc. Subsidiaries GreenHunter Renewable Power, LLC, a Delaware limited liability company GreenHunter Wind Energy, LLC, a Wyoming limited liability company GreenHunter Mesquite Lake, LLC, a Delaware limited liability company GreenHunter Water, LLC, a Texas limited liability company Hunter Disposal, LLC, a Delaware limited liability company Ritchie |
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| March 31, 2014 |
EX-10.1 2 d701652dex101.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among GREENHUNTER WATER, LLC AND WESTHOFF HUNTER , LLC as Sellers and CLEAR WATER RESOURCES PARTNERS, LLC as Purchaser March 26, 2014 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) is made and entered into as of the 26th day of March, 2014 (the “Effective Date”) by and among Westhoff Hunter, |
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| March 31, 2014 |
GREENHUNTER WATER SELLS NON-CORE ASSETS LOCATED IN SOUTH TEXAS SALE OF SWD WELL FOR $3.375 MILLION EX-99.1 3 d701652dex991.htm EX-99.1 Exhibit 99.1 GREENHUNTER WATER SELLS NON-CORE ASSETS LOCATED IN SOUTH TEXAS SALE OF SWD WELL FOR $3.375 MILLION GRAPEVINE, TEXAS, March 27, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale resource plays, ann |
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| March 31, 2014 |
Completion of Acquisition or Disposition of Assets 8-K 1 d701652d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdict |
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| March 31, 2014 |
GreenHunter Resources FORM 10-K (Annual Report) 10-K 1 d656703d10k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark one) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2013 ¨ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to |
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| March 7, 2014 |
424B3 1 d690093d424b3.htm PROSPECTUS SUPPLEMENT NO. 2 Filed Pursuant to Rule 424(b)(3) Registration No. 333-192851 Prospectus Supplement No. 2 (to Prospectus dated February 18, 2014) GREENHUNTER RESOURCES, INC. 181,786 Shares of 10% Series C Cumulative Preferred Stock 5,511,424 Shares of Common Stock This Prospectus Supplement No. 2 updates, amends and supplements the information previously includ |
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| March 6, 2014 |
EX-4.01 2 d686366dex401.htm EX-4.01 Exhibit 4.01 FORM OF WARRANT NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE HEREUNDER HAVE BEEN REGISTERED UNDER THE SECURITIES ACT (AS DEFINED BELOW), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES A |
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| March 6, 2014 |
EX-10.1 Exhibit 10.1 FORM OF NOTE THIS SECURITY HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS IT HAS BEEN REGISTERED UNDER SUCH ACT AND ALL SUCH OTHER APPLICABLE LAWS OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE THEREFROM. UNSECURED PROMISSORY |
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| March 6, 2014 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2014. GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporat |
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| February 28, 2014 |
424B3 1 d688054d424b3.htm PROSPECTUS SUPPLEMENT NO.1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-192851 Prospectus Supplement No. 1 (to Prospectus dated February 18, 2014) GREENHUNTER RESOURCES, INC. 181,786 Shares of 10% Series C Cumulative Preferred Stock 5,511,424 Shares of Common Stock This Prospectus Supplement No. 1 updates, amends and supplements the information previously include |
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| February 24, 2014 |
Entry into a Material Definitive Agreement 8-K 1 d682544d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisd |
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| February 24, 2014 |
EX-10.1 2 d682544dex101.htm EX-10.1 Exhibit 10.1 PURCHASE AND SALE AGREEMENT BETWEEN GREENHUNTER MESQUITE LAKE, LLC, A DELAWARE LIMITED LIABILITY COMPANY (“SELLER”) AND ML ENERGY PARK, LLC, A CALIFORNIA LIMITED LIABILITY COMPANY (“PURCHASER”) February 19, 2014 TERM SHEET PURCHASER: ML Energy Park, LLC, a California limited liability company PURCHASER NOTICE ADDRESS: Ms. Barbara Teets, Manager Teha |
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| February 18, 2014 |
Final Prospectus Table of Contents Filed Pursuant to Rule 424(b)(3) Registration Statement No. |
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| February 12, 2014 |
CORRESP 1 filename1.htm 1048 Texan Trail Grapevine, Texas 76051 February 12, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549-4631 Re: GreenHunter Resources, Inc. (the “Company”) Registration Statement on Form S-1 (as amended through pre-effective Amendment No. 2) File No. 333-192851 Ladies and Gentlemen: In accordanc |
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| February 4, 2014 |
GREENHUNTER WATER SELLS NON-CORE ASSETS LOCATED IN SOUTH TEXAS EX-99.1 Exhibit 99.1 GREENHUNTER WATER SELLS NON-CORE ASSETS LOCATED IN SOUTH TEXAS GRAPEVINE, TEXAS, February 3, 2014—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale resource plays, announced today that its wholly-owned subsidiary, GreenHunter Wat |
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| February 4, 2014 |
EX-10.1 2 d669133dex101.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT by and among GREENHUNTER WATER, LLC AND KENEDY HUNTER , LLC AND COY CITY HUNTER, LLC as Sellers and SABLE ENVIRONMENTAL SWD 5, LLC as Purchaser JANUARY 29, 2013 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) is made and entered into as of the 29TH day of January, 2014 (the “Effective Date” or “Clos |
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| February 4, 2014 |
Completion of Acquisition or Disposition of Assets 8-K 1 d669133d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdi |
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| February 4, 2014 |
S-1/A 1 d642488ds1a.htm AMENDMENT NO. 2 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on February 4, 2014 Registration No. 333-192851 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in it |
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| January 23, 2014 |
S-1/A 1 d642488ds1a.htm AMENDMENT NO. 1 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on January 23, 2014 Registration No. 333-192851 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in it |
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| January 23, 2014 |
CORRESP 1 filename1.htm 1048 Texan Trail Grapevine, Texas 76051 January 23, 2014 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549-4631 Attn: Pamela A. Long, Assistant Director Edward M. Kelly, Senior Counsel Re: GreenHunter Resources, Inc. Registration Statement on Form S-1 Filed December 13, 2013 File No. 333-192851 Dear |
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| January 21, 2014 |
GREENHUNTER RESOURCES ANNOUNCES SENIOR MANAGEMENT CHANGES EX-99.1 2 d660371dex991.htm EX-99.1 Exhibit 99.1 GREENHUNTER RESOURCES ANNOUNCES SENIOR MANAGEMENT CHANGES GRAPEVINE, TEXAS, January 21, 2014— On January 15, 2014, GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC) (the “Company”), made certain changes in the Company’s senior management team. The Board of Directors of the Company has accepted the resignation of Jonathan D. Hoopes as a member |
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| January 21, 2014 |
8-K 1 d660371d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2014 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdi |
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| December 20, 2013 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporati |
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| December 13, 2013 |
S-1 1 d642488ds1.htm S-1 Table of Contents As filed with the Securities and Exchange Commission on December 13, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 2860 20-4864036 (State or other |
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| December 13, 2013 |
AMENDMENT NO. 1 GREENHUNTER ENERGY, INC. EX-3.5 2 d642488dex35.htm EX-3.5 Exhibit 3.5 AMENDMENT NO. 1 TO BY-LAWS OF GREENHUNTER ENERGY, INC. Effective as of October 19, 2009, the By-laws of GreenHunter Energy, Inc., a Delaware corporation (the “Corporation”), are amended in the following respects: The entire paragraph of “Section 3.3. Number; Election; Term; Qualification” in “Article III—Board of Directors” in the Bylaws shall be delete |
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| December 12, 2013 |
GREENHUNTER RESOURCES, INC. COMMON STOCK WARRANT EX-4.01 2 d642519dex401.htm EX-4.01 Exhibit 4.01 107,042NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE HEREUNDER HAVE BEEN REGISTERED UNDER THE SECURITIES ACT (AS DEFINED BELOW), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT, OR (B |
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| December 12, 2013 |
PROMISSORY NOTE $1,500,000 December 12, 2013 EX-10.1 3 d642519dex101.htm EX-10.1 Exhibit 10.1 THIS SECURITY HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS IT HAS BEEN REGISTERED UNDER SUCH ACT AND ALL SUCH OTHER APPLICABLE LAWS OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE THEREFROM. PROMI |
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| December 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporati |
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| November 19, 2013 |
GREENHUNTER RESOURCES, INC. COMMON STOCK WARRANT EX-4.01 2 d629581dex401.htm EX-4.01 Exhibit 4.01 NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE HEREUNDER HAVE BEEN REGISTERED UNDER THE SECURITIES ACT (AS DEFINED BELOW), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT, OR (B) AN OP |
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| November 19, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporati |
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| November 19, 2013 |
UNSECURED PROMISSORY NOTE $ November 14, 2013 EX-10.1 3 d629581dex101.htm EX-10.1 Exhibit 10.1 THIS SECURITY HAS BEEN ACQUIRED FOR INVESTMENT AND HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS IT HAS BEEN REGISTERED UNDER SUCH ACT AND ALL SUCH OTHER APPLICABLE LAWS OR AN EXEMPTION FROM REGISTRATION IS AVAILABLE THEREFROM. UNSEC |
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| October 24, 2013 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 16, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 d613516d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdi |
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| October 16, 2013 |
1048 TEXAN TRAIL • GRAPEVINE, TX 76051 • OFFICE 972-410-1044 • FAX 972-410-1066 EX-99.1 Exhibit 99.1 October 16, 2013 To our Stockholders: This letter is written to inform our shareholders of recent inaccurate information that has been disseminated to the public by an individual who uses the media network titled “Seeking Alpha” as his public forum. This particular individual uses scare tactics and completely unsupportable comments in his attempt to alarm our shareholders beca |
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| September 30, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 27, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| September 30, 2013 |
EX-99.1 Exhibit 99.1 GREENHUNTER RESOURCES INTERIM-CEO, PRESIDENT & COO TO PRESENT AT OGIS IPAA CONFERENCE IN SAN FRANCISCO Presentation to Include Operational Update and Discussion of Increased Revenue Guidance for 2013 GRAPEVINE, TEXAS, September 27, 2013 — Mr. Jonathan D. Hoopes, Interim-CEO, President and Chief Operating Officer of GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC) (the “ |
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| September 24, 2013 |
GREENHUNTER RESOURCES ANNOUNCES COMPLETION OF NEW EQUITY PLACEMENT $3,181,255 Total Equity Raised EX-99.1 5 d601923dex991.htm EX-99.1 Exhibit 99.1 GREENHUNTER RESOURCES ANNOUNCES COMPLETION OF NEW EQUITY PLACEMENT $3,181,255 Total Equity Raised GRAPEVINE, TEXAS, September 19, 2013—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC) (the “Company”), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale |
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| September 24, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporat |
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| September 24, 2013 |
EX-10.1 3 d601923dex101.htm EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of September 19, 2013, among GreenHunter Resources, Inc., a Delaware corporation (the “Company”), and each of the purchasers identified on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms a |
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| September 24, 2013 |
GREENHUNTER RESOURCES, INC. COMMON STOCK WARRANT EX-4.01 2 d601923dex401.htm EX-4.01 Exhibit 4.01 NEITHER THIS WARRANT NOR ANY OF THE SECURITIES ISSUABLE HEREUNDER HAVE BEEN REGISTERED UNDER THE SECURITIES ACT (AS DEFINED BELOW), OR APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT, OR (B) AN OP |
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| September 24, 2013 |
EX-10.2 4 d601923dex102.htm EX-10.2 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of September 19, 2013 by and among GreenHunter Resources, Inc., a Delaware corporation (the “Company”), and the “Purchasers” named in that certain Securities Purchase Agreement by and among the Company and the Purchasers (the “Purchase Agre |
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| August 21, 2013 |
8-K 1 d586237d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdic |
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| August 21, 2013 |
GREENHUNTER RESOURCES ANNOUNCES THE APPOINTMENT OF NEW CHIEF FINANCIAL OFFICER EX-99.1 2 d586237dex991.htm EX-99.1 Exhibit 99.1 GREENHUNTER RESOURCES ANNOUNCES THE APPOINTMENT OF NEW CHIEF FINANCIAL OFFICER GRAPEVINE, TEXAS, August 19, 2013—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC) (the “Company”), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale resource plays, announ |
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| August 14, 2013 |
Notification of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 12, 2013 |
GREENHUNTER RESOURCES ANNOUNCES RETIREMENT OF CHIEF FINANCIAL OFFICER DAVID KRUEGER EX-99.1 Exhibit 99.1 GREENHUNTER RESOURCES ANNOUNCES RETIREMENT OF CHIEF FINANCIAL OFFICER DAVID KRUEGER GRAPEVINE, TEXAS, July 12, 2013—GreenHunter Resources, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale resource plays, announced today that its current Vice President |
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| July 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| June 14, 2013 |
EX-10.1 2 d554442dex101.htm EX-10.1 Exhibit 10.1 ASSET PURCHASE AGREEMENT Between GREENHUNTER WATER, LLC and HELENA HUNTER WATER DISPOSAL LLC as Seller and SABLE ENVIRONMENTAL SWD 4, LLC as Purchaser June 10, 2013 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) is made and entered into as of the 10th day of June, 2013 (the “Effective Date” or “Closing Date”) between Green |
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| June 14, 2013 |
Completion of Acquisition or Disposition of Assets 8-K 1 d554442d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) |
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| June 10, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 GREENHUNTER RESOURCES, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| May 24, 2013 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION GREENHUNTER ENERGY, INC. EX-3.1 2 d543722dex31.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENHUNTER ENERGY, INC. GreenHunter Energy, Inc. (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), DOES HEREBY CERTIFY: FIRST: That Article FIRST of the Certificate of Incorporation of the Corpora |
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| May 24, 2013 |
EX-99.1 3 d543722dex991.htm EX-99.1 Exhibit 99.1 GreenHunter Energy Provides Update on Status of Quarterly Report on Form 10-Q for the Three Months Ended March 31, 2013 GRAPEVINE, TEXAS, MAY 21, 2013—GreenHunter Energy, Inc. (NYSE MKT: GRH and GRH.PRC), (the “Company”) announced today that, due to the reasons previously disclosed in its SEC filings and as further described below, the filing of the |
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| May 24, 2013 |
8-K 1 d543722d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2013 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction o |
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| May 15, 2013 |
NT 10-Q 1 d539846dnt10q.htm NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ |
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| May 13, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2013 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) (Comm |
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| May 7, 2013 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| April 8, 2013 |
EX-99.1 Exhibit 99.1 GREENHUNTER ENERGY REPORTS FISCAL YEAR 2012 FINANCIAL AND OPERATING RESULTS Annual Revenues up 1,444% to $17.1 million Positive Adjusted EBITDA in Each Quarter Totaling $5.3 million 169% Increase in Per Share Book Equity At Year-end 818,644 Barrels of Water Injected During Year GRAPEVINE, TEXAS, APRIL 8, 2013—GreenHunter Energy, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified |
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| April 8, 2013 |
8-K 1 d518389d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2013 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisdiction |
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| April 2, 2013 |
OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response 2. |
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| April 2, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 20, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* GreenHunter Energy, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 39530A104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| January 9, 2013 |
GREENHUNTER ENERGY APPOINTS JULIE SILCOCK TO BOARD OF DIRECTORS Press Release dated January 8, 2013 Exhibit 99.1 GREENHUNTER ENERGY APPOINTS JULIE SILCOCK TO BOARD OF DIRECTORS FOR IMMEDIATE RELEASE—GRAPEVINE, TEXAS, JANUARY 8, 2013—GreenHunter Energy, Inc. (NYSE MKT: GRH), a diversified renewable energy company predominately focused on water resource management in the unconventional oil and gas shale resource plays, announced today the appointment of Ms. Juli |
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| January 9, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2013 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) ( |
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| January 3, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| December 20, 2012 |
Financial Statements and Exhibits, Other Events 8-K 1 d457714d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 20, 2012 (December 20, 2012) GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (Stat |
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| December 20, 2012 |
GREENHUNTER ENERGY, INC. 10% Series C Cumulative Preferred Stock Common Stock 424B5 1 d457345d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement 333-183292 PROSPECTUS GREENHUNTER ENERGY, INC. $12,200,000 10% Series C Cumulative Preferred Stock Common Stock This prospectus amends and restates the prospectus filed with the SEC on December 11, 2012, pursuant to Rule 424(b)(5) under the Securities Act of 1933, as amended, which we refer to |
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| December 11, 2012 |
424B5 1 d394228d424b5.htm PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(5) Registration Statement 333-183292 PROSPECTUS GREENHUNTER ENERGY, INC. 485,510 Shares of 10% Series C Cumulative Preferred Stock 5,277,283 shares of Common Stock This prospectus relates to the issuance and sale of up to 485,510 shares of our 10% Series C Cumulative Preferred Stock, which we refer to as our Serie |
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| December 11, 2012 |
AT MARKET ISSUANCE SALES AGREEMENT Exhibit 1.1 GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales Agreement December 11, 2012 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: GREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), confirms its agreement (thi |
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| December 11, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 d451898d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2012 (December 11, 2012) GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (Stat |
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| December 7, 2012 |
Acceleration Request MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 December 7, 2012 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3 (File No. 333-183292) Request |
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| December 6, 2012 |
EX-1.5 2 d394228dex15.htm FORM OF AT MARKET ISSUANCE SALES AGREEMENT Exhibit 1.5 GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales Agreement [ ], 2012 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: GREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), c |
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| December 6, 2012 |
AMENDMENT NO. 4 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on December 6, 2012 Registration No. 333-183292 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-48640 |
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| December 6, 2012 |
CORRESP 1 filename1.htm December 7, 2012 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3 (File No. 333-183292) (as amended through pre-effective Amendment No. 4 thereto) Ladies and Gentlemen: Pursua |
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| November 30, 2012 |
CORRESP 1 filename1.htm November 30, 2012 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3 (File No. 333-183292) (as amended through pre-effective Amendment No. 3 thereto) Ladies and Gentlemen: Pursu |
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| November 20, 2012 |
8-K 1 d442686d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2012 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisdict |
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| November 20, 2012 |
EX-99.1 2 d442686dex991.htm FINANCIAL AND OPERATING RESULTS PRESS RELEASE, DATED NOVEMBER 19, 2012 Exhibit 99.1 GREENHUNTER ENERGY REPORTS FINANCIAL RESULTS FOR THE THIRD QUARTER AND NINE MONTHS ENDED SEPTEMBER 30, 2012 Nine months revenues up to $11.3 million Nine months adjusted EBITDA up to $2.0 million Volume of water handled increased 129% from prior quarter GRAPEVINE, TEXAS, NOVEMBER 19, 201 |
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| November 14, 2012 |
Notification of Late Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2012 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) (Commiss |
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| October 26, 2012 |
CORRESP 1 filename1.htm October 26, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jessica Dickerson, Staff Attorney Era Anagnosti, Staff Attorney Re: GreenHunter Energy, Inc. Amendment No. 3 to Registration Statement on Form S-3 Filed October 18, 2012 File No. 333-183292 Dear Ms. Dickerson: On behalf of Green |
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| October 18, 2012 |
Response Letter October 18, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Jessica Dickerson, Staff Attorney Era Anagnosti, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3/A Filed October 4, 2012 File No. 333-183292 Dear Ms. Dickerson: On behalf of GreenHunter Energy, Inc. (t |
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| October 18, 2012 |
S-3/A 1 d394228ds3a.htm AMENDMENT NO. 3 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on October 18, 2012 Registration No. 333-183292 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Ch |
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| October 12, 2012 |
- DEFINITIVE NOTICE & PROXY STATEMENT DEFINITIVE NOTICE & PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 4, 2012 |
Response Letter October 4, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Jessica Dickerson, Staff Attorney Era Anagnosti, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3/A Filed September 19, 2012 File No. 333-183292 Dear Ms. Dickerson: On behalf of GreenHunter Energy, Inc. |
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| October 4, 2012 |
S-3/A 1 d394228ds3a.htm AMENDMENT NO. 2 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on October 4, 2012 Registration No. 333-183292 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Cha |
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| September 25, 2012 |
SC 13G/A 1 v324319sc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* GreenHunter Energy, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 39530A104 (CUSIP Number) September 12, 2012 (Date of Event Which Requires Filing of this Statement) Check t |
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| September 19, 2012 |
S-3/A 1 d394228ds3a.htm AMENDMENT NO. 1 TO FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on September 19, 2012 Registration No. 333-183292 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its |
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| September 19, 2012 |
CORRESP 1 filename1.htm September 19, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Jessica Dickerson, Staff Attorney Era Anagnosti, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-3 Filed August 14, 2012 File No. 333-183292 Dear Ms. Dickerson: On behalf of GreenHunter Energy, |
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| August 29, 2012 |
Securities Purchase Agreement Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of August 27, 2012, by and among GreenHunter Energy, Inc., a Delaware corporation (the “Company”) and West Coast Opportunity Fund, LLC, a Delaware limited liability company (“Exchangor”). WHEREAS: A. The Company and Exchangor are executing and delivering this Agreement |
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| August 29, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) ( |
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| August 29, 2012 |
GREENHUNTER ENERGY ELIMINATES ALL OUTSTANDING CONVERTIBLE PREFERRED SHARES EX-99.1 3 d403992dex991.htm PRESS RELEASE DATED AUGUST 29, 2012 Exhibit 99.1 GREENHUNTER ENERGY ELIMINATES ALL OUTSTANDING CONVERTIBLE PREFERRED SHARES GRAPEVINE, TEXAS, AUGUST 29, 2012—GreenHunter Energy, Inc. (NYSE MKT: GRH and GRH.PRC), a diversified water resource, waste management and environmental services company specializing in the unconventional oil and natural gas shale resource plays, a |
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| August 14, 2012 |
EX-4.6 3 d394228dex46.htm FORM OF SENIOR DEBT INDENTURE Exhibit 4.6 GREENHUNTER ENERGY, INC. TO [ ] AS TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 5 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 6 SECTION 1.4 ACTS O |
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| August 14, 2012 |
EX-4.7 4 d394228dex47.htm FORM OF SUBORDINATED DEBT INDENTURE Exhibit 4.7 GREENHUNTER ENERGY, INC. TO [ ] AS TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES Table of Contents Page ARTICLE 1 DEFINITIONS AND OTHER PROVISIONS OF GENERAL APPLICATION 1 SECTION 1.1 DEFINITIONS 1 SECTION 1.2 COMPLIANCE CERTIFICATES AND OPINIONS 6 SECTION 1.3 FORM OF DOCUMENTS DELIVERED TO TRUSTEE 7 SECTIO |
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| August 14, 2012 |
EX-1.5 2 d394228dex15.htm FORM OF AT MARKET ISSUANCE SALES AGREEMENT Exhibit 1.5 GREENHUNTER ENERGY, INC. Common Stock (par value $0.001 per share) Preferred Shares (par value $0.001 per share) At Market Issuance Sales Agreement [ ], 2012 MLV & Co. LLC 1251 Avenue of the Americas 41st Floor New York, NY 10020 Ladies and Gentlemen: GREENHUNTER ENERGY, INC., a Delaware corporation (the “Company”), c |
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| August 14, 2012 |
S-3 1 d394228ds3.htm FORM S-3 Table of Contents As filed with the Securities and Exchange Commission on August 14, 2012 Registration No. 333-[•] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 20-4864036 (State or Other Ju |
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| July 30, 2012 |
8-A12B 1 d388156d8a12b.htm FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 20-4864036 (State of incorporation or organization) (I.R.S. Employer I |
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| July 26, 2012 |
424B4 1 d354117d424b4.htm FINAL PROSPECTUS Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-178386 GREENHUNTER ENERGY, INC. 425,000 Shares of 10% Series C Cumulative Preferred Stock $21.00 per share Liquidation Preference $25 Per Share 5,592,106 shares of Common Stock This prospectus relates to the issuance and sale of up to 425,000 shares of our 10% Series C Cumulative Pref |
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| July 26, 2012 |
425,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT EX-1.1 2 d386548dex11.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 425,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT July 24, 2012 MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 National Securities Corporation 120 Broadway 27th Floor New York, NY 10271 Northland Capital Markets 45 S. 7th St., Suite 2000 Minneapolis, MN 55402 Liv |
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| July 26, 2012 |
EX-99.1 5 d386548dex991.htm PRESS RELEASE DATED JULY 25, 2012 Exhibit 99.1 GREENHUNTER ENERGY ANNOUNCES PRICING OF PUBLIC OFFERING OF 10.0% SERIES “C” PERPETUAL PREFERRED STOCK GRAPEVINE, TEXAS, JULY 25, 2012—GreenHunter Energy, Inc. (NYSE MKT: GRH) (the “Company”), a diversified renewable energy company predominately focused on water resource management in the unconventional oil and natural gas s |
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| July 26, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) (Co |
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| July 26, 2012 |
EX-3.1 3 d386548dex31.htm CERTIFICATE OF CORRECTION TO THE AMENDED AND RESTATED CERTIFICATE OF DESIGNATION Exhibit 3.1 GREENHUNTER ENERGY, INC. CERTIFICATE OF CORRECTION TO THE AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, RIGHTS, NUMBER OF SHARES AND PREFERENCES OF THE 10% SERIES C CUMULATIVE PREFERRED STOCK (Pursuant to Section 103(f) of the General Corporation Law of the State of Delaware) |
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| July 26, 2012 |
EX-4.1 4 d386548dex41.htm FORM OF 10.0% SERIES C CUMULATIVE PREFERRED STOCK CERTIFICATE Exhibit 4.1 |
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| July 19, 2012 |
CORRESP 1 filename1.htm July 19, 2012 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-1/A Registration No. 333-178386, filed on July 13, 2012 Ladies and Gentlemen: The undersigned hereby requests that |
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| July 12, 2012 |
CORRESP 1 filename1.htm July 12, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Amendment No. 5 to Registration Statement on Form S-1 Filed July 6, 2012 File No. 333-178386 Ladies and Gentlemen, On behalf of GreenHunt |
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| July 12, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries Subsidiaries of Greenhunter Energy, Inc. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Renewable Power, LLC – a Delaware limited liability company 2. GreenHunter Mesquite Lake, LLC – a Delaware limited liability company 3. GreenHunter Wind Energy, LLC, a Wyoming limited liability company 4. GreenHunter Water, LLC – a Texas limited liability company 5. Ritchie Hunter Wat |
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| July 12, 2012 |
S-1/A 1 d354117ds1a.htm AMENDMENT NO. 6 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on July 12, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 6 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the quarterly period ended March 31, 2012 GREENHUNTER ENERGY, INC. (Exac |
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| July 6, 2012 |
S-1/A 1 d354117ds1a.htm AMENDMENT NO. 5 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on July 6, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 5 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the quarterly period ended March 31, 2012 GREENHUNTER ENERGY, INC. (Exact |
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| July 6, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries Subsidiaries of Greenhunter Energy, Inc. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Renewable Power, LLC – a Delaware limited liability company 2. GreenHunter Mesquite Lake, LLC – a Delaware limited liability company 3. GreenHunter Wind Energy, LLC, a Wyoming limited liability company 4. GreenHunter Water, LLC – a Texas limited liability company 5. Ritchie Hunter Wat |
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| July 2, 2012 |
600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT Form of Underwriting Agreement EXHIBIT 1.1 600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT July [•], 2012 MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 National Securities Corporation 120 Broadway 27th Floor New York, NY 10271 Northland Capital Markets 45 S. 7th St., Suite 2000 Minneapolis, MN 55402 Ladies and Gentlemen: GreenH |
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| July 2, 2012 |
S-1/A 1 d354117ds1a.htm AMENDMENT #4 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on July 2, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the quarterly period ended March 31, 2012 GREENHUNTER ENERGY, INC. (Exact na |
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| July 2, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries EX-21.1 3 d354117dex211.htm SUBSIDIARIES OF GREENHUNTER ENERGY, INC. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Renewable Power, LLC – a Delaware limited liability company 2. GreenHunter Mesquite Lake, LLC – a Delaware limited liability company 3. GreenHunter Wind Energy, LLC, a Wyoming limited liability company 4. GreenHunter Water, LLC – a Texas limited liability c |
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| June 18, 2012 |
S-1/A 1 d354117ds1a.htm AMENDMENT NO. 3 TO FORM S-1 Table of Contents As filed with the Securities and Exchange Commission on June 18, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the fiscal year ended December 31, 2011 GREENHUNTER ENERGY, INC. (Exact |
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| June 18, 2012 |
CORRESP 1 filename1.htm June 15, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Amendment No. 2 to Registration Statement on Form S-1 Filed May 18, 2012 File No. 333-178386 Ladies and Gentlemen, On behalf of GreenHunt |
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| June 18, 2012 |
600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT EX-1.1 2 d354117dex11.htm FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT June [•], 2012 MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 Northland Capital Markets 45 S. 7th St., Suite 2000 Minneapolis, MN 55402 Ladies and Gentlemen: GreenHunter Energy, Inc., a Delaware corporation (the “ |
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| June 18, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries Subsidiaries of GreenHunter Energy, Inc. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Renewable Power, LLC – a Delaware limited liability company 2. GreenHunter Mesquite Lake, LLC – a Delaware limited liability company 3. GreenHunter Wind Energy, LLC, a Wyoming limited liability company 4. GreenHunter Water, LLC – a Texas limited liability company 5. Ritchie Hunter Wat |
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| May 18, 2012 |
EX-10.17 3 d354117dex1017.htm EMPLYMNT AGRMNT BY AND BETWEEN GREENHUNTER ENERGY, INC. AND JONATHAN D. HOOPES Exhibit 10.17 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”) is made and entered into as of the 1st day of October, 2009 (the “Effective Date”), by and between GreenHunter Energy, Inc., a Delaware corporation (“Employer” or “Company”) and Jonathan D. Hoopes (“Employee”). W |
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| May 18, 2012 |
S-1/A 1 d354117ds1a.htm AMENDMENT NO. 2 Table of Contents As filed with the Securities and Exchange Commission on May 18, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the fiscal year ended December 31, 2011 GREENHUNTER ENERGY, INC. (Exact name of regis |
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| May 18, 2012 |
Correspondence May 18, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Amendment No. 1 to Registration Statement on Form S-1 Filed January 18, 2012 File No. 333-178386 Ladies and Gentlemen, On behalf of GreenHunter Ene |
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| May 18, 2012 |
GREENHUNTER ENERGY, INC. STOCK OPTION AGREEMENT Form GreenHunter, Inc. Stock Option Agreement Exhibit 10.19 GREENHUNTER ENERGY, INC. STOCK OPTION AGREEMENT THIS ASSOCIATE STOCK OPTION AGREEMENT (the “Agreement”) is made as of the day of 20, between GreenHunter Energy, Inc., a Delaware corporation (hereinafter referred to as the “Company”), and (hereinafter referred to as “Participant” or “Optionee”). R E C I T A L S (a) The Company grants a sto |
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| May 18, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries Subsidiaries of GreenHunter Energy, Inc. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Renewable Power, LLC – a Delaware limited liability company 2. GreenHunter Mesquite Lake, LLC – a Delaware limited liability company 3. GreenHunter Wind Energy, LLC, a Wyoming limited liability company 4. GreenHunter Water, LLC – a Texas limited liability company 5. Ritchie Hunter Wat |
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| May 18, 2012 |
600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT EX-1.1 2 d354117dex11.htm FORM OF UNDERWRITING AGREEMENT EXHIBIT 1.1 600,000 Shares GREENHUNTER ENERGY, INC. 10% Series C Preferred Stock UNDERWRITING AGREEMENT May [•], 2012 MLV & Co. LLC 1251 Avenue of the Americas, 41st Floor New York, NY 10020 C. K. COOPER & COMPANY, INC. 18300 Von Karman Avenue, Suite 700 Irvine, California 92612 Ladies and Gentlemen: GreenHunter Energy, Inc., a Delaware corp |
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| April 30, 2012 |
EX-3.1 2 d343278dex31.htm AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS Exhibit 3.1 GREENHUNTER ENERGY, INC. AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS, RIGHTS, NUMBER OF SHARES AND PREFERENCES 10.0% SERIES C CUMULATIVE PREFERRED STOCK (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) The undersigned President of GREENHUNTER ENERGY, INC., a Delaware corpora |
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| April 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) (Commission |
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| April 27, 2012 |
GREENHUNTER ENERGY, INC. UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL DATA EX-99.2 3 d342011dex992.htm PRO FORMA FINANCIAL INFORMATION FOR THE ACQUISITION OF HUNTER DISPOSAL LLC Exhibit 99.2 GREENHUNTER ENERGY, INC. UNAUDITED PRO FORMA CONSOLIDATED FINANCIAL DATA The following Unaudited Pro Forma Consolidated Financial Data are derived from the consolidated financial statements of GreenHunter Energy, Inc. (“GreenHunter”) and certain historical financial data in respect o |
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| April 27, 2012 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K/A 1 d342011d8ka.htm FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other ju |
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| April 27, 2012 |
EX-99.1 2 d342011dex991.htm AUDITED FINANCIAL STATEMENTS OF HUNTER DISPOSAL, LLC Table of Contents Exhibit 99.1 INDEX TO FINANCIAL STATEMENTS Report of Independent Registered Public Accounting Firm Balance Sheets at December 31, 2011 and 2010 1 Statements of Operations for the years ended December 31, 2011and 2010 2 Statement of Changes in Member’s Equity for the years ended December 31, 2011 and |
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| April 27, 2012 |
8-K 1 d342023d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2012 GREENHUNTER ENERGY, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-33893 20-4864036 (State or Other Jurisdiction |
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| April 27, 2012 |
GREENHUNTER ENERGY REPORTS FIRST QUARTER 2012 FINANCIAL AND OPERATING RESULTS EX-99.1 2 d342023dex991.htm FINANCIAL AND OPERATING RESULTS PRESS RELEASE, DATED APRIL 27, 2012 Exhibit 99.1 GREENHUNTER ENERGY REPORTS FIRST QUARTER 2012 FINANCIAL AND OPERATING RESULTS GRAPEVINE, TEXAS, APRIL 27, 2012—GreenHunter Energy, Inc. (NYSE Amex: GRH), a diversified water resource management company specializing in the unconventional oil and natural gas shale resource plays, announced to |
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| February 27, 2012 |
GRH / GreenHunter Resources, Inc. / MAGNUM HUNTER RESOURCES CORP - SCHEDULE 13D Activist Investment SC 13D 1 d306913dsc13d.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. )* Under the Securities Exchange Act of 1934 GreenHunter Energy, Inc. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 39530A104 (CUSIP Number) Paul M. Johnston, Esq. Senior Vice President and General Counsel Magnum Hunt |
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| February 21, 2012 |
EX-99.1 4 d305602dex991.htm PRESS RELEASE Exhibit 99.1 GREENHUNTER WATER CLOSES ON SIGNIFICANT ACQUISITION OF APPALACHIAN COMMERCIAL WATER DISPOSAL FACILITIES FOR IMMEDIATE RELEASE—GRAPEVINE, TEXAS, FEBRUARY 21, 2012—GreenHunter Energy, Inc. (NYSE Amex: GRH), a diversified renewable energy company predominately focused on water resource management in the unconventional oil and gas shale resource p |
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| February 21, 2012 |
EX-2.1 2 d305602dex21.htm EQUITY PURCHASE AGREEMENT Exhibit 2.1 EQUITY PURCHASE AGREEMENT Between TRIAD HUNTER, LLC, as Seller, and GREENHUNTER ENERGY, INC, as Purchaser, with respect to Membership Interests in HUNTER DISPOSAL, LLC Dated as of February 17, 2012 EQUITY PURCHASE AGREEMENT THIS EQUITY PURCHASE AGREEMENT (this “Agreement”), dated as of February 17, 2012 is made and entered into betwee |
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| February 21, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| February 21, 2012 |
EX-3.1 3 d305602dex31.htm CERTIFICATE OF DESIGNATIONS FOR 10% SERIES C CUMULATIVE PREFERRED STOCK Exhibit 3.1 GREENHUNTER ENERGY INC. CERTIFICATE OF DESIGNATIONS, RIGHTS, NUMBER OF SHARES AND PREFERENCES 10.0% SERIES C CUMULATIVE PREFERRED STOCK (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) The undersigned President of GREENHUNTER ENERGY, INC., a Delaware corpor |
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| February 15, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2012 GREENHUNTER ENERGY, INC. (Exact name of registrant as specified in its charter) Delaware 001-33893 20-4864036 (State or other jurisdiction of incorporation) |
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| February 15, 2012 |
GREENHUNTER ENERGY APPOINTS ERNIE EASLEY TO BOARD OF DIRECTORS EX-99.1 2 d302237dex991.htm PRESS RELEASE DATED FEBRUARY 15, 2012 Exhibit 99.1 GREENHUNTER ENERGY APPOINTS ERNIE EASLEY TO BOARD OF DIRECTORS FOR IMMEDIATE RELEASE—GRAPEVINE, TEXAS, FEBRUARY 15, 2012—GreenHunter Energy, Inc. (NYSE Amex: GRH), a diversified renewable energy company predominately focused on water resource management in the unconventional oil and gas shale resource plays, announced t |
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| January 18, 2012 |
EX-4.5 4 d266129dex45.htm FORM OF WARRANT AGREEMENT Exhibit 4.5 WARRANT AGREEMENT BETWEEN GREENHUNTER ENERGY, INC. AND SECURITIES TRANSFER CORPORATION DATED AS OF , 2012 WARRANT AGREEMENT This Warrant Agreement (the “Agreement”), dated as of , 2012, is between GreenHunter Energy, Inc., a Delaware corporation (the “Company”) and Securities Transfer Corporation, a Texas corporation (the “Warrant Age |
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| January 18, 2012 |
Amendment No. 1 to Form S-1 Table of Contents As filed with the Securities and Exchange Commission on January 18, 2012 Registration No. 333-178386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For the quarterly period ended September 30, 2011 GREENHUNTER ENERGY, INC. (Exact name of registr |
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| January 18, 2012 |
EX-4.4 3 d266129dex44.htm FORM OF CERTIFICATE OF DESIGNATIONS Exhibit 4.4 GREENHUNTER ENERGY INC. CERTIFICATE OF DESIGNATIONS, RIGHTS, NUMBER OF SHARES AND PREFERENCES 10.0% SERIES C CUMULATIVE PREFERRED STOCK (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) The undersigned President of GREENHUNTER ENERGY, INC., a Delaware corporation (the “Corporation”), hereby ce |
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| January 18, 2012 |
List of GreenHunter Energy, Inc. Subsidiaries EX-21.1 6 d266129dex211.htm SUBSIDIARIES OF GREENHUNTER ENERGY, INC. Exhibit 21.1 List of GreenHunter Energy, Inc. Subsidiaries 1. GreenHunter Water, LLC, a Delaware limited liability company 2. Wilson Hunter Water Disposal, LLC, a Texas limited liability company 3. GreenHunter Renewable Power, LLC, a Delaware limited liability company 4. GreenHunter Wind Energy, LLC, a Wyoming limited liability c |
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| January 18, 2012 |
125,000 Shares of Series C Preferred Stock GREENHUNTER ENERGY, INC. UNDERWRITING AGREEMENT EX-1.1 2 d266129dex11.htm FORM OF UNDERWRITING AGREEMENT Exhibit 1.1 125,000 Shares of Series C Preferred Stock GREENHUNTER ENERGY, INC. UNDERWRITING AGREEMENT , 2012 C. K. COOPER & COMPANY, INC. 18300 Von Karman Avenue, Suite 700 Irvine, California 92612 Ladies and Gentlemen: Pursuant to the terms and conditions of this agreement (the “Agreement”), GreenHunter Energy, Inc., a Delaware corporation |
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| January 18, 2012 |
EX-4.6 5 d266129dex46.htm FORM OF 10% SERIES C CUMULATIVE PREFERRED STOCK CERTIFICATE Exhibit 4.6 GREENHUNTER ENERGY, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE 10% SERIES C CUMULATIVE PREFERRED STOCK This certifies that SEE REVERSE FOR CERTAIN DEFINITIONS is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE 10% SERIES C CUMULATIVE PREFERRED STOCK, OF GREENHUNTER ENERGY, INC. |
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| January 18, 2012 |
CORRESP 1 filename1.htm GreenHunter Energy, Inc. 1048 Texan Trail Grapevine, TX 76051 January 18, 2012 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Jay Ingram, Legal Branch Chief Jessica Dickerson, Staff Attorney Re: GreenHunter Energy, Inc. Registration Statement on Form S-1 File December 8, 2011 File No. 333-17 |
