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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to The Gabelli Healthcare & Wellness Trust
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 20, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 14, 2025 |
EXHIBIT 2 Schedule A This Schedule sets forth information with respect to each purchase and sale of Common Shares which were effectuated by Saba Capital within the past sixty days prior to 1/10/25, the date of the event which required filing of this Schedule 13D/A. |
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| November 15, 2024 |
EX-99.(B)(II) 2 grxex99bii.htm EXHIBIT (B)(II) Exhibit (b)(ii) AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED BY-LAWS OF THE GABELLI HEALTHCARE & WELLNESSRx TRUST Effective: November 13, 2024 On November 13, 2024, the Board of Trustees of The Gabelli Healthcare & WellnessRx Trust (the “Fund”), in accordance with the Fund’s Second Amended and Restated By-Laws (the “By-Laws”) and Third Amended and R |
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| November 15, 2024 |
As filed with the Securities and Exchange Commission on November 15, 2024 As filed with the Securities and Exchange Commission on November 15, 2024 Securities Act File No. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 36246K103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo |
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| July 10, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EX-1 2 exhibit1.htm EXHIBIT 1 EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agree |
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| July 10, 2024 |
SC 13D 1 formsc13d.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 36246K103 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10 |
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| April 3, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 22, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 36246K103 (CUSIP Number) March 8, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| March 12, 2024 |
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| March 4, 2024 |
GRX / The Gabelli Healthcare & Wellness Trust / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 grxpref05.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Preferred Shares (Title of Class of Securities) 36246K509 and 36246K608 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 ( |
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| January 8, 2024 |
GRX / The Gabelli Healthcare & Wellness Trust / GAMCO INVESTORS, INC. ET AL Activist Investment SC 13D/A 1 grxpref04.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Preferred Shares (Title of Class of Securities) 36246K509 and 36246K608 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 ( |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2023 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2023 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / Pitaro Regina M. Passive Investment SC 13G 1 grxpref13gpitaro.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 1) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Series E & Series G Preferred Shares (“Preferred Shares”) (Title of Class of Securities) 36246K509 and 36246K608 (CUSIP Number) January 18, 2023 (Date of Event which |
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| February 9, 2023 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / MJG 1999 DESCENDANTS TRUST Passive Investment SC 13G/A 1 grxpref13gmjg1999.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 1) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Series E & Series G Preferred Shares (“Preferred Shares”) (Title of Class of Securities) 36246K509 and 36246K608 (CUSIP Number) January 18, 2023 (Date of Event wh |
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| February 7, 2023 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Preferred Shares (Title of Class of Securities) 36246K509 and 36246K608 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telepho |
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| November 29, 2022 |
1 The Gabelli Healthcare & Wellness Rx Trust Schedule of Investments — September 30, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 91 . |
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| August 25, 2022 |
* * * * * * * Comments and Responses CORRESP 1 filename1.htm August 25, 2022 VIA EDGAR Mindy Rotter, Esq., CPA Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission New York Regional Office 100 Pearl Street, Suite 20-100 New York, NY 10004-2616 RE: Gabelli Funds Dear Ms. Rotter: Thank you for your oral comments on July 27, 2022 regarding your Sarbanes-Oxley review of the fun |
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| May 31, 2022 |
1 The Gabelli Healthcare & Wellness Rx Trust Schedule of Investments — March 31, 2022 (Unaudited) Shares Market Value COMMON STOCKS — 93 . |
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| March 24, 2022 |
? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 24, 2022 |
DEFA14A 1 grx-html4555defa14a.htm THE GABELLI HEALTHCARE & WELLNESSRX TRUST (GRX)DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| November 29, 2021 |
1 The Gabelli Healthcare & Wellness Rx Trust Schedule of Investments — September 30, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 97. |
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| October 26, 2021 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / GAMCO INVESTORS, INC. ET AL Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Preferred Shares (Title of Class of Securities) 36246K400 and 36246K509 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and Telepho |
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| October 26, 2021 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / Pitaro Regina M. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Preferred Shares (Title of Class of Securities) 36246K400 and 36246K509 (CUSIP Number) October 15, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| July 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Common Stock (Title of Class of Securities) 36246K103 (CUSIP Number) June 30, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to |
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| May 28, 2021 |
HTML The Gabelli Healthcare & WellnessRx Trust Schedule of Investments — March 31, 2021 (Unaudited) Shares Market Value COMMON STOCKS — 97. |
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| March 29, 2021 |
- THE GABELLI HEALTHCARE & WELLNESSRX TRUST (GRX)_DEFA14A DEFA14A 1 grx-html3442defa14a.htm THE GABELLI HEALTHCARE & WELLNESSRX TRUST (GRX)DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 29, 2021 |
? SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) 4.00% Series C Cumulative Preferred Shares (“Series C”) (Title of Class of Securities) 36246K400 (CUSIP Number) December 18, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box t |
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| February 23, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) 4.00% Series C Cumulative Preferred Shares (“Series C”) (Title of Class of Securities) 36246K400 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 ( |
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| February 22, 2021 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 February 22, 2021 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Gabelli Healthcare & WellnessRx Trust (Name of Issuer) Common Stock (Title of Class of Securities) 36246K103 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuan |
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| December 28, 2020 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 08, 2021, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d |
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| December 22, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 The Gabelli Healthcare & WellnessRx Trust (Name of Issuer) 4.00% Series C Cumulative Preferred Shares (“Series C”) (Title of Class of Securities) 36246K400 (CUSIP Number) David Goldman GAMCO Investors, Inc. One Corporate Center Rye, New York 10580-1435 (914) 921-5000 (Name, Address and |
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| November 25, 2020 |
HTML The Gabelli Healthcare & WellnessRx Trust Schedule of Investments — September 30, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 97. |
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| May 22, 2020 |
HTML The Gabelli Healthcare & WellnessRx Trust Schedule of Investments — March 31, 2020 (Unaudited) Shares Market Value COMMON STOCKS — 86. |
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| May 4, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 1, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 28, 2020 |
- GABELLI HEALTHCARE & WELLNESS RX TRUST Gabelli Healthcare & Wellness Rx Trust As filed with the Securities and Exchange Commission on April 28, 2020 Securities Act File No. |
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| April 28, 2020 |
Consent of Independent Registered Public Accounting Firm is filed herewith. Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 27, 2020, relating to the financial statements and financial highlights, which appears in The Gabelli Healthcare & WellnessRx Trust’s Annual Report on Form N-CSR for the year ended December 31, 2019. |
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| April 9, 2020 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on April 20, 2020, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| March 26, 2020 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 26, 2020 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEFA14A - - DEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2020 |
GRX.PRB / Gabelli Healthcare & Wellness Rx Trust (The) / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Gabelli Healthcare & WellnessRx Trust/The (GRX) (Name of Issuer) Common Stock (Title of Class of Securities) 36246K103 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the r |
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| November 26, 2019 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) NPORT-EX - - FOR VALIDATION PURPOSES ONLY - [822613.TX] The Gabelli Healthcare & WellnessRx Trust Schedule of Investments — September 30, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 96.2% Beverages — 5.4% 60,000 China Mengniu Dairy Co. Ltd. $ 224,683 69,000 Danone SA 6,078,215 41,000 ITO EN Ltd. 1,930,081 40,000 Keurig Dr Pepper Inc. 1,092,800 30,000 Massimo Zanetti Beverage Group SpA 192,922 7,000 Mo |
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| May 24, 2019 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) NPORT-EX - - NPORT-EX 1 GabelliHealthcareWellness.htm The Gabelli Healthcare & WellnessRx Trust Schedule of Investments — March 31, 2019 (Unaudited) Shares Market Value COMMON STOCKS — 95.4% Beverages — 5.1% 60,000 China Mengniu Dairy Co. Ltd. $ 223,186 69,000 Danone SA 5,316,683 41,000 ITO EN Ltd 2,127,132 40,000 Keurig Dr Pepper Inc. 1,118,800 30,000 Massimo Zanetti Beverage Group SpA 201,243 7,000 Morinaga |
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| March 28, 2019 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEFA14A DEFA14A 1 e517136defa14a.htm DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Def |
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| March 28, 2019 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEF 14A DEF 14A 1 e517095def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| February 14, 2019 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) / Karpus Management, Inc. Passive Investment SC 13G 1 GRXG0.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) * Gabelli Healthcare and WellnessRx Trust (GRX) (Name of Issuer) Common Stock (Title of Class of Securities) 36246K103 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| November 21, 2018 |
Gabelli Healthcare & WellnessRx Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 21, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d629754dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| May 25, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. |
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| May 25, 2018 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| March 28, 2018 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 28, 2018 |
GRX / Gabelli Healthcare & Wellness Rx Trust (The) DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 10, 2018 |
EX-99.(H)(I) 2 d513488dex99hi.htm FORM OF SALES AGREEMENT FOR 5.875% SERIES B CUMULATIVE PREFERRED SHARES THE GABELLI HEALTHCARE & WELLNESSRx TRUST SALES AGREEMENT $62,500,000 value of 5.875% Series B Cumulative Preferred Shares Par value $0.001 per share (Liquidation Preference $25.00) SALES AGREEMENT June , 2016 G.research, LLC One Corporate Center Rye, New York 10580 Ladies and Gentlemen: The G |
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| January 10, 2018 |
January 10, 2018 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Healthcare & WellnessRx Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the ?Fund?), in connection with the matters set forth herein. |
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| January 10, 2018 |
As filed with the Securities and Exchange Commission on January 10, 2018 As filed with the Securities and Exchange Commission on January 10, 2018 Securities Act File No. |
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| December 12, 2017 |
Gabelli Healthcare & Wellnessrx Trust CORRESP One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Healthcare & WellnessRx Trust December 12, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Healthcare & WellnessRx Trust (the “Registrant”) Registration Statement on Form N-2 (File No. 333-217151) Ladies and Gentleme |
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| December 12, 2017 |
Gabelli Healthcare & Wellnessrx Trust CORRESP 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 December 12, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| November 29, 2017 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST Gabelli Healthcare & WellnessRx Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 29, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d445259dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| November 28, 2017 |
Gabelli Healthcare & Wellnessrx Trust CORRESP 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 November 28, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| July 27, 2017 |
Gabelli Healthcare & Wellnessrx Trust CORRESP 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 July 27, 2017 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 25, 2017 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 25, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d370820dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| April 3, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2017 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 23, 2016 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST Gabelli Healthcare & WellnessRx Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 23, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d259983dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| June 13, 2016 |
Eighth Amendment to Transfer Agency and Service Agreement Eighth Amendment to Transfer Agency and Service Agreement This Eighth Amendment (?Amendment??), effective as of May 31, 2016 (??Effective Date??), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc. |
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| June 13, 2016 |
Execution Version THE GABELLI HEALTHCARE & WELLNESSRx TRUST SECOND AMENDED AND RESTATED STATEMENT OF PREFERENCES OF 5. |
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| June 13, 2016 |
[LETTERHEAD OF RICHARDS, LAYTON & FINGER, P.A.] [LETTERHEAD OF RICHARDS, LAYTON & FINGER, P.A.] June 13, 2016 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Healthcare & WellnessRx Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the ?Fund?), in connection with the matters set forth herein. At your |
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| June 13, 2016 |
As filed with the Securities and Exchange Commission on June 13, 2016 As filed with the Securities and Exchange Commission on June 13, 2016 Securities Act File No. |
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| June 13, 2016 |
Seventh Amendment to Transfer Agency and Service Agreement Seventh Amendment to Transfer Agency and Service Agreement This Seventh Amendment (?Amendment??), effective as of May 10, 2016 (??Effective Date??), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc. |
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| June 13, 2016 |
Execution Version THE GABELLI HEALTHCARE & WELLNESSRx TRUST FOURTH AMENDED AND RESTATED STATEMENT OF PREFERENCES OF 5. |
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| June 13, 2016 |
THE GABELLI HEALTHCARE & WELLNESSRx TRUST SALES AGREEMENT $62,500,000 value of 5.875% Series B Cumulative Preferred Shares Par value $0.001 per share (Liquidation Preference $25.00) SALES AGREEMENT June , 2016 G.research, LLC One Corporate Center Rye, New York 10580 Ladies and Gentlemen: The Gabelli Healthcare & WellnessRx Trust (the ?Fund?), a statutory trust organized and existing under and by v |
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| May 27, 2016 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d165718dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| April 29, 2016 |
Third Amendment to Transfer Agency and Service Agreement Exhibit (k)(iv) Third Amendment to Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of June 19, 2013 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement?) dated January 1, 2011, by and among Computershare Inc. |
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| April 29, 2016 |
Sixth Amendment to Transfer Agency and Service Agreement Exhibit (k)(vii) Sixth Amendment to Transfer Agency and Service Agreement This Sixth Amendment (?Amendment??), effective as of , 2016 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement??) dated January 1, 2011, by and among Computershare Inc. |
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| April 29, 2016 |
As filed with the Securities and Exchange Commission on April 29, 2016 486BPOS 1 d176856d486bpos.htm THE GABELLI HEALTHCARE & WELLNESSRX TRUST Table of Contents As filed with the Securities and Exchange Commission on April 29, 2016 Securities Act File No. 333-194973 Investment Company Act File No. 811-22021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) x Registration Statement under the Securities Ac |
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| April 29, 2016 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.(N)(I) 5 d176856dex99ni.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 26, 2016, relating to the financial statements and financial highlights which appear in the December 31, 2015 Annual Report to S |
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| April 29, 2016 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the person whose name appears below nominates, constitutes and appoints Bruce N. |
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| April 29, 2016 |
Fourth Amendment to Transfer Agency and Service Agreement Exhibit (k)(v) Fourth Amendment to Transfer Agency and Service Agreement This Fourth Amendment (?Amendment?), effective as of , 2013 (?Effective Date?), is to the Transfer Agency and Service Agreement, as amended (the ?Agreement?) dated January 1, 2011, by and among Computershare Inc. |
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| March 29, 2016 |
DEF 14A 1 e435099def14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defi |
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| March 29, 2016 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 25, 2015 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST Gabelli Healthcare & WellnessRx Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. |
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| May 18, 2015 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST Gabelli Healthcare & WellnessRX Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 18, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d904836dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| March 31, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2015 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. |
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| November 20, 2014 |
Gabelli Healthcare & Wellnessrx Trust - GABELLI HEALTHCARE & WELLNESSRX TRUST Gabelli Healthcare & WellnessRx Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 19, 2014 |
The Gabelli Healthcare & WellnessRx Trust As filed with the Securities and Exchange Commission on September 19, 2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 18, 2014 |
Form of Master Agreement Among Underwriters Exhibit (h)(ii) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) June 4, 2014 This Master Agreement Among Underwriters (this “Master AAU”), dated as of June 4, 2014, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1. |
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| September 18, 2014 |
Opinion and Consent of Richards, Layton & Finger, P.A. Exhibit (l)(iii) September 17, 2014 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Healthcare & WellnessRx Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Trust”), in connection with the matt |
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| September 18, 2014 |
EX-99.(H)(I) 3 d791729dex99hi.htm FORM OF UNDERWRITING AGREEMENT Exhibit (h)(i) THE GABELLI HEALTHCARE & WELLNESSRx TRUST (a Delaware Statutory Trust) [ ] Shares of [ ]% Series B Cumulative Preferred Shares UNDERWRITING AGREEMENT September [ ], 2014 Merrill Lynch, Pierce Fenner & Smith Incorporated As Representative of the several Underwriters Listed on Schedule A hereto c/o Merrill Lynch, Pierce |
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| September 18, 2014 |
Form of Amendment No. 5 to Transfer Agency and Service Agreement Exhibit (k)(vi) Form of Fifth Amendment to Transfer Agency and Service Agreement This Fifth Amendment (“Amendment”), effective as of September , 2014 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary |
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| September 18, 2014 |
Form of Master Selected Dealers Agreement Exhibit (h)(iii) MLPFS FINAL VERSION September 2, 2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES) September 2, 2011 This Master Selected Dealers Agreement (this “Master SDA”), dated as of , 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). |
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| September 18, 2014 |
The Gabelli Healthcare & WellnessRx Trust As filed with the Securities and Exchange Commission on September 18, 2014 Securities Act File No. |
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| September 18, 2014 |
Form of Statement of Preferences of 5.875% Series B Cumulative Preferred Shares Exhibit (a)(iii) THE GABELLI HEALTHCARE & WELLNESSRx TRUST STATEMENT OF PREFERENCES OF 5.875% SERIES B CUMULATIVE PREFERRED SHARES The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Fund”), hereby certifies that: FIRST: The Board of Trustees of the Fund (the “Board of Trustees”), at a meeting d |
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| September 16, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-2 of our report dated February 24, 2014 relating to the financial statements and financial highlights which appears in the December 31, 2013 Annual Report to Shareholders of the Gabelli Healthcare & WellnessRx Trust, which is also incorporated by reference into the Registration Statement. |
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| September 16, 2014 |
The Gabelli Healthcare & WellnessRx Trust Table of Contents As filed with the Securities and Exchange Commission on September 16, 2014 Securities Act File No. |
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| June 3, 2014 |
Form of Subscription Agent Agreement SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the “Agreement”) is made as of May 23, 2014 by and between The Gabelli Healthcare & WellnessRx Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc. |
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| June 3, 2014 |
EX-99.(D)(IV) 3 d737606dex99div.htm FORM OF NOTICE OF GUARANTEED DELIVERY Notice of Guaranteed Delivery For Payment for Common Shares of Beneficial Interest The Gabelli Healthcare & WellnessRx Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement for this offering, this form or one substantially equivalent hereto may be used as |
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| June 3, 2014 |
EX-99.(K)(V) 7 d737606dex99kv.htm FORM OF INFORMATION AGENT AGREEMENT MORROW & CO., LLC SOLICITATIONS: PROXIES & CONSENTS TENDER & EXCHANGE OFFERS PROXY CONTESTS STRATEGIC STOCK SURVEILLANCE PRO FORMA VOTING ANALYSES CORPORATE GOVERNANCE CONSULTING CORPORATE HEADQUARTERS 470 WEST AVENUE STAMFORD, CT 06902 (203) 658-9400 May 15, 2014 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Ry |
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| June 3, 2014 |
Form of Dealer Agreement The Gabelli Healthcare & WellnessRx Trust Common Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT May 23, 2014 G. |
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| June 3, 2014 |
- GABELLI HEALTHCARE & WELLNESS TRUST POS EX 1 d737606dposex.htm GABELLI HEALTHCARE & WELLNESS TRUST As filed with the Securities and Exchange Commission on June 3, 2014 Securities Act File No. 333-194973 Investment Company Act File No. 811-22021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) x Registration Statement under the Securities Act of 1933 ¨ Pre-Effective Ame |
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| June 3, 2014 |
THE GABELLI HEALTHCARE & WELLNESSRx TRUST INSTRUMENT OF DESIGNATION OF RIGHTS Form of Instrument of Designation of Rights THE GABELLI HEALTHCARE & WELLNESSRx TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Trust”), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 14,956,614 transferrable subscription rights (each a “Right” and collectively the “Rights”). |
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| June 3, 2014 |
Opinion and Consent of Richards, Layton & Finger. P.A. June 3, 2014 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Re: The Gabelli Healthcare & WellnessRx Trust We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Trust”), in connection with the matters contemplated by the |
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| June 3, 2014 |
THE SUBSCRIPTION RIGHT IS TRANSFERABLE EX-99.(D)(III) 2 d737606dex99diii.htm FORM OF SUBSCRIPTION CERTIFICATE THE GABELLI HEALTHCARE & WELLNESSRx TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES OFFER EXPIRES AT 5:00 P.M., EASTERN TIME, ON JULY 8, 2014 IN ORDER TO EXERCISE YOUR RIGHTS, YOU MUST COMPLETE BOTH SIDES OF THE CARD. As the registered owner of the Subscription Certificate you are entitled to subscribe for the number of |
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| May 16, 2014 |
The Gabelli Healthcare & WellnessRx Trust 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 16, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 16, 2014 |
The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, NY 10580-1422 Tel. |
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| May 16, 2014 |
Quarterly Schedule of Portfolio Holdings - GABELLI HEALTHCARE & WELLNESS TRUST Gabelli Healthcare & Wellness Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d709146dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| May 13, 2014 |
CORRESP 1 filename1.htm One Corporate Center The Gabelli Healthcare & WellnessRx Trust Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] May 13, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Healthcare & WellnessRx Trust (the “Registrant”) Registration Statement on Form N-2 (File No. 333-194973) |
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| May 13, 2014 |
The Gabelli Healthcare and WellnessRx Trust 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 13, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 2, 2014 |
DEF 14A 1 e372972def14a.htm NOTICE AND PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Defi |
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| April 2, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d612904dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| November 20, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI HEALTHCARE & WELLNESS TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| June 13, 2013 |
Form of Dealer Manager Agreement The Gabelli Healthcare & WellnessRx Trust Common Shares Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT May 24, 2013 G. |
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| June 13, 2013 |
Form of Notice of Guaranteed Delivery Notice of Guaranteed Delivery For Payment for Common Shares of Beneficial Interest The Gabelli Healthcare & WellnessRx Trust Subscribed for Via Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus Supplement for this offering, this form or one substantially equivalent hereto may be used as a means of effecting subscription for all shares of the Fund’s Common Shares (the “Shares”) subscribed for via the Primary Subscription and the Over-Subscription Privilege. |
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| June 13, 2013 |
Form of Subsscription Agent Agreement SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the “Agreement”) is made as of May 24, 2013 by and between The Gabelli Healthcare & WellnessRx Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc. |
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| June 13, 2013 |
- THE GABELLI HEALTHCARE AND WELLNESS TRUST The Gabelli Healthcare and Wellness Trust As filed with the Securities and Exchange Commission on June 13, 2013 Securities Act File No. |
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| June 13, 2013 |
Form of Information Agent Agreement May 17, 2013 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, NY 10580-1422 This letter will serve as the agreement under which you will retain Morrow & Co. |
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| June 13, 2013 |
Third Amended and Restated Agreement THE GABELLI HEALTHCARE & WELLNESSRx TRUST THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST February 16, 2011 TABLE OF CONTENTS ARTICLE I. |
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| June 13, 2013 |
THE GABELLI HEALTHCARE & WELLNESSRx TRUST INSTRUMENT OF DESIGNATION OF RIGHTS Form of Instrument of Designation of Rights THE GABELLI HEALTHCARE & WELLNESSRx TRUST INSTRUMENT OF DESIGNATION OF RIGHTS The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Trust”), acting at the direction of the Board of Trustees of the Trust does hereby execute this Instrument of Designation in order to evidence the establishment and designation of 11,217,460 transferrable subscription rights (each a “Right” and collectively the “Rights”). |
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| June 13, 2013 |
THE SUBSCRIPTION RIGHT IS TRANSFERABLE Form of Subscription Certificate THE GABELLI HEALTHCARE & WELLNESSRx TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES OFFER EXPIRES AT 5:00 P. |
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| June 13, 2013 |
Opinion and Consent of Richards,Layton & Finger June 13, 2013 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Re: The Gabelli Healthcare & WellnessRx Trust We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Trust”), in connection with the matters contemplated by the Registration Statement (as defined below). |
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| May 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d516682dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| May 28, 2013 |
Quarterly Schedule of Portfolio Holdings - GABELLI HEALTHCARE & WELLNESS TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 20, 2013 |
One Corporate Center Rye, NY 10580-1422 Tel. (914) 921-5070 Fax (914) 921-5118 www.gabelli.com [email protected] The Gabelli Healthcare & WellnessRx Trust May 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Healthcare & WellnessRx Trust Registration Statement on Form N-2 (File No. 333-187842) Ladies and Gentlemen: Pursuant to Rule 461 |
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| May 20, 2013 |
The Gabelli Healthcare & WellnessRx Trust 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 20, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 26, 2013 |
Gabelli / GAMCO Funds One Corporate Center Rye, NY 10580-1422 t 914.921.5100 GABELLI.COM April 26, 2013 Ms. Kathy Churko U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli/GAMCO Funds Dear. Ms. Churko: This letter responds to your comments communicated by telephone to participants from BNY Mellon Asset Servicing and Gab |
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| April 3, 2013 |
- THE GABELLI HEALTHCARE & WELLNESSRX TRUST SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2013 |
- THE GABELLI HEALTHCARE & WELLNESSRX TRUST SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 27, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d413356dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| November 27, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI HEALTHCARE & WELLNESS TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 30, 2012 |
Quarterly Schedule of Portfolio Holdings - GABELLI HEALTHCARE & WELLNESS TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| May 30, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d348994dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| March 30, 2012 |
- GABELLI HEALTHCARE & WELLNESSRX TRUST - DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 30, 2012 |
- GABELLI HEALTHCARE & WELLNESSRX TRUST - DEF14A DEF 14A 1 grxdef14-a.htm GABELLI HEALTHCARE & WELLNESSRX TRUST - DEF14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 29, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. |
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| May 31, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
|
| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| April 5, 2011 |
OMB APPROVAL OMB Number 3235 -0101 Expires: March 31, 2011 Estimated average burden hours per response . |
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| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 4, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 7, 2011 |
Exhibit (d)(iv) Notice of Guaranteed Delivery For Common Shares of The Gabelli Healthcare & WellnessRx Trust Subscribed for Under Primary Subscription and the Over-Subscription Privilege As set forth in the Prospectus, this form or one substantially equivalent hereto may be used as a means of effecting subscription and payment for all shares of the Fund?s Common Shares of Beneficial Interest (the ?Shares?) subscribed for under the Primary Subscription and the Over-Subscription Privilege. |
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| March 7, 2011 |
Exhibit (K)(ii) Georgeson Inc. 199 Water Street, 26th floor New York, NY 10038 T 212 440 9800 F 212 440 9009 www.georgeson.com March , 2011 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, NY 10580-1422 Re: Letter of Agreement This Letter of Agreement, including the Appendix attached hereto (collectively, this ?Agreement?), sets forth the terms and conditions of the engagement o |
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| March 7, 2011 |
Exhibit (b)(i) SECOND AMENDED AND RESTATED BY-LAWS OF THE GABELLI HEALTHCARE & WELLNESSRx TRUST TABLE OF CONTENTS Page ARTICLE I Shareholder Meetings 3 Section 1. |
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| March 7, 2011 |
Exhibit (a)(i) THE GABELLI HEALTHCARE & WELLNESSRx TRUST THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST February 16, 2011 TABLE OF CONTENTS ARTICLE I. |
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| March 7, 2011 |
Exhibit (1)(iii) March 4, 2011 The Gabelli Healthcare & Wellness Trust One Corporate Center Rye, New York 10580 Ladies and Gentlemen: Re: The Gabelli Healthcare & Wellness Trust We have acted as special Delaware counsel for The Gabelli Healthcare & Wellness Trust, a Delaware statutory trust (the ?Trust?), in connection with the matters contemplated by the Registration Statement (as defined below). |
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| March 7, 2011 |
Account: 12345678901234 Subscription Rights: 12345678901234 Exhibit (d)(iii) The Gabelli Healthcare & WellnessRx Trust 250 Royall Street, Suite V Canton MA 02021 Information Agent: Georgeson Telephone 866 647 8872 Account: 12345678901234 Subscription Rights: 12345678901234 THE GABELLI HEALTHCARE & WELLNESSRx TRUST SUBSCRIPTION RIGHTS CERTIFICATE FOR COMMON SHARES VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P. |
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| March 7, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit (n)(iii) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Prospectus Supplement Filed Pursuant to Rule 497(c) of our report dated February 28, 2011, relating to the financial statements and financial highlights of The Gabelli Healthcare & WellnessRx Trust as of December 31, 2010, which is incorporated by reference into this Prospectus Supplement. |
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| March 7, 2011 |
As filed with the Securities and Exchange Commission on March 7, 2011 Table of Contents As filed with the Securities and Exchange Commission on March 7, 2011 Securities Act File No. |
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| March 7, 2011 |
Exhibit (K)(i) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the ?Agreement?) is made as of , 2011 by and among The Gabelli Healthcare & WellnessRx Fund (the ? Company?), Computershare Inc. |
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| December 9, 2010 |
AMENDED AND RESTATED BY-LAWS THE GABELLI HEALTHCARE & WELLNESSRx TRUST Exhibit (3)(ii) AMENDED AND RESTATED BY-LAWS OF THE GABELLI HEALTHCARE & WELLNESSRx TRUST TABLE OF CONTENTS Page ARTICLE I Shareholder Meetings 3 Section 1. |
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| December 9, 2010 |
8-K 1 y88235be8vk.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): December 3, 2010 The Gabelli Healthcare & WellnessRx Trust (Exact name of Registrant as specified in its charter) Delaware 811-22021 87-0802328 (State o |
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| November 29, 2010 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip |
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| November 29, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| September 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): September 15, 2010 The Gabelli Healthcare & WellnessRx Trust (Exact name of Registrant as specified in its charter) Delaware 811-22021 87-0802328 (State or other jurisdiction of (Comm |
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| August 27, 2010 |
August 27, 2010 Ms. Laura E. Hatch United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: The Gabelli Funds (the “Funds”) September and December 2009 and March 2010 Annual Reports Dear. Ms. Hatch: This letter responds to your comments communicated by telephone on July 29, 2010 with respect to various Annual Reports of the Gabe |
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| August 18, 2010 |
Exhibit (a)(ii) THE GABELLI HEALTHCARE & WELLNESSRx TRUST STATEMENT OF PREFERENCES OF 5. |
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| August 18, 2010 |
August 17, 2010 The Gabelli Healthcare & WellnessRx Trust One Corporate Center Rye, New York 10580 Re: The Gabelli Healthcare & WellnessRx Trust Ladies and Gentlemen: We have acted as special Delaware counsel for The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the ?Trust?), in connection with the matters set forth herein. |
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| August 18, 2010 |
As filed with the Securities and Exchange Commission on August 18, 2010 POS EX 1 y86081posex.htm POS EX Table of Contents As filed with the Securities and Exchange Commission on August 18, 2010 Securities Act File No. 333-166168 Investment Company Act File No. 811-22021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check Appropriate Box or Boxes) þ Registration Statement under the Securities Act of 1933 o Pre-Effective Amendment No. |
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| August 18, 2010 |
Exhibit (h) THE GABELLI HEALTHCARE & WELLNESSRx TRUST (a Delaware Statutory Trust) [] Shares of Series [] Preferred Shares UNDERWRITING AGREEMENT August [ ], 2010 Wells Fargo Securities, LLC As Representative of the several Underwriters Listed on Schedule A hereto c/o Wells Fargo Securities, LLC 301 S. |
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| August 18, 2010 |
Exhibit (d)(ii) CERTIFICATE NUMBER SHARES THE GABELLI HEALTHCARE & WELLNESSRx TRUST Organized Under the Laws of The State of Delaware [ ]% Series A Cumulative Preferred Shares Par Value $0. |
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| August 18, 2010 |
Exhibit (j)(iii) Transfer Agency and Service Agreement Between Gabelli Healthcare & Wellness Rx Trust and Computershare Trust Company, N. |
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| August 17, 2010 |
exv3 Exhibit 3 THE GABELLI HEALTHCARE & WELLNESS Rx TRUST STATEMENT OF PREFERENCES OF [ ]% SERIES A CUMULATIVE PREFERRED SHARES The Gabelli Healthcare & WellnessRx Trust, a Delaware statutory trust (the “Fund”), hereby certifies that: FIRST: The Board of Trustees of the Fund (the “Board of Trustees”), at a meeting duly convened and held on February 24, 2010, pursuant to authority expressly vested in it by Article V of the Amended Agreement and Declaration of Trust, adopted resolutions classifying an unlimited amount of shares as authorized but unissued preferred shares of the Fund, par value $0. |
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| August 17, 2010 |
exv1 Exhibit 1 CERTIFICATE NUMBER SHARES THE GABELLI HEALTHCARE & WELLNESSRx TRUST Organized Under the Laws of The State of Delaware [ ]% Series A Cumulative Preferred Shares Par Value $0. |
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| August 17, 2010 |
Table of Contents As filed with the Securities and Exchange Commission on August 17, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 18, 2010 |
By: /s/ Bruce N. Alpert Name: Bruce N. Alpert Title: Acting President June 18, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The Gabelli Healthcare & WellnessRx Trust Registration Statement on Form N-2 (File No. 333-166168) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, we hereby request that the effective date for the Registrant?s Registration Statement on Form N-2 reference |
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| June 17, 2010 |
1875 K Street, NW Washington, DC 20006 Tel: 202 303 1000 Fax: 202 303 2000 1875 K Street, NW Washington, DC 20006 Tel: 202 303 1000 Fax: 202 303 2000 June 17, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| June 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| June 1, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Bruce N. |
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| March 31, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): March 26, 2010 The Gabelli Healthcare & WellnessRx Trust (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 811-22021 (Comm |
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| January 22, 2010 |
EX-3.1 2 y81636dexv3w1.htm EX-3.1 Amendment No. 1 to Amended By-Laws of The Gabelli Healthcare & WellnessRx Trust, a Delaware Trust (Dated and effective as of January 15, 2010) ARTICLE I 1.6.1 Proposals by Shareholders of Business. (a) Annual Meetings of Shareholders. (1) Proposals of business to be considered by the Fund’s shareholders may be made at an annual meeting of shareholders (i) by or at |
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| January 22, 2010 |
8-K 1 y81636de8vk.htm FORM 8-K WF & G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): January 15, 2010 The Gabelli Healthcare & WellnessRx Trust (Exact name of Registrant as specified in its charter) Delaware 811-22021 87-0802328 ( |
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| November 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & WellnessRx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip code |
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| November 30, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act exv99wcert Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & WellnessRx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
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| June 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22021 The Gabelli Healthcare & Wellness Rx Trust (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 (Address of principal executive offices) (Zip cod |
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| June 1, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 p15039exv99wcert.htm EX-99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Agnes Mullady, certify that: 1. I have reviewed this report on Form N-Q of The Gabelli Healthcare & Wellness Rx Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact nece |
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| June 12, 2007 |
Registration Statement on Form 8-A 8-A12B Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 19, 2007 |
- AMENDMENT #2 TO FORM N-14: CLOSED-END As filed with the Securities and Exchange Commission on April 18, 2007 Registration No. |
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| April 19, 2007 |
VIA EDGAR April 18, 2007 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: The Gabelli Healthcare & WellnessRx Trust Registration Statement on Form N-14 (File Nos. 333-140966) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, we hereby request that the effective date for the Registrant’s Registration Statement on Form N-14 refere |
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| April 19, 2007 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2007, relating to the financial statements and financial highlights which appears in the December 31, 2006 Annual Report to Shareholders of The Gabelli Equity Trust Inc., which is also incorporated by refe |
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| April 16, 2007 |
EX-99.17.B Exhibit 17(b) FORM OF INITIAL PURCHASE AGREEMENT The Gabelli Healthcare & WellnessRx Trust (the “Fund”), a Delaware statutory trust, and The Gabelli Equity Trust Inc. (the “Buyer”) hereby agree as follows: 1. The Fund hereby offers the Buyer and the Buyer hereby purchases 1 common share of beneficial interest of the Fund, par value $0.001 (the “Share”), at $8 per share. The Share is the |
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| April 16, 2007 |
EX-99.9.C: FORM OF REGISTRAR, TRANSFER AGENCY AND SERVICE AGREEMENT EX-99.9.C Exhibit 9(c) FORM OF REGISTRAR, TRANSFER AGENCY AND SERVICE AGREEMENT between THE GABELLI HEALTHCARE & WELLNESSRx Trust and TABLE OF CONTENTS Page ARTICLE 1 Terms of Appointment; Duties of the Registrar 3 ARTICLE 2 Fees and Expenses 4 ARTICLE 3 Representations and Warranties of the Registrar 4 ARTICLE 4 Representations and Warranties of the Fund 5 ARTICLE 5 Data Access and Proprietary In |
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| April 16, 2007 |
EX-99.12: OPINION AND CONSENT OF WILLKIE FARR & GALLAGHER LLP Exhibit 12 [WILLKIE FARR & GALLAGHER LLP LETTERHEAD] 787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 April 13,2007 The Gabelli Equity Trust Inc. |
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| April 16, 2007 |
EX-99.9.8 Exhibit 9(b) Form of Custodian Fee Schedule Mellon Financial Corporation For The Gabelli Funds, LLC February 12th, 2007 Mellon Financial Corporation, acting as custodian for the Gabelli Funds, LLC, would base its compensation according to the schedule that follows. Core custody services include domestic and global safekeeping of assets, transaction settlement, income collection, cash ava |
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| April 16, 2007 |
EX-99.17.A: FORM OF PROXY CARDS EX-99.17.A + C123456789 000004 000000000.000000 ext 000000000.000000 ext MR A SAMPLE 000000000.000000 ext 000000000.000000 ext DESIGNATION (IF ANY) 000000000.000000 ext 000000000.000000 ext ADD 1 ADD 2 ADD 3 ADD 4 ADD 5 ADD 6 Using a black ink pen, mark your votes with an X as shown in this example. Please do not write outside the designated areas. x Annual Meeting Proxy Card Series F Preferred Th |
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| April 16, 2007 |
EX-99.5 Exhibit (5) THE GABELLI HEALTHCARE & WELLNESSRx TRUST ORGANIZED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON SHARES CUSIP [ ] OF BENEFICIAL INTEREST SEE REVERSE FOR CERTAIN DEFINITIONS PAR VALUE $.001 PER SHARE THIS CERTIFIES THAT is the owner of FULLY PAID AND NON-ASSESSABLE COMMON SHARES OF BENEFICIAL INTEREST OF THE GABELLI HEALTHCARE & WELLNESSRx TRUST transferable on the books of th |
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| April 16, 2007 |
Exhibit (2) AMENDED BY-LAWS OF THE GABELLI HEALTHCARE & WELLNESSRx TRUST TABLE OF CONTENTS ARTICLE I Shareholder Meetings 1 1. |
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| April 16, 2007 |
EX-99.9.D: FORM OF FEE AND SERVICE FEE SCHEDULE Exhibit 9(d) FORM OF FEE AND SERVICE SCHEDULE FOR STOCK TRANSFER SERVICES between THE GABELLI HEALTHCARE & WELLNESS TRUST and COMPUTERSHARE SHAREHOLDER SERVICES, INC. |
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| April 16, 2007 |
EX-99.11: OPINION AND CONSENT OF RICHARDS, LAYTON & FINGER Exhibit 11 RICHARDS, LAYTON & FINGER A PROFESSIONAL ASSOCIATION ONE RODNEY SQUARE 920 NORTH KING STREET WILMINGTON, DELAWARE 19801 (302)651-7700 FAX (302)651-7701 WWW. |
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| April 16, 2007 |
- AMENDMENT #1 TO FORM N-14: CLOSED-END Table of Contents As filed with the Securities and Exchange Commission on April 13, 2007 Registration No. |
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| April 16, 2007 |
Exhibit 9(a) FORM OF MUTUAL FUND CUSTODY AND SERVICES AGREEMENT TABLE OF CONTENTS SECTION PAGE DEFINITIONS 1 ARTICLE I – CUSTODY PROVISIONS 3 1. |
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| April 16, 2007 |
Exhibit 6 FORM OF INVESTMENT ADVISORY AGREEMENT , 2007 The Gabelli Healthcare & WellnessRx Trust (the "Fund"), a statutory trust organized under the laws of the state of Delaware, confirms its investment advisory agreement with Gabelli Funds, LLC (the "Adviser"), as follows: 1. |
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| April 16, 2007 |
1875 K Street, NW Washington, DC 20006 Tel: 202 303 1000 Fax: 202 303 2000 April 13, 2007 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 16, 2007 |
EX-99.1 Exhibit (1) THE GABELLI HEALTHCARE & WELLNESSRx TRUST AMENDED AGREEMENT AND DECLARATION OF TRUST April 9, 2007 TABLE OF CONTENTS ARTICLE I. The Trust 1.1 Name 1 1.2 Definitions 1 ARTICLE II. Trustees 2.1 Number and Qualification 3 2.2 Term and Election 3 2.3 Resignation and Removal 3 2.4 Vacancies 4 2.5 Meetings 4 2.6 Officers 5 ARTICLE III. Powers and Duties of Trustees 3.1 General 5 3.2 |
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| April 16, 2007 |
EX-99.17.D Exhibit 17(d) AUTOMATIC DIVIDEND REINVESTMENT AND VOLUNTARY CASH PURCHASE PLAN Enrollment in the Plan It is the policy of The Gabelli Healthcare & WellnessRx Trust (the “Fund”) to automatically reinvest dividends. As a “registered” shareholder you automatically become a participant in the Fund’s Automatic Dividend Reinvestment Plan (the “Plan”). The Plan authorizes the Fund to issue sha |
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| April 16, 2007 |
787 Seventh Avenue New York, NY 10019-6099 212 728 8000 Fax: 212 728 8111 April 13, 2007 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
