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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Goldman Sachs Group, 5.50% Dep Shares Fixd/Float Non-Cumul Preferred Stock Ser J
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gro |
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| August 1, 2025 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 August 1, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated August 1, 2025 on our review of the interim financial statements of The Goldman Sachs Group, Inc., which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (No.333-284538) and on |
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| July 16, 2025 |
EX-99.1 Exhibit 99.1 Second Quarter 2025 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Jehan Ilahi 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Second Quarter 2025 Earnings Results Goldman Sachs Reports Second Quarter Earnings Per Common Share of $10.91 and Increases the Quarterly Dividend to $4.00 Per Common Share in the T |
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| July 16, 2025 |
EX-99.2 Exhibit 99.2 Second Quarter 2025 Earnings Results Presentation July 16, 2025 Results Snapshot “Our strong results for the quarter reflected healthy client activity levels across our businesses, our differentiated franchise positions and the talent and commitment of our people. At this time, the economy and markets are generally responding positively to the evolving policy environment. But |
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| July 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisd |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdi |
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| July 1, 2025 |
EX-99.1 Exhibit 99.1 GOLDMAN SACHS STATEMENT ON STRESS CAPITAL BUFFER Firm announces 33% increase in common stock dividend NEW YORK, NY, July 1, 2025 — On Friday, June 27, the Federal Reserve released the results of its 2025 Comprehensive Capital Analysis and Review (“CCAR”) stress test process. Goldman Sachs expects the firm’s Stress Capital Buffer (“SCB”) requirement will be 3.4%, resulting in a |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 11-K ☒ ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 A. Full title of the plan and the add |
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| May 2, 2025 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 May 2, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our report dated May 2, 2025 on our review of the interim financial statements of The Goldman Sachs Group, Inc., which appears in this Quarterly Report on Form 10-Q, is incorporated by reference in the Registration Statements on Form S-3 (No.333-284538) and on Form S |
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| May 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gr |
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| April 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2025 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisd |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporation |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other juris |
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| April 14, 2025 |
First Quarter 2025 Earnings Results Presentation April 14, 2025 Goldman Sachs Exhibit 99.2 First Quarter 2025 Earnings Results Presentation April 14, 2025 Goldman Sachs Results Snapshot Goldman Sachs Net Revenues Net Earnings EPS 1Q25 $15.06 billion 1Q25 $4.74 billion 1Q25 $14.12 Annualized ROE¹ Annualized ROTE¹ Book Value Per Share 1Q25 16.9% 1Q25 18.0% 1Q25 $344.20 (+2.2% YTD) Quarterly Highlights 3rd highest quarterly net revenues Selected Items4 $ in millions, except pe |
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| April 14, 2025 |
Exhibit 99.1 First Quarter 2025 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Jehan Ilahi 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 First Quarter 2025 Earnings Results Goldman Sachs Reports First Quarter Earnings Per Common Share of $14.12 “Our strong results this quarter have demonstrated that in times of great uncerta |
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| April 11, 2025 |
U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation Submitted Pursuant to Rule 14a-6(g) 1. Name of the Registrant: The Goldman Sachs Group, Inc. 2. Name of person relying on exemption: The Comptroller of the City of New York, on behalf of the New York City Employees’ Retirement System, the New York City Teachers’ Retirement Systems, and the New York City Poli |
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| March 26, 2025 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: Goldman Sachs Group, Inc. Name of persons relying on exemption: National Legal and Policy Center Address of persons relying on exemption: 107 Park Washington Court, Falls Church, VA 22046 Written materials are submitted pursuant to Rule 14a-6(g) (1) |
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| March 14, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| March 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ |
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| February 27, 2025 |
Exhibit 10.46 CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF “[ ],” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. Form of Amended and Restated Agreement of Limited Partnership for Participants in the Long Term Executive Carried Interest Incentive Program TABLE OF CONTENTS Page 1.1. N |
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| February 27, 2025 |
Year-End Short-Term RSU Award Agreement. † EXHIBIT 10.37 The Goldman Sachs Group, Inc. [One-Time][Year-End] Short-Term RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of Short-Term RSUs (your “Award”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Signature Card (together, th |
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| February 27, 2025 |
Form of Non-Employee Director RSU Award Agreement (Cash-Settled) EXHIBIT 10.33 The Goldman Sachs Group, Inc. Outside Director RSU Award (Cash-Settled) This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement and any attached Appendix. Documents that Govern Your Award; Def |
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| February 27, 2025 |
Exhibit 4.1 THE GOLDMAN SACHS GROUP, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2024 The following is a description of each class of securities of The Goldman Sachs Group, Inc. (the “Company”) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended, as of December 31, 2024. TABLE OF C |
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| February 27, 2025 |
EXHIBIT 10.34 The Goldman Sachs Group, Inc. [One-Time][Year-End] RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Signature Card (together, the “Award Agreement”), |
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| February 27, 2025 |
List of significant subsidiaries of The Goldman Sachs Group, Inc. EXHIBIT 21.1 Significant Subsidiaries of the Registrant The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2024 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the |
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| February 27, 2025 |
Form of Signature Card for Equity Awards. † Exhibit 10.45 The Goldman Sachs Group, Inc. Signature Card for Awards and Consent to Receive Electronic Delivery [IMPORTANT: PLEASE REVIEW, EXECUTE AND RETURN THIS FORM TO: . YOU MUST PROPERLY EXECUTE THIS FORM TO ACKNOWLEDGE ACCEPTANCE OF THE TERMS AND CONDITIONS OF YOUR AWARD(S) AND RELATED MATTERS.] 1.I have received and agree to be bound by The Goldman Sachs Amended and Restated Stock Incentiv |
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| February 27, 2025 |
EXHIBIT 10.42 The Goldman Sachs Group, Inc. [One-Time][Year-End] Performance-Based RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Sign |
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| February 27, 2025 |
Form of Non-Employee Director RSU Award Agreement. † EXHIBIT 10.32 The Goldman Sachs Group, Inc. Outside Director RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”) [that will be granted to you as set forth on your Award Statement]. You should read carefully this entire Award Agreement, which includes the Award Statement and any atta |
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| February 27, 2025 |
-End RSU Award Agreement (fully vested). † EXHIBIT 10.35 The Goldman Sachs Group, Inc. [One-Time][Year-End] RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Signature Card (together, the “Award Agreement”), |
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| February 27, 2025 |
Exhibit 10.47 CERTAIN INFORMATION, IDENTIFIED BY AND REPLACED WITH A MARK OF “[ ],” HAS BEEN EXCLUDED FROM THIS DOCUMENT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. FORM OF SUBSCRIPTION AGREEMENT AND MATERIALS FOR PARTICIPANTS IN THE LONG TERM EXECUTIVE CARRIED INTEREST INCENTIVE PROGRAM Exhibit 10.47 Individual and Entity FORM OF SU |
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| February 27, 2025 |
The Goldman Sachs Group, Inc. Firmwide Insider Trading Policy. Exhibit 19.1 The Goldman Sachs Group, Inc. Firmwide Insider Trading Policy Governing Transactions in GS Securities by Covered Persons Applicability: All Goldman Sachs Table of Contents A. Scope and Summary 2 B. Governance and Oversight 2 C. Policy Requirements 2 D. General Rules Applicable to Covered Persons 4 E. Specific Transaction Rules Involving GS Securities by Covered Persons 5 F. Additional |
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| February 27, 2025 |
Performance-Based Restricted Stock Unit Award Agreement (not fully vested). † EXHIBIT 10.43 The Goldman Sachs Group, Inc. [One-Time][Year-End] Performance-Based RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Sign |
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| February 27, 2025 |
ear-End RSU Award Agreement (Base (not fully vested) and/or Supplemental). † EXHIBIT 10.36 The Goldman Sachs Group, Inc. [One-Time][Year-End] RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire document (including its [Appendix][Appendices]), the Award Statement and the Signature Card (together, the “Award Agreement”), |
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| February 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction of incorporation or o |
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| February 26, 2025 |
KC MCCLURE AND JOHN WALDRON JOIN GOLDMAN SACHS BOARD OF DIRECTORS Exhibit 99.1 The Goldman Sachs Group, Inc. | 200 West Street | New York, New York 10282 KC MCCLURE AND JOHN WALDRON JOIN GOLDMAN SACHS BOARD OF DIRECTORS NEW YORK, February 26, 2025 — The Board of Directors of The Goldman Sachs Group, Inc. (NYSE: GS) today announced the appointment of KC McClure as an independent director of the Board, effective immediately. Following her retirement from Accenture |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2025 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jur |
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| February 13, 2025 |
EX-5.7 Exhibit 5.7 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 davispolk.com February 12, 2025 The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 GS Finance Corp., c/o The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 Exhibits 5.7 and 23.5 OPINION OF DAVIS POLK & WARDWELL LLP Ladies and Gentlemen: The Goldman Sachs Group, Inc., |
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| February 13, 2025 |
EX-8.4 Exhibit 8.4 Davis Polk & Wardwell LLP 450 Lexington Avenue New York, NY 10017 davispolk.com February 12, 2025 Goldman Sachs 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), and GS Finance Corp., a Delaware corporation (“GSFC” ), have filed with the Securities and Exchange Commission (the “Commission”) a |
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| February 13, 2025 |
Letter of Awareness of Independent Registered Public Accounting Firm. Exhibit 15.1 February 12, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated May 2, 2024, August 1, 2024, and November 1, 2024 on our reviews of interim financial statements of The Goldman Sachs Group, Inc. and its subsidiaries (the “Company”), which are included in the Company’s Quarterly Reports on Form 10-Q for the |
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| February 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporat |
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| February 13, 2025 |
Restated Certificate of Incorporation of The G EX-3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the Delaware General Corporation Law (the “Corporation”), DOES HEREBY CERTIFY: 1. The name of the Corporation is The Goldman Sachs Group, Inc. The date of filing of its original certificate of incorporation with the Secretary of State o |
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| February 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| February 13, 2025 |
As filed with the Securities and Exchange Commission on February 12, 2025 S-3/A Table of Contents As filed with the Securities and Exchange Commission on February 12, 2025 Registration Statement No. |
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| February 12, 2025 |
The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Goldman Sachs Capital I Goldman Sachs Capital II Goldman Sachs Capital III Goldman Sachs Capital VI Goldman Sachs Capital VII GS Finance Corp. 200 West Street New York, New York 10282 February 12, 2025 VIA EDGAR Re: The Goldman Sachs Group, Inc. Goldman Sachs Capital I, Goldman Sachs Capital II, Goldman Sachs Capital III, Goldm |
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| February 6, 2025 |
EX-99 2 POA13G-1832894320250128.txt EXHIBIT 99 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that THE GOLDMAN SACHS GROUP, INC. (the "Company") does hereby make, constitute and appoint Papa Lette, Akash Keshari, Regina Chan, Andrzej Szyszka, Ameen Soetan, Rahail Patel, Santosh Vinayagamoorthy, Sadhiya Raffique, Matthew Pomfret, Abhishek Vishwanathan, Mariana Audeves, Veronica Mupazviriwo, E |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporati |
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| January 28, 2025 |
Form of Underwriting Agreement for subordinated debt securities of The Goldman Sachs Group, Inc. Exhibit 1.7 The Goldman Sachs Group, Inc. [Title of Subordinated Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and |
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| January 28, 2025 |
Power of Attorney for GS Finance Corp. Exhibit 24.2 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of GS Finance Corp. (the “Corporation”), whose signature appears below, hereby constitutes and appoints Adam Siegler, Nnaemeka Eke, Matthew Bieber, Laurence Kleinman and Terence Donnelly, and each of them (so long as each such individual is an employee of the Corporation or an aff |
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| January 28, 2025 |
Exhibit 25.7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
EX-8.3 Exhibit 8.3 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: As United States tax counsel to GS Finance Corp. (the “ |
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| January 28, 2025 |
Exhibit 25.11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
EX-5.4 Exhibit 5.4 January 27, 2025 [Letterhead of Sullivan & Cromwell LLP] The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is filed as Exhibit 4.93 t |
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| January 28, 2025 |
Exhibit 25.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 25.16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
EX-5.5 Exhibit 5.5 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), has filed with the Securities and Exchange Commission (the “Commission”) on |
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| January 28, 2025 |
Exhibit 25.2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju |
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| January 28, 2025 |
Form of Amended and Restated Distribution Agreement for Warrants, Series G of GS Finance Corp. Exhibit 1.16 GS Finance Corp. Warrants, Series G fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Third Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a Delaware |
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| January 28, 2025 |
Letter of Awareness of Independent Registered Public Accounting Firm. Exhibit 15.1 January 27, 2025 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We are aware that our reports dated May 2, 2024, August 1, 2024, and November 1, 2024 on our reviews of interim financial statements of The Goldman Sachs Group, Inc. and its subsidiaries (the “Company”), which are included in the Company’s Quarterly Reports on Form 10-Q for the q |
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| January 28, 2025 |
As filed with the Securities and Exchange Commission on January 27, 2025 S-3 As filed with the Securities and Exchange Commission on January 27, 2025 Registration Statement No. |
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| January 28, 2025 |
Exhibit 25.6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 1.11 The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions st |
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| January 28, 2025 |
Exhibit 1.3 The Goldman Sachs Group, Inc. Medium-Term Notes, Series N Sixth Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes to issue and sell from time to time its Medium-Term Notes, Series N (the “Securities”), and agrees w |
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| January 28, 2025 |
Exhibit 25.12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
Exhibit 25.8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Power of Attorney for The Goldman Sachs Group, Inc. Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned directors and officers of The Goldman Sachs Group, Inc. (the “Corporation”), whose signature appears below, hereby constitutes and appoints David Solomon, John E. Waldron, Denis P. Coleman III, Kathryn H. Ruemmler, Carey Halio and Sheara J. Fredman, and each of them (so long as each such individual is a |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporati |
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| January 28, 2025 |
EX-5.3 Exhibit 5.3 January 27, 2025 [Letterhead of Sullivan & Cromwell LLP] The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282. Ladies and Gentlemen: We refer to the Amended and Restated General Guarantee Agreement, dated September 28, 2018 (the “Guarantee Agreement”), by The Goldman Sachs Group, Inc., a Delaware corporation (the “Guarantor”), which is filed as Exhibit 4.93 t |
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| January 28, 2025 |
Exhibit 25.15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
Exhibit 25.13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) The Goldman Sachs Group, Inc. |
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| January 28, 2025 |
Exhibit 25.9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 25.4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 25.14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (J |
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| January 28, 2025 |
Exhibit 1.6 The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting Agreement , 20 Goldman Sachs & Co. LLC, As Representative of the several Underwriters named in Schedule I hereto, 200 West Street, New York, New York 10282. Ladies and Gentlemen: The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herei |
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| January 28, 2025 |
Exhibit 25.10 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
EX-5.6 Exhibit 5.6 SIDLEY AUSTIN LLP 787 SEVENTH AVENUE NEW YORK, NY 10019 +1 212 839 5300 +1 212 839 5599 FAX AMERICA • ASIA PACIFIC • EUROPE January 27, 2025 GS Finance Corp. c/o The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 The Goldman Sachs Group, Inc. 200 West Street New York, New York 10282 Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company” |
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| January 28, 2025 |
Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 28, 2025 |
Exhibit 1.15 GS Finance Corp. Medium-Term Notes, Series F fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Third Amended and Restated Distribution Agreement [●], 2025 Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282. Ladies and Gentlemen: GS Finance Corp., a Delaware corporation (the “Company”), proposes to issue and sell, and The Goldman Sachs Group, Inc., a |
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| January 28, 2025 |
Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York (Jurisdiction |
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| January 24, 2025 |
Form of certificate representing the Series Z Preferred Stock. Exhibit 4.2 THE GOLDMAN SACHS GROUP, INC. Incorporated under the laws of the State of Delaware NUMBER 1 CUSIP 38141GB94 6.850% FIXED RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES Z 76,000 SHARES THIS CERTIFICATE IS TRANSFERRABLE IN NEW YORK, NY This is to certify that is the registered owner of fully paid and non-assessable shares of 6.850% Fixed-Rate Reset Non-Cumulative Pr |
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| January 24, 2025 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporati |
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| January 24, 2025 |
Certificate of Designations relating to Preferred Stock Series Z. Exhibit 3.1 and 4.1 CERTIFICATE OF DESIGNATIONS OF 6.850% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES Z OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: The Securities |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of inco |
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| January 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2025 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jur |
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| January 15, 2025 |
Exhibit 99.2 Full Year and Fourth Quarter 2024 Earnings Results Presentation January 15, 2025 Our culture and leading client franchise are the foundation of our strategy S TRA TE G I C Client Service OBJ EC T I VES Harness One GS to Serve Our Clients with Excellence Partnership Run World-Class, Differentiated, Durable Businesses Integrity Invest to Operate at Scale Excellence 1 World-class and int |
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| January 15, 2025 |
Exhibit 99.1 Full Year and Fourth Quarter 2024 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Jehan Ilahi 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Full Year and Fourth Quarter 2024 Earnings Results Goldman Sachs Reports Earnings Per Common Share of $40.54 for 2024 Fourth Quarter Earnings Per Common Share was $11.95 “We |
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| November 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporat |
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| November 13, 2024 |
MIR / Mirion Technologies, Inc. / GOLDMAN SACHS GROUP INC Activist Investment SC 13D/A 1 ff410655813da8-mirion.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Mirion Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 60471A101 (CUSIP Number) Philip Grovit GSAM Holdings LLC 200 West Street New York, NY 10282 |
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| November 6, 2024 |
MIR / Mirion Technologies, Inc. / GOLDMAN SACHS GROUP INC Activist Investment SC 13D/A 1 ff408322113da7-mirion.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Mirion Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 60471A101 (CUSIP Number) Philip Grovit GSAM Holdings LLC 200 West Street New York, NY 10282 |
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| November 4, 2024 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 November 1, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated November 1, 2024 on our |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sach |
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| October 24, 2024 |
Certificate of Elimination relating to the Series P Preferred Stock. Exhibit 3.1 CERTIFICATE OF ELIMINATION OF 5.00% FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES P OF THE GOLDMAN SACHS GROUP, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) The Goldman Sachs Group, Inc., a Delaware corporation (the “Corporation”), hereby certifies in accordance with the provisions of Section 151(g) of the General Corporation |
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| October 24, 2024 |
Exhibit 3.2 RESTATED CERTIFICATE OF INCORPORATION OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the Delaware General Corporation Law (the “Corporation”), DOES HEREBY CERTIFY: 1. The name of the Corporation is The Goldman Sachs Group, Inc. The date of filing of its original certificate of incorporation with the Secretary of State of the S |
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| October 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware No. 13-4019460 (State or other |
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| October 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jur |
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| October 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 ( |
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| October 15, 2024 |
Exhibit 99.1 Third Quarter 2024 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Jehan Ilahi 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Third Quarter 2024 Earnings Results Goldman Sachs Reports Third Quarter Earnings Per Common Share of $8.40 “Our performance demonstrates the strength of our world-class franchise in an impro |
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| October 15, 2024 |
Exhibit 99.2 Third Quarter 2024 Earnings Results Presentation October 15, 2024 Results Snapshot Net Revenues Net Earnings EPS 3Q24 $12.70 billion 3Q24 $2.99 billion 3Q24 $8.40 3Q24 YTD $ 3 9 . 6 4 bi llion 3Q24 YTD $ 1 0 . 1 7 bi l l i on 3Q24 YTD $28. 64 1 1 Annualized ROE Annualized ROTE Book Value Per Share 3Q24 10.4% 3Q24 11.1% 3Q24 $332.96 3Q24 YTD 12.0% 3Q24 YTD 12.9% YTD Growth 6.2% 4 Quart |
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| September 26, 2024 |
Certificate of Designations of the Registrant relating to the Series Y Preferred Stock. Exhibit 3.1 and 4.1 CERTIFICATE OF DESIGNATIONS OF 6.125% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES Y OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: The Securities |
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| September 26, 2024 |
Form of certificate representing the Series Y Preferred Stock. Exhibit 4.2 [FORM OF FACE OF CERTIFICATE] THE GOLDMAN SACHS GROUP, INC. Incorporated under the laws of the State of Delaware NUMBER 1 CUSIP 38141GB45 6.125% FIXED RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES Y 80,000 SHARES THIS CERTIFICATE IS TRANSFERRABLE IN NEW YORK, NY This is to certify that is the registered owner of fully paid and non-assessable shares of 6.125% Fixed-Rat |
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| September 26, 2024 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorpora |
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| September 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorpora |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other juris |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gro |
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| August 2, 2024 |
Letter re: Unaudited Interim Financial Information EXHIBIT 15.1 August 1, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated August 1, 2024 on our rev |
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| August 1, 2024 |
MIR / Mirion Technologies, Inc. / GOLDMAN SACHS GROUP INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* Mirion Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 60471A101 (CUSIP Number) Philip Grovit GSAM Holdings LLC 200 West Street New York, NY 10282 (212) 859-8000 (Name, Address and Tel |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 23, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisd |
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| July 15, 2024 |
EX-99.1 Exhibit 99.1 Second Quarter 2024 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Jehan Ilahi 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Second Quarter 2024 Earnings Results Goldman Sachs Reports Second Quarter Earnings Per Common Share of $8.62 and Increases the Quarterly Dividend to $3.00 Per Common Share in the Th |
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| July 15, 2024 |
EX-99.2 Exhibit 99.2 Second Quarter 2024 Earnings Results Presentation July 15, 2024 Results Snapshot Net Revenues Net Earnings EPS 2Q24 $12.73 billion 2Q24 $3.04 billion 2Q24 $8.62 2Q24 YTD $ 2 6 . 9 4 bi llion 2Q24 YTD $ 7 . 1 8 bi l l i on 2Q24 YTD $20. 21 1 1 Annualized ROE Annualized ROTE Book Value Per Share 2Q24 10.9% 2Q24 11.6% 2Q24 $327.13 2Q24 YTD 12.8% 2Q24 YTD 13.8% YTD Growth 4.3% 4 Q |
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| July 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisd |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdi |
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| June 28, 2024 |
EX-99.1 Exhibit 99.1 Goldman Sachs Statement on Stress Capital Buffer NEW YORK, NY, June 28, 2024 — On Wednesday, June 26, the Federal Reserve notified the firm of the Stress Capital Buffer (“SCB”) for The Goldman Sachs Group, Inc. (NYSE: GS) of 6.4%, resulting in a Standardized Common Equity Tier 1 (“CET1”) ratio requirement of 13.9%, which will become effective on October 1, 2024. “This increase |
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| June 24, 2024 |
JOHN HESS JOINS GOLDMAN SACHS BOARD OF DIRECTORS Exhibit 99.1 The Goldman Sachs Group, Inc. | 200 West Street | New York, New York 10282 JOHN HESS JOINS GOLDMAN SACHS BOARD OF DIRECTORS NEW YORK, June 24, 2024 — The Board of Directors of The Goldman Sachs Group, Inc. (NYSE: GS) today announced the appointment of John B. Hess as an independent director of the Board, effective June 24, 2024. Mr. Hess will also become a member of each of the Board’ |
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| June 24, 2024 |
Via EDGAR June 24, 2024 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdi |
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| June 17, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 11-K ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☒ Annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2023 Or ☐ Transition report pursuant to Section 15(d) of the Securities Exchange Act of 1934 For the |
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| June 17, 2024 |
EX-99.9 2 d117595dex999.htm EX-99.9 Exhibit 99.9 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS that BRIDGE STREET OPPORTUNITY ADVISORS, L.L.C. (the “Company”) does hereby make, constitute and appoint each of Jamison Yardley, Crystal Orgill, Chad Christensen, and Carson Williams, acting individually, its true and lawful attorney, to execute and deliver in its name and on its behalf whether t |
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| June 17, 2024 |
STGW / Stagwell Inc. / GOLDMAN SACHS GROUP INC - SC 13D/A Activist Investment SC 13D/A 1 d117595dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 10)* STAGWELL INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 552697104 (CUSIP Number) Hristo Dimitrov Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 (212) 902-1000 (Name, Address |
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| June 6, 2024 |
EX-99.8 2 ff3469529ex998-mirion.htm Exhibit 99.8 WARRANT EXCHANGE AGREEMENT GS Sponsor II LLC (the “Holder”) enters into this Exchange Agreement (the “Agreement”) with Mirion Technologies, Inc. (f/k/a GS Acquisition Holdings Corp II), a Delaware corporation (the “Company”), on June 4, 2024 whereby the Holder will exchange (the “Exchange”) 8,500,000 warrants (the “Private Warrants”) to purchase 8,5 |
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| June 6, 2024 |
Certificate delivered by GS Sponsor II LLC on June 4, 2024 (filed herewith). EX-99.9 3 ff3469529ex999-mirion.htm Exhibit 99.9 CERTIFICATE OF GS SPONSOR II LLC June 4, 2024 WHEREAS, GS Sponsor II LLC (“GS Sponsor”) and Mirion Technologies, Inc. (the “Issuer”) have agreed, pursuant to that certain Warrant Exchange Agreement, dated as of June 4, 2024, between GS Sponsor and the Issuer, to exchange 8,500,000 warrants to purchase Class A Common stock, par value $0.0001 per shar |
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| June 6, 2024 |
MIR / Mirion Technologies, Inc. / GOLDMAN SACHS GROUP INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Mirion Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 60471A101 (CUSIP Number) Philip Grovit GSAM Holdings LLC 200 West Street New York, NY 10282 (212) 859-8000 (Name, Address and Tel |
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| May 20, 2024 |
Certificate of Incorporation of The Goldman Sachs Group, Inc., amended as of May 17, 2024 EX-3.2 Exhibit 3.2 RESTATED CERTIFICATE OF INCORPORATION OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the Delaware General Corporation Law (the “Corporation”), DOES HEREBY CERTIFY: 1. The name of the Corporation is The Goldman Sachs Group, Inc. The date of filing of its original certificate of incorporation with the Secretary of State o |
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| May 20, 2024 |
Certificate of Elimination relating to the Series K Preferred Stock. EX-3.1 Exhibit 3.1 CERTIFICATE OF ELIMINATION OF 6.375% FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES K OF THE GOLDMAN SACHS GROUP, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) The Goldman Sachs Group, Inc., a Delaware corporation (the “Corporation”), hereby certifies in accordance with the provisions of Section 151(g) of the General Cor |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorpor |
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| May 17, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 28, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 3, 2024 |
Amended and Restated The Goldman Sachs Group, Inc. Clawback Policy, Exhibit 10.1 AMENDED AND RESTATED THE GOLDMAN SACHS GROUP, INC. CLAWBACK POLICY 1. Purpose The Goldman Sachs Group, Inc. (“GS Group”) is amending and restating this clawback policy (this “Policy”), which was established to appropriately align the interests of managers and other employees of GS Group and its subsidiaries and affiliates (together, the “Firm) with those of the Firm and to promote the |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gr |
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| May 3, 2024 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 May 2, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated May 2, 2024 on our review of |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorp |
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| April 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other juris |
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| April 23, 2024 |
Certificate of Designations of the Registrant relating to the Series X Preferred Stock. EX-3.1 Exhibit 3.1 and 4.1 CERTIFICATE OF DESIGNATIONS OF 7.50% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES X OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: The Secur |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorp |
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| April 23, 2024 |
Form of certificate representing the Series X Preferred Stock. EX-4.2 Exhibit 4.2 [FORM OF FACE OF CERTIFICATE] THE GOLDMAN SACHS GROUP, INC. Incorporated under the laws of the State of Delaware NUMBER 1 CUSIP 38141GA61 7.50% FIXED RATE RESET NON- CUMULATIVE PREFERRED STOCK, SERIES X 90,000 SHARES THIS CERTIFICATE IS TRANSFERRABLE IN NEW YORK, NY This is to certify that is the registered owner of fully paid and non-assessable shares of 7.50 |
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| April 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporation |
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| April 15, 2024 |
First Quarter 2024 Earnings Results Presentation April 15, 2024 EX-99.2 Exhibit 99.2 First Quarter 2024 Earnings Results Presentation April 15, 2024 Results Snapshot Net Revenues Net Earnings EPS 1Q24 $14.21 billion 1Q24 $4.13 billion 1Q24 $11.58 Annualized ROE1 Annualized ROTE1 Book Value Per Share 1Q24 14.8% 1Q24 15.9% 1Q24 $321.10 (+2.4% YTD) Highlights Selected Items and FDIC Special Assessment Fee4 #1 in announced and completed M&A2 $ in millions, except |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other juris |
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| April 15, 2024 |
EX-99.1 Exhibit 99.1 First Quarter 2024 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Carey Halio 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 First Quarter 2024 Earnings Results Goldman Sachs Reports First Quarter Earnings Per Common Share of $11.58 “Our first quarter results reflect the strength of our world-class and in |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 10, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other juris |
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| April 8, 2024 |
U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation Submitted Pursuant to Rule 14a-6(g) 1. Name of the Registrant: The Goldman Sachs Group, Inc. 2. Name of person relying on exemption: The Comptroller of the City of New York, on behalf of the New York City Employees’ Retirement System, the New York City Teachers’ Retirement System, and the New York City Polic |
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| April 2, 2024 |
Notice of Exempt Solicitation Submitted by Non-Management Under Rule 14a-103 (Voluntary Submission) U. |
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| April 2, 2024 |
Notice of Exempt Solicitation Submitted by Non-Management Under Rule 14a-103 (Voluntary Submission) Notice of Exempt Solicitation Submitted by Non-Management Under Rule 14a-103 (Voluntary Submission) U. |
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| April 1, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: National Legal and Policy Center Address of persons relying on exemption: 107 Park Washington Court, Falls Church, VA 22046 Written materials are submitted pursuant to Rule 14a-6(g) |
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| March 25, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 22, 2024 |
NOTICE OF EXEMPT SOLICITATION NAME OF REGISTRANT: Goldman Sachs NAME OF PERSON RELYING ON EXEMPTION: Presbyterian Church, U. |
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| March 21, 2024 |
U.S. Securities and Exchange Commission Washington, DC 20549 Notice of Exempt Solicitation Submitted Pursuant to Rule 14a-6(g) 1. Name of the Registrant: The Goldman Sachs Group, Inc. 2. Name of person relying on exemption: The Comptroller of the City of New York, on behalf of the New York City Employees’ Retirement System, the New York City Teachers’ Retirement System, and the New York City Polic |
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| March 21, 2024 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: Sierra Club Foundation Address of persons relying on exemption: 2101 Webster Street, Suite 1250, Oakland, CA 94612 Written materials are submitted pursuant to Rule 14a-6(g) (1) prom |
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| March 18, 2024 |
The Goldman Sachs Group, Inc. (GS) The Goldman Sachs Group, Inc. (GS) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 To Goldman Sachs Shareholders: I urge shareholders to vote FOR Item 5 at the shareholder meeting. The proposal asks Goldman Sachs to prepare an annual report on its lobbying. Resolved, the shareholders of Goldman Sachs request the preparation of a report, updated annually, |
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| March 15, 2024 |
THE GOLDMAN SACHS GROUP, INC. Proxy Statement 2024 Annual Meeting of Shareholders THE GOLDMAN SACHS GROUP, INC.—NOTICE OF 2024 ANNUAL MEETING OF SHAREHOLDERS The Goldman Sachs Group, Inc. 200 West Street, New York, New York 10282 Notice of 2024 Annual Meeting of Shareholders Items of Business d Item 1. Election to our Board of Directors of the 11 director nominees named in the attached Proxy State |
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| March 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ |
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| March 15, 2024 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction o |
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| March 5, 2024 |
Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-269296 The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. Subject to Completion. Dated March 4, 2024. GS Finance Corp. $ Aut |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction o |
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| February 23, 2024 |
Exhibit 4.1 THE GOLDMAN SACHS GROUP, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2023 The following is a description of each class of securities of The Goldman Sachs Group, Inc. (the “Company”) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended, as of December 31, 2023. TABLE OF C |
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| February 23, 2024 |
Form of Fixed Allowance Restricted Stock Award Agreement. EXHIBIT 10.42 The Goldman Sachs Group, Inc. Fixed Allowance Restricted Stock Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of Fixed Allowance Restricted Shares (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signatu |
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| February 23, 2024 |
Form of Performance-Based Restricted Stock Unit Award Agreement (fully vested). EXHIBIT 10.44 The Goldman Sachs Group, Inc. Year-End Performance-Based RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature |
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| February 23, 2024 |
Form of Fixed Allowance RSU Award Agreement. EXHIBIT 10.41 The Goldman Sachs Group, Inc. Fixed Allowance RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your Fixed Allowance award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You |
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| February 23, 2024 |
The Goldman Sachs Group, Inc. Clawback Policy, effective as of Exhibit 97.1 THE GOLDMAN SACHS GROUP, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1.Purpose. The purpose of this Policy is to provide for the recovery of Erroneously Awarded Compensation from Executive Officers in accordance with the Clawback Rules. This Policy shall apply to, and be enforceable against, any Executive Officer and the Executive Officer’s beneficiaries (as speci |
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| February 23, 2024 |
Form of Year-End RSU Award Agreement (Base (not fully vested) and/or Supplemental). EXHIBIT 10.36 The Goldman Sachs Group, Inc. Year-End RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 23, 2024 |
Form of Year-End RSU Award Agreement (fully vested). EXHIBIT 10.35 The Goldman Sachs Group, Inc. Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Whether to Accept this Award A |
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| February 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction of incorporation or o |
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| February 23, 2024 |
Form of Non-Employee Director RSU Award Agreement. EXHIBIT 10.31 The Goldman Sachs Group, Inc. Outside Director RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”) [that will be granted to you as set forth on your Award Statement]. You should read carefully this entire Award Agreement, which includes the Award Statement and any atta |
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| February 23, 2024 |
Form of Year-End RSU Award Agreement (not fully vested). EXHIBIT 10.34 The Goldman Sachs Group, Inc. Year-End RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 23, 2024 |
Form of One-Time/Year-End RSU Award Agreement. EXHIBIT 10.33 The Goldman Sachs Group, Inc. [One-Time][Year-End] RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide |
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| February 23, 2024 |
Form of Year-End Short-Term RSU Award Agreement. EXHIBIT 10.37 The Goldman Sachs Group, Inc. Year-End Short-Term RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of Short-Term RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptanc |
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| February 23, 2024 |
Form of Signature Card for Equity Awards. Exhibit 10.47 The Goldman Sachs Group, Inc. Signature Card for Awards and Consent to Receive Electronic Delivery [IMPORTANT: PLEASE REVIEW, EXECUTE AND RETURN THIS FORM TO: . YOU MUST PROPERLY EXECUTE THIS FORM TO ACKNOWLEDGE ACCEPTANCE OF THE TERMS AND CONDITIONS OF YOUR AWARD(S) AND RELATED MATTERS.] 1.I have received and agree to be bound by The Goldman Sachs Amended and Restated Stock Incentiv |
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| February 23, 2024 |
Form of Non-Employee Director RSU Award Agreement (Cash-Settled) EXHIBIT 10.32 The Goldman Sachs Group, Inc. Outside Director RSU Award (Cash-Settled) This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your grant award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement and any attached Appendix. Documents that Govern Your Awar |
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| February 23, 2024 |
Form of Performance-Based Restricted Stock Unit Award Agreement (not fully vested). EXHIBIT 10.45 The Goldman Sachs Group, Inc. Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 23, 2024 |
List of significant subsidiaries of The Goldman Sachs G EXHIBIT 21.1 Significant Subsidiaries of the Registrant The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2023 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the |
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| February 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 16, 2024 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jur |
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| February 13, 2024 |
GS / The Goldman Sachs Group, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0076-goldmansachsgroupinct.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Goldman Sachs Group Inc/The Title of Class of Securities: Common Stock CUSIP Number: 38141G104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate bo |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 12, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdictio |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2024 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdictio |
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| January 16, 2024 |
EX-99.1 Exhibit 99.1 Full Year and Fourth Quarter 2023 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Carey Halio 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Full Year and Fourth Quarter 2023 Earnings Results Goldman Sachs Reports Earnings Per Common Share of $22.87 for 2023 Fourth Quarter Earnings Per Common Share was $5.48 “This |
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| January 16, 2024 |
EX-99.2 Exhibit 99.2 Full Year and Fourth Quarter 2023 Earnings Results Presentation January 16, 2024 Our culture and leading client franchise are the foundation of our focused strategy S TRA TE G I C Client Service OBJ EC T I VES Harness One GS to Serve Our Clients with Excellence Partnership Run World-Class, Differentiated, Durable Businesses Integrity Invest to Operate at Scale Excellence 1 Two |
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| November 3, 2023 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 November 3, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated November 3, 2023 on our |
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| November 3, 2023 |
of The Goldman Sachs Group, Inc., EXHIBIT 3.2 As Amended and Restated as of October 28, 2021 November 3, 2023 AMENDED AND RESTATED BY-LAWS OF THE GOLDMAN SACHS GROUP, INC. ARTICLE I Stockholders Section 1.1 Annual Meetings. An annual meeting of stockholders shall be held for the election of directors at such date, time and place (if any), either within or without the State of Delaware as may be designated by the Board of Directors |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sach |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of inco |
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| October 17, 2023 |
EX-99.2 Exhibit 99.2 Third Quarter 2023 Earnings Results Presentation October 17, 2023 Results Snapshot Net Revenues Net Earnings EPS 3Q23 $11.82 billion 3Q23 $2.06 billion 3Q23 $5.47 3Q23 YTD $34.94 billion 3Q23 YTD $6.51 billion 3Q23 YTD $17.39 1 1 Annualized ROE Annualized ROTE Book Value Per Share 3Q23 7.1% 3Q23 7.7% 3Q23 $313.83 3Q23 YTD 7.6% 3Q23 YTD 8.2% YTD Growth 3.4% 5 Highlights Selecte |
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| October 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jur |
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| October 17, 2023 |
EX-99.1 Exhibit 99.1 Third Quarter 2023 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Carey Halio 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Third Quarter 2023 Earnings Results Goldman Sachs Reports Third Quarter Earnings Per Common Share of $5.47 “We continue to make significant progress executing on our strategic priori |
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| September 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorpora |
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| September 18, 2023 |
Certificate of Elimination relating to the Series J Preferred Stock. EXHIBIT 3.1 CERTIFICATE OF ELIMINATION OF 5.50% FIXED-TO-FLOATING RATE NON-CUMULATIVE PREFERRED STOCK, SERIES J OF THE GOLDMAN SACHS GROUP, INC. (Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware) The Goldman Sachs Group, Inc., a Delaware corporation (the “Corporation”), hereby certifies in accordance with the provisions of Section 151(g) of the General Corporation |
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| September 18, 2023 |
Restated Certificate of Incorporation of The Goldman Sachs Group, Inc., amended as of S EXHIBIT 3.2 RESTATED CERTIFICATE OF INCORPORATION OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the Delaware General Corporation Law (the “Corporation”), DOES HEREBY CERTIFY: 1. The name of the Corporation is The Goldman Sachs Group, Inc. The date of filing of its original certificate of incorporation with the Secretary of State of the S |
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| September 14, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 25, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 18, 2023 |
Certificate of Designations of the Registrant relating to the Series W Preferred Stock. EX-3.1 Exhibit 3.1 and 4.1 CERTIFICATE OF DESIGNATIONS OF 7.50% FIXED-RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES W OF THE GOLDMAN SACHS GROUP, INC. THE GOLDMAN SACHS GROUP, INC., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Sections 103 and 151 thereof, DOES HEREBY CERTIFY: The Secur |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporatio |
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| August 18, 2023 |
Form of certificate representing the Series W Preferred Stock. EX-4.2 Exhibit 4.2 [FORM OF FACE OF CERTIFICATE] THE GOLDMAN SACHS GROUP, INC. Incorporated under the laws of the State of Delaware NUMBER 1 CUSIP 38141G A20 7.50% FIXED RATE RESET NON-CUMULATIVE PREFERRED STOCK, SERIES W 60,000 SHARES THIS CERTIFICATE IS TRANSFERRABLE IN NEW YORK, NY This is to certify that is the registered owner of fully paid and non-assessable shares of 7.50% Fixed-Rate Reset |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporatio |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware No. 001-14965 No. 13-4019460 (State or other jurisdiction of incorporatio |
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| August 3, 2023 |
respect to the Senior Debt Indenture, dated as of Exhibit 10.1 GS FINANCE CORP. Issuer and THE GOLDMAN SACHS GROUP, INC. Guarantor to THE BANK OF NEW YORK MELLON Trustee TENTH SUPPLEMENTAL INDENTURE Dated as of August 1, 2023 S&P 500® Daily Risk Control 5% USD Excess Return Index-Linked Notes due 2025 Supplementing the Senior Debt Indenture, dated as of October 10, 2008, among GS Finance Corp., The Goldman Sachs Group, Inc. and The Bank of New Yo |
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| August 3, 2023 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 August 2, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated August 2, 2023 on our rev |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gro |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 17, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdiction o |
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| July 20, 2023 |
THOMAS MONTAG JOINS GOLDMAN SACHS BOARD OF DIRECTORS EX-99.1 Exhibit 99.1 The Goldman Sachs Group, Inc. | 200 West Street | New York, New York 10282 THOMAS MONTAG JOINS GOLDMAN SACHS BOARD OF DIRECTORS NEW YORK, July 20, 2023 — Following the Governance Committee’s recommendation, which was announced last month, the Board of Directors of The Goldman Sachs Group, Inc. (NYSE: GS) today announced the appointment of Thomas K. Montag as an independent dir |
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| July 19, 2023 |
EX-99.2 Exhibit 99.2 Second Quarter 2023 Earnings Results Presentation July 19, 2023 Results Snapshot Net Revenues Net Earnings EPS 2Q23 $10.90 billion 2Q23 $1.22 billion 2Q23 $3.08 2Q23 YTD $23.12 billion 2Q23 YTD $4.45 billion 2Q23 YTD $11.91 1 1 Annualized ROE Annualized ROTE Book Value Per Share 2Q23 4.0% 2Q23 4.4% 2Q23 $309.33 2Q23 YTD 7.8% 2Q23 YTD 8.5% YTD Growth 1.9% 5 Highlights Selected |
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| July 19, 2023 |
EX-99.1 Exhibit 99.1 Second Quarter 2023 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Carey Halio 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 Second Quarter 2023 Earnings Results Goldman Sachs Reports Second Quarter Earnings Per Common Share of $3.08 and Increases the Quarterly Dividend to $2.75 Per Common Share in the Third Qua |
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| July 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdiction o |
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| July 7, 2023 |
Joint Filing Agreement, dated July 7, 2023 (filed herewith). EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of the foregoing statement on Schedule 13D with respect to the Class A Common Stock of Mirion Technologies, Inc. The undersigned acknowledge that each shall be responsible for the timely filin |
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| July 7, 2023 |
MIR / Mirion Technologies Inc. - Class A / GOLDMAN SACHS GROUP INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Mirion Technologies, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 60471A101 (CUSIP Number) Philip Grovit GSAM Holdings LLC200 West Street New York, NY 10282 (212) 859-8000 (Name, Address and Tele |
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| June 30, 2023 |
Goldman Sachs Announces 10% Dividend Increase EX-99.1 Exhibit 99.1 The Goldman Sachs Group, Inc. | 200 West Street | New York, New York 10282 Goldman Sachs Announces 10% Dividend Increase NEW YORK, NY, June 30, 2023 — On Wednesday, June 28, the Federal Reserve notified the firm of the Stress Capital Buffer (“SCB”) for The Goldman Sachs Group, Inc. (NYSE: GS) of 5.5%, resulting in a Standardized Common Equity Tier 1 (“CET1”) ratio requirement |
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| June 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdiction o |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2023 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction o |
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| June 16, 2023 |
11-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 8, 2023 |
STGW / Stagwell Inc - Class A / GOLDMAN SACHS GROUP INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* STAGWELL INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 552697104 (CUSIP Number) David S. Thomas, Esq. Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 (212) 902-1000 (Name, Address and Telephone Number of Person Au |
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| May 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-14965 The Goldman Sachs Gr |
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| May 4, 2023 |
Letter re: Unaudited Interim Financial Information. EXHIBIT 15.1 May 3, 2023 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The Goldman Sachs Group, Inc. Registration Statements on Form S-8 (No. 333-80839) (No. 333-42068) (No. 333-106430) (No. 333-120802) (No. 333-235973) (No. 333-261673) Registration Statement on Form S-3 (No. 333-269296) Commissioners: We are aware that our report dated May 3, 2023 on our review of |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2023 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction |
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| April 18, 2023 |
EX-99.2 Exhibit 99.2 First Quarter 2023 Earnings Results Presentation April 18, 2023 Results Snapshot Net Revenues Net Earnings EPS 1Q23 $12.22 billion 1Q23 $3.23 billion 1Q23 $8.79 1 1 Annualized ROE Annualized ROTE Book Value Per Share 1Q23 11.6% 1Q23 12.6% 1Q23 $310.48 (+2.3% YTD) Highlights 2 3,4 #1 in completed M&A Record AUS of $2.67 trillion Strong net revenues in FICC and Equities, Record |
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| April 18, 2023 |
EX-99.1 Exhibit 99.1 First Quarter 2023 Earnings Results Media Relations: Tony Fratto 212-902-5400 Investor Relations: Carey Halio 212-902-0300 The Goldman Sachs Group, Inc. 200 West Street | New York, NY 10282 First Quarter 2023 Earnings Results Goldman Sachs Reports First Quarter Earnings Per Common Share of $8.79 “The events of the first quarter acted as another real-life stress test, demonstra |
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| April 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 18, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdiction |
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| April 14, 2023 |
NOTICE OF EXEMPT SOLICITATION Name of the registrant: Goldman Sachs Name of person relying on exemption: New York State Comptroller Thomas P. |
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| April 13, 2023 |
NOTICE OF EXEMPT SOLICITATION Name of the registrant: Goldman Sachs Name of person relying on exemption: New York State Comptroller Thomas P. |
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| April 12, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: National Legal and Policy Center Address of persons relying on exemption: 107 Park Washington Court, Falls Church, VA 22046 Written materials are submitted pursuant to Rule 14a-6(g) |
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| April 12, 2023 |
NOTICE OF EXEMPT SOLICITATION Name of the registrant: Goldman Sachs Name of person relying on exemption: New York State Comptroller Thomas P. |
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| April 10, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: National Legal and Policy Center Address of persons relying on exemption: 107 Park Washington Court, Falls Church, VA 22046 Written materials are submitted pursuant to Rule 14a-6(g) |
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| April 10, 2023 |
Notice of Exempt Solicitation NAME OF REGISTRANT: NAME OF PERSON RELYING ON EXEMPTION: Service Employees International Union Pension Plans Master Trust ADDRESS OF PERSON RELYING ON EXEMPTION: 1800 Massachusetts Avenue, NW Washington, DC 20036 Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934. |
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| April 7, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: National Legal and Policy Center Address of persons relying on exemption: 107 Park Washington Court, Falls Church, VA 22046 Written materials are submitted pursuant to Rule 14a-6(g) |
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| April 7, 2023 |
Main Post Office, P.O. Box 751 www.asyousow.org Berkeley, CA 94704 BUILDING A SAFE, JUST, AND SUSTAINABLE WORLD SINCE 1992 Notice of Exempt Solicitation Pursuant to Rule 14a-103 Name of the Registrant: Goldman Sachs Group Inc. (GS) Name of persons relying on exemption: As You Sow Address of persons relying on exemption: Main Post Office, P.O. Box 751, Berkeley, CA 94704 Written materials are submi |
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| April 6, 2023 |
The Goldman Sachs Group, Inc. (GS) The Goldman Sachs Group, Inc. (GS) Shareholder Alert Voluntary submission by John Chevedden, POB 2673, Redondo Beach, CA 90278 Goldman Sachs shareholder since 2018 April 6, 2023 To Goldman Sachs Shareholders: I urge shareholders to vote FOR Item 5 at the shareholder meeting on April 26, 2023. The proposal asks Goldman Sachs to prepare an annual report on its lobbying. Resolved, the shareholders of |
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| April 3, 2023 |
April 3, 2023 Dear fellow Goldman Sachs shareholder, I urge you to vote for Proposal 10 at the Goldman Sachs (“Goldman” or the “Bank”) annual meeting on April 26, 2023. |
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| March 30, 2023 |
United States Securities and Exchange Commission Washington, D.C. 20549 NOTICE OF EXEMPT SOLICITATION Pursuant to Rule 14a-103 Name of the Registrant: The Goldman Sachs Group, Inc. Name of persons relying on exemption: Sierra Club Foundation Address of persons relying on exemption: 2101 Webster Street, Suite 1250, Oakland, CA 94612 Written materials are submitted pursuant to Rule 14a-6(g) (1) prom |
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| March 28, 2023 |
SHCO / Soho House & Co Inc Class A / GOLDMAN SACHS GROUP INC - SC 13D/A Activist Investment SC 13D/A March 23, 2023 CONFIDENTIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2023 |
Notice of Exempt Solicitation Notice of Exempt Solicitation Under Rule 14a-103 (Voluntary Submission) Name of Corporate Registrant: Goldman Sachs Group, Inc. |
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| March 17, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 17, 2023 |
THE GOLDMAN SACHS GROUP, INC. Proxy Statement 2023 Annual Meeting of Shareholders THE GOLDMAN SACHS GROUP, INC.—NOTICE OF 2023 ANNUAL MEETING OF SHAREHOLDERS The Goldman Sachs Group, Inc. 200 West Street, New York, New York 10282 Notice of 2023 Annual Meeting of Shareholders Items of Business d Item 1. Election to our Board of Directors of the 12 director nominees named in the attached Proxy State |
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| March 17, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| March 17, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSIO N Washington, D. |
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| March 16, 2023 |
STGW / Stagwell Inc - Class A / GOLDMAN SACHS GROUP INC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* STAGWELL INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 552697104 (CUSIP Number) David S. Thomas, Esq. Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 (212) 902-1000 (Name, Address and Telephone Number of Person Au |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 9)* ReNew Energy Global plc (Name of Issuer) ReNew Global Class A Shares, Nominal Value $0.0001 Per Share (Title of Class of Securities) G7500M 104 (CUSIP Number) David S. Thomas, Esq. Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 (212) 902-10 |
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| March 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2023 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction o |
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| March 3, 2023 |
ReNew Energy Global plc SC 13D/A Exhibit 99.31 EXECUTION VERSION DATED: 2 March 2023 GS WYVERN HOLDINGS LIMITED AND CANADA PENSION PLAN INVESTMENT BOARD AGREEMENT FOR THE SALE AND PURCHASE OF DEPOSITARY RECEIPTS REPRESENTING CLASS C ORDINARY SHARES IN RENEW ENERGY GLOBAL PLC TABLE OF CONTENTS 1. DEFINITIONS AND INTERPRETATION 2 2. SALE AND PURCHASE 7 3. CONSIDERATION 7 4. EXCHANGE AND COMPLETION 7 |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 8)* ReNew Energy Global plc (Name of Issuer) ReNew Global Class A Shares, Nominal Value $0.0001 Per Share (Title of Class of Securities) G7500M 104 (CUSIP Number) David S. Thomas, Esq. Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 (212) 902-10 |
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| February 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2023 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Commission File Number: 001-14965 Delaware 13-4019460 (State or other jurisdicti |
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| February 28, 2023 |
State of the Franchise John Waldron President and Chief Operating Officer February 2023 EX-99.1 Exhibit 99.1 Welcome David Solomon Chairman and Chief Executive Officer February 2023 State of the Franchise John Waldron President and Chief Operating Officer February 2023 INVESTOR DAY 2023 STATE OF THE FRANCHISE 1 Our Client Franchise is the Foundation of Our Firm One Goldman Sachs Trusted advisor We have been a trusted partner of the world's leading businesses, entrepreneurs, and insti |
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| February 24, 2023 |
Form of Performance-Based Restricted Stock Unit Award Agreement (fully vested). † Exhibit 10.49 The Goldman Sachs Group, Inc. Year-End Performance-Based RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature |
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| February 24, 2023 |
Form of Performance-Based Restricted Stock Unit Award Agreement (not fully vested). † Exhibit 10.50 The Goldman Sachs Group, Inc. Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your of performance-based RSUs (your “Award” or “PSUs”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 24, 2023 |
Form of Year-End RSU Award Agreement (Base (not fully vested) and/or Supplemental). † Exhibit 10.41 The Goldman Sachs Group, Inc. Year-End RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 24, 2023 |
Form of Year-End RSU Award Agreement (fully vested). † Exhibit 10.40 The Goldman Sachs Group, Inc. Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Whether to Accept this Award A |
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| February 24, 2023 |
Form of Year-End RSU Award Agreement (not fully vested). † Exhibit 10.39 The Goldman Sachs Group, Inc. Year-End RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide Wh |
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| February 24, 2023 |
Form of Signature Card for Equity Awards. † Exhibit 10.52 The Goldman Sachs Group, Inc. Signature Card for Awards and Consent to Receive Electronic Delivery [IMPORTANT: PLEASE REVIEW, EXECUTE AND RETURN THIS FORM TO: . YOU MUST PROPERLY EXECUTE THIS FORM TO ACKNOWLEDGE ACCEPTANCE OF THE TERMS AND CONDITIONS OF YOUR AWARD(S) AND RELATED MATTERS.] 1.I have received and agree to be bound by The Goldman Sachs Amended and Restated Stock Incentiv |
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| February 24, 2023 |
Form of Fixed Allowance Restricted Stock Award Agreement Exhibit 10.47 The Goldman Sachs Group, Inc. Fixed Allowance Restricted Stock Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of Fixed Allowance Restricted Shares (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signatu |
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| February 24, 2023 |
Form of One-Time/Year-End RSU Award Agreement. † Exhibit 10.38 The Goldman Sachs Group, Inc. [One-Time][Year-End] RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You Must Decide |
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| February 24, 2023 |
Exhibit 4.1 THE GOLDMAN SACHS GROUP, INC. DESCRIPTION OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 AS OF DECEMBER 31, 2022 The following is a description of each class of securities of The Goldman Sachs Group, Inc. (the “Company”) that is registered under Section 12 of the Securities and Exchange Act of 1934, as amended, as of December 31, 2022. TABLE OF C |
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| February 24, 2023 |
Form of Year-End Short-Term RSU Award Agreement. † Exhibit 10.42 The Goldman Sachs Group, Inc. Year-End Short-Term RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your year-end award of Short-Term RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptanc |
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| February 24, 2023 |
Form of Fixed Allowance RSU Award Agreement Exhibit 10.46 The Goldman Sachs Group, Inc. Fixed Allowance RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your Fixed Allowance award of RSUs (your “Award”). You should read carefully this entire Award Agreement, which includes the Award Statement, any attached Appendix and the signature card. Acceptance 1.You |
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| February 24, 2023 |
Form of Non-Employee Director RSU Award Agreement. † Exhibit 10.37 The Goldman Sachs Group, Inc. Outside Director RSU Award This Award Agreement, together with The Goldman Sachs Amended and Restated Stock Incentive Plan (2021) (the “Plan”), governs your award of RSUs (your “Award”) [that will be granted to you as set forth on your Award Statement]. You should read carefully this entire Award Agreement, which includes the Award Statement and any atta |
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| February 24, 2023 |
List of significant subsidiaries of The Goldman Sachs Group, Inc. EXHIBIT 21.1 Significant Subsidiaries of the Registrant The following are significant subsidiaries of The Goldman Sachs Group, Inc. as of December 31, 2022 and the states or jurisdictions in which they are organized. Each subsidiary is indented beneath its principal parent. The Goldman Sachs Group, Inc. owns, directly or indirectly, at least 99% of the voting securities of substantially all of the |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission File Number: 001-14965 The Goldman Sachs Group, Inc. (Exact name of registrant as specified in its charter) Delaware 13-4019460 (State or other jurisdiction of incorporation or o |
