Mga Batayang Estadistika
| LEI | 549300WVFF2XZ68PVT94 |
| CIK | 1864208 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Guggenheim Active Allocation Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
|
| August 20, 2024 |
Centrally Cleared Credit Default Swap Agreements Guggenheim Active Allocation Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2023 Shares Value COMMON STOCKS† - 6. |
|
| March 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
|
| March 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
|
| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
|
| October 27, 2022 |
Guggenheim Active Allocation Fund SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Value COMMON STOCKS† - 10. |
|
| April 29, 2022 |
8-K 1 gugg84068gug.htm GUG UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2022 Guggenheim Active Allocation Fund (Exact name of Registrant as Specified in Its Charter) Delaware 811-23702 87-2512331 (State or other jurisd |
|
| November 26, 2021 |
32,750,000 Shares Guggenheim Active Allocation Fund Common Shares $20.00 per share Filed Pursuant to Rule 424(b)(1) Registration File No.: 333-256687 PROSPECTUS 32,750,000 Shares Guggenheim Active Allocation Fund Common Shares $20.00 per share Investment Objective and Philosophy. Guggenheim Active Allocation Fund (the ?Fund?) is a newly-organized,diversified, closed-end management investment company. The Fund?s investment objective is to maximize total return through a combinati |
|
| November 23, 2021 |
As filed with the Securities and Exchange Commission on November 23, 2021 As filed with the Securities and Exchange Commission on November 23, 2021 Securities Act File No. |
|
| November 23, 2021 |
Opinion and Consent of Dechert LLP(*) 1900 K Street, NW Washington, DC 20006-1110 +1 202 261 3300 Main +1 202 261 3333 Fax www. |
|
| November 23, 2021 |
Consent of Independent Registered Public Accounting Firm(*) EX-99.(N) 4 ex99n.htm CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in this Registration Statement (Form N-2MEF) (Amendment No. 4 to File No. 811-23702) of Guggenheim Active Allocation Fund of our report dated October 14, 2021 on the financial statement of Guggenheim Active Allocation F |
|
| November 22, 2021 |
November 22, 2021 VIA EDGAR Ms. Sumeera Younis U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Guggenheim Active Allocation Fund (File Nos. 333-256687; 811-23702) (the “Trust” or the “Registrant”) Dear Ms. Younis: On behalf of the Registrant, we wish to respond by this letter to the comment of the U.S. Securities and Exchange Co |
|
| November 17, 2021 |
8-A12B 1 gug83103-8a12b.htm REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) OF THE SECURITIES EXCHANGE ACT OF 1934 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 GUGGENHEIM ACTIVE ALLOCATION FUND (Exact Name of Registrant |
|
| October 27, 2021 |
October 27, 2021 VIA EDGAR Mr. DeCarlo McLaren U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Guggenheim Active Allocation Fund (File Nos. 333-256687; 811-23702) (the “Registrant”) Dear Mr. McLaren: On behalf of the Registrant, we wish to respond by this letter to comments of the U.S. Securities and Exchange Commission (“SEC”) |
|
| October 1, 2021 |
October 1, 2021 VIA EDGAR Mr. DeCarlo McLaren U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Guggenheim Active Allocation Fund (File No. 333-256687) (the “Registrant”) Dear Mr. McLaren: On behalf of the Registrant, we wish to respond by this letter to comments of the U.S. Securities and Exchange Commission (“SEC”) staff conveye |
|
| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
