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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hallmark Financial Services, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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| January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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| January 16, 2024 |
OMB APPROVAL UNITED STATES OMB Number: 3235-0167 SECURITIES AND EXCHANGE COMMISSION Expires: July 31, 2024 Washington, D. |
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| January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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| January 16, 2024 |
As filed with the Securities and Exchange Commission on January 16, 2024 As filed with the Securities and Exchange Commission on January 16, 2024 Registration No. |
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| January 5, 2024 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0080 Washington, D. |
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| December 26, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 26, 2023 Hallmark Financial Services, Inc. |
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| November 21, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 16, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 17, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Se |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| November 14, 2023 |
Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 14, 2023 |
HALLMARK ANNOUNCES THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES THIRD QUARTER RESULTS DALLAS, Texas, (November 14, 2023) - Hallmark Financial Services, Inc. (“Hallmark”) (NASDAQ: HALL) today filed its Form 10-Q and announced financial results for the third quarter and nine months ended September 30, 2023. Third Quarter Year-to-Date 2023 2022 2023 2022 $in millions: Net loss from continuing operations $ (16. |
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| November 14, 2023 |
Exhibit 31(a) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| November 14, 2023 |
CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-Q for the quarter ended September 30, 2023, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Sect |
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| November 14, 2023 |
CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-Q for the quarter ended September 30, 2023, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Sect |
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| October 10, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 5, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| October 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 28, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 7, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| September 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: ☒ Filed by a Party other than the Registrant: Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 14, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| August 15, 2023 |
HALLMARK ANNOUNCES SECOND QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES SECOND QUARTER RESULTS DALLAS, Texas, (August 14, 2023) - Hallmark Financial Services, Inc. (“Hallmark”) (NASDAQ: HALL) today filed its Form 10-Q and announced financial results for the second quarter and six months ended June 30, 2023. Second Quarter Year-to-Date 2023 2022 2023 2022 $ in millions: Net loss from continuing operations $ (17.8) $ |
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| August 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securit |
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| July 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant: x Filed by a Party other than the Registrant: Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| June 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 5, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| June 5, 2023 |
Hallmark Announces Final Arbitration Award Exhibit 99.1 FOR IMMEDIATE RELEASE Hallmark Announces Final Arbitration Award DALLAS, Texas, (June 5, 2023) – Hallmark Financial Services, Inc. (“Hallmark”) (NASDAQ: HALL) received the final determination in an arbitration proceeding relating to a Loss Portfolio Transfer Reinsurance Contract with DARAG Bermuda Ltd. and DARAG Insurance Limited and certain of Hallmark’s subsidiaries. On June 2, 2023 |
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| May 25, 2023 |
US40624Q3020 / Hallmark Financial Services Inc / BAIRD BRENT D - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* HALLMARK FINANCIAL SERVICES, INC. (Name of Issuer) Common Stock, Par Value $1.00 per Share (Title and Class of Securities) 40624Q302 (CUSIP Number) Brent D. Baird 25 Melbourne Place Buffalo, New York 14222 Tel. 716-830-6322 (Name, Address and Telep |
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| May 25, 2023 |
EX-24.1 Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Craig M. Fischer, and with full power of substitution, the undersigned’s true and lawful attorney-in-fact (such person and its substitutes being referred to herein as the “Attorney-in-Fact”), with full power to act for the undersigned and in the undersigned’s name, place and stea |
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| May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 15, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| May 16, 2023 |
HALLMARK ANNOUNCES FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES FIRST QUARTER RESULTS DALLAS, Texas, (May 15, 2023) - Hallmark Financial Services, Inc. (“Hallmark”) (NASDAQ: HALL) today filed its Form 10-Q and announced financial results for the first quarter ended March 31, 2023. First Quarter 2023 2022 $ in millions: Net loss from continuing operations $ (39.2) $ (11.7) Net income from discontinued operat |
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| May 15, 2023 |
CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-Q for the quarter ended March 31, 2023, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section |
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| May 15, 2023 |
Exhibit 31(a) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| May 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2023 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securi |
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| May 15, 2023 |
CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-Q for the quarter ended March 31, 2023, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section |
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| May 15, 2023 |
Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| May 5, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Hallmark Announces AM Best Rating Changes, Interim Final Arbitration Award, and Partnership with an AM Best “A” Rated Carrier DALLAS, Texas, (May 5, 2023) - AM Best announced today that it has downgraded the Long-Term Issuer Credit Rating (Long-Term ICR) to “bb” (Fair) from “bbb-” (Good) and the associated Long-Term Issue Ratings (Long-Term IRs) of Hallmark Finan |
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| May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2023 Hallmark Financial Services, Inc. |
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| April 25, 2023 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(a) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this amendment to the annual report filed on Form 10-K of Hallmark Financial Services; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| April 25, 2023 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1.I have reviewed this amendment to its annual report filed on Form 10-K of Hallmark Financial Services Inc.; 2.Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| April 25, 2023 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the “Company”), hereby certify that the accompanying amendment to its annual report on Form 10-K for the fiscal year ended December 31, 2022, and filed with the Securities and Exchange Commission on the date hereof (the “Report”), fully complies with the |
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| April 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2022 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| April 25, 2023 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Executive Officer of Hallmark Financial Services, Inc. (the “Company”), hereby certify that the accompanying amendment to the annual report on Form 10-K for the fiscal year ended December 31, 2022, and filed with the Securities and Exchange Commission on the date hereof (the “Report”), fully complies with the |
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| March 28, 2023 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2022, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of S |
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| March 28, 2023 |
Specimen certificate for common stock, $1.00 par value, of the registrant Exhibit 4.2 |
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| March 28, 2023 |
List of subsidiaries of the registrant. Exhibit 21 Subsidiaries of Hallmark Financial Services, Inc. Name of Subsidiary Jurisdiction of Incorporation o Aerospace Claims Management Group, Inc. Texas o Aerospace Holdings, LLC Texas o Aerospace Insurance Managers, Inc. Texas o Aerospace Special Risk, Inc. Texas o American Hallmark General Agency, Inc. Texas o d/b/a Hallmark Specialty Personal Lines o American Hallmark Insurance Company of |
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| March 28, 2023 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 28, 2023 |
HALLMARK ANNOUNCES FOURTH QUARTER AND FISCAL 2022 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES FOURTH QUARTER AND FISCAL 2022 RESULTS DALLAS, Texas, (March 28, 2023) - Hallmark Financial Services, Inc. (“Hallmark”) (NASDAQ: HALL) today filed its Form 10-K and announced financial results for the fourth quarter and fiscal year ended December 31, 2022. (1) See “Non-GAAP Financial Measures” below (2) Per share amounts have been restated to r |
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| March 28, 2023 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| March 28, 2023 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2022, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of S |
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| March 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 28, 2023 HALLMARK FINANCIAL SERVICES, INC. |
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| March 28, 2023 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(a) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this have reviewed this annual report on Form 10-K of Hallmark Financial Services; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were |
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| March 28, 2023 |
F9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents F9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 28, 2023 |
Description of registrant’s securities Exhibit 4.1 Description of Registrant’s Securities DESCRIPTION OF COMMON STOCK General Our authorized capital stock consists solely of 3,333,334 shares of common stock, par value $1.00 per share. The following description of our common stock is a summary and is qualified in its entirety by reference to our Restated Articles of Incorporation, our Amended and Restated Bylaws, the provisions of Nevad |
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| March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 16, 2023 Hallmark Financial Services, Inc. |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 18, 2023 Hallmark Financial Services, Inc. |
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| December 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 29, 2022 Hallmark Financial Services, Inc. |
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| December 5, 2022 |
Exhibit 3.1 Filed in the Office of Secretary of State State Of Nevada Business Number C3803-1987 Filing Number 20222788105 Filed On 11/29/2022 2:56:00 PM Number of Pages 1 |
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| November 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 14, 2022 HALLMARK FINANCIAL SERVICES, INC. |
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| November 15, 2022 |
HALLMARK ANNOUNCES THIRD QUARTER 2022 RESULTS Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? HALLMARK ANNOUNCES THIRD QUARTER 2022 RESULTS ? DALLAS, Texas, (November 14, 2022) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today filed its Form 10-Q and announced financial results for the third quarter and nine months ended September 30, 2022. ? ? ? (1) See ?Non-GAAP Financial Measures? below ? Highlights: ? ? On October 7, 2022, Ha |
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| November 14, 2022 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 14, 2022 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Mark E. Schwarz, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 14, 2022 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2022 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of t |
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| November 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2022 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Se |
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| November 14, 2022 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2022 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a |
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| October 7, 2022 |
Exhibit 2.1 MASTER TRANSACTION AGREEMENT by and among HALLMARK FINANCIAL SERVICES, INC., HALLMARK SPECIALTY UNDERWRITERS, INC., and Starstone U.S. Holdings, Inc. dated as of October 7, 2022 TABLE OF CONTENTS ARTICLE I DEFINITIONS Section 1.1 Defined Terms 1 Section 1.2 Additional Defined Terms 14 Section 1.3 Other Definitional and Interpretive Matters 16 ARTICLE II PURCHASE AND SALE Section 2.1 Pu |
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| October 7, 2022 |
Exhibit 10.1 UNEARNED PREMIUM AND PROSPECTIVE QUOTA SHARE REINSURANCE AGREEMENT by and among HALLMARK SPECIALTY INSURANCE COMPANY, AMERICAN HALLMARK INSURANCE COMPANY OF TEXAS, HALLMARK INSURANCE COMPANY, and HALLMARK NATIONAL INSURANCE COMPANY and STARSTONE NATIONAL INSURANCE COMPANY Dated as of October 7, 2022 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND TERMS Section 1.01 Definitions 2 Sect |
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| October 7, 2022 |
Exhibit 99.1 Hallmark Announces Sale of its Excess and Surplus Lines Operations to Core Specialty Insurance Holdings, Inc. Dallas, TX October 7, 2022 ? Hallmark Financial Services, Inc. (the ?Company? or ?Hallmark?; NASDAQ: HALL), a property and casualty insurance company, today announced the sale of its excess and surplus (?E&S?) lines operations to Core Specialty Insurance Holdings, Inc. (?Core |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): ?October 7, 2022 Hallmark Financial Services, Inc. |
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| August 15, 2022 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2022 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of |
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| August 15, 2022 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| August 15, 2022 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2022 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the Se |
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| August 15, 2022 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Mark E. Schwarz, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 15, 2022 |
HALLMARK ANNOUNCES SECOND QUARTER 2022 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES SECOND QUARTER 2022 RESULTS DALLAS, Texas, (August 15, 2022) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the second quarter and six months ended June 30, 2022. ? ? ? ? ? ? ? ? ? ? ? ? ? ? Second Quarter Year-to-Date ? ? 2022 ? 2021 ? 2022 ? 2021 $in millions: ? ? ? ? ? ? ? ? ? ? ? ? Net |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2022 ? HALLMARK FINANCIAL SERVICES, INC. |
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| August 15, 2022 |
Table of Contents ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? WASHINGTON, D. |
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| June 21, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2022 HALLMARK FINANCIAL SERVICES, INC. |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| May 12, 2022 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2022, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the |
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| May 12, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2022 HALLMARK FINANCIAL SERVICES, INC. |
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| May 12, 2022 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2022 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of |
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| May 12, 2022 |
HALLMARK ANNOUNCES FIRST QUARTER 2022 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES FIRST QUARTER 2022 RESULTS DALLAS, Texas, (May 12, 2022) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the first quarter ended March 31, 2022. First Quarter $ in millions: 2022 2021 Net (Loss) Income $ (3.2 ) $ 9.0 Operating (Loss) Income (1) $ (3.3 ) $ 4.4 $ per diluted share: Net (Loss) |
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| May 12, 2022 |
Table of Contents ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? WASHINGTON, D. |
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| May 2, 2022 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K/A (Mark One) x Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2021. ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 001-11252 Hallmark Financial Service |
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| May 2, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer. Exhibit 31(d) CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER Pursuant to Section 3.02 of the Sarbanes-Oxley Act of 2002 I, Christopher J. Kenney, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hallmark Financial Services, Inc. (?the Registrant?); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necess |
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| May 2, 2022 |
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer. Exhibit 31(c) CERTIFICATION OF PRINCIPAL EXECUTIVE OFFICER Pursuant to Section 3.02 of the Sarbanes-Oxley Act of 2002 I, Mark E. Schwarz, certify that: 1. I have reviewed this Annual Report on Form 10-K of Hallmark Financial Services, Inc. (“the Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| March 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended DECEMBER 31, 2021 ? Or ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 001-1 |
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| March 16, 2022 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2021, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of S |
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| March 16, 2022 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(a) CERTIFICATIONS I, Mark E. Schwarz, certify that: 1. I have reviewed this have reviewed this annual report on Form 10-K of Hallmark Financial Services; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| March 16, 2022 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| March 16, 2022 |
List of subsidiaries of the registrant. Exhibit 21 Subsidiaries of Hallmark Financial Services, Inc. Name of Subsidiary Jurisdiction of Incorporation o Aerospace Claims Management Group, Inc. ? Texas o Aerospace Flight, Inc. ? Texas o Aerospace Holdings, LLC ? Texas o Aerospace Insurance Managers, Inc. ? Texas o Aerospace Special Risk, Inc. ? Texas o American Hallmark General Agency, Inc. ? Texas o d/b/a Hallmark Specialty Personal Line |
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| March 16, 2022 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| March 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 16, 2022 ? HALLMARK FINANCIAL SERVICES, INC. |
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| March 16, 2022 |
HALLMARK ANNOUNCES FOURTH QUARTER AND FISCAL 2021 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES FOURTH QUARTER AND FISCAL 2021 RESULTS DALLAS, Texas, (March 16, 2022) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the fourth quarter and fiscal year ended December 31, 2021. Highlights: ? Pre-tax loss was ($3.1) million for the three months ended December 31, 2021, as compared to pre-ta |
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| March 16, 2022 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2021, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* Hallmark Financial Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 12, 2022 |
Amended and Restated Bylaws of Hallmark Financial Services, Inc. effective January 9, 2022. Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF HALLMARK FINANCIAL SERVICES, INC. ARTICLE I. OFFICES Section 1. Principal Office. The principal office of the Corporation shall be in Dallas, Texas, or at such other place as the Board of Directors by resolution may from time to time determine. The Corporation shall maintain a resident agent in Nevada. Section 2. Other Offices. The Corporation may also ha |
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| January 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 9, 2022 HALLMARK FINANCIAL SERVICES, INC. |
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| December 21, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 21, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| December 21, 2021 |
Form of Restricted Stock Unit Award Agreement. Exhibit 10.1 HALLMARK FINANCIAL SERVICES, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT To: Participant Hallmark Financial Services, Inc. (the ?Company?) hereby grants to you (the ?Participant?) restricted stock units (?Units?), as follows: Date of Grant: Units Granted: Vesting Dates: Plan Years: This grant of Units relates to five plan years. Plan year one commences on January 1 of the year in which |
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| November 15, 2021 |
Table of Contents ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? WASHINGTON, D. |
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| November 15, 2021 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) ? CERTIFICATION ? I, Christopher J. Kenney, certify that: ? 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; ? 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were m |
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| November 15, 2021 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) ? CERTIFICATION PURSUANT TO 18 U.S.C. ? 1350 ? I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2021, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) |
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| November 15, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2021 ? HALLMARK FINANCIAL SERVICES, INC. |
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| November 15, 2021 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Mark E. Schwarz, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| November 15, 2021 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2021 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a |
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| November 15, 2021 |
HALLMARK ANNOUNCES THIRD QUARTER 2021 RESULTS Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? HALLMARK ANNOUNCES THIRD QUARTER 2021 RESULTS ? DALLAS, Texas, (November 15, 2021) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the third quarter and nine months ended September 30, 2021. ? Highlights: ? ? Pre-tax income was $4.4 million for the three months ended September 30, 2021, as compared to pr |
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| August 12, 2021 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Mark E. Schwarz, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 12, 2021 |
Table of Contents ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? WASHINGTON, D. |
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| August 12, 2021 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| August 12, 2021 |
HALLMARK ANNOUNCES SECOND QUARTER 2021 RESULTS Exhibit 99.1 ? ? FOR IMMEDIATE RELEASE ? HALLMARK ANNOUNCES SECOND QUARTER 2021 RESULTS ? DALLAS, Texas, (August 12, 2021) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the second quarter and six months ended June 30, 2021. ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? Second Quarter ? Year-to-Date ? 2021 2020 2021 2020 $ in millions: ? ? ? ? ? ? ? ? ? ? ? |
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| August 12, 2021 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2021, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the S |
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| August 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 12, 2021 ? HALLMARK FINANCIAL SERVICES, INC. |
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| August 12, 2021 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2021 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of |
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| July 6, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| July 6, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO OFFICE LEASE This First Amendment to Office Lease (this "Amendment") is executed as of June 30, 2021, between TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA, a New York corporation, for the benefit of the Real Estate Account ("Landlord"), and HALLMARK FINANCIAL SERVICES, INC., a Nevada corporation ("Tenant"), for the purpose of amending the Office Lease betwe |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 27, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| May 28, 2021 |
Submission of Matters to a Vote of Security Holders ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 27, 2021 ? HALLMARK FINANCIAL SERVICES, INC. |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 27, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| May 17, 2021 |
? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): ? ?May 13, 2021 ? HALLMARK FINANCIAL SERVICES, INC. |
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| May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 13, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| May 14, 2021 |
HALLMARK ANNOUNCES FIRST QUARTER 2021 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK ANNOUNCES FIRST QUARTER 2021 RESULTS DALLAS, Texas, (May 13, 2021) - Hallmark Financial Services, Inc. (?Hallmark?) (NASDAQ: HALL) today announced financial results for the first quarter ended March 31, 2021. First Quarter $ in millions: 2021 2020 Net Income (Loss) $ 9.3 $ (64.3 ) Operating Income (1) $ 4.8 $ 4.6 $ per diluted share: Net Income (Loss) $ |
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| May 13, 2021 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2021, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the |
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| May 13, 2021 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2021 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) o |
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| May 13, 2021 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Mark E. Schwarz, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| May 13, 2021 |
Table of Contents ? ? UNITED STATES ? SECURITIES AND EXCHANGE COMMISSION ? WASHINGTON, D. |
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| May 13, 2021 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| April 29, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under Rule 14a-12 HALLMARK FINANCIAL SERVICES, INC. |
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| March 16, 2021 |
HALLMARK FINANCIAL ANNOUNCES FOURTH QUARTER AND FISCAL 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES FOURTH QUARTER AND FISCAL 2020 RESULTS DALLAS, Texas, (March 15, 2021) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the fourth quarter and fiscal year ended December 31, 2020. Fourth Quarter Fiscal Year $ in millions: 2020 2019 2020 2019 Net Loss $ (6.0) $ (34.0) $ (91 |
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| March 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): ? ?March 15, 2021 ? HALLMARK FINANCIAL SERVICES, INC. |
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| March 15, 2021 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(a) CERTIFICATIONS I, Mark E. Schwarz, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| March 15, 2021 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| March 15, 2021 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(b) CERTIFICATIONS I, Christopher J. Kenney, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mi |
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| March 15, 2021 |
? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-K ? (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the fiscal year ended DECEMBER 31, 2020 ? Or ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the transition period from to ? Commission file number 001-1 |
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| March 15, 2021 |
List of subsidiaries of the registrant. Exhibit 21 Subsidiaries of Hallmark Financial Services, Inc. Name of Subsidiary Jurisdiction of Incorporation o Aerospace Claims Management Group, Inc. ? Texas o Aerospace Flight, Inc. ? Texas o Aerospace Holdings, LLC ? Texas o Aerospace Insurance Managers, Inc. ? Texas o Aerospace Special Risk, Inc. ? Texas o American Hallmark General Agency, Inc. ? Texas o d/b/a Hallmark Specialty Personal Line |
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| March 15, 2021 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Mark E. Schwarz, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2020, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section |
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| March 15, 2021 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2020, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of |
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| February 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| February 12, 2021 |
SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Hallmark Financial Services Inc (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| January 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 11, 2021 HALLMARK FINANCIAL SERVICES, INC. |
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| December 23, 2020 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 22, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| December 21, 2020 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| November 20, 2020 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under Rule 14a-12 HALLMARK FINANCIAL SERVICES, INC. |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 5, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| November 5, 2020 |
HALLMARK FINANCIAL ANNOUNCES THIRD QUARTER 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES THIRD QUARTER 2020 RESULTS DALLAS, Texas, (November 5, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the third quarter and nine months ended September 30, 2020. Third Quarter Year-to-Date 2020 2019 2020 2019 (unaudited) (unaudited) $ in millions: Net Income $ (28. |
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| November 5, 2020 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2020, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the |
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| November 5, 2020 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Christopher J. Kenney, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2020 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13( |
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| November 5, 2020 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| November 5, 2020 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Christopher J. Kenney, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Se |
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| September 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 22, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| September 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 15, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| August 11, 2020 |
HALLMARK FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES SECOND QUARTER 2020 RESULTS DALLAS, Texas, (August 10, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the second quarter and six months ended June 30, 2020. Second Quarter Year-to-Date $ in millions (unaudited): 2020 2019 2020 2019 Net Income (Loss) $ 6.7 $ 13.0 $ |
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| August 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 10, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| August 10, 2020 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2020, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the Secu |
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| August 10, 2020 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2020 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of th |
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| August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the (Mark One) Securities Exchange Act of 1934 ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securit |
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| August 10, 2020 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Jeffrey R. Passmore, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| August 10, 2020 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| August 5, 2020 |
Exhibit 10.2 Execution Version TRUST AGREEMENT Dated as of July 31, 2020 among DARAG BERMUDA LTD. DARAG INSURANCE GUERNSEY LTD. as Grantors, AMERICAN HALLMARK INSURANCE COMPANY OF TEXAS HALLMARK SPECIALTY INSURANCE COMPANY HALLMARK INSURANCE COMPANY HALLMARK NATIONAL INSURANCE COMPANY as Beneficiaries and THE BANK OF NEW YORK MELLON, as Trustee TABLE OF CONTENTS PAGE 1. Representations and Warrant |
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| August 5, 2020 |
Exhibit 10.1 Execution Version SERVICES AGREEMENT by and between American Hallmark Insurance Company of Texas Hallmark Specialty Insurance Company Hallmark Insurance Company Hallmark National Insurance Company Hallmark County Mutual Insurance Company and DARAG BERMUDA LTD. Table of Contents Page ARTICLE I - BACKGROUND 1 ARTICLE II - DEFINITIONS 1 ARTICLE III - SERVICES 5 ARTICLE IV - COMPANY OBLIG |
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| August 5, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| July 24, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| July 24, 2020 |
HALLMARK FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES FIRST QUARTER 2020 RESULTS DALLAS, Texas, (July 23, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the first quarter ended March 31, 2020. First Quarter 2020 2019 $ in millions: (unaudited) (unaudited) Net (Loss) Income $ (64.3 ) $ 15.0 Operating Earnings (1) $ 4.6 |
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| July 24, 2020 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| July 24, 2020 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2020 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of t |
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| July 24, 2020 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(a). Exhibit 31 (b) CERTIFICATION I, Jeffrey R. Passmore, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| July 24, 2020 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2020, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the Sec |
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| July 24, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 Commission file number 001-11252 Hallmark Financial Services, Inc. (Exact name of registrant as specified in its charter) Nevada 87-0447375 (State or other jurisdicti |
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| July 17, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| July 17, 2020 |
Exhibit 10.1 Execution Version American Hallmark Insurance Company of Texas Hallmark Specialty Insurance Company Hallmark Insurance Company Hallmark National Insurance Company Hallmark County Mutual Insurance Company and DARAG BERMUDA LTD DARAG INSURANCE (GUERNSEY) LIMITED LOSS PORTFOLIO TRANSFER REINSURANCE CONTRACT Hallmark Financial Loss Portfolio Transfer Contract PREAMBLE 3 ARTICLE I Definiti |
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| July 1, 2020 |
HALLMARK FINANCIAL ANNOUNCES FOURTH QUARTER AND FISCAL 2019 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES FOURTH QUARTER AND FISCAL 2019 RESULTS DALLAS, Texas, (June 29, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the fourth quarter and fiscal year ended December 31, 2019. Fourth Quarter Fiscal Year 2019 2018 2019 2018 $ in millions: (unaudited) (unaudited) Net Inco |
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| July 1, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| June 30, 2020 |
Certification of principal financial officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(b) CERTIFICATIONS I, Jeffrey R. Passmore, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
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| June 30, 2020 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| June 30, 2020 |
List of subsidiaries of the registrant. Exhibit 21 Subsidiaries of Hallmark Financial Services, Inc. Name of Subsidiary Jurisdiction of Incorporation o Aerospace Claims Management Group, Inc. Texas o Aerospace Flight, Inc. Texas o Aerospace Holdings, LLC Texas o Aerospace Insurance Managers, Inc. Texas o Aerospace Special Risk, Inc. Texas o American Hallmark General Agency, Inc. Texas o d/b/a Hallmark Specialty Personal Lines o American |
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| June 30, 2020 |
Exhibit 4.1 Description of Registrant’s Securities DESCRIPTION OF COMMON STOCK General Our authorized capital stock consists solely of 33,333,333 shares of common stock, par value $0.18 per share. The following description of our common stock is a summary and is qualified in its entirety by reference to our Restated Articles of Incorporation, our Amended and Restated Bylaws, the provisions of Neva |
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| June 30, 2020 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2019, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13 |
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| June 30, 2020 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(b) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| June 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2019 Or ◻ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11252 Hallmark Financ |
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| June 30, 2020 |
Certification of principal executive officer required by Rule 13a-14(a) or Rule 15d-14(b). Exhibit 31(a) CERTIFICATIONS I, Naveen Anand, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| June 30, 2020 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Financial Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2019, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Sec |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 13, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| May 18, 2020 |
Hallmark Financial Announces Notice from Nasdaq Exhibit 99.1 Hallmark Financial Services, Inc. 5420 Lyndon B. Johnson Freeway, Ste. 1100 Dallas, TX 75240-2345 817.348.1600 www.hallmarkgrp.com FOR IMMEDIATE RELEASE Hallmark Financial Announces Notice from Nasdaq Dallas, Texas, (May 15, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial” or “the Company”) (NASDAQ: HALL), a specialty property and casualty insurance company, today annou |
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| April 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 27, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| April 22, 2020 |
Exhibit 10.1 PAYCHECK PROTECTION PROGRAM PROMISSORY NOTE Customer Number: 3868361 SBA Loan Number: 21126371-08 Principal Amount: $8,311,000.00 SBA Approval Date: 04/10/2020 Effective Date: 04/20/2020 1. AGREEMENT AND ACCEPTANCE This Paycheck Protection Program Promissory Note (“Note”) governs and evidences the Paycheck Protection Program Loan (“Loan”) that FROST BANK (“Lender”), whose address is F |
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| April 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 20, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| March 30, 2020 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Hallmark Financial Services Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Number of Person |
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| March 20, 2020 |
Hallmark Financial Announces Notice from Nasdaq Exhibit 99.1 Hallmark Financial Services, Inc. 5420 Lyndon B. Johnson Freeway, Ste. 1100 Dallas, TX 75240-2345 817.348.1600 www.hallmarkgrp.com FOR IMMEDIATE RELEASE Hallmark Financial Announces Notice from Nasdaq Dallas, Texas, (March 20, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial” or “the Company”) (NASDAQ: HALL), a specialty property and casualty insurance company, today ann |
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| March 20, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 18, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| March 17, 2020 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. |
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| March 17, 2020 |
16.1 BDO USA, LLP letter dated March 13, 2020 Exhibit 16.1 Tel: 214-969-7007 Fax: 214-953-0722 www.bdo.com 600 North Pearl, Suite 1700 Dallas, TX 75201 March 13, 2020 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on March 11, 2020, to be filed by our former client, Hallmark Financial Services, Inc. (the “Compan |
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| March 12, 2020 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 12, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| March 11, 2020 |
Changes in Registrant's Certifying Accountant, 8-K, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| March 2, 2020 |
Exhibit 99.1 Hallmark Financial Services, Inc. 5420 Lyndon B. Johnson Freeway, Ste. 1100 Dallas, TX 75240-2345 817.348.1600 www.hallmarkgrp.com FOR IMMEDIATE RELEASE Hallmark Financial Announces Exit from Binding Primary Commercial Auto Business; Reports Loss Development for Prior Underwriting Years Dallas, Texas, (March 2, 2020) - Hallmark Financial Services, Inc. (“Hallmark Financial” or the “Co |
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| March 2, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 2, 2020 HALLMARK FINANCIAL SERVICES, INC. |
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| February 13, 2020 |
HALL / Hallmark Financial Services, Inc. / Cove Street Capital, LLC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Hallmark Financial Services Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Number of Person |
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| February 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* HALLMARK FINL SERVICES INC (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 3, 2020 |
HALL / Hallmark Financial Services, Inc. / INTREPID CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hallmark Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| November 7, 2019 |
HALL / Hallmark Financial Services, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 Commission file number 001‑11252 Hallmark Financial Services, Inc. (Exact name of registrant as specified in its charter) Nevada 87-0447375 (State or other jurisd |
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| November 7, 2019 |
Certification of principal financial officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (b) CERTIFICATION I, Jeffrey R. Passmore, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| November 7, 2019 |
Certification of principal executive officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| November 7, 2019 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2019, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the |
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| November 7, 2019 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended September 30, 2019 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) |
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| November 7, 2019 |
HALLMARK FINANCIAL ANNOUNCES THIRD QUARTER 2019 EARNINGS RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES THIRD QUARTER 2019 EARNINGS RESULTS DALLAS, Texas, (November 7, 2019) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the third quarter and nine months ended September 30, 2019. (Unaudited) Third Quarter Year-to-Date 2019 2018 2019 2018 $ in millions: Net Income $ 5.3 $ 9 |
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| November 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| August 20, 2019 |
Exhibit 4.1 EXECUTION VERSION HALLMARK FINANCIAL SERVICES, INC. INDENTURE Dated as of August 19, 2019 The Bank of New York Mellon Trust Company, N.A., as Trustee DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Incorporation by Reference of Trust Indenture Act 5 Section 1.3 Rules of Construction 5 ARTICLE II THE SEC |
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| August 20, 2019 |
Exhibit 4.2 EXECUTION VERSION HALLMARK FINANCIAL SERVICES, INC. and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee FIRST SUPPLEMENTAL INDENTURE DATED AS OF AUGUST 19, 2019 TO INDENTURE DATED AS OF AUGUST 19, 2019 Relating To 6.25% Senior Unsecured Notes due 2029 Page ARTICLE 1 DEFINITIONS 1 ARTICLE 2 GENERAL TERMS AND CONDITIONS OF THE NOTES 7 2.01 Designation and Principal Amount 7 2 |
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| August 20, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 19, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| August 13, 2019 |
Hallmark Financial Services, Inc. 6.25% Senior Unsecured Notes due 2029 PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(2) (To Prospectus dated June 3, 2019) Registration No. |
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| August 13, 2019 |
Exhibit 1.1 $50,000,000 HALLMARK FINANCIAL SERVICES, INC. UNDERWRITING AGREEMENT 6.250% Senior Notes due 2029 August 12, 2019 Raymond James & Associates, Inc. c/o Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, FL 33716 Ladies and Gentlemen: Hallmark Financial Services, Inc., a Nevada corporation (the “Company”), confirms its agreement with Raymond James & Associates, Inc. (t |
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| August 13, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 12, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| August 13, 2019 |
Pricing Term Sheet Hallmark Financial Services, Inc. 6.250% Senior Unsecured Notes due 2029 Filed Pursuant to Rule 433 Registration Statement No. 333- 231502 Issuer Free Writing Prospectus dated August 12, 2019 Pricing Term Sheet Hallmark Financial Services, Inc. 6.250% Senior Unsecured Notes due 2029 This term sheet to the preliminary prospectus supplement, dated August 12, 2019 (the “Preliminary Prospectus Supplement”), should be read together with the Preliminary Prospectus Supplement |
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| August 12, 2019 |
SUBJECT TO COMPLETION, DATED AUGUST 12, 2019 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| August 9, 2019 |
Certification of principal financial officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (b) CERTIFICATION I, Jeffrey R. Passmore, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| August 9, 2019 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2019 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of t |
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| August 9, 2019 |
Certification of principal executive officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| August 9, 2019 |
Quarterly Report on Form 10-Q for the quarter ended June 30, 2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 Commission file number 001‑11252 Hallmark Financial Services, Inc. (Exact name of registrant as specified in its charter) Nevada 87-0447375 (State or other jurisdictio |
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| August 9, 2019 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended June 30, 2019, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the Secu |
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| August 8, 2019 |
EX-99.1 2 tv527085ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL REPORTS SECOND QUARTER 2019 RESULTS HIGHLIGHTED BY SIGNIFICANTLY HIGHER EARNINGS AND BOOK VALUE PER SHARE GROWTH DALLAS, Texas, (August 7, 2019) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the second quarter and six months ended June 30 |
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| August 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 7, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| July 24, 2019 |
HALL / Hallmark Financial Services, Inc. CORRESP - - July 24, 2019 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Healthcare & Insurance Washington, D.C. 20549 Attention: Ms. Christine Torney Re: Hallmark Financial Services, Inc. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed March 14, 2019 File No. 001-11252 Dear Ms. Torney: Hallmark Financial Services, Inc. (the “Company”) is in receipt of |
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| July 8, 2019 |
HALL / Hallmark Financial Services, Inc. CORRESP - - July 8, 2019 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Healthcare & Insurance Washington, D.C. 20549 Attention: Ms. Christine Torney Re: Hallmark Financial Services, Inc. Form 10-K for the Fiscal Year Ended December 31, 2018 Filed March 14, 2019 File No. 001-11252 Dear Ms. Torney: Hallmark Financial Services, Inc. (the “Company”) is in receipt of t |
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| May 30, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 30, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| May 29, 2019 |
HALL / Hallmark Financial Services, Inc. CORRESP - - HALLMARK FINANCIAL SERVICES, INC. 777 Main Street, Suite 1000 Fort Worth, Texas 76102 May 29, 2019 VIA EDGAR TRANSMISSION Securities & Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attention: Ms. Ada D. Sarmento Re: Hallmark Financial Services, Inc. Registration Statement on Form S-3 File No. 333-231502 Dear Ms. Sarmento: Hallmark Financial Services, Inc. (the “Company”) hereby |
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| May 15, 2019 |
HALL / Hallmark Financial Services, Inc. S-3 FORM S-3 As filed with the Securities and Exchange Commission on May 15, 2019 Registration No. |
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| May 15, 2019 |
Form of Indenture for Debt Securities Exhibit 4.1 HALLMARK FINANCIAL SERVICES, INC. INDENTURE Dated as of [] [], 2019 []., as Trustee DEBT SECURITIES TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 Section 1.1 Definitions 1 Section 1.2 Incorporation by Reference of Trust Indenture Act 5 Section 1.3 Rules of Construction 5 ARTICLE II THE SECURITIES 5 Section 2.1 Amount Unlimited; Issuable in Series 5 Secti |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 8, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| May 9, 2019 |
HALLMARK FINANCIAL REPORTS STRONG FIRST QUARTER 2019 RESULTS Exhibit 99.1 Hallmark Financial Services, Inc. 777 Main Street, Suite 1000, Fort Worth, TX 76102 817.348.1600 hallmarkgrp.com FOR IMMEDIATE RELEASE HALLMARK FINANCIAL REPORTS STRONG FIRST QUARTER 2019 RESULTS FORT WORTH, Texas, (May 8, 2019) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today announced financial results for the first quarter ended March 31, 2019. (Unaud |
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| May 8, 2019 |
Certification of principal financial officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (b) CERTIFICATION I, Jeffrey R. Passmore, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| May 8, 2019 |
Certification of principal financial officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2019 and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of |
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| May 8, 2019 |
Certification of principal executive officer required by Rule 13a‑14(a) or Rule 15d‑14(a). Exhibit 31 (a) CERTIFICATION I, Naveen Anand, certify that: 1. I have reviewed this quarterly report on Form 10-Q of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleadi |
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| May 8, 2019 |
Quarterly Report on Form 10-Q for the quarter ended March 31, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10‑Q Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2019 Commission file number 001‑11252 Hallmark Financial Services, Inc. (Exact name of registrant as specified in its charter) Nevada 87-0447375 (State or other jurisdiction of (I.R.S. Empl |
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| May 8, 2019 |
Certification of principal executive officer Pursuant to 18 U.S.C. § 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying report on Form 10-Q for the quarter ended March 31, 2019, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13(a) of the Sec |
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| April 26, 2019 |
definitive proxy statement filed on April 26, 2019 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material under Rule 14a-12 HALLMARK FINANCIAL SERVICES, INC. |
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| March 14, 2019 |
Certification of principal financial officer required by Rule 13a‑14(a) or Rule 15d‑14(b). Exhibit 31(b) CERTIFICATIONS I, Jeffrey R. Passmore, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl |
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| March 14, 2019 |
Certification of principal executive officer pursuant to 18 U.S.C. 1350. Exhibit 32(a) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Naveen Anand, Chief Executive Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2018, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Section 13 |
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| March 14, 2019 |
Certification of principal executive officer required by Rule 13a‑14(a) or Rule 15d‑14(b). Exhibit 31(a) CERTIFICATIONS I, Naveen Anand, certify that: 1. I have reviewed this annual report on Form 10-K of Hallmark Financial Services, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading |
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| March 14, 2019 |
List of subsidiaries of the registrant. EX-21 2 hall-20181231ex21b6222f5.htm EX-21 Exhibit 21 Subsidiaries of Hallmark Financial Services, Inc. Name of Subsidiary Jurisdiction of Incorporation o Aerospace Claims Management Group, Inc. Texas o Aerospace Flight, Inc. Texas o Aerospace Holdings, LLC Texas o Aerospace Insurance Managers, Inc. Texas o Aerospace Special Risk, Inc. Texas o American Hallmark General Agency, Inc. Texas o d/b/a H |
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| March 14, 2019 |
Certification of principal financial officer pursuant to 18 U.S.C. 1350. Exhibit 32(b) CERTIFICATION PURSUANT TO 18 U.S.C. § 1350 I, Jeffrey R. Passmore, Chief Accounting Officer of Hallmark Financial Services, Inc. (the "Company"), hereby certify that the accompanying annual report on Form 10-K for the fiscal year ended December 31, 2018, and filed with the Securities and Exchange Commission on the date hereof (the "Report"), fully complies with the requirements of Se |
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| March 14, 2019 |
Annual Report on Form 10-K for the year ended December 31, 2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended DECEMBER 31, 2018 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001‑11252 Hallmark Financ |
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| March 14, 2019 |
Consent of Independent Registered Public Accounting Firm. Exhibit 23(a) Consent of Independent Registered Public Accounting Firm Hallmark Financial Services, Inc. |
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| March 12, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 11, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| March 12, 2019 |
Exhibit 99.1 FOR IMMEDIATE RELEASE HALLMARK FINANCIAL PRESIDENT & CEO NAVEEN ANAND TO PRESENT AT THE 2019 CFANY INSURANCE INDUSTRY CONFERENCE FORT WORTH, Texas, (March 11, 2019) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL), announced today that Naveen Anand, President and Chief Executive Officer, will present at the 23rd Annual Insurance Industry Conference in New York |
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| March 6, 2019 |
Exhibit 99.1 Hallmark Financial Services, Inc. 777 Main Street, Suite 1000, Fort Worth, TX 76102 817.348.1600 hallmarkgrp.com FOR IMMEDIATE RELEASE HALLMARK FINANCIAL ANNOUNCES FOURTH QUARTER AND YEAR END 2018 EARNINGS RESULTS HIGHLIGHTED BY SIGNIFICANTLY IMPROVED COMBINED RATIO FORT WORTH, Texas, (March 5, 2019) - Hallmark Financial Services, Inc. (“Hallmark Financial”) (NASDAQ: HALL) today annou |
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| March 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 5, 2019 HALLMARK FINANCIAL SERVICES, INC. |
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| February 13, 2019 |
HALL / Hallmark Financial Services, Inc. / Cove Street Capital, LLC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Hallmark Financial Services Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) Merihan Tynan 2101 East El Segundo Boulevard. Suite 302 El Segundo, CA 90245 (Name, Address and Telephone Number of Person |
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| February 12, 2019 |
HALL / Hallmark Financial Services, Inc. / INTREPID CAPITAL MANAGEMENT INC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hallmark Financial Services, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 8, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* HALLMARK FINL SERVICES INC (Name of Issuer) Common Stock (Title of Class of Securities) 40624Q203 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| November 8, 2018 |
HALLMARK FINANCIAL SERVICES, INC. ANNOUNCES THIRD QUARTER 2018 EARNINGS RESULTS Exhibit 99.1 Hallmark Financial Services, Inc. 777 Main Street, Suite 1000, Fort Worth, TX 76102 817.348.1600 hallmarkgrp.com FOR IMMEDIATE RELEASE HALLMARK FINANCIAL SERVICES, INC. ANNOUNCES THIRD QUARTER 2018 EARNINGS RESULTS FORT WORTH, Texas, (November 7, 2018) - Hallmark Financial Services, Inc. (NASDAQ: HALL) today announced results for its third quarter and year-to-date ended September 30, |
