Mga Batayang Estadistika
CIK | 1390162 |
SEC Filings
SEC Filings (Chronological Order)
February 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35489 Howard Bancorp, Inc. (Exact name of registrant as specified in its |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-205476 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-214333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-239937 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, INC. (Exact name of Registrant as sp |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-187714 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-191938 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-227564 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, INC. (Exact name of Registrant as sp |
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January 24, 2022 |
S-8 POS 1 d292319ds8pos.htm S-8 POS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-187714 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-191938 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-227564 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2022 (January 22, 2022) Howard Bancorp, Inc. (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-187714 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-191938 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-227564 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, INC. (Exact name of Registrant as sp |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, INC. (Exact name of Registrant as specified in its charter) Maryland 20-3735949 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 3301 Boston Street Baltimore, |
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January 24, 2022 |
POS AM 1 d297524dposam.htm POS AM UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-205476 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-214333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-239937 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, IN |
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January 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-205476 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-214333 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT NO. 333-239937 UNDER THE SECURITIES ACT OF 1933 HOWARD BANCORP, INC. (Exact name of Registrant as sp |
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November 9, 2021 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2021 Howard Bancorp, Inc. |
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November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? FORM 10-Q ? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? For the quarterly period ended September 30, 2021 ? OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Commission File Number: 001-35489 ? HOWARD BANCORP, INC. (Exact na |
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November 5, 2021 |
false000139016200013901622021-11-052021-11-05 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2021 Howard Bancorp, Inc. |
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November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2021 Howard Bancorp, Inc. |
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November 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2021 (November 5, 2021) F.N.B. CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania (State or Other Jurisdiction of Incorporation) 001-31940 25- |
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October 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2021 (October 26, 2021) F.N.B. CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania (State or Other Jurisdiction of Incorporation) 001-31940 25- |
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October 20, 2021 |
Howard Bancorp, Inc. Reports Third Quarter 2021 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Third Quarter 2021 Results BALTIMORE-(BUSINESS WIRE)-October 20, 2021-Howard Bancorp, Inc. (NASDAQ: HBMD) (?Howard Bancorp? or the ?Company?), the parent company of Howard Bank (?Howard Bank? or the ?Bank?), today reported its financial results for the quarter ended September 30, 2021. Third Quarter 2021 Highlights Net income: Net income of $6.4 million fo |
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October 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2021 Howard Bancorp, Inc. |
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October 20, 2021 |
Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: October 19, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursuant to the terms of that certain Agreement and |
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October 5, 2021 |
DEFM14A 1 d207459ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the |
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September 10, 2021 |
Raymond James Conference September 8, 2021 F.N.B. Corporation Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: September 8, 2021 Cautionary Statement Regarding Forward-Looking Information and Non-GAAP Financia |
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August 23, 2021 |
Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: August 23, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursuant to the terms of that certain Agreement and |
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August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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July 21, 2021 |
Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: July 20, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursuant to the terms of that certain Agreement and Pl |
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July 21, 2021 |
Howard Bancorp, Inc. Reports Second Quarter 2021 Results EX-99.1 2 a52463047ex991.htm EXHIBIT 99.1 Exhibit 99.1 Howard Bancorp, Inc. Reports Second Quarter 2021 Results BALTIMORE-(BUSINESS WIRE)-July 21, 2021-Howard Bancorp, Inc. (NASDAQ: HBMD) (“Howard Bancorp” or the “Company”), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2021. Second Quarter 2021 Highlights Net i |
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July 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2021 Howard Bancorp, Inc. |
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July 13, 2021 |
false000139016200013901622021-07-122021-07-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) Howard Bancorp, Inc. |
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July 13, 2021 |
Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: July 13, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursuant to the terms of that certain Agreement and Pl |
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July 13, 2021 |
F.N.B. Corporation and Howard Bancorp, Inc. Announce Merger Strengthening Mid-Atlantic Presence EX-99.1 2 a52458831ex991.htm EXHIBIT 99.1 Exhibit 99.1 F.N.B. Corporation and Howard Bancorp, Inc. Announce Merger Strengthening Mid-Atlantic Presence PITTSBURGH & BALTIMORE-(BUSINESS WIRE)-July 13, 2021-F.N.B. Corporation (“FNB”) (NYSE: FNB) and Howard Bancorp, Inc. (“Howard”) (NASDAQ: HBMD) today announced the signing of a definitive merger agreement for FNB to acquire Howard, including its whol |
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July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) F.N.B. CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania (State or Other Jurisdiction of Incorporation) 001-31940 25-125540 |
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July 13, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER between F.N.B. CORPORATION and HOWARD BANCORP, INC. Dated as of July 12, 2021 TABLE OF CONTENTS Page Article 1 THE MERGER 2 1.1 The Merger 2 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of HBI Common Stock 2 1.5 FNB Capital Stock 3 1.6 HBI Equity Awards 4 1.7 Articles of Incorporation and Bylaws of the Surviving Company 5 1.8 The Bank Mer |
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July 13, 2021 |
Bylaws of Howard Bancorp, Inc., as amended and restated through July 12, 2021 Exhibit 3.1 BYLAWS Amended and Restated JULY 12, 2021 ARTICLE I STOCKHOLDERS 1.1 Annual Meeting. The annual meeting of the stockholders of Howard Bancorp, Inc. (the ?Corporation?) shall be held on a day and time duly designated by the Board of Directors of the Corporation (the ?Board of Directors?), for the purpose of electing Directors to succeed those whose terms shall have expired as of the dat |
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July 13, 2021 |
Filed by Howard Bancorp, Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: July 13, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursuant to the terms of that certain Agreement and |
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July 13, 2021 |
425 1 d202370d425.htm 425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) F.N.B. CORPORATION (Exact name of registrant as specified in its charter) Pennsylvania (State or Other Jurisdiction of Incorpor |
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July 13, 2021 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER between F.N.B. CORPORATION and HOWARD BANCORP, INC. Dated as of July 12, 2021 TABLE OF CONTENTS Page Article 1 THE MERGER 2 1.1 The Merger 2 1.2 Effective Time 2 1.3 Effects of the Merger 2 1.4 Conversion of HBI Common Stock 2 1.5 FNB Capital Stock 3 1.6 HBI Equity Awards 4 1.7 Articles of Incorporation and Bylaws of the Surviving Company 5 1.8 The Bank Mer |
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July 13, 2021 |
false12-31000139016200013901622021-07-122021-07-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) Howard Bancorp, Inc. |
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July 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) Howard Bancorp, Inc. |
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July 13, 2021 |
425 1 d202284d425.htm FORM 425 Table of Contents Filed by F.N.B. Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934 Subject Company: Howard Bancorp, Inc. Commission File No.: 001-35489 Date: July 13, 2021 This filing relates to the proposed merger of Howard Bancorp, Inc. with F.N.B. Corporation, pursu |
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July 13, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2021 (July 12, 2021) Howard Bancorp, Inc. |
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July 13, 2021 |
F.N.B. Corporation and Howard Bancorp, Inc. Announce Merger Strengthening Mid-Atlantic Presence EX-99.1 2 a52458831ex991.htm EXHIBIT 99.1 Exhibit 99.1 F.N.B. Corporation and Howard Bancorp, Inc. Announce Merger Strengthening Mid-Atlantic Presence PITTSBURGH & BALTIMORE-(BUSINESS WIRE)-July 13, 2021-F.N.B. Corporation (“FNB”) (NYSE: FNB) and Howard Bancorp, Inc. (“Howard”) (NASDAQ: HBMD) today announced the signing of a definitive merger agreement for FNB to acquire Howard, including its whol |
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July 13, 2021 |
Bylaws of Howard Bancorp, Inc., as amended and restated through July 12, 2021 Exhibit 3.1 BYLAWS Amended and Restated JULY 12, 2021 ARTICLE I STOCKHOLDERS 1.1 Annual Meeting. The annual meeting of the stockholders of Howard Bancorp, Inc. (the ?Corporation?) shall be held on a day and time duly designated by the Board of Directors of the Corporation (the ?Board of Directors?), for the purpose of electing Directors to succeed those whose terms shall have expired as of the dat |
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June 2, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2021 (May 26, 2021) Howard Bancorp, Inc. |
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May 10, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 21, 2021 Howard Bancorp, Inc. |
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April 21, 2021 |
Exhibit 99.2 First Quarter 2021Earnings Presentation April 22, 2021 FORWARD LOOKING STATEMENTS This presentation and statements by the Company?s management contains ?forward-looking statements? as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as ?anticipated,? ?expects,? ?intends,? ?believes,? ?may,? ?like |
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April 21, 2021 |
Howard Bancorp, Inc. Reports First Quarter 2021 Results Exhibit 99.1 Howard Bancorp, Inc. Reports First Quarter 2021 Results BALTIMORE-(BUSINESS WIRE)-April 21, 2021-Howard Bancorp, Inc. (NASDAQ: HBMD) (?Howard Bancorp? or the ?Company?), the parent company of Howard Bank (?Howard Bank? or the ?Bank?), today reported its financial results for the quarter ended March 31, 2021. First Quarter 2021 Highlights Strong net income growth: Net income, of $6.2 m |
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April 13, 2021 |
? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A INFORMATION ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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April 13, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A INFORMATION ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? Filed by a Party other than the Registrant ? ? Check the appropriate box: ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Ru |
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March 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2021 (March 24, 2021) Howard Bancorp, Inc. |
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March 16, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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March 16, 2021 |
EX-4.2 2 hbmd-20201231xex4d2.htm EXHIBIT 4.2 Exhibit 4.2 DESCRIPTION OF HOWARD BANCORP, INC. CAPITAL STOCK References to “we,” “us” or “our” and the “Company” herein refer to Howard Bancorp, Inc., a Maryland corporation. This summary does not purport to be complete and is qualified in its entirety by reference to our articles of incorporation, as amended (“Articles of Incorporation”), and our amen |
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March 16, 2021 |
Subsidiaries of the Registrant Exhibit 21 ? Subsidiaries of Howard Bancorp, Inc. ? Name: State of Organization: ? ? ? Howard Bank ? Maryland ? Subsidiaries of Howard Bank ? ? ? ? Name: State of Organization: ? ? ? HB Real Estate Holdings, LLC ? Maryland University Boulevard I, LLC ? Maryland University Boulevard II, LLC ? Maryland Prime Business Leasing, Inc. ? Maryland Canton Crossing II, LLC ? Maryland FM Appraisals, LLC ? Ma |
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February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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January 27, 2021 |
Exhibit 99.2 Fourth Quarter and Full Year 2020Earnings Presentation January 28, 2021 FORWARD LOOKING STATEMENTS This presentation and statements by the Company’s management contains “forward-looking statements” as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as “anticipated,” “expects,” “intends,” “believ |
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January 27, 2021 |
Howard Bancorp, Inc. Reports Fourth Quarter and Full Year 2020 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Fourth Quarter and Full Year 2020 Results BALTIMORE-(BUSINESS WIRE)-January 27, 2021-Howard Bancorp, Inc. (NASDAQ: HBMD) (“Howard Bancorp” or the “Company”), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter and the year ended December 31, 2020. Net Income (Loss) and Income (Loss) per Shar |
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January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 27, 2021 Howard Bancorp Inc (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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January 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Howard Bancorp, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 442496105 (CUSIP Number) Howard Feinglass Pri |
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January 12, 2021 |
Exhibit 2 GENERAL PROXY KNOW ALL MEN BY THESE PRESENTS, that the undersigned (the “Stockholder”) does hereby constitute and appoint each of PRIAM CAPITAL FUND I, LP, PRIAM CAPITAL ASSOCIATES, LLC, and HOWARD FEINGLASS (together, the “Proxy Holders”), as its true and lawful attorney-in-fact and proxy for it and in its name, place and stead, with full power of substitution, for the purpose of voting the shares of the Common Stock, par value $1. |
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November 17, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2020 (November 10, 2020) Howard Bancorp Inc (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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November 17, 2020 |
Exhibit 99.1 Howard Bancorp Elects Global Business Executive and Distinguished Military Leader Linda L. Singh to its Board of Directors Ms. Singh has 38 years of corporate, military and local government experience and is CEO of Kaleidoscope Affect, LLC, a consulting and strategic advisory firm in Bowie, Md. BALTIMORE-(BUSINESS WIRE)-November 17, 2020-Howard Bank, a community-focused commercial ban |
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November 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name |
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October 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2020 Howard Bancorp Inc (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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October 28, 2020 |
Exhibit 99.2 2020 Third QuarterEarnings Presentation October 29, 2020 FORWARD LOOKING STATEMENTS This presentation and statements by the Company’s management contains “forward-looking statements” as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as “anticipated,” “expects,” “intends,” “believes,” “may,” “li |
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October 28, 2020 |
Howard Bancorp, Inc. Reports Third Quarter 2020 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Third Quarter 2020 Results BALTIMORE-(BUSINESS WIRE)-October 28, 2020-Howard Bancorp, Inc. (NASDAQ: HBMD) (“Howard Bancorp” or the “Company”), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended September 30, 2020. Net Income (Loss) and Income (Loss) per Share The Company reported net |
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September 9, 2020 |
Exhibit 99.1 Raymond James U.S. Bank Conference September 9-10, 2020 FORWARD LOOKING STATEMENTS This presentation and statements by the Company’s management contains “forward-looking statements” as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as “anticipated,” “expects,” “intends,” “believes,” “may,” “lik |
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September 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2020 Howard Bancorp Inc (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No. |
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August 10, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of r |
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July 30, 2020 |
Howard Bancorp, Inc. 3301 Boston Street Baltimore, Maryland 21224 July 30, 2020 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Sonia Bednarowski Re: Howard Bancorp, Inc. (the “Company”) Request for Acceleration of Effectiveness of Form S-3 SEC File No. 333-239937 (the “Registration Statement”) Dear Ms. B |
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July 28, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 a52256299.htm HOWARD BANCORP, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 27, 2020 Howard Bancorp, Inc. (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State or other jurisdic |
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July 28, 2020 |
Howard Bancorp, Inc. Reports Second Quarter 2020 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Second Quarter 2020 Results BALTIMORE-(BUSINESS WIRE)-July 27, 2020-Howard Bancorp, Inc. (NASDAQ: HBMD) (“Howard Bancorp” or the “Company”), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2020. Net Loss and Loss per Share The Company reported a net loss for the second qua |
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July 28, 2020 |
Exhibit 99.2 2020 Second Quarter Earnings PresentationJuly 28, 2020 1 This presentation and statements by the Company’s management contains “forward-looking statements” as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as “anticipated,” “expects,” “intends,” “believes,” “may,” “likely,” “will” or other stat |
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July 17, 2020 |
Form of Subordinated Debt Indenture. Exhibit 4.6 HOWARD BANCORP, INC., AS ISSUER AND [ ], AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF [,] SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the "TIA"), and the Indenture dated as of [ ], 2020. SECTION OF ACT SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not applicable 310(a)(5) 7.09 310(b) 7.0 |
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July 17, 2020 |
As filed with the Securities and Exchange Commission on July 17, 2020 Registration No. |
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July 17, 2020 |
Form of Senior Debt Indenture. Exhibit 4.5 HOWARD BANCORP, INC., AS ISSUER AND [ ], AS TRUSTEE SENIOR INDENTURE DATED AS OF [ , ] SENIOR DEBT SECURITIES CROSS-REFERENCE TABLE Reconciliation and tie between the Trust Indenture Act of 1939, as amended (the "TIA"), and the Indenture dated as of , 2020. SECTION OF ACT SECTION OF INDENTURE 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not applicable 310(a)(5) 7.09 310(b) 7.08 and 7.10 31 |
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June 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2020 (May 27, 2020) Howard Bancorp, Inc. |
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June 2, 2020 |
Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 29 day of May 2020, between Howard Bank (the “Bank” or “Employer”), a Maryland-chartered trust company, and Robert L. Carpenter, Jr., a resident of the State of Maryland (the “Executive”). RECITALS: WHEREAS, The Bank desires to employ the Executive pursuant to the terms of this Agreement and t |
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May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as spec |
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April 30, 2020 |
Exhibit 99.2 2020 First Quarter Earnings and COVID-19 Response PresentationApril 30, 2020 1 This presentation and statements by the Company’s management contains “forward-looking statements” as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Forward looking statements can be identified by words such as “anticipated,” “expects,” “intends,” “believes,” “may,” “likely, |
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April 30, 2020 |
Howard Bancorp, Inc. Reports First Quarter 2020 Results and COVID-19 Pandemic Response Exhibit 99.1 Howard Bancorp, Inc. Reports First Quarter 2020 Results and COVID-19 Pandemic Response BALTIMORE-(BUSINESS WIRE)-April 29, 2020-Howard Bancorp, Inc. (NASDAQ: HBMD) (“Howard Bancorp” or the “Company”), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2020. Net Income and Earnings per Share (“EPS”) Firs |
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April 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2020 Howard Bancorp, Inc. |
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April 28, 2020 |
8-K 1 a52210642.htm HOWARD BANCORP, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2020 (April 22, 2020) Howard Bancorp, Inc. (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (State |
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April 14, 2020 |
HB / Howard Bancorp Inc DEF 14A - - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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April 14, 2020 |
HB / Howard Bancorp Inc DEFA14A - - DEFINITIVE PROXY MATERIALS www.investorvote.com/HBMD Step 1: Go to www.investorvote.com/HBMD. Step 2: Click on the icon on the right to view meeting materials. Step 3: Return to the investorvote.com window and follow the instructions on the screen to log in. Online Go to www.investorvote.com/HBMD or scan the QR code - login details are located in the shaded bar below. The Sample Company Stockholder Meeting Notice 037ULG + + |
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April 2, 2020 |
HBMD / Howard Bancorp, Inc. / Patriot Financial Partners II, L.P. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2) Howard Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 442496105 (CUSIP Number) W. Kirk Wycoff Patriot Financial Partners II |
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April 2, 2020 |
Exhibit 10.1 Separation Agreement and General Release THIS SEPARATION AND GENERAL RELEASE AGREEMENT (hereinafter, “this Agreement”) is entered into this 28th day of March 2020, by and between Howard Bank (the “Bank”), a Maryland chartered trust company, and Howard Bancorp, Inc. (together with the Bank, the “Employer” and a single party hereto) and George C. Coffman (the “Executive” or the “Employe |
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April 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2020 (March 28, 2020) Howard Bancorp, Inc. |
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March 16, 2020 |
Change in Control Agreement between Howard Bank and Frank K. Turner, Jr. dated as of April 18, 2013 Exhibit 10.29 HOWARD BANK CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (“Agreement”) is entered into as of the day of April 18, 2013, by and between Howard Bank, a Maryland chartered commercial bank (the “Bank”), and Frank K. Turner, Jr. (“Executive”). WHEREAS, the Bank is a wholly owned subsidiary of Howard Bancorp, Inc. ("Company"); WHEREAS, the Executive is contemplating employm |
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March 16, 2020 |
Articles of Amendment to Articles of Incorporation of Howard Bancorp, Inc. Exhibit 3.5 HOWARD BANCORP, INC. ARTICLES OF AMENDMENT HOWARD BANCORP, INC., a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: 1. Article SIXTH (d) of the Corporation’s articles of incorporation is hereby amended and restated in its entirety as follows: (d) The Bylaws of the Corporation may be added to, amended, alter |
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March 16, 2020 |
EX-4.2 3 tm205358d1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 DESCRIPTION OF HOWARD BANCORP, INC. CAPITAL STOCK References to “we,” “us” or “our” and the “Company” herein refer to Howard Bancorp, Inc., a Maryland corporation. This summary does not purport to be complete and is qualified in its entirety by reference to our articles of incorporation, as amended (“Articles of Incorporation”), and our amended |
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March 16, 2020 |
Subsidiaries of the Registrant Exhibit 21 Subsidiaries of Howard Bancorp, Inc. Name: State of Organization: Howard Bank Maryland Subsidiaries of Howard Bank Name: State of Organization: HB Real Estate Holdings, LLC Maryland University Boulevard I, LLC Maryland University Boulevard II, LLC Maryland Prime Business Leasing, Inc. Maryland Canton Crossing II, LLC Maryland FM Appraisals, LLC Maryland Twain HTC Funds XIX LLC Missouri |
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March 16, 2020 |
HB / Howard Bancorp Inc 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 20-3735949 State or other jurisdiction of incorporation or organizati |
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February 14, 2020 |
HBMD / Howard Bancorp, Inc. / RMB Capital Management, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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February 7, 2020 |
Howard Bancorp, Inc. Names Robert Carpenter Interim Chief Financial Officer Exhibit 99.1 Howard Bancorp, Inc. Names Robert Carpenter Interim Chief Financial Officer BALTIMORE, MD, February 7, 2020 – Howard Bancorp, Inc. (Nasdaq: HBMD) (the “Company”) and its wholly-owned subsidiary, Howard Bank, a community-focused commercial bank serving businesses, professionals and individuals in the Greater Baltimore area, announced today that it has named Robert Carpenter as its inte |
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February 7, 2020 |
8-K 1 a52170732.htm HOWARD BANCORP, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2020 (February 6, 2020) Howard Bancorp, Inc. (Exact name of registrant as specified in charter) Maryland 001-35489 20-3735949 (S |
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January 21, 2020 |
Exhibit 99.2 2019 Earnings Presentation January 21, 2020 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Such statements include, without limitation, references to Howard Bancorp Inc.’s (“Howard”) predictions or expectations of future business or financ |
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January 21, 2020 |
Press Release dated January 21, 2020 Exhibit 99.1 Howard Bancorp, Inc. Reports Fourth Quarter 2019 Results BALTIMORE-(BUSINESS WIRE)-January 21, 2020-Howard Bancorp, Inc. (“Howard Bancorp” or the “Company”) (Nasdaq: HBMD), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended December 31, 2019. A summary of results and other developments during the fourth quarter o |
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January 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2020 Howard Bancorp, Inc. |
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November 8, 2019 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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November 8, 2019 |
HB / Howard Bancorp Inc 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as |
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November 8, 2019 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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October 24, 2019 |
Howard Bancorp, Inc. Reports Third Quarter 2019 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Third Quarter 2019 Results BALTIMORE-(BUSINESS WIRE)-October 23, 2019-Howard Bancorp, Inc. (“Howard Bancorp” or the “Company”) (Nasdaq: HBMD), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended September 30, 2019. A summary of results and other developments during the third quarter of |
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October 24, 2019 |
Exhibit 99.2 2019 Third QuarterEarnings Presentation October 2019 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Such statements include, without limitation, references to Howard Bancorp Inc.’s (“Howard”) predictions or expectations of future business |
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October 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2019 Howard Bancorp, Inc. |
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August 9, 2019 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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August 9, 2019 |
HB / Howard Bancorp Inc 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 tv52583910q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. ( |
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August 9, 2019 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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July 24, 2019 |
Howard Bancorp, Inc. Reports Second Quarter 2019 Results Exhibit 99.1 Howard Bancorp, Inc. Reports Second Quarter 2019 Results BALTIMORE-(BUSINESS WIRE)-July 24, 2019-Howard Bancorp, Inc. (“Howard Bancorp” or the “Company”) (Nasdaq: HBMD), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended June 30, 2019. A summary of results and other developments during the second quarter of 2019 |
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July 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 24, 2019 Howard Bancorp, Inc. |
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July 24, 2019 |
Exhibit 99.2 2019 Second QuarterEarnings Presentation July 2019 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Such statements include, without limitation, references to Howard Bancorp Inc.’s (“Howard”) predictions or expectations of future business or |
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May 24, 2019 |
SC 13D/A 1 sc13d0318priamcap1howardban.htm AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1)* INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Howard Bancorp, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share |
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May 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 22, 2019 Howard Bancorp, Inc. |
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May 23, 2019 |
Amended and Restated Bylaws of Howard Bancorp, Inc. Exhibit 3.1 BYLAWS Amended and Restated May 22, 2019 ARTICLE I STOCKHOLDERS 1.1 Annual Meeting. The annual meeting of the stockholders of Howard Bancorp, Inc. (the “Corporation”) shall be held on a day and time duly designated by the Board of Directors of the Corporation (the “Board of Directors”), for the purpose of electing Directors to succeed those whose terms shall have expired as of the date |
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May 10, 2019 |
Executive Employment Agreement between Howard Bank and Thomas R. Jones dated as of August 14, 2017 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the "Agreement") is made as of August 14, 2017 between Howard Bank (the "Bank" or "Employer"), a Maryland-chartered trust company, and Thomas R. Jones, a resident of the State of Maryland (the "Executive"). RECITALS A. Howard Bancorp, Inc., Howard Bank and First Mariner Bank have entered into an Agreement and Plan of Reorganiza |
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May 10, 2019 |
Exhibit 10.3 SECOND AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of March, 2019, between Howard Bank (the “Bank”), a Maryland-chartered trust company, and Howard Bancorp, Inc. (together with the Bank, the “Employer” and a single party hereto), a Maryland corporation, and George C. Coffman, a residen |
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May 10, 2019 |
Exhibit 10.5 AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of March, 2019, between Howard Bank (the “Bank” or “Employer”), a Maryland-chartered trust company, and Steven M. Poynot, a resident of the State of Maryland (the “Executive”). RECITALS: WHEREAS, the Executive is currently employed as an Exec |
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May 10, 2019 |
HB / Howard Bancorp Inc 10-Q Quarterly Report FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as spec |
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May 10, 2019 |
Exhibit 10.2 SECOND AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of March, 2019, between Howard Bank (the “Bank”), a Maryland-chartered trust company, and Howard Bancorp, Inc. (together with the Bank, the “Employer” and a single party hereto), a Maryland corporation, and Mary Ann Scully, a resident |
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May 10, 2019 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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May 10, 2019 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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May 10, 2019 |
Exhibit 10.4 SECOND AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 20th day of March, 2019, between Howard Bank (the “Bank”), a Maryland-chartered trust company, and Howard Bancorp, Inc. (together with the Bank, the “Employer” and a single party hereto), a Maryland corporation, and Charles E. Schwabe, a reside |
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April 23, 2019 |
Howard Bancorp, Inc. Reports First Quarter 2019 Results Exhibit 99.1 Howard Bancorp, Inc. Reports First Quarter 2019 Results BALTIMORE-(BUSINESS WIRE)-April 23, 2019-Howard Bancorp, Inc. (“Howard Bancorp” or the “Company”) (Nasdaq: HBMD), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter ended March 31, 2019. A summary of results for and other developments during the first quarter of 2 |
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April 23, 2019 |
EX-99.2 3 a51973307ex992.htm EXHIBIT 99.2 Exhibit 99.2 2019 First QuarterEarnings Presentation April 2019 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Such statements include, without limitation, references to Howard Bancorp Inc.’s (“Howard”) predict |
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April 23, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2019 Howard Bancorp, Inc. |
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April 11, 2019 |
HB / Howard Bancorp Inc DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive |
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April 11, 2019 |
HB / Howard Bancorp Inc DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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April 1, 2019 |
HB / Howard Bancorp Inc PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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March 15, 2019 |
HB / Howard Bancorp Inc FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 20-3735949 State or other jurisdiction of incorporation or organizati |
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March 15, 2019 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this annual report on Form 10-K of Howard Bancorp, Inc. |
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March 15, 2019 |
Exhibit 10.40 Separation Agreement and General Release THIS SEPARATION AND GENERAL RELEASE AGREEMENT (hereinafter, “this Agreement”) is entered into this 13th day of November 2018, by and between Howard Bank, a Maryland chartered trust company (the “Company”) and James D. Witty (the “Executive” or the “Employee”). Collectively, the Company and the Executive shall be referred to as the “Parties”. R |
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March 15, 2019 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this annual report on Form 10-K of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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March 15, 2019 |
Subsidiaries of the Registrant Exhibit 21 Subsidiaries of Howard Bancorp, Inc. Name: State of Organization: Howard Bank Maryland Subsidiaries of Howard Bank Name: State of Organization: HB Real Estate Holdings, LLC Maryland University Boulevard I, LLC Maryland University Boulevard II, LLC Maryland Prime Business Leasing, Inc. Maryland 301 South Dupont Hwy., LLC Delaware Canton Crossing II, LLC Maryland FM Appraisals, LLC Maryla |
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February 14, 2019 |
HBMD / Howard Bancorp, Inc. / RMB Capital Management, LLC Passive Investment SC 13G 1 rmb-hbmd123118.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Howard Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 442496105 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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February 12, 2019 |
HBMD / Howard Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Howard Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 442496105 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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February 6, 2019 |
HBMD / Howard Bancorp, Inc. / Niehaus Robert H - SC 13G Passive Investment SC 13G 1 a19-40631sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Howard Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 442496105 (CUSIP Number) March 1, 2018 (Date of Event Which Requires Filing of this Statement) Check the approp |
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January 31, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2019 Howard Bancorp, Inc. |
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January 31, 2019 |
Howard Bancorp, Inc. Reports 2018 Results Exhibit 99.1 Howard Bancorp, Inc. Reports 2018 Results BALTIMORE-(BUSINESS WIRE)-January 30, 2019-Howard Bancorp, Inc. (“Howard Bancorp” or the “Company”) (Nasdaq:HBMD), the parent company of Howard Bank (“Howard Bank” or the “Bank”), today reported its financial results for the quarter and the year ended December 31, 2018. A summary of results for and other developments during the year ended Dece |
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January 30, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2019 Howard Bancorp, Inc. |
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January 30, 2019 |
Exhibit 99.1 2018 Fourth QuarterEarnings Presentation January 2019 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" as that phrase is defined in the Private Securities Litigation Reform Act of 1995. Such statements include, without limitation, references to Howard Bancorp’s predictions or expectations of future business or financial pe |
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December 6, 2018 |
Exhibit 10.1 SUBORDINATED NOTE PURCHASE AGREEMENT This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of December 6, 2018, and is made by and among Howard Bancorp, Inc., a Maryland corporation (“Company”), and the purchaser(s) of the Subordinated Notes (as defined herein) named on Schedule I hereto (each a “Purchaser” and collectively, the “Purchasers”). RECITALS WHEREAS, Comp |
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December 6, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2018 Howard Bancorp, Inc. |
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December 6, 2018 |
Howard Bancorp, Inc. Completes $25 Million Subordinated Debt Offering Exhibit 99.2 Howard Bancorp, Inc. Completes $25 Million Subordinated Debt Offering BALTIMORE-(BUSINESS WIRE)-December 6, 2018-Howard Bancorp, Inc. (the “Company”) (Nasdaq: HBMD), the parent company of Howard Bank, today announced the completion of an offering of $25 million in aggregate principal amount of fixed-to-floating rate subordinated notes due December 6, 2028 (the “Notes”), to certain ins |
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December 6, 2018 |
Form of 6.00% Fixed-to-Floating Rate Subordinated Notes due December 6, 2028 Exhibit 4.1 FORM OF SUBORDINATED NOTE HOWARD BANCORP, INC. Fixed-to-Floating Rate Subordinated Note due December 6, 02028 Certificate No.: QIB (CUSIP / ISIN): 442496AA3 THE INDEBTEDNESS EVIDENCED BY THIS SUBORDINATED NOTE (THIS “NOTE”) IS NOT A SAVINGS ACCOUNT, DEPOSIT, OR OTHER OBLIGATION OF ANY BANK OR SAVINGS ASSOCIATION, AND IS NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION (THE “FDI |
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December 6, 2018 |
Exhibit 99.1 Investor Presentation November 2018 DRAFT v18 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. Forward-looking statements often use words such as “anticipate,” “believe,” “contemp |
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December 3, 2018 |
HBMD / Howard Bancorp, Inc. / Patriot Financial Partners II, L.P. - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Howard Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 442496105 (CUSIP Number) Copies to: W. Kirk Wycoff Terrence Kerwin, E |
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November 7, 2018 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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November 7, 2018 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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November 7, 2018 |
HBMD / Howard Bancorp, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as |
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October 24, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2018 Howard Bancorp, Inc. |
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October 24, 2018 |
Exhibit 99.1 Howard Bancorp, Inc. Reports Third Quarter 2018 Results Company Reports Improved Earnings, Loan Growth and Funding Remix BALTIMORE-(BUSINESS WIRE)-October 24, 2018-Howard Bancorp, Inc. (Nasdaq: HBMD), the parent company of Howard Bank, reported its financial results for the quarter ending September 30, 2018. A summary of results for and other developments during the quarter ended Sept |
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October 24, 2018 |
Exhibit 99.1 2018 Third QuarterEarnings Presentation October 2018 DRAFT v21 This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Forward-looking stateme |
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October 24, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2018 Howard Bancorp, Inc. |
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September 27, 2018 |
Howard Bancorp, Inc. 2017 Employee Stock Purchase Plan Exhibit 4.2 HOWARD BANCORP, INC. 2017 EMPLOYEE STOCK PURCHASE PLAN The purpose of this 2017 Employee Stock Purchase Plan (the “Plan”) is to provide eligible employees of Howard Bancorp, Inc. (the “Company”) and certain of its subsidiaries with opportunities to purchase shares of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The Plan was approved by the Company’s Board |
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September 27, 2018 |
HBMD / Howard Bancorp, Inc. FORM S-8 As filed with the Securities and Exchange Commission on September 27, 2018 Registration No. |
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September 5, 2018 |
Exhibit 99.1 vestor PresentationSeptember 2018 Forward-Looking Statements This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Forward-looking statement |
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September 5, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2018 Howard Bancorp, Inc. |
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August 9, 2018 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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August 9, 2018 |
HBMD / Howard Bancorp, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as speci |
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August 9, 2018 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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July 31, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2018 Howard Bancorp, Inc. |
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July 31, 2018 |
Exhibit 99.1 Investor PresentationJuly 2018 Forward-Looking Statements This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Forward-looking statements o |
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July 27, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2018 Howard Bancorp, Inc. |
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July 27, 2018 |
Exhibit 99.1 Howard Bancorp, Inc. Reports Second Quarter 2018 Results with the Integration of First Mariner Bank and Successful Systems Conversion BALTIMORE-(BUSINESS WIRE)-July 25, 2018-Howard Bancorp, Inc. (Nasdaq: HBMD), the parent company of Howard Bank, reported its financial results for the quarter ending June 30, 2018. A summary of results for and other developments during the quarter ended |
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June 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2018 Howard Bancorp, Inc. |
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June 15, 2018 |
Exhibit 10.1 Separation Agreement and General Release THIS SEPARATION AND GENERAL RELEASE AGREEMENT (hereinafter, “this Agreement”) is entered into this 15th day of June 2018, by and between Howard Bank, a Maryland chartered trust company (the “Company”) and Robert A. Altieri (the “Executive” or the “Employee”). Collectively, the Company and the Executive shall be referred to as the “Parties”. REC |
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May 24, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2018 Howard Bancorp, Inc. |
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May 10, 2018 |
HBMD / Howard Bancorp, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as spec |
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May 10, 2018 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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May 10, 2018 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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April 30, 2018 |
Howard Bancorp, Inc. Reports First Quarter 2018 Results with the Acquisition of First Mariner Bank Exhibit 99.1 Howard Bancorp, Inc. Reports First Quarter 2018 Results with the Acquisition of First Mariner Bank ELLICOTT CITY, Md.-(BUSINESS WIRE)-April 30, 2018-Howard Bancorp, Inc. (Nasdaq: HBMD), the parent company of Howard Bank, reported its financial results for the quarter ending March 31, 2018. A summary of results for and other developments during the quarter ended March 31, 2018 is as fo |
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April 30, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2018 Howard Bancorp, Inc. |
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April 10, 2018 |
HBMD / Howard Bancorp, Inc. HOWARD BANCORP, INC. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive |
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March 15, 2018 |
Subsidiaries of the Registrant Exhibit 21 Subsidiaries of Howard Bancorp, Inc. Name: State of Organization: Howard Bank Maryland Subsidiaries of Howard Bank Name: State of Organization: HB Real Estate Holdings, LLC Maryland University Boulevard I, LLC Maryland University Boulevard II, LLC Maryland Prime Business Leasing, Inc. Maryland 301 South Dupont Hwy., LLC Delaware Canton Crossing II, LLC Maryland FM Appraisals, LLC Maryla |
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March 15, 2018 |
HBMD / Howard Bancorp, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 20-3735949 State or other jurisdiction (I.R.S. Employer of incorporat |
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March 15, 2018 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this annual report on Form 10-K of Howard Bancorp, Inc. |
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March 15, 2018 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this annual report on Form 10-K of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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March 12, 2018 |
HBMD / Howard Bancorp, Inc. / Patriot Financial Partners II, L.P. - SC 13D Activist Investment CUSIP No. 442496105 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Howard Bancorp, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 442496105 (CUSIP Number) W. Kirk Wycoff Copies to: Patriot Fina |
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March 12, 2018 |
EXHIBIT 1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that the Schedule 13D to which this Joint Filing Agreement is being filed as an exhibit shall be a joint statement filed on behalf of each of the undersigned. |
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March 12, 2018 |
HBMD / Howard Bancorp, Inc. / Priam Capital Fund I, Lp - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) Howard Bancorp, Inc. (Name of Issuer) Common Stock, Par Value $0.01 Per Share (Title of Class of Securities) 442496105 (CUSIP Number) Howard Feinglass Priam Capital Associa |
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March 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2018 Howard Bancorp, Inc. |
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March 1, 2018 |
Howard Bancorp Completes Acquisition of First Mariner Bank, Progresses on Integration and Relocation Exhibit 99.1 Howard Bancorp Completes Acquisition of First Mariner Bank, Progresses on Integration and Relocation ELLICOTT CITY, Md.-(BUSINESS WIRE)-March 1, 2018-Howard Bancorp, Inc. (Nasdaq:HBMD) (“Howard”) announced today that it completed the acquisition of First Mariner Bank. With the transaction finalized, the combined Howard team will immediately begin to implement tactical plans for the su |
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March 1, 2018 |
Employment Agreement, dated August 14, 2017, by and between Robert Kunisch, Jr. and Howard Bank Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of August 14, 2017 between Howard Bank (the “Bank” or “Employer”), a Maryland-chartered trust company, and Robert D. Kunisch, a resident of the State of Maryland (the “Executive”). RECITALS A. Howard Bancorp, Inc., Howard Bank and First Mariner Bank have entered into an Agreement and Plan of Reorgani |
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March 1, 2018 |
Exhibit 10.3 of the Company’s Form 8-K filed March 1, 2018 Exhibit 10.3 HOWARD BANK EXECUTIVE INCENTIVE PLAN 1. Name and Purpose (a) Howard Bank hereby establishes this Howard Bank Executive Incentive Plan, as set forth herein and as it may be amended from time to time (the “Plan”). The purpose of the Plan is to reward the achievement of annual business results in a manner that is consistent with the Company’s strategic plan, values and ongoing sustainabi |
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March 1, 2018 |
Letter Agreement, dated August 14, 2017, by and between Jack E. Steil and Howard Bank EX-10.1 2 a51766569ex101.htm EXHIBIT 10.1 Exhibit 10.1 August 14, 2017 Mr. Jack E. Steil 1015 Wilda Drive Westminster, Maryland 21157 Dear Jack: We are pleased to confirm our offer of continued employment with Howard Bank (the “Bank”) following the proposed merger between the Bank and First Mariner Bank (the “Merger”) as Senior Business Development Advisor. We are pleased to provide you with a com |
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February 14, 2018 |
HBMD / Howard Bancorp, Inc. / EJF Capital LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Howard Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 442496105 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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February 2, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Howard Bancorp, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 442496105 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant t |
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January 25, 2018 |
Exhibit 3.1 BYLAWS Amended and Restated January 24, 2018 ARTICLE I Stockholders 1.1 Annual Meeting. The annual meeting of the stockholders of Howard Bancorp, Inc. (the ?Corporation?) shall be held on a day and time duly designated by the Board of Directors of the Corporation (the ?Board of Directors?), for the purpose of electing Directors to succeed those whose terms shall have expired as of the |
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January 25, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2018 Howard Bancorp, Inc. |
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January 23, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 22, 2018 Howard Bancorp, Inc. |
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January 23, 2018 |
Exhibit 99.1 Howard Bancorp, Inc. Reports 2017 Results with Strong Organic Growth, Increasing Revenues, Higher Capital Levels and the Pending Acquisition of First Mariner Bank ELLICOTT CITY, Md.-(BUSINESS WIRE)-January 22, 2018-Howard Bancorp, Inc. (Nasdaq:HBMD), the parent company of Howard Bank, today reported its financial results for the fiscal year ending December 31, 2017. A summary of resul |
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December 28, 2017 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2017 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number |
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November 22, 2017 |
MERGER PROPOSED—YOUR VOTE IS VERY IMPORTANT t1703032-424b3 - none - 41.3922144s TABLE OF CONTENTS ?Filed Pursuant to Rule 424(b)(3)? ?Registration No. 333-221450? ? ? ? ? MERGER PROPOSED?YOUR VOTE IS VERY IMPORTANT To the Stockholders of Howard Bancorp, Inc. and First Mariner Bank: On August 14, 2017, First Mariner Bank, or First Mariner, Howard Bancorp, Inc., or Howard, and Howard Bank agreed to a strategic business combination in which Fi |
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November 21, 2017 |
As filed with the Securities and Exchange Commission on November 21, 2017 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 21, 2017 Registration No. |
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November 21, 2017 |
Form of Proxy for Special Meeting of Stockholders of Howard Bancorp, Inc. Exhibit 99.3 PROXY HOWARD BANCORP, INC. 6011 UNIVERSITY BLVD., SUITE 370 ELLICOTT CITY, MARYLAND 21043 (410) 750-0020 SPECIAL MEETING OF STOCKHOLDERS DECEMBER 27, 2017 PLEASE SIGN AND RETURN PROMPTLY IN THE SELF-ADDRESSED ENVELOPE. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS. The undersigned hereby appoints John J. Keenan and Donna Hill Staton as proxies, each with the power to app |
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November 20, 2017 |
HBMD / Howard Bancorp, Inc. ESP HOWARD BANCORP, INC. 6011 University Blvd., Suite 370 Ellicott City, Maryland 21043 November 20, 2017 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Dietrich King Re: Howard Bancorp, Inc. Amendment No. 1 to Registration Statement on Form S-4 Filed November 21, 2017 File No. 333-221450 Ladies and Gentlemen: Pursuant to |
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November 9, 2017 |
Exhibit 99.7 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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November 9, 2017 |
Exhibit 99.5 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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November 9, 2017 |
Power of Attorney of Directors and Officers of the Howard Bancorp, Inc. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 9, 2017 Registration No. |
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November 9, 2017 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA TABLE OF CONTENTS? Exhibit 99.2? UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA The following unaudited pro forma combined consolidated financial information and explanatory notes are based upon the assumption that the First Mariner preferred stock is converted into First Mariner common stock immediately preceding the merger, and that the resulting total number of shares |
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November 9, 2017 |
TABLE OF CONTENTS Exhibit 99.1 Consolidated Financial Statements As Of and For the Three and Nine Months Ended September 30, 2017 and 2016 and December 31, 2016 1 TABLE OF CONTENTS Consolidated Statements of Financial Condition (dollars in thousands, except per share data) September 30, 2017 December 31, 2016 (unaudited) (audited) ASSETS Cash and due from banks $ 5,641 $ 5,431 Federal funds sold |
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November 9, 2017 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commi |
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November 9, 2017 |
Exhibit 99.10 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Ac |
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November 9, 2017 |
Exhibit 99.2 Stephens Matthew A. Switzer Managing Director Jackson T. Stephens, 1923-2005 Investment Banking Chairman Emeritus in Perpetuity CONSENT OF STEPHENS INC. To the Board of Directors Howard Bancorp Ellicott City, Maryland Stephens Inc. (?Stephens?) consents to the inclusion and description of its opinion letter, delivered to the Board of Directors of Howard Bancorp and dated August 14, 20 |
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November 9, 2017 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commi |
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November 9, 2017 |
Form of Proxy for Special Meeting of Stockholders of Howard Bancorp, Inc. Exhibit 99.3 PROXY HOWARD BANCORP, INC. 6011 UNIVERSITY BLVD., SUITE 370 ELLICOTT CITY, MARYLAND 21043 (410) 750-0020 SPECIAL MEETING OF STOCKHOLDERS , 2017 PLEASE SIGN AND RETURN PROMPTLY IN THE SELF-ADDRESSED ENVELOPE. THIS PROXY IS SOLICITED ON BEHALF OF THE BOARD OF DIRECTORS. The undersigned hereby appoints Mary Ann Scully and George C. Coffman as proxies, each with the power to appoint his o |
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November 9, 2017 |
TABLE OF CONTENTS Exhibit 99.1 Consolidated Financial Statements As Of and For the Three and Nine Months Ended September 30, 2017 and 2016 and December 31, 2016 1 TABLE OF CONTENTS Consolidated Statements of Financial Condition (dollars in thousands, except per share data) September 30, 2017 December 31, 2016 (unaudited) (audited) ASSETS Cash and due from banks $ 5,641 $ 5,431 Federal funds sold |
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November 9, 2017 |
Exhibit 99.9 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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November 9, 2017 |
Consent of Keefe, Bruyette & Woods, Inc. Exhibit 99.1 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of First Mariner Bank (?First Mariner?), as Annex III to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the ?Registration Statement?) relating to the proposed merger of First Mariner wit |
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November 9, 2017 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA TABLE OF CONTENTS? Exhibit 99.2? UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA The following unaudited pro forma combined consolidated financial information and explanatory notes are based upon the assumption that the First Mariner preferred stock is converted into First Mariner common stock immediately preceding the merger, and that the resulting total number of shares |
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November 9, 2017 |
Exhibit 99.8 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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November 9, 2017 |
Exhibit 99.6 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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November 8, 2017 |
HBMD / Howard Bancorp, Inc. WITHDRAWAL REQUEST HOWARD BANCORP, INC. 6011 University Blvd., Suite 370 Ellicott City, MD 21043 November 8, 2017 VIA EDGAR United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Dietrich A. King Re: Howard Bancorp, Inc. Request for Withdrawal of Registration Statement on Form S-4 Filed October 11, 2017 File No. 333-220913 Ladies and Gentle |
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November 7, 2017 |
Exhibit 10.3 FIRST AMENDMENT TO EXECUITVE EMPLOYMENT AGREEMENT This First Amendment ("Amendment") to the Amended and Restated Executive Employment Agreement ("Agreement") is made as of the 24th day of May, 2017 by and between Howard Bank ("Bank") a Maryland-chartered trust company and Steven M Poynot ("Executive"), a resident of the State of Maryland. WHEREAS on March 12, 2017 the bank entered in |
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November 7, 2017 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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November 7, 2017 |
Exhibit 10.4 FIRST AMENDMENT TO EXECUITVE EMPLOYMENT AGREEMENT This First Amendment ("Amendment") to the Amended and Restated Executive Employment Agreement ("Agreement") is made as of the 24th day of May, 2017 by and between Howard Bank ("Bank") a Maryland-chartered trust company and Robert A. Altieri ("Executive"), a resident of the State of Maryland. WHEREAS on September 30, 2014 the bank enter |
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November 7, 2017 |
HBMD / Howard Bancorp, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 tv47831910q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, I |
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November 7, 2017 |
Exhibit 10.5 FIRST AMENDMENT TO EXECUITVE EMPLOYMENT AGREEMENT This First Amendment ("Amendment") to the Amended and Restated Executive Employment Agreement ("Agreement") is made as of the 24th day of May, 2017 by and between Howard Bank ("Bank") a Maryland-chartered trust company and James D. Witty ("Executive"), a resident of the State of Maryland. WHEREAS on April 29, 2016 the bank entered in t |
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November 7, 2017 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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November 7, 2017 |
Employment Agreement between Howard Bank and Steven M. Poynot dated as of March 12, 2017 Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made as of the 12th day of March, 2017, between Howard Bank (the “Bank” or “Employer”), a Maryland-chartered trust Company, and Steven M. Poynot, a resident of the State of Maryland (the “Executive”). RECITALS: WHEREAS, the Executive is currently employed as a Senior Vice President with Employer and has been |
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October 19, 2017 |
Howard Bancorp HOWARD BANCORP, INC. 425 (Prospectus) Filed by Howard Bancorp, Inc. pursuant to Rule 425 under the Securities Act of 1933, as amended and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: First Mariner Bank Form S-4 Registration Statement No. 333-220913 Date: October 19, 2017 Howard Bancorp, Inc. Announces Third Quarter 2017 Results Ellicott City, MD, October 19, 2017 - Howard |
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October 19, 2017 |
Howard Bancorp, Inc. Announces Third Quarter 2017 Results Exhibit 99.1 Howard Bancorp, Inc. Announces Third Quarter 2017 Results ELLICOTT CITY, Md.-(BUSINESS WIRE)-October 19, 2017-Howard Bancorp, Inc. (Nasdaq: HBMD) (the ?Company?), the parent company of Howard Bank (the ?Bank?), today reported its financial results for the three month and nine month periods ended September 30, 2017. A summary of results for and other developments during the three and n |
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October 19, 2017 |
Howard Bancorp HOWARD BANCORP, INC. 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2017 Howard Bancorp, Inc. |
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October 12, 2017 |
Exhibit 99.1 TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm 3 Independent Auditor’s Report 4 Consolidated Financial Statements As of and For the Years Ended December 31, 2016 and 2015 6 Consolidated Financial Statements As of and For the Year Ended December 31, 2015 and As of and For the Period of Inception Through December 31, 2014 48 Consolidated Financial Statements A |
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October 12, 2017 |
Exhibit 99.1 TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm 3 Independent Auditor’s Report 4 Consolidated Financial Statements As of and For the Years Ended December 31, 2016 and 2015 6 Consolidated Financial Statements As of and For the Year Ended December 31, 2015 and As of and For the Period of Inception Through December 31, 2014 48 Consolidated Financial Statements A |
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October 12, 2017 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA ? Exhibit 99.3? UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA? The following unaudited pro forma combined consolidated financial information and explanatory notes are based upon the assumption that the First Mariner preferred stock is converted into First Mariner common stock immediately preceding the merger, and that the resulting total number of shares of First Mariner |
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October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2017 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) |
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October 12, 2017 |
UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA ? Exhibit 99.3? UNAUDITED PRO FORMA COMBINED CONSOLIDATED FINANCIAL INFORMATION AND DATA? The following unaudited pro forma combined consolidated financial information and explanatory notes are based upon the assumption that the First Mariner preferred stock is converted into First Mariner common stock immediately preceding the merger, and that the resulting total number of shares of First Mariner |
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October 12, 2017 |
Consolidated Statements of Financial Condition (dollars in thousands, except per share data) ? Exhibit 99.2? ? Consolidated Statements of Financial Condition (dollars in thousands, except per share data) ? ? ? June 30, 2017 ? ? December 31, 2016 ? ? ? ? (unaudited) ? ? (audited) ? ASSETS ? ? ? Cash and due from banks ? ? ? $ 5,680 ? ? ? ? $ 5,431 ? ? Federal funds sold and interest-bearing deposits ? ? ? ? 14,921 ? ? ? ? ? 14,637 ? ? Cash and cash equivalents ? ? ? ? 20,601 ? ? ? ? ? 20,0 |
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October 12, 2017 |
Consolidated Statements of Financial Condition (dollars in thousands, except per share data) ? Exhibit 99.2? ? Consolidated Statements of Financial Condition (dollars in thousands, except per share data) ? ? ? June 30, 2017 ? ? December 31, 2016 ? ? ? ? (unaudited) ? ? (audited) ? ASSETS ? ? ? Cash and due from banks ? ? ? $ 5,680 ? ? ? ? $ 5,431 ? ? Federal funds sold and interest-bearing deposits ? ? ? ? 14,921 ? ? ? ? ? 14,637 ? ? Cash and cash equivalents ? ? ? ? 20,601 ? ? ? ? ? 20,0 |
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October 12, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Exchange Act of 1934 Date of Report (Date of earliest event reported) October 12, 2017 HOWARD BANCORP, INC. (Exact name of registrant as specified in its charter) Maryland 001-35489 20-3735949 (State or other jurisdiction of incorporation) (Commission File Number) |
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October 11, 2017 |
Exhibit 99.7 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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October 11, 2017 |
Exhibit 99.2 Stephens Jackson T. Stephens, 1923-2005 Matthew A. Switzer Chairman Emeritus in Perpetuity Managing Director Investment Banking CONSENT OF STEPHENS INC. To the Board of Directors Howard Bancorp Ellicott City, Maryland Stephens Inc. (?Stephens?) consents to the inclusion and description of its opinion letter, delivered to the Board of Directors of Howard Bancorp and dated August 14, 20 |
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October 11, 2017 |
Exhibit 99.8 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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October 11, 2017 |
Exhibit 99.9 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (“Howard”) and all amendments thereto (the “Registration Statement”) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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October 11, 2017 |
Consent of Keefe, Bruyette & Woods, Inc. Exhibit 99.1 CONSENT OF KEEFE, BRUYETTE & WOODS, INC. We hereby consent to the inclusion of our opinion letter to the Board of Directors of First Mariner Bank (?First Mariner?), as Annex III to the Joint Proxy Statement/Prospectus which forms a part of the Registration Statement on Form S-4 filed on the date hereof (the ?Registration Statement?) relating to the proposed merger of First Mariner wit |
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October 11, 2017 |
Exhibit 99.5 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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October 11, 2017 |
Exhibit 99.6 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (?Howard?) and all amendments thereto (the ?Registration Statement?) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rule 424 promulgated under the Securities Act |
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October 11, 2017 |
As filed with the Securities and Exchange Commission on October 11, 2017 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 11, 2017 Registration No. |
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October 11, 2017 |
EX-99.4 9 t1702729ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 Pursuant to Rule 438, promulgated under the Securities Act of 1933, as amended, I hereby consent to being named in the Registration Statement on Form S-4 of Howard Bancorp, Inc. (“Howard”) and all amendments thereto (the “Registration Statement”) and any related prospectus (including any amendments or supplements thereto) filed pursuant to Rul |
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August 17, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14 , 2017 HOWARD BANCORP, INC. |
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August 17, 2017 |
Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND BETWEEN HOWARD BANCORP, INC., HOWARD BANK AND FIRST MARINER BANK Dated as of August 14, 2017 Page ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Charter 2 1.5 Bylaws 2 1.6 Directors and Officers 2 1.7 Business; Locations 3 1.8 Capital Stock ARTICLE 2 MANNER OF CONVERTING SHAR |
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August 17, 2017 |
Howard Bancorp HOWARD BANCORP, INC. 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14 , 2017 HOWARD BANCORP, INC. |
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August 17, 2017 |
Exhibit 2.1 AGREEMENT AND PLAN OF REORGANIZATION BY AND BETWEEN HOWARD BANCORP, INC., HOWARD BANK AND FIRST MARINER BANK Dated as of August 14, 2017 Page ARTICLE 1 TRANSACTIONS AND TERMS OF MERGER 1 1.1 Merger 1 1.2 Time and Place of Closing 2 1.3 Effective Time 2 1.4 Charter 2 1.5 Bylaws 2 1.6 Directors and Officers 2 1.7 Business; Locations 3 1.8 Capital Stock ARTICLE 2 MANNER OF CONVERTING SHAR |
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August 15, 2017 |
Exhibit 99.2 Strategic Merger Investor PresentationAugust 15, 2017 Forward-Looking Statements This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended (the “Securities Act”), and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Forwa |
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August 15, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14 , 2017 HOWARD BANCORP, INC. |
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August 15, 2017 |
Howard Bancorp Announces Agreement to Acquire 1st Mariner Bank Exhibit 99.1 Howard Bancorp Announces Agreement to Acquire 1st Mariner Bank ELLICOTT CITY, Md.-(BUSINESS WIRE)-August 15, 2017-Howard Bancorp, Inc. (Nasdaq:HBMD) (?Howard?) and 1st Mariner Bank (?1st Mariner?) jointly announced today the signing of a definitive agreement and plan of reorganization whereby Howard will acquire 1st Mariner. Upon the closing of the transaction, 1st Mariner will merge |
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August 15, 2017 |
Howard Bancorp HOWARD BANCORP, INC. 8-K (Prospectus) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14 , 2017 HOWARD BANCORP, INC. |
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August 15, 2017 |
Exhibit 99.2 Strategic Merger Investor PresentationAugust 15, 2017 Forward-Looking Statements This presentation contains estimates, predictions, opinions, projections and other "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended (the ?Securities Act?), and Section 21E of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). Forwa |
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August 15, 2017 |
Howard Bancorp Announces Agreement to Acquire 1st Mariner Bank Exhibit 99.1 Howard Bancorp Announces Agreement to Acquire 1st Mariner Bank ELLICOTT CITY, Md.-(BUSINESS WIRE)-August 15, 2017-Howard Bancorp, Inc. (Nasdaq:HBMD) (“Howard”) and 1st Mariner Bank (“1st Mariner”) jointly announced today the signing of a definitive agreement and plan of reorganization whereby Howard will acquire 1st Mariner. Upon the closing of the transaction, 1st Mariner will merge |
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August 9, 2017 |
Exhibit 31(b): CERTIFICATION I, George C. Coffman, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc.; 2) Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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August 9, 2017 |
Exhibit 31(a): CERTIFICATION I, Mary Ann Scully, certify that: 1) I have reviewed this quarterly report on Form 10-Q of Howard Bancorp, Inc. |
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August 9, 2017 |
HBMD / Howard Bancorp, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-35489 HOWARD BANCORP, INC. (Exact name of registrant as speci |