Mga Batayang Estadistika
CIK | 1829455 |
SEC Filings
SEC Filings (Chronological Order)
February 12, 2024 |
HENNESSY CAPITAL INVESTMENT CORP V / Arena Capital Advisors, LLC- CA - SC 13G/A Passive Investment SC 13G/A 1 d746274dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Hennessy Capital Investment Corp. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) CUSIP: 42589T107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires F |
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February 14, 2023 |
HENNESSY CAPITAL INVESTMENT CORP V / Beryl Capital Management LLC Passive Investment SC 13G/A 1 hcic13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hennessy Capital Investment Corp. V (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check t |
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February 14, 2023 |
fortbakerhcic13ga1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Hennessy Capital Investment Corp V (Name of Issuer) Class A Common Stock (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) x Rule 13d-1(b) ¨ Rule 13d-1( |
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February 14, 2023 |
HENNESSY CAPITAL INVESTMENT CORP V / D. E. SHAW & CO, L.P. - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 Hennessy Capital Investment Corp. V (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the following box to designate |
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February 14, 2023 |
Exhibit 2 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
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February 14, 2023 |
Exhibit 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Class A common stock, par value $0. |
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February 14, 2023 |
EX-99.1 2 tm235349d19ex1.htm EXHIBIT 1 Exhibit 1 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. Shaw, hereby make, constitute, and appoint each of: Edward Fishman, Julius Gaudio, Martin Lebwohl, Maximilian Stone, David Sweet, Nathan Thomas, and Eric Wepsic, acting individually, |
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February 13, 2023 |
HENNESSY CAPITAL INVESTMENT CORP V / Arena Capital Advisors, LLC- CA - SC 13G/A Passive Investment SC 13G/A 1 d455981dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hennessy Capital Investment Corp. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) CUSIP: 42589T107 (CUSIP Number) FEBRUARY 10, 2023 (Date of Event Which Requires F |
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February 13, 2023 |
HENNESSY CAPITAL INVESTMENT CORP V / DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. Passive Investment SC 13G/A 1 dymon-hcic123122a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hennessy Capital Investment Corp. V (Name of Issuer) Shares of Class A common stock, par value $0.0001 per share, included as part of the Units (Title of Class of Securities) 42589T107 (CUSIP Number) July 31, 2022 (Date |
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February 6, 2023 |
HENNESSY CAPITAL INVESTMENT CORP V / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 2) HENNESSY CAPITAL INVESTMENT CORP. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 42589T107 (CUSIP Number) DECEMBER 31, 2022 (Date of event which requires filing of this statement) Check the appropriate |
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January 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-39892 HENNESSY CAPITAL INVESTMENT CORP. V (Exact name of registrant as |
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December 19, 2022 |
Exhibit 99.1 Hennessy Capital Investment Corp. V Announces Cancellation of Special Meeting of Stockholders and Liquidation Wilson, Wyoming - December 16, 2022 - Hennessy Capital Investment Corp. V (the “Company”) (Nasdaq: HCIC), announced today that it has canceled its special meeting of stockholders that was previously scheduled for 3:00 PM Eastern time on December 21, 2022, and that, due to its |
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December 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 16, 2022 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporatio |
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December 12, 2022 |
HENNESSY CAPITAL INVESTMENT CORP V / Beryl Capital Management LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hennessy Capital Investment Corp. V (Name of Issuer) Class A Common Stock, par value $0.0001 (Title of Class of Securities) 42589T107 (CUSIP Number) November 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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December 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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November 18, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2022 HENNESSY CAPITAL INVESTMENT CORP. V (Exact name of registrant as specified in its charter) Delaware 001-39892 85-3433864 (State or other jurisdiction of incorporatio |
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November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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November 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 HENNESSY CAPITAL IN |
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August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 HENNESSY CAPITAL INVESTM |
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June 10, 2022 |
HENNESSY CAPITAL INVESTMENT CORP V / Saba Capital Management, L.P. - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* HENNESSY CAPITAL INVESTMENT CORP. V (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 42589T107 (CUSIP Number) May 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 HENNESSY CAPITAL INVEST |
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March 30, 2022 |
Description of Registered Securities. Exhibit 4.5 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED As of December 31, 2021, Hennessy Capital Investment Corp. V (?we,? ?our,? ?us? or the ?Company?) had the following three classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): (i) its units, |
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March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-39892 HENNESSY CAPITAL |
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February 14, 2022 |
HENNESSY CAPITAL INVESTMENT CORP V / Arena Capital Advisors, LLC- CA - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hennessy Capital Investment Corp. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) CUSIP: 42589T107 (CUSIP Number) FEBRUARY 10, 2022 (Date of Event Which Requires Filing of this Statement) Check the appro |
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February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Hennessy Capital Investment Corp V (Name of Issuer) Class A Common Stock (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) x Rule 13d-1(b) ? Rule 13d-1(c) ? Rule 13d-1(d) *The |
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February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Hennessy Capital Investment Corp. V (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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February 11, 2022 |
HENNESSY CAPITAL INVESTMENT CORP V / DYMON ASIA CAPITAL (SINGAPORE) PTE. LTD. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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February 11, 2022 |
EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of Class A common stock, $0. |
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February 10, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hennessy Capital Investment Corp. V (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 42589T107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to desi |
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January 19, 2022 |
HENNESSY CAPITAL INVESTMENT CORP V / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) HENNESSY CAPITAL INVESTMENT CORP. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 42589T107 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check the appropriate |
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December 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 |
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November 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 23, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact name of registrant as specified in its charter) Delaware 001-39892 85-3433864 (State or other jurisdiction of incorporatio |
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November 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 HENNESSY CAPITAL IN |
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November 8, 2021 |
Exhibit 99.1 Hennessy Capital Investment Corp. V and Plus Mutually Agree to Terminate Business Combination Agreement NEW YORK and CUPERTINO, Calif. ? November 8, 2021 ? Hennessy Capital Investment Corp. V (NASDAQ: HCIC) (?HCIC V? or ?Hennessy Capital?), a publicly traded special purpose acquisition company, and Plus (formerly Plus.ai), a global provider of self-driving truck technology, announced |
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November 8, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Plus Inc. |
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November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 8, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation |
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September 29, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Plus Inc. |
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September 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 27, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporati |
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September 27, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Plus Inc. |
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September 8, 2021 |
Plus Starts Development With Teledyne FLIR to Test Thermal Cameras for Autonomous Trucks Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Plus Inc. |
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August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39892 HENNESSY CAPITAL INVESTM |
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August 10, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Hennessy Capital Investment Corp. |
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August 10, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Plus Inc. |
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August 5, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Hennessy Capital Investment Corp. |
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July 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 HENNESSY CAPITAL INVESTMENT CORP. V (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 42589T107 (CUSIP Number) JULY 1, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the ru |
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June 28, 2021 |
Filed under Rule 425 under the Securities Act of 1933, as amended and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934, as amended Filing by: Hennessy Capital Investment Corp. |
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June 21, 2021 |
PLUSAI CORP WARRANT TO PURCHASE SHARES Exhibit 99.1 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF DISCLOSED. THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS |
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June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 21, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) ( |
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June 21, 2021 |
Exhibit 2.1 AMENDED & RESTATED MERGER AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG HENNESSY CAPITAL INVESTMENT CORP. V, PLUSAI CORP, PLUS INC., PRIME MERGER SUB I, INC., PRIME MERGER SUB II, INC., AND PLUS HOLDINGS LTD. DATED AS OF JUNE 19, 2021 Table of Contents Page ARTICLE I DEFINITIONS 3 Section 1.01 Certain Definitions. 3 Section 1.02 Further Definitions. 18 Section 1.03 Construction. 21 |
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June 21, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 21, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) ( |
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June 21, 2021 |
Exhibit 2.1 AMENDED & RESTATED MERGER AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG HENNESSY CAPITAL INVESTMENT CORP. V, PLUSAI CORP, PLUS INC., PRIME MERGER SUB I, INC., PRIME MERGER SUB II, INC., AND PLUS HOLDINGS LTD. DATED AS OF JUNE 19, 2021 Table of Contents Page ARTICLE I DEFINITIONS 3 Section 1.01 Certain Definitions. 3 Section 1.02 Further Definitions. 18 Section 1.03 Construction. 21 |
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June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 21, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) ( |
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June 21, 2021 |
PLUSAI CORP WARRANT TO PURCHASE SHARES Exhibit 99.1 CERTAIN CONFIDENTIAL PORTIONS OF THIS EXHIBIT HAVE BEEN OMITTED AND REPLACED WITH ?[***]?. SUCH IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS (I) NOT MATERIAL AND (II) WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF DISCLOSED. THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS |
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June 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 21, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) ( |
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May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37509 HENNESSY CAPITAL INVEST |
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May 10, 2021 |
Exhibit 99.3 Plus to Become Publicly Listed Through Business Combination with Hennessy Capital Investment Corp. V May 10, 2021 Corporate Speakers ? Dan Hennessy; Hennessy Capital Investment Corp.; CEO, Chairman ? David Liu; Plus; CEO, Co-Founder ? Shawn Kerrigan; Plus; Co-Founder ? Wen Han; Plus; CFO ? Lauren Kwan; VP of Marketing Call Transcript Lauren Kwan: I would like to begin to by reminding |
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May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) (C |
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May 10, 2021 |
Exhibit 99.1 Plus, a Global Provider of Self-Driving Truck Technology, to Become Publicly Listed Through Business Combination with Hennessy Capital Investment Corp. V ● Autonomous Trucking Technology Company Plans to Start Mass Production in 2021 ● Proprietary Full-Stack Level 4 (“L4”) Software is Behind the Decision-Making Required to Autonomously, Safely and Intelligently Drive the Vehicle ● Pos |
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May 10, 2021 |
Exhibit 10.3 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?) is entered into as of May 7, 2021, by and among PlusAI Corp, an exempted company incorporated with limited liability in the Cayman Islands (the ?Company?), Plus Holdings Ltd., an exempted company incorporated with limited liability in the Cayman Islands (the ?Plus Holdings?), Hennessy Capital Partners V LLC, a |
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May 10, 2021 |
Form of Shareholder Support Agreement Exhibit 10.2 SHAREHOLDER SUPPORT AGREEMENT This Shareholder Support Agreement (this ?Agreement?) is made and entered into as of May 7, 2021, by and among Hennessy Capital Investment Corp. V, a Delaware corporation (?HCIC?), PlusAI Corp, an exempted company incorporated with limited liability in the Cayman Islands (the ?Company?), Plus Holdings Ltd., an exempted company incorporated with limited li |
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May 10, 2021 |
Merger Prospectus - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 10, 2021 HENNESSY CAPITAL INVESTMENT CORP. V (Exact Name of Registrant as Specified in its Charter) Delaware 001-39892 85-3433864 (State or Other Jurisdiction of Incorporation) (C |
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May 10, 2021 |
Exhibit 99.2 1 Investor Presentation May 2021 2 Disclaimer This Presentation (this ?Presentation?) is provided for informational purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination between PlusAI Corp . (?Plus?) and Hennessy Capital Investment Corp . V (?Hennessy Capital? or ?HCIC?) and related transaction |
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May 10, 2021 |
Exhibit 2.1 MERGER AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG HENNESSY CAPITAL INVESTMENT CORP. V, PLUSAI CORP, PLUS INC., PRIME MERGER SUB I, INC., PRIME MERGER SUB II, INC., AND PLUS HOLDINGS LTD. DATED AS OF MAY 7, 2021 Table of Contents Page ARTICLE I DEFINITIONS 3 Section 1.01 Certain Definitions 3 Section 1.02 Further Definitions 20 Section 1.03 Construction 23 ARTICLE II AGREEMENT AN |
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May 10, 2021 |
PLUSAI CORP INDEX TO THE UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.4 PLUSAI CORP INDEX TO THE UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS Page Consolidated Balance Sheets as of December 31, 2019 and 2020 2 Consolidated Statements of Comprehensive Loss for the years ended December 31, 2019 and 2020 3 Consolidated Statements of Changes in Shareholders? Deficit for the years ended December 31, 2019 and 2020 4 Consolidated Statements of Cash Flows for the |
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May 10, 2021 |
Exhibit 99.3 Plus to Become Publicly Listed Through Business Combination with Hennessy Capital Investment Corp. V May 10, 2021 Corporate Speakers ? Dan Hennessy; Hennessy Capital Investment Corp.; CEO, Chairman ? David Liu; Plus; CEO, Co-Founder ? Shawn Kerrigan; Plus; Co-Founder ? Wen Han; Plus; CFO ? Lauren Kwan; VP of Marketing Call Transcript Lauren Kwan: I would like to begin to by reminding |
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May 10, 2021 |
Exhibit 99.2 1 Investor Presentation May 2021 2 Disclaimer This Presentation (this ?Presentation?) is provided for informational purposes only and has been prepared to assist interested parties in making their own evaluation with respect to a potential business combination between PlusAI Corp . (?Plus?) and Hennessy Capital Investment Corp . V (?Hennessy Capital? or ?HCIC?) and related transaction |
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May 10, 2021 |
Form of Shareholder Support Agreement Exhibit 10.2 SHAREHOLDER SUPPORT AGREEMENT This Shareholder Support Agreement (this ?Agreement?) is made and entered into as of May 7, 2021, by and among Hennessy Capital Investment Corp. V, a Delaware corporation (?HCIC?), PlusAI Corp, an exempted company incorporated with limited liability in the Cayman Islands (the ?Company?), Plus Holdings Ltd., an exempted company incorporated with limited li |
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May 10, 2021 |
PLUSAI CORP INDEX TO THE UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.4 PLUSAI CORP INDEX TO THE UNAUDITED CONSOLIDATED FINANCIAL STATEMENTS Page Consolidated Balance Sheets as of December 31, 2019 and 2020 2 Consolidated Statements of Comprehensive Loss for the years ended December 31, 2019 and 2020 3 Consolidated Statements of Changes in Shareholders? Deficit for the years ended December 31, 2019 and 2020 4 Consolidated Statements of Cash Flows for the |
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May 10, 2021 |
Exhibit 10.3 SPONSOR SUPPORT AGREEMENT This SPONSOR SUPPORT AGREEMENT (this ?Agreement?) is entered into as of May 7, 2021, by and among PlusAI Corp, an exempted company incorporated with limited liability in the Cayman Islands (the ?Company?), Plus Holdings Ltd., an exempted company incorporated with limited liability in the Cayman Islands (the ?Plus Holdings?), Hennessy Capital Partners V LLC, a |
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May 10, 2021 |
Form of PIPE Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into this 7th day of May, 2021, by and among Hennessy Capital Investment Corp. V, a Delaware corporation (?HCIC?), Plus Inc., an exempted company incorporated with limited liability in the Cayman Islands (?PubCo?), and the undersigned investor (?Subscriber?). Capitalized terms used but not ot |
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May 10, 2021 |
Exhibit 99.1 Plus, a Global Provider of Self-Driving Truck Technology, to Become Publicly Listed Through Business Combination with Hennessy Capital Investment Corp. V ● Autonomous Trucking Technology Company Plans to Start Mass Production in 2021 ● Proprietary Full-Stack Level 4 (“L4”) Software is Behind the Decision-Making Required to Autonomously, Safely and Intelligently Drive the Vehicle ● Pos |
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May 10, 2021 |
Exhibit 2.1 MERGER AGREEMENT AND PLAN OF REORGANIZATION BY AND AMONG HENNESSY CAPITAL INVESTMENT CORP. V, PLUSAI CORP, PLUS INC., PRIME MERGER SUB I, INC., PRIME MERGER SUB II, INC., AND PLUS HOLDINGS LTD. DATED AS OF MAY 7, 2021 Table of Contents Page ARTICLE I DEFINITIONS 3 Section 1.01 Certain Definitions 3 Section 1.02 Further Definitions 20 Section 1.03 Construction 23 ARTICLE II AGREEMENT AN |
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May 10, 2021 |
Form of PIPE Subscription Agreement Exhibit 10.1 SUBSCRIPTION AGREEMENT This SUBSCRIPTION AGREEMENT (this ?Subscription Agreement?) is entered into this 7th day of May, 2021, by and among Hennessy Capital Investment Corp. V, a Delaware corporation (?HCIC?), Plus Inc., an exempted company incorporated with limited liability in the Cayman Islands (?PubCo?), and the undersigned investor (?Subscriber?). Capitalized terms used but not ot |
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March 5, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2021 Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 001-39892 85-3433864 (State or other jurisdiction of incorporation) ( |
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March 5, 2021 |
Exhibit 99.1 Hennessy Capital Investment Corp. V Announces the Separate Trading of its Class A Common Stock and Warrants, Commencing March 8, 2021 New York, NY, March 5, 2021 ? Hennessy Capital Investment Corp. V (NASDAQ: HCICU) (the ?Company?) announced that, commencing March 8, 2021, holders of the units sold in the Company?s initial public offering may elect to separately trade shares of the Co |
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February 1, 2021 |
Exhibit 1 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
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February 1, 2021 |
Exhibit 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Units, each consisting of one share of Class A common stock, par value $0. |
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February 1, 2021 |
Hennessy Capital Investment Corp. V SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hennessy Capital Investment Corp. V (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 42589T206** (CUSIP Number) January 20, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to design |
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February 1, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Hennessy Capital Investment Corp. V (Name of Issuer) Units, each consisting of one share of Class A common stock, par value $0.0001 per share, and one-fourth of one Redeemable Warrant (Title of Class of Securities) 42589T206 (CUSIP Number) January 20, 2021 (Date of Event Which Requires |
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February 1, 2021 |
Exhibit 2 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
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January 26, 2021 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2021 (January 20, 2021) Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 001-39892 85-3433864 (State or other jurisdicti |
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January 26, 2021 |
HENNESSY CAPITAL INVESTMENT CORP. V INDEX TO BALANCE SHEET Exhibit 99.1 HENNESSY CAPITAL INVESTMENT CORP. V INDEX TO BALANCE SHEET Page Report of Independent Registered Public Accounting Firm F-2 Balance Sheet F-3 Notes to Balance Sheet F-4 F-1 Report of Independent Registered Public Accounting Firm To the Stockholders and the Board of Directors of Hennessy Capital Investment Corp. V Opinion on the Financial Statement We have audited the accompanying bala |
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January 21, 2021 |
Exhibit 10.5 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of January 14, 2021 (this “Agreement”), is entered into by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consumm |
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January 21, 2021 |
Exhibit 99.2 Hennessy Capital Investment Corp. V Announces Closing of Upsized $345,000,000 Initial Public Offering New York, NY, January 20, 2021 – Hennessy Capital Investment Corp. V (NASDAQ: HCICU) (the “Company”) announced today that it closed its upsized initial public offering of 34,500,000 units, including 4,500,000 units issued pursuant to the full exercise by the underwriters of their over |
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January 21, 2021 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 14, 2021, is made and entered into by and among Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the signature page |
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January 21, 2021 |
Exhibit 10.1 January 14, 2021 Hennessy Capital Investment Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 (307) 201-1903 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Hennessy Capital Investment Corp. V, a Delawa |
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January 21, 2021 |
Amended and Restated Certificate of Incorporation. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hennessy Capital Investment Corp. V January 14, 2021 Hennessy Capital Investment Corp. V, a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hennessy Capital Investment Corp. V” 2. This Amended and Restated Certificate of Incorporation (the |
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January 21, 2021 |
Exhibit 4.1 HENNESSY CAPITAL INVESTMENT CORP. V and CONTINENTAL STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of January 14, 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated as of January 14, 2021 is by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (t |
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January 21, 2021 |
Exhibit 99.1 Hennessy Capital Investment Corp. V Announces Pricing of Upsized $300,000,000 Initial Public Offering New York, NY, January 14, 2021 – Hennessy Capital Investment Corp. V (the “Company”) announced today that it priced its upsized initial public offering of 30,000,000 units at $10.00 per unit. The units will be listed on The Nasdaq Capital Market (“Nasdaq”) and trade under the ticker s |
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January 21, 2021 |
Exhibit 10.6 THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN. THE PURCHASE OF THE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THEI |
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January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2021 (January 14, 2021) Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 001-39892 85-3433864 (State or other jurisdicti |
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January 21, 2021 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of January 14, 2021 by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”). WHEREAS, the Company’s registration statements on Form S-1, File N |
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January 21, 2021 |
Exhibit 1.1 HENNESSY CAPITAL INVESTMENT CORP. V 30,000,000 Units1 Units, each consisting of one (1) share of Class A common stock, $0.0001 par value, and one-fourth of one redeemable warrant Underwriting Agreement January 14, 2021 1 Plus an option to purchase from the Company up to 4,500,000 additional Units to cover over-allotments. Underwriting Agreement January 14, 2021 Citigroup Global Markets |
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January 21, 2021 |
Exhibit 10.7 THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN. THE PURCHASE OF THE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THEI |
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January 21, 2021 |
Exhibit 10.4 HENNESSY CAPITAL INVESTMENT CORP. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 January 14, 2021 Hennessy Capital LLC 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 Re: Administrative Support Agreement Ladies and Gentlemen: This letter agreement by and between Hennessy Capital Investment Corp. V (the “Company”) and Hennessy Capital LLC (“Hennessy Capital”), dated as of the |
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January 19, 2021 |
$300,000,000 Hennessy Capital Investment Corp. V 30,000,000 Units PROSPECTUS Filed Pursuant to Rule 424(b)(4) Registration Nos. 333-251609 and 333-252115 $300,000,000 Hennessy Capital Investment Corp. V 30,000,000 Units Hennessy Capital Investment Corp. V is a newly incorporated blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or mo |
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January 14, 2021 |
As filed on January 14, 2021 with the U.S. Securities and Exchange Commission. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 6770 85-3433864 (State or other jurisdiction of incorporation |
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January 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Hennessy Capital Investment Corp. V (Exact Name of Registrant as Specified in Its Charter) Delaware 85-3433864 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 3415 N |
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January 12, 2021 |
Hennessy Capital Investment Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 January 12, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Sherry Haywood Re: Hennessy Capital Investment Corp. V Registration Statement on Form S-1, as amended Filed December 22, 2020 File No. 333-2 |
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January 12, 2021 |
January 12, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D. |
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January 11, 2021 |
Form of Registration Rights Agreement between the Registrant and certain security holders Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of , 2021, is made and entered into by and among Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the signature page hereto (ea |
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January 11, 2021 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant Exhibit 4.4 HENNESSY CAPITAL INVESTMENT CORP. V and CONTINENTAL STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of , 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2021 is by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”). |
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January 11, 2021 |
Form of Private Placement Warrants Purchase Agreement between the Registrant and the Sponsor Exhibit 10.6 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of , 2021 (this “Agreement”), is entered into by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consummate an ini |
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January 11, 2021 |
Exhibit 10.11 THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN. THE PURCHASE OF THE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THE |
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January 11, 2021 |
Exhibit 10.2 , 2021 Hennessy Capital Investment Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 (307) 201-1903 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Hennessy Capital Investment Corp. V, a Delaware corpora |
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January 11, 2021 |
Exhibit 10.10 THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN. THE PURCHASE OF THE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THE |
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January 11, 2021 |
Form of Underwriting Agreement Exhibit 1.1 HENNESSY CAPITAL INVESTMENT CORP. V 25,000,000 Units1 Units, each consisting of one (1) share of Class A common stock, $0.0001 par value, and one-fourth of one redeemable warrant Underwriting Agreement [ ], 2021 1 Plus an option to purchase from the Company up to 3,750,000 additional Units to cover over-allotments. Underwriting Agreement [ ], 2021 Citigroup Global Markets Inc. Barclay |
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January 11, 2021 |
Hennessy Capital Investment Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 VIA EDGAR January 11, 2021 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, NE Washington, D.C. 20549 Attn: Ms. Sherry Haywood Re: Hennessy Capital Investment Corp. V Amendment No. 1 to Registration Statement on Form S-1 Filed January 5, 2021 File No. |
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January 11, 2021 |
Exhibit 4.1 NUMBER OF UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 42589T 206 HENNESSY CAPITAL INVESTMENT CORP. V UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE-FOURTH OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of Class A |
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January 11, 2021 |
As filed with the U.S. Securities and Exchange Commission on January 11, 2021. Registration No. 333-251609 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 6770 85-3433864 (State or other juris |
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January 5, 2021 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant Exhibit 4.4 HENNESSY CAPITAL INVESTMENT CORP. V and CONTINENTAL STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of , 2021 THIS WARRANT AGREEMENT (this “Agreement”), dated as of , 2021 is by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”). |
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January 5, 2021 |
Form of Amended and Restated Certificate of Incorporation Exhibit 3.3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hennessy Capital Investment Corp. V [ ], 2021 Hennessy Capital Investment Corp. V, a corporation organized and existing under the laws of the State of Delaware, DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hennessy Capital Investment Corp. V” 2. This Amended and Restated Certificate of Incorporation (the “Amende |
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January 5, 2021 |
Exhibit 14 HENNESSY CAPITAL INVESTMENT CORP. V Code of Conduct and Ethics I. Introduction The Company requires the highest standards of professional and ethical conduct from its employees, officers and directors. Our reputation for honesty and integrity is key to the success of its business. The Company intends that its business practices will comply with the laws of all of the jurisdictions in wh |
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January 5, 2021 |
Exhibit 10.3 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of , 2021 by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Trustee”). WHEREAS, the Company’s registration statement on Form S-1, File No. 333-2516 |
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January 5, 2021 |
Exhibit 4.1 NUMBER OF UNITS U- SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 42589T 206 HENNESSY CAPITAL INVESTMENT CORP. V UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE-THIRD OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of Class A |
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January 5, 2021 |
Form of Compensation Committee Charter Exhibit 99.2 HENNESSY CAPITAL INVESTMENT CORP. V COMPENSATION COMMITTEE CHARTER I. Purpose The Compensation Committee (the “Committee”) of the Board of Directors of Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), shall have responsibility for the compensation of the Company’s executive officers, including the Company’s Chief Executive Officer (the “CEO”), and for incen |
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January 5, 2021 |
Specimen Class A Common Stock Certificate Exhibit 4.2 NUMBER C- SHARES SEE REVERSE FOR CERTAIN DEFINITIONS CUSIP 42589T 107 HENNESSY CAPITAL INVESTMENT CORP. V INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF HENNESSY CAPITAL INVESMTENT CORP. V (THE “CORPORATION”) transferable on |
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January 5, 2021 |
Exhibit 10.7 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of , 2021 by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and [NAME OF D&O] (“Indemnitee”). RECITALS WHEREAS, the Board of Directors of the Company (the “Board”) has determined that it is reasonable, prudent and necessary for the Company contractually to obligate itse |
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January 5, 2021 |
Form of Private Placement Warrants Purchase Agreement between the Registrant and the Sponsor Exhibit 10.6 PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT THIS PRIVATE PLACEMENT WARRANTS PURCHASE AGREEMENT, dated as of , 2021 (this “Agreement”), is entered into by and between Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), and Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consummate an ini |
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January 5, 2021 |
Form of Audit Committee Charter Exhibit 99.1 HENNESSY CAPITAL INVESTMENT CORP. V AUDIT COMMITTEE CHARTER I. Purpose The Audit Committee (the “Committee”) of the Board of Directors (the “Board”) of Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), shall provide assistance to the Board in fulfilling its legal and fiduciary obligations to oversee: (a) the integrity of the financial statements and other fi |
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January 5, 2021 |
Exhibit 4.3 Form of Warrant Certificate [FACE] Number Warrants THIS WARRANT SHALL BE NULL AND VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW Hennessy Capital Investment Corp. V Incorporated Under the Laws of the State of Delaware CUSIP 42589T 115 Warrant Certificate This Warrant Certificate certifies that , or registered a |
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January 5, 2021 |
Form of Registration Rights Agreement between the Registrant and certain security holders Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of , 2021, is made and entered into by and among Hennessy Capital Investment Corp. V, a Delaware corporation (the “Company”), Hennessy Capital Partners V LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the signature page hereto (ea |
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January 5, 2021 |
Form of Underwriting Agreement Exhibit 1.1 HENNESSY CAPITAL INVESTMENT CORP. V 25,000,000 Units1 Units, each consisting of one (1) share of Class A common stock, $0.0001 par value, and one-third of one redeemable warrant Underwriting Agreement [ ], 2021 1 Plus an option to purchase from the Company up to 3,750,000 additional Units to cover over-allotments. Underwriting Agreement [ ], 2021 Citigroup Global Markets Inc. Barclays |
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January 5, 2021 |
As filed with the U.S. Securities and Exchange Commission on January 5, 2021. Registration No. 333-251609 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 6770 85-3433864 (State or other jurisd |
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January 5, 2021 |
Form of Administrative Support Agreement by and between the Registrant and Hennessy Capital LLC Exhibit 10.9 HENNESSY CAPITAL INVESTMENT CORP. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 [●], 2021 Hennessy Capital LLC 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 Re: Administrative Support Agreement Ladies and Gentlemen: This letter agreement by and between Hennessy Capital Investment Corp. V (the “Company”) and Hennessy Capital LLC (“Hennessy Capital”), dated as of the date he |
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January 5, 2021 |
Exhibit 10.8 THE SECURITIES DESCRIBED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR THE SECURITIES LAWS OF ANY STATE OR ANY OTHER JURISDICTION. THERE ARE FURTHER RESTRICTIONS ON THE TRANSFERABILITY OF THE SECURITIES DESCRIBED HEREIN. THE PURCHASE OF THE SECURITIES INVOLVES A HIGH DEGREE OF RISK AND SHOULD BE CONSIDERED ONLY BY PERSONS WHO CAN BEAR THE RISK OF THE LOSS OF THEI |
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January 5, 2021 |
Exhibit 10.2 , 2021 Hennessy Capital Investment Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 (307) 201-1903 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Hennessy Capital Investment Corp. V, a Delaware corpora |
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December 22, 2020 |
Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by Hennessy Capital Investment Corp. V of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of He |
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December 22, 2020 |
Promissory Note, dated October 6, 2020, issued to the Sponsor Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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December 22, 2020 |
Exhibit 3.4 BY LAWS OF HENNESSY CAPITAL INVESTMENT CORP. V (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agen |
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December 22, 2020 |
Exhibit 3.1 CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V October 6, 2020 The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file, and record this Certificate of Incorporation (the “Certificate”), and does hereby certify as follows: ARTICLE I NAME The name of the corporation is Hennessy Capital Acquisition Corp. V ( |
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December 22, 2020 |
Securities Subscription Agreement, dated October 6, 2020, between the Registrant and the Sponsor Exhibit 10.5 Hennessy Capital Acquisition Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 October 6, 2020 Hennessy Capital Partners V LLC 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on October 6, 2020 by and between Hennessy Capital Partners V LLC, a Delaware limited liabi |
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December 22, 2020 |
Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Hennessy Capital Investment Corp. V of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of He |
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December 22, 2020 |
Exhibit 99.5 Consent to be Named as a Director Nominee In connection with the filing by Hennessy Capital Investment Corp. V of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of He |
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December 22, 2020 |
Power of Attorney (included on signature page of the initial filing of this Registration Statement) As filed with the U.S. Securities and Exchange Commission on December 22, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hennessy Capital Investment Corp. V (Exact name of registrant as specified in its charter) Delaware 6770 85-3433864 (State or other jurisdiction of incorporation |
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December 22, 2020 |
Exhibit 99.4 Consent to be Named as a Director Nominee In connection with the filing by Hennessy Capital Investment Corp. V of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of He |
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December 22, 2020 |
Exhibit 99.1 Consent to be Named as a Director Nominee In connection with the filing by Hennessy Capital Investment Corp. V of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors of He |
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December 22, 2020 |
Certificate of Amendment to the Certificate of Incorporation Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V The undersigned, for the purposes of amending the Certificate of Incorporation of Hennessy Capital Acquisition Corp. V (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify |
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December 4, 2020 |
Hennessy Capital Acquisition Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 Exhibit 10.5 Hennessy Capital Acquisition Corp. V 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 October 6, 2020 Hennessy Capital Partners V LLC 3415 N. Pines Way, Suite 204 Wilson, Wyoming 83014 RE: Securities Subscription Agreement Ladies and Gentlemen: This agreement (the “Agreement”) is entered into on October 6, 2020 by and between Hennessy Capital Partners V LLC, a Delaware limited liabi |
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December 4, 2020 |
CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V The undersigned, for the purposes of amending the Certificate of Incorporation of Hennessy Capital Acquisition Corp. V (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify |
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December 4, 2020 |
BY LAWS HENNESSY CAPITAL INVESTMENT CORP. V (THE “CORPORATION”) ARTICLE I Exhibit 3.4 BY LAWS OF HENNESSY CAPITAL INVESTMENT CORP. V (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered agen |
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December 4, 2020 |
CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V October 6, 2020 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF HENNESSY CAPITAL ACQUISITION CORP. V October 6, 2020 The undersigned, for the purposes of forming a corporation under the laws of the State of Delaware, does make, file, and record this Certificate of Incorporation (the “Certificate”), and does hereby certify as follows: ARTICLE I NAME The name of the corporation is Hennessy Capital Acquisition Corp. V ( |
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December 4, 2020 |
Exhibit 10.1 THIS PROMISSORY NOTE (“NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COMPANY |
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December 4, 2020 |
This is a confidential draft submission to the U.S. Securities and Exchange Commission on December 4, 2020 and is not being filed under the Securities Act of 1933, as amended. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hennessy Capital Investment Corp. V (Exact name of registrant as |