Mga Batayang Estadistika
| CIK | 1425808 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hydrocarb Energy Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 22, 2016 |
HECC / Hydrocarb Energy Corporation / Typenex Co-Investment, LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Hydrocarb Energy Corp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 448838300 (CUSIP Number) April 22, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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| March 31, 2016 |
Hydrocarb Energy CURRENT REPORT (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commissi |
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| March 23, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2016 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commissi |
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| March 15, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 hecc-8k030916.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 14, 2016 Date of earliest event reported: March 9, 2016 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (Sta |
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| March 15, 2016 |
Hydrocarb Energy Corp. 8-K Exhibit 10.1 SPECIAL pRIVATE pLACEMENT agreement This Special Private Placement Agreement (this “Agreement”), dated as of March 9, 2016, by and among Hydrocarb Energy Corp.(HECC), a company formed and existing under the laws of Nevada (the “Company”) and Infinity Fund LLC. a company formed under the laws of Wyoming (the “Purchaser”). The Company and the Purchaser are sin |
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| March 15, 2016 |
Hydrocarb Energy Corp. 10-Q Exhibit 10.22 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is made and entered into effective the 4th day of January, 2016 (the ?Effective Date?), by and between Hydrocarb Energy Corporation, a Nevada corporation (?Hydrocarb?) and PowerTradersPress.com, Inc (?Consultant?), for the limited purposes set forth herein. RECITALS WHEREAS, Hydrocarb desires |
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| March 15, 2016 |
10-Q 1 hecc-10q013116.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934: For the quarterly period ended January 31, 2016 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission file number: 000-53313 HYDROCARB |
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| February 24, 2016 |
HYDROCARB ENERGY CORPORATION 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 23, 2015 Date of earliest event reported: November 16, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other ju |
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| February 24, 2016 |
HYDROCARB ENERGY CORPORATION 8-K/A Exhibit 10.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EF |
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| February 23, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 29, 2015 Date of earliest event reported: September 28, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other |
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| January 11, 2016 |
8-K 1 hydrocarb8k122915.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 11, 2015 Date of earliest event reported: December 29, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or |
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| January 11, 2016 |
HYDROCARB ENERGY CORP. 2015 STOCK INCENTIVE PLAN FORM OF STOCK OPTION AGREEMENT ex10-2.htm Exhibit 10.2 [THIS STOCK OPTION AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF (THE ?SECURITIES?) HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT? OR THE ?SECURITIES ACT?) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT BY THE COMPANY OF AN |
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| January 11, 2016 |
ex10-1.htm Exhibit 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (this “Agreement”) is entered into this 4th day of January, 2016 (the “Effective Date”) by and between Hydrocarb Energy Corp. (“Company”), and Mr. K. Andrew Lai (“Executive”). WITNESSETH: WHEREAS, Executive desires to serve as the Chief Financial Officer of the Company; and WHEREAS, the Company wishes to assure itself of the se |
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| December 14, 2015 |
hydrocarb-nt10q103115.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-53313 CUSIP NUMBER: 448838300 (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: October 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form |
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| December 8, 2015 |
Hydrocarb Energy (Current Report/Significant Event) hydrocarb8k120115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 8, 2015 Date of earliest event reported: December 1, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other |
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| December 3, 2015 |
FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT ex10-1.htm Exhibit 10.1 FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated and effective as of Novermber 30, 2015, is made by and between Hydrocarb Energy Corporation, a corporation duly formed and existing under the laws of the State of Nevada (the “Borrower”), and Shadow Tree Capital Management LLC, a l |
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| December 3, 2015 |
8-K 1 hydrocarb8k113015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 3, 2015 Date of earliest event reported: November 30, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or |
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| December 3, 2015 |
SECOND AMENDMENT TO STOCK GRANT AGREEMENT EX-10.2 3 ex10-2.htm SECOND AMENDMENT TO STOCK GRANT AGREEMENT DATED AND EFFECTIVE NOVEMBER 30, 2015, BY AND BETWEEN HYDROCARB ENERGY CORPORATION AND SHADOW TREE FUNDING VEHICLE A?HYDROCARB LLC AND QUINTIUM PRIVATE OPPORTUNITIES FUND, LP Exhibit 10.2 SECOND AMENDMENT TO STOCK GRANT AGREEMENT THIS SECOND AMENDMENT TO STOCK GRANT AGREEMENT (this “Amendment”) dated and effective as of November 30, 20 |
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| December 2, 2015 |
hydrocarb8k112515.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 2, 2015 Date of earliest event reported: November 25, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other |
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| November 27, 2015 |
HECC / Hydrocarb Energy Corporation / HERNDON S CHRIS Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 HYDROCARB ENERGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 448838300 (CUSIP Number) S. Chris Herndon 800 Gessner, Suite 375 Houston, Texas 77024 Phone: (713) 970-1590 (Name, Address and Telephone Number of Person Authorized to Receive Notices |
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| November 27, 2015 |
HECC / Hydrocarb Energy Corporation / WATTS KENT Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* HYDROCARB ENERGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 448838300 (CUSIP Number) Kent P. Watts 800 Gessner, Suite 375 Houston, Texas 77024 Phone: (713) 970-1590 (Name, Address and Telephone Number of Person Authorized |
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| November 23, 2015 |
ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of October 21, 2015 by and between Hydrocarb Energy Corporation, a Nevada corporation, with headquarters located at 405 Lexington Avenue 25th Floor New York, NY 10174 (the ?Company?), and DARLING CAPITAL, LLC., a New York Limited Liability Company, with its address at 767 Third Ave |
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| November 23, 2015 |
8-K 1 hydrocarb8k111615.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 23, 2015 Date of earliest event reported: November 16, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State o |
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| November 23, 2015 |
FIRST AMENDMENT TO VOTING AGREEMENTS ex10-6.htm Exhibit 10.6 FIRST AMENDMENT TO VOTING AGREEMENTS This First Amendment to Voting Agreements (this “Agreement”) dated November 16, 2015 (the “Execution Date”), is by and between, S. Chris Herndon, an individual (“Herndon”), Kent P. Watts, an individual (“Kent P. Watts”) and Christopher Watts, an individual (“Christopher Watts” and together with Kent P. Watts, the “Stockholders”), each a |
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| November 23, 2015 |
ex10-3.htm Exhibit 10.3 November 12, 2015 This Letter Agreement is between Darling Capital, LLC (the ?Investor?) and HydroCarb Energy Corporation (the ?Company?). NOW THEREFORE the parties agree as follows: 1. The Investor hereby grants the Company the first of three (3) 30 day conversion moratorium option for the 30 days beginning on the 6 month anniversary of the $200,000 note purchased on even |
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| November 23, 2015 |
8% SHORT TERM CASH REDEEMABLE NOTE EX-10.2 3 ex10-2.htm 8% SHORT TERM CASH REDEEMABLE NOTE ($200,000), DUE SEPTEMBER 12, 2016, DATED NOVEMBER 12, 2015, ISSUED BY HYDROCARB ENERGY CORPORATION TO DARLING CAPITAL, LLC Exhibit 10.2 NEITHER THE ISSUANCE NOR SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDE |
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| November 13, 2015 |
EX-10.2 3 ex10-2.htm SECURITIES PURCHASE AGREEMENT DATED NOVEMBER 9, 2015 BETWEEN HYDROCARB ENERGY CORPORATION AND UNION CAPITAL, LLC Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 9, 2015, by and between Hydrocarb Energy Corporation, a Nevada corporation, with headquarters located at 800 Gessner, Suite 375, Houston, TX 77024, |
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| November 13, 2015 |
HYDROCARB ENERGY CORPORATION 8% SHORT TERM CASH REDEEMABLE NOTE DUE NOVEMBER 9, 2017 ex10-4.htm Exhibit 10.4 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT? |
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| November 13, 2015 |
ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of November 9, 2015, by and between Hydrocarb Energy Corporation, a Nevada corporation, with headquarters located at 800 Gessner, Suite 375, Houston, TX 77024, (the ?Company?), and ADAR BAYS, LLC, a Florida limited liability company, with its address at 3411 Indian Creek Drive, Suit |
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| November 13, 2015 |
HYDROCARB ENERGY CORPORATION 8% SHORT TERM CASH REDEEMABLE SECURED NOTE DUE NOVEMBER 9, 2017 ex10-5.htm Exhibit 10.5 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT” |
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| November 13, 2015 |
EX-10.10 11 ex10-10.htm SIDE LETTER AGREEMENT DATED NOVEMBER 9, 2015 BETWEEN UNION CAPITAL, LLC AND HYDROCARB ENERGY CORPORATION Exhibit 10.10 November 9, 2015 Letter Agreement is between Union Capital, LLC (the “Investor”) and HydroCarb Energy Corporation (the “Company”). NOW THEREFORE the parties agree as follows: 1. The Investor hereby grants the Company the first of three (3) 30 day conversion |
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| November 13, 2015 |
Financial Consulting Agreement Hydrocarb Energy Corporation Geoserve Marketing LLC June 28, 2015 EX-10.13 14 ex10-13.htm FINANCIAL CONSULTING AGREEMENT BETWEEN HYDROCARB ENERGY CORPORATION AND GEOSERVE MARKETING LLC (JUNE 28, 2015) Exhibit 10.13 Financial Consulting Agreement Between Hydrocarb Energy Corporation And Geoserve Marketing LLC June 28, 2015 800 Gessner, Suite 375 Houston, Texas 77024 Page 1 of 10 RECITALS WHEREAS, Hydrocarb Energy Corporation (OTCQB: HECC), with corporate offices |
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| November 13, 2015 |
UNION CAPITAL, LLC COLLATERALIZED SECURED PROMISSORY NOTE $208,000.00 New Haven, CT November 9, 2015 ex10-8.htm Exhibit 10.8 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. |
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| November 13, 2015 |
ex10-11.htm Exhibit 10.11 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE COMPANY UPON CONVERSION HEREOF (COLLECTIVELY, THE ?SECURITIES?) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?1933 ACT?), OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE, SOLD, TRANSFER |
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| November 13, 2015 |
HYDROCARB ENERGY CORPORATION 8% SHORT TERM CASH REDEEMABLE SECURED NOTE DUE NOVEMBER 9, 2017 ex10-6.htm Exhibit 10.6 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT? |
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| November 13, 2015 |
HYDROCARB ENERGY CORPORATION 8% SHORT TERM CASH REDEEMABLE NOTE DUE NOVEMBER 9, 2017 EX-10.3 4 ex10-3.htm 8% SHORT TERM CASH REDEEMABLE NOTE ($208,000), DUE NOVEMBER 9, 2017, DATED NOVEMBER 9, 2015, ISSUED BY HYDROCARB ENERGY CORPORATION TO ADAR BAYS, LLC Exhibit 10.3 THIS NOTE AND THE COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUA |
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| November 13, 2015 |
EX-10.9 10 ex10-9.htm SIDE LETTER AGREEMENT DATED NOVEMBER 9, 2015 BETWEEN ADAR BAYS, LLC AND HYDROCARB ENERGY CORPORATION Exhibit 10.9 November 9, 2015 Letter Agreement is between Adar Bays, LLC (the “Investor”) and HydroCarb Energy Corporation (the “Company”). NOW THEREFORE the parties agree as follows: 1. The Investor hereby grants the Company the first of three (3) 30 day conversion moratorium |
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| November 13, 2015 |
ADAR BAYS, LLC COLLATERALIZED SECURED PROMISSORY NOTE $208,000.00 Miami Beach, FL November 9, 2015 ex10-7.htm Exhibit 10.7 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. |
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| November 13, 2015 |
8-K 1 hydrocarb8k110915.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 13, 2015 Date of earliest event reported: November 9, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or |
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| November 13, 2015 |
EX-10.12 13 ex10-12.htm SIDE LETTER AGREEMENT DATED NOVEMBER 9, 2015 BETWEEN JSJ INVESTMENTS INC. AND HYDROCARB ENERGY CORPORATION Exhibit 10.12 November 9, 2015 This Letter Agreement is between JSJ Investments, Inc. (the “Investor”) and HydroCarb Energy Corporation (the “Company”). NOW THEREFORE the parties agree as follows: 1. The Investor hereby grants the Company the first of three (3) 30 day |
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| November 13, 2015 |
ex10-14.htm Exhibit 10.14 EMPLOYMENT AGREEMENT THE AGREEMENT (the ?Agreement?) is made effective as of the 20th day of July 2015, between Hydrocarb Energy Corporation (HECC), a Nevada corporation doing business at 800 Gessner, Suite 375, Houston, Texas 77024 (the ?Company?), and Charles F. Dommer, a Colorado resident (the ?Employee?), together referred to hereafter as the ?Parties.? In considerati |
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| October 28, 2015 |
hydrocarb-nt10k073115.htm U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 000-53313 CUSIP NUMBER: 448838300 (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: July 31, 2015 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20- |
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| October 22, 2015 |
SUBORDINATION AND POSTPONEMENT AGREEMENT ex10-4.htm Exhibit 10.4 SUBORDINATION AND POSTPONEMENT AGREEMENT THIS SUBORDINATION AND POSTPONEMENT AGREEMENT (this ?Agreement?) dated as of October 16, 2015 is by and among Hydrocarb Energy Corporation, a Nevada corporation (?Borrower?), Shadow Tree Capital Management LLC, a Delaware limited liability company, as agent for the Senior Lenders defined below (in such capacity, together with its suc |
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| October 22, 2015 |
ex99-2.htm Exhibit 99.2 September 11, 2015 Hydrocarb Energy Corporation 800 Gessner Rd., Suite 375 Houston, TX 77024 Attention: Kent Watts Chief Executive Officer Re: Oil, Condensate, and Natural Gas Reserves SEC Non-Escalated Analysis Hydrocarb Energy Corporation As of July 31, 2015 Gentlemen: At the request of Hydrocarb Energy Corporation (?Hydrocarb?), the firm of Ralph E. Davis Associates Inc. |
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| October 22, 2015 |
hydrocarb8k102015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 21, 2015 Date of earliest event reported: October 19, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other |
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| October 22, 2015 |
SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: October 16, 2015 U.S. $1,730,000.00 ex10-2.htm Exhibit 10.2 SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: October 16, 2015 U.S. $1,730,000.00 FOR VALUE RECEIVED, Hydrocarb Energy Corporation, a Nevada corporation (?Borrower?), promises to pay to Typenex Co-Investment, LLC, a Utah limited liability company, or its successors or assigns (?Lender?), $1,730,000.00 and any interest, fees, charges, and late fees on the date that is |
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| October 22, 2015 |
Unassociated Document Exhibit 10.1 Securities Purchase Agreement This Securities Purchase Agreement (this “Agreement”), dated as of October 16, 2015, is entered into by and between Hydrocarb Energy Corporation, a Nevada corporation (“Company”), and Typenex Co-Investment, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and del |
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| October 22, 2015 |
Hydrocarb Continues Pay off of Variable Convertible Notes EX-99.3 9 ex99-3.htm PRESS RELEASE DATED OCTOBER 22, 2015 Exhibit 99.3 Hydrocarb Continues Pay off of Variable Convertible Notes Files 8-K Disclosing Business Summary and 2015 Reserve report HOUSTON, TEXAS-(PR Newswire)—Thursday, October 22, 2015, Hydrocarb Energy Corporation (OTCQB:HECC) announced in a Form 8-K filed today with the Securities and Exchange Commission, the company’s updated busines |
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| October 22, 2015 |
EX-10.3 4 ex10-3.htm STOCK PLEDGE AGREEMENT DATED OCTOBER 16, 2015 BY CW NAVIGATION, INC. IN FAVOR OF TYPENEX CO-INVESTMENT, LLC Exhibit 10.3 Stock Pledge Agreement This STOCK PLEDGE AGREEMENT (this “Agreement”) is entered into as of October 16, 2015 (the “Effective Date”) by and between Typenex Co-Investment, LLC, a Utah limited liability company (the “Secured Party”), with an address of 303 East |
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| October 22, 2015 |
ex99-1.htm Exhibit 99.1 |
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| October 13, 2015 |
HECC / Hydrocarb Energy Corporation / KBM WORLDWIDE, INC. - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1)* HYDROCARB ENERGY CORP. (Name of issuer) Common Stock, $0.001 value per share (Title of class of securities) 448838300 (CUSIP number) September 10, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| September 29, 2015 |
HYDROCARB ENERGY CORP. 2015 STOCK INCENTIVE PLAN EX-10.1 3 heccex101.htm 2015 STOCK INCENTIVE PLAN Exhibit 10.1 HYDROCARB ENERGY CORP. 2015 STOCK INCENTIVE PLAN ARTICLE I - PREAMBLE 1.1 This 2015 Stock Incentive Plan of Hydrocarb Energy Corp. (the “Company”) is intended to secure for the Company and its Affiliates the benefits arising from ownership of the Company’s Common Stock by the Employees, Officers, Directors and Consultants of the Compan |
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| September 29, 2015 |
EX-3.1 2 heccex31.htm CERTIFICATE OF AMENDMENT Exhibit 3.1 Certificate of Amendment to Articles of Incorporation For Nevada Profit Corporations (Pursuant to NRS 78.385 and 78.390 - After Issuance of Stock) 1. Name of corporation: HYDROCARB ENERGY CORPORATION [E0209982005-6] 2. The articles have been amended as follows: (provide article numbers, if available) Article 3 Shares is deleted and replace |
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| September 29, 2015 |
8-K 1 hecc8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 29, 2015 Date of earliest event reported: September 28, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (S |
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| September 25, 2015 |
HECC / Hydrocarb Energy Corporation / WATTS KENT Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* HYDROCARB ENERGY CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 448838300 (CUSIP Number) Kent P. Watts 800 Gessner, Suite 375 Houston, Texas 77024 Phone: (713) 970-1590 (Name, Address and Telephone Number of Person Authorized |
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| September 22, 2015 |
EX-10.3 4 ex10-3.htm VOTING AGREEMENT (AUGUST 28, 2015) BETWEEN CHRISTOPHER WATTS AND S. CHRIS HERNDON Exhibit 10.3 VOTING AGREEMENT This Voting Agreement, dated as of August [ ], 2015, (this “Agreement”), is entered into by and among S. Chris Herndon, an individual (“Voting Proxy”), and the undersigned stockholder of Hydrocarb Energy Corp. (the “Stockholder” and the “Company”), each a “Party” and |
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| September 22, 2015 |
8-K 1 hydrocarb8k082715.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 22, 2015 Date of earliest event reported: August 27, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or |
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| September 22, 2015 |
FIRST AMENDMENT TO EXCHANGE AGREEMENT EX-10.4 5 ex10-4.htm FIRST AMENDMENT TO EXCHANGE AGREEMENT BETWEEN KENT P. WATTS AND HYDROCARB ENERGY CORPORATION (SEPTEMBER 21, 2015) Exhibit 10.4 FIRST AMENDMENT TO EXCHANGE AGREEMENT This First Amendment to Exchange Agreement (this “Agreement”) dated September 21, 2015 (the “Execution Date”), is by and between, Hydrocarb Energy Corporation, a Nevada corporation (the “Company”) and Kent P. Watts |
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| September 22, 2015 |
EX-10.2 3 ex10-2.htm VOTING AGREEMENT (AUGUST 25, 2015) BETWEEN KENT P. WATTS AND S. CHRIS HERNDON Exhibit 10.2 VOTING AGREEMENT This Voting Agreement, dated as of August [ ], 2015, (this “Agreement”), is entered into by and among S. Chris Herndon, an individual (“Voting Proxy”), and the undersigned stockholder of Hydrocarb Energy Corp. (the “Stockholder” and the “Company”), each a “Party” and col |
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| September 22, 2015 |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE Effective ____________________, 2015 EX-10.1 2 ex10-1.htm FORM OF CONVERTIBLE SUBORDINATED PROMISSORY NOTE Exhibit 10.1 THIS NOTE, AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE (THE “SECURITIES”) HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT” OR THE “SECURITIES ACT”) SHALL HAVE BECOME EFFECTIVE |
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| August 19, 2015 |
Hydrocarb Energy HYDROCARB ENERGY CORP DEFA 14A 8-28-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Statem |
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| August 18, 2015 |
Hydrocarb Energy HYDROCARB ENERGY CORP DEF-14A 9-28-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Statem |
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| August 5, 2015 |
Hydrocarb Energy HYDROCARB ENERGY CORP PRER-14A 7-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ? Filed by party other than the registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ? Defin |
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| August 4, 2015 |
8-K 1 hydrocarb8k072815.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 3, 2015 Date of earliest event reported: July 28, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other |
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| August 4, 2015 |
ex10-1.htm Exhibit 10.1 HECC $1,000,000 CONVERTIBLE NOTE FOR VALUE RECEIVED, Hydrocarb Energy Corp., a Nevada corporation (the ?Issuer? of this Security) with at least 21,000,000 common shares issued and outstanding, issues this Security and promises to pay to JMJ Financial, a Nevada sole proprietorship, or its Assignees (the ?Investor?) the Principal Sum along with the Interest Rate and any other |
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| July 31, 2015 |
CONVERTIBLE SECURED PROMISSORY NOTE Effective July 16, 2015 EX-10.3 4 ex103.htm EXHIBIT 10.3 Exhibit 10.3 THIS NOTE, AND THE UNITS AND SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE (COLLECTIVELY, THE “SECURITIES”) HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT” OR THE “SECURITIES ACT”) SHALL HAVE BECOME EFFECTIVE WITH RESPECT |
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| July 31, 2015 |
NOTE SUBSCRIPTION AGREEMENT HYDROCARB ENERGY CORPORATION Exhibit 10.2 NOTE SUBSCRIPTION AGREEMENT IN HYDROCARB ENERGY CORPORATION A. Subscription. This Agreement has been executed by Duma Holdings, LLC, a/an LLC, (Individual/Corporation/LLC/Trust/Partnership) residing and/or having a principal place of business in Houston, Texas (Country/State and City) (? Purchaser?, or ? Subscriber?) in connection with the subscription to purchase a $350,000 Convertib |
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| July 31, 2015 |
EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 GUARANTY DATE: JULY 16, 2015 GUARANTOR: KENT P. WATTS BORROWER: HYDROCARB ENERGY CORPORATION LENDER: DUMA HOLDINGS, LLC GUARANTEED INDEBTEDNESS: The debt evidenced by the (1) the Promissory Note of event date in the original principal amount of THREE HUNDRED FIFTY THOUSAND AND 00/100 DOLLARS ($350,000.00), executed by Borrower and payable to the order |
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| July 31, 2015 |
8-K 1 form8k.htm HYDROCARB ENERGY CORPORATION 8-K 6-12-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 31, 2015 Date of earliest event reported: June 12, 2015 Hydrocarb Energy Corporation (Exact name of registrant as specified in its charter) Nevada 000-5 |
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| July 31, 2015 |
Exhibit 10.1 Employment Agreement THIS AGREEMENT (the ?Agreement?) is made effective as of 12th day of June 2014, by and between Hydrocarb Energy Corporation (HECC), a Nevada corporation with corporate office located at 800 Gessner, Suite 375, Houston, Texas 77024 (the ?Company?), and Christine P. Spencer, a Texas resident (the ?Employee?), together referred to hereafter as the ?Parties?. In consi |
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| July 31, 2015 |
Exhibit 10.5 GUARANTY DATE: JULY 16, 2015 GUARANTOR: MIKE WATTS BORROWER: HYDROCARB ENERGY CORPORATION LENDER: DUMA HOLDINGS, LLC GUARANTEED INDEBTEDNESS: The debt evidenced by the (1) the Promissory Note of event date in the original principal amount of THREE HUNDRED FIFTY THOUSAND AND 00/100 DOLLARS ($350,000.00), executed by Borrower and payable to the order of Lender (the “Promissory Note”), i |
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| June 26, 2015 |
HECC / Hydrocarb Energy Corporation / KBM WORLDWIDE, INC. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. )* HYDROCARB ENERGY CORP. (Name of issuer) Common Stock, $0.001 value per share (Title of class of securities) 448838300 (CUSIP number) June 26, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| June 19, 2015 |
Exhibit 10.3 EXCHANGE AGREEMENT This Exchange Agreement (this ? Agreement?) dated and effective June 10, 2015, is by and between, Hydrocarb Energy Corporation, an Nevada corporation (the ? Company?) and Kent P. Watts, an individual (? Watts?), each a ? Party? and collectively the ? Parties?. W I T N E S S E T H: WHEREAS, on December 9, 2013 (? Acquisition Date?), the Company acquired Hydrocarb Cor |
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| June 19, 2015 |
EX-10.5 6 ex105.htm EXHIBIT 10.5 Exhibit 10.5 AMENDED AND RESTATED CREDIT AGREEMENT Originally Dated as of August 15, 2014 Amended and Restated as of June 10, 2015 by and among HYDROCARB ENERGY COPORATION as the Borrower, SHADOW TREE CAPITAL MANAGEMENT LLC as the Agent, And THE LENDERS PARTY HERETO as the Lenders TABLE OF CONTENTS Page ARTICLE I Definitions and Accounting Matters. 1 Section 1.01 T |
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| June 19, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June [ ] , 2015 Date of earliest event reported: March 31 , 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorpor |
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| June 19, 2015 |
EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 31, 2015, by and between HYDROCARB ENERGY CORPORATION, a Nevada corporation, with headquarters located at 800 Gessner - Suite 375, Houston, TX 77024 (the “Company”), and VIS VIRES GROUP, INC., a New York corporation, with its address at 111 Great Neck |
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| June 19, 2015 |
THE ISSUE PRICE OF THIS NOTE IS $414,500.00 THE ORIGINAL ISSUE DISCOUNT IS $9,500.00 EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFE |
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| June 19, 2015 |
CONVERTIBLE SUBORDINATED PROMISSORY NOTE Effective June 10, 2015 EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 THIS NOTE, AND THE SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE (THE “SECURITIES”) HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES ONLY AND MAY NOT BE TRANSFERRED UNTIL (i) A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT” OR THE “SECURITIES ACT”) SHALL HAVE BECOME EFFECTIVE WITH RESPECT THERETO OR (ii) RECEIPT |
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| June 12, 2015 |
Form 12b-25: Notification of Late Filing United States Securities and Exchange Commission Washington, D. |
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| May 14, 2015 |
Via Edgar and US Mail May 13, 2015 Mr. Karl Hiller Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington DC 20549 Re: Hydrocarb Energy Corp. Form 10-K for Fiscal Year Ended July 31, 2014 Filed November 13, 2014 File No. 000-53313 Dear Mr. Hiller, Hydrocarb Energy, Corp. (the ?Company?, ?we?, ?us?, or ?HEC?) is electronically tra |
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| March 19, 2015 |
Hydrocarb Energy HYDROCARB ENERGY CORP PRER 14A 3-16-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Defini |
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| March 17, 2015 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 EXECUTIVE AGREEMENT THIS AGREEMENT (the “Agreement”) is made effective retroactively as of January 20, 2015, by and between Hydrocarb Energy Corporation (HECC), a Nevada corporation with corporate office located at 800 Gessner, Suite 375, Houston, Texas 77024 (the “Company”), and Kent P. Watts, a Texas resident (the “Executive”), together referred to h |
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| March 17, 2015 |
8-K 1 form8k.htm HYDROCARB ENERGY CORP 8-K 3-9-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 17, 2015 Date of earliest event reported: March 9, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30 |
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| March 13, 2015 |
Form 12b-25: Notification of Late Filing United States Securities and Exchange Commission Washington, D. |
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| March 11, 2015 |
Hydrocarb Energy HYDROCARB ENERGY CORP 8-K 2-17-2015 (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 11, 2015 Date of earliest event reported: February 17, 2015 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorpo |
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| March 11, 2015 |
Exhibit 10.7 NEITHER THIS NOTE NOR THE SECURITIES THAT MAY BE ISSUED BY THE BORROWER UPON CONVERSION HEREOF (COLLECTIVELY , THE ?SECURITIES?) HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 , AS AMENDED (THE ?1933 ACT?) , OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION . NEITHER THE SECURITIES NOR ANY INTEREST OR PARTICIPATION THEREIN MAY BE OFFERED FOR SALE , SOLD , TRANSFERRED OR |
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| March 11, 2015 |
Exhibit 10.3 SECURITIES PURCHASE AGREEMENT This SECURITIES PU RCHASE AGREEMENT (the “Agreement”), dated as of February 17, 2015, by and between Hydrocarb Energy Corporation , a Nevada corporation, with headquarters located at 800 Gessner, Suite #375, Houston, TX 77024 (the “Company”), and Adar Bays, LLC. , a Florida Limited Liability Company, with its address at 3411 Indian Creek Drive, Suite 403, |
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| March 11, 2015 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 10, 2015, by and between Hydrocarb Energy Corporation , a Nevada corporation, with headquarters located at 800 Gessner, Suite #375, Houston, TX 77024 (the ?Company?), and LG Capital Funding, LLC. , a New York Limited Liability Company, with its address at 1218 Union Street, Suite # |
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| March 11, 2015 |
HYDROCARB ENERGY CORPORATION 8% CONVERTIBLE REDEEMABLE NOTE DUE FEBRUARY 17, 2016 Exhibit 10.2 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY SECTION 3(b) OF THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT) US $105,000.00 HYDROCARB ENERGY CORP |
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| March 11, 2015 |
THE ISSUE PRICE OF THIS NOTE IS $350,000.00. THE ORIGINAL ISSUE DISCOUNT IS $26,000.00. Exhibit 10.6 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR |
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| March 11, 2015 |
HYDROCARB ENERGY CORPORATION 8% CONVERTIBLE REDEEMABLE NOTE DUE FEBRUARY 17, 2016 Exhibit 10.4 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN AND WILL NOT BE REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE PURSUANT TO AN EXEMPTION FROM REGISTRATION PROVIDED BY SECTION 3(b) OF THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER (THE "1933 ACT) US $105,000.00 HYDROCARB ENERGY CORP |
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| March 11, 2015 |
SECURED CONVERTIBLE PROMISSORY NOTE EX-10.9 10 ex109.htm EXHIBIT 10.9 Exhibit 10.9 SECURED CONVERTIBLE PROMISSORY NOTE Effective Date: March 5, 2015 U.S. $350,000.00 FOR VALUE RECEIVED, Hydrocarb Energy Corporation, a Nevada corporation (“Borrower”), promises to pay to Typenex Co-Investment, LLC, a Utah limited liability company, or its successors or assigns (“Lender”), $350,000.00 and any interest, fees, charges, and late fees on t |
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| March 11, 2015 |
Exhibit 10.8 Securities Purchase Agreement This Securities Purchase Agreement (this ? Agreement?), dated as of March 5, 2015, is entered into by and between Hydrocarb Energy Corporation, a Nevada corporation (? Company?), and Typenex Co-Investment, LLC, a Utah limited liability company, its successors and/or assigns (? Investor?). A. Company and Investor are executing and delivering this Agreement |
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| March 11, 2015 |
Exhibit 10.5 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of February 17, 2015, by and between HYDROCARB ENERGY CORPORATION, a Nevada corporation, with headquarters located at 800 Gessner - Suite 375, Houston, TX 77024 (the ?Company?), and KBM WORLDWIDE, INC., a New York corporation, with its address at 111 Great Neck Road ? Suite 216, Great Neck, NY |
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| February 25, 2015 |
HECC / Hydrocarb Energy Corporation CORRESP - - February 25, 2015 Mr. H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington DC 20549 Telephone: (202) 551-3745 Re: Hydrocarb Energy Corp. Preliminary Proxy Statement on Schedule 14A Filed January 20, 2015 File No. 0-53313 Dear Mr. Schwall, Hydrocarb Energy, Corp. (the “Company”, “we” or “us”) has the follo |
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| February 11, 2015 |
HECC / Hydrocarb Energy Corporation CORRESP - - Via Email and US Mail February 9, 2015 Mr. Karl Hiller Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington DC 20549 Re: Hydrocarb Energy Corp. Form 10-K for Fiscal Year Ended July 31, 2014 Filed November 13, 2014 File No. 000-53313 Dear Mr. Hiller, Hydrocarb Energy, Corp. (the “Company”, “we”, “us”, or “HEC”) is electronically |
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| January 20, 2015 |
HECC / Hydrocarb Energy Corporation PRE 14A - - HYDROCARB ENERGY CORP PRE 14A 1-16-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by party other than the registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Stateme |
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| November 18, 2014 |
HECC / Hydrocarb Energy Corporation CORRESP - - November 18, 2014 Mr. H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington DC 20549 Re: Hydrocarb Energy Corporation Form 10-K for Fiscal Year Ended July 31, 2013 Filed November 12, 2013 Response to Letter Dated August 19, 2014 Dear Mr. Schwall, Hydrocarb Energy, Corp. (the “Company”, “we”, “us”, or “HEC” |
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| October 28, 2014 |
HECC / Hydrocarb Energy Corporation NT 10-K - - NONE United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-53313 CUSIP Number 448838300 (Check one): √ Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: July 31, 2014 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report |
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| August 21, 2014 |
EX-10.4 5 ex104.htm EXHIBIT 10.4 Exhibit 10.4 TERM LOAN NOTE $1,136,363 August 15 , 2014 FOR VALUE RECEIVED, Hydrocarb Energy Corporation, a Nevada corporation (the “Borrower”), hereby promises to pay Quintium Private Opportunity Fund, LP, a Delaware limited partnership, its successors and assigns (the “Lender”) at 9202 S. Northshore Drive, Suite 301, Knoxville, TN 37922, or at such other place as |
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| August 21, 2014 |
8-K 1 form8k.htm HYDROCARB ENERGY CORP 8-K 8-15-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 15, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (St |
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| August 21, 2014 |
EX-10.3 4 ex103.htm EXHIBIT 10.3 Exhibit 10.3 GUARANTEE AND COLLATERAL AGREEMENT made by Hydrocarb Energy Corporation and its Subsidiaries, in favor of Shadow Tree Capital Management LLC as Agent for Certain Lenders Dated as of August 15, 2014 TABLE OF CONTENTS Page ARTICLE 1. DEFINED TERMS. 1 Section 1.1 Definitions. 1 Section 1.2 Other Definitional Provisions. 5 ARTICLE 2. GUARANTEE. 5 Section 2 |
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| August 21, 2014 |
EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 STOCK GRANT AGREEMENT THIS STOCK GRANT AGREEMENT (this “Agreement”) dated as of August 15, 2014 (the “Effective Date”), is by and between Hydrocarb Energy Corporation, a corporation duly formed and existing under the laws of the State of Nevada (the “Company”) and each of Shadow Tree Funding Vehicle A—Hydrocarb LLC, a limited liability company duly for |
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| August 21, 2014 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 CREDIT AGREEMENT Dated as of August 15, 2014 by and among HYDROCARB ENERGY COPORATION as the Borrower, SHADOW TREE CAPITAL MANAGEMENT LLC as the Agent, And THE LENDERS PARTY HERETO as the Lenders TABLE OF CONTENTS Page ARTICLE I Definitions and Accounting Matters. 1 Section 1.01 Terms Defined Above. 1 Section 1.02 Certain Defined Terms. 1 Section 1.03 |
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| August 21, 2014 |
EX-10.5 6 ex105.htm EXHIBIT 10.5 Exhibit 10.5 TERM LOAN NOTE $3,409,091 August 15 , 2014 FOR VALUE RECEIVED, Hydrocarb Energy Corporation, a Nevada corporation (the “Borrower”), hereby promises to pay Shadow Tree Funding Vehicle A—Hydrocarb LLC, a Delaware limited liability company, its successors and assigns (the “Lender”) at 7 Renaissance Square, 5th Floor, White Plains, NY 10601, or at such oth |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commissio |
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| August 14, 2014 |
AMENDMENT TO NOTE PAYABLE TERMS August 8, 2014 EX-10.2 3 ex102.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT TO NOTE PAYABLE TERMS August 8, 2014 THIS AGREEMENT (the “Agreement”) is made effective as of August 4, 2014, by and between Hydrocarb Energy Corporation (HECC), a Nevada corporation with corporate office located at 800 Gessner, Suite 375, Houston, Texas 77024 (the “Company”), and SMDRE LLC (“SMDRE”), a Texas Limited Liability Company, togeth |
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| August 14, 2014 |
SALES AGREEMENT AND NOTE December 4, 2013 EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 SALES AGREEMENT AND NOTE December 4, 2013 WHEREAS, Hydrocarb Corporation, a Nevada Corporation (herein referred to as the “Seller”) is the owner of 1,859,879 unregistered and restricted common stock shares of Duma Energy Corporation (OTCBB:DUMA), (herein referred to as the “Stock”); and SMDRE, LLC (herein referred to as the “Buyer”) a limited liability |
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| July 24, 2014 |
Exhibit 3(ii) Amended and Restated Bylaws ************************************ AMENDED AND RESTATED BYLAWS JULY 20, 2014 Bylaws for the regulation, except as otherwise provided by statute or its Articles of Incorporation of HYDROCARB ENERGY CORPORATION (a Nevada corporation) ARTICLE I. |
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| July 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 18, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission |
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| July 15, 2014 |
HECC / Hydrocarb Energy Corporation CORRESP - - Via Email and US Mail July 15, 2014 Mr. H. Roger Schwall Assistant Director United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington DC 20549 Re: Hydrocarb Energy Corp. Form 10-K for Fiscal Year Ended July 31, 2013, filed November 12, 2013 Form 10-Q for Fiscal Quarter Ended January 31, 2014, Filed March 21, 2014 Current Report on Form 8-K, File |
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| June 27, 2014 |
- HYDROCARB ENERGY CORP S-8 6-27-2014 S-8 1 forms8.htm HYDROCARB ENERGY CORP S-8 6-27-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 30-0420930 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 800 Gess |
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| June 17, 2014 |
8-K 1 form8k.htm HYDROCARB ENERGY CORPORATION 8-K 6-13-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 JUNE 13, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-042093 |
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| June 17, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-53313 CUSIP Number 448838102 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: April 30, 2014 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report |
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| June 12, 2014 |
CORRESPONDENCE Hydrocarb Energy Corporation 800 Gessner, ste. 375 .Houston, Texas 77024 June 12, 2014 H. Roger Schwall Assistant Director Securities and Exchange Commission Ref: SEC staff comment letter dated May 27, 2014 about: Hydrocarb Energy Corporation (the Corporation”) File 000-53313 Form 10-K f.y.e. July 31, 2013 filed January 31, 2014 Form 10-Q f.q.e. January 31, 2104 filed March 21, 2014 |
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| June 3, 2014 |
Rights Holders List Signature Page (Unvested Shares) Exhibit 10.3 Exhibit B Rights Holders List Signature Page (Unvested Shares) Signature Duma Energy Corp. Common Stock Shares to Issue Michael Watts /s/ Michael Watts 1,692,000 KD Navigation, Inc. /s/ Kara M. Driver 6,906,000 Name: Kara M. Driver Title: Secretary KW Navigation, Inc. /s/ Kara M. Driver 6,906,000 Name: Kara M. Driver Title: Secretary CW Navigation. Inc. /s/ Kara M. Driver 6,906,000 Na |
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| June 3, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K AMENDMENT NUMBER 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 27, 2013 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of inc |
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| June 3, 2014 |
HCN Common Stock and Preferred Stock Shareholders List Exhibit 10.2 EXHIBIT A HCN Common Stock and Preferred Stock Shareholders List Duma C/S Issue Hydrocarb Corporation Shareholders Shares Approx.% Upon Closing Kent Watts 21,820,623 31.68 % 7,979,698 Tyler Watts 1,265,261 1.83 % 462,700 Angela Watts 1,265,261 1.83 % 462,700 Selma Sandlin 50,000 0.07 % 18,285 KTAW, Inc. 5,469,035 7.94 % 2,000,000 FAW, Inc. 5,469,035 7.94 % 2,000,000 Ty Moore 1,370,293 |
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| June 3, 2014 |
EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 STOCK EXCHANGE AGREEMENT This STOCK EXCHANGE AGREEMENT (the "Agreement") is dated as of November 27, 2013 by and among Duma Energy Corp., a Nevada corporation ("DUMA"), Hydrocarb Corporation, a Nevada corporation ("IICN"), and each person listed on Exhibit A who are owners of shares of common stock or preferred stock of HCN (the "SELLERS"), and each pe |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 MAY 5, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2014 |
Certificate of Change Pursuant to NRS 78.209 Exhibit 3.1 ROSS MILLER Secretary of State 204 Nor1h Carton Street, Suite 1 Carton City, Nevada 89701 520 (775) 684·5708 Website: www.nvsoa.gov Filed in the office of Ross Miller Secretary of State State of Nevada Document Number 20140271117-46 Filing Date and Time 04/14/2014 8:00AM Entity Number E0209982005-6 Certificate of Change Pursuant to NRS 78.209 USE BLACK INK ONLY• DO NOT HIGHLIGHT ABOVE |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 APRIL 25, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Numb |
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| May 2, 2014 |
SECURED PROMISSORY NOTE Hydrocarb Energy Corporation 800 Gessner Suite 375 Houston, TX 77024 Exhibit 10.1 SECURED PROMISSORY NOTE Hydrocarb Energy Corporation 800 Gessner Suite 375 Houston, TX 77024 April 18.2014 FOR VALUE RECEIVED, Hydrocarb Energy Corporation, ("Maker") promises to pay to Kent P. Watts, an individual (the "Payee"), at such place as Payee may designate from time to time in writing, the principal sum of Six Hundred Thousand Dollars ($600,000.00) or so much of that sum as |
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| March 28, 2014 |
8-K 1 form8k.htm HYDROCARB ENERGY CORP 8-K 3-25-2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 25, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (St |
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| March 21, 2014 |
Hydrocarb Energy HYDROCARB ENERGY CORP 10-Q 1-31-2014 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the quarterly period ended January 31, 2014 or o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from to Commission file number: 000-53313 HYDROCARB ENERGY CORP. |
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| March 14, 2014 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-53313 CUSIP Number 448838102 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: January 31, 2014 Transition Report on Form 10-K Transition Report on Form 20-F Transition Repo |
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| February 24, 2014 |
Financial Statements and Exhibits - HYDROCARB ENERGY CORPORATION 8-K/A 12-9-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K AMENDMENT No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DECEMBER 9, 2013 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorpo |
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| February 18, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2014 Date of Report (Date of earliest event reported) HYDROCARB ENERGY CORPORATION. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commi |
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| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K AMENDMENT No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2014 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission Fi |
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| February 10, 2014 |
Exhibit 3.1 ROSS MILLER Secretary of State 204 North Carson Street, Suite 1 Carson City, Nevada 89701-4520 (775) 684-5708 Website: www.nvsos.gov Certificate of Amendment (PURSUANT TO NRS 78.385 AND 78.390) USE BLACK INK ONLY - DO NOT HIGHLIGHT ABOVE SPACE IS FOR OFFICE USE ONLY Certificate of Amendment to Articles of Incorporation For Nevada Profit Corporations (Pursuant to NRS 78.385 and 78.390 - |
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| January 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 17, 2014 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Nu |
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| January 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 7, 2014 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 3, 2014 |
- DUMA ENERGY CORP DEF 14C 1-2-2014 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) x Definitive Information Statement DUMA ENERGY CORP. (Name of Registran |
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| December 26, 2013 |
CORRESPONDENCE Duma Energy Corp. 800 Gessner, Suite 200 Houston, Texas 77024 (281) 408-4880 fax: 281-408-4879 December 23, 2013 Karina V. Dorin, Staff Attorney Anne Nguyen , Branch Chief Securities and Exchange Commission Washington, D.C. re: Duma Energy Corp. Preliminary Information Statement on Schedule 14C Filed December 3, 2013 File No. 0-53313 MEMORANDUM OF RESPONSES Here with, the registrant |
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| December 26, 2013 |
- DUMA ENERGY CORP PRER 14C 12-23-2013 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. 1) Check the appropriate box: x Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ¨ Definitive Information Statement DUMA ENERGY CORP. |
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| December 17, 2013 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-53313 CUSIP Number 264567108 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: October 31, 2013 Transition Report on Form 10-K Transition Report on Form 20-F Transition Repo |
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| December 16, 2013 |
HECC / Hydrocarb Energy Corporation / Scaturro Pasquale V. - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* DUMA ENERGY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 26467108 (CUSIP Number) Sarah Berel-Harrop, Duma Energy Corp. 800 Gessner, Suite 200 Houston, Texas 77024 Phone : 281-408-4880 (Name, Address and Telephone Number of Person |
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| December 10, 2013 |
HECC / Hydrocarb Energy Corporation / HYDROCARB CORP - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 01 )* DUMA ENERGY CORP. (Name of Issuer) Common Stock, Par Value $.001 (Title of Class of Securities) 264567108 (CUSIP Number) Kent Watts, Hydrocarb Corporation 3803 PINE BRANCH DRIVE PEARLAND, Texas 77581-8797 Phone : 281-978-2590 (Name, Address and Telepho |
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| December 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 9, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Nu |
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| December 9, 2013 |
HECC / Hydrocarb Energy Corporation / WATTS KENT - NONE Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. n/a )* DUMA ENERGY CORP (Name of Issuer) Common Stock (Title of Class of Securities) 264567108 (CUSIP Number) Kent Watts, 3803 Pine Branch Drive Pearland, Texas 77581 Phone : 281-978-2590 (Name, Address and Telephone Number of Person Authorized to Receive No |
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| December 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 2, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Nu |
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| December 6, 2013 |
Exhibit 3.1 Certificate of Designation of Series A 7% Convertible Voting Preferred Stock. *150101* ROSS MILLER Secretary of State 204 North Carson Street, Suite 1 Filed in the office of Document Number Carson City, Nevada 39701-4520 20130786971-74 (776) 684-5708 Filing Date and Time Website: www.nysna.gov Ross Miller 12/02/2013 1:10 PM Secretary of State Entity Number State of Nevada E0209982005-6 |
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| December 3, 2013 |
Exhibit 10.1 Stock Exchange Agreement STOCK EXCHANGE AGREEMENT This STOCK EXCHANGE AGREEMENT (the “Agreement “) is dated as of November 27, 2013 by and among Duma Energy Corp., a Nevada corporation (“DUMA”), Hydrocarb Corporation, a Nevada corporation (“HCN”), and each person listed on Exhibit A who are owners of shares of common stock or preferred stock of HCN (the “SELLERS”), and each person lis |
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| December 3, 2013 |
- DUMA ENERGY CORP PRE 14C 12-2-2013 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: x Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement DUMA ENERGY CORP. ( |
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| December 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 27, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File N |
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| December 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 2, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 22, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File N |
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| November 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 18, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File N |
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| November 21, 2013 |
Exhibit 3(ii) Amendment to Bylaws. Article II Section 14 of the Bylaws is amended it its entirety to be as follows: "ARTICLE II. STOCKHOLDERS. Section 14. ACTION WITHOUT MEETING. No action shall be taken by the stockholders except at an annual or special meeting of stockholders called in accordance with these Bylaws, or by the majority written consent of the stockholders in accordance with Chapter |
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| November 19, 2013 |
F8K11152013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 15, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File |
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| November 7, 2013 |
F8K11012013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 1, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| November 6, 2013 |
HECC / Hydrocarb Energy Corporation / HYDROCARB CORP Activist Investment HYDROCARB10312013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK - PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Hydrocarb Corporation 3803 Pine Branch Drive Pearland, Texas 77581-8797 Telephone: 281-978-2590 Attn: Kent Watts (Name, Address and |
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| November 5, 2013 |
Unregistered Sales of Equity Securities - F8K10312013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 31, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| October 31, 2013 |
F8K10272013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 27, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| October 30, 2013 |
NT07312013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-53313 CUSIP NUMBER 264567108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): S Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: July 31, |
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| October 16, 2013 |
EX-10 3 f8k10102013ex10-2.htm EMPLOYMENT AGREEMENT THIS AGREEMENT (this "Agreement") is made effective as of the first day of October, 2013, between Duma Energy Corp., a Nevada corporation doing business at 800 Gessner, Suite 200, Houston, Texas 77024 (the "Company"), and Jeremy Glenn Driver, a Texas resident (the "Employee"), together referred to hereinafter as the "Parties." In consideration of |
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| October 16, 2013 |
F8K10102013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 10, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| October 16, 2013 |
INDEMNIFICATION AGREEMENT Between: DUMA ENERGY CORP. And: u [INDEMNITEE] Duma Energy Corp. 800 Gessner, Suite 200, Houston, Texas, U.S.A., 77024 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT is made and dated for reference as fully executed effective on this u day of u , 2013. BETWEEN: DUMA ENERGY CORP., a company incorporated under the laws of the State of Nevada, U.S.A., and having an |
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| October 16, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K10162013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 16, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| October 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Number) 30-04 |
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| October 16, 2013 |
Duma Completes First Well in Galveston Bay Multi-well Development Program Duma Completes First Well in Galveston Bay Multi-well Development Program Results Far Exceed Expectations to Date Houston, Texas - Oct 16, 2013 - Duma Energy Corp. |
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| October 16, 2013 |
EX-10 4 f8k10102013ex10-3.htm EMPLOYMENT AGREEMENT THIS AGREEMENT (this "Agreement") is made effective as of the first day of October, 2013, between Duma Energy Corp., a Nevada corporation doing business at 800 Gessner, Suite 200, Houston, Texas 77024 (the "Company"), and Sarah Berel-Harrop, a Texas resident (the "Employee"), together referred to hereinafter as the "Parties." In consideration of t |
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| September 19, 2013 |
F8K09172013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 17, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File |
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| September 19, 2013 |
F8K09172013EX3-1 AMENDED AND RESTATED BYLAWS Bylaws for the regulation, except as otherwise provided by statute or its Articles of Incorporation of DUMA ENERGY CORP. |
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| September 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 30, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 14, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 14, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Num |
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| August 14, 2013 |
Duma Energy to Acquire Hydrocarb Corporation Duma Energy to Acquire Hydrocarb Corporation Collaboration enhances domestic production and international potential Houston, Texas - Aug 14, 2013 - Duma Energy Corp. |
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| July 31, 2013 |
Duma Pursuing Additional African Oil Concessions Major African Rifts Provide Extensive Exploration Opportunities Houston, Texas - July 31, 2013 - Duma Energy Corp. |
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| July 31, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 31, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 9, 2013 |
F8K07092013EX99 Duma Energy Begins Gravity Magnetics Survey in Namibia, Africa New Survey to Delineate Seismic Acquisition Program Houston, Texas - July 9, 2013 - Duma Energy Corp. |
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| July 9, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K07092013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Numbe |
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| June 10, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K06102013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 10, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Numb |
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| June 10, 2013 |
Duma Prepares Aerial Gravity and Magnetics Program for Namibia, Africa Duma Prepares Aerial Gravity and Magnetics Program for Namibia, Africa Houston, Texas - June 10, 2013 - Duma Energy Corp. |
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| May 30, 2013 |
Duma Energy Seeking Deeper Reserves in Galveston Bay New 3D Seismic Data Key to Exploration Efforts Exhibit 99.1 Duma Energy Seeking Deeper Reserves in Galveston Bay New 3D Seismic Data Key to Exploration Efforts May 30, 2013 Houston, Texas - May 30, 2013 - Duma Energy Corp. ("Duma"), a growing U.S.-based oil and gas exploration and production company, has announced that it has received new 3D seismic data over its producing fields in Galveston Bay. This new data, which covers three of Duma's fi |
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| May 30, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 30, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 22, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K05222013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 22, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Numbe |
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| May 22, 2013 |
Duma to Use New 3D Seismic to Locate Deeper Reserves EX-99 2 f8k05222013ex99.htm Duma to Use New 3D Seismic to Locate Deeper Reserves May 22, 2013 Houston, Texas - May 22, 2013 - Duma Energy Corp. ("Duma"), a growing U.S.-based oil and gas exploration and production company, has today announced that it has received new 3D seismic data over its producing fields in Galveston Bay. This new data, which covers three of Duma's fields in Galveston Bay, is |
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| April 2, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits " F8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 2, 2013 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File |
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| April 2, 2013 |
Duma Energy Submits Formal Application for NASDAQ Listing EX99-1 Exhibit 99.1 Duma Energy Submits Formal Application for NASDAQ Listing Houston, Texas - Apr 02, 2013 - Duma Energy Corp. (OTCBB:DUMA), a growing U.S.-based oil and gas exploration and production company, has today announced that it has submitted its application to be listed on the NASDAQ stock exchange. Management expects to retain the current trading symbol "DUMA" once the Company receives |
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| March 22, 2013 |
Reply to the Attention of Direct Line Direct Fax Email Address Our File No. Date Daniel Dex 604.691.6839 604.893.7623 [email protected] 57539V-0017 March 22, 2013 Via EDGAR Correspondence United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. United States of America 20549 Attention: Mr. Karl Hiller, Branch Chief Dear Sirs/Mesdames: Re: Duma Energy Corp. Form 10- |
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| March 22, 2013 |
800 Gessner, Suite 200 Houston, Texas 77024 February 14, 2013 Via EDGAR Correspondence United States Securities and Exchange Commission 100 F Street, N. |
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| March 18, 2013 |
F12B25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-53313 CUSIP NUMBER 264567108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: January 31, |
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| March 5, 2013 |
HECC / Hydrocarb Energy Corporation / Driver Jeremy Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Jeremy G. Driver and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Telephone: 832-444-8866 (Name, Address and |
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| March 5, 2013 |
HECC / Hydrocarb Energy Corporation / Watts Christopher Activist Investment WATTS11292012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2) Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Christopher Watts, C.W. Navigation Inc. and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Teleph |
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| February 19, 2013 |
LETTER Reply to the Attention of Direct Line Direct Fax Email Address Our File No. |
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| February 14, 2013 |
LETTER Reply to the Attention of Direct Line Direct Fax Email Address Our File No. |
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| February 14, 2013 |
800 Gessner, Suite 200 Houston, Texas 77024 February 14, 2013 Via EDGAR Correspondence United States Securities and Exchange Commission 100 F Street, N. |
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| January 31, 2013 |
EXTENSION01292013 Reply to the Attention of Direct Line Direct Fax Email Address Our File No. |
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| December 17, 2012 |
NT 10-Q 1 doc1.htm NONE United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-53313 CUSIP Number 264567108 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: October 31, 2012 Transition Report on Form 10-K Transition Report on F |
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| December 4, 2012 |
Duma Energy Receives 1.1 Billion Barrel P10 Estimate for Namibia Concession F8K12042012EX99 Duma Energy Receives 1.1 Billion Barrel P10 Estimate for Namibia Concession Operator Issues Updated Namibia Source Rock Study Houston, TX - Dec 4, 2012 - Duma Energy (OTCBB: DUMA) has received from Hydrocarb Energy Corporation additional results from a recent field outcrop study on its 5.2 million acre concession in northern Namibia. Final lab analyses have indicated significant re |
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| December 4, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K12042012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 4, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| November 14, 2012 |
Duma Energy Announces Strong Year End Results F8K11142012EX99 Duma Energy Announces Strong Year End Results Houston, Texas - Nov 14, 2012 - Duma Energy Corp. |
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| November 14, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Number) 30-0 |
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| November 14, 2012 |
F8K11132012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 13, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File |
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| October 29, 2012 |
NT10L07312012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: August 31, 2015 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-53313 CUSIP NUMBER 264567108 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): S Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: July |
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| October 24, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 24, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Number) 98-04 |
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| October 24, 2012 |
Crude Oil Confirmed in Namibia Owambo Basin Soil Sample Independent Lab Report Released F8K10242012EX99 Crude Oil Confirmed in Namibia Owambo Basin Soil Sample Independent Lab Report Released HOUSTON, TX - Oct. |
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| October 11, 2012 |
Duma Energy Attains Majority Independent Board Fulfills Exchange Listing Requirement F8K10112012EX99 Duma Energy Attains Majority Independent Board Fulfills Exchange Listing Requirement Houston, Texas - October 11, 2012 - Duma Energy (OTCBB:DUMA) is pleased to announce the appointment of John E. |
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| October 11, 2012 |
F8K10112012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File N |
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| October 2, 2012 |
Duma Featured on Cover of Houston Business Journal Zacks Analyst Sets 6-month Price Target at $5 Duma Featured on Cover of Houston Business Journal Zacks Analyst Sets 6-month Price Target at $5 Houston, Texas - Oct. |
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| October 2, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K10022012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 2, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Nu |
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| September 19, 2012 |
HECC / Hydrocarb Energy Corporation / Driver Jeremy Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Jeremy G. Driver and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Telephone: 832-444-8866 (Name, Address and |
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| September 19, 2012 |
HECC / Hydrocarb Energy Corporation / Watts Christopher Activist Investment WATTS09062012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Christopher Watts, C.W. Navigation Inc. and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Teleph |
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| September 19, 2012 |
HECC / Hydrocarb Energy Corporation / Driver Jeremy Activist Investment DRIVER08232012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Jeremy G. Driver and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Telephone: 832-444-8866 (Name, Address and Telep |
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| September 19, 2012 |
HECC / Hydrocarb Energy Corporation / Watts Christopher Activist Investment WATTS08232012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 DUMA ENERGY CORP. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 (Title of Class of Securities) 264567108 (CUSIP Number) Christopher Watts, C.W. Navigation Inc. and K.W. Navigation, Inc. 14019 S.W. Fwy #301-600 Sugar Land, TX 77478 Telephone: 832-444-8866 (N |
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| September 12, 2012 |
F8K09062012EX102 August 28, 2012 Joint OPERATING AGREEMENT Between Hydrocarb Namibia energy corporation (1) and Namibia Exploration, Inc. |
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| September 12, 2012 |
Duma Energy Receives Approval from Government of Namibia for Exploration License Issued for 5. |
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| September 12, 2012 | ||
| September 12, 2012 |
F8K09062012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 6, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File |
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| August 8, 2012 |
Duma Energy Acquires Interest in 5.3 Million-Acre African Concession Exhibit 99.1 Duma Energy Acquires Interest in 5.3 Million-Acre African Concession Houston, Texas - August 8, 2012 - Duma Energy Corp. (OTCBB: DUMA) ("Duma" or the "Company") today announced that it has entered into an agreement, dated August 7, 2012 (the "Agreement"), to acquire Namibia Exploration, Inc. ("NEI"), a company organized under the laws of the State of Nevada, USA. As a result of the co |
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| August 8, 2012 |
F8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commission File |
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| August 8, 2012 |
EX-10.1 2 ex10-1.htm SHARE EXCHANGE AGREEMENT Exhibit 10.1 SHARE EXCHANGE AGREEMENT Among each of: NAMIBIA EXPLORATION INC. (as the Company) And: MICHAEL E. WATTS (a Shareholder of the Company (as a Vender herein)) And: C.W. NAVIGATION, INC. (a Shareholder of the Company (as a Vender herein)) And: K.W. NAVIGATION, INC. (a Shareholder of the Company (as a Vender herein)) And: K.D. NAVIGATION, INC. |
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| August 8, 2012 |
EX-10.2 115 ex10-2.htm CONSULTING SERVICES AGREEMENT Exhibit 10.2 CONSULTING SERVICES AGREEMENT Between: DUMA ENERGY CORP. And: HYDROCARB CORPORATION Duma Energy Corp. 800 Gessner, Suite 200, Houston, Texas, U.S.A., 77024 CONSULTING SERVICES AGREEMENT THIS CONSULTING SERVICES AGREEMENT (referred to herein as the "Agreement") is made and dated for reference as fully executed on this 7th day of Augu |
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| July 12, 2012 |
Financial Statements and Exhibits, Other Events - F8K07112012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 12, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Numb |
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| July 12, 2012 |
Duma Energy Enters Negotiations for African Concession F8K07112012EX99 Duma Energy Enters Negotiations for African Concession Houston, Texas - July 11, 2012 - Duma Energy Corp. |
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| May 17, 2012 |
EX-3.1 2 ex3-1.htm CERTIFICATE OF AMENDMENT Exhibit 3.1 |
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| May 17, 2012 |
8-K 1 f8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 16, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 30-0420930 (State or other jurisdiction of incorporation) (Commissi |
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| May 17, 2012 |
Duma Energy Announces New Trading Symbol "DUMA" EX-99.1 4 ex99-1.htm PRESS RELEASE Exhibit 99.1 Duma Energy Announces New Trading Symbol "DUMA" Houston, Texas - May 16, 2012 - Duma Energy Corp. (OTCBB: SGCA) (the "Company") today announced that FINRA (Financial Industry Regulatory Authority, Inc.) has approved the Company's request for a new ticker symbol and effective tomorrow, May 17, 2012, the Company will trade on the OTCBB under the new sy |
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| May 14, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 14, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada 000-53313 98-0454144 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 14, 2012 |
Duma Energy Provides Operational Update for Galveston Bay EX99-1 Exhibit 99.1 Duma Energy Provides Operational Update for Galveston Bay Houston, Texas - May 14, 2012 - Duma Energy Corp. (OTCBB: SGCA) (the "Company") today announced that with the recent addition of the Redfish Reef Field, the average production from the Company's Galveston Bay fields alone is now approximately 521 barrels of oil equivalent per day (boepd). This included 342 barrels of oil |
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| April 30, 2012 |
F8K04302012EX99 Duma Energy Begins Production of Redfish Reef Field Field Adds Production and Cash Flow in Galveston Bay HOUSTON, April 30, 2012 - Duma Energy Corp. |
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| April 30, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k04302012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 30, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commissio |
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| April 25, 2012 |
DEF14C04252012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) [X] Definitive Information Statement DUMA E |
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| April 12, 2012 |
PRE 14C 1 prelim14c04122012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)2)) [ ] Definitive Information |
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| April 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K04122012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 12, 2012 Date of Report (Date of earliest event reported) DUMA ENERGY CORP. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission File Num |
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| April 12, 2012 |
Duma Energy Launches New Website Updated Corporate Presentation and Factsheet Now Available F8K04122012EX99 Duma Energy Launches New Website Updated Corporate Presentation and Factsheet Now Available Houston, Texas - Apr 12, 2012 - Duma Energy Corp. |
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| April 4, 2012 |
F8K04042012EX32 |
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| April 4, 2012 |
F8K04042012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 4, 2012 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Com |
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| April 4, 2012 |
F8K04042012EX31 |
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| March 22, 2012 |
Strategic American Oil Corp. Provides Second Quarter Results and Operational Update F8K03222012EX99 Strategic American Oil Corp. Provides Second Quarter Results and Operational Update Houston, Texas - Mar 22, 2012 - Strategic American Oil Corporation (OTCBB: SGCA) has announced its fiscal second quarter financial and operational results. Strategic American Oil Corporation is an aggressive growth energy company currently producing oil and natural gas both onshore and offshore in t |
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| March 22, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K03222012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 22, 2012 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Co |
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| March 16, 2012 |
F12B25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . . . 2.50 SEC FILE NUMBER 000-53313 CUSIP NUMBER 86268X103 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K S Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: January 31, 2 |
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| March 8, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - F8K03082012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 8, 2012 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Com |
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| March 8, 2012 |
F8K03082012EX99 Strategic American Oil Successfully Drills Well in Trinity Bay Well Completion Operations Now Underway Houston, Texas - Mar 8, 2012 - Strategic American Oil Corporation (OTCBB: SGCA) announced today that it has successfully drilled the ST 9-12A #4, its first well in the Fishers Reef Field in Trinity Bay, TX to the target depth of 9,720 feet. |
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| February 15, 2012 |
SEC 1745 (6-01) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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| February 13, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 13, 2012 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-53313 (Commission |
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| February 13, 2012 |
Strategic American Oil Begins Water Injection in its Illinois Waterflood Project F8K02132012EX99 Strategic American Oil Begins Water Injection in its Illinois Waterflood Project Houston, Texas - Feb 13, 2012 - Strategic American Oil Corporation (OTCBB: SGCA) announced today that water injection has commenced in its Markham City North Water Flood Project located in Jefferson and Wayne Counties Illinois. |
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| January 17, 2012 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 26, 2011 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 98-0454144 (State or other jurisdictio |
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| January 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 f8k01102012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 10, 2012 Date of Report (Date of earliest event reported) STRATEGIC AMERICAN OIL CORPORATION (Exact name of registrant as specified in its charter) Nevada 000-53313 98-0454144 (State or other jurisdictio |
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| January 10, 2012 |
Strategic American Oil Adds Production in North Point Bolivar Field F8K01102012EX99 Strategic American Oil Adds Production in North Point Bolivar Field Announces Plan to Increase Production to 1,000 Barrels of Oil Equivalent Houston, Texas - Jan 10, 2012 - Strategic American Oil Corporation (OTCBB: SGCA) announced today that it has successfully reworked and increased production from its State Tract 343 No. |
