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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Hamilton Lane Alliance Holdings I Inc - Class A
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 14, 2023 |
SC 13G/A 1 tm233066-30sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A common stock, par value $0.0001 |
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| February 14, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 40749M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| February 10, 2023 |
HLAH / Hamilton Lane Alliance Holdings I, Inc. Class A / ARISTEIA CAPITAL LLC Passive Investment SC 13G/A 1 sc13gahamiltonlanealliance.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 40749M103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Fi |
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| December 28, 2022 |
15-12G 1 tm2233603d11512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 001-39884 HAMILTON LANE ALLIANCE HOLDINGS |
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| December 5, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2022 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-4629508 (State or other jurisdiction of i |
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| December 5, 2022 |
Hamilton Lane Alliance Holdings I, Inc. Announces Liquidation Exhibit 99.1 Hamilton Lane Alliance Holdings I, Inc. Announces Liquidation Conshohocken, PA ? December 5, 2022 ? Hamilton Lane Alliance Holdings I, Inc. (?HLAH I? or the ?Company?) announced today that due to its inability to consummate an initial business combination within the time period required by its Amended and Restated Certificate of Incorporation, as amended (the ?Amended Charter?) the Co |
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| November 10, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 25, 2022 |
ROPES & GRAY LLP 1211 Avenue of the Americas New York, NY 10036-8704 WWW.ROPESGRAY.COM August 25, 2022 BY EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Paul Cline; Jennifer Monick Re: Hamilton Lane Alliance Holdings I, Inc. Form 10-K for the Year Ended December 31, 2021 Filed March 22, 2022 File No. 001-39884 Ladies an |
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| August 11, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 12, 2022 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 22, 2022 |
Promissory Note issued in favor of HL Alliance Holdings Sponsor LLC, dated March 26, 2021 Exhibit 10.6 ? THIS PROMISSORY NOTE (THIS ?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE C |
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| March 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (the ?Shares?) (Title of Class o |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. *) Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 40749M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 40749M103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 Hamilton Lane Alliance Holdings I Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Titles of Class of Securities) 40749M103 (CUSIP Number) January 20, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 27, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Each of the undersigned hereby acknowledges and agrees, in compliance with the provisions of Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, that the Schedule 13G to which this Agreement is attached as an Exhibit, and any amendments thereto, will be filed with the Securities and Exchange Commission jointly on behalf of the und |
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| December 17, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 (November 30, 2021) HAMILTON LANE ALLIANCE HOLDINGS I, INC. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-4629508 (State or ot |
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| October 29, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 26, 2021 |
EXHIBIT 10.1 ? THIS PROMISSORY NOTE (THIS ?NOTE?) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE C |
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| June 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Under the Securities Exchange Act of 1934 (Amendment No. )* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (Title of Class of Securities) 40749M103 (CUSIP Number) June 3, 2021 Date of Event Which Requires Filing of the Statement Check the |
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| June 14, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Class A common stock of Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as amended, on |
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| May 21, 2021 |
Table of Contents ? ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: March 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-Q ? Transition Report on Form 20-F ? Transition Report on Form 11-K For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-39884 HAMILTON LANE A |
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| March 17, 2021 |
Description of Registrant’s Securities Exhibit 4.5 DESCRIPTION OF SECURITIES The following description of the securities of Hamilton Lane Alliance Holdings I, Inc. (the "company," "we" or "us") is a summary and does not purport to be complete. It is subject to and qualified in its entirety by reference to the Company's amended and restated certificate of incorporation, bylaws and the Company's warrant agreement with Continental Stock T |
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| March 4, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 HAMILTON LANE ALLIANCE HOLDINGS I, INC. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-4629508 (State or other jurisdiction of inco |
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| March 4, 2021 |
Exhibit 99.1 Hamilton Lane Alliance Holdings I, Inc. Announces the Separate Trading of its Shares of Class A Common Stock and Redeemable Warrants Commencing March 5, 2021 Bala Cynwyd, PA, March 4, 2021 ? Hamilton Lane Alliance Holdings I, Inc. (Nasdaq: HLAHU) (the ?Company?) announced that, commencing March 5, 2021, holders of the units sold in the Company?s initial public offering of 27,600,000 u |
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| February 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hamilton Lane (Name of Issuer) Common Stock (Title of Class of Securities) 40749M202 (CUSIP Number) January 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| January 25, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2021 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-3019776 (State or oth |
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| January 25, 2021 |
Hamilton Lane Alliance Holdings I, Inc. SC 13G 1 p21-0233sc13g.htm HAMILTON LANE ALLIANCE HOLDINGS I, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Hamilton Lane Alliance Holdings I, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 40749M202** (CUSIP Number) January 15, 2021 (Date of Event Which |
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| January 25, 2021 |
HAMILTON LANE ALLIANCE HOLDINGS I, INC. Exhibit 99.1 HAMILTON LANE ALLIANCE HOLDINGS I, INC. Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of January 15, 2021 F-3 Notes to Financial Statement F-4 Report of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors of Hamilton Lane Alliance Holdings I, Inc. Opinion on the Financial Statement We have audited the accompanying bal |
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| January 22, 2021 |
HAMILTON LANE ALLIANCE HOLDINGS I, INC. Exhibit 99.1 HAMILTON LANE ALLIANCE HOLDINGS I, INC. Report of Independent Registered Public Accounting Firm F-2 Balance Sheet as of January 15, 2021 F-3 Notes to Financial Statement F-4 Report of Independent Registered Public Accounting Firm F-2 HAMILTON LANE ALLIANCE HOLDINGS I, INC. BALANCE SHEET January 15, 2021 Assets: Current assets: Cash $ 2,168,458 Prepaid expenses 1,313,550 Total current |
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| January 22, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2021 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-3019776 (State or other jurisdiction of i |
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| January 19, 2021 |
Exhibit 1.1 Execution Version HAMILTON LANE ALLIANCE HOLDINGS I, INC. 24,000,000 Units UNDERWRITING AGREEMENT January 12, 2021 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. 1585 Broadway New York, New York 10036 Ladies |
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| January 19, 2021 |
Exhibit 10.1 January 15, 2021 Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware cor |
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| January 19, 2021 |
Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of January 15, 2021, is made and entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), HL Alliance Holdings Sponsor LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the signature |
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| January 19, 2021 |
Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hamilton Lane Alliance Holdings I, Inc. January 12, 2021 Hamilton Lane Alliance Holdings I, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hamilton Lane Alliance Holdings I, Inc.” The original certificate of inc |
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| January 19, 2021 |
Exhibit 10.3 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of January 12, 2021, is entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and HL Alliance Holdings Sponsor LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to co |
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| January 19, 2021 |
Exhibit 10.5 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made and entered into as of this 15th day of January, 2021, by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and [ ] (“Indemnitee”). WHEREAS, in light of the litigation costs and risks to directors and officers resulting from their service to companies, and the desi |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2021 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39884 85-3019776 (State or other jurisdiction of i |
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| January 19, 2021 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of January 12, 2021, by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration stateme |
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| January 19, 2021 |
Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of January 15, 2021, is by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent,” also referred to herein as the “Transfer Agent”). WHEREAS, the Compan |
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| January 14, 2021 |
424B4 1 tm2032086-13424b4.htm 424B4 TABLE OF CONTENTS Filed pursuant to Rule 424(b)(4) Registration Nos. 333-251419 and 333-252058 PROSPECTUS $240,000,000 Hamilton Lane Alliance Holdings I, Inc. 24,000,000 Units Hamilton Lane Alliance Holdings I, Inc. is a newly organized blank check company formed for the purpose of effecting a merger, capital stock exchange, asset acquisition, stock purchase, |
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| January 12, 2021 |
8-A12B 1 tm212883d18a12b.htm FORM 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 HAMILTON LANE ALLIANCE HOLDINGS I, INC. (Exact name of registrant as specified in its charter) Delaware 85-3019776 (State or other jurisdiction of incorpo |
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| January 12, 2021 |
As filed with the Securities and Exchange Commission on January 12, 2021 Registration No. |
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| January 8, 2021 |
Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 January 8, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attn: Todd K. Schiffman James Lopez Re: Hamilton Lane Alliance Holdings I, Inc. Registration Statement on Form S-1 Registration File No. |
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| January 8, 2021 |
CORRESP 1 filename1.htm January 8, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE, Mail Stop 3010 Washington, DC 20549 Attention: Todd Schiffman Re: Hamilton Lane Alliance Holdings I, Inc. Registration Statement on Form S-1 File No. 333-251419 Ladies and Gentlemen: Pursuant to Rule 461 of the General Rules and Regulations under the |
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| January 5, 2021 |
ROPES & GRAY LLP 1211 AVENUE OF THE AMERICAS NEW YORK, NY 10036-8704 WWW.ROPESGRAY.COM January 5, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attention: Todd K. Shiffman James Lopez Re: Hamilton Lane Alliance Holdings I, Inc. Registration Statement on Form S-1 Filed December 17 |
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| January 5, 2021 |
TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on January 5, 2021. Registration No. 333-251419 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 6770 85-3019776 |
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| January 5, 2021 |
Form of Amended and Restated Certificate of Incorporation Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hamilton Lane Alliance Holdings I, Inc. [●], 2020 Hamilton Lane Alliance Holdings I, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hamilton Lane Alliance Holdings I, Inc.” The original certificate of incorporat |
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| December 31, 2020 |
Form of Warrant Agreement between Continental Stock Transfer & Trust Company and the Registrant Exhibit 4.4 WARRANT AGREEMENT THIS WARRANT AGREEMENT (this “Agreement”), dated as of [●], 2021, is by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent,” also referred to herein as the “Transfer Agent”). WHEREAS, the Company is en |
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| December 31, 2020 |
Form of Registration Rights Agreement between the Registrant and certain securityholders Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of [●], 2021, is made and entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), HL Alliance Holdings Sponsor LLC, a Delaware limited liability company (the “Sponsor”), and the undersigned parties listed under Holder on the signature page he |
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| December 31, 2020 |
Form of Warrant Purchase Agreement between the Registrant and HL Alliance Holdings Sponsor LLC Exhibit 10.4 WARRANT PURCHASE AGREEMENT THIS WARRANT PURCHASE AGREEMENT (as it may from time to time be amended, this “Agreement”), dated as of [●], 2021, is entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and HL Alliance Holdings Sponsor LLC, a Delaware limited liability company (the “Purchaser”). WHEREAS, the Company intends to consummat |
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| December 31, 2020 |
Exhibit 10.1 [●], 2021 Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 Re: Initial Public Offering Ladies and Gentlemen: This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) to be entered into by and among Hamilton Lane Alliance Holdings I, Inc., a Delaware corporatio |
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| December 31, 2020 |
Form of Underwriting Agreement Exhibit 1.1 HAMILTON LANE ALLIANCE HOLDINGS I, INC. 20,000,000 Units UNDERWRITING AGREEMENT [·], 2021 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC As Representatives of the several Underwriters listed in Schedule 1 hereto c/o J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 c/o Morgan Stanley & Co. 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Hamilton L |
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| December 31, 2020 |
As filed with the U.S. Securities and Exchange Commission on December 31, 2020 Registration No. 333-251419 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 6770 85-3019776 (State or other J |
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| December 31, 2020 |
Form of Indemnification Agreement Exhibit 10.6 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made and entered into as of this [ ] day of [●], 2021, by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and [ ] (“Indemnitee”). WHEREAS, in light of the litigation costs and risks to directors and officers resulting from their service to companies, and the desire of |
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| December 17, 2020 |
Exhibit 3.1 DELAWARE CERTIFICATE OF INCORPORATION OF HAMILTON LANE ALLIANCE HOLDINGS I, INC. 1. Name. The name of the corporation is Hamilton Lane Alliance Holdings I, Inc. (the "Corporation"). 2. Registered Address and Agent. The address of the Corporation's registered office in the State of Delaware is c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808 in the County of |
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| December 17, 2020 |
Consent of Thomas Allingham, Director Nominee Exhibit 99.1 Consent to be Named as a Director Nominee In connection with the filing by Hamilton Lane Alliance Holdings I, Inc. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors o |
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| December 17, 2020 |
Promissory Note issued in favor of HL Alliance Holdings Sponsor LLC, dated September 22, 2020 Exhibit 10.7 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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| December 17, 2020 |
TABLE OF CONTENTS As filed with the U.S. Securities and Exchange Commission on December 17, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Hamilton Lane Alliance Holdings I, Inc. (Exact name of registrant as specified in its charter) Delaware 6770 85-3019776 (State or other |
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| December 17, 2020 |
Exhibit 3.3 BY LAWS OF Hamilton Lane Alliance Holdings I, Inc. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered |
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| December 17, 2020 |
Exhibit 4.1 NUMBER U- UNITS CUSIP [●] SEE REVERSE FOR CERTAIN DEFINITIONS HAMILTON LANE ALLIANCE HOLDINGS I, INC. UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE- THIRD OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of Class A commo |
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| December 17, 2020 |
Consent of Arlene Yocum, Director Nominee Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by Hamilton Lane Alliance Holdings I, Inc. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors o |
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| December 17, 2020 |
Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [●], 2020, by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on F |
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| December 17, 2020 |
Form of Amended and Restated Certificate of Incorporation Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hamilton Lane Alliance Holdings I, Inc. [●], 2020 Hamilton Lane Alliance Holdings I, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hamilton Lane Alliance Holdings I, Inc.” The original certificate of incorporat |
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| December 17, 2020 |
Consent of Holly Flanagan, Director Nominee Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by Hamilton Lane Alliance Holdings I, Inc. of the Registration Statement on Form S-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, pursuant to Rule 438 of the Securities Act, to being named as a nominee to the board of directors o |
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| December 17, 2020 |
Exhibit 10.3 Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 September 22, 2020 HL Alliance Holdings Sponsor LLC One Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 RE: Securities Subscription Agreement Ladies and Gentlemen: We are pleased to accept the offer HL Alliance Holdings Sponsor LLC (the “Subscriber” or “you”) has made to purchase 14,375,000 s |
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| December 17, 2020 |
Specimen Class A Common Stock Certificate Exhibit 4.2 NUMBER SHARES C- CUSIP [●] SEE REVERSE FOR CERTAIN DEFINITIONS HAMILTON LANE ALLIANCE HOLDINGS I, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF HAMILTON LANE ALLIANCE HOLDINGS I, INC. (THE “COMPANY”) transferable on th |
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| November 10, 2020 |
Exhibit 4.1 NUMBER U- UNITS CUSIP [●] SEE REVERSE FOR CERTAIN DEFINITIONS HAMILTON LANE ALLIANCE HOLDINGS I, INC. UNITS CONSISTING OF ONE SHARE OF CLASS A COMMON STOCK AND ONE- THIRD OF ONE REDEEMABLE WARRANT, EACH WHOLE WARRANT ENTITLING THE HOLDER TO PURCHASE ONE SHARE OF CLASS A COMMON STOCK THIS CERTIFIES THAT is the owner of Units. Each Unit (“Unit”) consists of one (1) share of Class A commo |
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| November 10, 2020 |
Exhibit 4.2 NUMBER SHARES C- CUSIP [●] SEE REVERSE FOR CERTAIN DEFINITIONS HAMILTON LANE ALLIANCE HOLDINGS I, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE CLASS A COMMON STOCK This Certifies that is the owner of FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A COMMON STOCK OF HAMILTON LANE ALLIANCE HOLDINGS I, INC. (THE “COMPANY”) transferable on th |
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| November 10, 2020 |
TABLE OF CONTENTS As confidentially submitted to the United States Securities and Exchange Commission on November 10, 2020 as Amendment No. |
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| November 10, 2020 |
INVESTMENT MANAGEMENT TRUST AGREEMENT Exhibit 10.2 INVESTMENT MANAGEMENT TRUST AGREEMENT This Investment Management Trust Agreement (this “Agreement”) is made effective as of [●], 2020, by and between Hamilton Lane Alliance Holdings I, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Trustee”). WHEREAS, the Company’s registration statement on F |
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| November 10, 2020 |
Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF Hamilton Lane Alliance Holdings I, Inc. [●], 2020 Hamilton Lane Alliance Holdings I, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY AS FOLLOWS: 1. The name of the Corporation is “Hamilton Lane Alliance Holdings I, Inc.” The original certificate of incorporat |
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| October 2, 2020 |
DELAWARE CERTIFICATE OF INCORPORATION HAMILTON LANE ALLIANCE HOLDINGS I, INC. Exhibit 3.1 DELAWARE CERTIFICATE OF INCORPORATION OF HAMILTON LANE ALLIANCE HOLDINGS I, INC. 1. Name. The name of the corporation is Hamilton Lane Alliance Holdings I, Inc. (the "Corporation"). 2. Registered Address and Agent. The address of the Corporation's registered office in the State of Delaware is c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808 in the County of |
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| October 2, 2020 |
TABLE OF CONTENTS This is a confidential draft submission to the United States Securities and Exchange Commission on October 2, 2020 under the Securities Act of 1933, as amended. |
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| October 2, 2020 |
Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 Exhibit 10.3 Hamilton Lane Alliance Holdings I, Inc. 1 Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 September 22, 2020 HL Alliance Holdings Sponsor LLC One Presidential Blvd., Floor 4 Bala Cynwyd, PA 19004 RE: Securities Subscription Agreement Ladies and Gentlemen: We are pleased to accept the offer HL Alliance Holdings Sponsor LLC (the “Subscriber” or “you”) has made to purchase 14,375,000 s |
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| October 2, 2020 |
Exhibit 10.7 THIS PROMISSORY NOTE (THIS “NOTE”) HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THIS NOTE HAS BEEN ACQUIRED FOR INVESTMENT ONLY AND MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF REGISTRATION OF THE RESALE THEREOF UNDER THE SECURITIES ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM, SCOPE AND SUBSTANCE TO THE COM |
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| October 2, 2020 |
BY LAWS Hamilton Lane Alliance Holdings I, Inc. (THE “CORPORATION”) ARTICLE I Exhibit 3.3 BY LAWS OF Hamilton Lane Alliance Holdings I, Inc. (THE “CORPORATION”) ARTICLE I OFFICES Section 1.1. Registered Office. The registered office of the Corporation within the State of Delaware shall be located at either (a) the principal place of business of the Corporation in the State of Delaware or (b) the office of the corporation or individual acting as the Corporation’s registered |
