HLI Pengajuan SEC - Houlihan Lokey, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Houlihan Lokey, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 21, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 20, 2025 Houlihan Lokey, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 20, 2025 Houlihan Lokey, Inc.
August 21, 2025	EX-10.1	SECOND AMENDMENT TO CREDIT AGREEMENT, AMENDMENT TO PLEDGE AGREEMENT AND JOINDER AGREEMENT Dated as of August 19, 2025 HOULIHAN LOKEY, INC., as the Borrower, THE GUARANTORS (INCLUDING THE NEW GUARANTOR) PARTY HERETO, BANK OF AMERICA, N.A., as the Admi EX-10.1 Exhibit 10.1 EXECUTION VERSION SECOND AMENDMENT TO CREDIT AGREEMENT, AMENDMENT TO PLEDGE AGREEMENT AND JOINDER AGREEMENT Dated as of August 19, 2025 among HOULIHAN LOKEY, INC., as the Borrower, THE GUARANTORS (INCLUDING THE NEW GUARANTOR) PARTY HERETO, BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer, and THE LENDERS (INCLUDING THE NEW LENDER) PARTY HERETO BOFA SECURIT
August 5, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
July 30, 2025	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2026 Financial Results – First Quarter Fiscal 2026 Revenues of $605 million – – First Quarter Fiscal 2026 Diluted EPS of $1.42 – – Adjusted First Quarter Fiscal 2026 Diluted EPS of $2.14 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2026 Financial Results – First Quarter Fiscal 2026 Revenues of $605 million – – First Quarter Fiscal 2026 Diluted EPS of $1.
July 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 29, 2025 Houlihan Lokey, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 29, 2025 Houlihan Lokey, Inc.
July 25, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
July 25, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 15, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 15, 2025	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (Europe) GmbH Germany Houlihan Lokey Corporation Japan Houlihan Lokey (Europe) Limited England Houlihan Lokey (UK Holdings) Limite
May 8, 2025	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2025 Financial Results – Record Fiscal Year 2025 Revenues of $2.39 billion – – Fiscal Year 2025 Diluted EPS of $5.82 – – Adjusted Fiscal Year 2025 Diluted EPS of $6.29 – – Fourth Quarter Fiscal 20 Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2025 Financial Results – Record Fiscal Year 2025 Revenues of $2.
May 8, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 7, 2025 Houlihan Lokey, Inc.
February 4, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
January 29, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2025 Houlihan Lokey, Inc.
January 29, 2025	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2025 Financial Results – Third Quarter Fiscal 2025 Revenues of $634 million – – Third Quarter Fiscal 2025 Diluted EPS of $1.39 – – Adjusted Third Quarter Fiscal 2025 Diluted EPS of $1.64 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2025 Financial Results – Third Quarter Fiscal 2025 Revenues of $634 million – – Third Quarter Fiscal 2025 Diluted EPS of $1.
December 9, 2024	424B7	715,659 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-273952 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2023) 715,659 Shares Class A Common Stock This prospectus supplement relates to the potential resale from time to time by the selling stockholders identified in this prospectus supplement of some or all of 715,659 shares of our Class A common stock, or the securities
December 9, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2024 Houlihan Lokey, Inc.
December 9, 2024	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables 424B7 (Form Type) Houlihan Lokey, Inc.
November 12, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 12, 2024 Houlihan Lokey, Inc.
November 12, 2024	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables 424B7 (Form Type) Houlihan Lokey, Inc.
November 12, 2024	424B7	5,406 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-273952 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2023) 5,406 Shares Class A Common Stock This prospectus supplement relates to the potential resale from time to time by the selling stockholders identified in this prospectus supplement of some or all of 5,406 shares of our Class A common stock, or the securities. Th
November 5, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
October 31, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2024 Houlihan Lokey, In UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 30, 2024 Houlihan Lokey, Inc.
October 31, 2024	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2025 Financial Results – Second Quarter Fiscal 2025 Revenues of $575 million – – Second Quarter Fiscal 2025 Diluted EPS of $1.37 – – Adjusted Second Quarter Fiscal 2025 Diluted EPS of $1.46 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2025 Financial Results – Second Quarter Fiscal 2025 Revenues of $575 million – – Second Quarter Fiscal 2025 Diluted EPS of $1.
October 28, 2024	EX-10.1	Second Amendment to Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED HOULIHAN LOKEY, INC. 2016 INCENTIVE AWARD PLAN This Second Amendment (“Amendment”) to the Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan, as amended (the “Plan”), is adopted by the Board of Directors (the “Board”) of Houlihan Lokey, Inc., a Delaware corporation (the “Company”), as of October 24, 2024. Capitalized terms used
October 28, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2024 Houlihan Lokey, Inc.
October 25, 2024	8-K/A	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 Houlihan Lokey, Inc.
September 24, 2024	EX-99.1	JOINT FILING AGREEMENT EX-99.1 2 d840249dex991.htm EX-99.1 Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto with respect to the securities of Houlihan Lokey, Inc. (collectively, the “Schedule 13D”), and for the completeness and accurac
September 24, 2024	EX-99.4	POWER OF ATTORNEY SECURITIES ACT AND EXCHANGE ACT FILINGS EX-99.4 3 d840249dex994.htm EX-99.4 Exhibit 99.4 POWER OF ATTORNEY SECURITIES ACT AND EXCHANGE ACT FILINGS The undersigned hereby makes, constitutes and appoints the individuals named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, as the undersigned’s attorneys-in-fact (the “Attorneys-In-Fact
September 24, 2024	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A 1 d840249dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 28)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5
September 23, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 Houlihan Lokey, Inc.
August 23, 2024	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 27)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
August 9, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2024 Houlihan Lokey, Inc.
August 6, 2024	EX-19.1	HOULIHAN LOKEY, INC. POLICY REGARDING THE TRADING OF COMPANY SECURITIES Exhibit 19.1 EXHIBIT A HOULIHAN LOKEY, INC. POLICY REGARDING THE TRADING OF COMPANY SECURITIES This Policy Regarding the Trading of Company Securities (this “Policy”) of Houlihan Lokey, Inc. (the “Company”) consists of seven sections: •Section I provides an overview; •Section II sets forth the policies of the Company prohibiting insider trading of Company securities; •Section III explains insider
August 6, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 1, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
July 31, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 30, 2024 Houlihan Lokey, Inc.
July 31, 2024	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2025 Financial Results – First Quarter Fiscal 2025 Revenues of $514 million – – First Quarter Fiscal 2025 Diluted EPS of $1.30 – – Adjusted First Quarter Fiscal 2025 Diluted EPS of $1.22 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2025 Financial Results – First Quarter Fiscal 2025 Revenues of $514 million – – First Quarter Fiscal 2025 Diluted EPS of $1.
July 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
May 21, 2024	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (Europe) GmbH Germany Houlihan Lokey Corporation Japan Houlihan Lokey (Europe) Limited England Houlihan Lokey (UK Holdings) Limite
May 21, 2024	EX-97	HOULIHAN LOKEY, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Exhibit 97 EXHIBIT A HOULIHAN LOKEY, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION Houlihan Lokey, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined herein are defined in Section 11. 1.Persons Subject to P
May 21, 2024	EX-10.11	HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 1, 2024) Exhibit 10.11 EXHIBIT A HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 1, 2024) Eligible Directors (as defined below) on the board of directors (the “Board”) of Houlihan Lokey, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Director Compensation Program (this “Program”). This Program is effective on April 1, 2024. The cash
May 21, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 9, 2024	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2024 Financial Results – Fiscal Year 2024 Revenues of $1.91 billion – – Fiscal Year 2024 Diluted EPS of $4.11 – – Adjusted Fiscal Year 2024 Diluted EPS of $4.49 – – Fourth Quarter Fiscal 2024 Reve Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2024 Financial Results – Fiscal Year 2024 Revenues of $1.
May 9, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2024 Houlihan Lokey, Inc.
April 30, 2024	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables 424B7 (Form Type) Houlihan Lokey, Inc.
April 30, 2024	424B7	100,960 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-273952 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2023) 100,960 Shares Class A Common Stock This prospectus supplement relates to the potential resale from time to time by the selling stockholders identified in this prospectus supplement of some or all of 100,960 shares of our Class A common stock, or the securities
April 30, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2024 Houlihan Lokey, Inc.
April 3, 2024	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 26)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
March 4, 2024	EX-99.1	Houlihan Lokey Announces Senior Leadership Changes Exhibit 99.1 Houlihan Lokey Announces Senior Leadership Changes Scott Adelson Appointed Chief Executive Officer, to Succeed Scott Beiser After 21 Years Leading Houlihan Lokey LOS ANGELES — March 4, 2024 — Houlihan Lokey, Inc. (NYSE:HLI), the global investment bank, today announced that Scott Beiser will step down as Chief Executive Officer, a role he has held since 2003. Scott Adelson, Co-Presiden
March 4, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Houlihan Lokey, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 Houlihan Lokey, Inc.
February 14, 2024	SC 13G/A	HLI / Houlihan Lokey, Inc. / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Houlihan Lokey Inc (Name of Issuer) Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
February 13, 2024	SC 13G/A	HLI / Houlihan Lokey, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01137-houlihanlokeyincclas.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8)* Name of issuer: Houlihan Lokey, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate b
February 13, 2024	SC 13G/A	HLI / Houlihan Lokey, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC Passive Investment SC 13G/A 1 fp0086862-28sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) Decem
February 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
February 2, 2024	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2024 Financial Results – Third Quarter Fiscal 2024 Revenues of $511 million – – Third Quarter Fiscal 2024 Diluted EPS of $1.04 – – Adjusted Third Quarter Fiscal 2024 Diluted EPS of $1.22 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2024 Financial Results – Third Quarter Fiscal 2024 Revenues of $511 million – – Third Quarter Fiscal 2024 Diluted EPS of $1.
February 2, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2024 Houlihan Lokey, Inc.
December 20, 2023	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities EX-FILING FEES Exhibit 107 EX-FILING FEES Calculation of Filing Fee Tables 424B7 (Form Type) Houlihan Lokey, Inc.
December 20, 2023	424B7	174,335 Shares Class A Common Stock Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-273952 PROSPECTUS SUPPLEMENT (To Prospectus dated August 11, 2023) 174,335 Shares Class A Common Stock This prospectus supplement relates to the potential resale from time to time by the selling stockholders identified in this prospectus supplement of some or all of 174,335 shares of our Class A common stock, or the securities
December 20, 2023	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 20, 2023 Houlihan Lokey, Inc.
November 8, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
October 27, 2023	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2024 Financial Results – Second Quarter Fiscal 2024 Revenues of $467 million – – Second Quarter Fiscal 2024 Diluted EPS of $0.99 – – Adjusted Second Quarter Fiscal 2024 Diluted EPS of $1.11 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2024 Financial Results – Second Quarter Fiscal 2024 Revenues of $467 million – – Second Quarter Fiscal 2024 Diluted EPS of $0.
October 27, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 26, 2023 Houlihan Lokey, Inc.
October 17, 2023	SC 13D/A	HLI / Houlihan Lokey Inc - Class A / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A 1 d555670dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 25)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5
September 22, 2023	EX-3.1	Second Amended and Restated Certificate of Incorporation Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF HOULIHAN LOKEY, INC. Houlihan Lokey, Inc., a corporation organized and existing under and by virtue of the provisions of the General Corporation Law of the State of Delaware, hereby certifies that: FIRST: The present name of the corporation is Houlihan Lokey, Inc. The name under which this corporation was originally incorporat
September 22, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 Houlihan Lokey, Inc.
August 11, 2023	S-3ASR	As filed with the Securities and Exchange Commission on August 11, 2023 S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 11, 2023 Registration No.
August 11, 2023	EX-FILING FEES	Filing Fee Table. EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Houlihan Lokey, Inc.
August 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 2, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
August 1, 2023	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2023 Houlihan Lokey, Inc.
August 1, 2023	EX-3.1	Amended and Restated Bylaws of Houlihan Lokey, Inc., dated July 26, 2023 (incorporated by reference to the Company’s Current Report on Form 8-K filed on August 1, 2023). EX-3.1 Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF HOULIHAN LOKEY, INC. ARTICLE I STOCKHOLDERS Section 1.1 Annual Meetings. An annual meeting of stockholders shall be held for the election of directors and such other proper business properly brought before the meeting in accordance with Section 1.11 of these Bylaws at such date and time as the Board of Directors (the “Board”) of Houlihan Lokey, Inc
July 28, 2023	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2024 Financial Results – First Quarter Fiscal 2024 Revenues of $416 million – – First Quarter Fiscal 2024 Diluted EPS of $0.90 – – Adjusted First Quarter Fiscal 2024 Diluted EPS of $0.89 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2024 Financial Results – First Quarter Fiscal 2024 Revenues of $416 million – – First Quarter Fiscal 2024 Diluted EPS of $0.
July 28, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
July 28, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 27, 2023 Houlihan Lokey, Inc.
July 18, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
May 25, 2023	EX-10.14	Houlihan Lokey, Inc. Executive Officer Transition Program Exhibit 10.14 EXHIBIT B Houlihan Lokey, Inc. Executive Officer Transition Program Eligible Participants: All executive officers of Houlihan Lokey, Inc. who the Board has determined are subject to Section 16 of the Securities Exchange Act of 1934 (“Section 16 Officer”). The current Section 16 Officers are the CEO, Executive Chairman, each Co-President, the CFO, and the General Counsel. Notice: The
May 25, 2023	EX-99.1	HOULIHAN LOKEY, INC. AND SUBSIDIARIES RECONCILIATION OF GAAP TO ADJUSTED FINANCIAL INFORMATION Three Months Ended March 31, Year Ended March 31, (In thousands, except share and per share data) 2023 2022 2023 2022 Revenues $ 444,767 $ 471,166 $ 1,809, EX-99.1 Exhibit 99.1 Houlihan Lokey Reports Certain Revised Financial Information LOS ANGELES and NEW YORK – May 25, 2023 – Houlihan Lokey, Inc. (NYSE: HLI) (“Houlihan Lokey” or the “Company”), the global investment bank, today reported certain revised financial information for the fiscal year and fourth fiscal quarter ended March 31, 2023. On May 9, 2023, Houlihan Lokey announced financial result
May 25, 2023	EX-99.2	HOULIHAN LOKEY, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (In thousands, except share data and par value) March 31, 2023 March 31, 2022 Assets Cash and cash equivalents $ 714,439 $ 833,697 Restricted cash 373 373 Investment securiti EX-99.2 Exhibit 99.2 HOULIHAN LOKEY, INC. AND SUBSIDIARIES CONDENSED CONSOLIDATED BALANCE SHEETS (UNAUDITED) (In thousands, except share data and par value) March 31, 2023 March 31, 2022 Assets Cash and cash equivalents $ 714,439 $ 833,697 Restricted cash 373 373 Investment securities 37,309 109,143 Accounts receivable, net of allowance for credit losses 182,029 144,029 Unbilled work in process, n
May 25, 2023	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
May 25, 2023	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (Europe) GmbH Germany Houlihan Lokey Corporation Japan Houlihan Lokey Advisors, LLC Delaware Houlihan Lokey (UK Holdings) Limited
May 25, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 25, 2023	EX-10.12	HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 26, 2022) Exhibit 10.12 EXHIBIT A HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 26, 2022) Eligible Directors (as defined below) on the board of directors (the “Board”) of Houlihan Lokey, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Director Compensation Program (this “Program”). This Program is effective on April 1, 2022. The cas
May 10, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2023 Houlihan Lokey, Inc.
May 10, 2023	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2023 Financial Results – Fiscal Year 2023 Revenues of $1.81 billion – – Fiscal Year 2023 Diluted EPS of $3.98 – – Adjusted Fiscal Year 2023 Diluted EPS of $4.54 – – Fourth Quarter Fiscal 2023 Reve Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2023 Financial Results – Fiscal Year 2023 Revenues of $1.
March 23, 2023	SC 13D/A	HLI / Houlihan Lokey Inc - Class A / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
February 21, 2023	CORRESP	* * * * CORRESP February 21, 2023 Via EDGAR Transmission Division of Corporation Finance Office of Finance U.
February 14, 2023	SC 13G	HLI / Houlihan Lokey Inc / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Houlihan Lokey Inc (Name of Issuer) Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi
February 14, 2023	SC 13G/A	HLI / Houlihan Lokey Inc / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t
February 9, 2023	SC 13G/A	HLI / Houlihan Lokey Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01102-houlihanlokeyincclas.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7)* Name of issuer: Houlihan Lokey Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate bo
February 7, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
February 1, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2023 Houlihan Lokey, Inc.
February 1, 2023	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2023 Financial Results – Third Quarter Fiscal 2023 Revenues of $456 million – – Third Quarter Fiscal 2023 Diluted EPS of $0.90 – – Adjusted Third Quarter Fiscal 2023 Diluted EPS of $1.14 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2023 Financial Results – Third Quarter Fiscal 2023 Revenues of $456 million – – Third Quarter Fiscal 2023 Diluted EPS of $0.
November 3, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
October 28, 2022	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2023 Financial Results – Second Quarter Fiscal 2023 Revenues of $490 million – – Second Quarter Fiscal 2023 Diluted EPS of $0.87 – – Adjusted Second Quarter Fiscal 2023 Diluted EPS of $1.19 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2023 Financial Results ? Second Quarter Fiscal 2023 Revenues of $490 million ? ? Second Quarter Fiscal 2023 Diluted EPS of $0.
October 28, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 27, 2022 Houlihan Lokey, Inc.
September 27, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 Houlihan Lokey, Inc.
August 5, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 5, 2022	EX-10.2	EXECUTION VERSION CHAR1\1816983v5 FIRST AMENDMENT TO CREDIT AGREEMENT Dated as of August 2, 2022 among HOULIHAN LOKEY, INC., as the Borrower, THE GUARANTORS PARTY HERETO, BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer, and THE EXECUTION VERSION CHAR1\1816983v5 FIRST AMENDMENT TO CREDIT AGREEMENT Dated as of August 2, 2022 among HOULIHAN LOKEY, INC.
August 5, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
July 29, 2022	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2023 Financial Results – First Quarter Fiscal 2023 Revenues of $419 million – – First Quarter Fiscal 2023 Diluted EPS of $1.03 – – Adjusted First Quarter Fiscal 2023 Diluted EPS of $1.10 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2023 Financial Results ? First Quarter Fiscal 2023 Revenues of $419 million ? ? First Quarter Fiscal 2023 Diluted EPS of $1.
July 29, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2022 Houlihan Lokey, Inc.
July 28, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registran UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
June 29, 2022	SC 13D/A	HLI / Houlihan Lokey Inc / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 23)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
May 27, 2022	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (Europe) GmbH Germany Houlihan Lokey Corporation Japan Houlihan Lokey Advisors, LLC Delaware Houlihan Lokey (UK Holdings) Limited
May 27, 2022	EX-10.12	HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 26, 2022) Exhibit 10.12 EXHIBIT A HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 26, 2022) Eligible Directors (as defined below) on the board of directors (the ?Board?) of Houlihan Lokey, Inc. (the ?Company?) shall be eligible to receive cash and equity compensation as set forth in this Director Compensation Program (this ?Program?). This Program is effective on April 1, 2022. The cas
May 27, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 27, 2022	EX-10.14	Houlihan Lokey, Inc. Executive Officer Transition Program Exhibit 10.14 EXHIBIT B Houlihan Lokey, Inc. Executive Officer Transition Program Eligible Participants: All executive officers of Houlihan Lokey, Inc. who the Board has determined are subject to Section 16 of the Securities Exchange Act of 1934 (?Section 16 Officer?). The current Section 16 Officers are the CEO, Executive Chairman, each Co-President, the CFO, and the General Counsel. Notice: The
May 13, 2022	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2022 Financial Results – Record Fiscal Year 2022 Revenues of $2.27 billion – – Fiscal Year 2022 Diluted EPS of $6.41 – – Adjusted Fiscal Year 2022 Diluted EPS of $7.10 – – Fourth Quarter Fiscal 20 Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2022 Financial Results ? Record Fiscal Year 2022 Revenues of $2.
May 13, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2022 Houlihan Lokey, Inc.
April 29, 2022	S-8	As filed with the United States Securities and Exchange Commission on April 28, 2022 As filed with the United States Securities and Exchange Commission on April 28, 2022 Registration No.
April 29, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 EX-FILING FEES Form S-8 (Form Type) Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1)(2) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A Common Stock, $0.001 par value Oth
April 22, 2022	SC 13D/A	HLI / Houlihan Lokey Inc / HL VOTING TRUST - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067 Telephon
February 14, 2022	SC 13G/A	HLI / Houlihan Lokey Inc / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 10, 2022	SC 13G/A	HLI / Houlihan Lokey Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Houlihan Lokey Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 8, 2022	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2022 Financial Results – Third Quarter Fiscal 2022 Revenues of $889 million – – Third Quarter Fiscal 2022 Diluted EPS of $2.54 – – Adjusted Third Quarter Fiscal 2022 Diluted EPS of $2.90 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2022 Financial Results ? Third Quarter Fiscal 2022 Revenues of $889 million ? ? Third Quarter Fiscal 2022 Diluted EPS of $2.
February 8, 2022	EX-10.1	TRANSACTION AGREEMENT Exhibit 10.1 EXECUTION VERSION TRANSACTION AGREEMENT This TRANSACTION AGREEMENT (this ?Agreement?) is made and entered into as of August 3, 2021 (the ?Effective Date?), by and between GCA Corporation, a corporation organized under the laws of Japan (the ?Company?), and Houlihan Lokey, Inc., a corporation organized under the laws of the State of Delaware (?Buyer?). Buyer and Company are also someti
February 8, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
February 8, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 8, 2022 Houlihan Lokey, Inc.
November 5, 2021	EX-10.1	TRANSACTION AGREEMENT Exhibit 10.1 EXECUTION VERSION TRANSACTION AGREEMENT This TRANSACTION AGREEMENT (this ?Agreement?) is made and entered into as of August 3, 2021 (the ?Effective Date?), by and between GCA Corporation, a corporation organized under the laws of Japan (the ?Company?), and Houlihan Lokey, Inc., a corporation organized under the laws of the State of Delaware (?Buyer?). Buyer and Company are also someti
November 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
October 29, 2021	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2022 Financial Results – Second Quarter Fiscal 2022 Revenues of $537 million – – Second Quarter Fiscal 2022 Diluted EPS of $1.65 – – Adjusted Second Quarter Fiscal 2022 Diluted EPS of $1.71 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2022 Financial Results ? Second Quarter Fiscal 2022 Revenues of $537 million ? ? Second Quarter Fiscal 2022 Diluted EPS of $1.
October 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 28, 2021 Houlihan Lokey, Inc.
September 22, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2021 Houlihan Lokey, Inc.
August 10, 2021	SC 13G/A	HLI / Houlihan Lokey Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Houlihan Lokey Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: July 30, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is file
August 5, 2021	EX-10.1	TRANSACTION AGREEMENT Exhibit 10.1 EXECUTION VERSION TRANSACTION AGREEMENT This TRANSACTION AGREEMENT (this ?Agreement?) is made and entered into as of August 3, 2021 (the ?Effective Date?), by and between GCA Corporation, a corporation organized under the laws of Japan (the ?Company?), and Houlihan Lokey, Inc., a corporation organized under the laws of the State of Delaware (?Buyer?). Buyer and Company are also someti
August 5, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 3, 2021	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2022 Financial Results – First Quarter Fiscal 2022 Revenues of $373 million – – First Quarter Fiscal 2022 Diluted EPS of $1.25 – – Adjusted First Quarter Fiscal 2022 Diluted EPS of $1.19 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2022 Financial Results – First Quarter Fiscal 2022 Revenues of $373 million – – First Quarter Fiscal 2022 Diluted EPS of $1.
August 3, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 2, 2021 Houlihan Lokey, Inc.
August 3, 2021	EX-99.1	Houlihan Lokey to Commence a Tender Offer to Acquire GCA Corporation Exhibit 99.1 Houlihan Lokey to Commence a Tender Offer to Acquire GCA Corporation Transaction Valued at approximately $591 million New York ? August 2, 2021?Houlihan Lokey (NYSE:HLI), the global investment bank, and GCA Corporation (?GCA?) (TSE:2174), today announced that they have entered into a definitive agreement, dated as of August 3, 2021 (local time in Tokyo), under which Houlihan Lokey wil
August 3, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 3, 2021 Houlihan Lokey, Inc.
August 3, 2021	EX-99.2	GCA Corporation Overview Founded in 2004, GCA Corporation (“GCA” or the “Company”) is a global technology-focused investment bank providing M&A advisory and capital markets advisory services in Europe, Japan/Asia, and North America. The Company is pu Overview of GCA Corporation Transaction August 2021 Exhibit 99.2 GCA Corporation Overview Founded in 2004, GCA Corporation (?GCA? or the ?Company?) is a global technology-focused investment bank providing M&A advisory and capital markets advisory services in Europe, Japan/Asia, and North America. The Company is publicly traded on the Tokyo Stock Exchange with a market capitalization of approximate
July 28, 2021	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
May 21, 2021	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (Europe) GmbH Germany
May 21, 2021	EX-10.15	HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 8, 2020) Exhibit 10.15 HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 8, 2020) Eligible Directors (as defined below) on the board of directors (the ?Board?) of Houlihan Lokey, Inc. (the ?Company?) shall be eligible to receive cash and equity compensation as set forth in this Director Compensation Program (this ?Program?). This Program is effective on May 8, 2020. The cash and equity
May 21, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 12, 2021	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2021 Financial Results – Record Fiscal Year 2021 Revenues of $1.53 billion – – Fiscal Year 2021 Diluted EPS of $4.55 – – Adjusted Fiscal Year 2021 Diluted EPS of $4.62 – – Fourth Quarter Fiscal 20 Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2021 Financial Results ? Record Fiscal Year 2021 Revenues of $1.
May 12, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2021 Houlihan Lokey, Inc.
February 11, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) (CUSIP Number Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 02)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
February 10, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 4)* Name of issuer: Houlihan Lokey Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is
February 4, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
January 29, 2021	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 28, 2021 Houlihan Lokey, Inc.
January 29, 2021	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2021 Financial Results – Third Quarter Fiscal 2021 Revenues of $538 million – – Third Quarter Fiscal 2021 Diluted EPS of $1.71 – – Adjusted Third Quarter Fiscal 2021 Diluted EPS of $1.77 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2021 Financial Results – Third Quarter Fiscal 2021 Revenues of $538 million – – Third Quarter Fiscal 2021 Diluted EPS of $1.
November 12, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 21)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
November 5, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
November 5, 2020	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 5, 2020 Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37537 95-2770395 (State or Other Jurisdiction of Incorporation) (Commission F
November 5, 2020	EX-99.1	Houlihan Lokey Expands Its Board with Appointments of Pamay Bassey and Cyrus Walker EX-99.1 Exhibit 99.1 Houlihan Lokey Expands Its Board with Appointments of Pamay Bassey and Cyrus Walker NEW YORK—November 5, 2020—Houlihan Lokey, Inc. (NYSE:HLI), the global investment bank, today announced that it has elected Ekpedeme “Pamay” M. Bassey and Cyrus Walker to its board of directors as independent directors. The appointments are effective immediately. Ms. Bassey will serve on the boa
October 30, 2020	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2021 Financial Results – Second Quarter Fiscal 2021 Revenues of $276 million – – Second Quarter Fiscal 2021 Diluted EPS of $0.70 – – Adjusted Second Quarter Fiscal 2021 Diluted EPS of $0.75 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2021 Financial Results – Second Quarter Fiscal 2021 Revenues of $276 million – – Second Quarter Fiscal 2021 Diluted EPS of $0.
October 30, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 29, 2020 Houlihan Lokey, Inc.
September 25, 2020	8-K	Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 Houlihan Lokey, Inc.
August 28, 2020	S-3ASR	- S-3ASR S-3ASR Table of Contents As filed with the Securities and Exchange Commission on August 28, 2020 Registration No.
August 28, 2020	424B7	CALCULATION OF REGISTRATION FEE Title of Each Class Securities to be Registered Amount to be Registered (1) Proposed Maximum Offering Price Per Unit(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(3) Class A Common Stock, $ 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-248471 CALCULATION OF REGISTRATION FEE Title of Each Class Securities to be Registered Amount to be Registered (1) Proposed Maximum Offering Price Per Unit(2) Proposed Maximum Aggregate Offering Price(2) Amount of Registration Fee(3) Class A Common Stock, $0.001 par value per share 241,099 $58.81 $14,179,032.19 $1,840.44
August 28, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 28, 2020 Houlihan Lokey, Inc.
August 27, 2020	DEFA14A	additional Definitive Proxy Soliciting Materials DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
August 4, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 3, 2020	DEFA14A	- DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
July 29, 2020	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2021 Financial Results – First Quarter Fiscal 2021 Revenues of $211 million – – First Quarter Fiscal 2021 Diluted EPS of $0.69 – – Adjusted First Quarter Fiscal 2021 Diluted EPS of $0.56 – – Increased Divid Houlihan Lokey Reports First Quarter Fiscal 2021 Financial Results – First Quarter Fiscal 2021 Revenues of $211 million – – First Quarter Fiscal 2021 Diluted EPS of $0.
July 29, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 28, 2020 Houlihan Lokey, Inc.
July 29, 2020	DEF 14A	Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
July 2, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 30, 2020 Houlihan Lokey, Inc.
June 25, 2020	8-K	Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 23, 2020 Houlihan Lokey, Inc.
May 26, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 20)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
May 20, 2020	424B5	CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Class A common stock, $0.001 p 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-221057 CALCULATION OF REGISTRATION FEE Title of each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Class A common stock, $0.001 par value per share 3,000,000 $63.50 $190,500,000 $24,726.90 (1) T
May 20, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 18, 2020 Houlihan Lokey, Inc.
May 20, 2020	EX-1.1	Underwriting Agreement, dated May 18, 2020, by and between Houlihan Lokey, Inc. and Goldman Sachs & Co. LLC, as the underwriter. EX-1.1 Exhibit 1.1 EXECUTION VERSION HOULIHAN LOKEY, INC. (a Delaware corporation) 3,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: May 18, 2020 HOULIHAN LOKEY, INC. (a Delaware corporation) 3,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT May 18, 2020 Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 Ladies and Gentlemen: Houlihan Lokey, Inc., a Delaw
May 18, 2020	FWP	Houlihan Lokey Announces Offering of HLI Class A Common Stock FWP Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No.
May 15, 2020	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 15, 2020	EX-99.1	MATERIAL UNITED STATES FEDERAL INCOME TAX CONSIDERATIONS FOR NON-UNITED STATES HOLDERS OF CLASS A COMMON STOCK Exhibit 99.1 The following discussion supersedes and replaces, in its entirety, the discussion under the heading “Material United States Federal Income Tax Considerations for Non-United States Holders of Class A Common Stock” in the prospectus dated October 20, 2017, which is a part of Houlihan Lokey, Inc.’s Registration Statement on Form S-3 (File No. 333-221057) filed with the Securities and Exc
May 15, 2020	EX-4.1	Exhibit 4.1 Exhibit 4.1 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a brief description of the common stock, par value $0.001 per share ("Common Stock"), of Houlihan Lokey, Inc. (the "Company") registered pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This description of the te
May 15, 2020	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England
May 13, 2020	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2020 Financial Results – Record Fiscal Year 2020 Revenues of $1,159 million – – Fiscal Year 2020 Diluted EPS of $2.80 – – Adjusted Fiscal Year 2020 Diluted EPS of $3.20 – – Fourth Quarter Fiscal 2 Houlihan Lokey Reports Fiscal Year and Fourth Quarter 2020 Financial Results – Record Fiscal Year 2020 Revenues of $1,159 million – – Fiscal Year 2020 Diluted EPS of $2.
May 13, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2020 Houlihan Lokey, Inc.
April 10, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
March 20, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 18)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
February 14, 2020	SC 13G/A	HLI / Houlihan Lokey, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur
February 14, 2020	SC 13G/A	HLI / Houlihan Lokey, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #2 Under the Securities and Exchange Act of 1934 Houlihan Lokey, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
February 14, 2020	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2020 in connection with their beneficial ownership of Houlihan Lokey, Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and
February 14, 2020	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 12, 2020	SC 13G/A	HLI / Houlihan Lokey, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Houlihan Lokey Inc Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒
February 11, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 17)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
February 6, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
February 4, 2020	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2020 Financial Results – Third Quarter Fiscal 2020 Revenues of $334 million – – Third Quarter Fiscal 2020 Diluted EPS of $0.75 – – Adjusted Third Quarter Fiscal 2020 Diluted EPS of $0.88 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2020 Financial Results – Third Quarter Fiscal 2020 Revenues of $334 million – – Third Quarter Fiscal 2020 Diluted EPS of $0.
February 4, 2020	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 3, 2020 Houlihan Lokey, Inc.
January 9, 2020	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 16)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
November 18, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2019 Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37537 95-2770395 (State or Other Jurisdiction of Incorporation) (Commission
November 12, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 15)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
November 1, 2019	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, In
October 25, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2019 Houlihan Lokey, Inc.
October 25, 2019	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2020 Financial Results – Second Quarter Fiscal 2020 Revenues of $273 million – – Second Quarter Fiscal 2020 Diluted EPS of $0.50 – – Adjusted Second Quarter Fiscal 2020 Diluted EPS of $0.70 – – Announces D Houlihan Lokey Reports Second Quarter Fiscal 2020 Financial Results – Second Quarter Fiscal 2020 Revenues of $273 million – – Second Quarter Fiscal 2020 Diluted EPS of $0.
October 10, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
September 26, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2019 Houlihan Lokey, Inc.
August 26, 2019	EX-10.1	Credit Agreement, dated as of August 23, 2019, by and among Houlihan Lokey, Inc., certain domestic subsidiaries of the borrower party thereto as guarantors, Bank of America, N.A., as the administrative agent and the L/C issuer, the lenders party thereto. EX-10.1 Exhibit 10.1 EXECUTION VERSION CREDIT AGREEMENT Dated as of August 23, 2019 among HOULIHAN LOKEY, INC., as the Borrower, CERTAIN DOMESTIC SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, BANK OF AMERICA, N.A., as the Administrative Agent and the L/C Issuer and THE LENDERS PARTY HERETO BOFA SECURITIES, INC., as Sole Lead Arranger and Sole Bookrunner TABLE OF CONTENTS Page ARTIC
August 26, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 23, 2019 Houlihan Lokey, Inc.
August 16, 2019	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 15, 2019 Houlihan Lokey, Inc.
August 16, 2019	EX-10.1	Letter Amendment, dated August 15, 2019, by and between Houlihan Lokey, Inc., Houlihan Lokey Financial Advisors, Inc. and Bank of America, N.A.. EX-10.1 Exhibit 10.1 EXECUTION VERSION August 15, 2019 Houlihan Lokey, Inc. 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067 Re: Credit Agreement, dated as of August 18, 2015 (as amended, modified, extended, restated, replaced, or supplemented from time to time, the “Credit Agreement”), among Houlihan Lokey, Inc., a Delaware corporation (the “Borrower”), the Guarantors party thereto, and
August 14, 2019	DEFA14A	HLI / Houlihan Lokey, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
August 7, 2019	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (E
August 7, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
August 6, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 16)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
August 1, 2019	DEFA14A	HLI / Houlihan Lokey, Inc. DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
August 1, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 29, 2019 Houlihan Lokey, Inc.
August 1, 2019	EX-1.1	Underwriting Agreement, dated July 29, 2019, by and between Houlihan Lokey, Inc., ORIX HLHZ LLC and J.P. Morgan Securities LLC, as the underwriter. EX-1.1 Exhibit 1.1 Execution Version HOULIHAN LOKEY, INC. (a Delaware corporation) 3,377,935 Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: July 29, 2019 HOULIHAN LOKEY, INC. (a Delaware corporation) 3,377,935 Shares of Class A Common Stock UNDERWRITING AGREEMENT July 29, 2019 J.P. Morgan Securities LLC 383 Madison Avenue New York, New York 10179 Ladies and Gentlemen: Houlihan Lokey,
July 31, 2019	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(1) Class A Common Stock, $0.00 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-221057 CALCULATION OF REGISTRATION FEE Title of Each Class Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit(1) Proposed Maximum Aggregate Offering Price(1) Amount of Registration Fee(1) Class A Common Stock, $0.001 par value per share 3,377,935 $43.53 $147,041,510.55 $17,821.43
July 29, 2019	424B7	SUBJECT TO COMPLETION, DATED JULY 29, 2019 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-221057 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement filed with the Securities and Exchange Commission related to the securities has been declared effective. This preliminary prospectus supplement is not an offer to sell these securities and we and
July 26, 2019	DEF 14A	Definitive Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
July 25, 2019	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2020 Financial Results – First Quarter Fiscal 2020 Revenues of $250 million – – First Quarter Fiscal 2020 Diluted EPS of $0.65 – – Adjusted First Quarter Fiscal 2020 Diluted EPS of $0.67 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2020 Financial Results – First Quarter Fiscal 2020 Revenues of $250 million – – First Quarter Fiscal 2020 Diluted EPS of $0.
July 25, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 25, 2019 Houlihan Lokey, Inc.
July 3, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 15)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
July 2, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 2, 2019 Houlihan Lokey, Inc.
June 6, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
May 30, 2019	8-K	Financial Statements and Exhibits, Other Events 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 28, 2019 Houlihan Lokey, Inc.
May 30, 2019	EX-1.1	Underwriting Agreement, dated May 28, 2019, by and between Houlihan Lokey, Inc., ORIX HLHZ LLC and Goldman Sachs & Co. LLC, as the underwriter. EX-1.1 Exhibit 1.1 Execution Version HOULIHAN LOKEY, INC. (a Delaware corporation) 3,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT Dated: May 28, 2019 HOULIHAN LOKEY, INC. (a Delaware corporation) 3,000,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT May 28, 2019 Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 Ladies and Gentlemen: Houlihan Lokey, Inc., a
May 30, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 14)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
May 29, 2019	424B5	CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A Common Stock, $0.001 par 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-221057 CALCULATION OF REGISTRATION FEE Title of Each Class of Securities to be Registered Amount to be Registered Proposed Maximum Offering Price Per Unit Proposed Maximum Aggregate Offering Price Amount of Registration Fee Class A Common Stock, $0.001 par value per share 3,000,000 $45.80 $137,400,000 $16,652.88(1) (1) T
May 28, 2019	424B7	SUBJECT TO COMPLETION, DATED MAY 28, 2019 424B7 Table of Contents Filed Pursuant to Rule 424(b)(7) Registration No. 333-221057 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement filed with the Securities and Exchange Commission related to the securities has been declared effective. This preliminary prospectus supplement is not an offer to sell these securities and we and
May 24, 2019	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc. (Exact
May 24, 2019	EX-21.1	Subsidiaries of Registrant Exhibit 21.1 Subsidiaries of Registrant Legal Name Jurisdiction of Incorporation Houlihan Lokey Capital (Holdings) Limited England Houlihan Lokey Capital, Inc. California Houlihan Lokey Financial Advisors, Inc. California Houlihan Lokey EMEA, LLP England Houlihan Lokey (China) Limited Hong Kong
May 8, 2019	EX-99.1	Houlihan Lokey Reports Fiscal Year and Fourth Quarter Fiscal 2019 Financial Results – Record Fiscal Year 2019 Revenues of $1,084 million – – Fiscal Year 2019 Diluted EPS of $2.42 – – Adjusted Fiscal Year 2019 Diluted EPS of $2.87 – – Fourth Quarter F Houlihan Lokey Reports Fiscal Year and Fourth Quarter Fiscal 2019 Financial Results – Record Fiscal Year 2019 Revenues of $1,084 million – – Fiscal Year 2019 Diluted EPS of $2.
May 8, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2019 Houlihan Lokey, Inc.
February 25, 2019	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
February 20, 2019	10-K/A	HLI / Houlihan Lokey, Inc. 10-K/A (Annual Report) 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
February 14, 2019	EX-99.I	to Schedule 13G EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Investment Adviser – Columbia Management Investment Advisers, LLC is an investment adviser registered under section 203 of the Investment Advisers Act of 1940.
February 14, 2019	EX-99.II	to Schedule 13G Joint Filing Agreement EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated February 14, 2019 in connection with their beneficial ownership of Houlihan Lokey Inc. Columbia Management Investment Advisers, LLC authorizes Ameriprise Financial, Inc. to execute the Schedule 13G to which this Exhibit is attached and
February 14, 2019	SC 13G/A	HLI / Houlihan Lokey, Inc. / AMERIPRISE FINANCIAL INC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Amendment #1 Under the Securities and Exchange Act of 1934 Houlihan Lokey Inc (Name of Issuer) Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is
February 13, 2019	SC 13G	HLI / Houlihan Lokey, Inc. / KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* HOULIHAN LOKEY, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 441593100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 12, 2019	SC 13G/A	HLI / Houlihan Lokey, Inc. / VANGUARD GROUP INC Passive Investment houlihanlokeyinc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2 )* Name of issuer: Houlihan Lokey Inc Title of Class of Securities: Common Stock CUSIP Number: 441593100 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box
February 5, 2019	10-Q	HLI / Houlihan Lokey, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, I
January 29, 2019	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 29, 2019 Houlihan Lokey, Inc.
January 29, 2019	EX-99.1	Houlihan Lokey Reports Third Quarter Fiscal 2019 Financial Results – Third Quarter Fiscal 2019 Revenues of $298 million – – Third Quarter Fiscal 2019 Diluted EPS of $0.67 – – Adjusted Third Quarter Fiscal 2019 Diluted EPS of $0.77 – – Announces Divid Houlihan Lokey Reports Third Quarter Fiscal 2019 Financial Results – Third Quarter Fiscal 2019 Revenues of $298 million – – Third Quarter Fiscal 2019 Diluted EPS of $0.
November 6, 2018	10-Q	HLI / Houlihan Lokey, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey,
October 31, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or
October 31, 2018	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
October 25, 2018	EX-99.1	Houlihan Lokey Reports Second Quarter Fiscal 2019 Financial Results – Record Second Quarter Fiscal 2019 Revenues of $275 million – – Second Quarter Fiscal 2019 Diluted EPS of $0.61 – – Adjusted Second Quarter Fiscal 2019 Diluted EPS of $0.70 – – Anno Houlihan Lokey Reports Second Quarter Fiscal 2019 Financial Results – Record Second Quarter Fiscal 2019 Revenues of $275 million – – Second Quarter Fiscal 2019 Diluted EPS of $0.
October 25, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 25, 2018 Houlihan Lokey, Inc.
October 19, 2018	EX-9.1	Amendment No. 2 to the Voting Trust Agreement, dated as of October 18, 2018, by and among the Company and the Trustees. EX-9.1 Exhibit 9.1 AMENDMENT NO. 2 TO VOTING TRUST AGREEMENT THIS AMENDMENT NO. 2 (this “Amendment”), dated as of October 18, 2018, to the Voting Trust Agreement, is made by and among Houlihan Lokey, Inc., a Delaware corporation (the “Company”), and the Trustees (as defined in the Voting Trust Agreement). All capitalized terms not otherwise defined herein shall have the meaning ascribed to them in
October 19, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 18, 2018 Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37537 95-2770395 (State or Other Jurisdiction of Incorporation) (Commissi
October 19, 2018	8-K/A	Submission of Matters to a Vote of Security Holders 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 20, 2018 Houlihan Lokey, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-37537 95-2770395 (State or Other Jurisdiction of Incorporation) (Co
September 24, 2018	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 20, 2018 Houlihan Lokey, Inc. (Exact name of registrant as specified in its charter) Delaware 001-37537 95-2770395 (State or other jurisdiction of incorporation) (Commission
August 31, 2018	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
August 21, 2018	DEFA14A	HLI / Houlihan Lokey, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
August 21, 2018	SC 13D/A	HLI / Houlihan Lokey, Inc. / HL VOTING TRUST - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Houlihan Lokey, Inc. (Name of Issuer) Class A common stock, par value $0.001 per share (Title of Class of Securities) 441593100 (CUSIP Number) Christopher M. Crain, Esq. General Counsel 10250 Constellation Blvd., 5th Floor Los Angeles, CA 90067
August 21, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or
August 9, 2018	EX-10.1	HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 4, 2018) HOULIHAN LOKEY, INC. DIRECTOR COMPENSATION PROGRAM (Revised as of May 4, 2018) Eligible Directors (as defined below) on the board of directors (the “Board”) of Houlihan Lokey, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Director Compensation Program (this “Program”). This Program is an amendment and restatement of the Company’s Director Compe
August 9, 2018	10-Q	HLI / Houlihan Lokey, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-37537 Houlihan Lokey, Inc.
August 3, 2018	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
July 27, 2018	DEFA14A	HLI / Houlihan Lokey, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin
July 27, 2018	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin
July 26, 2018	EX-99.1	Houlihan Lokey Reports First Quarter Fiscal 2019 Financial Results – First Quarter Fiscal 2019 Revenues of $220 million – – First Quarter Fiscal 2019 Diluted EPS of $0.45 – – Adjusted First Quarter Fiscal 2019 Diluted EPS of $0.55 – – Announces Divid Houlihan Lokey Reports First Quarter Fiscal 2019 Financial Results – First Quarter Fiscal 2019 Revenues of $220 million – – First Quarter Fiscal 2019 Diluted EPS of $0.
July 26, 2018	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 26, 2018 Houlihan Lokey, Inc.
July 17, 2018	SC 13D/A	HLI / Houlihan Lokey, Inc. / ORIX HLHZ Holding LLC - FORM SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 204.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 10)* Houlihan Lokey, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 4415
June 6, 2018	EX-99.1	JOINT FILING AGREEMENT EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or

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