Mga Batayang Estadistika
LEI | 529900AJAGNXN11U0793 |
CIK | 1040792 |
SEC Filings
SEC Filings (Chronological Order)
February 8, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L309 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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February 9, 2021 |
Helios and Matheson Analytics Inc. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L309 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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February 6, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L309 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 HELIOS AND MATHESON ANALYTICS INC. |
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September 24, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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September 17, 2019 |
Exhibit 99.1 September 16, 2019 To the Board of Directors of Helios and Matheson Analytics, Inc. Gentlemen, It has been my pleasure to serve as Chairman and CEO of Helios and Matheson for the past three plus years. I am proud of the way we built MoviePass into the largest movie subscription company in the country, transforming the movie theatrical industry in the process. I must advise, however, t |
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September 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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September 13, 2019 |
Board of Directors of Helios and Matheson Analytics Inc. Forms Strategic Review Committee Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Stephanie Goldman/Mark Havenner The Pollack PR Marketing Group (310) 556-4443 [email protected]/[email protected] Board of Directors of Helios and Matheson Analytics Inc. Forms Strategic Review Committee NEW YORK- September 13, 2019 – Helios and Matheson Analytics Inc. (the “Company” or “HMNY”) today announced that its board of directors has for |
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September 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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September 13, 2019 |
Exhibit 99.2 Dear MoviePass™ Subscribers, Over the past several months, MoviePass™ worked hard to relaunch its groundbreaking subscription service and recapitalize the company. While we were able to relaunch the service for some of our subscribers with an improved technology platform, our efforts to recapitalize the company have not been successful to date. As a result, it pains us to inform you t |
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August 16, 2019 |
HMNY / Helios and Matheson Analytics Inc. NT 10-Q - - NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 000-22945 CUSIP Number: 42327L200 (Check One) ☐ Form 10-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report |
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July 10, 2019 |
Form of Waiver Agreement by and between the Company and the investor signatory thereto Exhibit 10.1 EXECUTION COPY WAIVER AGREEMENT This Waiver Agreement (this “Agreement”) is entered into as of the 9th day of July, 2019, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and the investor signatory hereto (the “Holder”), with reference to the following fact |
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July 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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June 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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June 19, 2019 |
Form of Indemnification Agreement by and between the Company and Robert Damon. Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made as of the 12th day of June, 2019, by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Corporation”), and Robert Damon (“Indemnitee”), a director and/or officer of the Corporation. RECITALS A. It is essential to the Corporation to retain the directors and/or officers of the C |
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June 14, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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May 31, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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May 22, 2019 |
HMNY / Helios and Matheson Analytics Inc. DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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May 22, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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May 14, 2019 |
HMNY / Helios and Matheson Analytics Inc. NT 10-Q NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 000-22945 CUSIP Number: 42327L200 (Check One) ☐ Form 10-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Repor |
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May 1, 2019 |
HMNY / Helios and Matheson Analytics Inc. DEF 14A DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, For Use of |
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May 1, 2019 |
Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of April 30, 2019, is entered into by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and the party identified as “Holder” on the signature page hereto (the “Holder”). WHEREAS, pursuant to that certain Securities Purchase Agreement, dated as of March 25, |
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May 1, 2019 |
Exhibit 4.1 Original Issue Date: April , 2019 (exchanged for Series F-2 Warrants) $700,000 12% DEBENTURE Due November 1, 2020 THIS 12% DEBENTURE is one of a series of duly authorized and validly issued 12% Debentures of Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), having its principal place of business at Empire State Building 350 5th Ave., Suite 7520 New York, NY 10 |
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May 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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May 1, 2019 |
Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the “Agreement”), dated as of April 30, 2019, is entered into by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and the party identified as “Holder” on the signature page hereto (the “Holder”). WHEREAS, pursuant to that certain Securities Purchase Agreement, dated as of March 25, |
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May 1, 2019 |
Exhibit 4.1 Original Issue Date: April , 2019 (exchanged for Series F-2 Warrants) $700,000 12% DEBENTURE Due November 1, 2020 THIS 12% DEBENTURE is one of a series of duly authorized and validly issued 12% Debentures of Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), having its principal place of business at Empire State Building 350 5th Ave., Suite 7520 New York, NY 10 |
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May 1, 2019 |
HMNY / Helios and Matheson Analytics Inc. DEFA14A CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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April 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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April 12, 2019 |
HMNY / Helios and Matheson Analytics Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of |
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April 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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March 26, 2019 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated July 5, 2018 Registration No. |
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March 26, 2019 |
MoviePass™ and MoviePass Films Parent Company Raises $6 Million in New Round of Financing Exhibit 99.1 MoviePass™ and MoviePass Films Parent Company Raises $6 Million in New Round of Financing NEW YORK, March 26, 2019 – MoviePass™ and MoviePass Films’ parent company, Helios and Matheson Analytics Inc. (OTC: HMNY) (“Helios”), today announced it has raised a $6 million new round of financing. Helios plans to use the net proceeds of the financing to accelerate MoviePass’ product developme |
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March 26, 2019 |
Form of Series F-1 Warrant and Series F-2 Warrant Exhibit 4.1 SERIES F-[1][2] PREFERRED STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: March 25, 2019 Initial Exercise Date: [March 25, 2019] [The date that Shareholder Approval is obtained and deemed effective] THIS SERIES F-[1][2] PREFERRED STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, u |
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March 26, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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March 26, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of March 25, 2019, between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and |
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March 26, 2019 |
Form of Placement Agent Warrant Exhibit 4.2 PLACEMENT AGENT PREFERRED STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: March 25, 2019 Initial Exercise Date: The date that Shareholder Approval is obtained and deemed effective THIS PLACEMENT AGENT PREFERRED STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and s |
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March 26, 2019 |
Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES B PREFERRED STOCK OF helios and matheson analytics inc. (Pursuant to Section 151 of the General Corporation Law of the State of Delaware) Helios and Matheson Analytics Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (hereinafter, the “Corporation”), hereby certifies that the following resolution |
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March 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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March 19, 2019 |
HMNY / Helios and Matheson Analytics Inc. AMENDMENT NO. 1 TO FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended: September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22 |
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March 18, 2019 |
HMNY / Helios and Matheson Analytics Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number: 000-22945 CUSIP Number: 42327L200 (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tran |
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March 15, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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March 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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March 9, 2019 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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February 14, 2019 |
HMNY / Helios and Matheson Analytics Inc. / Calc Iii Lp - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 19341 (Amendment No. |
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February 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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February 12, 2019 |
HMNY / Helios and Matheson Analytics Inc. / Verizon Communications Inc - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L309 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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February 7, 2019 |
8-K 1 f8k020119heliosandmathe.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2019 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (Sta |
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February 7, 2019 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF MoviePass Films LLC Dated as of February 1, 2019 TABLE OF CONTENTS Article I DEFINITIONS 2 1.1 Defined Terms 2 1.2 Interpretation 11 Article II ORGANIZATIONAL MATTERS 12 2.1 Formation 12 2.2 Name and Offices 12 2.3 Purposes 12 2.4 Term 12 2.5 Fiscal Year 12 2.6 Tax Classification 12 2.7 State-Law Partnership |
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January 31, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L309 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the r |
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January 30, 2019 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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January 25, 2019 |
HMNY / Helios and Matheson Analytics Inc. / ARMISTICE CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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January 18, 2019 |
HMNY / Helios and Matheson Analytics Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of |
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January 17, 2019 |
HMNY / Helios and Matheson Analytics Inc. / Deng Yunxi Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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January 16, 2019 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 15, 2019, between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms a |
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January 16, 2019 |
Exhibit 4.2 SERIES D COMMON STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: January 16, 2019 Initial Exercise Date: July 16, 2019 THIS SERIES D COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set |
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January 16, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2019 HELIOS AND MATHESON ANALYTICS INC. |
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January 16, 2019 |
Exhibit 4.3 SERIES E COMMON STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: January 16, 2019 Initial Exercise Date: July 16, 2019 THIS SERIES E COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set |
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January 16, 2019 |
Form of Placement Agent Warrant Exhibit 4.4 PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: January 16, 2019 Initial Exercise Date: July 16, 2019 THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions he |
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January 16, 2019 |
Exhibit 99.1 Helios and Matheson Analytics Inc. Announces $5.4 Million Registered Direct Offering Priced At-the-Market New York, NY – (January 16, 2019) - Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“Helios”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc., today announced that it has entered into definitive agreements with certain institutio |
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January 16, 2019 |
Exhibit 4.1 SERIES C COMMON STOCK PURCHASE WARRANT Helios and Matheson Analytics Inc. Warrant Shares: Issue Date: January 16, 2019 Initial Exercise Date: July 16, 2019 THIS SERIES C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set |
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January 16, 2019 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated July 5, 2018 Registration No. |
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December 31, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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December 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 19, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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December 18, 2018 |
Form of Series B Senior Note issued by the Company to the Holders Exhibit 4.1 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPINION |
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December 18, 2018 |
Exhibit 10.1 FORM OF DECEMBER 2018 AMENDMENT AND EXCHANGE AGREEMENT This Amendment and Exchange Agreement (the “Agreement”) is entered into as of the day of December, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Holder”), |
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December 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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December 10, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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November 15, 2018 |
HMNY / Helios and Matheson Analytics Inc. NOTIFICATION OF LATE FILING hmny20170515nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 000-22945 CUSIP Number: 42327L200 (Check One) ☐ Form 10-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Fo |
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November 15, 2018 |
HMNY / Helios and Matheson Analytics Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended: September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22945 HELIOS AND MATHE |
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November 13, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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October 31, 2018 |
HMNY / Helios and Matheson Analytics Inc. ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS DEFA14A 1 defa14a103118helios.htm ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ |
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October 24, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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October 18, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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October 16, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 defa14a1018heliosandmath.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the ap |
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October 15, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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October 15, 2018 |
8-K 1 f8k101518heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 ( |
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October 15, 2018 |
Exhibit 99.1 HMNY Contact: The Pollack PR Marketing Group Stephanie Goldman/Mark Havenner, 310-556-4443 [email protected] / [email protected] Leading Independent Proxy Advisory Firms ISS and Glass Lewis Recommend Helios and Matheson Analytics Inc. Stockholders Vote “FOR” the Proposed Reverse Stock Split and Related Proposal NEW YORK, October 15, 2018 –– Helios and Matheson Analytics Inc. |
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October 4, 2018 |
Exhibit 10.1 OCTOBER 2018 AMENDMENT AND EXCHANGE AGREEMENT This Amendment and Exchange Agreement (the “Agreement”) is entered into as of the 4th day of October, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Holder”), with |
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October 4, 2018 |
8-K 1 f8k100318heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (S |
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October 4, 2018 |
Exhibit 4.1 [FORM OF SENIOR NOTE] THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMEN |
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September 26, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 def14a0918heliosandmath.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropri |
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September 17, 2018 |
HMNY / Helios and Matheson Analytics Inc. PRELIMINARY PROXY STATEMENT PRE 14A 1 pre14a0918heliosandmath.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropr |
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September 12, 2018 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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August 30, 2018 |
8-K 1 f8k082518heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (S |
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August 30, 2018 |
Carl J. Schramm Resignation Letter, dated August 25, 2018. Exhibit 17.1 CARL J. SCHRAMM POST OFFICE BOX 531 BROOKLANDVILLE, MARYLAND 21022 August 25, 2018 Mr. Theodore Farnsworth Chief Executive Officer and Chairman of the Board of Directors Helios and Matheson Analytics, Inc. Empire State Building 350 Fifth Avenue, Suite 7520 New York, New York 10118 Via electronic transmission to [EMAIL ADDRESS] and by Federal Express Dear Ted: As you know, for several |
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August 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, $0.01 Par Value Per Share (Title of Class of Securities) 42327L309 (CUSIP Number) Apex Trading Group.Inc Room 1816,Zhonghuan International business building and Finance Counsel No.105,zhongshan north road,gu |
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August 14, 2018 |
Exhibit 10.2 CONFIDENTIAL REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 4, 2018, by and between Oath Inc., a Delaware corporation (“Seller”) and Helios and Matheson Analytics Inc., a Delaware corporation (“Buyer”). WHEREAS: A. Pursuant to that certain Asset Purchase Agreement, dated as of April 4, 2018 (the “Asset Purchase Agreement”), by an |
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August 14, 2018 |
HMNY / Helios and Matheson Analytics Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended: June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22945 HELIOS AND MATHESON A |
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August 14, 2018 |
HMNY / Helios and Matheson Analytics Inc. / Deng Yunxi Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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August 14, 2018 |
Exhibit 10.3 CONFIDENTIAL LOCK-UP AGREEMENT THIS LOCK-UP AGREEMENT (this “Agreement”) is made as of April 4, 2018 by and between Oath Inc., a Delaware corporation (“Seller”) and Helios and Matheson Analytics Inc., a Delaware corporation (“Buyer”). Capitalized terms used but not defined herein have the respective meanings ascribed to them in the Asset Purchase Agreement (as defined below). Seller a |
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August 14, 2018 |
Exhibit 10.4 THIS WARRANT AND THE SHARES PURCHASABLE HEREUNDER HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR QUALIFICATION OR AN EXEMPTION THEREFROM UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS. |
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August 14, 2018 |
Exhibit 10.5 EXECUTION COPY HELIOS AND MATHESON ANALYTICS INC. $150,000,000 equity distribution AGREEMENT April 18, 2018 Canaccord Genuity LLC 99 High Street, Suite 1200 Boston, Massachusetts 02110 Ladies and Gentlemen: Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Canaccord Genuity LLC (“Canaccord”), as of the date first |
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August 14, 2018 |
Exhibit 10.1 CONFIDENTIAL EXECUTION VERSION ASSET PURCHASE AGREEMENT by and between OATH INC., as Seller, and HELIOS AND MATHESON ANALYTICS INC., as Buyer Dated as of April 4, 2018 1. PURCHASE AND SALE OF THE BUSINESS 1 1.1 Purchase and Sale of Assets 1 1.2 Excluded Assets 2 1.3 Closing Consideration 3 1.4 Assumed Liabilities 3 1.5 Excluded Liabilities 4 1.6 Non-Assignable Assets 5 1.7 Conveyance |
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August 1, 2018 |
EX-99.1 2 f8k073118bex99-1helios.htm PRESS RELEASE DATED AUGUST 1, 2018 Exhibit 99.1 MoviePass Leverages its Power at the Box Office Contributing Significantly to a Record-Setting Domestic Box Office for the First Half of 2018 Strong Partner to Distributors, Studios, and Brands, MoviePass Boosts Revenue & Deals NEW YORK, NY – August 1, 2018 – MoviePass™, the nation’s premier movie theater subscrip |
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August 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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August 1, 2018 |
8-K 1 f8k073118aheliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (St |
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July 31, 2018 |
Exhibit 99.1 MoviePass Accelerates Plan For Profitability New Cost-Reduction and Subscription Revenue Increase Measures Have Been Implemented, Currently Cutting the Monthly Burn by 60% NEW YORK— (July 31, 2018) — MoviePass™, the nation’s premier movie theater subscription service and a majority-owned subsidiary of Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“Helios”), today announced the im |
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July 31, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 27, 2018 |
Exhibit 4.1 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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July 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 25, 2018 |
Exhibit 99.1 Helios and Matheson Analytics Inc. Announces 1-for-250 Reverse Stock Split Shares of Common Stock Will Begin Trading on Split-Adjusted Basis on July 25, 2018 NEW YORK-(July 24, 2018)-Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY” or the “Company”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s pre |
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July 25, 2018 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 25, 2018 |
Exhibit 3.1 Certificate of Amendment of Certificate of Incorporation of Helios and Matheson Analytics Inc. Under Section 242 of the Delaware General Corporation Law Helios and Matheson Analytics Inc., a corporation organized and existing under the laws of the state of Delaware (the “Corporation”), hereby certifies as follows: The Certificate of Incorporation of the Corporation is hereby amended as |
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July 25, 2018 |
8-K/A 1 f8k072318a1heliosandmath.htm AMENDMENT TO CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 |
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July 24, 2018 |
Exhibit 3.1 Certificate of Amendment of Certificate of Incorporation of Helios and Matheson Analytics Inc. Under Section 242 of the Delaware General Corporation Law Helios and Matheson Analytics Inc., a corporation organized and existing under the laws of the state of Delaware (the “Corporation”), hereby certifies as follows: The Certificate of Incorporation of the Corporation is hereby amended as |
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July 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 13, 2018 |
Exhibit 4.1 THE ISSUANCE AND SALE OF THE SECURITY REPRESENTED BY THIS PROMISSORY NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (i) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITY UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN |
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July 13, 2018 |
Exhibit 10.1 AMENDMENT NO 1. TO WAIVER AGREEMENT This Amendment No. 1, is being entered into as of the 13th day of July, 2018 (this “Amendment”), to that certain Waiver Agreement (the “Original Waiver Agreement”, and as amended by this Amendment, the “Amended Waiver Agreement”), dated July 10, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at E |
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July 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 13, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS DEFA14A 1 defa14a071218heliosandmath.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the |
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July 11, 2018 |
Waiver Agreement, dated July 10, 2018, between the Company and the investor signatory thereto. Exhibit 10.1 WAIVER AGREEMENT This Waiver Agreement (this “Agreement”) is entered into as of the 10th day of July, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Holder”), with reference to the following facts: A. Prior to |
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July 11, 2018 |
Financial Statements and Exhibits, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 10, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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July 10, 2018 |
The information in this preliminary prospectus supplement is not complete and may be changed. |
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July 5, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE PROXY STATEMENT DEF 14A 1 def14a0718heliosandmathe.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropr |
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July 3, 2018 |
HMNY / Helios and Matheson Analytics Inc. CORRESP CORRESP 1 filename1.htm Helios and Matheson Analytics Inc. Empire State Building, 350 Fifth Avenue Suite 7520 New York, New York 10118 (212) 979-8228 July 3, 2018 Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Josh Shainess, Staff Attorney Re: Helios and Matheson Analytics Inc. Registration Statement on Form S-3 File No. 333-2260 |
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July 2, 2018 |
HMNY / Helios and Matheson Analytics Inc. SOLICITING MATERIAL PURSUANT TO 240.14A-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of |
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July 2, 2018 |
As filed with the Securities and Exchange Commission on July 2, 2018 Registration No. |
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July 2, 2018 |
Form of Indenture for Debt Securities Exhibit 4.2 HELIOS AND MATHESON ANALYTICS INC. INDENTURE Dated as of , 20 [Name of Trustee] Trustee TABLE OF CONTENTS Article I. DEFINITIONS AND INCORPORATION BY REFERENCE 6 Section 1.1. Definitions 6 Section 1.2. Other Definitions 9 Section 1.3. Incorporation by Reference of Trust Indenture Act 9 Section 1.4. Rules of Construction 9 Article II. THE SECURITIES 10 Section 2.1. Issuable in Series 10 |
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June 29, 2018 |
Exhibit 10.2 VOTING AGREEMENT VOTING AGREEMENT, dated as of June 28, 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the stockholder signatory hereto (the “Investor”). WHEREAS, the Company and the Investor have entered into an Exchange Agree |
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June 29, 2018 |
Exhibit 10.4 AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT This AMENDMENT NO. 1 to the SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of June 28, 2018, is entered into by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and Hudson Bay Master Fund Ltd., as the Required Holder (“Buyer”): WHEREAS, reference is made to the Securities Purchase Agree |
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June 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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June 29, 2018 |
Exhibit 10.1 JUNE 2018 AMENDMENT AND EXCHANGE AGREEMENT This Amendment and Exchange Agreement (the “Agreement”) is entered into as of the 28th day of June, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Holder”), with refer |
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June 29, 2018 |
Exhibit 10.3 Attn: Dear Sirs: This agreement (the “Leak-Out Agreement”) is being delivered to you in connection with that certain understanding by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the undersigned (“Holder”). Reference is hereby made to that certain Amendme |
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June 26, 2018 |
Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES A PREFERRED STOCK OF HELIOS AND MATHESON ANALYTICS INC. I, Stuart Benson, hereby certify that I am the Secretary of Helios and Matheson Analytics Inc. (the “Company”), a corporation incorporated and existing under the General Corporation Law of the State of Delaware (the “DGCL”) and further do hereby certify: That pursua |
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June 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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June 26, 2018 |
HMNY / Helios and Matheson Analytics Inc. CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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June 26, 2018 |
Certificate of Designations of Series A Preferred Stock. Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES A PREFERRED STOCK OF HELIOS AND MATHESON ANALYTICS INC. I, Stuart Benson, hereby certify that I am the Secretary of Helios and Matheson Analytics Inc. (the “Company”), a corporation incorporated and existing under the General Corporation Law of the State of Delaware (the “DGCL”) and further do hereby certify: That pursua |
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June 21, 2018 |
Exhibit 10.6 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of June [ ], 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Helios & Matheson Information Technology, Ltd, an Indian corporation, and its wholly-owned subs |
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June 21, 2018 |
Form of Certificate of Designations of Series A Preferred Stock. Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES A PREFERRED STOCK OF HELIOS AND MATHESON ANALYTICS INC. I, , hereby certify that I am the of Helios and Matheson Analytics Inc. (the “Company”), a corporation incorporated and existing under the General Corporation Law of the State of Delaware (the “DGCL”) and further do hereby certify: That pursuant to the authority exp |
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June 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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June 21, 2018 |
Exhibit 4.1 [FORM OF SERIES B-2 SENIOR SECURED BRIDGE CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN |
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June 21, 2018 |
Exhibit 10.8 VOTING AGREEMENT VOTING AGREEMENT, dated as of June , 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the stockholder signatory hereto (the “Investor”). WHEREAS, the Company and certain investors (including the Investor) (each, |
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June 21, 2018 |
Exhibit 10.3 MASTER NETTING AGREEMENT MASTER NETTING AGREEMENT (the “Agreement”), dated as of June , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”, and together with the Company, the “Parties” and each a “Party”). |
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June 21, 2018 |
EX-99.1 12 f8k0618ex99-1heliosand.htm PRESS RELEASE Exhibit 99.1 Helios and Matheson Analytics Inc. Enters Into Agreement to Issue $164.0 Million in Convertible Notes Thursday, June 21, 2018 (GMT) Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theat |
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June 21, 2018 |
Exhibit 10.5 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of June [ ], 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Theodore Farnsworth, an individual (the “Stockholder”). WHEREAS, the Company and certain buyers |
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June 21, 2018 |
Exhibit 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND SUCH STATE SECURITIES LAWS, OR AN EXEMPTION FROM REGISTRATION THEREUNDER, IN EACH CASE, TO THE EXTENT APPLICABLE HERETO. SECURED PROMISSORY NOTE New Yor |
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June 21, 2018 |
Exhibit 10.4 GUARANTY This GUARANTY, dated as of June , 2018 (this “Guaranty”), is made by MoviePass, Inc., a Delaware corporation (“MoviePass”), and each direct and indirect Subsidiary of MoviePass who shall hereafter become a party hereto as provided for in Section 6(b) (together with MoviePass, each a “Guarantor”, and collectively, the “Guarantors”), in favor of [] (together with its successors |
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June 21, 2018 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 21, 2018, is by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buy |
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June 21, 2018 |
Exhibit 10.2 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the “Agreement”), dated as of June , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”). WHEREAS: A. Concurrently herewith, the Company, the Investor and ce |
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June 21, 2018 |
Form of Investor Note to be issued by the Buyers. Exhibit 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND SUCH STATE SECURITIES LAWS, OR AN EXEMPTION FROM REGISTRATION THEREUNDER, IN EACH CASE, TO THE EXTENT APPLICABLE HERETO. SECURED PROMISSORY NOTE New Yor |
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June 21, 2018 |
Form of Securities Purchase Agreement, by and among the Company and the Buyers. Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of June 21, 2018, is by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buy |
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June 21, 2018 |
Form of Master Netting Agreement. Exhibit 10.3 MASTER NETTING AGREEMENT MASTER NETTING AGREEMENT (the “Agreement”), dated as of June , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”, and together with the Company, the “Parties” and each a “Party”). |
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June 21, 2018 |
HMNY / Helios and Matheson Analytics Inc. CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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June 21, 2018 |
Form of Voting and Lockup Agreement for HMIT. Exhibit 10.6 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of June [ ], 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Helios & Matheson Information Technology, Ltd, an Indian corporation, and its wholly-owned subs |
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June 21, 2018 |
Form of Voting Agreement between the Company and the Buyers. Exhibit 10.8 VOTING AGREEMENT VOTING AGREEMENT, dated as of June , 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the stockholder signatory hereto (the “Investor”). WHEREAS, the Company and certain investors (including the Investor) (each, |
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June 21, 2018 |
Form of Voting and Lockup Agreement for Theodore Farnsworth. Exhibit 10.5 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of June [ ], 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Theodore Farnsworth, an individual (the “Stockholder”). WHEREAS, the Company and certain buyers |
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June 21, 2018 |
Form of Notes to be issued by the Company. Exhibit 4.1 [FORM OF SERIES B-2 SENIOR SECURED BRIDGE CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN |
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June 21, 2018 |
Exhibit 99.1 Helios and Matheson Analytics Inc. Enters Into Agreement to Issue $164.0 Million in Convertible Notes Thursday, June 21, 2018 (GMT) Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theater subscription service, today announced that it has |
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June 21, 2018 |
Exhibit 10.4 GUARANTY This GUARANTY, dated as of June , 2018 (this “Guaranty”), is made by MoviePass, Inc., a Delaware corporation (“MoviePass”), and each direct and indirect Subsidiary of MoviePass who shall hereafter become a party hereto as provided for in Section 6(b) (together with MoviePass, each a “Guarantor”, and collectively, the “Guarantors”), in favor of [] (together with its successors |
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June 21, 2018 |
Form of Note Purchase Agreement. Exhibit 10.2 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the “Agreement”), dated as of June , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”). WHEREAS: A. Concurrently herewith, the Company, the Investor and ce |
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June 21, 2018 |
Form of Certificate of Designations of Series A Preferred Stock. Exhibit 3.1 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF THE SERIES A PREFERRED STOCK OF HELIOS AND MATHESON ANALYTICS INC. I, , hereby certify that I am the of Helios and Matheson Analytics Inc. (the “Company”), a corporation incorporated and existing under the General Corporation Law of the State of Delaware (the “DGCL”) and further do hereby certify: That pursuant to the authority exp |
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June 19, 2018 |
HMNY / Helios and Matheson Analytics Inc. PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of |
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June 4, 2018 |
Exhibit 10.2 AMENDMENT NO. 2 TO JANUARY SECURITIES PURCHASE AGREEMENT AND CONVERTIBLE NOTES This Amendment No. 2 to January Securities Purchase Agreement and Convertible Notes (this “Amendment”) is entered into as of June 1, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and the investor signatory hereto (the “Holder”), with reference to the follow |
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June 4, 2018 |
8-K 1 f8k060118heliosandmath.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (State or |
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June 4, 2018 |
Exhibit 10.1 AMENDMENT NO. 1 TO NOVEMBER SECURITIES PURCHASE AGREEMENT AND CONVERTIBLE NOTES This Amendment No. 1 to November Securities Purchase Agreement and Convertible Notes (this “Amendment”) is entered into as of June 1, 2018, by and between Helios and Matheson Analytics Inc., a Delaware corporation (the “Company”), and the investor signatory hereto (the “Holder”), with reference to the foll |
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May 29, 2018 |
HMNY / Helios and Matheson Analytics Inc. / Calc Iii Lp - SCHEDULE 13G Passive Investment SC 13G 1 tv495182sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 19341 Helios and Matheson Analytics Inc. (Name of Issuer) Common stock, par value $0.01 per share (Title of Class of Securities) 42327L200 (CUSIP Number) May 10, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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May 29, 2018 |
Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the shares of common stock of Helios and Matheson Analytics Inc. is, and any amendment thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) promulgated under the Securities Ex |
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May 15, 2018 |
HMNY / Helios and Matheson Analytics Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended: March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-22945 HELIOS AND MATHESON |
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May 8, 2018 |
8-K 1 f8k050818heliosandmath.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (State or |
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April 20, 2018 |
424B5 1 f424b5041918cmpoheliosmath.htm PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated February 9, 2018 Registration No. 333-222685 10,500,000 Series A-2 Units consisting of One Share of Common Stock and One Series A-2 Warrant to Purchase One Share of Common Stock 500,000 Series B-2 Units consisting of One Pre-Funded Series B-2 Warrant to Purchase O |
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April 20, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k041618helios.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (State or othe |
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April 20, 2018 |
EX-10.1 2 f8k041618ex10-1helios.htm SUBSCRIPTION AGREEMENT Exhibit 10.1 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into as of April 16, 2018, by and between MoviePass Inc., a Delaware corporation (the “Corporation”), and Helios and Matheson Analytics Inc., a Delaware corporation (the “Subscriber”). Recitals: WHEREAS, from February 27, 2018 through April 13, 20 |
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April 19, 2018 |
Exhibit 4.2 [FORM OF B-2 WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: [●] Date of Issuance: April [●], 2018 (“Issuance Date”) Helios and Matheson Analytics Inc., a Delaware corpor |
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April 19, 2018 |
Exhibit 1.1 EXECUTION VERSION Helios and Matheson Analytics Inc. (a Delaware corporation) 10,500,000 Series A-2 Units Consisting of 10,500,000 Shares of Common Stock and Series A-2 Warrants to Purchase 10,500,000 Shares of Common Stock 500,000 Series B-2 Units Consisting of 500,000 Pre-Funded Series B-2 Warrants to Purchase 500,000 Shares of Common Stock and Series A-2 Warrants to Purchase 500,000 |
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April 19, 2018 |
Helios and Matheson Analytics Announces Proposed Public Officering of Common Stock and Warrants Exhibit 99.1 Helios and Matheson Analytics Announces Proposed Public Officering of Common Stock and Warrants NEW YORK (April 18, 2018) – Helios and Matheson Analytics Inc. (NASDAQ: HMNY) (“HMNY”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theater subscription service, today announced that it has commenc |
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April 19, 2018 |
Helios and Matheson Analytics Announces Pricing of $30 Million Public Offering Exhibit 99.2 Helios and Matheson Analytics Announces Pricing of $30 Million Public Offering NEW YORK-(April 19, 2018)-Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theater subscription service, today announced the pricing of a best efforts underwri |
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April 19, 2018 |
Exhibit 4.1 [FORM OF A-2 WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: [●] Date of Issuance: April [●], 2018 (“Issuance Date”) Helios and Matheson Analytics Inc., a Delaware corpor |
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April 19, 2018 |
Financial Statements and Exhibits, Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 19, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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April 18, 2018 |
Helios and Matheson Analytics Announces At-the-Market Equity Offering Facility Exhibit 99.1 Helios and Matheson Analytics Announces At-the-Market Equity Offering Facility NEW YORK (April 18, 2018) — Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and the 92% owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theater subscription service, entered into an At-the-Market (ATM) equity offering |
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April 18, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 f8k041818heliosandmath.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (State |
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April 18, 2018 |
The information in this preliminary prospectus supplement is not complete and may be changed. |
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April 18, 2018 |
Up to $150,000,000 of Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated February 9, 2018 Registration No. |
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April 17, 2018 |
HMNY / Helios and Matheson Analytics Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One): ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-22945 HELIOS AND MATH |
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April 17, 2018 |
Exhibit 21.1 Helios AND MATHESON ANALYTICS INC. List of Subsidiaries Name of Subsidiary State or Other Jurisdiction of Incorporation or Organization Fictitious Name (if any) Helios and Matheson Global Services Pvt. Ltd. India None HMNY Zone Loan LLC Delaware None MoviePass Inc. Delaware None MoviePass Ventures, LLC Delaware None Zone Technologies, Inc. Nevada RedZone Map |
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April 13, 2018 |
Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of Helios and Matheson Analytics Inc. |
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April 13, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L200 (CUSIP Number) April 4, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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April 5, 2018 |
Exhibit 99.1 Helios and Matheson Analytics + MoviePass™ Acquire Moviefone in Strategic Move Acquisition of Iconic Entertainment Brand from Oath Inc., a Verizon Company, Expected to Fuel Additional MoviePass Subscriber Growth and Expand Advertising Platform NEW YORK, NY – April 05, 2018 – Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”) and MoviePass Inc. (“MoviePass”), the nation’s premi |
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April 5, 2018 |
8-K 1 f8k040418helios.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 4, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 0-22945 13-3169913 (State or Other |
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April 3, 2018 |
HMNY / Helios and Matheson Analytics Inc. NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number: 000-22945 CUSIP Number: 42327L200 (Check One) ☒ Form 10-K ☐ Form 20-F ☐ Form 10-Q ☐ Form N-SAR For Period Ended: December 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Trans |
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March 15, 2018 |
8-K 1 f8k030918heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (Sta |
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March 15, 2018 |
Exhibit 99.1 Helios and Matheson Analytics Inc. Announces Plans to Spin-Off Zone Technologies, Inc. to Become a Separate Public Company Spin-Off to be Effected through a Dividend Distribution of Zone Technologies Shares NEW YORK (March 15, 2018) — Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and owner of a controlling inter |
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March 15, 2018 |
Exhibit 10.1 March 14, 2018 Theodore Farnsworth c/o Helios and Matheson Analytics Inc. Empire State Building 350 5th Avenue New York, New York 10118 Dear Ted: This letter memorializes our agreement pursuant to which you covenant and agree that, during the period commencing on the date hereof (the “Effective Date”) and ending 24 months from the Effective Date, you shall not (A) sell, offer to sell, |
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March 14, 2018 |
Subscription Agreement between Helios and MoviePass, dated March 8, 2018. Exhibit 10.1 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into as of March 8, 2018, by and between MoviePass Inc., a Delaware corporation (the “Corporation”), and Helios and Matheson Analytics Inc., a Delaware corporation (the “Subscriber”). Recitals: WHEREAS, from December 19, 2017 through February 20, 2018 the Subscriber has previously advanced $55,525,000 in |
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March 14, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 f8k030818heliosandmatheson.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (State or |
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February 14, 2018 |
424B5 1 f424b5021418heliosandmath.htm PROSPECTUS SUPPLEMENT PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated February 9, 2018 Registration No. 333-222685 7,425,000 Series A-1 Units consisting of One Share of Common Stock and One Series A-1 Warrant to Purchase One Share of Common Stock 11,675,000 Series B-1 Units consisting of One Pre-Funded Series B-1 Warrant to Purchase |
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February 13, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events 8-K 1 f8k0218heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (S |
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February 13, 2018 |
Exhibit 4.1 [FORM OF WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: [?] Date of Issuance: February 15, 2018 (?Issuance Date?) Helios and Matheson Analytics Inc., a Delaware corporat |
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February 13, 2018 |
Helios and Matheson Analytics Announces Pricing of $105 Million Public Offering Exhibit 99.2 Helios and Matheson Analytics Announces Pricing of $105 Million Public Offering NEW YORK (February 13, 2018) ? Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (?HMNY?), a provider of information technology services and solutions and a majority owner of MoviePass Inc. (?MoviePass?), the nation?s premier movie-theater subscription service, today announced the pricing of a best efforts |
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February 13, 2018 |
Helios and Matheson Analytics Announces Proposed Public Offering of Common Stock and Warrants Exhibit 99.1 Helios and Matheson Analytics Announces Proposed Public Offering of Common Stock and Warrants NEW YORK (February 12, 2018) ? Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (?HMNY?), a provider of information technology services and solutions and a majority owner of MoviePass Inc. (?MoviePass?), the nation?s premier movie-theater subscription service, today announced that it has com |
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February 13, 2018 |
Exhibit 1.1 Helios and Matheson Analytics Inc. (a Delaware corporation) 7,425,000 Series A-1 Units Consisting of 7,425,000 Shares of Common Stock and Series A-1 Warrants to Purchase 7,425,000 Shares of Common Stock 11,675,000 Series B-1 Units Consisting of 11,675,000 Pre-Funded Series B-1 Warrants to Purchase 11,675,000 Shares of Common Stock and Series A-1 Warrants to Purchase 11,675,000 Shares o |
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February 13, 2018 |
Exhibit 4.2 [FORM OF PREPAID WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: [?] Date of Issuance: February 15, 2018 (?Issuance Date?) Helios and Matheson Analytics Inc., a Delaware |
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February 12, 2018 |
424B5 1 f424b5021218heliosandmath.htm PROSPECTUS SUPPLEMENT The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and they are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. PROSPECTUS |
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February 9, 2018 |
Unaudited Pro Forma Condensed Combined Financial Information Exhibit 99.3 Unaudited Pro Forma Condensed Combined Financial Information On November 9, 2016 the Company merged with Zone Technologies Inc. (?Zone?) and issued 1,740,000 shares of its common stock as merger consideration which represented an exchange ratio of 0.174 shares of the Company?s common stock for each share of Zone common stock outstanding with Zone surviving the merger as the Company?s |
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February 9, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 HELIOS AND MATHESON ANALYTICS INC. |
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February 9, 2018 |
HMNY / Helios and Matheson Analytics Inc. / CVI Investments, Inc. - SC 13G/A Passive Investment CUSIP No: 42327L200 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. 1)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 42327L200 ( |
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February 9, 2018 |
HMNY / Helios and Matheson Analytics Inc. CORRESP CORRESP 1 filename1.htm February 9, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office AD 11 – Telecommunications Attn.: Kathryn Jacobson, Senior Staff Accountant and Joseph Kempf, Senior Staff Accountant Re: Form 8-K filed November 2, 2017 Form 8-K filed November 30, 2017 File No. 000-22945 Ladies and Gentlemen: This letter is written in respons |
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February 8, 2018 |
Exhibit 3.1 Certificate of Amendment of Certificate of Incorporation of Helios and Matheson Analytics Inc. Under Section 242 of the Delaware General Corporation Law Helios and Matheson Analytics Inc., a corporation organized and existing under the laws of the State of Delaware (the ?Corporation?), hereby certifies as follows: The Certificate of Incorporation of the Corporation is hereby amended as |
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February 8, 2018 |
8-K 1 f8k020518heliosandmatheson.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 ( |
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February 2, 2018 |
FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 42327L200 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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January 26, 2018 |
Form of Voting and Lockup Agreement for HMIT. Exhibit 10.6 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of January 23, 2018 (this ?Agreement?), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the ?Company?), and Helios & Matheson Information Technology, Ltd, an Indian corporation, and its wholly-owned su |
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January 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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January 25, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For use of the Commission Only (as permitted by Ru |
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January 25, 2018 |
HMNY / Helios and Matheson Analytics Inc. REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on January 25, 2018 Registration No. |
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January 25, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Helios & Matheson Analytics Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 42327L200 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant t |
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January 24, 2018 |
HMNY / Helios and Matheson Analytics Inc. CORRESP January 24, 2018 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office AD 11 – Telecommunications Attn. |
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January 19, 2018 |
8-K 1 f8k011618heliosandmath.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (Stat |
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January 19, 2018 |
Employment Agreement between the Company and Stuart Benson Exhibit 10.2 Employment Agreement This EMPLOYMENT AGREEMENT (the ?Agreement?), is entered into as of January 18, 2018, by and between Helios And Matheson Analytics Inc., a Delaware corporation (the ?Company?), and Stuart Benson (?Executive?). WHEREAS, the Company recognizes that the Executive has had and is expected to continue to have a critical and essential role in guiding the Company and in de |
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January 19, 2018 |
Amendment No. 1 to Voting Agreement Exhibit 10.1 AMENDMENT NO. 1 TO VOTING AGREEMENT This Amendment No. 1 to Voting Agreement (the ?Amendment?) is made and entered into as of January 16, 2018 by and between MoviePass Inc., a Delaware corporation (the ?Company?), and Helios and Matheson Analytics Inc., a Delaware corporation (?Helios?). WHEREAS, the Company, Helios and certain stockholders of the Company (the ?Key Holders?) entered i |
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January 12, 2018 |
HMNY / Helios and Matheson Analytics Inc. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For use of |
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January 11, 2018 |
Form of Voting and Lockup Agreement for Theodore Farnsworth. Exhibit 10.5 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of January , 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Theodore Farnsworth, an individual (the “Stockholder”). WHEREAS, the Company and certain buyers |
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January 11, 2018 |
EX-99.1 10 f8k0118ex99-1helios.htm PRESS RELEASE Exhibit 99.1 Helios and Matheson Analytics Inc. Enters Into Agreement to Issue $60 Million in Convertible Notes New York (January 11, 2018) - Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (“HMNY”), a provider of information technology services and solutions and a majority owner of MoviePass Inc. (“MoviePass”), the nation’s premier movie-theater |
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January 11, 2018 |
Form of Master Netting Agreement. Exhibit 10.3 MASTER NETTING AGREEMENT MASTER NETTING AGREEMENT (the “Agreement”), dated as of January , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”, and together with the Company, the “Parties” and each a “Party” |
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January 11, 2018 |
Exhibit 4.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE OFFERED OR SOLD IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND SUCH STATE SECURITIES LAWS, OR AN EXEMPTION FROM REGISTRATION THEREUNDER, IN EACH CASE, TO THE EXTENT APPLICABLE HERETO. SECURED PROMISSORY NOTE New Yor |
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January 11, 2018 |
Form of Securities Purchase Agreement, by and among the Company and the Buyers. EX-10.1 4 f8k0118ex10-1helios.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 10.1 EXECUTION COPY SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 11, 2018, is by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and ea |
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January 11, 2018 |
Exhibit 10.4 GUARANTY This GUARANTY, dated as of January , 2018 (this “Guaranty”), is made by MoviePass, Inc., a Delaware corporation (“MoviePass”), and each direct and indirect Subsidiary of MoviePass who shall hereafter become a party hereto as provided for in Section 6(b) (together with MoviePass, each a “Guarantor”, and collectively, the “Guarantors”), in favor of [] (together with its success |
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January 11, 2018 |
Form of Note Purchase Agreement. Exhibit 10.2 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (the “Agreement”), dated as of January , 2018, by and among Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”) and the investor signatory hereto (the “Investor”). WHEREAS: A. Concurrently herewith, the Company, the Investor and |
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January 11, 2018 |
8-K 1 f8k0118heliosandmathes.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2018 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (Stat |
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January 11, 2018 |
Exhibit 4.1 [FORM OF [SERIES A-1 SENIOR BRIDGE SUBORDINATED CONVERTIBLE NOTE][SERIES B-1 SENIOR SECURED BRIDGE CONVERTIBLE NOTE] NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT B |
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January 11, 2018 |
Form of Voting and Lockup Agreement for HMIT. Exhibit 10.6 VOTING AND LOCKUP AGREEMENT This VOTING AND LOCKUP AGREEMENT, dated as of January , 2018 (this “Agreement”), by and between Helios and Matheson Analytics Inc., a Delaware corporation with offices located at Empire State Building, 350 5th Avenue, New York, New York 10118 (the “Company”), and Helios & Matheson Information Technology, Ltd, an Indian corporation, and its wholly-owned subs |
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January 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 9, 2018 HELIOS AND MATHESON ANALYTICS INC. |
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December 29, 2017 |
HMNY / Helios and Matheson Analytics Inc. PRELIMINARY PROXY STATEMENT PRE 14A 1 pre14a1217heliosandmatheson.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the app |
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December 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* HELIOS AND MATHESON ANALYTICS INC. (Name of Issuer) Common Stock (Title of Securities) 42327L200 (CUSIP Number) Theodore Farnsworth c/o Helios and Matheson Analytics Inc. The Empire State Building 350 5th Avenue, Suite 7520 New York, New York 10118 (21 |
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December 21, 2017 |
HMNY / Helios and Matheson Analytics Inc. / CVI Investments, Inc. - SC 13G Passive Investment SC 13G 1 a17-287431sc13g.htm SC 13G CUSIP No. 42327L200 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2. (Amendment No. )* Helios and Matheson Analytics Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title |
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December 19, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Helios & Matheson Analytics Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 42327L200 (CUSIP Number) December 13, 2017 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to |
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December 14, 2017 |
PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) To prospectus dated September 30, 2016 Registration No. |
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December 13, 2017 |
Exhibit 4.1 [FORM OF WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: Date of Issuance: December 15, 2017 (?Issuance Date?) Helios and Matheson Analytics Inc., a Delaware corporation |
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December 13, 2017 |
Financial Statements and Exhibits, Other Events, Entry into a Material Definitive Agreement 8-K 1 f8k121317heliosandmathes.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2017 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (S |
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December 13, 2017 |
Helios and Matheson Analytics Announces Pricing of $60 Million Public Offering Exhibit 99.2 Helios and Matheson Analytics Announces Pricing of $60 Million Public Offering NEW YORK (December 13, 2017) ? Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (?HMNY?), a provider of information technology services and solutions and a majority owner of MoviePass Inc. (?MoviePass?), the nation?s premier movie-theater subscription service, today announced the pricing of a best efforts |
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December 13, 2017 |
Exhibit 4.2 [FORM OF PREPAID WARRANT] THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE LESS THAN THE AMOUNTS SET FORTH ON THE FACE HEREOF PURSUANT TO SECTION 1(a) OF THIS WARRANT. Helios and Matheson Analytics Inc. Warrant To Purchase Common Stock Warrant No.: Date of Issuance: December 15, 2017 (?Issuance Date?) Helios and Matheson Analytics Inc., a Delaware corp |
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December 13, 2017 |
EX-1.1 2 f8k121317ex1-1helios.htm UNDERWRITING AGREEMENT, DATED DECEMBER 13, 2017, BETWEEN THE COMPANY AND CANACCORD GENUITY INC., ON BEHALF OF ITSELF AND AS REPRESENTATIVE OF THE UNDERWRITERS NAMED THEREIN Exhibit 1.1 Helios and Matheson Analytics Inc. (a Delaware corporation) 8,261,539 Series A Units Consisting of 8,261,539 Shares of Common Stock and Series A Warrants to Purchase 8,261,539 Share |
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December 13, 2017 |
Helios and Matheson Analytics Announces Proposed Public Offering of Common Stock and Warrants Exhibit 99.1 Helios and Matheson Analytics Announces Proposed Public Offering of Common Stock and Warrants NEW YORK (December 12, 2017)? Helios and Matheson Analytics Inc. (Nasdaq: HMNY) (?HMNY?), a provider of information technology services and solutions and a majority owner of MoviePass Inc. (?MoviePass?), the nation?s premier movie-theater subscription service, today announced that it has comm |
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December 13, 2017 |
HMNY / Helios and Matheson Analytics Inc. REGISTRATION STATEMENT S-3MEF 1 fs3mef2017heliosandmathes.htm REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on December 13, 2017 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 HELIOS AND MATHESON ANALYTICS INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 7380 1 |
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December 12, 2017 |
424B5 1 f424b51217heliosandmathe.htm PROSPECTUS SUPPLEMENT The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and they are not soliciting an offer to buy these securities in any jurisdiction where the offer or sale is not permitted. PROSPECTUS |
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December 12, 2017 |
EX-99.2 3 f8k121117ex99-2helios.htm MOVIEPASSFANDOR COSTCO RELEASE Exhibit 99.2 MoviePass and Fandor Partner with Costco on Movie Lovers Package Limited-Time $89.99 One-Year Subscription Costco Members Can Purchase a Year of Access to Both Services at One Low Price NEW YORK, NY – December 12, 2017 - MoviePass™, the nation's premier movie-theater subscription service and a majority-owned subsidiary |
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December 12, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 HELIOS AND MATHESON ANALYTICS INC. |
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December 12, 2017 |
AGREEMENT FOR LISTING ONLINE WITH COSTCO EX-99.1 2 f8k121117ex99-1helios.htm AGREEMENT FOR LISTING ONLINE WITH COSTCO BETWEEN MOVIEPASS INC. AND TICKETOPS CORPORATION Exhibit 99.1 AGREEMENT FOR LISTING ONLINE WITH COSTCO BETWEEN: MoviePass, Inc. (hereinafter referred to as the “Vendor”) - and - TicketOps Corporation (hereinafter referred to as “TicketOps”) WHEREAS Costco Wholesale (“Costco”) has retained the services of TicketOps Corpora |
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December 12, 2017 |
8-K 1 f8k121117bheliosandmatheson.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in charter) Delaware 0-22945 13-3169913 (Stat |
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December 12, 2017 |
Employment Agreement between the Company and Theodore Farnsworth. Exhibit 10.1 (ted) Employment Agreement This EMPLOYMENT AGREEMENT (the ?Agreement?), is entered into as of December 11, 2017, by and between Helios And Matheson Analytics Inc., a Delaware corporation (the ?Company?), and Theodore Farnsworth (?Executive?). WHEREAS, the Company recognizes that the Executive has had and is expected to continue to have a critical and essential role in guiding the Comp |
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December 11, 2017 |
Financial Statements and Exhibits 8-K/A 1 f8k121117a1heliosnmatheson.htm AMENDMENT TO CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 HELIOS AND MATHESON ANALYTICS INC. (Exact name of Registrant as specified in ch |
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December 11, 2017 |
Note Conversion Agreement to be entered into between the Company and MoviePass. Exhibit 10.3 NOTE CONVERSION AGREEMENT This Note Conversion Agreement (this ?Agreement?) is made and entered into as of , 2017 by and among MoviePass Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?) of the Notes (as defined below). WHEREAS, the Company issued one or more convertible promissory notes to the Holder on such dates and in such aggregate principal |
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December 11, 2017 |
Helios Convertible Note issued by the Company to MoviePass on December 11, 2017. Exhibit 4.1 THE SECURITIES REFERENCED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH |
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December 11, 2017 |
Amendment No. 2 to MoviePass SPA. Exhibit 2.3 AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT This Amendment No. 2 to Securities Purchase Agreement (the ?Amendment?) is made and entered into as of December 11, 2017 by and between MoviePass Inc., a Delaware corporation (?MoviePass?), and Helios and Matheson Analytics Inc., a Delaware corporation (?Helios?). WHEREAS, MoviePass and Helios are signatories to that certain Securities P |
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December 11, 2017 |
HMNY / Helios and Matheson Analytics Inc. CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 HELIOS AND MATHESON ANALYTICS INC. |
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December 11, 2017 |
Form of MoviePass Option Note. Exhibit 4.3 THE SECURITIES REFERENCED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH |
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December 11, 2017 |
Helios Convertible Note issued by the Company to MoviePass on December 11, 2017. Exhibit 4.1 THE SECURITIES REFERENCED HEREIN HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH SALE OR DISTRIBUTION MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH |
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December 11, 2017 |
Exhibit 10.2 NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT (this ?Agreement?), dated as of December 11, 2017, is entered into by and among Christopher Kelly, an individual (?Seller?), Helios and Matheson Analytics Inc., a Delaware corporation (?Buyer?), and, for purposes of Sections 6 and 8 of this Agreement only, MoviePass Inc., a Delaware corporation (the ?Company?). RECITALS WHEREAS, Sel |
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December 11, 2017 |
Note Conversion Agreement to be entered into between the Company and MoviePass. Exhibit 10.3 NOTE CONVERSION AGREEMENT This Note Conversion Agreement (this ?Agreement?) is made and entered into as of , 2017 by and among MoviePass Inc., a Delaware corporation (the ?Company?), and the undersigned holder (the ?Holder?) of the Notes (as defined below). WHEREAS, the Company issued one or more convertible promissory notes to the Holder on such dates and in such aggregate principal |
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December 11, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2017 HELIOS AND MATHESON ANALYTICS INC. |
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December 11, 2017 |
EX-10.2 5 f8k121117ex10-2helios.htm NOTE PURCHASE AGREEMENT DATED DECEMBER 11, 2017 BETWEEN THE COMPANY, MOVIEPASS AND CHRISTOPHER KELLY Exhibit 10.2 NOTE PURCHASE AGREEMENT THIS NOTE PURCHASE AGREEMENT (this “Agreement”), dated as of December 11, 2017, is entered into by and among Christopher Kelly, an individual (“Seller”), Helios and Matheson Analytics Inc., a Delaware corporation (“Buyer”), an |
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December 11, 2017 |
Amendment No. 2 to MoviePass SPA. EX-2.3 2 f8k121117ex2-3helios.htm AMENDMENT NO. 2 TO MOVIEPASS SPA Exhibit 2.3 AMENDMENT NO. 2 TO SECURITIES PURCHASE AGREEMENT This Amendment No. 2 to Securities Purchase Agreement (the “Amendment”) is made and entered into as of December 11, 2017 by and between MoviePass Inc., a Delaware corporation (“MoviePass”), and Helios and Matheson Analytics Inc., a Delaware corporation (“Helios”). WHEREAS |