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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Industrial Services of America, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| March 30, 2020 |
IDSA / Industrial Services of America, Inc. 15-12G - - FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 000-20979 Recycling Asset Holdings, Inc. (Exact name of registrant as speci |
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| January 3, 2020 |
EXHIBIT 99.1 Recycling Asset Holdings, Inc., formerly known as Industrial Services of America, Inc., Announces Initial Liquidating Distribution LOUISVILLE, KY (December 30, 2019) – Recycling Asset Holdings, Inc, formerly known as Industrial Services of America, Inc., (NASDAQ: IDSA) (the “Company”), today declared an initial liquidating distribution of $1.02 per share payable on January 14, 2020 to |
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| January 3, 2020 |
Exhibit 3.1 FLORIDA DEPARTMENT OF STATE DIVISION OF CORPORATIONS Section 607.1403, Florida Statutes, provides for the dissolution of a corporation that has issued shares. The document must be typed or printed and must be legible. Pursuant to section 607.0123, Florida Statutes, a delayed effective date may be specified but may not be later than the 90th day after the date on which the document is f |
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| January 3, 2020 |
8-K 1 isa2000228k.htm 8-K DATED DECEMBER 30, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2019 Recycling Asset Holdings, Inc. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (Sta |
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| December 30, 2019 |
Exhibit 3.1 FLORIDA DEPARTMENT OF STATE DIVISION OF CORPORATIONS Attached is a form for filing Articles of Amendment to amend the articles of incorporation of a Florida Profit Corporation pursuant to section 607.1006, Florida Statutes. This is a basic amendment form and may not satisfy all statutory requirements for amending. A corporation can amend or add as many articles as necessary in one amen |
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| December 30, 2019 |
8-K 1 isa1923888k.htm 8-K DATED DECEMBER 27, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its charter) Florida 0-20979 59-0712 |
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| December 30, 2019 |
IDSA / Industrial Services of America, Inc. 25 - - FORM 25 OMB APPROVAL OMB Number: 3235-0080 Expires: March 31, 2021 Estimated average burden hours per response 1. |
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| December 23, 2019 |
IDSA / Industrial Services of America, Inc. POS AM - - POS AM As filed with the Securities and Exchange Commission on December 23, 2019 Registration No. |
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| December 20, 2019 |
Industrial Services of America, Inc. Announces Closing of Sale of Assets EXHIBIT 99.1 Industrial Services of America, Inc. Announces Closing of Sale of Assets LOUISVILLE, KY (December 16, 2019) – Industrial Services of America, Inc. (NASDAQ: IDSA) (the “Company” or “ISA”), today announced that it has closed on the sale transaction (the “Transaction”) contemplated by its previously announced definitive asset purchase agreement (the “Purchase Agreement”) with River Metal |
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| December 20, 2019 |
EX-10.3 4 ex1033.htm EXHIBIT 10.3 EXHIBIT 10.3 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (or “Agreement”) is entered into to be effective as of the 16th day of December 2019 (the “Effective Date”), between Industrial Services of America, Inc. (the “Company”) and Todd L. Phillips (“Contractor”). The Company and Contractor shall be referred to individually as a “Party” o |
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| December 20, 2019 |
EXHIBIT 10.1 AGREEMENT AND RELEASE This Agreement and Release (“Agreement and Release”) is made by and between Todd L. Phillips (hereinafter “Executive”) and Industrial Services of America, Inc., on behalf of itself and its affiliates and subsidiaries (hereinafter “ISA” or “Company”). W I T N E S S E T H: WHEREAS, Executive signed an Amended and Restated Employment Agreement with ISA effective as |
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| December 20, 2019 |
8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other juris |
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| December 20, 2019 |
EXHIBIT 10.2 STOCK OPTION CANCELLATION AGREEMENT THIS STOCK OPTION CANCELLATION AGREEMENT (this "Agreement") dated as of December 16, 2019, is made by and between INDUSTRIAL SERVICES OF AMERICA, INC., (the "Company"), and the undersigned employee who has outstanding stock options to purchase Company stock ("Optionee"). Recitals The Board of Directors (the “Board”) and shareholders of the Company h |
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| November 20, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 13, 2019 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 13, 2019 |
Exhibit 10.1 AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT AND CONSENT This AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT AND CONSENT (this “Amendment”) is made as of September 30, 2019 (the "Effective Date"), by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“ISA”), 7124 GRADE LANE LLC, a Kentucky limited liability company (“7124 Grade Lane”), and 7200 GRADE LANE LLC, a |
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| November 13, 2019 |
Exhibit 10.2 ONE TIME WAIVER OF RIGHT OF FIRST REFUSAL This One Time Waiver of Right of First Refusal (this “Waiver”) is made and entered into as of the last date signed below (the “Effective Date”), by and between INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Tenant”) and 7100 GRADE LANE LLC, a Kentucky limited liability company (“Landlord”). 1. Recitals. (a) Landlord and Tenant a |
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| October 21, 2019 |
IDSA / Industrial Services of America, Inc. DEFM14A - - FORM DEFM 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| October 7, 2019 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| October 7, 2019 |
IDSA / Industrial Services of America, Inc. DEFA14A - - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| September 27, 2019 |
IDSA / Industrial Services of America, Inc. PRE 14A - - PRE 14A PRE 14A 1 MainDocument.htm PRE 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e) (2)) [ ] Definitive Proxy St |
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| September 27, 2019 |
IDSA / Industrial Services of America, Inc. DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| September 5, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 19, 2019 |
EXHIBIT 2.1 ASSET PURCHASE AGREEMENT by and among RIVER METALS RECYCLING LLC, THE DAVID J. JOSEPH COMPANY, INDUSTRIAL SERVICES OF AMERICA, INC., ISA INDIANA, INC., ISA LOGISTICS LLC, ISA REAL ESTATE, LLC, ISA INDIANA REAL ESTATE LLC, 7021 GRADE LANE LLC, 7124 GRADE LANE LLC, AND 7200 GRADE LANE LLC Dated as of August 16, 2019 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND REFERENCES 1 1.01 Defi |
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| August 19, 2019 |
8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdi |
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| August 19, 2019 |
Industrial Services of America, Inc. Announces Agreement to Sell Substantially All of Its Assets EXHIBIT 99.1 Industrial Services of America, Inc. Announces Agreement to Sell Substantially All of Its Assets LOUISVILLE, KY (August 19, 2019) – Industrial Services of America, Inc. (NASDAQ: IDSA) (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, today announced that it has entered into a definitive agreement to se |
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| August 19, 2019 |
Press Release, dated as of August 19, 2019, issued by Industrial Services of America, Inc. EXHIBIT 99.1 Industrial Services of America, Inc. Announces Agreement to Sell Substantially All of Its Assets LOUISVILLE, KY (August 19, 2019) – Industrial Services of America, Inc. (NASDAQ: IDSA) (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, today announced that it has entered into a definitive agreement to se |
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| August 19, 2019 |
EXHIBIT 2.1 ASSET PURCHASE AGREEMENT by and among RIVER METALS RECYCLING LLC, THE DAVID J. JOSEPH COMPANY, INDUSTRIAL SERVICES OF AMERICA, INC., ISA INDIANA, INC., ISA LOGISTICS LLC, ISA REAL ESTATE, LLC, ISA INDIANA REAL ESTATE LLC, 7021 GRADE LANE LLC, 7124 GRADE LANE LLC, AND 7200 GRADE LANE LLC Dated as of August 16, 2019 TABLE OF CONTENTS Page ARTICLE I. DEFINITIONS AND REFERENCES 1 1.01 Defi |
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| August 19, 2019 |
IDSA / Industrial Services of America, Inc. DEFA14A - - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 19, 2019 |
EXHIBIT 10.1 Banc of America Leasing & Capital, LLC Schedule (Lease Intended as Security) to Master Lease Agreement Schedule Number 001 This Schedule (“Schedule”), dated as of May 7, 2019, between Banc of America Leasing & Capital, LLC (“Lessor”) and Industrial Services of America, Inc. (“Lessee”) is executed pursuant to Master Lease Agreement Number 48148-90000 dated Janua1y 9, 2019 (the “Master |
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| August 19, 2019 |
EXHIBIT 10.2 WAIVER AND AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT WAIVER AND AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is made as of August 14, 2019 (the “Effective Date”), by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“ISA”), 7124 GRADE LANE LLC, a Kentucky limited liability company (“7124 Grade Lane”), and 7200 GRADE LANE LLC, a Kentucky l |
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| August 19, 2019 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 15, 2019 |
IDSA / Industrial Services of America, Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 COMMISSION FILE NUMBER: 0-20979 CUSIP NUMBER: 456314103 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Fo |
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| August 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 14, 2019 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 14, 2019 |
Industrial Services of America, Inc. Announces First Quarter 2019 Financial Results Exhibit 99.1 Industrial Services of America, Inc. Announces First Quarter 2019 Financial Results LOUISVILLE, KY (May 14, 2019) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced the filing wit |
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| May 14, 2019 |
FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 14, 2019 |
Exhibit 10.1 LEASE EXTENSION AGREEMENT This Lease Extension Agreement ("Extension") is made and entered into as of this 5th day of April, 2019, by and between LK Property Investments, LLC ("Landlord"), and Industrial Services of America, Inc. ("Tenant") under the following circumstances: A. Landlord and Tenant entered into a Lease Agreement as of the 30th day of April, 2015 pursuant to which Landl |
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| April 30, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 INDUSTRI |
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| March 13, 2019 |
Results of Operations and Financial Condition 8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdic |
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| March 13, 2019 |
Industrial Services of America, Inc. Announces Fourth Quarter 2018 Financial Results Exhibit 99.1 Industrial Services of America, Inc. Announces Fourth Quarter 2018 Financial Results LOUISVILLE, KY (March 13, 2019) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced the filing |
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| March 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERI |
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| March 13, 2019 |
List of subsidiaries of Industrial Services of America, Inc. EX-21 8 ex211.htm EXHIBIT 21 EXHIBIT 21 INDUSTRIAL SERVICES OF AMERICA, INC. LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2018 NAME OF ENTITY STATE OF INCORPORATION ISA Indiana, Inc. Indiana ISA Indiana Real Estate, LLC Indiana ISA Logistics LLC Kentucky ISA Real Estate, LLC Kentucky 7021 Grade Lane LLC Kentucky 7124 Grade Lane LLC Kentucky 7200 Grade Lane LLC Kentucky |
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| March 8, 2019 |
Exhibit 10.1 Banc of America Leasing & Capital, LLC Master Lease Agreement Number: 48148-90000 This Master Lease Agreement, dated as of March 4, 2019 (this “Agreement”), is by and between Banc of America Leasing & Capital, LLC, a Delaware limited liability company having an office at 2059 Northlake Parkway, 3 North, Tucker, GA 30084 (together with its successors and assigns, “Lessor”), and Industr |
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| March 8, 2019 |
Exhibit 10.2 Banc of America Leasing & Capital, LLC GUARANTY This Guaranty (this “Guaranty”) is executed and delivered as of the date set forth below by the undersigned guarantor (the “Guarantor”) in favor of Banc of America Leasing & Capital, LLC (“BALC”). BALC may, from time to time, enter into agreements with Industrial Services of America, Inc. (“Customer”). The term “Customer,” if defined to |
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| March 8, 2019 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 6, 2019 |
Exhibit 10.4 INTERCREDITOR AND SUBORDINATION AGREEMENT THIS INTERCREDITOR AND SUBORDINATION AGREEMENT (this “Agreement” as further defined below) is entered into as of this 1st day of March, 2019 by K&R, LLC, a Kentucky limited liability company (“Subordinated Lender” as further defined below), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Company”) and the other “Debtors” signator |
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| March 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2019 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 6, 2019 |
Industrial Services of America, Inc. Announces Extension of Debt Maturity Dates Exhibit 99.1 Industrial Services of America, Inc. Announces Extension of Debt Maturity Dates LOUISVILLE, KY (March 6, 2019) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced the extension of |
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| March 6, 2019 |
First Amendment to Term Note dated as of March 1, 2019 between the Company and 7100 Grade Lane LLC. Exhibit 10.3 FIRST AMENDMENT TO TERM NOTE THIS FIRST AMENDMENT TO TERM NOTE (this "Amendment") is entered into as of March 1, 2019 (the "Effective Date"), by and between 7100 GRADE LANE LLC, a Kentucky limited liability company ("Lender"), and INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Borrower"). RECITALS A. On February 29, 2016, Borrower executed and delivered to Lender a Term |
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| March 6, 2019 |
EX-10.1 2 ex1011.htm EXHIBIT 10.1 Exhibit 10.1 AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT AND CONSENT This AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT AND CONSENT (this “Amendment”) is made as of March 1, 2019, by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“ISA”), 7124 GRADE LANE LLC, a Kentucky limited liability company (“7124 Grade Lane”), and 7200 GRADE LANE L |
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| March 6, 2019 |
Exhibit 10.5 INTERCREDITOR AND SUBORDINATION AGREEMENT THIS INTERCREDITOR AND SUBORDINATION AGREEMENT (this “Agreement” as further defined below) is entered into as of this 1st day of March, 2019 by 7100 GRADE LANE LLC, a Kentucky limited liability company (“Subordinated Lender” as further defined below), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Company”) and the other “Debtor |
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| March 6, 2019 |
First Amendment to Term Note dated as of March 1, 2019 between the Company and K & R, LLC. EX-10.2 3 ex1022.htm EXHIBIT 10.2 Exhibit 10.2 FIRST AMENDMENT TO TERM NOTE THIS FIRST AMENDMENT TO TERM NOTE (this "Amendment") is entered into as of March 1, 2019 (the "Effective Date"), by and between K&R, LLC, a Kentucky limited liability company ("Lender"), and INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Borrower"). RECITALS A On February 29, 2016, Borrower executed and deli |
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| November 13, 2018 |
Exhibit 10.1 LOAN AND SECURITY AGREEMENT Dated as of November 9, 2018 INDUSTRIAL SERVICES OF AMERICA, INC., 7124 GRADE LANE LLC, and 7200 GRADE LANE LLC, as Borrowers and BANK OF AMERICA, N.A., as Lender TABLE OF CONTENTS Page Section 1. DEFINITIONS; RULES OF CONSTRUCTION 1 1.1. Definitions 1 1.2. Accounting Terms 13 1.3. Uniform Commercial Code 14 Section 2. CREDIT FACILITIES 14 2.1. Revolver Com |
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| November 13, 2018 |
Exhibit 10.5 MORTGAGE, ASSIGNMENT OF LEASES AND RENTS, SECURITY AGREEMENT AND FIXTURE FILING by and from 7200 GRADE LANE LLC to BANK OF AMERICA, N.A., as Lender Dated as of November 9, 2018 COLLATERAL IS AND INCLUDES FIXTURES THIS DOCUMENT SERVES AS A FINANCING STATEMENT FILED AS A FIXTURE FILING UNDER THE KENTUCKY UNIFORM COMMERCIAL CODE RECORDING REQUESTED BY, AND WHEN RECORDED RETURN TO: Otterb |
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| November 13, 2018 |
Exhibit 10.4 GUARANTY AGREEMENT This Guaranty Agreement (as amended, amended and restated, supplemented or otherwise modified, renewed or replaced from time to time, this “Guaranty Agreement”), dated as of November 9, 2018, is executed by ISA INDIANA REAL ESTATE, LLC, a Kentucky limited liability company (“ISA IN Real Estate”), ISA LOGISTICS LLC, a Kentucky limited liability company (“ISA Logistic |
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| November 13, 2018 |
Pledge Agreement dated as of November 9, 2018 made by the Company in favor of Bank of America, N.A Exhibit 10.3 PLEDGE AGREEMENT This PLEDGE AGREEMENT, dated as of November 9, 2018 (as amended, amended and restated, supplemented or otherwise modified, renewed or replaced from time to time, this “Agreement”), is by and between INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Pledgor”) and BANK OF AMERICA, N.A. (“Pledgee”). R E C I T A L S WHEREAS, pursuant to that certain Loan and S |
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| November 13, 2018 |
Exhibit 99.1 Industrial Services of America, Inc. Announces Third Quarter 2018 Financial Results and New Credit Facility LOUISVILLE, KY (November 13, 2018) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, t |
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| November 13, 2018 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 13, 2018 |
Exhibit 10.2 GENERAL SECURITY AGREEMENT This GENERAL SECURITY AGREEMENT, dated as of November 9, 2018 as this agreement may be amended, restated, supplemented or otherwise modified from time to time, this “Security Agreement”), by and between ISA INDIANA REAL ESTATE LLC, a Kentucky limited liability company (“ISA IN Real Estate”), ISA LOGISTICS LLC, a Kentucky limited liability company (“ISA Logis |
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| November 13, 2018 |
Exhibit 10.6 MORTGAGE, ASSIGNMENT OF LEASES AND RENTS, SECURITY AGREEMENT AND FIXTURE FILING by and from 7124 GRADE LANE LLC to BANK OF AMERICA, N.A., as Lender Dated as of November 9, 2018 COLLATERAL IS AND INCLUDES FIXTURES THIS DOCUMENT SERVES AS A FINANCING STATEMENT FILED AS A FIXTURE FILING UNDER THE KENTUCKY UNIFORM COMMERCIAL CODE RECORDING REQUESTED BY, AND WHEN RECORDED RETURN TO: Otterb |
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| November 13, 2018 |
IDSA / Industrial Services of America, Inc. 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 8, 2018 |
Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance Exhibit 99.1 Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance LOUISVILLE, KY (August 8, 2018) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announc |
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| August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 8, 2018 |
IDSA / Industrial Services of America, Inc. 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| July 11, 2018 |
EXHIBIT 10.1 INDUSTRIAL SERVICES OF AMERICA, INC. FORM OF RESTRICTED STOCK UNIT GRANT AGREEMENT Name of Non-Employee Director: PARTICIPANT NAME (“Director”) Grant Date: GRANT DATE Number of Restricted Stock Units: NUMBER OF AWARDS GRANTED This agreement (this “Agreement”) is subject to the following terms and to all of the terms of the Industrial Services of America, Inc. 2009 Long Term Incentive |
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| July 11, 2018 |
8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdicti |
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| June 7, 2018 |
Exhibit 10.1 AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into as of June 4, 2018 by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“ISA”; and together with any additional Person that at any time becomes an additional Borrower, jointly, severally and collectively, “Borrowers” and each a “Bor |
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| June 7, 2018 |
Exhibit 10.2 MIDCAP BUSINESS CREDIT LLC SECOND AMENDED AND RESTATED REVOLVING NOTE $10,000,000.00 June 4, 2018 For value received, the undersigned, INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Borrower”), hereby promises to pay, as provided in the Loan Agreement (defined below), to the order of MIDCAP BUSINESS CREDIT LLC, a Texas limited liability company (“Lender”), at its office |
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| June 7, 2018 |
8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdicti |
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| May 29, 2018 |
IDSA / Industrial Services of America, Inc. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Defini |
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| May 29, 2018 |
IDSA / Industrial Services of America, Inc. DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 23, 2018 |
EX-99.4 5 ex9944.htm PLEDGE AGREEMENT BETWEEN THE PARTNERSHIP AND CENTRAL BANK Exhibit 99.4 PLEDGE AGREEMENT THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP ("Pledgor") and CENTRAL BANK & TRUST CO. (Pledgee") hereby agree as follows: 1.Pledge. Pledgor hereby pledges to Pledgee and Pledgor hereby agrees as follows and grants to Pledgee a security interest in the following collateral, wherever located, |
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| May 23, 2018 |
EX-99.3 4 ex9933.htm PLEDGE AGREEMENT BETWEEN K&R AND CENTRAL BANK Exhibit 99.3 PLEDGE AGREEMENT K & R, LLC ("Pledgor") and CENTRAL BANK & TRUST CO. (Pledgee") hereby agree as follows: 1.Pledge. Pledgor hereby pledges to Pledgee and Pledgor hereby agrees as follows and grants to Pledgee a security interest in the following collateral, wherever located, now existing and hereafter arising or coming |
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| May 23, 2018 |
Exhibit 99.2 PLEDGE AGREEMENT KLETTER HOLDING LLC ("Pledgor") and CENTRAL BANK & TRUST CO. (Pledgee") hereby agree as follows: 1.Pledge. Pledgor hereby pledges to Pledgee and Pledgor hereby agrees as follows and grants to Pledgee a security interest in the following collateral, wherever located, now existing and hereafter arising or coming into existence (the "Collateral"): 1.1Pledgor's assets hel |
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| May 23, 2018 |
EX-99.1 2 ex9911.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT Orson Oliver, The Estate of Harry Kletter, Kletter Holding LLC, The Harry Kletter Family Limited Partnership and K & R, LLC each hereby agree, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13D filed herewith, and any amendments thereto, relating to the shares of common st |
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| May 23, 2018 |
IDSA / Industrial Services of America, Inc. / Oliver Orson - FORM SC13D/A Activist Investment SC 13D/A 1 isa18142sc13da.htm FORM SC13D/A CUSIP No. 456314103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 2)* Under the Securities Exchange Act of 1934 Industrial Services of America, Inc. (Name of Issuer) Common Stock, par value $0.0033 (Title of Class of Securities) 456314103 (CUSIP Number) Orson Oliver 7100 Grade Lane Louis |
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| May 23, 2018 |
Exhibit 99.5 COMMERCIAL NOTE $2,000,000.00 Lexington, Kentucky FOR VALUE RECEIVED, KLETTER HOLDING LLC, a Delaware limited liability company, K & R, LLC, a Kentucky limited liability company, 7100 GRADE LANE LLC, a Kentucky limited liability company, and THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP, a Kentucky limited partnership, all with a principal place of business at 7100 Grade Lane, Louisvil |
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| May 10, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdicti |
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| May 10, 2018 |
Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance Exhibit 99.1 Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance LOUISVILLE, KY (May 10, 2018) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced |
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| May 10, 2018 |
IDSA / Industrial Services of America, Inc. 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 26, 2018 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Amended and Restated Employment Agreement (this “Agreement”) is made effective as of January 1, 2018 (the “Effective Date”), between Industrial Services of America, Inc. |
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| March 26, 2018 |
Industrial Services of America, Inc. Announces $2.1 Million Improvement in Operating Performance EX-99.1 3 ex9912.htm EXHIBIT 99.1 Exhibit 99.1 Industrial Services of America, Inc. Announces $2.1 Million Improvement in Operating Performance LOUISVILLE, KY (March 26, 2018) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sel |
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| March 26, 2018 |
8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2018 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisdic |
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| March 26, 2018 |
EX-21 7 ex211.htm EXHIBIT 21 EXHIBIT 21 INDUSTRIAL SERVICES OF AMERICA, INC. LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2017 NAME OF ENTITY STATE OF INCORPORATION ISA Indiana, Inc. Indiana ISA Indiana Real Estate, LLC Indiana ISA Logistics LLC Kentucky ISA Real Estate, LLC Kentucky 7021 Grade Lane LLC Kentucky 7124 Grade Lane LLC Kentucky 7200 Grade Lane LLC Kentucky |
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| March 26, 2018 |
IDSA / Industrial Services of America, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERI |
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| November 8, 2017 |
Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance EX-99.1 2 ex9911.htm EXHIBIT 99.1 Exhibit 99.1 Industrial Services of America, Inc. Announces Revenue Increase and Improved Operating Performance LOUISVILLE, KY (November 8, 2017) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the “Company” or “ISA”), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to |
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| November 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other jurisd |
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| November 8, 2017 |
IDSA / Industrial Services of America, Inc. 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 1, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 1, 2017 |
Exhibit 10.1 ALL NET LEASE THIS ALLNET LEASE executed by the parties to it shall be deemed to have been made, entered into, and delivered, in Louisville, Kentucky, as of October 1, 2017 by and between 7100 Grade Lane LLC, a Kentucky limited liability company, with an office located at 325 W. Main Street, Suite 250, Louisville, KY 40202 (?landlord?), and Industrial Services of America, Inc., a Flor |
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| November 1, 2017 |
BACK RENT PAYMENT AGREEMENT THIS BACK RENT PAYMENT AGREEMENT (?Agreement?) executed by the parties to it shall be deemed to have been made, entered into, and delivered, in Louisville, Kentucky, as of October 1, 2017 by and between 7100 Grade Lane LLC, a Kentucky limited liability company, with an office located at 325 W. |
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| September 8, 2017 |
IDSA / Industrial Services of America, Inc. ESP Industrial Services of America, Inc. u 7100 Grade Lane Louisville, KY 40213 u Phone: 502-366-3452 u Fax: 502-368-1440 September 8, 2017 William H. Thompson Accounting Branch Chief Office of Consumer Products United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 Washington, D.C. 20549 Re: Industrial Services of America, Inc. Form 10-K for the Fiscal Year En |
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| August 9, 2017 |
Industrial Services of America, Inc. Announces Substantial Improvement in Financial Performance Exhibit 99.1 Industrial Services of America, Inc. Announces Substantial Improvement in Financial Performance LOUISVILLE, KY (August 9, 2017) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced |
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| August 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 9, 2017 |
IDSA / Industrial Services of America, Inc. 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| June 26, 2017 |
Industrial Services of America DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| June 23, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| June 23, 2017 |
EX-10.1 2 EX-10.11.htm EXHIBIT 10.1 Exhibit 10.1 934 Crane Purchase Agreement This purchase agreement (“Agreement”) is entered into as of June 23, 2017 (the “Effective Date”) by and between K & R, LLC, a Kentucky limited liability company (“Seller”), and Industrial Services of America, Inc., a Florida corporation (“Buyer”) and shall remain in effect for so long as Buyer owes any obligation or inde |
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| June 23, 2017 |
EX-10.2 3 EX-10.22.htm EXHIBIT 10.2 Exhibit 10.2 Komatsu Purchase Agreement This purchase agreement (“Agreement”) is entered into as of June 23, 2017 (the “Effective Date”) by and between K & R, LLC, a Kentucky limited liability company (“Seller”), and Industrial Services of America, Inc., a Florida corporation (“Buyer”) and shall remain in effect for so long as Buyer owes any obligation or indebt |
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| May 12, 2017 |
Industrial Services of America, Inc. Announces First Quarter 2017 Operating Results Exhibit 99.1 Industrial Services of America, Inc. Announces First Quarter 2017 Operating Results LOUISVILLE, KY (May 12, 2017) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order to sell used auto parts, today announced the filing wit |
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| May 12, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 12, 2017 |
Industrial Services of America 10-Q (Quarterly Report) idsa-20170331.htm FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES O |
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| March 31, 2017 |
Exhibit 99.1 Industrial Services of America, Inc. Announces 2016 Operating Results, Conclusion of Strategic Review Process and Amended Credit Facility LOUISVILLE, KY (March 31, 2017) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys used autos in order |
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| March 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 31, 2017 |
Industrial Services of America 10-K (Annual Report) idsa-20161231.htm ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 INDUSTRI |
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| March 31, 2017 |
EX-21 14 EX-213.htm EXHIBIT 21 EXHIBIT 21 INDUSTRIAL SERVICES OF AMERICA, INC. LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2016 NAME OF ENTITY STATE OF INCORPORATION ISA Indiana, Inc. Indiana ISA Indiana Real Estate, LLC Indiana ISA Logistics LLC Kentucky ISA Real Estate, LLC Kentucky 7021 Grade Lane LLC Kentucky 7124 Grade Lane LLC Kentucky 7200 Grade Lane LLC Kentucky |
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| March 31, 2017 |
EX-10.27 13 EX-10.272.htm EXHIBIT 10.27 EXHIBIT 10.27 AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is entered into as of March 31, 2017 by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“ISA”; and together with any additional Person that at any time becomes an additional Borrower, jointly, severally an |
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| March 31, 2017 |
FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT EX-10.8 12 EX-10.81.htm EXHIBIT 10.8 EXHIBIT 10.8 FIRST AMENDMENT TO EXECUTIVE EMPLOYMENT AGREEMENT This First Amendment to the Executive Employment Agreement (the “Amendment”) is entered into and effective as of February 1, 2017 (the “Effective Date”) between Industrial Services of America, Inc., a Florida corporation (the “Company”), and Todd L. Phillips (“Executive”). WHEREAS, the Company and E |
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| November 28, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 10, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 10, 2016 |
Industrial Services of America, Inc. Announces Third Quarter 2016 Operating Results Exhibit 99.1 Industrial Services of America, Inc. Announces Third Quarter 2016 Operating Results LOUISVILLE, KY (November 10, 2016) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys, dismantles and sells used auto parts, today announced the filing of i |
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| November 10, 2016 |
Industrial Services of America 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| October 3, 2016 |
AGREEMENT TO TERMINATE MANAGEMENT SERVICES AGREEMENT Exhibit 10.1 AGREEMENT TO TERMINATE MANAGEMENT SERVICES AGREEMENT THIS AGREEMENT TO TERMINATE MANAGEMENT SERVICES AGREEMENT (this ?Agreement?), is made and effective as of the 30th day of September, 2016 (the ?Termination Effective Date?), by and among: (i) ALGAR, INC., a Kentucky corporation (the "Manager"), (ii) SEAN GARBER, (?Garber,? collectively with the Manager, the ?Manager Parties?), and ( |
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| October 3, 2016 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement 8-K 1 MainDocument.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida 0-20979 59-0712746 (State or other juri |
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| August 12, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 12, 2016 |
Industrial Services of America, Inc. Announces Second Quarter 2016 Operating Results Exhibit 99.1 Industrial Services of America, Inc. Announces Second Quarter 2016 Operating Results LOUISVILLE, KY (August 12, 2016) - Industrial Services of America, Inc. (NASDAQ: IDSA), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and buys, dismantles and sells used auto parts, today announced the filing of it |
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| August 12, 2016 |
Industrial Services of America 10-Q (Quarterly Report) FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| July 11, 2016 |
Industrial Services of America 10-K/A (Annual Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 |
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| June 16, 2016 |
EX-10.1 2 a101-toddphillipsrsugranta.htm EXHIBIT 10.1 Exhibit 10.1 INDUSTRIAL SERVICES OF AMERICA, INC. RESTRICTED STOCK UNIT GRANT AGREEMENT This Restricted Stock Unit (“RSU”) Grant Agreement (this “Agreement” or “Award”) dated as of June 15, 2016 (the “Grant Date”), is between Industrial Services of America, Inc. (the “Company”) and Todd L. Phillips (the “Grantee”). RECITALS A. The Company has a |
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| June 16, 2016 |
Industrial Services of America 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| June 16, 2016 |
EX-10.2 3 a102-amendedandrestatedltip.htm EXHIBIT 10.2 Exhibit 10.2 Industrial Services of America, Inc. Amended and Restated Long Term Incentive Plan Restated by the Board of Directors on June 15, 2016, reflecting the Long Term Incentive Plan as amended through that date. SECTION 1 GENERAL 1.1. PURPOSE. Industrial Services of America, Inc. Long Term Incentive Plan (the “Plan”) has been establishe |
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| May 13, 2016 |
Industrial Services of America, Inc. Announces First Quarter 2016 Operating Results SEC Exhibit Exhibit 99.1 Industrial Services of America, Inc. Announces First Quarter 2016 Operating Results LOUISVILLE, KY (May 13, 2016) - Industrial Services of America, Inc. (NASDAQ: IDSA ), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities and sells used auto parts, today announced the filing of its Form 10-Q f |
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| May 13, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SEC Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 13, 2016 |
Industrial Services of America 10-Q (Quarterly Report) 10-Q 1 idsa-03312016x10q.htm 10-Q FORM 10-Q SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20979 INDUS |
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| May 13, 2016 |
SEC Exhibit Exhibit 10.1 AMENDMENT TO ASSET PURCHASE AGREEMENT THIS AMENDMENT TO ASSET PURCHASE AGREEMENT (this ? Amendment ?) is made and entered into as of April 1, 2016, by and among Compactor Rentals of America, LLC, a Delaware limited liability company (? Purchaser ?), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (? Parent ?), and WESSCO, LLC, a Delaware limited liability compa |
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| May 13, 2016 |
EX-10.2 3 exhibit102apaamendmentno2.htm EXHIBIT 10.2 Exhibit 10.2 AMENDMENT No. 2 TO ASSET PURCHASE AGREEMENT THIS AMENDMENT NO. 2 TO ASSET PURCHASE AGREEMENT (this “Amendment”) is made and entered into as of April 15, 2016, by and among Compactor Rentals of America, LLC, a Delaware limited liability company (“Purchaser”), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Parent”), and |
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| April 29, 2016 |
Industrial Services of America DEF 14A DEF 14A 1 copyofidsa-2015def14a06x16.htm DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission only (as permitted by Rule 14a-6(e) (2)) [X] Defin |
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| April 15, 2016 |
Industrial Services of America PRE 14A PRE 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| March 25, 2016 |
Industrial Services of America, Inc. Announces 2015 Operating Results Exhibit Exhibit 99.1 Industrial Services of America, Inc. Announces 2015 Operating Results LOUISVILLE, KY (March 25, 2016) - Industrial Services of America, Inc. (NASDAQ: IDSA ), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities and buys, dismantles and sells used auto parts, today announced the filing of its Form 1 |
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| March 25, 2016 |
Industrial Services of America 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 25, 2016 |
Industrial Services of America 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 INDUSTRIAL SERVICES OF |
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| March 25, 2016 |
INDUSTRIAL SERVICES OF AMERICA, INC. LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2015 EXHIBIT 21 INDUSTRIAL SERVICES OF AMERICA, INC. LIST OF SUBSIDIARIES AS OF DECEMBER 31, 2015 NAME OF ENTITY STATE OF INCORPORATION ISA Indiana, Inc. Indiana ISA Indiana Real Estate, LLC Indiana ISA Logistics LLC Kentucky ISA Real Estate, LLC Kentucky 7021 Grade Lane LLC Kentucky 7124 Grade Lane LLC Kentucky 7200 Grade Lane LLC Kentucky |
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| March 25, 2016 |
Exhibit 10.37 INTERCREDITOR AND SUBORDINATION AGREEMENT THIS INTERCREDITOR AND SUBORDINATION AGREEMENT (this “Agreement” as further defined below) is entered into as of this 29th day of February, 2016 by K&R, LLC, a Kentucky limited liability company (“Subordinated Lender” as further defined below), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Company”) and the other “Debtors” sig |
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| March 25, 2016 |
Exhibit 10.35 ANYTHING HEREIN TO THE CONTRARY NOTWITHSTANDING, THE EXERCISE OF ANY RIGHT OR REMEDY WITH RESPECT HERETO, THE PAYMENT OBLIGATIONS HEREUNDER AND CERTAIN OF THE RIGHTS OF THE HOLDER HEREOF ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT DATED ON OR ABOUT THE DATE HEREOF (AS AMENDED, RESTATED, SUPPLEMENTED, OR OTHERWISE MODIFIED FROM TIME TO TIME, THE “INT |
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| March 25, 2016 |
Exhibit 10.38 INTERCREDITOR AND SUBORDINATION AGREEMENT THIS INTERCREDITOR AND SUBORDINATION AGREEMENT (this “Agreement” as further defined below) is entered into as of this 29th day of February, 2016 by 7100 GRADE LANE LLC, a Kentucky limited liability company (“Subordinated Lender” as further defined below), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Company”) and the other “D |
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| March 25, 2016 |
INDUSTRIAL SERVICES OF AMERICA, INC. RESTRICTED STOCK UNIT GRANT AGREEMENT EX-10.39 6 exhibit1039toddphillipsrsu.htm EXHIBIT 10.39 Exhibit 10.39 INDUSTRIAL SERVICES OF AMERICA, INC. RESTRICTED STOCK UNIT GRANT AGREEMENT This Restricted Stock Unit (“RSU”) Grant Agreement (this “Agreement” or “Award”) dated as of March 25, 2016 (the “Grant Date”), is between Industrial Services of America, Inc. (the “Company”) and Todd L. Phillips (the “Grantee”). RECITALS A. The Company h |
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| March 25, 2016 |
Exhibit 10.36 ANYTHING HEREIN TO THE CONTRARY NOTWITHSTANDING, THE EXERCISE OF ANY RIGHT OR REMEDY WITH RESPECT HERETO, THE PAYMENT OBLIGATIONS HEREUNDER AND CERTAIN OF THE RIGHTS OF THE HOLDER HEREOF ARE SUBJECT TO THE PROVISIONS OF THE INTERCREDITOR AND SUBORDINATION AGREEMENT DATED ON OR ABOUT THE DATE HEREOF (AS AMENDED, RESTATED, SUPPLEMENTED, OR OTHERWISE MODIFIED FROM TIME TO TIME, THE “INT |
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| March 25, 2016 |
Exhibit 10.39 RETENTION AGREEMENT This is a Retention Agreement (the “Agreement”) entered into between Industrial Services of America, Inc. (“ISA”) and Todd L. Phillips (“Phillips”) effective as of March 25, 2016. Recital ISA wishes to avoid the serious disruption to the business that would occur if Phillips terminated his employment with ISA to pursue other opportunities, by providing a strong in |
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| March 8, 2016 |
Exhibit Exhibit 3.1 AMENDED AND RESTATED BY-LAWS OF INDUSTRIAL SERVICES OF AMERICA, INC. (A Florida Corporation) ARTICLE I Offices The Company may have an office or offices at such place or places within or without the State of Florida as the Board of Directors may, from time to time, designate or as the business of the Company may require. ARTICLE II Shareholders Section 1. Meetings. All meetings |
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| March 8, 2016 |
Industrial Services of America 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 2, 2016 |
Industrial Services of America 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 29, 2016 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 2, 2016 |
Exhibit Exhibit 10.1 MIDCAP BUSINESS CREDIT LLC LOAN AND SECURITY AGREEMENT (ALL ASSETS) THIS LOAN AND SECURITY AGREEMENT (as amended, modified, restated or supplemented, this ? Agreement ?), is entered into as of February 29, 2016, by and among MIDCAP BUSINESS CREDIT LLC, a Texas limited liability company, the secured party hereunder (? Lender ?), INDUSTRIAL SERVICES OF AMERICA, INC., a Florida c |
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| March 2, 2016 |
Industrial Services of America, Inc. Announces Key Strategic Steps Exhibit Exhibit 99.1 Industrial Services of America, Inc. Announces Key Strategic Steps LOUISVILLE, KY (March 2, 2016) - Industrial Services of America, Inc. (NASDAQ: IDSA ), (the ?Company? or ?ISA?), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities and buys, dismantles and sells used auto parts, today announced the closing of a new two-yea |
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| March 2, 2016 |
Exhibit Exhibit 10.2 MIDCAP BUSINESS CREDIT LLC REVOLVING NOTE $6,000,000.00 February 29, 2016 For value received, the undersigned, INDUSTRIAL SERVICES OF AMERICA, INC. , a Florida corporation (? Borrower ?), hereby promises to pay, as provided in the Loan Agreement (defined below), to the order of MIDCAP BUSINESS CREDIT LLC , a Texas limited liability company (? Lender ?), at its offices in West |
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| March 2, 2016 |
EX-10.3 4 pledgeandsecurityagreement.htm EXHIBIT 10.3 Exhibit 10.3 PLEDGE AND SECURITY AGREEMENT This PLEDGE AND SECURITY AGREEMENT, dated as of February 29, 2016 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), is between Industrial Services of America, Inc., a Florida corporation (the “Pledgor”), and MidCap Business Credit LLC, a Texas limited liabi |
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| March 2, 2016 |
Exhibit Exhibit 10.4 GUARANTY AND SURETYSHIP AGREEMENT This Guaranty and Suretyship Agreement (as amended, restated, supplemented or otherwise modified from time to time, this ? Guaranty ?), dated as of February 29, 2016, is made by ISA Logistics LLC, a Kentucky limited liability company (? ISA Logistics ?), ISA Indiana, Inc., an Indiana corporation (? ISA Indiana ?), ISA Real Estate, LLC, a Kentu |
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| December 21, 2015 |
Industrial Services of America 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| December 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| December 7, 2015 |
Exhibit EXHIBIT 2.1 EXECUTION VERSION ASSET PURCHASE AGREEMENT by COMPACTOR RENTALS OF AMERICA, LLC, AS PURCHASER of the WASTE SERVICES SEGMENT of INDUSTRIAL SERVICES OF AMERICA, INC., AND WESSCO, LLC, AS SELLERS Dated as of December 4, 2015 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Usage and Interpretation 9 ARTICLE II PURCHASE AND SALE OF ASSETS 10 Section 2 |
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| November 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| November 12, 2015 |
FORBEARANCE AGREEMENT AND THIRD AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 Execution Version FORBEARANCE AGREEMENT AND THIRD AMENDMENT TO CREDIT AGREEMENT THIS FORBEARANCE AGREEMENT AND THIRD AMENDMENT TO CREDIT AGREEMENT is made and entered into on November 6, 2015, by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (?Parent?), ISA INDIANA, INC., an Indiana corporation (?ISA Inc.?), ISA LOGISTICS LLC, a Kentucky limited liability compa |
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| August 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 7, 2015 |
INDUSTRIAL SERVICES OF AMERICA, INC. STOCK PURCHASE AGREEMENT Exhibit 99.1 INDUSTRIAL SERVICES OF AMERICA, INC. STOCK PURCHASE AGREEMENT This is a STOCK PURCHASE AGREEMENT (this ?Agreement?), dated as of August 5, 2015 by and between Industrial Services of America, Inc., a Florida corporation (the ?Company?), and Algar, Inc. (the ?Consultant?). Recitals A. The Company and the Consultant are parties to that Management Services Agreement dated as of December 1 |
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| July 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| June 17, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 22, 2015 |
Industrial Services of America, Inc. Announces Second of Two Non-Essential Property Sales Exhibit 99.1 Industrial Services of America, Inc. Announces Second of Two Non-Essential Property Sales LOUISVILLE, KY (May 22, 2015) ? Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, offers waste management programs and equipment to commercial customers and sells used auto parts today a |
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| May 22, 2015 |
Letter Agreement between Industrial Services of America, Inc. and Algar, Inc. Exhibit 10.2 Letter Agreement between Industrial Services of America, Inc. and Algar, Inc. Industrial Services of America, Inc. (ISA) 7100 Grade Lane Louisville, KY 40213 Re: Proposed Sale of Real Property Located at 7017 Grade Lane, Louisville, Kentucky 40232 (?7017 Grade Lane?) Ladies and Gentlemen: We understand that ISA REAL ESTATE, LLC, a Kentucky limited liability company (?ISA Real Estate?) |
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| May 22, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 22, 2015 |
Exhibit 10.1 OFFER TO PURCHASE REAL ESTATE SG&D Ventures, LLC (?Buyer?) hereby offers to purchase from ISA Real Estate, LLC (?Seller?), the real estate commonly known as 7017 Grade Lane, Louisville, Kentucky 40213 and legally described in the attached Exhibit ?A?, consisting of approximately 0.9948 acres, together with all improvements located thereon (the ?Real Estate?), upon the following terms |
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| May 13, 2015 |
Industrial Services of America, Inc. Announces Warm Idle of Companys Auto Shredder Exhibit 99.1 Industrial Services of America, Inc. Announces Warm Idle of Company?s Auto Shredder LOUISVILLE, KY (May 13, 2015) ? Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and offers waste management programs and equipment to commercial customers, today announced the warm idle of t |
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| May 13, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 6, 2015 |
Exhibit 10.1 OFFER TO PURCHASE REAL ESTATE LK Property Investments, LLC (?Buyer?) hereby offers to purchase from ISA Real Estate LLC (?Seller?), the real estate commonly known as 6709 Grade Lane, Louisville, Kentucky 40213 and legally described in the attached Exhibit ?A?, consisting of approximately four and four tenths (4.4) acres, together with all improvements located thereon and the personal |
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| May 6, 2015 |
Exhibit 10.2 LEASE AGREEMENT This Lease Agreement (?Lease?) is made and entered into on this 30th day of April, 2015, by and between LK Property Investments, LLC (?Landlord?), and Industrial Services of America, Inc. (?Tenant?). WITNESSETH: 1. Premises Leased. The Landlord hereby grants, demises and leases unto Tenant all of the real estate commonly known as 6709 Grade Lane, Louisville, Kentucky a |
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| May 6, 2015 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| April 29, 2015 |
Industrial Services of America DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 1, 2015 |
Industrial Services of America NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 Commission File Number: 0-20979 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on |
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| March 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2015 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 20, 2015 |
Exhibit 10.1 PROMISSORY NOTE Loan No. $1,000,000.00 Date: January 15, 2015 Crestview Hills, Kentucky Maturity Date: January 14, 2021 1. AGREEMENT TO PAY. For value received, WESSCO, LLC, a Delaware limited liability company (“Borrower”) hereby promises to pay to the order of THE BANK OF KENTUCKY, INC., a Kentucky banking corporation, its successors and assigns (“Lender”), the lesser of (i) the pri |
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| January 20, 2015 |
Exhibit 10.5 GUARANTY OF PAYMENT This GUARANTY OF PAYMENT is dated as of January 15, 2015 (this “Guaranty”), and executed by INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation, (the “Guarantor”), to and for the benefit of THE BANK OF KENTUCKY, INC., a Kentucky banking corporation, (the “Lender”). RECITALS: A. The Lender has agreed to make a loan in the principal amount of One Million Doll |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.7 STOCK PLEDGE AND SECURITY AGREEMENT THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP, a Kentucky limited partnership (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secured |
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| January 20, 2015 |
IDSA / Industrial Services of America, Inc. / GARBER SEAN - SC 13D/A Activist Investment SC 13D/A 1 a15-20851sc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1)* Under the Securities Exchange Act of 1934 Industrial Services of America, Inc. (Name of Issuer) Common Stock, par value $0.0033 (Title of Class of Securities) 456314103 (CUSIP Number) Sean Garber 7301 Grade Lane Louisville, Kentucky 40219 (5 |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST EX-99.11 12 a15-20851ex99d11.htm EX-99.11 Exhibit 99.11 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: K & R, LLC c/o Orson Oliver Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 366-3452 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box 17600 Crestview Hills, Kentucky 41017 Telephone Nu |
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| January 20, 2015 |
Exhibit 99.4 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.5 STOCK PLEDGE AND SECURITY AGREEMENT ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secure |
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| January 20, 2015 |
TERM NOTE $2,600,000.00 December 31, 2014 City of Louisville, State of Kentucky (effective date) Exhibit 99.8 TERM NOTE $2,600,000.00 December 31, 2014 City of Louisville, State of Kentucky (effective date) 1. Promise to Pay. On or before January 1, 2018 (the “Maturity Date”), the undersigned, ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED; KLETTER HOLDING LLC, a Delaware limited liability company; K & R, LLC, a Kentucky limited liability company; THE HARRY KLE |
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| January 20, 2015 |
TERM NOTE $2,600,000.00 December 31, 2014 City of Louisville, State of Kentucky (effective date) Exhibit 99.8 TERM NOTE $2,600,000.00 December 31, 2014 City of Louisville, State of Kentucky (effective date) 1. Promise to Pay. On or before January 1, 2018 (the “Maturity Date”), the undersigned, ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED; KLETTER HOLDING LLC, a Delaware limited liability company; K & R, LLC, a Kentucky limited liability company; THE HARRY KLE |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.6 STOCK PLEDGE AND SECURITY AGREEMENT K & R, LLC, a Kentucky limited liability company (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secured Party a security interest in |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.5 STOCK PLEDGE AND SECURITY AGREEMENT ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secure |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Exhibit 99.11 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: K & R, LLC c/o Orson Oliver Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 366-3452 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box 17600 Crestview Hills, Kentucky 41017 Telephone Number: ( ) NOTICE TO BROKER To: J. J. B. HI |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Exhibit 99.10 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 553-1464 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box 17600 Crestview Hills, Kentucky 41017 Tel |
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| January 20, 2015 |
AMENDED AND RESTATED SUBORDINATION AGREEMENT Exhibit 10.3 AMENDED AND RESTATED SUBORDINATION AGREEMENT This Amended and Restated Subordination Agreement (this “Agreement”) is made and entered into effective as of the 15th day of January, 2015 (the “Effective Date”), by and among THE BANK OF KENTUCKY, a Kentucky banking corporation, with an address of 111 Lookout Farm Drive, Crestview Hills, Kentucky 41017 (“Bank of Kentucky”), WELLS FARGO BA |
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| January 20, 2015 |
IDSA / Industrial Services of America, Inc. / Oliver Orson - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) (Amendment No. 1)* Under the Securities Exchange Act of 1934 Industrial Services of America, Inc. (Name of Issuer) Common Stock, par value $0.0033 (Title of Class of Securities) 456314103 (CUSIP Number) Orson Oliver 7100 Grade Lane Louisville, Kentucky 40232 (502) 368-1661 (Name, Address and Telepho |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Exhibit 99.9 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP c/o Orson Oliver Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 366-3452 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box 17600 Crestview Hills, Kentucky 41017 Telephone Number: ( ) |
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| January 20, 2015 |
FIRST AMENDMENT TO CREDIT AGREEMENT EX-10.2 3 a15-27531ex10d2.htm EX-10.2 Exhibit 10.2 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made and entered into this 15th day of January, 2015, by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (“Parent”), ISA INDIANA, INC., an Indiana corporation (“ISA Inc.”), ISA LOGISTICS LLC, a Kentucky limited liability company |
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| January 20, 2015 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Orson Oliver, The Estate of Harry Kletter, The Harry Kletter Family Limited Partnership and K & R, LLC each hereby agree, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13D filed herewith, and any amendments thereto, relating to the shares of common stock of Industrial Services of America, Inc. is, and will be, join |
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| January 20, 2015 |
Exhibit 99.3 IRREVOCABLE PROXY The undersigned agrees to and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Sta. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of INDUSTRIAL SERVICES OF AMERICA, INC. (t |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.6 STOCK PLEDGE AND SECURITY AGREEMENT K & R, LLC, a Kentucky limited liability company (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secured Party a security interest in |
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| January 20, 2015 |
Exhibit 99.1 JOINT FILING AGREEMENT Sean Garber and Algar, Inc. each hereby agree, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13D filed herewith, and any amendments thereto, relating to the shares of common stock of Industrial Services of America, Inc. is, and will be, jointly filed on behalf of each such person and further agree that this Joint F |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST EX-99.10 11 a15-20851ex99d10.htm EX-99.10 Exhibit 99.10 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: ORSON OLIVER, Personal Representative of the ESTATE OF HARRY KLETTER, DECEASED Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 553-1464 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box |
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| January 20, 2015 |
Exhibit 99.2 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 20, 2015 |
CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Exhibit 99.9 CONTROL AGREEMENT AND ACKNOWLEDGMENT OF PLEDGE AND SECURITY INTEREST Pledgor: THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP c/o Orson Oliver Waterfront Plaza 325 West Main Street Suite 1810 Louisville, Kentucky 40202-4255 Telephone Number: (502) 366-3452 Secured Party: THE BANK OF KENTUCKY, INC. 111 Lookout Farm Drive P.O. Box 17600 Crestview Hills, Kentucky 41017 Telephone Number: ( ) |
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| January 20, 2015 |
STOCK PLEDGE AND SECURITY AGREEMENT Exhibit 99.7 STOCK PLEDGE AND SECURITY AGREEMENT THE HARRY KLETTER FAMILY LIMITED PARTNERSHIP, a Kentucky limited partnership (“Pledgor”) and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation (“Secured Party”), jointly and severally, hereby agree as follows: Pledge. In order to induce Secured Party to extend the Obligations, as that term is defined below, Pledgor hereby grants to Secured |
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| January 20, 2015 |
EX-99.3 4 a15-20852ex99d3.htm EX-99.3 Exhibit 99.3 IRREVOCABLE PROXY The undersigned agrees to and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Sta. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of I |
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| January 20, 2015 |
Exhibit 10.4 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this “Agreement”) is made and entered into effective as of January 15, 2015 by WESSCO, LLC, a Delaware limited liability company (“Debtor”), and THE BANK OF KENTUCKY, INC., a Kentucky banking corporation, its successors and assigns, as secured party (“Secured Party”). RECITALS: A. Secured Party has agreed to loan the following to Debtor a lo |
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| January 20, 2015 |
Exhibit 99.2 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 20, 2015 |
EX-99.4 5 a15-20851ex99d4.htm EX-99.4 Exhibit 99.4 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statues (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the “Stock”) of |
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| January 5, 2015 |
Exhibit 10.4 THIS OPTION HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE ENCUMBERED, PLEDGED, HYPOTHECATED, SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THIS OPTION UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM AND SUBSTANCE TO THE COMPANY AND ITS COUNSEL TO THE EFFECT THAT SUCH R |
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| January 5, 2015 |
EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT This is an Executive Employment Agreement dated December 31, 2014, between Industrial Services of America, Inc., a Florida corporation (the “Company”), and Todd L. Phillips (“Executive”). RECITALS A. The Company is principally engaged in the business of recycling ferrous and non-ferrous scrap and providing waste management services (the “Business”). B. E |
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| January 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| January 5, 2015 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 31st day of December, 2014 (the “Effective Date”), by and between INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (the “Company”), and TODD L. PHILLIPS (the “Executive”). RECITALS WHEREAS, contemporaneously with the execution and delivery of this Agreement, the parties her |
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| January 5, 2015 |
EX-10.3 4 a15-11431ex10d3.htm EX-10.3 Exhibit 10.3 THIS OPTION HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE ENCUMBERED, PLEDGED, HYPOTHECATED, SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THIS OPTION UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY IN FORM AND SUBSTANCE TO THE COMPANY AND |
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| December 22, 2014 |
Industrial Services of America, Inc. 1,714,286 Shares Common Stock Table of Contents Filed Pursuant to Rule 424(b)(3) File No. 333-200652 Prospectus Industrial Services of America, Inc. 1,714,286 Shares Common Stock The selling shareholder named in this prospectus may use this prospectus to offer and sell, from time to time, up to 1,714,286 shares of our common stock. Of the 1,714,286 shares of our common stock covered by this prospectus, 857,143 shares are curre |
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| December 1, 2014 |
IDSA / Industrial Services of America, Inc. S-3 - - S-3 Table of Contents As filed with the Securities and Exchange Commission on December 1, 2014 Registration No. |
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| November 12, 2014 |
Industrial Services of America, Inc. Reports Third Quarter 2014 Results Exhibit 99.1 Industrial Services of America, Inc. Reports Third Quarter 2014 Results LOUISVILLE, KY (November 7, 2014) — Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and offers waste management programs and equipment to commercial customers, today reported financial results for the t |
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| November 12, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| October 17, 2014 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| October 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Industrial Services of America, Inc. (Name of Issuer) Common Stock (Par Value $0.0033) (Title of Class of Securities) 456314103 (CUSIP Number) Recycling Capital Partners, LLC 295 South Commerce Drive Waterloo, IN 46793 (260) 232-3031 Daniel M. Rifkin 295 |
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| August 27, 2014 |
IDSA / Industrial Services of America, Inc. DEF 14A - - DEF 14A SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| August 19, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| August 19, 2014 |
Industrial Services of America, Inc. Reports Second Quarter 2014 Results Exhibit 99.1 Industrial Services of America, Inc. Reports Second Quarter 2014 Results LOUISVILLE, KY (August 14, 2014) — Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities, and offers waste management programs and equipment to commercial customers, today reported financial results for the t |
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| August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| June 23, 2014 |
SC 13D 1 a14-158731sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Industrial Services of America, Inc. (Name of Issuer) Common Stock (Par Value $0.0033) (Title of Class of Securities) 456314103 (CUSIP Number) Recycling Capital Partners, LLC 295 South Commerce Drive Waterloo, IN 46793 |
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| June 19, 2014 |
EX-10 8 isa8kex104.txt 10.4 - TERM PROMISSORY NOTE Exhibit 10.4 TERM NOTE $2,800,000.00 June 13, 2014 FOR VALUE RECEIVED, INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Parent"), ISA INDIANA, INC., an Indiana corporation ("ISA Inc."), and ISA LOGISTICS LLC, a Kentucky limited liability company ("ISA Logistics"; Parent, ISA Inc., and ISA Logistics, collectively referred to herein as |
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| June 19, 2014 |
EX-10 7 isa8kex103.txt 10.3 - REVOLVING PROMISSORY NOTE Exhibit 10.3 REVOLVING NOTE $15,000,000.00 June 13, 2014 FOR VALUE RECEIVED, INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Parent"), ISA INDIANA, INC., an Indiana corporation ("ISA Inc."), and ISA LOGISTICS LLC, a Kentucky limited liability company ("ISA Logistics"; Parent, ISA Inc., and ISA Logistics, collectively referred to |
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| June 19, 2014 |
EX-10 9 isa8kex105.txt 10.5 - SECURITY AG Exhibit 10.5 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this "Agreement") is entered into as of June 13, 2014 by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Parent"), ISA INDIANA, INC., an Indiana corporation ("ISA Inc."), ISA LOGISTICS LLC, a Kentucky limited liability company ("ISA Logistics"), ISA REAL ESTATE, LLC, a Kentuck |
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| June 19, 2014 |
Exhibit 10.2 CREDIT AGREEMENT THIS CREDIT AGREEMENT (this "Agreement") is entered into as of June 13, 2014 (the "Closing Date"), by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Parent"), ISA INDIANA, INC., an Indiana corporation ("ISA Inc."), ISA LOGISTICS LLC, a Kentucky limited liability company ("ISA Logistics"; and, together with Parent, ISA Inc., and any other Perso |
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| June 19, 2014 |
Exhibit 4.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER EITHER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR APPLICABLE STATE SECURITIES LAWS (THE "STATE ACTS"), AND SHALL NOT BE SOLD, ASSIGNED, PLEDGED, HYPOTHECATED, DONATED OR OTHERWISE TRANSFERRED (WHETHER OR NOT FOR CONSIDERATION) BY THE HOLDER EXCEPT BY REGISTRATION OR PURSUANT TO AN EXEMPTION F |
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| June 19, 2014 |
Exhibit 4.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the "Agreement") is dated as of the 13th day of June, 2014 (the "Effective Date"), by and between INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation (the "Company"), and RECYCLING CAPITAL PARTNERS, LLC, an Indiana limited liability company (the "Investor"). Capitalized terms used herein shall have the meanings s |
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| June 19, 2014 |
Exhibit 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the "Agreement") is made and entered into as of this 13th day of June, 2014 (the "Effective Date") by and between Industrial Services of America, Inc., a Florida corporation (the "Company"), and Recycling Capital Partners, LLC, an Indiana limited liability company (the "Investor"), in connection with that certain Securit |
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| June 19, 2014 |
Exhibit 10.6 CONTINUING GUARANTY DATE: June 13, 2014 TO: WELLS FARGO BANK, NATIONAL ASSOCIATION 1. GUARANTY; DEFINITIONS. In consideration of any credit or other financial accommodation heretofore, now or hereafter extended or made to INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("Parent"), ISA INDIANA, INC., an Indiana corporation ("ISA Inc."), ISA LOGISTICS LLC, a Kentucky limited |
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| June 19, 2014 |
Exhibit 10.1 DIRECTOR DESIGNATION AGREEMENT THIS DIRECTOR DESIGNATION AGREEMENT (this "Agreement") is made and entered into as of June 13, 2014, by and between Recycling Capital Partners, LLC, an Indiana limited liability company (the "Investor") and Industrial Services of America, Inc., a Florida corporation (the "Company"). Unless otherwise indicated herein, capitalized terms used herein are def |
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| June 19, 2014 |
8-K 1 isa8k6192014.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. (Exact name of registrant as specified in its Charter) Florida (State or other jurisdiction of incorpo |
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| June 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 14, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| May 14, 2014 |
Industrial Services of America, Inc. Announces First Quarter 2014 Results Exhibit 99.1 Industrial Services of America, Inc. Announces First Quarter 2014 Results LOUISVILLE, KY. (May 14, 2014) - Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities for domestic users and export markets, and offers programs and equipment to help businesses manage waste, today reported |
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| April 3, 2014 |
Industrial Services of America, Inc. Announces Results for 2013 Exhibit 99.1 Industrial Services of America, Inc. Announces Results for 2013 LOUISVILLE, KY (April 1, 2014) - Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities for domestic users and export markets, and offers programs and equipment to help businesses manage waste, today reported financial |
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| April 3, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| March 31, 2014 |
Industrial Services of America 10-K (Annual Report) IDSA-2013.12.31-10K 1-11-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 0-20979 |
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| February 26, 2014 |
February 26, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 Attn: Mr. John Cash Accounting Branch Chief RE: Industrial Services of America, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 1, 2013 Form 10-Q for the Period Ended September 30, 2013 Filed January 10, 2014 Response Letter dated February 5, 2014 File No. 0-20979 Dear Mr. Cash: In resp |
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| February 24, 2014 |
SECOND RENEWED REVOLVING LOAN NOTE EXHIBIT 10.2 SECOND RENEWED REVOLVING LOAN NOTE $15,000,000.00 July 30, 2010 First Amendment and Restatement April 14, 2011 Second Amendment and Restatement November 16, 2011 Third Amendment and Restatement August 13, 2012 Fourth Amendment and Restatement November 14, 2012 Renewed March 29, 2013 Renewed February 21, 2014 ("Effective Date") For value received, the undersigned, INDUSTRIAL SERVICES O |
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| February 24, 2014 |
SEVENTH AMENDMENT TO CREDIT AGREEMENT EXHIBIT 10.1 SEVENTH AMENDMENT TO CREDIT AGREEMENT THIS SEVENTH AMENDMENT TO CREDIT AGREEMENT (this Amendment), entered into as of February 21, 2014 (the "Effective Date"), by and among INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("ISA"), ISA INDIANA, INC., an Indiana corporation ("ISA Indiana"), the Lenders party hereto, and FIFTH THIRD BANK, an Ohio banking corporation ("Fifth Th |
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| February 24, 2014 |
EXHIBIT 10.3 SECOND RENEWED TERM LOAN NOTE $1,390,000.00 July 30, 2010 Renewed March 29, 2013 Renewed February 21, 2014 ("Effective Date") For value received, the undersigned, INDUSTRIAL SERVICES OF AMERICA, INC., a Florida corporation ("ISA"), ISA INDIANA, INC., an Indiana corporation ("ISA Indiana"), and each of the other Persons that become a Borrower under the Credit Agreement after the Closin |
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| February 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| February 3, 2014 |
February 5, 2014 United States Securities and Exchange Commission Washington, D.C. 20549 Attn: Mr. John Cash Accounting Branch Chief RE: Industrial Services of America, Inc. Form 10-K for the Fiscal Year Ended December 31, 2012 Filed April 1, 2013 Form 10-Q for the Period Ended June 30, 2013 Filed August 19, 2013 Definitive Proxy Statement on Schedule 14A Filed June 6, 2013 File No. 0-20979 Dear M |
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| January 10, 2014 |
Industrial Services of America, Inc. Announces Third Quarter 2013 Results Exhibit 99.1 Industrial Services of America, Inc. Announces Third Quarter 2013 Results LOUISVILLE, KY. (January 10, 2014) - Industrial Services of America, Inc. (NASDAQ: IDSA), a company that buys, processes and markets ferrous and non-ferrous metals and other recyclable commodities for domestic users and export markets and offers programs and equipment to help businesses manage waste, today annou |
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| January 10, 2014 |
January 9, 2014 Ernest Greene, Staff Accountant Lisa Etheredge, Staff Accountant Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, NE Washington, D. |
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| January 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2014 INDUSTRIAL SERVICES OF AMERICA, INC. |
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| December 11, 2013 |
EXHIBIT 99.6 JOINT FILING AGREEMENT Sean Garber and Algar, Inc. each hereby agree, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13D filed herewith, and any amendments thereto, relating to the shares of common stock of Industrial Services of America, Inc. is, and will be, jointly filed on behalf of each such person and further agree that this Joint F |
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| December 11, 2013 |
EX-99.2 2 agreementbtsgarberandooliv.htm EXHIBIT 99.2 EXHIBIT 99.2 AGREEMENT THIS AGREEMENT (the “Agreement”) is made and effective as of the 1st day of December, 2013 (the “Effective Date”), by and between ORSON OLIVER (“Oliver”) and SEAN GARBER (“Garber”). RECITALS: A. Oliver is the Interim Chief Executive Officer and Interim President of Industrial Services of America, Inc. (“ISA”). B. Garber i |
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| December 11, 2013 |
EX-99.5 5 irrevocableproxy-kandr.htm EXHIBIT 99.5 EXHIBIT 99.5 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (th |
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| December 11, 2013 |
EXHIBIT 99.5 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (the "Stock") of INDUSTRIAL SERVICES OF AMERICA, INC. |
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| December 11, 2013 |
EX-99.2 2 agreementbtsgarberandooliv.htm EXHIBIT 99.2 EXHIBIT 99.2 AGREEMENT THIS AGREEMENT (the “Agreement”) is made and effective as of the 1st day of December, 2013 (the “Effective Date”), by and between ORSON OLIVER (“Oliver”) and SEAN GARBER (“Garber”). RECITALS: A. Oliver is the Interim Chief Executive Officer and Interim President of Industrial Services of America, Inc. (“ISA”). B. Garber i |
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| December 11, 2013 |
EX-99.3 3 irrevocableproxy-harryklet.htm EXHIBIT 99.3 EXHIBIT 99.3 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock |
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| December 11, 2013 |
EX-99.5 5 irrevocableproxy-kandr.htm EXHIBIT 99.5 EXHIBIT 99.5 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (th |
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| December 11, 2013 |
EXHIBIT 99.6 JOINT FILING AGREEMENT Harry Kletter, Roberta Kletter, The Harry Kletter Family Limited Partnership and K & R, LLC each hereby agree, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13D filed herewith, and any amendments thereto, relating to the shares of common stock of Industrial Services of America, Inc. is, and will be, jointly filed o |
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| December 11, 2013 |
EX-99.4 4 irrevocableproxy-hkflp.htm EXHIBIT 99.4 EXHIBIT 99.4 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (th |
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| December 11, 2013 |
IDSA / Industrial Services of America, Inc. / GARBER SEAN - SC 13D Activist Investment SC 13D 1 schedule13d-garber.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 Industrial Services of America, Inc. (Name of Issuer) Common Stock, par value $0.0033 (Title of Class of Securities) 456314103 (CUSIP Number) Sean Garber 7301Grade Lane Louisville, Kentucky 40219 (502) 368-4440 (Name, A |
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| December 11, 2013 |
EX-99.4 4 irrevocableproxy-hkflp.htm EXHIBIT 99.4 EXHIBIT 99.4 IRREVOCABLE PROXY The undersigned agrees to, and hereby grants to ORSON OLIVER and SEAN GARBER, jointly, an irrevocable proxy pursuant to the applicable provisions of the Florida Statutes (Fla. Stat. §607.0721 et. al.), to vote, or to execute and deliver written consents or otherwise act with respect to, all shares of capital stock (th |
