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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset Investment Grade Opportunity Trust Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| March 7, 2025 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 8, 2025 |
EX-FILING FEES Exhibit (i) Calculation of Filing Fee Tables Schedule TO (Form Type) Western Asset Investment Grade Opportunity Trust Inc. |
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| January 8, 2025 |
Exhibit (a)(5) WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. ANNOUNCES FINAL RESULTS OF ISSUER TENDER OFFER FOR COMMON STOCK AND ELIMINATION OF TERM NEW YORK – (BUSINESS WIRE) – October 2, 2024 – Western Asset Investment Grade Defined Opportunity Trust Inc. (NYSE: IGI) (the “Fund”) announced today the expiration and final results for its issuer tender offer for up to 100% of the ou |
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| January 8, 2025 |
As filed with the Securities and Exchange Commission on January 8, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 6, 2024 |
SC 13G/A 1 karpus-sch13g18886.htm KARPUS INVESTMENT MGT / WESTERN ASSET INVESTMENT GRADE - SCHEDULE 13G/A(#1E) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common (Title of Class of Securities) 95790A101 (CUSIP Number) |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Western Asset Investment Grade Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or other jurisdicti |
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| November 20, 2024 |
FOURTH AMENDED AND RESTATED BYLAWS OF WESTERN ASSET INVESTMENT GRADE OPPORTUNITY TRUST INC. |
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| November 14, 2024 |
SC 13G/A 1 igi-093024a4.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95790A101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires F |
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| November 13, 2024 |
SC 13G 1 karpus-sch13g18886.htm KARPUS INVESTMENT MGT / WESTERN ASSET INVESTMENT GRADE - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common (Title of Class of Securities) 95790A101 (CUSIP Number) Septemb |
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| November 5, 2024 |
SC 13G/A 1 WesternassetIG20241031.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Western Asset Investment Grade Defined Opportunity Trust (Name of Issuer) COM (Title of Class of Securities) 95790A101 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statement) Check the |
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| October 7, 2024 |
SC 13G 1 WesternassetIGOps.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Western Asset Investment Grade Defined Opportunity Trust (Name of Issuer) COM (Title of Class of Securities) 95790A101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropr |
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| September 3, 2024 |
Exhibit (a)(1)(iii) OFFER BY WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
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| September 3, 2024 |
PLACE AN ❑ IN ONE BOX ONLY See instruction number 2 and 3 on the reverse side of this form. Exhibit (a)(1)(ii) + WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
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| September 3, 2024 |
Exhibit (a)(1)(i) OFFER TO PURCHASE WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
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| September 3, 2024 |
Exhibit I Calculation of Filing Fee Tables Schedule TO (Form Type) Western Asset Investment Grade Defined Opportunity Trust Inc. |
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| September 3, 2024 |
As filed with the Securities and Exchange Commission on September 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 3, 2024 |
SC TO-C 1 d860011dsctoc.htm SC TO-C As filed with the Securities and Exchange Commission on September 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Subject Company (issuer)) Western Asse |
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| September 3, 2024 |
Exhibit (a)(1)(iv) OFFER BY WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. |
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| September 3, 2024 |
Exhibit (a)(1)(v) WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. 620 EIGHTH AVENUE, 47th FLOOR NEW YORK, NEW YORK 10018 DEAR STOCKHOLDER: At a meeting held on February 14, 2024, the Board of Directors of Western Asset Investment Grade Defined Opportunity Trust Inc. (the “Fund”) approved a tender offer to purchase up to 100% of the Fund’s outstanding shares of common stock. The offer |
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| June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 4, 2024 |
Simpson Thacher & Bartlett LLP 900 G STREET, NW WASHINGTON, D.C. 20001 TELEPHONE: +1-202-636-5500 FACSIMILE: +1-202-636-5502 Direct Dial Number (202) 636-5806 E-mail Address [email protected] April 4, 2024 VIA EDGAR David Matthews U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Western Asset Investment Grade Defined Oppor |
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| April 4, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 25, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 11, 2024 |
SC 13G/A 1 igi-022924a3.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95790A101 (CUSIP Number) February 29, 2024 (Date of Event Which Requires Fi |
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| March 6, 2024 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2024 |
SC 13G/A 1 igi-123123a2.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Fi |
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| March 7, 2023 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Def |
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| February 14, 2023 |
SC 13G/A 1 igi-123122a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Fi |
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| February 8, 2023 |
SC 13G/A 1 d395495dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9) Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this State |
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| October 28, 2022 |
HTML WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Schedule of investments (unaudited) August 31, 2022 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 95.1% COMMUNICATION SERVICES - 11.2% Diversified Telecommunication Services - 2.9% AT&T Inc., Senior Notes 4.500 % 5/15/35 370,000 $ 347,952 AT&T Inc., Senior Note |
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| August 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 27, 2022 |
HTML WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. (Percentages shown based on Fund net assets) Schedule of investments (unaudited) February 28, 2022 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 93.1% COMMUNICATION SERVICES - 10.1% Diversified Telecommunication Services - 3.1% AT&T Inc., Senior Notes 4.500 % 5/15/35 370,000 $ 405,773 AT&T Inc., Senior No |
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| March 1, 2022 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| January 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desi |
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| October 27, 2021 |
HTML WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Schedule of investments (unaudited) August 31, 2021 (Percentages shown based on Fund net assets) SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 93.2% COMMUNICATION SERVICES - 10.2% Diversified Telecommunication Services - 2.9% AT&T Inc., Senior Notes 4.500 % 5/15/35 370,000 $ 439,287 AT&T Inc., Senior Note |
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| April 23, 2021 |
HTML WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Schedule of investments (unaudited) February 28, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 95.4% COMMUNICATION SERVICES - 11.6% Diversified Telecommunication Services - 4.2% AT&T Inc., Senior Notes 4.500 % 5/15/35 $ 370,000 $ 426,782 AT&T Inc., Senior Notes 4.900 % 6/15/42 250,000 295,448 AT&T Inc |
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| April 21, 2021 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 1, 2021 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2021 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| October 27, 2020 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Schedule of investments (unaudited) August 31, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT VALUE CORPORATE BONDS & NOTES - 95.8% COMMUNICATION SERVICES - 11.8% Diversified Telecommunication Services - 4.3% AT&T Inc., Senior Notes 4.500 % 5/15/35 $ 370,000 $ 443,810 AT&T Inc., Senior Notes 4.900 % 6/15/42 250,000 305,631 AT&T Inc., Seni |
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| August 18, 2020 |
EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset Investment Grade Defined Opportunity Trust Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The C |
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| August 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or other |
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| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 19, 2020 |
- CLEARBRIDGE MLP AND MIDSTREAM FUND INC. (CEM) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 18, 2020 |
DEFA14A 1 f6159d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 8, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| June 8, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| June 8, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 26, 2020 |
DEFA14A 1 f5828d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (a |
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| May 22, 2020 |
DEFA14A 1 f5797d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| May 22, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 22, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 20, 2020 |
DEFA14A 1 f5758d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| May 20, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 18, 2020 |
DEFA14A 1 f5731d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 28, 2020 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 27, 2020 |
See Notes to Schedule of Investments. Western Asset Investment Grade Defined Opportunity Trust Inc. Schedule of investments (unaudited) February 29, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 95.7% COMMUNICATION SERVICES - 11.1% Diversified Telecommunication Services - 4.5% AT&T Inc., Senior Notes 4.500 % 5/15/35 370,000 $ 431,438 AT&T Inc., Senior Notes 4.900 % 6/15/42 250,000 295,421 AT&T Inc., Sen |
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| April 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 9, 2020 |
CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Legg Mason-Sponsored Funds Preliminary Proxy Statements Ladies and Gentlemen: On behalf of each of the registrants in the Legg Mason-Sponsored Funds fund complex listed on App |
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| April 9, 2020 |
SC 13G/A UNITED STATES Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) March 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 2, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or other ju |
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| April 2, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
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| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 25, 2020 |
Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 20, 2020 |
Western Asset Investment Grade Defined Opportunity Trust Inc SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to des |
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| February 10, 2020 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ☒ De |
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| November 5, 2019 |
EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset Investment Grade Defined Opportunity Trust Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corpora |
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| November 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or other |
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| October 25, 2019 |
IGI / Western Asset Investment Grade Defined Opportunity Trust Inc. NPORT-EX - - HTML WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Schedule of investments (unaudited) August 31, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 94.6% COMMUNICATION SERVICES - 11.4% Diversified Telecommunication Services - 4.1% AT&T Inc., Senior Notes 4.500 % 5/15/35 370,000 $ 412,274 AT&T Inc., Senior Notes 4.900 % 6/15/42 250,000 283,705 AT&T Inc., |
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| October 1, 2019 |
IGI / Western Asset Investment Grade Defined Opportunity Trust Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 29, 2019 |
IGI / Western Asset Investment Grade Defined Opportunity Trust Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 22, 2019 |
Western Asset Investment Grade Defined Opportunity Trust Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Ave |
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| April 22, 2019 |
EX-99.CERT 2 d717764dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances u |
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| March 5, 2019 |
DEF 14A 1 d657468ddef14a.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| February 15, 2019 |
SC 13G/A 1 d700601dsc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Stat |
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| January 2, 2019 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Globa |
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| January 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or othe |
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| October 26, 2018 |
CERTIFICATION CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the |
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| October 26, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal exec |
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| April 26, 2018 |
N-Q 1 d510905dnq.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in ch |
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| April 26, 2018 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| February 23, 2018 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ? De |
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| February 13, 2018 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Western Asset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate b |
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| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
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| October 27, 2017 |
Western Asset Investment Grade Defined Opportunity Trust Inc. (IGI) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eigh |
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| October 27, 2017 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, |
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| August 16, 2017 |
EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Western Asset Investment Grade Defined Opportunity Trust Inc. (the ?Fund?) and, under the date of January 19, 2017, we reported on the financial statements of the Fund as of and for the year ended November 30, 2016. On A |
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| August 16, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or o |
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| May 16, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
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| April 25, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal exec |
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| April 25, 2017 |
CERTIFICATION Exhibit 99CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such stat |
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| March 2, 2017 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) ? De |
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| February 7, 2017 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 2) Western Asset Investment Grade Defined Opportunity Trust Inc (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) |
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| October 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| October 21, 2016 |
Western Asset Investment Grade Defined Opportunity Trust Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Ave |
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| October 21, 2016 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such st |
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| June 14, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 14, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| June 1, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 1, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 19, 2016 |
CERTIFICATION Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| April 19, 2016 |
N-Q 1 d139909dnq.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in ch |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 2, 2016 |
DEF 14A 1 d140113ddef14a.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitt |
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| February 10, 2016 |
SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. 1) Western Asset Investment Grade Defined Opportunity Trust Inc (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) |
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| October 21, 2015 |
N-Q 1 d51695dnq.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in cha |
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| October 21, 2015 |
EX-99.CERT 2 d51695dex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| July 22, 2015 |
EX-99.1 2 d944839dex991.htm EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York – July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc |
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| July 22, 2015 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or oth |
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| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
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| April 15, 2015 |
CERTIFICATION CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
|
| April 15, 2015 |
Western Asset Investment Grade Defined Opportunity Trust Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Ave |
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| February 27, 2015 |
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) (2)) x De |
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| January 21, 2015 |
SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Information to be included in Statements filed pursuant to Rules 13d-1(b), (c) and (d) and amendments thereto filed pursuant to Rule 13d-2(b) (Amendment No. ) Western Assset Investment Grade Defined Opportunity Trust Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 95790A101 (CUSIP Number) |
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| December 23, 2014 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – December 23, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Leg |
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| December 23, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or |
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| October 22, 2014 |
CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements w |
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| October 22, 2014 |
Western Asset Investment Grade Defined Opportunity Trust Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Ave |
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| May 29, 2014 |
Western Asset Investment Grade Defined Opportunity Trust Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 21, 2014 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact Name of Registrant as Specified in its |
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| May 29, 2014 |
PRESS RELEASE Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE RETIREMENT OF DIRECTOR AND APPOINTMENT OF NEW LEAD INDEPENDENT DIRECTOR New York – (Business Wire) – May 29, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA) ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy |
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| April 28, 2014 |
N-Q 1 d695725dnq.htm WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in ch |
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| April 28, 2014 |
EX-99.CERT 2 d695725dex99cert.htm CERTIFICATION CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumsta |
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| February 26, 2014 |
- WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. Western Asset Investment Grade Defined Opportunity Trust Inc. SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Def |
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| February 13, 2014 |
WTW / Weight Watchers International, Inc. / FIRST MANHATTAN CO - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Weight Watchers Int'l. (Name of Issuer) COMMON (Title of Class of Securities) 948626106 (CUSIP Number) Calendar Year 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| October 25, 2013 |
EX-99.CERT 2 a13-181302ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light |
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| October 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a13-181302nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 |
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| September 4, 2013 |
Correspondence (26 registrants) September 5, 2013 VIA EDGAR Cindy J. Rose Accountant U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 Re: Western Asset Emerging Markets Debt Fund Inc. (811-21343) Western Asset Emerging Markets Income Fund Inc. (811-07686) Western Asset Global Corporate Defined Opportuni |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2013 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3480126 (State or other jurisdic |
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| June 14, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFFICER New York — (Business Wire) — May 21, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: |
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| April 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal exec |
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| April 26, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a13-3764188k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2013 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 811-22294 94-3 |
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| January 28, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – January 25, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LM |
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| October 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal exec |
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| October 26, 2012 |
EX-99.CERT 2 a12-210162ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| April 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a12-72932nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 |
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| April 26, 2012 |
EX-99.CERT 2 a12-72932ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
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| March 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| December 2, 2011 |
CLEARBRIDGE ENERGY MLP FUND INC. (“CEM”) CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (“EMO”) LMP CAPITAL AND INCOME FUND INC. (“SCD”) LMP CORPORATE LOAN FUND INC. (“TLI”) LMP REAL ESTATE INCOME FUND INC. (“RIT”) WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (“ESD”) WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (“EMD”) WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. (“GDO”) WESTERN |
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| October 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive office |
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| October 26, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| April 25, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements wer |
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| April 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) |
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| March 3, 2011 |
DEF 14A 1 a11-67061def14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commissi |
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| October 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) |
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| October 25, 2010 |
EX-99.CERT 2 a10-142562ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| April 23, 2010 |
EX-99.CERT 2 a10-64262ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of th |
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| April 23, 2010 |
N-Q 1 a10-64262nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of pr |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 24, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| October 27, 2009 |
EX-99.CERT 2 a09-261832ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset Investment Grade Defined Opportunity Trust Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| October 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22294 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) |
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| June 30, 2009 |
Consent of Independent Registered Public Accounting Firm EX-99.(N) 3 a09-1051910ex99dn.htm EX-99.(N) Exhibit (n) Consent of Independent Registered Public Accounting Firm The Board of Directors Western Asset Investment Grade Defined Opportunity Trust Inc. We consent to use of our report, dated May 15, 2009, incorporated herein by reference in the Registration Statement on the Form N-2 (File No. 333-158780), with respect to Western Asset Investment Grade |
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| June 30, 2009 |
EX-99.(L)(3) 2 a09-1051910ex99dl3.htm EX-99.(L)(3) Exhibit (l)(3) DLA Piper LLP (US) The Marbury Building 6225 Smith Avenue Baltimore, Maryland 21209-3600 T 410.580.3000 F 410.580.3001 W www.dlapiper.com June 30, 2009 WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. 55 Water Street New York, New York 10041 Re: Registration Statement on Form N-2 (Reg. Nos. 333-158780 and 811-22294) Lad |
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| June 30, 2009 |
As filed with the Securities and Exchange Commission on June 30, 2009 As filed with the Securities and Exchange Commission on June 30, 2009 1933 Act File No. |
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| June 24, 2009 |
From: Griffith, Robert Sent: Tuesday, May 26, 2009 3:59 PM To: ‘[email protected]’ Cc: Shapiro, Adam Subject: RE: Western Asset Investment Grade Defined Opportunity: SEC Response Letter Attached is a PDF of the response letter. Let me know if you need anything else. Best regards, Rob From: Griffith, Robert Sent: Tuesday, May 26, 2009 3:34 PM To: ‘[email protected]’ Cc: Cogan, Sarah E; Shapiro, Adam; ‘ |
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| June 23, 2009 |
Western Asset Investment Grade Defined Opportunity Trust Inc. 620 Eighth Avenue, 49th Floor New York, NY 10018 June 23, 2009 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Mailstop 4720, Washington, D.C. 20549 Attn.: Mr. Dominic Minore, Attorney Re: Western Asset Investment Grade Defined Opportunity Trust Inc. Pre-Effective Amendment to the Regist |
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| June 23, 2009 |
CORRESP 1 filename1.htm Global Markets & Investment Banking 4 World Financial Center - 5th Floor New York, New York 10080 212-449-6500 June 23, 2009 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Mailstop 4720, Washington, D.C. 20549 Attn.: Mr. Dominic Minore, Esq. Re: Western Asset Investment Grade Defined Opportunity Trust Inc. Pre-Effective Ame |
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| May 8, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Western Asset Investment Grade Defined Opportunity Trust Inc. (Exact name of registrant as specified in its charter) Maryland 94-3480126. (State of incorporation or organization) (I.R.S. Employer I |
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| April 24, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
