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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Adesto Technologies Corporation
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 7)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2020 (Dat |
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| July 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8755 W. Higgins Road Suite 1025 Chicago, IL 60631 (Name, Address and Telepho |
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| July 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37582 ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as speci |
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| June 30, 2020 |
S-8 POS 1 a20-235543s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. 333-207630 Registration No. 333-216904 Registration No. 333-226755 Registration No. 333-230754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-207630 POST-EFFECTIVE AMENDMENT NO |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. |
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| June 30, 2020 |
S-8 POS 1 a20-235544s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. 333-207630 Registration No. 333-216904 Registration No. 333-226755 Registration No. 333-230754 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-207630 POST-EFFECTIVE AMENDMENT NO |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. |
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| June 30, 2020 |
As filed with the Securities and Exchange Commission on June 29, 2020 Registration No. |
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| June 29, 2020 |
Exhibit 4.1 ADESTO TECHNOLOGIES CORPORATION, AS COMPANY, and U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE First Supplemental Indenture Dated as of June 29, 2020 to the Indenture Dated as of September 23, 2019 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of June 29, 2020, is by and between Adesto Technologies Corporation, a Delaware co |
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| June 29, 2020 |
Amended and Restated Certificate of Incorporation of Adesto Technologies Corporation Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ADESTO TECHNOLOGIES CORPORATION ARTICLE I The name of the Corporation is: Adesto Technologies Corporation (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 251 Little Falls Drive, in the City of Wilmington, County of New Castle, Delaware, 19808. The name of its registered a |
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| June 29, 2020 |
Amended and Restated Bylaws of Adesto Technologies Corporation Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS of Adesto Technologies Corporation TABLE OF CONTENTS Page ARTICLE I Meetings of Stockholders 1 ARTICLE II Board of Directors 2 ARTICLE III Committees of the Board 4 ARTICLE IV Officers 6 ARTICLE V Execution of Instruments and Deposit of Corporate Funds 7 ARTICLE VI Record Dates 8 ARTICLE VII Corporate Seal 8 ARTICLE VIII Fiscal Year 8 ARTICLE IX Amend |
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| June 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in its Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm |
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| June 22, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 00 |
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| June 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, California 95054 (A |
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| June 1, 2020 |
Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2019 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2019 is presented to comply with the final conflict miner |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employer of |
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| May 6, 2020 |
Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 5, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employer of |
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| April 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No.1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-37582 ( |
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| April 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| April 14, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 a20-1590118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 14, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction |
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| April 14, 2020 |
Exhibit 99.1 Adesto® Announces Expiration of Hart-Scott-Rodino Waiting Period for Proposed Transaction with Dialog Semiconductor Santa Clara, Calif., — April 14, 2020 — Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, announced expiration of the required waiting period under the Hart-Scott-Rodino |
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| March 27, 2020 |
definitive proxy statement filed with the Securities and Exchange Commission on March 27, 2020 Use these links to rapidly review the document ADESTO TECHNOLOGIES CORPORATION PROXY STATEMENT TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2020 |
IOTS / Adesto Technologies Corporation 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001-37582 (Commission File No. |
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| March 16, 2020 |
EXHIBIT 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2019, Adesto Technologies Corporation (the “Company,” “we” or “our”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934: our common stock. Description of Capital Stock The following summary of the terms of our |
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| March 16, 2020 |
IOTS / Adesto Technologies Corporation PREM14A - - PREM14A Use these links to rapidly review the document ADESTO TECHNOLOGIES CORPORATION PROXY STATEMENT TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
IOTS / Adesto Technologies Corporation / Dialog Semiconductor Plc Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13-d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13-d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities |
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| March 2, 2020 |
DLGNF / Dialog Semiconductor Plc DFAN14A - - DFAN14A 1 azara14a03022020.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| February 28, 2020 |
IOTS / Adesto Technologies Corporation / Magnetar Financial LLC - SC 13D Activist Investment SC 13D 1 a20-112391sc13d.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 (Title of Class of Securities) 00687D101 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. E |
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| February 28, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Adesto Technologies Corporation and further agree that this Joint Filing Agreement be incl |
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| February 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 14, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ |
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| February 20, 2020 |
IOTS / Adesto Technologies Corporation DEFA14A - - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 20, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ |
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| February 20, 2020 |
Exhibit 99.2 Subject: Important News Adesto employees, I am writing to you today to share important news about our company’s future. Today, Dialog Semiconductor announced that it will acquire Adesto. The acquisition, once completed, will mark an exciting new chapter for Adesto across our businesses, providing us with increased scale to achieve our goals and deliver even more value to customers. To |
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| February 20, 2020 |
Form of Voting and Support Agreement. Exhibit 10.1 FINAL VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is entered into as of February [•], 2020, by and between Dialog Semiconductor plc, a company incorporated in England and Wales (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Ac |
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| February 20, 2020 |
Press Release, dated February 20, 2020. Exhibit 99.1 Dialog Semiconductor to Acquire Adesto Technologies, Broadening Presence in the Industrial Internet of Things Market (IIoT) Adds differentiated cloud-connected solutions driving Industry 4.0 adoption Diversifies customer base adding industrial sales channel Expects to be EPS accretive in the first calendar year after close Annual cost synergies of approximately $20 million expected, i |
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| February 20, 2020 |
Dialog Semiconductor to Acquire Adesto: Employee FAQ Exhibit 99.3 Dialog Semiconductor to Acquire Adesto: Employee FAQ February 20, 2020 What was announced? · Adesto has signed a definitive agreement with Dialog Semiconductor under which Dialog will acquire all outstanding shares of Adesto. As such, upon the closing of the transaction, Adesto will become part of the Dialog team. · Adesto accelerates Dialog’s expansion into the growing IIoT market th |
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| February 20, 2020 |
Employee Letter, dated February 20, 2020. Exhibit 99.2 Subject: Important News Adesto employees, I am writing to you today to share important news about our company’s future. Today, Dialog Semiconductor announced that it will acquire Adesto. The acquisition, once completed, will mark an exciting new chapter for Adesto across our businesses, providing us with increased scale to achieve our goals and deliver even more value to customers. To |
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| February 20, 2020 |
Exhibit 99.1 Dialog Semiconductor to Acquire Adesto Technologies, Broadening Presence in the Industrial Internet of Things Market (IIoT) Adds differentiated cloud-connected solutions driving Industry 4.0 adoption Diversifies customer base adding industrial sales channel Expects to be EPS accretive in the first calendar year after close Annual cost synergies of approximately $20 million expected, i |
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| February 20, 2020 |
Exhibit 2.1 Execution COPY AGREEMENT AND PLAN OF MERGER by and among: Dialog Semiconductor plc, a company incorporated in England and Wales; Azara Acquisition Corp., a Delaware corporation; and Adesto Technologies Corporation a Delaware corporation Dated as of February 20, 2020 Table of Contents Page Section 1. Description of Transaction 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of |
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| February 20, 2020 |
Exhibit 2.1 Execution COPY AGREEMENT AND PLAN OF MERGER by and among: Dialog Semiconductor plc, a company incorporated in England and Wales; Azara Acquisition Corp., a Delaware corporation; and Adesto Technologies Corporation a Delaware corporation Dated as of February 20, 2020 Table of Contents Page Section 1. Description of Transaction 1 1.1 Merger of Merger Sub into the Company 1 1.2 Effects of |
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| February 20, 2020 |
Employee FAQ, dated February 20, 2020. Exhibit 99.3 Dialog Semiconductor to Acquire Adesto: Employee FAQ February 20, 2020 What was announced? · Adesto has signed a definitive agreement with Dialog Semiconductor under which Dialog will acquire all outstanding shares of Adesto. As such, upon the closing of the transaction, Adesto will become part of the Dialog team. · Adesto accelerates Dialog’s expansion into the growing IIoT market th |
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| February 20, 2020 |
Form of Voting and Support Agreement. Exhibit 10.1 FINAL VOTING AND SUPPORT AGREEMENT This Voting and Support Agreement (this “Agreement”) is entered into as of February [•], 2020, by and between Dialog Semiconductor plc, a company incorporated in England and Wales (“Parent”), and (“Stockholder”). Recitals A. Stockholder is a holder of record and the “beneficial owner” (within the meaning of Rule 13d-3 under the Securities Exchange Ac |
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| February 20, 2020 |
IOTS / Adesto Technologies Corporation DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| February 20, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 20, 2020 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction (Commission (IRS Employ |
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| February 14, 2020 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 6)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Dat |
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| February 14, 2020 |
IOTS / Adesto Technologies Corporation / Nokomis Capital, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. |
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| January 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| January 21, 2020 |
IOTS / Adesto Technologies Corporation / ARCH VENTURE FUND VI LP - SC 13D/A Activist Investment SC 13D/A 1 d873534dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8755 W. Higgins Road Suite 1025 Chica |
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| November 8, 2019 |
IOTS / Adesto Technologies Corporation 10-Q - Quarterly Report - 10-Q 10-Q 1 iots-20190930x10q.htm 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Perio |
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| November 5, 2019 |
EXHIBIT 99.1 Adesto® Reports Third Quarter 2019 Financial Results Sets New Record for Revenue, Gross Margin and Adjusted EBITDA; Achieves Non-GAAP Profitability SANTA CLARA, Calif., Nov. 05, 2019 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, today announced financial results |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k110519.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 5, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdic |
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| September 24, 2019 |
8-K 1 a19-1835748k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti |
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| September 24, 2019 |
Exhibit 4.1 EXECUTION VERSION ADESTO TECHNOLOGIES CORPORATION AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 23, 2019 4.25% Convertible Senior Notes due 2024 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES Section 2.01. Designa |
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| September 24, 2019 |
Exhibit 99.1 [Dealer name and address] To: Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 From: [Dealer] Re: Base Capped Call Transaction Date: September 18, 2019 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below (the |
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| September 24, 2019 |
Exhibit 99.2 [Dealer name and address] To: Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 From: [Dealer] Re: Additional Capped Call Transaction Date: September 19, 2019 Dear Ladies and Gentlemen: The purpose of this communication (this “Confirmation”) is to set forth the terms and conditions of the above-referenced transaction entered into on the Trade Date specified below |
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| September 19, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 a19-1835738k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 18, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti |
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| September 19, 2019 |
Exhibit 99.1 Adesto Technologies Corporation Announces Pricing of Private Offering of $70.0 Million of 4.25% Convertible Senior Notes Due 2024 SANTA CLARA, Calif., Sept. 18, 2019 (GLOBE NEWSWIRE)— Adesto Technologies Corporation (Nasdaq: IOTS) announced today the pricing of $70.0 million aggregate principal amount of 4.25% Convertible Senior Notes due 2024 (the “notes”) in a private offering to qu |
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| September 17, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 a19-1835728k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 17, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdicti |
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| September 17, 2019 |
Exhibit 99.1 Adesto Technologies Corporation Announces Proposed Private Offering of Convertible Senior Notes Due 2024 SANTA CLARA, Calif. Sept. 17, 2019 - GLOBE NEWSWIRE)— Adesto Technologies Corporation (Nasdaq: IOTS) announced today that it intends to offer, subject to market conditions and other factors, Convertible Senior Notes due 2024 (the “notes”) in a private offering to qualified institut |
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| August 9, 2019 |
IOTS / Adesto Technologies Corporation 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-3 |
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| August 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 6, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 6, 2019 |
EXHIBIT 99.1 Adesto® Reports Second Quarter 2019 Financial Results Revenue Increases Sequentially and Year-Over-Year to a Record $30.2 Million; Generates Positive Free Cash Flow SANTA CLARA, Calif., Aug. 06, 2019 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, today announced f |
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| July 31, 2019 |
Adesto Appoints Two New Board Members Exhibit 99.1 Adesto Appoints Two New Board Members SANTA CLARA, CA — July 30, 2019 — Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the IoT, announced that Hervé Fages, executive vice president and president of applied product technologies for Evoqua Water Technologies, and Susan Uthayakumar, president |
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| July 31, 2019 |
8-K 1 a19-1643018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 26, 2019 ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction |
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| June 5, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 a19-1115018k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 4, 2019 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction |
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| May 31, 2019 |
Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2018 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2018 is presented to comply with the final conflict miner |
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| May 31, 2019 |
IOTS / Adesto Technologies Corporation SD - - SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001‑37582 16‑1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, California 95054 (A |
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| May 10, 2019 |
IOTS / Adesto Technologies Corporation 10-Q Quarterly Report 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑ |
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| May 10, 2019 |
Description of the 2019 Bonus Plan Exhibit 10.1 Adesto Technologies Corporation 2019 Bonus Plan Awards of Performance Based Cash Compensation for Executive Officers On March 25, 2019, the Compensation Committee (“Committee”) of the Board of Directors of Adesto Technologies Corporation (“Company”) approved an executive officer bonus plan for 2019 (“2019 Bonus Plan”), and set target bonus amounts for its executive officers, including |
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| May 10, 2019 |
Description of Director Compensation Policy Exhibit 10.2 Director Compensation Policy Non-employee members of our Board of Directors are compensated in the following manner under our existing director compensation program (directors who are employees of the Company receive no additional compensation for serving on the Board). Fees. Non-employee directors receive the following annual cash compensation (paid quarterly) for serving on the Boar |
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| May 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 7, 2019 |
EXHIBIT 99.1 Adesto Technologies Reports First Quarter 2019 Financial Results Revenue Exceeds High-End of Guidance at $28.1 Million; Achieves Positive Adjusted EBITDA for the 8th Consecutive Quarter SANTA CLARA, Calif., May 07, 2019 (GLOBE NEWSWIRE) - Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for the I |
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| April 30, 2019 |
IOTS / Adesto Technologies Corporation DEF 14A DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2019 |
Consent of Fenwick & West LLP (contained in Exhibit 5.1). EXHIBIT 5.01 April 5, 2019 Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 Ladies and Gentlemen: At your request, as your counsel, we have examined the Registration Statement on Form S-8 (the "Registration Statement") to be filed by Adesto Technologies Corporation, a Delaware corporation (the “Company”) with the Securities and Exchange Commission (the "Commission") on or ab |
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| April 5, 2019 |
IOTS / Adesto Technologies Corporation S-8 As filed with the Securities and Exchange Commission on April 5, 2019 Registration No. |
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| March 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 25, 2019 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| March 18, 2019 |
IOTS / Adesto Technologies Corporation 10-K (Annual Report) 10-K 1 iots-20181231x10k.htm 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from |
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| March 18, 2019 |
Form of Executive Officer Change in Control and Severance Agreement Exhibit 10.15 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [] (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of [], 201[] (the “Effective Date”). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall |
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| March 18, 2019 |
Offer Letter, dated August 28, 2015, by and between the Registrant and Gideon Intrater. Exhibit 10.7 August 28, 2015 Gideon Intrater 1626 Kamsack Drive. Sunnyvale, CA 94087 Re: Offer of Employment by Adesto Technologies Corporation Dear Gideon: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will report to Narbeh Derhacobian and your position will have the title of Chief Technology Officer. The terms of our offer a |
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| February 21, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 21, 2019 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm |
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| February 21, 2019 |
EXHIBIT 99.1 Adesto Technologies Reports Fourth Quarter and Full Year 2018 Financial Results 4Q Revenue Increases 28% Sequentially; Full Year Revenue Grows 49% over 2017 with Expanded IoT Product Portfolio SANTA CLARA, Calif., Feb. 21, 2019 (GLOBE NEWSWIRE) - Adesto® Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems f |
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| February 15, 2019 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 5)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Dat |
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| February 14, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 4)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Dat |
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| February 13, 2019 |
EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, par value $0.0001 per share, of Adesto Technologies Corporation, a Delaware corporation, and |
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| February 13, 2019 |
IOTS / Adesto Technologies Corporation / Nokomis Capital, L.L.C. - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0. |
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| February 12, 2019 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| February 12, 2019 |
SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriat |
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| November 9, 2018 |
IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| November 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 7, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 7, 2018 |
Adesto Technologies Reports Third Quarter 2018 Financial Results EXHIBIT 99.1 Adesto Technologies Reports Third Quarter 2018 Financial Results Achieves Sixth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth, Driving Margin Improvement & Expanded EBITDA SANTA CLARA, Calif, Nov. 07, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors and embedded systems for |
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| September 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 00687D101 (CUSIP Number) September 18, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh |
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| September 14, 2018 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 14, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| August 31, 2018 |
SC 13D/A 1 arch-adesto18245.htm ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #2 (ADESTO TECHNOLOGIES CORPORATION) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Num |
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| August 9, 2018 |
IOTS / Adesto Technologies Corporation S-8 As filed with the Securities and Exchange Commission on August 10, 2018 Registration No. |
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| August 9, 2018 |
Consent of Fenwick & West LLP (contained in Exhibit 5.1). EXHIBIT 5.01 August 9, 2018 Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 Ladies and Gentlemen: At your request, as your counsel, we have examined the Registration Statement on Form S-8 (the "Registration Statement") to be filed by to Adesto Technologies Corporation, a Delaware corporation (the “Company”) with the Securities and Exchange Commission (the "Commission") on o |
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| August 9, 2018 |
Exhibit 10.1 CREDIT AGREEMENT dated as of May 8, 2018, among ADESTO TECHNOLOGIES CORPORATION, as Borrower, THE LENDERS PARTY HERETO, CORTLAND CAPITAL MARKET SERVICES LLC, as Administrative Agent, and OBSIDIAN AGENCY SERVICES, INC., as Collateral Agent Table of Contents Page ARTICLE I DEFINITIONS 1 SECTION 1.01. Defined Terms 1 SECTION 1.02. Terms Generally 25 SECTION 1.03. Irish Terms.: 25 SECTION |
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| August 9, 2018 |
Exhibit 10.2 EXECUTION VERSION WARRANT PURCHASE AGREEMENT dated as of May 8, 2018 by and among Adesto Technologies Corporation and Each of the Investors Listed on Exhibit A TABLE OF CONTENTS Page ARTICLE I DEFINED TERMS 1 Section 1.1 Definitions. 1 ARTICLE II PURCHASE AND SALE 4 ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY 4 Section 3.1 Corporate Existence 4 Section 3.2 Power and Auth |
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| August 9, 2018 |
IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑3 |
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| August 1, 2018 |
EXHIBIT 99.1 Adesto Technologies Reports Second Quarter 2018 Financial Results Achieves Fifth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Revenue from S3 Semiconductors at High-End Of Expectations; Guiding for Sixth Consecutive Quarter of over 30% Year-Over-Year Growth at the Midpoint SANTA CLARA, Calif., Aug. 01, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NAS |
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| August 1, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 1, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss |
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| July 11, 2018 |
6,700,000 Shares ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT EX-1.1 2 a18-130987ex1d1.htm EX-1.1 Exhibit 1.1 6,700,000 Shares ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT July 10, 2018 Cowen and Company, LLC Needham & Company, LLC As Representatives of the several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Needham & Company, LLC 250 Park Avenue New York, NY 10177 Ladies and Gentlemen: Ade |
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| July 11, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 10, 2018 Date of report (date of earliest event reported): ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of (Commission (I. |
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| July 11, 2018 |
ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK Exhibit 99.1 ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK SANTA CLARA, California, July 10, 2018 — Adesto Technologies (NASDAQ: IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, today announced the pricing of an underwritten public offering of 6,700,000 shares of its common stock at a public offering price of $6.00 per share. In |
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| July 11, 2018 |
6,700,000 Shares Adesto Technologies Corporation Common Stock Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration Nos. |
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| July 10, 2018 |
IOTS / Adesto Technologies Corporation S-3MEF As filed with the Securities and Exchange Commission on July 10, 2018 Registration No. |
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| July 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| July 9, 2018 |
Adesto Technologies Corporation Announces Preliminary Second Quarter 2018 Financial Results EXHIBIT 99.1 Adesto Technologies Corporation Announces Preliminary Second Quarter 2018 Financial Results SANTA CLARA, Calif., July 09, 2018 (GLOBE NEWSWIRE) - Adesto Technologies (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, today announced preliminary results for the three months ended June 30, 2018. Adesto expects revenue for the second quar |
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| July 9, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 9, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissio |
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| July 9, 2018 |
SUBJECT TO COMPLETION, DATED JULY 9, 2018 Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS Table of Contents Filed pursuant to Rule 424(b)(5) Registration No. |
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| July 9, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| July 9, 2018 |
Exhibit 24.1 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Narbeh Derhacobian and Ron Shelton, or each one of them individually, as the undersigned’s true and lawful attorney-in-fact and agents, with full power of substitution and resubstitution for such person and in such person’s name, place and stead, in any |
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| July 9, 2018 |
Exhibit 99.4 RISK FACTORS Risks Related to Our Business and Our Industry We have a history of losses which may continue in the future, and we cannot be certain that we will achieve or sustain profitability. We have incurred net losses since our inception. We incurred net losses of $5.7 million, $11.6 million, and $8.4 million for the years ended December 31, 2017, 2016 and 2015, respectively, and |
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| July 9, 2018 |
ADESTO TECHNOLOGIES CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS Exhibit 99.3 ADESTO TECHNOLOGIES CORPORATION UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On June 28, 2018, Adesto Technologies Corporation, a Delaware corporation (the “Company” or “Adesto”), Circuit Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adesto, (“Merger Sub”) and Echelon Corporation (“Echelon”), entered into an Agreement and Plan of Merge |
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| June 29, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 28, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| June 29, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 29, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissi |
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| June 29, 2018 |
Exhibit 99.2 1 June 29, 2018 Adesto to Acquire Echelon Corporation 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation (“ Adesto ”) will include references to non - GAAP financial measures. Adesto provides an explanation of these financial measures in its latest earnings release. Forward - Looking |
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| June 29, 2018 |
Exhibit 99.1 Adesto Announces Agreement to Acquire Echelon Further Extends Leadership in Semiconductor-Based Solutions for the Industrial IoT SANTA CLARA, Calif., June 29, 2018 (GLOBE NEWSWIRE) - Adesto Technologies (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, and Echelon Corporation (NASDAQ:ELON) today announced a definitive agreement under |
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| June 26, 2018 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| June 26, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Stockholders and Board of Directors of Adesto Technologies Corporation Opinion on the Consolidated Statement of Assets Acquired and Liabilities Assumed We have audited the accompanying consolidated statement of assets acquired and liabilities assumed of S3 Asic Semiconductors Limited (the “Company”) as of May 9, 2018. In o |
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| June 26, 2018 |
IOTS / Adesto Technologies Corporation S-3/A As filed with the Securities and Exchange Commission on June 26, 2018 Registration No. |
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| June 25, 2018 |
IOTS / Adesto Technologies Corporation CORRESP Adesto Technologies Corporation 3600 Peterson Way Santa Clara, CA 95054 June 25, 2018 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| June 21, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 19, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of (Commission file number) (I. |
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| May 31, 2018 |
IOTS / Adesto Technologies Corporation SD SD 1 sd.htm SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT ADESTO TECHNOLOGIES CORPORATION (Exact Name of Registrant as Specified in its Charter) Delaware 001‑37582 16‑1755067 (State or other jurisdiction of incorporation or organization ) (Commission File Number) (IRS Employer Identification No.) 3600 Peterson Way, Santa Clara, Cal |
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| May 31, 2018 |
Exhibit 1.01 Adesto Technologies Corporation Conflict Minerals Report For The Reporting Period January 1 to December 31, 2017 This Conflict Minerals Report (“CMR”) has been prepared by Adesto Technologies Corporation (herein referred to, alternatively, as “Adesto,” “we” and “our”). This CMR for the reporting period January 1 to December 31, 2017 is presented to comply with the final conflict miner |
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| May 21, 2018 |
Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. |
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| May 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf |
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| May 17, 2018 |
IOTS / Adesto Technologies Corporation DEF 14A Use these links to rapidly review the document TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 15, 2018 |
Exhibit 2.01 EXECUTION VERSION DATED 9 MAY 2018 THE PERSONS AND ENTITIES NAMED IN Part 1 OF SCHEDULE 1 THE PERSONS AND ENTITIES NAMED IN PART 2 OF SCHEDULE 1 ADESTO TECHNOLOGIES CORPORATION SHARE PURCHASE AGREEMENT TABLE OF CONTENTS 1. DEFINITIONS AND INTERPRETATION 1 2. SALE AND PURCHASE 14 3. CONSIDERATION 14 4. OPENING ACCOUNTS 15 5. COMPLETION 16 6. WARRANTIES 16 7. INDEMNITIES 18 8. LIMITATIO |
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| May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| May 10, 2018 |
IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10‑Q (Mark One) ☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001‑ |
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| May 9, 2018 |
EXHIBIT 99.1 Adesto Technologies Reports First Quarter 2018 Financial Results Achieves Fourth Consecutive Quarter of More Than 30% Year-Over-Year Revenue Growth; Guiding for Record Revenue in the Second Quarter SANTA CLARA, Calif., May 09, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of innovative application-specific semiconductors for the IoT era, tod |
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| May 9, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| May 9, 2018 |
EXHIBIT 99.2 1 May 9 th 2018 Adesto Technologies Acquisition of S3 Semiconductors 2 Safe Harbor Statement About Non - GAAP Financial Measures During this presentation, references to financial measures of Adesto Technologies Corporation will include references to non - GAAP financial measures. For an explanation to the most directly comparable GAAP financial measures, see the Appendix to these mate |
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| May 9, 2018 |
Power of Attorney (included on the signature page hereto). Table of Contents As filed with the Securities and Exchange Commission on May 9, 2018 Registration No. |
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| April 30, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2018 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| April 20, 2018 |
Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. |
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| April 20, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf |
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| March 13, 2018 |
Form of Executive Officer Change in Control and Severance Agreement Exhibit 10.15 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [] (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of [], 201[] (the “Effective Date”). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, this Agreement shall |
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| March 13, 2018 |
Offer Letter, dated August 28, 2015, by and between the Registrant and Gideon Intrater. Exhibit 10.7 August 28, 2015 Gideon Intrater 1626 Kamsack Drive. Sunnyvale, CA 94087 Re: Offer of Employment by Adesto Technologies Corporation Dear Gideon: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will report to Narbeh Derhacobian and your position will have the title of Chief Technology Officer. The terms of our offer a |
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| March 13, 2018 |
IOTS / Adesto Technologies Corporation 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10‑K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001‑ 37582 (Commission File No |
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| February 14, 2018 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 3)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2017 (Dat |
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| February 13, 2018 |
EdgarFiling EXHIBIT 99.1 Adesto Technologies Reports Fourth Quarter and Full Year 2017 Financial Results Fourth Quarter Revenue Grows 31.0% Year-Over-Year with Second Consecutive Quarter of Positive Cash Flow from Operations; Full Year Revenue Up 27.6% over 2016 with Positive EBITDA SANTA CLARA, Calif., Feb. 13, 2018 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provi |
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| February 13, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 13, 2018 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm |
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| November 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf |
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| November 17, 2017 |
Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. |
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| November 13, 2017 |
IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-37582 ADESTO |
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| November 8, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 8, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi |
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| November 8, 2017 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 Adesto Technologies Reports Third Quarter 2017 Financial Results Achieves Non-GAAP Profitability On Record Revenue; Growing 36.3% Year-Over-Year SANTA CLARA, Calif., Nov. 08, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, ultra-low power and smart non-volatile memory products, today |
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| October 26, 2017 |
Schedule 13G Amendment No: 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0. |
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| October 5, 2017 |
EX-10.1 Exhibit 10.1 SECOND BUSINESS FINANCING MODIFICATION AGREEMENT This Second Business Financing Modification Agreement (this ?Modification Agreement?) is entered into as of September 29, 2017, by and between WESTERN ALLIANCE BANK, an Arizona corporation (?Lender?), and ADESTO TECHNOLOGIES CORPORATION, a Delaware corporation (?Borrower?). 1. DESCRIPTION OF EXISTING INDEBTEDNESS: Among other in |
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| October 5, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 29, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| October 5, 2017 |
EdgarFiling |
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| October 5, 2017 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 5, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commis |
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| August 14, 2017 |
IOTS / Adesto Technologies Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 001-37582 ADESTO TECH |
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| August 4, 2017 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): August 1, 2017 ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 4, 2017 |
Form of Principal Officer Change in Control and Severance Agreement EX-10.1 2 d415737dex101.htm EX-10.1 Exhibit 10.1 FORM OF PRINCIPAL OFFICER CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between (the “Executive”) and Adesto Technologies., a Delaware corporation (the “Company”), and is effective as of July [ ], 2017 (the “Effective Date”). 1. Term of Agreement. Except to the exten |
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| August 4, 2017 |
EX-10.2 Exhibit 10.2 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the ?Agreement?) is entered into by and between Tom Spade (the ?Executive?) and Adesto Technologies., a Delaware corporation (the ?Company?), and is effective as of August 1, 2017 (the ?Effective Date?). 1. Term of Agreement. Except to the extent renewed as set forth in this Section 1, th |
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| August 3, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 3, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 3, 2017 |
EdgarFiling EXHIBIT 99.1 Adesto Technologies Reports Second Quarter 2017 Financial Results Record Revenue Exceeds Guidance Growing 30% Year-Over-Year; Achieves Positive EBITDA SANTA CLARA, Calif., Aug. 03, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich and ultra-low power non-volatile memory products, today announced |
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| July 12, 2017 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) June 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| July 7, 2017 |
SC 13D/A 1 arch-adesto18087.htm ARCH VENTURE FUND VI, L.P. - SCHEDULE 13DA - AMEND. #1 (ADESTO TECHNOLOGIES CORPORATION) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Num |
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| June 19, 2017 |
EX-10.3 3 iots-ex10310.htm EX-10.3 Exhibit 10.3 NOTICE OF PERFORMANCE- BASED PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD ADESTO TECHNOLOGIES CORPORATION 2015 EQUITY INCENTIVE PLAN GRANT NUMBER: Unless otherwise defined herein, the terms defined in the Adesto Technologies Corporation (the “Company”) 2015 Equity Incentive Plan (the “Plan”) shall have the same meanings in this Notice of Restricted |
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| June 19, 2017 |
Exhibit 10.2 November 26, 2014 Mr. Tom Spade 14910 Sky Lane Los Gatos, CA 95032 Re:Offer of Employment by Adesto Technologies Corporation Dear Tom: I am very pleased to confirm our offer to you of employment with Adesto Technologies Corporation (“the Company”). You will initially report to Narbeh Derhacobian and your position will have the title of Vice President of World Wide Sales. The terms of |
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| June 19, 2017 |
IOTS / Adesto Technologies Corporation 10-Q/A (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| June 15, 2017 |
4,375,000 Shares* ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 4,375,000 Shares* ADESTO TECHNOLOGIES CORPORATION Common Stock UNDERWRITING AGREEMENT June 15, 2017 NEEDHAM & COMPANY, LLC As Representative of the several Underwriters 445 Park Avenue New York, New York 10022 Ladies and Gentlemen: Adesto Technologies Corporation, a Delaware corporation (the ?Company?), proposes to issue and sell 4,375,000 shares (the ?Firm Shares?) of the Compa |
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| June 15, 2017 |
Adesto Technologies 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 15, 2017 Date of report (date of earliest event reported): ADESTO TECHNOLOGIES CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 15, 2017 |
ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK EX-99.1 Exhibit 99.1 ADESTO TECHNOLOGIES CORPORATION PRICES PUBLIC OFFERING OF COMMON STOCK SANTA CLARA, California, June 15, 2017 ? Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced the pricing of an underwritten public offering of 4,375,000 shares of its common stock at a public |
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| June 15, 2017 |
4,375,000 Shares Adesto Technologies Corporation Common Stock 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-217164 PROSPECTUS SUPPLEMENT (to Prospectus dated May 4, 2017) 4,375,000 Shares Adesto Technologies Corporation Common Stock We are offering 4,375,000 shares of our common stock. Our common stock is listed on The NASDAQ Capital Market under the symbol ?IOTS.? On June 14, 2017, the last reported sale price for our common |
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| June 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) 180 Degree Capital Corp. 7 N. Willow Street, Suite 4B Montclair, New Jersey 07042 Attention: Daniel B. Wolf |
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| June 15, 2017 |
Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. |
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| June 14, 2017 |
SUBJECT TO COMPLETION, DATED JUNE 14, 2017 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-217164 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell the securities, and we are not soliciting an offer to buy these securities, in any jurisdiction where the offer or sale is no |
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| June 7, 2017 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| May 25, 2017 |
SC 13G 1 aigh-sc13g051817.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) May 18, 2017 (Date of Event Which Requires Filing |
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| May 15, 2017 |
Adesto Technologies IOTS-Q1-20170331 (Quarterly Report) iots-10q20170331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| May 10, 2017 |
EdgarFiling Exhibit 99.1 Adesto Technologies Announces First Quarter 2017 Financial Results Revenue At High-End of Guidance; Expects Record Second Quarter Revenue Growing 25% Year-Over-Year SANTA CLARA, Calif., May 10, 2017 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today |
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| May 10, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 10, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commissio |
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| May 4, 2017 |
Adesto Technologies DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 2, 2017 |
CORRESP 1 filename1.htm ADESTO TECHNOLOGIES CORPORATION 3600 Peterson Way Santa Clara, CA 95054 May 2, 2017 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, DC 20549 Attention: Amanda Ravitz Assistant Director Office of Electronics and Machinery Re: Adesto Technologies Corporation Registration Statement on Form S-3 Filed April 5, 2017 |
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| April 28, 2017 |
Adesto Technologies AMENDMENT NO. 1 TO FORM 10-K (Annual Report) Amendment No. 1 to Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transit |
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| April 6, 2017 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 1, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| April 5, 2017 |
EX-4.4 Exhibit 4.4 ADESTO TECHNOLOGIES CORPORATION And , as Trustee INDENTURE Dated as of , TABLE OF CONTENTS ARTICLE 1 - DEFINITIONS AND INCORPORATION BY REFERENCE 1 1.1 DEFINITIONS 1 1.2. OTHER DEFINITIONS 4 1.3. INCORPORATION BY REFERENCE OF TRUST INDENTURE ACT 4 1.4. RULES OF CONSTRUCTION 4 ARTICLE 2 - THE SECURITIES 5 2.1. ISSUABLE IN SERIES 5 2.2. ESTABLISHMENT OF TERMS OF SERIES OF SECURITI |
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| April 5, 2017 |
EX-4.3 Exhibit 4.3 FORM OF DEBT SECURITY [Face of Security] ADESTO TECHNOLOGIES CORPORATION [If applicable, insert?FOR PURPOSES OF THE ORIGINAL ISSUE DISCOUNT PROVISIONS OF THE INTERNAL REVENUE CODE OF 1986, THE ISSUE PRICE OF THIS SECURITY IS % OF ITS PRINCIPAL AMOUNT AT STATED MATURITY SET FORTH BELOW (ITS ?PRINCIPAL AMOUNT?), THE AMOUNT OF ORIGINAL ISSUE DISCOUNT IS % OF ITS PRINCIPAL AMOUNT, T |
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| April 5, 2017 |
Form S-3 Table of Contents As filed with the Securities and Exchange Commission on April 5, 2017 Registration No. |
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| March 23, 2017 |
Adesto Technologies 10-K (Annual Report) 10-K 1 iots-10k20161231.htm 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001- 37582 (Com |
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| March 23, 2017 |
Form S-8 As filed with the Securities and Exchange Commission on March 23, 2017 Registration No. |
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| March 16, 2017 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Alexandra Wood, Nanette Agustines and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the |
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| February 15, 2017 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2017 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| February 14, 2017 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 14, 2017 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Comm |
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| February 14, 2017 |
EdgarFiling |
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| February 14, 2017 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 2)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) January 31, 2017 (Date |
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| February 10, 2017 |
IOTS / Adesto Technologies Corporation / INTEL CORP - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| February 6, 2017 |
Schedule 13G Amendment No: 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No: 1)* Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0. |
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| January 19, 2017 |
IOTS / Adesto Technologies Corporation / ATA Ventures II L.P. - SC 13G/A Passive Investment SC 13G/A 1 v457065sc13g-a.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. 1) * Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 |
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| January 9, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) Harris & Harris Group, Inc. 1450 Broadway, 24th Floor New York, NY 10018 Attention: Daniel B. Wolfe Telepho |
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| January 9, 2017 |
EX-99.1 2 adesto-schedule13daxhhxexh.htm EXHIBIT 99.1 Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. Dated: January 9, 2017 HARRIS & HARRIS |
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| October 27, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 27, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commi |
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| October 27, 2016 |
EdgarFiling |
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| August 15, 2016 |
Adesto Technologies IOTS-Q2-20160630 (Quarterly Report) iots-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| August 15, 2016 |
Adesto Technologies IOTS-Q2-20160630 (Quarterly Report) iots-10q20160630.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| August 10, 2016 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| August 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 9, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 9, 2016 |
Adesto Technologies Announces Second Quarter Financial Results Continues to Gain Design Win Momentum EdgarFiling |
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| July 13, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 7, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| July 8, 2016 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. 1)* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) June 30, 2016 (Date of |
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| June 10, 2016 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 6, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| May 16, 2016 |
Adesto Technologies 10-Q (Quarterly Report) iots-10q20160331.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: |
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| May 9, 2016 |
IOTS / Adesto Technologies Corporation / FEDERATED INVESTORS INC /PA/ Passive Investment OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 00687D101 (CUSIP Number) April 30, 2016 (Date of Event Which Requires Filing |
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| May 6, 2016 |
Unassociated Document POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned?s capacity as a representative of Adesto Technologies Co |
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| May 5, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 5, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 5, 2016 |
Adesto Technologies Announces First Quarter Financial Results Achieves Gross Margin of 49.1% EdgarFiling EXHIBIT 99.1 Adesto Technologies Announces First Quarter Financial Results Achieves Gross Margin of 49.1% SUNNYVALE, Calif., May 05, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced financial results for the first quarter ended March 31, 2016. Fi |
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| April 29, 2016 |
Adesto Technologies DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 13, 2016 |
EdgarFiling EXHIBIT 99.1 Adesto Technologies Provides Preliminary First Quarter 2016 Results; To Announce Complete Financial Results May 5 SUNNYVALE, Calif., April 13, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today provided preliminary results for the three months e |
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| April 13, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 13, 2016 Adesto Technologies Corporation (Exact Name of Registrant as Specified in Charter) Delaware 001-37582 16-1755067 (State or Other Jurisdiction of Incorporation) (Commiss |
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| March 30, 2016 |
Adesto Technologies 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 001- 37582 (Commission File No |
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| March 30, 2016 |
EX-10.7 Exhibit 10.7 August 16th, 2013 Ishai Naveh Re: Amended and Restated Offer of Employment by Adesto Technologies Corporation Dear Ishai: This offer letter serves to amend and restate your prior offer letter dated February 21, 2007 with Adesto Technologies Corporation (the ?Company?) pertaining to the terms of your employment as the Company?s Vice President of Marketing and Business Developme |
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| March 11, 2016 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| February 12, 2016 |
IOTS / Adesto Technologies Corporation / GILDER GAGNON HOWE & CO LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No. )* Adesto Technologies Corp. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date o |
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| February 12, 2016 |
Adesto Technologies SC 13G (Passive Acquisition of More Than 5% of Shares) SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Amendment No: )* Under the Securities Exchange Act of 1934 Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0. |
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| February 11, 2016 |
EdgarFiling EXHIBIT 99.1 Adesto Technologies Announces Fourth Quarter and Full Year 2015 Financial Results Fourth Quarter Revenue Increases 14.1% Year-over-Year; Gross Margin Remains Above 45% SUNNYVALE, Calif., Feb. 11, 2016 (GLOBE NEWSWIRE) - Adesto Technologies Corporation (NASDAQ:IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, toda |
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| February 11, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 11, 2016 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| February 11, 2016 |
IOTS / Adesto Technologies Corporation / FEDERATED INVESTORS INC /PA/ Passive Investment OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ….11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 00687D101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filin |
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| February 11, 2016 |
IOTS / Adesto Technologies Corporation / ATA Ventures II L.P. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b) (Amendment No. ) * Adesto Technologies Corporation (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) October 26, 2015 (Date o |
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| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 3, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 14, 2016 |
SC 13G 1 iots010416.htm SCHEDULE 13G HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corp (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 00687D101 (CUSIP Number) January 4, 2016 (Date of Event Which Requires Filing of this Sta |
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| November 12, 2015 |
EX-99.1 Exhibit 99.1 Adesto Technologies Announces Third Quarter 2015 Financial Results Revenue Increases 11.1% Year-over-Year; Gross Margin Reaches 45.2% Sunnyvale, Calif., ? Nov. 12, 2015 (GLOBE NEWSWIRE) ? Adesto Technologies Corporation (NASDAQ: IOTS), a leading provider of application-specific, feature-rich, ultra-low power non-volatile memory products, today announced financial results for t |
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| November 12, 2015 |
Adesto Technologies 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 12, 2015 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| November 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Adesto Technologies Corporation (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 00687D 101 (CUSIP Number) Mark McDonnell ARCH Venture Corporation 8725 W. Higgins Road Suite 290 Chicago, IL 60631 (Name, Address and Telephone |
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| November 6, 2015 |
Adesto Technologies FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 2, 2015 Date of Report (Date of earliest event reported) ADESTO TECHNOLOGIES CORPORATION (Exact name of Registrant as specified in its charter) Delaware 001-37582 16-1755067 (State or other jurisdiction of incorporation) (Commission file number) (I. |
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| November 6, 2015 |
Lease by and between the Registrant and Peterson Ridge LLC, dated November 2, 2015. Lease Agreement Exhibit 10.2 LEASE between Peterson Ridge LLC, as the Landlord and Adesto Technologies Corporation, as the Tenant Table of Contents Page 1. Premises 1 2. Delivery and Acceptance of Possession 1 3. Landlord?s Work 1 4. Tenant?s Work 2 5. Allowance 6 6. Term 7 7. Rent 8 8. Security Deposit 11 9. Utilities 11 10. Permitted Use 11 11. Signs 11 12. Landlord?s Maintenance 11 13. Tenant?s |
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| November 6, 2015 |
AMENDMENT TO COMMERCIAL SUBLEASE Amendment to Sublease Agreement Exhibit 10.1 AMENDMENT TO COMMERCIAL SUBLEASE This Amendment to Commercial Sublease (?Amendment?) is made by, eGain Corporation (?Sublandlord?) and Adesto Technologies Corporation (?Subtenant?), this 2nd day of November 2015 (?Amendment Date?). RECITALS: A. Sublandlord is subleasing to Subtenant the premises at 1250 Borregas Avenue, Sunnyvale, CA 94089 (?Sublease Pr |
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| November 2, 2015 |
IOTS / Adesto Technologies Corporation / HARRIS & HARRIS GROUP INC /NY/ - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* ADESTO TECHNOLOGIES CORPORATION (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 00687D101 (CUSIP Number) Harris & Harris Group, Inc. 1450 Broadway, 24th Floor New York, NY 10018 Attention: Daniel B. Wolfe Telephon |
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| November 2, 2015 |
Exhibit 1 Joint Filing Agreement The undersigned hereby agree that a single Schedule 13D (or any amendment thereto) relating to the Common Stock of Adesto Technologies Corporation shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13D. |
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| November 2, 2015 |
LOCK-UP AGREEMENT , 2015 Oppenheimer & Co. Inc. Needham & Company, LLC As Representatives of the Several Underwriters c/o Oppenheimer & Co. Inc. 85 Broad Street New York, New York 10004 c/o Needham & Company, LLC 445 Park Avenue New York, New York 10022 Re: Public Offering of Adesto Technologies Corporation Ladies and Gentlemen: The undersigned, a holder of common stock, no par value (“Common Stoc |
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| October 27, 2015 |
Form S-8 As filed with the Securities and Exchange Commission on October 27, 2015 Registration No. |
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| October 27, 2015 |
Filed Pursuant to Rule 424(b)(4) Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Compan |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all F |
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| October 26, 2015 |
Company Acceleration Request ADESTO TECHNOLOGIES CORPORATION 1250 Borregas Avenue Sunnyvale, CA 94089 October 26, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Management II, LLC, a limited liability company formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints Hatch Graham and T. |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Narbeh Derhacobian, Ron Shelton, Willow Yang, Nanette Dove and Winston Macaraeg, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Compan |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Affiliates Fund II, LP, a limited partnership formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints T. |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that ATA Investment Fund II, LP, a limited partnership formed under the laws of Delaware, having its registered office at 4300 El Camino Real, Los Altos, California, hereby constitutes and appoints T. |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Michio Fujimura and Hatch Graham and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all Form ID, or F |
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| October 26, 2015 |
POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Ron Shelton, Willow Yang and Nanette Dove, and each of them, as his or her true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as a representative of Adesto Technologies Corporation (the "Company"), any and all Form ID, or Form 3, 4 |
