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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to ACCESS Newswire Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 12, 2025 |
EXHIBIT 99.1 ACCESS Newswire Reports Second Quarter 2025 Results Operational Efficiencies Improve, Increasing EBITDA and Cash Flow · Revenue increased 3% to $5.6M compared to $5.5M in Q1 2025 and decreased 7% from $6.0M in Q2 2024 · Adjusted EBITDA increased $308,000 to $836,000 compared to $528,000 in Q2 2024 · The Company was cash flow positive for the quarter, with cash flow from operations inc |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ACCESS Newswire Inc. (Exact name of r |
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| August 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission File |
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| June 17, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| May 13, 2025 |
EXHIBIT 99.1 ACCESS Newswire Reports First Quarter 2025 Results · Revenue decreased 2% to $5.5M compared to $5.6M in Q1 2024 · Adjusted EBITDA increased $503,000 to $564,000 compared to $61,000 in Q1 2024 · Cash flow from operations increased to $809,000 from $77,000 in Q1 2024 · Rebranded to ACCESS Newswire Inc, effective January 27, 2025 · Compliance business was sold for $12.5M on February 28, |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ACCESS Newswire Inc. (Exact name of registrant as sp |
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| May 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission File Nu |
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| May 13, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) ( |
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| May 13, 2025 |
EXHIBIT 99.1 ACCESS Newswire Reports First Quarter 2025 Results · Revenue decreased 2% to $5.5M compared to $5.6M in Q1 2024 · Adjusted EBITDA increased $503,000 to $564,000 compared to $61,000 in Q1 2024 · Cash flow from operations increased to $809,000 from $77,000 in Q1 2024 · Rebranded to ACCESS Newswire Inc, effective January 27, 2025 · Compliance business was sold for $12.5M on February 28, |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| March 25, 2025 |
Certificate of Incorporation, as amended.* EXHIBIT 3.1 |
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| March 25, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission File |
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| March 25, 2025 |
The Company’s Insider Trading Policy.* EXHIBIT 19.1 ACCESS Newswire Inc. Insider Trading Policy In order to take an active role in the prevention of insider trading violations by its officers, directors, employees and other related individuals, ACCESS Newswire Inc. (f/k/a Issuer Direct Corporation) (the “Company”) has adopted the policies and procedures described in this Memorandum. Adoption of Insider Trading Policy. The Company has a |
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| March 25, 2025 |
Subsidiaries of the Registrant.* EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada iNewswire.com LLC Delaware |
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| March 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to ACCESS Newswire Inc. (Exact name of registrant as specified in its charter |
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| March 25, 2025 |
ACCESS Newswire Reports Fourth Quarter and Full Year 2024 Results EXHIBIT 99.1 ACCESS Newswire Reports Fourth Quarter and Full Year 2024 Results · Revenue increased 1% to $5.8M · Adjusted EBITDA increased $900,000 to $871,000 in Q4 2024 · Cash flow from operations increased to $353,000 from $(236,000) in Q4 2023 · Rebranded to ACCESS Newswire Inc, effective January 27, 2025 · Compliance business was sold for $12.5M on February 28, 2025 · Subscriptions increased |
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| March 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| March 6, 2025 |
ACCESS NEWSWIRE INC. AND SUBSIDIARIES Unaudited Proforma Condensed Consolidated Financial Statements EXHIBIT 99.2 ACCESS NEWSWIRE INC. AND SUBSIDIARIES Unaudited Proforma Condensed Consolidated Financial Statements On February 28, 2025, ACCESS Newswire Inc (“ACCESS”, the “Company”, “we”, and “our”) and Direct Transfer, LLC, its wholly owned subsidiary entered into an Asset Purchase Agreement (the “Purchase Agreement”) with Equiniti Trust Company, LLC (“Equiniti”). Pursuant to, and subject to the |
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| March 6, 2025 |
EXHIBIT 10.1 Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG Equiniti Trust Company, LLC, as the Buyer AND ACCESS NEWSWIRE INC. (f/k/a Issuer Direct Corporation) AND DIRECT TRANSFER LLC, as the Sellers Dated February 28, 2025 TABLE OF CONTENTS Page ARTICLE I. PURCHASE AND SALE OF ASSETS 2 1.1 Acquired Assets 2 1.2 Excluded Assets 2 1.3 Assumed Liabilities 2 1.4 Excluded Liabilities 2 1.5 N |
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| March 6, 2025 |
EXHIBIT 10.2 Loan Nos. [●] THIRD MODIFICATION TO CREDIT AGREEMENT AND PARTIAL RELEASE THIS THIRD MODIFICATION TO CREDIT AGREEMENT AND PARTIAL RELEASE (“Modification”) is made as of February 28, 2025, by and among ACCESS NEWSWIRE INC., a Delaware corporation (formerly known as Issuer Direct Corporation; hereinafter, the “Borrower”), DIRECT TRANSFER LLC, a Delaware limited liability company (“Direct |
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| March 3, 2025 |
ACCESS Newswire Announces the Sale of its Compliance Business to Equiniti Trust Company, LLC” EXHIBIT 99.1 ACCESS Newswire Announces the Sale of its Compliance Business to Equiniti Trust Company, LLC” Transaction Highlights the Strategic Transformation of the Company, to a Pure Communications SaaS Subscription Model · Transaction creates a focus on the higher growth communications subscription business. · $12.5 million total cash consideration, subject to certain post-closing adjustments, |
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| March 3, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| January 27, 2025 |
EXHIBIT 99.1 Issuer Direct Corporation is Now ACCESS Newswire Inc. and Launches Industry's First Pure Communications SaaS Subscription Model The name change to ACCESS Newswire Inc. and change of NYSE ticker symbol to "ACCS" is effective as of today, January 27, 2025 RALEIGH, NC / ACCESS Newswire / January 27, 2025 / ACCESS Newswire Inc. (NYSE American:ACCS) (the "Company" or "ACCESS Newswire") ann |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2025 ACCESS Newswire Inc. (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| January 27, 2025 |
EXHIBIT 3.2 SECOND AMENDED AND RESTATED BYLAWS ACCESS NEWSWIRE INC. (as amended and restated on January 27, 2025) ARTICLE I. STOCKHOLDERS Section 1. Annual Meetings. (1) An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such |
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| January 27, 2025 |
EXHIBIT 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ISSUER DIRECT CORPORATION Issuer Direct Corporation (the “Corporation”), a corporation duly organized and existing under and by virtue of the General Corporation Law of the State of Delaware, hereby certifies as follows: 1. This Certificate of Amendment amends the provisions of the Corporation’s Certificate of Incorporation fi |
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| January 16, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2025 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| January 16, 2025 |
EXHIBIT 99.1 Issuer Direct Corp Re-names and Re-brands as ACCESS Newswire Inc.: A Bold Step Toward the Future of Communications On January 27, 2025, Issuer Direct Corp becomes ACCESS Newswire Inc. and will begin trading under the new NYSE ticker symbol "ACCS" Raleigh, N.C. / ACCESS Newswire / January 16, 2025 / Issuer Direct Corporation (NYSE American: ISDR)(the "Company" or "Issuer Direct") annou |
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| November 14, 2024 |
ISDR / Issuer Direct Corporation / Topline Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A 1 d842413dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Issuer Direct Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46520M204 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of Statement) Check the appropriate box to d |
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| November 14, 2024 |
EX-99.A 2 d842413dex99a.htm EX-99.A EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such |
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| November 7, 2024 |
Issuer Direct Reports Third Quarter 2024 Results EXHIBIT 99.1 Issuer Direct Reports Third Quarter 2024 Results RALEIGH, NC / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), a leading communications company, today reported its operating results for the three and nine months ended September 30, 2024. “While overall revenue decreased, we made solid progress in our transition toward a recurring revenue communications model centered |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Issuer Direct Corporation (Exact |
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| November 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commissio |
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| September 17, 2024 |
EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the “Agreement”), entered into and effective as of September 16, 2024 (the “Effective Date”), is by and between Issuer Direct Corporation, a Delaware corporation (the “Company”), and Steven Knerr, an individual (the “Executive”). The Company and the Executive shall sometimes be referred to herein as the “Parties”. BAC |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employ |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to Issuer Direct Corporation (Exact name |
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| August 8, 2024 |
Issuer Direct Reports Second Quarter 2024 Results EXHIBIT 99.1 Issuer Direct Reports Second Quarter 2024 Results RALEIGH, NC / Issuer Direct Corporation (NYSE American:ISDR) (the "Company"), a leading communications company, today reported its operating results for the three and six months ended June 30, 2024. “In the second quarter, we were pleased to see a 10% sequential increase in total revenues, reaching $7.7 million. However, this was 20% l |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| July 1, 2024 |
Issuer Direct Announces New Board of Directors to Support Next Chapter of Growth EXHIBIT 99.1 Issuer Direct Announces New Board of Directors to Support Next Chapter of Growth RALEIGH, NC / ACCESSWIRE / July 1, 2024 / Issuer Direct Corporation (NYSE American:ISDR), an industry-leading communications company, today announced it has appointed Wes Pollard and Joe Staples as new independent members of its Board of Directors. "We are excited to welcome Wes and Joe to the Issuer Dire |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| June 18, 2024 |
Resignation letter of Marti Beller (Lazear) dated June 13, 2024. EXHIBIT 17.1 June 13, 2024 Mr. Brian Balbirnie Chief Executive Officer Issuer Direct Corporation 1 Glenwood Drive, Suite 1001 Raleigh, NC 27603 Dear Mr. Balbirnie, Please accept this letter as my resignation from the Board of Directors (the “Board”) of Issuer Direct Corporation (the “Company”), including all applicable Committees of the Board, effective immediately. I wish Issuer Direct Corporatio |
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| June 18, 2024 |
Resignation letter of Michael Nowlan dated June 13, 2024. EXHIBIT 17.2 June 13, 2024 Mr. Brian Balbirnie Chief Executive Officer Issuer Direct Corporation 1 Glenwood Drive, Suite 1001 Raleigh, NC 27603 Dear Mr. Balbirnie, Please accept this letter as my resignation from the Board of Directors (the “Board”) of Issuer Direct Corporation (the “Company”), including all applicable Committees of the Board, effective immediately. I wish Issuer Direct Corporatio |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| May 15, 2024 |
ISDR / Issuer Direct Corporation / Topline Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Issuer Direct Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46520M204 (CUSIP Number) May 10, 2024 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to which |
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| May 15, 2024 |
EX-99.A 2 d839839dex99a.htm EX-99.A EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such |
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| May 9, 2024 |
EXHIBIT 99.1 Issuer Direct Reports First Quarter 2024 Results - First Quarter Revenue of $7.0 million, a Decrease of 19% from Q1 2023 RALEIGH, NC / Issuer Direct Corporation (NYSE American:ISDR) (the "Company"), a leading communications company, today reported its operating results for the three months ended March 31, 2024. “The first quarter started 2024 off slower than we anticipated, primarily |
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| May 9, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission Fil |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name of registrant |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) D |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 29, 2024 | ||
| March 18, 2024 |
ISDR / Issuer Direct Corporation / Topline Capital Management, LLC - SC 13G/A Passive Investment SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) Issuer Direct Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46520M204 (CUSIP Number) March 14, 2024 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate the rule pursuant to whic |
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| March 18, 2024 |
EX-99.A EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such parties. Dated: March 18, 20 |
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| March 7, 2024 |
Subsidiaries of the Registrant.* EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada iNewswire.com LLC Delaware |
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| March 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) D |
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| March 7, 2024 |
EXHIBIT 97 ISSUER DIRECT CORPORATION POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION A. |
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| March 7, 2024 |
Three Months Ended December 31, EXHIBIT 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2023 Results – Quarterly Revenue of $7.5 million, an increase of 6% from Q4 2022 RALEIGH, NC / ACCESSWIRE / March 7, 2024 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications company, today reported its operating results for the three months and full year ended December 31, 2023. “Durin |
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| March 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission F |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 ISSUER DIRECT CORPORATION Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| February 26, 2024 |
EXHIBIT 99.1 February 20, 2024 Brian Balbirnie, CEO One Glenwood Ave, Raleigh, NC [email protected] Dear Mr. Balbirnie, I am writing this letter to formally resign from my position as Chief Financial Officer at Issuer Direct. My last day of work will be March 8, 2024. I want to express my sincere gratitude for the opportunities and experiences I have had during my tenure with the co |
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| February 8, 2024 |
EX-99.A 2 d694569dex99a.htm EX-99.A EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13G to evidence the agreement of the below-named parties, in accordance with rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule, as it may be amended, jointly on behalf of each of such |
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| February 8, 2024 |
ISDR / Issuer Direct Corporation / Topline Capital Management, LLC - SC 13G Passive Investment SC 13G 1 d694569dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Issuer Direct Corporation (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46520M204 (CUSIP Number) February 5, 2024 (Date of Event Which Requires Filing of Statement) Check the appropriate box to designate |
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| January 4, 2024 |
ISDR / Issuer Direct Corporation / Forager Fund, L.P. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) December 18, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| January 4, 2024 |
ISDR / Issuer Direct Corporation / Yorkmont Capital Partners, LP - SC 13DA Activist Investment SC 13D/A 1 yorksc13da.htm SC 13DA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* Issuer Direct Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) Yorkmont Capital Management, LLC 2313 Lake Austin Blvd., Suite 202 Austin, TX 78703 (Name, Address and Telep |
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| November 9, 2023 |
Three Months Ended September 30, EXHIBIT 99.1 Issuer Direct Reports Third Quarter 2023 Results - Quarterly Revenue of $7.6 Million, an Increase of 43% from Q3 2022 RALEIGH, NC / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), a leading communications company, today reported its operating results for the three and nine months ended September 30, 2023. “This quarter we continued to deliver positive quarterly result |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ———————————————— FORM 10-Q ———————————————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commissio |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 —————————————— FORM 10-Q —————————————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATI |
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| August 10, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission |
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| August 10, 2023 |
EXHIBIT 99.1 Issuer Direct Reports Second Quarter 2023 Results - Record Quarterly Revenue of $9.7 million, an Increase of 66% from Q2 2022 RALEIGH, NC / Issuer Direct Corporation (NYSE American: ISDR) (the “Company”), a leading communications company, today reported its operating results for the three and six months ended June 30, 2023. “We are pleased to deliver another positive quarter of result |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| May 11, 2023 |
EXHIBIT 99.1 Issuer Direct Reports First Quarter 2023 Results - Record First Quarter Revenue of $8.6 million, an Increase of 63% from Q1 2022 RALEIGH, NC / Issuer Direct Corporation (NYSE American:ISDR) (the "Company"), a leading communications company, today reported its operating results for the first quarter ended March 31, 2023. “2023 is off to a good start. Our first quarter revenue increased |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact nam |
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| May 11, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 4, 2023 | ||
| May 4, 2023 | ||
| May 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 22, 2023 |
EXHIIBIT 4.1 Execution Version Loan Nos. [Redacted] CREDIT AGREEMENT dated as of March 20, 2023 among ISSUER DIRECT CORPORATION as Borrower the other Loan Parties hereto and PINNACLE BANK as Lender TABLE OF CONTENTS ARTICLE I. DEFINITIONS; CONSTRUCTION 1 Section 1.1. Definitions. 1 Section 1.2. Accounting Terms and Determination 22 Section 1.3. Terms Generally 23 ARTICLE II. AMOUNT AND TERMS OF TH |
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| March 22, 2023 |
Issuer Direct Announces Long Term Debt Financing EXHIBIT 99.1 Issuer Direct Announces Long Term Debt Financing RALEIGH, NC / ACCESSWIRE / March 22, 2023 / Issuer Direct Corporation (NYSE American:ISDR), ("Issuer Direct" or the "Company"), a leading communications company, announced today that it has completed a $20 million long-term debt financing with Pinnacle Bank ("Pinnacle"). Proceeds from the transaction as well as current cash on hand will |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commissi |
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| March 3, 2023 |
Letter regarding decision of William Everett not to stand for reelection dated February 28, 2023 EXHIBIT 17.1 WILLIAM EVERETT EVERETT CONSULTING LLC February 28, 2023 Board of Directors Issuer Direct Corporation One Glenwood Avenue, Suite 1001 Raleigh, North Carolina 27603 My fellow Board members: I am writing to inform you that I will not be seeking reelection to the Board of Directors (the “Board”) of Issuer Direct Corporation (“Issuer Direct” or the “Company”) at the upcoming 2023 annual m |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2023 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission F |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-K ——————— ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to ——————— ISSUER DIRECT CORPORATION (Name of small business |
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| March 2, 2023 |
Subsidiaries of the Registrant.* EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada |
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| March 2, 2023 |
Three Months Ended December 31, EXHIBIT 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2022 Results – Record Fourth Quarter Revenue of $7.1 million, an increase of 25% from Q4 2021 RALEIGH, NC / ACCESSWIRE / March 2, 2023 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the three months and full year end |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 15, 2023 |
ISDR / Issuer Direct Corp / Forager Fund, L.P. - FORM SC 13G/A Passive Investment SC 13G/A 1 isdrsc13ga.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) |
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| February 14, 2023 |
ISDR / Issuer Direct Corp / Witmer Richard H. Passive Investment SC 13G 1 rhwsc13gidc022023.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2022 (Date of Event Which Required Filing of this Statement) Check the |
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| January 17, 2023 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commissio |
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| January 17, 2023 |
Issuer Direct Corporation Unaudited Pro Forma Combined Financial Statements EX-99.3 5 isdrex993.htm UNAUDITED PRO FORMA FINANCIAL INFORMATION EXHIBIT 99.3 Issuer Direct Corporation Unaudited Pro Forma Combined Financial Statements On November 1, 2022, Issuer Direct Corporation (“ISDR”, the “Company”, “we”, “us”, and “our”) completed the acquisition of iNewswire.com LLC (“Newswire, the “Seller”), a Delaware limited liability company, whereby the Company purchased all of th |
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| January 17, 2023 |
iNewswire.com LLC Unaudited Financial Statements Nine Months Ended September 30, 2022 and 2021 EXHIBIT 99.2 iNewswire.com LLC Unaudited Financial Statements Nine Months Ended September 30, 2022 and 2021 Contents Balance Sheets as of September 30, 2022 and 2021 2 Statements of Operations for the nine months ended September 30, 2022 and 2021 3 Statements of Changes in Members’ Equity (Deficit) for the nine months ended September 30, 2022 and 2021 4 Statements of Cash Flows for the nine months |
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| January 17, 2023 |
iNewswire.com LLC Financial Statements Years Ended December 31, 2021 and 2020 EXHIBIT 99.1 iNewswire.com LLC Financial Statements Years Ended December 31, 2021 and 2020 Contents Report of Independent Auditor 2 Balance Sheets as of December 31, 2021 and 2020 3 Statements of Operations for the years ended December 31, 2021 and 2020 4 Statements of Changes in Members’ Equity (Deficit) for the years ended December 31, 2021 and 2020 5 Statements of Cash Flows for the years ended |
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| January 6, 2023 |
ISDR / Issuer Direct Corp / Yorkmont Capital Partners, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Issuer Direct Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) Yorkmont Capital Management, LLC 2313 Lake Austin Blvd., Suite 202 Austin, TX 78703 (Name, Address and Telephone Number of Person Authorized t |
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| November 3, 2022 |
Three Months ended September 30, EXHIBIT 99.1 Issuer Direct Reports Third Quarter 2022 Results Quarterly Results Were Led by Growth in ACCESSWIRE, Which Increased 6% from Q3 2021 The Company Announced the Accretive Acquisition of iNewsWire.com LLC, Doubling its News Distribution Business in Both Revenues and Customers RALEIGH, NC / ACCESSWIRE / November 3, 2022 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an |
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| November 3, 2022 |
EXHIBIT 10.1 MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of November 1, 2022 by and among ISSUER DIRECT CORPORATION, a Delaware corporation (the “Buyer”), and Lead Capital, LLC, a Delaware limited liability company (the “Seller”). As used in this Agreement, the term “Parties” shall refer to Buyer and the Seller a |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commissio |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commissio |
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| November 3, 2022 |
Issuer Direct Acquires iNewsWire.com LLC: EXHIBIT 99.1 Issuer Direct Acquires iNewsWire.com LLC: Acquisition Increases Issuer Direct’s Communications Revenues By More Than 80%, and Almost Doubles Customers · Combined customer counts almost doubled for the press release business based on customers who have worked with both organizations within the last 12 months · Press release distribution revenue increases 100% · Transaction results in a |
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| November 3, 2022 |
EXHIBIT 10.2 SECURED PROMISSORY NOTE $22,000,000.00 Raleigh, North Carolina November 1, 2022 FOR VALUE RECEIVED, ISSUER DIRECT CORPORATION, a Delaware corporation (“Maker”), hereby promises to pay LEAD CAPITAL, LLC, a Delaware limited liability company (“Payee”), the aggregate principal sum of Twenty-Two Million and no/100 Dollars ($22,000,000.00), on the date set forth in this Secured Promissory |
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| August 4, 2022 |
EXHIBIT 99.1 Issuer Direct Reports Second Quarter 2022 Results Quarterly Results Were Led by Growth in Our Communications Business, Which Increased 5% to $3.7 million from Q2 2021, and now Represents 64% of Total Revenue RALEIGH, NC / ACCESSWIRE / August 4, 2022 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today repor |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name |
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| August 4, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| June 10, 2022 |
ISDR / Issuer Direct Corp / Yorkmont Capital Partners, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Issuer Direct Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) Yorkmont Capital Management, LLC 2313 Lake Austin Blvd., Suite 202 Austin, TX 78703 (Name, Address and Telephone Number of Person Authorized t |
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| June 10, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 5, 2022 |
EXHIBIT 99.1 Issuer Direct Reports First Quarter 2022 Results Record First Quarter Revenues, Increasing 6% to $5.3 million from Q1 2021; Gross Margin Percentage Improved to 77% RALEIGH, NC / ACCESSWIRE / May 5, 2022 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the three months |
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| May 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact nam |
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| May 5, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 6, 2022 |
EXHIBIT 3.1 AMENDED AND RESTATED BYLAWS ISSUER DIRECT CORPORATION (as amended and restated on March 31, 2022) ARTICLE I. STOCKHOLDERS Section 1. Annual Meetings. (1) An annual meeting of the stockholders, for the election of directors to succeed those whose terms expire and for the transaction of such other business as may properly come before the meeting, shall be held at such place, on such date |
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| April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2021 ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) Delaware 1-10185 26-1331503 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R.S. Employer Identific |
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| March 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 3, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| March 3, 2022 |
Subsidiaries of the Registrant.* EXHIBIT 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada |
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| March 3, 2022 |
Three Months ended December 31, EXHIBIT 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2021 Results Communications Revenue Increased 19% in the Fourth Quarter, Capping a Record Year of Revenue, EBITDA, Cash Flow from Operations and Customers Counts The Board of Directors Approved a $5,000,000 Stock Repurchase Program RALEIGH, NC / ACCESSWIRE / March 3, 2022 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company |
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| February 15, 2022 |
ISDR / Issuer Direct Corp / Forager Capital Management, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 14, 2022 |
ISDR / Issuer Direct Corp / LionGuard Capital Management Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 46520M204 (CUSIP Number) June 2, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant |
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| February 10, 2022 |
ISDR / Issuer Direct Corp / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Issuer Direct Corp. Title of Class of Securities: Common Stock CUSIP Number: 46520M204 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ? |
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| January 19, 2022 |
EXHIBIT 10.4 ISSUER DIRECT CORPORATION INDEMNIFICATION AGREEMENT This Indemnification Agreement (?Agreement?) is effective as of January 24, 2022 by and between Issuer Direct Corporation, a Delaware corporation (the ?Company?), and Timothy Pitoniak (?Indemnitee?). WHEREAS, Indemnitee's service to the Company substantially benefits the Company; WHEREAS, competent and experienced individuals are rel |
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| January 19, 2022 |
EXHIBIT 99.1 Issuer Direct Appoints Tim Pitoniak as Chief Financial Officer RALEIGH, NC / ACCESSWIRE / January 19, 2022 / Issuer Direct Corporation (NYSE American:ISDR), an industry-leading communications company, today announced that effective January 24, 2022, Tim Pitoniak will join the Company as its new Chief Financial Officer, and Steve Knerr will take on the new role of Vice President of Fin |
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| January 19, 2022 |
EXHIBIT 10.2 ISSUER DIRECT CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT THIS RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?), is effective as of January 24, 2022 (the ?Effective Date?), is between Issuer Direct Corporation, a Delaware corporation (the ?Company?), and the individual identified on the signature page hereof (the ?Participant?). BACKGROUND A. The Participant is currently |
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| January 19, 2022 |
EXHIBIT 10.3 ISSUER DIRECT CORPORATION INCENTIVE STOCK OPTION GRANT AND AGREEMENT THIS Incentive Stock Option Grant and Agreement (the ?Agreement?), is effective as of January 24, 2022, made by and between Issuer Direct Corporation, a Delaware corporation (the ?Company?), and the individual named below (?Optionee?). This Agreement is made pursuant to the terms and conditions of the Issuer Direct C |
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| January 19, 2022 |
EXHIBIT 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This Executive Employment Agreement (the ?Agreement?), entered into as of January 12, 2022 (the ?Effective Date?), is by and between Issuer Direct Corporation, a Delaware corporation (the ?Company?), and Timothy Pitoniak, an individual (the ?Executive?). The Company and the Executive shall sometimes be referred to herein as the ?Parties?. BACKGROUND A. T |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| January 5, 2022 |
ISDR / Issuer Direct Corp / Yorkmont Capital Partners, LP - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Issuer Direct Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) Yorkmont Capital Management, LLC 2313 Lake Austin Blvd., Suite 202 Austin, TX 78703 (Name, Address and Telephone Number of Person Authorized t |
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| November 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employ |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-Q ??????? ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact |
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| November 4, 2021 |
Three Months ended September 30, EXHIBIT 99.1 Issuer Direct Reports Third Quarter 2021 Results Total Revenue of $5.5 million Led by ACCESSWIRE Revenue Which Increased Over 30%, Net Income Increased 30% and EBITDA Increased 16% to $1.6 million or 30% of Revenue RALEIGH, NC / ACCESSWIRE / November 4, 2021 / Issuer Direct Corporation (NYSE American: ISDR) (the ?Company?), an industry-leading communications and compliance company, to |
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| October 8, 2021 |
ISDR / Issuer Direct Corp / Forager Capital Management, LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3)* Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) September 23, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| October 8, 2021 |
ISDR / Issuer Direct Corp / Forager Capital Management, LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) September 23, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| August 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| August 5, 2021 |
EXHIBIT 99.1 Issuer Direct Reports Second Quarter 2021 Results Record Total Revenue Led by Communications Revenue Increasing 16% to $3.5 million or 61% of Total Revenue, Net Income Increased 43% and EBITDA Increased 21% to $1.6 million or 29% of Revenue RALEIGH, NC / ACCESSWIRE / August 5, 2021 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications an |
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| August 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name of registrant a |
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| June 14, 2021 |
Page 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Issuer Direct Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) Yorkmont Capital Management, LLC 2313 Lake Austin Blvd., Suite 202 Austin, TX 78703 (Name, Address and Telephone Number of Person Autho |
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| June 14, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| May 6, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 001-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| May 6, 2021 |
Exhibit 99.1 Issuer Direct Reports First Quarter 2021 Results Record Total Revenue Led by Communications Revenue Increasing 32% to $3.2 million or 64% of Total Revenue, Net Income Increased 141% and EBITDA Increased 59% RALEIGH, NC / ACCESSWIRE / May 6, 2021 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported |
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| May 6, 2021 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name of registrant |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 5, 2021 |
Exhibit 99.1 CORRECTION: Issuer Direct Reports Fourth Quarter and Full Year 2020 Results RALEIGH, NC / ACCESSWIRE / March 5, 2021 / Issuer Direct Corporation (NYSE American: ISDR) This press release corrects, restates and supersedes in its entirety a prior version of a press release published at 4:05 p.m. Eastern Standard Time on March 4, 2021 and is updated to correct certain numbers related to t |
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| March 5, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission |
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| March 4, 2021 |
Exhibit 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2020 Results Communications Revenue Increased 32% to $3.1 million or 65% of Total Revenue During the Fourth Quarter, Capping a Record Year of Revenue, EBITDA, Cash Flow from Operations and Customers RALEIGH, NC / ACCESSWIRE / March 4, 2021 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communica |
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| March 4, 2021 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2021 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| March 4, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada Filing Services Canada Inc. Canada |
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| March 4, 2021 |
Annual Report - ANNUAL REPORT OF FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ??????? FORM 10-K ??????? ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2020 ??????? ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) ??????? Delaware 1-10185 26-1331503 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 24, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 (February 24, 2021) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commis |
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| February 24, 2021 |
Issuer Direct Subscription Platform Gets Significant, Industry-First Solution Upgrades Exhibit 99.1 Issuer Direct Subscription Platform Gets Significant, Industry-First Solution Upgrades ACCESSWIRE real-time collaboration engine and track changes functionality enables version control and gives collaborators the ability to work simultaneously RALEIGH, NC / ACCESSWIRE / February 24, 2021 / Issuer Direct Corporation (NYSE American:ISDR), an industry-leading communications company, toda |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)1 ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Issuer Direct Corp. Title of Class of Securities: Common Stock CUSIP Number: 46520M204 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rul |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 8, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 7) Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46520M204 (CUSIP Number) 12/31/20 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed ☐ R |
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| October 29, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact |
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| October 29, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| October 29, 2020 |
Exhibit 99.1 Issuer Direct Reports Third Quarter 2020 Results Platform and Technology Revenue Increased 33% to $3.6 million, 74% of Total Revenue;Year-over-Year EBITDA more than doubled to $1.4 Million, or 29% of revenue RALEIGH, NC / ACCESSWIRE / October 29, 2020 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today rep |
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| July 31, 2020 |
Exhibit 99.1 Issuer Direct Reports Second Quarter 2020 Results Platform and Technology Revenue Increased 24% to $3.3 million, 68% of Total Revenue; Year-over-Year EBITDA margins more than doubled to 28% or $1.4 Million RALEIGH, NC / ACCESSWIRE / July 30, 2020 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported |
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| July 31, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| July 31, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name |
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| June 18, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2020 (June 17, 2020) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I. |
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| April 30, 2020 |
Exhibit 99.1 Issuer Direct Reports First Quarter 2020 Results Platform and Technology Revenue Increases 1% Year over Year to 67% of Total Revenue RALEIGH, NC / ACCESSWIRE / April 30, 2020 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the three months ended March 31, 2020. Brian |
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| April 30, 2020 |
Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact nam |
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| April 30, 2020 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 16, 2020 |
Issuer Direct Increases Its Share Repurchase Program Exhibit 99.1 Issuer Direct Increases Its Share Repurchase Program RALEIGH, NC / ACCESSWIRE / March 16, 2020 / Issuer Direct Corporation (NYSE American: ISDR) (“Issuer Direct” or the "Company"), an industry-leading communications and compliance company, today announced that its Board of Directors has increased the previously announced share repurchase program. Issuer Direct may now repurchase up to |
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| March 16, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2020 (March 13, 2020) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission ( |
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| February 27, 2020 |
ISDR / Issuer Direct Corp. 10-K - Annual Report - ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-K ——————— ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2019 ——————— ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) ——————— Delaware 1-10185 26-1331503 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 27, 2020 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada Filing Services Canada Inc. Canada ** During 20 |
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| February 27, 2020 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employe |
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| February 27, 2020 |
Exhibit 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2019 Results Total Revenue Increases 9% Compared to Fourth Quarter 2018, 14% Year Over Year, Driven by our Platform and Technology Revenue Increasing 19% and 24%, respectively, to 66% of Total Revenue for the Year RALEIGH, NC / ACCESSWIRE / February 27, 2020 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industr |
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| February 14, 2020 |
ISDR / Issuer Direct Corp. / Forager Capital Management, LLC - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )1 Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 11, 2020 |
ISDR / Issuer Direct Corp. / Polar Asset Management Partners Inc. - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 15, 2020 |
ISDR / Issuer Direct Corp. / Yorkmont Capital Partners, LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 6)* Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46520M204 (CUSIP Number) 12/31/19 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed ☐ |
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| October 31, 2019 |
ISDR / Issuer Direct Corp. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name of registr |
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| October 31, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| October 31, 2019 |
Issuer Direct Reports Third Quarter 2019 Results Total Revenue Increases 23%, Driven by our Platform and Technology Revenue Increasing 30% Year Over Year to 67% of Total Revenue RALEIGH, NC / ACCESSWIRE / October 31, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the three months ended September 30, 2019. |
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| August 7, 2019 |
Issuer Direct Announces $1 Million Share Repurchase Program Issuer Direct Announces $1 Million Share Repurchase Program MORRISVILLE, NC / ACCESSWIRE / August 7, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (“Issuer Direct” or the "Company"), an industry-leading communications and compliance company, today announced that its Board of Directors has authorized a share repurchase program under which the Company may repurchase up to $1 million of its common shares. |
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| August 7, 2019 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2019 (August 6, 2019) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission ( |
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| August 1, 2019 |
Exhibit 99.1 Issuer Direct Reports Second Quarter 2019 Results Total Revenue Increases 9%, driven by our Platform and Technology Revenue Increasing 18% Year Over Year to 64% of Total Revenue MORRISVILLE, NC / ACCESSWIRE / August 1, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results |
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| August 1, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2019 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| August 1, 2019 |
ISDR / Issuer Direct Corp. 10-Q - Quarterly Report - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name |
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| June 13, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 13, 2019 (June 13, 2019) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I. |
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| May 2, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2019 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| May 2, 2019 |
CALCULATION OF EBITDA ($ in ‘000’s) Exhibit 99.1 Issuer Direct Reports Record Revenues for First Quarter 2019 Total Revenue Increases 18% to a record $4.2 million, while Platform and Technology Revenue Increases 31% Year Over Year to 64% of Total Revenue MORRISVILLE, NC / ACCESSWIRE / May 2, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today report |
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| May 2, 2019 |
ISDR / Issuer Direct Corp. 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact nam |
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| April 23, 2019 |
ISDR / Issuer Direct Corp. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 23, 2019 |
ISDR / Issuer Direct Corp. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 15, 2019 |
Exhibit 99.2 INDEX ITEM PAGE Report of Independent Registered Public Accounting Firm 1 Special Purpose Statement of Revenues and Direct Expenses for the Year Ended September 30, 2018 2 Notes to Special Purpose Statement of Revenues and Direct Expenses 3 – 10 Report of Independent Registered Public Accounting Firm To the Board of Directors and Stockholders of Onstream Media Corporation Opinion on t |
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| March 15, 2019 |
UNAUDITED PRO FORMA FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA FINANCIAL INFORMATION The Unaudited Pro Forma Financial Information reflects financial information, which gives effect to the January 3, 2019 ("Closing Date") acquisition of the VisualWebcaster Platform ("VWP") from Onstream Media Corporation ("Seller") by Issuer Direct Corporation (the “Company”) whereby the Company paid approximately $2,788,000 at closing to Sell |
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| March 15, 2019 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A AMENDMENT NO. 1 TO CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2019 (January 3, 2019) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other juri |
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| March 15, 2019 |
Exhibit 99.1 INDEX TO FINANCIAL STATEMENTS Item Page Report of Independent Registered Public Accounting Firm F-2 Statement of Assets Acquired and Liabilities Assumed F-3 Notes to Statement of Assets Acquired and Liabilities Assumed F-4 Report of Independent Registered Public Accounting Firm The Board of Directors and Stockholders of Issuer Direct Corporation Morrisville, North Carolina Opinion on |
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| February 28, 2019 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 (February 28, 2019) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commis |
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| February 28, 2019 |
Exhibit 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2018 Financial Results 2018 Total Revenue Increases 13% while Platform and Technology Revenue Increases 21% Year Over Year to 60% of Total Revenue MORRISVILLE, NC / ACCESSWIRE / February 28, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported |
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| February 28, 2019 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom PrecisionIR AB** Sweden Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina Accesswire Canada Ltd. Canada Filing Services Canada |
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| February 28, 2019 |
ISDR / Issuer Direct Corp. ANNUAL REPORT (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-K ——————— ☑ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2018 ——————— ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) ——————— Delaware 1-10185 26-1331503 (State or Other Jurisdiction of Incorporation) ( |
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| February 11, 2019 |
ISDR / Issuer Direct Corp. / Polar Asset Management Partners Inc. - SC 13G Passive Investment Polar Asset Management Partners Inc.: Schedule 13G - Filed by newsfilecorp.com SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Issuer Direct Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Fi |
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| January 11, 2019 |
ISDR / Issuer Direct Corp. / Yorkmont Capital Partners, LP - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 5) Under the Securities Exchange Act of 1934 ISSUER DIRECT CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46520M204 (CUSIP Number) 12/31/18 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed ☐ R |
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| January 3, 2019 |
Exhibit 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”) entered into as of January 3, 2019, by and between Issuer Direct Corporation, a Delaware corporation (the “Buyer”), and Onstream Media Corporation, a Florida corporation (the “Seller”). The Buyer and the Seller are referred to collectively herein as the “Parties.” BACKGROUND This Agreement contemplates a transac |
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| January 3, 2019 |
Exhibit 99.1 Issuer Direct Acquires Onstream Media’s Webcasting Platform, Projected to Increase Annual Revenue 15%, Webcast Customer Base by at Least 50% The Acquisition Will Immediately Be Accretive and Expand the Company's Customer Base by Over 120 MORRISVILLE, NC / ACCESSWIRE / January 3, 2019 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company" or "Issuer Direct"), an industry-lead |
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| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2019 (January 3, 2019) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission |
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| December 6, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 (December 5, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commissi |
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| December 6, 2018 |
Issuer Direct Repurchases 215,118 Shares in a Private Transaction Exhibit 99.1 Issuer Direct Repurchases 215,118 Shares in a Private Transaction Reduces Outstanding Shares by Approximately 5% MORRISVILLE, NC / ACCESSWIRE / December 6, 2018 / Issuer Direct Corporation (NYSE MKT:ISDR) the (“Issuer Direct” or the “Company”), a market leader and innovator of disclosure management solutions and targeted communications, today announced that it has repurchased 215,118 |
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| December 6, 2018 |
EXHIBIT 99.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of November [28], 2018 by and between Issuer Direct Corporation, a Delaware corporation, with a principal address of 500 Perimeter Park Drive, Suite D, Morrisville, NC 27560 (the “Company”), and EQS Group AG, a German Stock Corporation, with a principal address of Karlstrasse 47, Munich, G |
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| December 6, 2018 |
ISDR / Issuer Direct Corp. / Eqs Group Ag - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) Mr André Silverio Marques EQS Group AG Karlstrasse 47 Munich, Germany 80333 Telephone: +49 (0)89 210 298 0 (Name, |
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| December 4, 2018 |
Exhibit 10.1 STOCK REPURCHASE AGREEMENT THIS STOCK REPURCHASE AGREEMENT (this “Agreement”) is entered into as of November 28, 2018 by and between Issuer Direct Corporation, a Delaware corporation, with a principal address of 500 Perimeter Park Drive, Suite D, Morrisville, NC 27560 (the “Company”), and EQS Group AG, a German Stock Corporation, with a principal address of Karlstrasse 47, Munich, Ger |
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| December 4, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2018 (November 28, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commiss |
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| November 9, 2018 |
ISDR / Issuer Direct Corp. / Eqs Group Ag - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) Mr André Silverio Marques EQS Group AG Karlstrasse 47 Munich, Germany 80333 Telephone: +49 (0)89 210 298 0 (Name, |
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| November 9, 2018 |
ISDR / Issuer Direct Corp. / Eqs Group Ag - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* ISSUER DIRECT CORPORATION (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 46520M204 (CUSIP Number) Mr André Silverio Marques EQS Group AG Karlstrasse 47 Munich, Germany 80333 Telephone: +49 (0)89 210 298 0 (Name, |
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| November 1, 2018 |
Exhibit 99.1 Issuer Direct Reports Third Quarter Financial Results Total Revenue Increases 11% while Platform and Technology Revenue Increases 17% Year Over Year to 64% of Total Revenue Industry Veteran, Dick Bromley, Joins the Management Team as EVP of Sales MORRISVILLE, NC / ACCESSWIRE / November 1, 2018 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading commu |
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| November 1, 2018 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2018 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer |
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| November 1, 2018 |
ISDR / Issuer Direct Corp. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact |
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| October 11, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2018 (October 11, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commissi |
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| October 11, 2018 |
Issuer Direct Update on Quarterly Cash Dividend Exhibit 99.1 Issuer Direct Update on Quarterly Cash Dividend MORRISVILLE, NC / ACCESSWIRE / October 11, 2018 / Issuer Direct Corporation (NYSE American: ISDR), an industry-leading communications and compliance company, today announced that its Board of Directors has determined to suspend the quarterly cash dividend of $0.05 per share beginning with the third quarter ended September 30, 2018, in or |
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| August 27, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2018 (August 27, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission |
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| August 17, 2018 |
Issuer Direct Announces Proposed Public Offering of Common Stock Exhibit 99.1 Issuer Direct Announces Proposed Public Offering of Common Stock MORRISVILLE, NC / ACCESSWIRE / August 16, 2018 / Issuer Direct Corporation (NYSE American: ISDR), an industry-leading communications and compliance company, announced today that it intends to offer and sell shares of its common stock in an underwritten registered public offering. In addition, Issuer Direct expects to gra |
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| August 17, 2018 |
ISDR / Issuer Direct Corp. CURRENT REPORT (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2018 (August 17, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission |
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| August 17, 2018 |
Issuer Direct Announces Pricing of Public Offering of Common Stock Exhibit 99.2 Issuer Direct Announces Pricing of Public Offering of Common Stock MORRISVILLE, NC / ACCESSWIRE / August 17, 2018 / Issuer Direct Corporation (NYSE American: ISDR), an industry-leading communications and compliance company, announced today the pricing of an underwritten registered public offering of 806,451 shares of its common stock at a price to the public of $15.50 per share. In ad |
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| August 17, 2018 |
Exhibit 1.1 Execution Version 806,451 Shares1 Issuer Direct Corporation Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT August 17, 2018 NORTHLAND SECURITIES, INC. 150 South Fifth Street, Suite 3300 Minneapolis, Minnesota 55402 Ladies and Gentlemen: Issuer Direct Corporation, a Delaware corporation (the “Company”), proposes to sell to Northland Securities, Inc. (“you” or the “Underw |
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| August 17, 2018 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-226530 PROSPECTUS SUPPLEMENT (To Prospectus dated August 13, 2018) 806,451 Shares Common Stock We are offering 806,451 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus. Our common stock is listed on the NYSE American under the symbol “ISDR.” On August 16, 2018, the last reported sale price of our |
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| August 16, 2018 |
SUBJECT TO COMPLETION, DATED AUGUST 16, 2018 Filed Pursuant to Rule 424(b)(5) Registration No. 333-226530 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the accompanying prosp |
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| August 10, 2018 |
ISDR / Issuer Direct Corp. CORRESP Issuer Direct Corporation 500 Perimeter Park Drive, Suite D Morrisville, NC 27560 August 10, 2018 VIA EDGAR U. |
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| August 2, 2018 |
ISSUER DIRECT CORPORATION DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS Exhibit 4.4 ISSUER DIRECT CORPORATION ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIES TABLE OF CONTENTS ARTICLE I DEFINITIONS 3 Section 1.1 Definitions of Terms 3 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities Section 5 Section 2.2 Form of Securities and Trustee’s Certificate |
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| August 2, 2018 |
ISDR / Issuer Direct Corp. FORM S-3 As filed with the Securities and Exchange Commission on August 2, 2018 Registration No. |
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| August 2, 2018 |
ISSUER DIRECT CORPORATION DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS Exhibit 4.5 ISSUER DIRECT CORPORATION ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SUBORDINATED DEBT SECURITIES TABLE OF CONTENTS ARTICLE I DEFINITIONS 3 Section 1.1 Definitions of Terms 3 ARTICLE II ISSUE, DESCRIPTION, TERMS, EXECUTION, REGISTRATION AND EXCHANGE OF SECURITIES 5 Section 2.1 Designation and Terms of Securities 5 Section 2.2 Form of Securities and Trustee’s Certificate 7 |
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| August 2, 2018 |
Exhibit 99.1 Issuer Direct Reports Second Quarter Financial Results Total Revenue Increases 10% while Platform and Technology Revenue Increases 19% Year Over Year to 59% of Total Revenue MORRISVILLE, NC / ACCESSWIRE / August 2, 2018 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for |
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| August 2, 2018 |
ISDR / Issuer Direct Corp. QUARTERLY REPORT (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2018 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer o |
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| August 2, 2018 |
ISDR / Issuer Direct Corp. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact name |
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| July 9, 2018 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2018 (July 9, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R. |
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| July 9, 2018 |
Issuer Direct Acquires FSCwire and Expands its ACCESSWIRE Business in Canada Exhibit 99.1 Issuer Direct Acquires FSCwire and Expands its ACCESSWIRE Business in Canada Acquisition will immediately allow ACCESSWIRE to increase press release distribution capabilities in Canada and expand the Company’s customer base by 300 MORRISVILLE, NC / ACCESSWIRE / July 9, 2018 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company" or “Issuer Direct”), an industry-leading commun |
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| July 5, 2018 |
Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this “Agreement”) entered into on as of July 3, 2018 by and among Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”), ACCESSWIRE Canada Ltd., a body corporate incorporated under the Business Corporations Act (Alberta) (“ACCESSWIRE Canada”), and Fred Gautreau (the “Seller”). Issuer Direct and ACCESSWIRE are referr |
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| July 5, 2018 |
Exhibit 10.2 ESCROW AGREEMENT This Escrow Agreement (this “Agreement”) entered into on as of July 3, 2018 by and among Issuer Direct Corporation, a Delaware corporation (“Issuer Direct”), ACCESSWIRE Canada Ltd., a body corporate incorporated under the Business Corporations Act (Alberta) (“ACCESSWIRE Canada”), Fred Gautreau (the “Seller”) and Quick Law Group P.C., a Colorado professional corporatio |
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| July 5, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 5, 2018 (July 3, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R. |
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| July 5, 2018 |
Exhibit 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (the “Agreement”), entered into and effective as of July 3, 2018 (the “Effective Date”), is by and between ACCESSWIRE Canada Ltd, a Canadian limited entity (the “Company”), and Fred Gautreau, an individual (the “Employee”). The Company and the Employee shall sometimes be referred to herein as the “Parties”. BACKGROUND A. This Agreement is |
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| June 1, 2018 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2018 (June 1, 2018) Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R. |
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| May 3, 2018 |
Exhibit 99.1 Issuer Direct Reports First Quarter Financial Results Total Revenue Increases 24% while Platform and Technology Revenue Increases 25% Year Over Year to 58% of Total Revenue MORRISVILLE, NC / ACCESSWIRE / May 3, 2018 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the |
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| May 3, 2018 |
ISDR / Issuer Direct Corp. CURRENT REPORT (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of i |
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| May 3, 2018 |
ISDR / Issuer Direct Corp. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-Q ——————— ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from: to ISSUER DIRECT CORPORATION (Exact nam |
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| April 20, 2018 |
ISDR / Issuer Direct Corp. DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 20, 2018 |
ISDR / Issuer Direct Corp. DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| March 5, 2018 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom PrecisionIR AB** Sweden Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina ** During 2017, the Registrant dissolved PrecisionIR |
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| March 5, 2018 |
ISDR / Issuer Direct Corp. AMENDMENT NO.1 ON FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————— FORM 10-K/A ——————— ☑ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For The Year Ended: December 31, 2017 ——————— ISSUER DIRECT CORPORATION (Name of small business issuer in its charter) ——————— Delaware 1-10185 26-1331503 (State or Other Jurisdiction of Incorporation) |
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| March 1, 2018 |
Exhibit 99.1 Issuer Direct Reports Fourth Quarter and Full Year 2017 Financial Results Total Revenue Increases 22% while Platform and Technology Revenue Increases 40% from Q4 2016 MORRISVILLE, NC / ACCESSWIRE / March 1, 2018 / Issuer Direct Corporation (NYSE American: ISDR) (the "Company"), an industry-leading communications and compliance company, today reported its operating results for the thre |
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| March 1, 2018 |
ISDR / Issuer Direct Corp. CURRENT REPORT (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2018 Issuer Direct Corporation (Exact name of registrant as specified in its charter) Delaware 1-10185 26-1331503 (State or other jurisdiction (Commission (I.R.S. Employer of |
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| March 1, 2018 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant Name of Subsidiary State of Organization Direct Transfer, LLC. Delaware PrecisionIR Group Inc., and its subsidiaries (listed below) Delaware PrecisionIR Inc North Carolina Issuer Direct Ltd United Kingdom PrecisionIR AB** Sweden Interwest Transfer Company, Inc. Utah QX Interactive, LLC. North Carolina ** During 2017, the Registrant dissolved PrecisionIR |
