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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Delaware Ivy High Income Opportunities Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| April 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) * Delaware Ivy High Income Opportunities Fund (Name of Issuer) Common (Title of Class of Securities) 246107106 (CUSIP Number) March 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant t |
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| March 13, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 24, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 23, 2023 |
Filing by Delaware Ivy High Income Opportunities Fund (811-22800) Filing by Delaware Ivy High Income Opportunities Fund (811-22800) pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12(b) under the Securities Act of 1934. |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Delaware Ivy High Income Opportunities Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246107106 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d |
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| February 14, 2023 |
SC 13G 1 karpus-sch13g18686f.htm KARPUS INVESTMENT MGT / DELAWARE IVY HIGH INCOME - SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) * Delaware Ivy High Income Opportunities Fund (Name of Issuer) Common (Title of Class of Securities) 246107106 (CUSIP Number) December 31, 2022 (Date of Ev |
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| February 10, 2023 |
IVH / Delaware Ivy High Income Oppor Common Shares / WELLS FARGO & COMPANY/MN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) DELAWARE IVY HIGH INCOME OPPORTUNITIES FUND (Name of Issuer) Closed-End Fund (Title of Class of Securities) 246107106 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 8, 2023 |
CORRESP 1 filename1.htm 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7098 T: (215) 564-8099 F: (215) 564-8120 February 8, 2023 Via EDGAR Transmission Mindy Rotter, Esq., CPA Division of Investment Management Disclosure Review and Accounting Office U.S. Securities and Exchange Commission New York Regional Office 100 Pearl Street, Suite 20-100 New York, NY 10004-2616 Re: Sarbanes-Oxley Revi |
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| November 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) Of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] |
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| October 26, 2022 |
DEFA14A 1 macdefa14a102022.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) Of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as pe |
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| October 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) Of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) Of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] |
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| August 26, 2022 |
Schedule of investments Delaware Ivy High Income Opportunities Fund June 30, 2022 (Unaudited) Principal amount Value (US $) Convertible Bond — 0. |
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| August 11, 2022 |
425 1 tm2222785d2425.htm 425 Filed by abrdn Income Credit Strategies Fund abrdn Global Dynamic Dividend Fund abrdn Global Infrastructure Income Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) Subject Companies: Delaware Ivy High Income Opportunities Fund; File No |
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| July 1, 2022 |
DEF 14A 1 dcef4078081-def14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for U |
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| February 23, 2022 |
SCHEDULE OF INVESTMENTS Delaware Ivy High Income Opportunities Fund (in thousands) DECEMBER 31, 2021 (UNAUDITED) COMMON STOCKS Shares Value Communication Services Integrated Telecommunication Services – 1. |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Delaware Ivy High Income Opportunities Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246107106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to d |
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| August 24, 2021 |
SCHEDULE OF INVESTMENTS Delaware Ivy High Income Opportunities Fund (in thousands) JUNE 30, 2021 (UNAUDITED) COMMON STOCKS Shares Value Communication Services Integrated Telecommunication Services – 1. |
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| July 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Delaware Ivy High Income Opportunities Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 246107106 (CUSIP Number) July 16, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat |
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| July 1, 2021 |
DEF 14A 1 mim3925541-def14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Us |
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| June 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SEC FILE NUMBER 811-22800 CUSIP NUMBER 465893105 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-CEN [ x ] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report |
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| March 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 26, 2021 |
NPORT-EX 2 IHIO.htm IVY HIGH INCOME OPPORTUNITIES FUND SOI SCHEDULE OF INVESTMENTS Ivy High Income Opportunities Fund (in thousands) DECEMBER 31, 2020 (UNAUDITED) COMMON STOCKS Shares Value Consumer Discretionary Apparel Retail – 0.0% True Religion Apparel, Inc. (A)(B)(C) 34 $ —* Casinos & Gaming – 2.7% New Cotai Participation Corp., Class B(A)(C)(D) 971 4,752 Studio City International Holdings Lt |
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| February 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| January 29, 2021 |
Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| January 19, 2021 |
Law Offices Stradley Ronon Stevens & Young, LLP 2005 Market Street, Suite 2600 Philadelphia, PA 19103-7081 (215) 564-8000 January 19, 2021 VIA EDGAR Filing Desk U. |
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| January 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 25, 2020 |
16 SCHEDULE OF INVESTMENTS Ivy High Income Opportunities Fund (in thousands) JUNE 30, 2020 (UNAUDITED) COMMON STOCKS Shares Value Consumer Discretionary Apparel Retail – 0. |
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| July 10, 2020 |
- IVY HIGH INCOME OPPORTUNITIES FUND Ivy High Income Opportunities Fund SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 7, 2020 |
Stradley Ronon Stevens & Young, LLP 191 N. Wacker Drive, Suite 1601 Chicago, IL 60606-1615 Telephone 312-964-3500 Fax 312-964-3501 MARK R. GREER 312.964.3505 [email protected] Direct Fax: 312.964.3501 July 7, 2020 VIA EDGAR Mr. Jeffrey Foor United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Re: Ivy High Income Opportunities |
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| June 22, 2020 |
SEC Cover Letter Stradley Ronon Stevens & Young, LLP 191 N. Wacker Drive, Suite 1601 Chicago, IL 60606 Telephone: (312) 964-3500 Mark R. Greer [email protected] 312.964.3505 June 22, 2020 VIA EDGAR TRANSMISSION Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Ivy High Income Opportunities Fund (file no. 811-22800) Dear Sir or Madam: On behalf of Ivy |
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| June 22, 2020 |
Ivy High Income Opportunities Fund SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 24, 2020 |
HTML SCHEDULE OF INVESTMENTS Ivy High Income Opportunities Fund (in thousands) DECEMBER 31, 2019 (UNAUDITED) COMMON STOCKS Shares Value Consumer Discretionary Apparel Retail – 0. |
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| October 3, 2019 |
IVH / Ivy High Income Opportunities Fund CORRESP - - SEC Response Letter IVY FUNDS IVY VARIABLE INSURANCE PORTFOLIOS IVY HIGH INCOME OPPORTUNITIES FUND IVY NEXTSHARES 6300 LAMAR AVENUE P. |
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| August 22, 2019 |
IVH / Ivy High Income Opportunities Fund DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 20, 2019 |
IVH / Ivy High Income Opportunities Fund NPORT-EX - - IVY HIGH INCOME OPPORTUNITIES FUND SOI HTML SCHEDULE OF INVESTMENTS Ivy High Income Opportunities Fund (in thousands) JUNE 30, 2019 (UNAUDITED) COMMON STOCKS Shares Value Consumer Discretionary Apparel Retail – 0. |
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| August 15, 2019 |
SC 13D/A 1 sched13da.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* IVY HIGH INCOME OPPORTUNITIES FUND (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 465893105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, N |
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| August 14, 2019 |
IVH / Ivy High Income Opportunities Fund DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 31, 2019 |
IVH / Ivy High Income Opportunities Fund DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 16, 2019 |
IVH / Ivy High Income Opportunities Fund DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 12, 2019 |
IVH / Ivy High Income Opportunities Fund DEFA14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 8, 2019 |
IVH / Ivy High Income Opportunities Fund DEF 14A - - SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 23, 2019 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* IVY HIGH INCOME OPPORTUNITIES FUND (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 465893105 (CUSIP Number) Saba Capital Management, L.P. 405 Lex |
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| April 12, 2019 |
Saba Capital Management, L.P. - Schedule 13 D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Ivy High Income Opportunities Fund (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 465893105 (CUSIP Number) Saba Capital Management, L.P. 405 Lex |
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| February 27, 2019 |
N-Q 1 d692207dnq.htm IVY HIGH INCOME OPPORTUNTIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22800 Ivy High Income Opportunities Fund (Exact name of registrant as specified in charter) 6300 Lamar Avenue, Overland Park, Kansas 66202 |
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| February 27, 2019 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| February 14, 2019 |
SC 13D 1 sched13d-ivh.htm FORM SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* IVY HIGH INCOME OPPORTUNITIES FUND (Name of Issuer) Common Shares, $0.001 par value (Title of Class of Securities) 465893105 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY |
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| August 28, 2018 |
Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2018 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| June 22, 2018 |
IVH / Ivy High Income Opportunities Fund DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 11, 2018 |
SC 13G 1 sched13g.htm FORM SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* IVY HIGH INCOME OPPORTUNITIES FUND (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 465893105 (CUSIP Number) May 3, 2018 (Date of Event which Requires Filing of this Statement) Check the appro |
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| February 28, 2018 |
Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2018 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| November 28, 2017 |
Accountant’s report on internal control. Accountant's Report on Internal Control EX-99.B-77B SUB-ITEM 77B: Accountant?s report on internal control. IVY HIGH INCOME OPPPORTUNITIES FUND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Ivy High Income Opportunities Fund: In planning and performing our audits of the financial statements of Ivy High Income Opportunities Fund (the ?Fund?) as |
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| August 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| August 29, 2017 |
Ivy High Income Opportunities Fund - IVY HIGH INCOME OPPORTUNTIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22800 Ivy High Income Opportunities Fund (Exact name of registrant as specified in charter) 6300 Lamar Avenue, Overland Park, Kansas 66202 (Address of principal executive offices) (Zip code) Jen |
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| June 22, 2017 |
Ivy High Income Opportunities Fund IVY HIGH INCOME OPPORTUNITIES FUND Ivy High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2017 |
Ivy High Income Opportunities Fund - IVY HIGH INCOME OPPORTUNTIES FUND Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2017 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| January 27, 2017 |
Ivy High Income Opportunities Fund ESP SEC Response Letter IVY FUNDS / IVY VARIABLE INSURANCE PORTFOLIOS 6300 LAMAR AVENUE P. |
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| November 28, 2016 |
Accountant's Report. EX-99.B-77B SUB-ITEM 77B: Accountant?s report on internal control. IVY HIGH INCOME OPPPORTUNITIES FUND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Ivy High Income Opportunities Fund: In planning and performing our audits of the financial statements of Ivy High Income Opportunities Fund (the ?Fund?) as of and for the year |
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| November 28, 2016 |
Information called for by Item 405 of Regulation S-K [17 CFR 229.405] EX-99.B-77Q2 SUB-ITEM 77Q2: For closed-end management companies except small business investment companies, furnish the information called for by Item 405 of Regulation S-K [17 CFR 229.405]. IVY HIGH INCOME OPPORTUNITIES FUND Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the 1940 Act require the Fund? |
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| November 28, 2016 |
Submission of matters to a vote of security holders. EX-99.B-77C SUB-ITEM 77C: Submission of matters to a vote of security holders. IVY HIGH INCOME OPPORTUNITIES FUND SHAREHOLDER MEETING RESULTS On August 10, 2016, the Annual Meeting of Shareholders (Meeting) for Ivy High Income Opportunities Fund (the Fund) was held at the offices of Waddell & Reed Financial, Inc., 6300 Lamar Avenue, Overland Par |
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| August 26, 2016 |
Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2016 |
Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2016 |
Certifications Exhibit 99.CERT CERTIFICATION I, Philip J. Sanders, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, n |
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| June 23, 2016 |
Ivy High Income Opportunities Fund IVY HIGH INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin |
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| February 26, 2016 |
Certifications Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| February 26, 2016 |
Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 24, 2015 |
For closed-end management companies EX-99.B-77Q2 SUB-ITEM 77Q2: For closed-end management companies except small business investment companies, furnish the information called for by Item 405 of Regulation S-K [17 CFR 229.405]. IVY HIGH INCOME OPPORTUNITIES FUND Section 16(a) of the Securities Exchange Act of 1934 and Section 30(h) of the 1940 Act require the Fund?s Officers and Trustees, Ivy Inves |
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| November 24, 2015 |
Submission of matters to a vote of security holders EX-99.B-77C SUB-ITEM 77C: Submission of matters to a vote of security holders. IVY HIGH INCOME OPPORTUNITIES FUND SHAREHOLDER MEETING RESULTS On July 30, 2015, the Annual Meeting of Shareholders (Meeting) for Ivy High Income Opportunities Fund (the Fund) was held at the offices of Waddell & Reed Financial, Inc., 6300 Lamar Avenue, Overland Park, |
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| November 24, 2015 |
Accountant's Report EX-99.B-77B SUB-ITEM 77B: Accountant?s report on internal control. IVY HIGH INCOME OPPORTUNITIES FUND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Ivy High Income Opportunities Fund: In planning and performing our audit of the financial statements of Ivy High Income Opportunities Fund (the ?Fund?), as of and for the year e |
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| August 28, 2015 |
Certifications Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| August 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-22800 Ivy High Income Opportunities Fund (Exact name of registrant as specified in charter) 6300 Lamar Avenue, Overland Park, Kansas 66202 (Address of principal executive offices) (Zip code) Mar |
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| June 17, 2015 |
Ivy High Income Opportunities Fund IVY HIGH INCOME OPPORTUNITIES FUND Ivy High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2015 |
Ivy High Income Opportunities Fund - IVY HIGH INCOME OPPORTUNTIES FUND Ivy High Income Opportunties Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 27, 2015 |
Certifications Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| November 25, 2014 |
Accountant's Report EX-99.B-77B SUB-ITEM 77B: Accountant’s report on internal control. IVY HIGH INCOME OPPORTUNITIES FUND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Ivy High Income Opportunities Fund: In planning and performing our audit of the financial statements of Ivy High Income Opportunities Fund (the “Fund”), as of and for the year e |
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| November 25, 2014 |
Submission of matters to a vote of security holders EX-99.B-77C SUB-ITEM 77C: Submission of matters to a vote of security holders. IVY HIGH INCOME OPPORTUNITIES FUND SHAREHOLDER MEETING RESULTS On July 31, 2014, the Annual Meeting of Shareholders (Meeting) for Ivy High Income Opportunities Fund (the Fund) was held at the offices of Waddell & Reed Financial, Inc., 6300 Lamar Avenue, Overland Park, |
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| August 28, 2014 |
Ivy High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2014 |
EX-99.CERT 2 d772800dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under |
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| June 27, 2014 |
IVH / Ivy High Income Opportunities Fund DEF 14A - - IVY HIGH INCOME OPPORTUNITIES FUND Ivy High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 27, 2014 |
Regulation FD Disclosure - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2014 IVY HIGH INCOME OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Delaware 811-22800 46-1918530 (State or Other Jurisdiction of Incorporatio |
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| March 27, 2014 |
Ivy High Income Opportunities Fund Reschedules Portfolio Manager Call EX-99.1 Exhibit 99.1 News Release Contact: Nicole Russell VP, Investor Relations (913) 236-1880 Ivy High Income Opportunities Fund Reschedules Portfolio Manager Call OVERLAND PARK, KS, March 27, 2014 – Ivy High Income Opportunities Fund (NYSE: IVH) today announced that it intends to host a call with Portfolio Manager William Nelson at 4:15 p.m. ET/3:15 p.m. CT/1:15 p.m. PT, April 3, 2014. The purp |
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| March 14, 2014 |
Ivy High Income Opportunities Fund Announces Portfolio Manager Call EX-99.1 Exhibit 99.1 News Release Contact: Nicole Russell VP, Investor Relations (913) 236-1880 Ivy High Income Opportunities Fund Announces Portfolio Manager Call OVERLAND PARK, KS, March 14, 2014 – Ivy High Income Opportunities Fund (NYSE: IVH) today announced that it intends to host a call with Portfolio Manager William Nelson at 4:15 p.m. ET/3:15 p.m. CT/1:15 p.m. PT, March 27, 2014. The purpo |
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| March 14, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2014 IVY HIGH INCOME OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Delaware 811-22800 46-1918530 (State or Other Jurisdiction of Incorporatio |
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| February 27, 2014 |
Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wi |
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| February 27, 2014 |
Quarterly Schedule of Portfolio Holdings - IVY HIGH INCOME OPPORTUNITIES FUND IVY High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2013 |
Copies of any new or amended Registrant investment advisory contracts EX-99.B-77Q1(e) SUB-ITEM 77Q1(e): Copies of any new or amended Registrant investment advisory contracts. IVY HIGH INCOME OPPORTUNITIES FUND The Fund’s Investment Management Agreement is incorporated by reference to the Registrant’s Pre-Effective Amendment No. 3 to Form N-2, filed with the Securities and Exchange Commission on Ap |
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| November 25, 2013 |
EX-99.B-77B SUB-ITEM 77B: Accountant’s Report on Internal Control. IVY FUNDS REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Shareholders and Board of Trustees of Ivy High Income Opportunities Fund: In planning and performing our audits of the financial statements of Ivy High Income Opportunities Fund (the “Fund”), as of September 30, 2013 and for the period from May 29, 2013 throug |
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| August 23, 2013 |
Certifications Exhibit 99.CERT CERTIFICATION I, Henry J. Herrmann, certify that: 1. I have reviewed this report on Form N-Q of Ivy High Income Opportunities Fund; 2 Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| August 23, 2013 |
Quarterly Schedule of Portfolio Holdings - IVY HIGH INCOME OPPORTUNITIES FUND IVY High Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 29, 2013 |
IVY HIGH INCOME OPPORTUNITIES FUND 6300 LAMAR AVENUE SHAWNEE MISSION, KANSAS 66202-4200 May 29, 2013 Ms. |
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| May 23, 2013 |
Ivy Investment Management Company 6300 Lamar Avenue Shawnee Mission, Kansas 66202 Phone: (913) 236-2000 www. |
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| April 24, 2013 |
- IVY HIGH INCOME OPPORTUNITIES FUND 8-A12B 1 d476578d8a12b.htm IVY HIGH INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 IVY HIGH INCOME OPPORTUNITIES FUND (Exact Name of Registrant as Specified in Its Charter) DELAWARE 46-1918530 (State of Incorporation o |
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| April 3, 2013 |
Ivy High Income Opportunities Fund 6300 Lamar Avenue Shawnee Mission, Kansas 66202-4200 April 3, 2013 BY EDGAR Ms. |
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| April 3, 2013 |
April 3, 2013 Ms. Mary A. Cole Senior Counsel Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Ivy High Income Opportunities Fund (333-186489; 811-22800) (formerly, the Ivy Credit Opportunities Fund) Dear Ms. Cole: This letter responds to the comments contained in your letter dated March 7, 2013 regarding the registration statement on F |
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| February 6, 2013 |
- IVY CREDIT OPPORTUNITIES FUND Ivy Credit Opportunities Fund SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940; and |
