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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to J. Alexanders Holdings Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| February 14, 2022 |
JAX / J. Alexander's Holdings, Inc. / Russell Investments Group, Ltd. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1) * J Alexander?s Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-37473 J. Alexander?s Holdings, Inc. (Exact name of registrant as specifi |
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| October 5, 2021 |
As filed with the Securities and Exchange Commission on October 5, 2021 As filed with the Securities and Exchange Commission on October 5, 2021 Registration No. |
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| October 5, 2021 |
As filed with the Securities and Exchange Commission on October 5, 2021 As filed with the Securities and Exchange Commission on October 5, 2021 Registration No. |
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| October 4, 2021 |
JAX / J. Alexander's Holdings, Inc. / Janszen Timothy - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J 106 (CUSIP Number) Timothy T. Janszen Chief Executive Officer Newport Global Advisors LP 21 Waterway Avenue, Suite 150 The Woodlands, Texa |
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| September 30, 2021 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 11, 2021, pursuant to the provisions of Rule 12d2-2 (a). |
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| September 30, 2021 |
Second Amended and Restated Charter of J. Alexander’s Holdings, Inc. Exhibit 3.1 SECOND AMENDED AND RESTATED CHARTER OF J. ALEXANDER?S HOLDINGS, INC. ARTICLE I The name of the corporation is J. Alexander?s Holdings, Inc. (the ?Corporation?). ARTICLE II The name and complete address of the Corporation?s initial registered agent and office located in the State of Tennessee is: C T Corporation System 300 Montvue Road Knoxville, Tennessee 37919 County of Knox ARTICLE I |
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| September 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 30, 2021 ( September 30, 2021 ) J. |
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| September 30, 2021 |
Amended and Restated Bylaws of J. Alexander’s Holdings, Inc. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF J. ALEXANDER?S HOLDINGS, INC. ARTICLE I NAME AND OFFICES OF THE CORPORATION The affairs of the corporation shall be conducted using the name J. Alexander?s Holdings, Inc. or such other name or names as the Board of Directors may from time to time authorize. The corporation may have such offices, either within or without the State of Tennessee, as the Boar |
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| September 29, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 (September 28, 2021) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdictio |
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| September 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 J. Alexander?s Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46609J106 (CUSIP Number) SCOTT I |
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| September 2, 2021 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8) J. Alexander's Holdings, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Holdings Inc. 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Address and Tele |
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| September 2, 2021 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) J. Alexander's Holdings, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Holdings Inc. 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Address and Tele |
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| August 23, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D |
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| August 17, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER?S HOLDINGS, INC. REPORTS RESULTS FOR SECOND QUARTER ENDED JULY 4, 2021; SALES FOR THE QUARTER EXCEED 2019 LEVELS BY NEARLY 10% NASHVILLE, TN, August 17, 2021 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (the ?Company?), owner and operator of J. Alexander?s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today provided a busin |
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| August 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2021 (August 17, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of i |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander?s Holding |
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| August 9, 2021 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?? D |
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| July 12, 2021 |
Exhibit 4 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc. |
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| July 12, 2021 |
JAX / J. Alexander's Holdings, Inc. / Fortress Investment Group LLC - SC 13D Activist Investment SC 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46609J106 (CUSIP Number) David N. Brooks Fortress Investment Group LLC 1345 Avenue of the Americas, 46th Floor New York, NY 10105 (Name, Addres |
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| July 12, 2021 |
Exhibit 2 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc. |
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| July 12, 2021 |
Exhibit 3 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc. |
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| July 8, 2021 |
JAX / J. Alexander's Holdings, Inc. / Janszen Timothy - AMENDMENT NO. 2 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* J. Alexander?s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J 106 (CUSIP Number) Timothy T. Janszen Chief Executive Officer Newport Global Advisors LP 21 Waterway Avenue, Suite 150 The Woodlands, Texa |
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| July 8, 2021 |
Voting Agreement, dated July 2, 2021 EXHIBIT 99.1 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Holdings, Inc., a Tennessee corp |
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| July 7, 2021 |
Exhibit 99.1 Company Draft 7/1/2021 Institutional (Ancora) VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Hold |
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| July 7, 2021 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of J. Alexander?s Holdings, Inc. This Joint Fil |
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| July 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 6)1 J. Alexander?s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) FREDERICK DiSANTO |
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| July 6, 2021 |
Exhibit 99.3 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and certain shareholders of J. Alexander?s Holdings, Inc., a Tennessee |
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| July 6, 2021 |
Exhibit 99.1 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Holdings, Inc., a Tennessee corp |
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| July 6, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 (July 2, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorpo |
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| July 6, 2021 |
Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 2, 2021 BY AND AMONG SPB HOSPITALITY LLC, TITAN MERGER SUB, INC. AND J. ALEXANDER?S HOLDINGS, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER; CERTAIN RELATED MATTERS 1 Section 1.1 The Merger 1 Section 1.2 Closing 2 Section 1.3 Effective Time 2 Section 1.4 Effects of the Merger 2 Section 1.5 Charter 2 Section 1.6 Bylaws 2 Se |
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| July 6, 2021 |
Exhibit 99.1 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Holdings, Inc., a Tennessee corp |
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| July 6, 2021 |
Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER DATED AS OF JULY 2, 2021 BY AND AMONG SPB HOSPITALITY LLC, TITAN MERGER SUB, INC. AND J. ALEXANDER?S HOLDINGS, INC. TABLE OF CONTENTS Page ARTICLE I THE MERGER; CERTAIN RELATED MATTERS 1 Section 1.1 The Merger 1 Section 1.2 Closing 2 Section 1.3 Effective Time 2 Section 1.4 Effects of the Merger 2 Section 1.5 Charter 2 Section 1.6 Bylaws 2 Se |
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| July 6, 2021 |
Exhibit 99.3 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and certain shareholders of J. Alexander?s Holdings, Inc., a Tennessee |
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| July 6, 2021 |
Exhibit 99.2 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Holdings, Inc., a Tennessee corp |
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| July 6, 2021 |
Exhibit 99.2 Execution Version VOTING AGREEMENT THIS VOTING AGREEMENT (this ?Agreement?), dated as of July 2, 2021, is entered into by and among SPB Hospitality LLC, a Delaware limited liability company (?Parent?), Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of Parent (?Merger Sub?), and the shareholder of J. Alexander?s Holdings, Inc., a Tennessee corp |
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| July 6, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 (June 29, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorp |
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| July 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 (July 2, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorpo |
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| July 2, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporation) (Commis |
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| July 2, 2021 |
Exhibit 99.1 J. ALEXANDER?S HOLDINGS, INC. TO BE ACQUIRED BY SPB HOSPITALITY LLC SHAREHOLDERS TO RECEIVE $14.00 PER SHARE IN CASH NASHVILLE, Tennessee, July 2, 2021 - J. Alexander?s Holdings, Inc. (the ?Company? or ?J. Alexander?s?) (NYSE: JAX), owner and operator of J. Alexander?s Restaurant, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today announced that th |
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| July 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporation) (Commis |
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| July 2, 2021 |
Exhibit 99.1 J. ALEXANDER?S HOLDINGS, INC. TO BE ACQUIRED BY SPB HOSPITALITY LLC SHAREHOLDERS TO RECEIVE $14.00 PER SHARE IN CASH NASHVILLE, Tennessee, July 2, 2021 - J. Alexander?s Holdings, Inc. (the ?Company? or ?J. Alexander?s?) (NYSE: JAX), owner and operator of J. Alexander?s Restaurant, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today announced that th |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander?s Holdin |
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| May 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 (May 18, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorpo |
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| May 18, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER?S HOLDINGS, INC. REPORTS RESULTS FOR FIRST QUARTER ENDED APRIL 4, 2021; SALES IN MARCH AND APRIL 2021 APPROACH PRE-PANDEMIC LEVELS NASHVILLE, TN, May 18, 2021 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (the ?Company?), owner and operator of J. Alexander?s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today provided a busi |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| May 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 29, 2021 |
Annual Report - FISCAL YEAR 2020 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended January 3, 2021. OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. Al |
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| March 18, 2021 |
J. ALEXANDER’S HOLDINGS, INC. (THE “COMPANY”) SUMMARY OF DIRECTOR AND EXECUTIVE OFFICER COMPENSATION Exhibit 10.44 J. ALEXANDER?S HOLDINGS, INC. (THE ?COMPANY?) SUMMARY OF DIRECTOR AND EXECUTIVE OFFICER COMPENSATION I. DIRECTOR COMPENSATION. Directors who are employees of the Company do not receive additional compensation for serving as directors of the Company. The following table sets forth current rates of cash compensation for the Company?s non-employee directors. RETAINERS 2021 Board Retaine |
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| March 18, 2021 |
Annual Report - FY 2020 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended January 3, 2021. OR ? Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. Alexander?s Holdings, |
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| March 18, 2021 |
Exhibit 10.43 INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (the ?Agreement?) is made as of this 20th day of April, 2020, between J. Alexander?s Holdings, Inc., a Tennessee corporation (the ?Company?), and Carl J. Grassi, a director of the Company (the ?Director?). WHEREAS, the Company and the Director are aware of the increased exposure to litigation by directors of publicly-owned comp |
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| March 15, 2021 |
Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER?S HOLDINGS, INC. REPORTS RESULTS FOR FOURTH QUARTER AND FULL YEAR ENDED JANUARY 3, 2021; SALES RECOVERY CONTINUES IN FISCAL 2021; FOURTH QUARTER OPERATING CASH FLOWS BEATS PRIOR YEAR NASHVILLE, TN, March 15, 2021 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (the ?Company?), owner and operator of J. Alexander?s, Redlands Grill, Stoney River Steakhouse |
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| March 15, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2021 (March 15, 2021) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of inc |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* J Alexander's Holdings Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: J Alexander's Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 46609J106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 10, 2021 |
J. ALEXANDER’S HOLDINGS, INC. PROVIDES BUSINESS UPDATE EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. PROVIDES BUSINESS UPDATE NASHVILLE, TN, February 9, 2021 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today provided an update on its business and its strategic evaluation. Business Update As mentioned |
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| February 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2021 (February 9, 2021) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction o |
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| November 5, 2020 |
Quarterly Report - THIRD QUARTER 2020 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 27, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s H |
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| November 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2020 Date of Report (Date of earliest event reported): November 5, 2020 ( November 5, 2020 ) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or ot |
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| November 5, 2020 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR THIRD QUARTER ENDED SEPTEMBER 27, 2020 AND PROVIDES BUSINESS UPDATE FOR OCTOBER; SALES IN RECENT MONTHS REACH ALMOST 90% OF PRIOR YEAR LEVELS NASHVILLE, TN, November 5, 2020 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the “Company”), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steak |
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| November 2, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2020 (October 28, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of |
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| November 2, 2020 |
EX-10.1 Exhibit 10.1 FOURTH AMENDED AND RESTATED LOAN AGREEMENT THIS FOURTH AMENDED AND RESTATED AGREEMENT (“Loan Agreement” or “Agreement”) is made and entered into as of this 28th day of October, 2020, by and between J. ALEXANDER’S, LLC, a Tennessee limited liability company ( “Borrower”) and PINNACLE BANK (“Lender”). W I T N E S S E T H: WHEREAS, Lender and Borrower are parties to a certain Thi |
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| October 28, 2020 |
F. Mitchell Walker, Jr. PHONE: (615) 742-6275 FAX: (615) 742-2775 E-MAIL: [email protected] 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 October 28, 2020 FOIA CONFIDENTIAL TREATMENT REQUESTED Via EDGAR and Federal Express Mara L. Ransom Chief, Office of Trade and Services Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E |
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| October 26, 2020 |
JAX / J. Alexander's Holdings, Inc. / Hill Path Capital LP - THE SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46609J106 (CUSIP Number) Scott I. |
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| October 26, 2020 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of J. Alexander’s Holdings, Inc., a Tennessee corporation |
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| August 6, 2020 |
Quarterly Report - SECOND QUARTER 2020 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 28, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdin |
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| August 4, 2020 |
J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR SECOND QUARTER ENDED JUNE 28, 2020 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR SECOND QUARTER ENDED JUNE 28, 2020 NASHVILLE, TN, August 4, 2020 - J. Alexander’s Holdings, Inc. (NYSE: JAX) (the “Company”), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today provided a business update and reported results for the second q |
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| August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2020 (August 4, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdicti |
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| June 30, 2020 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2020 (June 25, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction |
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| June 9, 2020 |
EX-10.1 Exhibit 10.1 THIRD AMENDED AND RESTATED LOAN AGREEMENT THIS THIRD AMENDED AND RESTATED AGREEMENT (“Loan Agreement” or “Agreement”) is made and entered into as of this 5th day of June, 2020, by and between J. ALEXANDER’S, LLC, a Tennessee limited liability company ( “Borrower”) and PINNACLE BANK (“Lender”). W I T N E S S E T H: WHEREAS, Lender and Borrower are parties to a certain Second Am |
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| June 9, 2020 |
Exhibit 10.2 J. Alexander’s, LLC Attn: Mark A. Parkey 3401 West End Avenue, Suite 260 Nashville, TN 37203-6862 Re: Financial Covenant Waiver Mr. Parkey: In response to your request for a waiver of certain existing Financial Covenants (the “Existing Financial Covenants”) contained in Section 3.5 (a) and (b) of the Second Amended and Restated Loan Agreement dated May 20, 2015, as modified by Modific |
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| June 9, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2020 (June 5, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of inc |
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| June 9, 2020 |
J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR FIRST QUARTER ENDED MARCH 29, 2020 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR FIRST QUARTER ENDED MARCH 29, 2020 NASHVILLE, TN, June 9, 2020 - J. Alexander’s Holdings, Inc. (NYSE: JAX) (the “Company”), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today reported results for the first quarter ended March 29, 2020. Busin |
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| June 9, 2020 |
Quarterly Report - FIRST QUARTER 2020 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 29, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdi |
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| June 9, 2020 |
Exhibit 18.1 June 9, 2020 J. Alexander’s Holdings, Inc. Nashville, Tennessee Ladies and Gentlemen: We have been furnished with a copy of the quarterly report on Form 10-Q of J. Alexander’s Holdings, Inc. and subsidiaries (the Company) for the three months ended March 29, 2020 and have read the Company's statements contained in Note 2(k) to the condensed consolidated financial statements included t |
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| June 9, 2020 |
Exhibit 10.1 AMENDMENT TO PROMISSORY NOTE THIS AMENDMENT TO PROMISSORY NOTE (this “Amendment”) is made and entered into the 15th day of April, 2020 (the “Execution Date”), by and between J. ALEXANDER’S, LLC, a Tennessee limited liability company (“Borrower”), and PINNACLE BANK, a Tennessee state-chartered bank (“Lender”). J. ALEXANDER’S HOLDINGS, LLC, a Delaware limited liability company, J. ALEXA |
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| May 13, 2020 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 13, 2020 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 8, 2020 |
Entry into a Material Definitive Agreement, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporation) |
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| April 30, 2020 |
PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 24, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2020 (April 24, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdicti |
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| April 21, 2020 |
begin 644 ex991to13da506470015042120.pdf M)5!$1BTQ+C,-)7!E+U!A9V4O365D:6%" M;WA;," P(#8Q,B W.3)=+U)O=&%T92 P+U!A'1=+T5X=$=3=&%T92 S.2 P(%(O1F]N M=" T," P(%(^/B]#;VYT96YT)S-/4N/'K>1\/JA:"18\5JR@B@+?S*L8&:- M:3=?S>ZK%]G#WA+HENPIV018P 'B? DDU6LXJLZF9,[8#7SYKV&2Q6*QW M%?]Q&8=QNHSQ/CQY^]OOOV#OSMV[&R]]NG&CIF&:)K^#?^\>7[]Z' MH2K\L[Z\^O-."S+K$:71E[,:"Y.#^[RON;/][JNOP=[N,D[W]X.ZW7 MS;TV:K!FN=PK,\R7]W^Y"7]X |
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| April 21, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) FREDERICK DISANTO |
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| April 20, 2020 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Enters into Cooperation Agreement with Ancora Advisors Appoints New Independent Director Carl J. Grassi to its Board of Directors NASHVILLE, TN, April 20, 2020 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the “Company”), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today anno |
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| April 20, 2020 |
EX-10.1 Exhibit 10.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”) is made by and between J. Alexander’s Holdings, Inc. (the “Company”), on the one hand, and Ancora Advisors, LLC (“Ancora”), Ancora Merlin Institutional LP, Ancora Merlin LP, Ancora Catalyst Institutional LP, Ancora Catalyst LP, Ancora/Thelen Small-Mid Cap Mutual Fund and Frederick DiSanto (co |
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| April 20, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2020 J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporati |
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| April 17, 2020 |
JAX / J. Alexander's Holdings, Inc. 10-K/A - Annual Report - FISCAL YEAR 2019 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 29, 2019. OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. |
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| April 16, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 (April 10, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdicti |
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| March 24, 2020 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. REPORTS RECENT TRENDS AND STEPS TAKEN TO ADDRESS THE CORONAVIRUS OUTBREAK NASHVILLE, TN, March 24, 2020 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today reported same store sales changes for a portion |
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| March 24, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2020 J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporati |
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| March 13, 2020 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. REPORTS RESULTS FOR FOURTH QUARTER AND FULL YEAR ENDED DECEMBER 29, 2019 NASHVILLE, TN, March 13, 2020 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and other restaurants, today reported results for the fourth quarter and full |
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| March 13, 2020 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2020 (March 12, 2020) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdicti |
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| March 13, 2020 |
Annual Report on Form 10-K for the fiscal year ended December 29, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 29, 2019. OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. Alexander’s Holdings |
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| March 13, 2020 |
Exhibit 10.13 NOTE: Execution of this Adoption Agreement creates a legal liability of the Employer with significant tax consequences to the Employer and Participants. Principal Life Insurance Company disclaims all liability for the legal and tax consequences which result from the elections made by the Employer in this Adoption Agreement. Principal Life Insurance Company, Raleigh, NC 27612 A member |
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| March 13, 2020 |
J. Alexander’s Holdings, Inc. 2020 Summary of Director and Executive Officer Compensation* Exhibit 10.38 J. ALEXANDER’S HOLDINGS, INC. (THE “COMPANY”) SUMMARY OF DIRECTOR AND EXECUTIVE OFFICER COMPENSATION I. DIRECTOR COMPENSATION. Directors who are employees of the Company do not receive additional compensation for serving as directors of the Company. The following table sets forth current rates of cash compensation for the Company’s non-employee directors. RETAINERS 2020 Board Retaine |
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| March 13, 2020 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The common stock, par value $0.001 per share (“Common Stock”) of J. Alexander’s Holdings, Inc. (the “Company,” “we,” “us” or “our”) is registered under Section 12 of the Securities Exchange Act of 1934, as amended. The following summary description of our Common Stock is |
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| March 13, 2020 |
EX-3.1 Exhibit 3.1 AMENDMENT NO. 1 TO AMENDED AND RESTATED BYLAWS OF J. ALEXANDER’S HOLDINGS, INC. 1. Article II, Section 12(a)(i) of the Amended and Restated Bylaws of J. Alexander’s Holdings, Inc. (the “Bylaws”) is hereby amended and restated as follows: “(i) in the case of an annual meeting of shareholders, not earlier than the close of business on the 120th day and not later than the close of |
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| March 13, 2020 |
Exhibit 10.12 THE EXECUTIVE NONQUALIFIED EXCESS PLAN PLAN DOCUMENT THE EXECUTIVE NONQUALIFIED EXCESS PLAN Section 1.Purpose: By execution of the Adoption Agreement, the Employer has adopted the Plan set forth herein, and in the Adoption Agreement, to provide a means by which certain management Employees or Independent Contractors of the Employer may elect to defer receipt of current Compensation f |
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| February 12, 2020 |
JAX / J. Alexander's Holdings, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* J ALEXANDER'S HOLDINGS (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 11, 2020 |
JAX / J. Alexander's Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: J. Alexander's Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 46609J106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1( |
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| November 8, 2019 |
Exhibit 10.3 MODIFICATION AGREEMENT THIS MODIFICATION AGREEMENT (this “Agreement”) is made and entered into effective as of the 3rd day of September, 2019 (the “Effective Date”), by and between J. ALEXANDER’S, LLC, a Tennessee limited liability company (“Borrower”) and PINNACLE BANK (“Lender”). W I T N E S S E T H: WHEREAS, Lender made a Term Loan, Line of Credit, Development Loan, and Second Term |
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| November 8, 2019 |
JAX / J. Alexander's Holdings, Inc. 10-Q - Quarterly Report - THIRD QUARTER 2019 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s H |
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| November 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporation) |
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| November 7, 2019 |
J. Alexander’s Holdings, Inc. Reports Results For Third Quarter Ended September 29, 2019 EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Third Quarter Ended September 29, 2019 NASHVILLE, TN, Nov.7 , 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today reported results for the third quarter ended September |
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| September 16, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 7)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| August 13, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| August 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2019 (August 9, 2019) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdict |
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| August 12, 2019 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Second Quarter Ended June 30, 2019 Higher Same Store Sales Posted In Both Restaurant Concepts NASHVILLE, TN, Aug. 9, 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today |
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| August 12, 2019 |
EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Announces Expansion of Review of Strategic Alternatives to Maximize Shareholder Value NASHVILLE, TN, August 9, 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of a collection of restaurants which includes J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other co |
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| August 9, 2019 |
EX-99.1 Exhibit 99.1 J. ALEXANDER’S HOLDINGS, INC. AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN Section 1. Purpose. This plan shall be known as the “J. Alexander’s Holdings, Inc. Amended and Restated 2015 Equity Incentive Plan” (the “Plan”). The purpose of the Plan is to promote the interests of J. Alexander’s Holdings, Inc., a Tennessee corporation (the “Company”), its Subsidiaries and its sha |
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| August 9, 2019 |
JAX / J. Alexander's Holdings, Inc. S-8 - - FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on August 9, 2019 Registration No. |
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| August 9, 2019 |
Exhibit 10.3 J. ALEXANDER’S HOLDINGS, INC. PERFORMANCE SHARE AWARD AGREEMENT THIS PERFORMANCE SHARE AWARD AGREEMENT (this “Agreement”) is made and entered into as of the day of , 20 (the “Grant Date”), between J. Alexander’s Holdings, Inc., a Tennessee corporation (together with its Subsidiaries, the “Company”), and , (the “Grantee”). Capitalized terms not otherwise defined herein shall have the m |
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| August 9, 2019 |
JAX / J. Alexander's Holdings, Inc. 10-Q - Quarterly Report - SECOND QUARTER 2019 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdin |
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| August 9, 2019 |
Exhibit 10.2 J. ALEXANDER’S HOLDINGS, INC. RESTRICTED SHARE AWARD AGREEMENT THIS RESTRICTED SHARE AWARD AGREEMENT (this “Agreement”) is made and entered into as of the day of , 20 (the “Grant Date”), between J. Alexander’s Holdings, Inc., a Tennessee corporation (together with its Subsidiaries, the “Company”), and , (the “Grantee”). Capitalized terms not otherwise defined herein shall have the mea |
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| June 25, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2019 (June 20, 2019) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction |
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| June 19, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 13, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 12, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 10, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 10, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 7, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 5, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - EX.-99.1 begin 644 ex991dfan14a06470015060519.pdf M)5!$1BTQ+C,-)?\-,2 P(&]B:@T\/ TO5&ET;&4@*/[ $T :0!C '( M;P!S &\ 9@!T " 5P!O '( 9 @ "T ( U # - P # ,P T %\ ,@ N M &0 ;P!C '@I#2]0-Q@@'S#9R2(8+[#[P\1*9$B*56Y[,??'WY>/KR\-?;?MFO^W*Y?/G& M6^4<'#/LM2?N9U@R/2MEZ7[;)F M#[>S/A[&8=K*.,4KC'@.%[7(,=U?MJO&<>[A]/[YWN\FNEJ=WW:;P?$-"T M 83P"HB(M.?K(H"4P^\/V<4*8[IN28S+YZF.4YLNAP4DM[5AVOHX[3[9)JMQGPC#5J]4/;ANJ3R+M[LS8P+"!Y |
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| June 5, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| June 4, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 4, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 4, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A - - DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| June 3, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 31, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 30, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - EXHIBIT 99.1 begin 644 ex991dfan14a06470015_053019.pdf M)5!$1BTQ+C4-)>+CS],-"C$S." P(&]B:@T\/"],:6YE87)I>F5D(#$O3" T M-38Y.3(O3R Q-# O12 Y-C@P-"].(#(R+U0@-#4V-#8X+T@@6R T.34@-30X M73X^#65N9&]B:@T@(" @(" @(" @(" @#0HQ-3,@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#4O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SQ$,3E%0C W-SA%,S W,C8U1C1%-#4S1$)!03$V0S$T,#X\ M,D(X1D9#-3%",#1"1$(T-4(P,$4Q13=!-#@W.3 Y,48^72] |
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| May 30, 2019 |
JAX / J. Alexander's Holdings, Inc. DFAN14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 30, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFC14A - - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confide |
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| May 28, 2019 |
O L S H A N 1325 AVENUE OF THE AMERICAS ● NEW YORK, NEW YORK 10019 TELEPHONE: 212. |
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| May 28, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confid |
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| May 23, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFR14A - - DEFR14A DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| May 14, 2019 |
JAX / J. Alexander's Holdings, Inc. PREC14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of The Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confide |
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| May 10, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 10, 2019 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 10, 2019 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| May 9, 2019 |
JAX / J. Alexander's Holdings, Inc. 10-Q Quarterly Report FIRST QUARTER 2019 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdi |
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| May 1, 2019 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For First Quarter Ended March 31, 2019 Same Store Sales Rise In Both Restaurant Concepts NASHVILLE, TN, May 1, 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today reported r |
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| May 1, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorporation) |
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| April 29, 2019 |
JAX / J. Alexander's Holdings, Inc. 10-K/A (Annual Report) 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 30, 2018. OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. |
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| April 17, 2019 |
Exhibit 99.1 April 17, 2019 Sent via email Board of Directors J. Alexander’s Holdings, Inc. 3401 West End Avenue, Suite 260 Nashville, Tennessee 37203 J. Alexander’s Holdings, Inc. Board of Directors: After both reviewing your written response to our proposal and reflecting on our recent discussions with J. Alexander’s Holdings, Inc. (“J. Alexander’s”, “JAX”, “Company”) leadership, it is evident t |
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| April 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) FREDERICK DISANTO |
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| April 10, 2019 |
Exhibit 99.1 April 10, 2019 Board of Directors c/o Corporate Secretary J. Alexander’s Holdings, Inc. 3401 West End Avenue, Suite 260 Nashville, Tennessee 37202 Dear Board Members: We are writing to you regarding Ancora Advisors LLC’s (“Ancora”) recent letter to the Board offering to acquire J. Alexander’s Holdings, Inc. (“J. Alexander’s” or the “Company”) for $11.75 per share. Our firm, Marathon P |
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| April 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| April 8, 2019 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) FREDERICK DISANTO |
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| April 8, 2019 |
April 8, 2019 Sent via email Board of Directors J. Alexander’s Holdings, Inc. 3401 West End Avenue, Suite 260 Nashville, Tennessee 37203 Dear Members of the Board: Ancora Advisors LLC is a significant shareholder of J. Alexander’s Holdings, Inc. (the “Company”, “J. Alexander’s”, or “JAX”), currently holding 1,261,810 shares of common stock, or approximately 8.6% of the shares outstanding. Today, A |
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| April 4, 2019 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) J. Alexander's Holdings, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Add |
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| March 15, 2019 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) J. Alexander's Holdings, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Add |
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| March 14, 2019 |
EX-10.6 2 jax-ex106113.htm EX-10.6 Exhibit 10.6 MODIFICATION AGREEMENT THIS MODIFICATION AGREEMENT (this “Agreement”) is made and entered into effective as of the 2nd day of January, 2019 (the “Effective Date”), by and between J. ALEXANDER’S, LLC, a Tennessee limited liability company (“Borrower”) and PINNACLE BANK (“Lender”). W I T N E S S E T H: WHEREAS, Lender made a Term Loan, Line of Credit, |
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| March 14, 2019 |
JAX / J. Alexander's Holdings, Inc. FY 2018 FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended December 30, 2018. OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. Alexander’s Holdings |
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| March 14, 2019 |
J. Alexander’s Holdings, Inc. 2019 Summary of Director and Executive Officer Compensation* Exhibit 10.38 J. ALEXANDER’S HOLDINGS, INC. (THE “COMPANY”) SUMMARY OF DIRECTOR AND EXECUTIVE OFFICER COMPENSATION I. DIRECTOR COMPENSATION. Directors who are employees of the Company do not receive additional compensation for serving as directors of the Company. The following table sets forth current rates of cash compensation for the Company’s non-employee directors. RETAINERS 2019 Board Retaine |
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| March 12, 2019 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) J. Alexander's Holdings, Inc. (Name of Issuer) Common Shares (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Addr |
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| March 11, 2019 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2019 (March 7, 2019) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdictio |
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| March 11, 2019 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Fourth Quarter And Full Year Ended December 30, 2018 Net Sales Up 3% For Fourth Quarter NASHVILLE, TN, March 11, 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today repo |
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| March 11, 2019 |
J. Alexander’s Holdings, Inc. Announces New Leadership Appointments EX-99.2 Exhibit 99.2 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Announces New Leadership Appointments NASHVILLE, TN, Mar. 11, 2019 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of a collection of restaurants which includes J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and selected other restaurants, today announced that Mark A. Parkey ha |
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| February 14, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3*) Under the Securities Exchange Act of 1934 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| February 12, 2019 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* J. Alexander's Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Add |
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| November 30, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Announces Termination of Consulting Agreement with Black Knight Advisory Services, LLC Updates Guidance for Fiscal 2018 to Reflect Contract Termination Costs NASHVILLE, TN, Nov. 30, 2018 - J. Alexander’s Holdings, Inc. (NYSE: JAX) (the “Company”), owner and operator of a collection of restaurants which includes J. Alexander’s |
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| November 30, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2018 (November 30, 2018) J. Alexander’s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other juri |
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| November 30, 2018 |
EX-10.1 Exhibit 10.1 Execution Version TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this “Agreement”) is made and entered into as of November 30, 2018, by and between Black Knight Advisory Services, LLC, a Delaware limited liability company (“Advisor”), and J. Alexander’s Holdings, LLC, a Delaware limited liability company (the “Company”). Advisor and the Company are collectively referred to |
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| November 8, 2018 |
JAX / J. Alexander's Holdings, Inc. THIRD QUARTER 2018 FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended September 30, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdi |
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| November 7, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Third Quarter Ended September 30, 2018 Higher Same Store Sales Posted By Both Concepts NASHVILLE, TN, Nov. 7, 2018 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of a collection of restaurants which includes J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill an |
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| November 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2018 J. |
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| August 10, 2018 |
JAX / J. Alexander's Holdings, Inc. SECOND QUARTER FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended July 1, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdings, I |
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| August 8, 2018 |
EX-99.1 2 d571443dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Second Quarter Ended July 1, 2018 Same Store Sales Rise In Both Restaurant Concepts NASHVILLE, TN, Aug. 8, 2018 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of a collection of restaurants which includes J. Alexander’s, Redlands Grill, Stoney Rive |
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| August 8, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2018 J. |
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| July 18, 2018 |
Form SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* J Alexander’s Holdings (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| May 31, 2018 |
Submission of Matters to a Vote of Security Holders Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2018 (May 30, 2018) J. |
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| May 10, 2018 |
JAX / J. Alexander's Holdings, Inc. FIRST QUARTER 2018 10-Q FILING (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended April 1, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdings, |
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| May 3, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For First Quarter Ended April 1, 2018 Net Sales Increase 3.5% Over Same Quarter A Year Ago NASHVILLE, TN, May 3, 2018 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of a collection of restaurants which includes J. Alexander’s, Redlands Grill, Stoney River Steakhouse and Grill and |
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| May 3, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2018 J. |
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| April 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| April 24, 2018 |
begin 644 ex991to13da408009005042418.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#(O2VED7!E+U!A9V4O4&%R96YT(#(@,"!2+U)E M7!E+T=R;W5P+U,O M5')A;G-P87)E;F-Y+T-3+T1E=FEC95)'0CX^+U1A8G,O4R]3=')U8W1087)E M;G1S(# ^/@T*96YD;V)J#0HT(# @;V)J#0H\/"]&:6QT97(O1FQA=&5$96-O M9&4O3&5N9W1H(#8S,#<^/@T*<(E,F MC+D#*9>J+-G>[&Z\\=H^M=ER\D!1E*6L3"H29:O1EKB!!TA9=&PO$H*>G MIZ>GKP/DR;/;U |
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| April 20, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 20, 2018 |
JAX / J. Alexander's Holdings, Inc. DEF 14A DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 15, 2018 |
Exhibit 10.23 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of March 14, 2018, (the “Agreement”), is by and between J. Alexander’s Holdings, Inc., a Tennessee corporation (the “Company”), and Jessica Hagler Root (the “Executive”). WHEREAS, the Company desires to continue to employ the Executive to serve as Vice President, Controller, Chief Accounting Officer and Secretary of the Company |
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| March 15, 2018 |
Exhibit 10.24 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT, dated as of March 14, 2018, (the “Agreement”), is by and between J. Alexander’s Holdings, Inc., a Tennessee corporation (the “Company”), and Jason S. Parks (the “Executive”). WHEREAS, the Company desires to continue to employ the Executive to serve as Vice President and Chief Information Officer of the Company and the Executive desires |
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| March 15, 2018 |
JAX / J. Alexander's Holdings, Inc. FY 2017 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934. For the fiscal year ended December 31, 2017. OR ☐ Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . Commission file number 1-37473 J. Alexander’s Holdings |
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| March 15, 2018 |
J. Alexander’s Holdings, Inc. 2018 Summary of Director and Executive Officer Compensation* Exhibit 10.37 J. ALEXANDER’S HOLDINGS, INC. (THE “COMPANY”) SUMMARY OF DIRECTOR AND EXECUTIVE OFFICER COMPENSATION I. DIRECTOR COMPENSATION. Directors who are employees of the Company do not receive additional compensation for serving as directors of the Company. The following table sets forth current rates of cash compensation for the Company’s non-employee directors. RETAINERS 2018 Board Retaine |
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| March 15, 2018 |
Exhibit 10.36 INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT (the “Agreement”) is made as of this 14th day of March 2018, between J. Alexander’s Holdings, Inc., a Tennessee corporation (the “Company”), and Jason S. Parks, an officer of the Company (the “Officer”). WHEREAS, the Company and the Officer are aware of the increased exposure to litigation by officers of publicly-owned companie |
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| March 7, 2018 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander’s Holdings, Inc. Reports Results For Fourth Quarter And Full Year 2017 Same Store Sales Continue To Increase In Final Quarter of 2017 Net Sales Increase 7% for the Fourth Quarter of 2017 NASHVILLE, TN, Mar. 7, 2018 — J. Alexander’s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of the J. Alexander’s, Redlands Grill, Stoney River |
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| March 7, 2018 |
JAX / J. Alexander's Holdings, Inc. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2018 J. |
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| March 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| March 1, 2018 |
begin 644 ex991to13da308009005030118.pdf M)5!$1BTQ+C4-"B6UM;6U#0HQ(# @;V)J#0H\/"]4>7!E+T-A=&%L;V7!E+U!A9V5S+T-O=6YT(#,O2VED%L@," P(#8Q,B W.3)=("]#;VYT96YT4Q"!R)9'5U=76]NZB7E]O]\FYZN\]>O7IYN=]/;Q?S6?;AY56]W]?K M?[U\^?].7/TX+S72K#<[/'6V[K>S[<7%]G5Z^OLZOV+LY=O15;E MEW[TX$UD!T0F*YGK*E-EKJ7.WJ\![+MW+ONX>W%69!IJO17W[TX^S#Z M>3RI1M./8SV:9^-9>N+L#>!& &E$CK7IHORPT@D8:O>]!]&7;ROSC[ MY<59]N;'ZRQ[^3-RX,?K[U]G |
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| February 14, 2018 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 46609J106 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| February 14, 2018 |
JAX / J. Alexander's Holdings, Inc. / Ancora Advisors, LLC Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* J. Alexander's Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46609J106 (CUSIP Number) Frederick DiSanto C/O Ancora Advisors, LLC 6060 Parkland Boulevard, Suite 200 Cleveland, Ohio 44124 (216) 825-4000 (Name, Addr |
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| February 2, 2018 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2018 (January 30, 2018) J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdictio |
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| February 2, 2018 |
EX-99.1 Exhibit 99.1 J. ALEXANDER?S ANNOUNCES PRELIMINARY RESULTS OF SPECIAL MEETING OF SHAREHOLDERS J. Alexander?s Disinterested Shareholders Do Not Approve Proposal Related to Acquisition of Ninety Nine Restaurant & Pub J. Alexander?s Remains Focused on Long-Term Growth J. Alexander?s Announces Preliminary Unaudited Sales Results for the Fiscal Year and Quarter Ended December 31, 2017 NASHVILLE, |
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| January 31, 2018 |
JAX / J. Alexander's Holdings, Inc. A6G United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| January 30, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFR14A DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 30, 2018 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2018 J. Alexander?s Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorpora |
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| January 30, 2018 |
EX-99.1 Exhibit 99.1 J. ALEXANDER?S ANNOUNCES ADJOURNMENT OF SPECIAL MEETING OF SHAREHOLDERS Expected to Reconvene Thursday, February 1 at 2 PM CT Approval of Proposal 4, removing Tennessee Control Share Acquisition Act from Charter, No Longer a Condition to Closing NASHVILLE, Tenn., January 30, 2018 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (?J. Alexander?s?) today announced that the Special Me |
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| January 30, 2018 |
EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of January 30, 2018, is made and entered into by and among J. Alexander?s Holdings, Inc., a Tennessee corporation (?Parent?), J. Alexander?s Holdings, LLC, a Delaware limited liability company and a direct, majority-owned subsidiary of Parent (?Purcha |
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| January 30, 2018 |
EX-2.1 Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER THIS AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (this ?Amendment?), dated as of January 30, 2018, is made and entered into by and among J. Alexander?s Holdings, Inc., a Tennessee corporation (?Parent?), J. Alexander?s Holdings, LLC, a Delaware limited liability company and a direct, majority-owned subsidiary of Parent (?Purcha |
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| January 30, 2018 |
Press Release, dated January 30, 2018, issued by J. Alexanders Holdings, Inc. EX-99.1 3 d478767dex991.htm EX-99.1 Exhibit 99.1 J. ALEXANDER’S ANNOUNCES ADJOURNMENT OF SPECIAL MEETING OF SHAREHOLDERS Expected to Reconvene Thursday, February 1 at 2 PM CT Approval of Proposal 4, removing Tennessee Control Share Acquisition Act from Charter, No Longer a Condition to Closing NASHVILLE, Tenn., January 30, 2018 – J. Alexander’s Holdings, Inc. (NYSE: JAX) (“J. Alexander’s”) today a |
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| January 30, 2018 |
JAX / J. Alexander's Holdings, Inc. FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2018 J. Alexanders Holdings, Inc. (Exact name of registrant as specified in its charter) Tennessee 001-37473 47-1608715 (State or other jurisdiction of incorpora |
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| January 29, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 25, 2018 |
United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| January 24, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| January 22, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFR14A DEFR14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| January 22, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 19, 2018 |
United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| January 16, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 12, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 11, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 8, 2018 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| January 4, 2018 |
J. Alexander’s & 99 Restaurants Merger Overview January 4, 2018 An Insider Deal + Non-independent Board + Poor Process = A transaction not in the best interests of shareholders 2 Important Disclosures THIS PRESENTATION IS FOR DISCUSSION AND GENERAL INFORMATIONAL PURPOSES ONLY. IT DOES NOT HAVE REGARD TO THE SPECIFIC INVESTMENT OBJECTIVE, FINANCIAL SITUATION, SUITABILITY, OR THE PARTICULAR NEED OF |
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| January 4, 2018 |
United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| December 28, 2017 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| December 21, 2017 |
EX-99.1 Exhibit 99.1 J. Alexander?s Holdings, Inc. Files Definitive Proxy Materials and Schedules Date of Special Shareholder Meeting for January 30, 2018 NASHVILLE, Tenn., December 21, 2017 ? (BUSINESS WIRE) ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (?J. Alexander?s?) today announced that it has filed definitive proxy materials and has scheduled a special meeting of shareholders for January 30, |
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| December 21, 2017 |
JAX / J. Alexander's Holdings, Inc. FORM 8-K (Current Report) FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2017 J. |
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| December 21, 2017 |
JAX / J. Alexander's Holdings, Inc. FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2017 J. |
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| December 21, 2017 |
Press Release issued by J. Alexanders Holdings, Inc., dated December 21, 2017. EX-99.1 Exhibit 99.1 J. Alexander?s Holdings, Inc. Files Definitive Proxy Materials and Schedules Date of Special Shareholder Meeting for January 30, 2018 NASHVILLE, Tenn., December 21, 2017 ? (BUSINESS WIRE) ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (?J. Alexander?s?) today announced that it has filed definitive proxy materials and has scheduled a special meeting of shareholders for January 30, |
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| December 21, 2017 |
JAX / J. Alexander's Holdings, Inc. DEFM14A DEFM14A Table of Contents Index to Financial Statements UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 8, 2017 |
JAX / J. Alexander's Holdings, Inc. PRER14A PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 8, 2017 |
JAX / J. Alexander's Holdings, Inc. ESP SEC Response Letter F. Mitchell Walker, Jr. PHONE: (615) 742-6275 FAX: (615) 742-2775 E-MAIL: [email protected] 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 December 8, 2017 Via EDGAR and Federal Express Justin Dobbie Legal Branch Chief United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: J. Alexander?s Holdings, Inc. Revi |
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| December 6, 2017 |
begin 644 ex991to13da208009005120617.pdf M)5!$1BTQ+C4-)>+CS],-"C$W-2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" R M.3DS,S0O3R Q-S%LQ-S4@ M,SA=+TEN9F\@,3F4@,C$S+U1Y<&4O6%)E9B]76S$@,R Q73X^39F R"$2RY(%5 MVH+)4"#)*)$#(HU4@>2*5H,3$!;[$"R0+/I2OYG8#1Y"Q!@ #Y#"C4-"F5N M9'-TX@<0:6W@\@8X#X)D" 0"]!R.'#0IE;F1S=')E86T-96YD M;V)J#3$W-B P(&]B:@T\/"],86YG*&5N+553*2]-87)K26YF;SP\+TUA2]4>7!E+T=R;W5P/CXO365D:6%";WA;," P(#8Q,B |
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| December 6, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| November 17, 2017 |
JAX / J. Alexander's Holdings, Inc. PRER14A PRER14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 17, 2017 |
JAX / J. Alexander's Holdings, Inc. ESP SEC Response Letter F. Mitchell Walker, Jr. PHONE: (615) 742-6275 FAX: (615) 742-2775 E-MAIL: [email protected] 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 November 17, 2017 Via EDGAR and Federal Express Justin Dobbie Legal Branch Chief United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-3628 Re: J. Alexander?s Holdings, Inc. Pre |
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| November 13, 2017 |
JAX / J. Alexander's Holdings, Inc. DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| November 9, 2017 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander?s Holdings, Inc. Reports Results For Third Quarter Of 2017 Same Store Sales Up In Both Concepts NASHVILLE, TN, Nov. 9, 2017 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of the J. Alexander?s Restaurants, Redlands Grill, Stoney River Steakhouse and Grill and Lyndhurst Grill collection of restaurants, today repo |
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| November 9, 2017 |
JAX / J. Alexander's Holdings, Inc. FORM 8-K (Current Report) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 J. |
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| November 9, 2017 |
JAX / J. Alexander's Holdings, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended October 1, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdings |
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| October 20, 2017 |
EX. 99.1 - LETTER TO THE BOARD October 19, 2017 Board of Directors c/o Corporate Secretary J. Alexander’s Holdings, Inc. 3401 West End Avenue, Suite 260 P.O. Box 24300 Nashville, Tennessee 37202 Dear Board Members: As you know, we wrote to you on September 26, 2017 to express our deep concerns regarding the proposed merger (the “Transaction”) between J. Alexander’s Holdings, Inc. (“J. Alexander’s” or, the “Company”) and 99 Rest |
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| October 20, 2017 |
United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| October 20, 2017 |
October 19, 2017 Board of Directors c/o Corporate Secretary J. Alexander’s Holdings, Inc. 3401 West End Avenue, Suite 260 P.O. Box 24300 Nashville, Tennessee 37202 Dear Board Members: As you know, we wrote to you on September 26, 2017 to express our deep concerns regarding the proposed merger (the “Transaction”) between J. Alexander’s Holdings, Inc. (“J. Alexander’s” or, the “Company”) and 99 Rest |
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| October 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 J. Alexander?s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI |
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| October 10, 2017 |
J. Alexander's Holdings PREM14A PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 26, 2017 |
United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION United States Securities and Exchange Commission Washington, DC 20549 NOTICE OF EXEMPT SOLICITATION 1. |
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| September 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 J. Alexander’s Holdings, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 46609J106 (CUSIP Number) MARIO D. CIBELLI C |
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| September 26, 2017 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001, of J. Alexander’s Holdings, Inc., a Delaware corporation. |
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| September 26, 2017 |
begin 644 ex991sc13d08009005092617.pdf M)5!$1BTQ+C4-)>+CS],-"C,W." P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M-S8V,3(O3R S.# O12 X,S4R-2].(#8O5" S-S8R,#4O2"!;(#0X-2 R-S%= M/CX-96YD;V)J#2 @(" @(" @(" @(" @#0HS.3(@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#0O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SPT,3E#,#(U1C)%.39#,S1%.#0S0T5&030U-$,Y0T9$-SX\ M0S%LS-S@@ M,S!=+TEN9F\@,SF4@-# X+U1Y<&4O6%)E9B]76S |
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| August 14, 2017 |
J. Alexander's Holdings DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| August 11, 2017 |
JAX / J. Alexander's Holdings, Inc. SECOND QUARTER 2017 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For quarterly period ended July 2, 2017 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission file number: 1-37473 J. Alexander’s Holdings, I |
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| August 10, 2017 |
J. Alexander's Holdings DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| August 10, 2017 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. Alexander?s Holdings, Inc. Announces Results For Second Quarter Of 2017 Same Store Sales and Guest Counts Up In All Concepts NASHVILLE, TN, Aug. 10, 2017 ? J. Alexander?s Holdings, Inc. (NYSE: JAX) (the Company), owner and operator of the J. Alexander?s Restaurants, Redlands Grill, Stoney River Steakhouse and Grill and Lyndhurst Grill collection of res |
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| August 10, 2017 |
J. Alexander's Holdings FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 J. |
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| August 7, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 3, 2017 BY AND AMONG J. ALEXANDER?S HOLDINGS, INC., J. ALEXANDER?S HOLDINGS, LLC, NITRO MERGER SUB, INC., FIDELITY NATIONAL FINANCIAL VENTURES, LLC, FIDELITY NEWPORT HOLDINGS, LLC AND 99 RESTAURANTS, LLC TABLE OF CONTENTS Page ARTICLE I THE PRE-CLOSING TRANSACTIONS; THE MERGER; CERTAIN RELATED MATTERS 2 Section 1. |
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| August 7, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this ?Agreement?) is made and entered into as of August 3, 2017, by and between Black Knight Advisory Services, LLC, a Delaware limited liability company (?Advisor?), and J. Alexander?s Holdings, LLC, a Delaware limited liability company (the ?Company?). Advisor and the Company are collectively referred to her |
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| August 7, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2017 (August 3, 2017) J. |
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| August 7, 2017 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this ?Agreement?) is made and entered into as of August 3, 2017, by and between Black Knight Advisory Services, LLC, a Delaware limited liability company (?Advisor?), and J. Alexander?s Holdings, LLC, a Delaware limited liability company (the ?Company?). Advisor and the Company are collectively referred to her |
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| August 7, 2017 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER DATED AS OF AUGUST 3, 2017 BY AND AMONG J. ALEXANDER?S HOLDINGS, INC., J. ALEXANDER?S HOLDINGS, LLC, NITRO MERGER SUB, INC., FIDELITY NATIONAL FINANCIAL VENTURES, LLC, FIDELITY NEWPORT HOLDINGS, LLC AND 99 RESTAURANTS, LLC TABLE OF CONTENTS Page ARTICLE I THE PRE-CLOSING TRANSACTIONS; THE MERGER; CERTAIN RELATED MATTERS 2 Section 1. |
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| August 7, 2017 |
J. Alexander's Holdings FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2017 (August 3, 2017) J. |
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| August 4, 2017 |
J. Alexander's Holdings DEFA14A DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Pro |
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| August 4, 2017 |
EX-99.1 2 d412119dex991.htm EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE J. ALEXANDER’S HOLDINGS, INC. ENTERS INTO DEFINITIVE AGREEMENT TO ACQUIRE NINETY NINE RESTAURANT AND PUB CONCEPT NASHVILLE, Tn., Aug. 4, 2017 – J. Alexander’s Holdings, Inc. (NYSE: JAX) (“J. Alexander’s) and Fidelity National Financial, Inc. (“FNF”) today announced that J. Alexander’s, Fidelity Newport Holdings, LLC (“FNH”), an |
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| August 4, 2017 |
J. Alexander's Holdings FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2017 (August 3, 2017) J. |
