JPC Pengajuan SEC - Nuveen Preferred & Income Opportunities Fund- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Preferred & Income Opportunities Fund

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

July 25, 2025	425	Filed by Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-286736) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred Securities & Income Opportunities Fund (Commission File No. 811-22699) Nuveen Preferred Securities & Income Opportunit
June 24, 2025	425	Filed by Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-286736) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred Securities & Income Opportunities Fund (Commission File No. 811-22699) Nuveen Preferred Securities & Income Opportunit
June 12, 2025	424B3	IMPORTANT NOTICE TO SHAREHOLDERS OF NUVEEN PREFERRED SECURITIES & INCOME OPPORTUNITIES FUND (JPI) AND NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (JPC) (EACH, A “FUND” AND TOGETHER, THE “FUNDS”) June 11, 2025 Filed Pursuant to Rule 424(b)(3) Registration No. 333-286736 IMPORTANT NOTICE TO SHAREHOLDERS OF NUVEEN PREFERRED SECURITIES & INCOME OPPORTUNITIES FUND (JPI) AND NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (JPC) (EACH, A “FUND” AND TOGETHER, THE “FUNDS”) June 11, 2025 Although we recommend that you read the complete Joint Proxy Statement/Prospectus, for your convenience, we have provided a brief
June 10, 2025	N-14 8C/A	As filed with the Securities and Exchange Commission on June 9, 2025 As filed with the Securities and Exchange Commission on June 9, 2025 File No. 333-286736 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacke
June 10, 2025	EX-FILING FEES	Calculation of Filing Fee Tables Form N-14 (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C/A Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) ………………………………………… Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0.
June 10, 2025	EX-14	Consent of Independent Registered Public Accounting Firm NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C/A Exhibit 14 KPMG LLP Aon Center Suite 5500 200 E.
June 10, 2025	EX-11	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C/A NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C/A Exhibit 11 June 9, 2025 Nuveen Preferred & Income Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Preferred & Income Opportunities Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Preferred & Income Opportunities Fund, a Massachusetts business trust (the “Acquiring Fund”), in connection with the pre-effective amendment to the Acquiring Fund’s Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission (the “Commission”) on or about June 9, 2025 (the “Registration Statement”), with respect to the Acquiring Fund’s common shares of beneficial interest, $.
April 24, 2025	EX-99.(6)(V)	NUVEEN FUNDS NOTICE OF CONTINUANCE of Investment SUB-ADVISORY AgreementS NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C Exhibit 99(6)(v) NUVEEN FUNDS NOTICE OF CONTINUANCE of Investment SUB-ADVISORY AgreementS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have entered into Sub-Advisory Agreements (the “Agreements”), pursuant to wh
April 24, 2025	EX-16	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND POWER OF ATTORNEY NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C Exhibit 16 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK J.
April 24, 2025	EX-14	Consent of Independent Registered Public Accounting Firm NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C Exhibit 14 KPMG LLP Aon Center Suite 5500 200 E.
April 24, 2025	N-14 8C	As filed with the Securities and Exchange Commission on April 24, 2025 As filed with the Securities and Exchange Commission on April 24, 2025 File No. 333-[] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact Name of Registrant as Specified in Charter) 333 West Wacker Dr
April 24, 2025	EX-FILING FEES	Calculation of Filing Fee Tables Form N-14 (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) ………………………………………… Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0.
April 24, 2025	EX-99.(6)(K)	CONTINUANCE and AMENDMENT OF MANAGEMENT AGREEMENTS NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND N-14 8C Exhibit 99(6)(k) CONTINUANCE and AMENDMENT OF MANAGEMENT AGREEMENTS Agreement made as of this 1st day of May 2024, by and between the entities listed on Appendix A (the “Funds”) and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective May 1, 2024.
March 4, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
September 20, 2024	424B3	Nuveen Preferred & Income Opportunities Fund (NYSE: JPC) (the “Fund”) Supplement Dated September 20, 2024 to the Fund’s Prospectus Supplement Dated April 19, 2024 (the “Prospectus Supplement”) Nuveen Preferred & Income Opportunities Fund (NYSE: JPC) (the “Fund”) Supplement Dated September 20, 2024 to the Fund’s Prospectus Supplement Dated April 19, 2024 (the “Prospectus Supplement”) Effective September 20, 2024, the compensation to be paid to Nuveen Securities, LLC (“Nuveen”), pursuant to the distribution agreement between the Fund and Nuveen, and the compensation to be paid to Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus”), pursuant to the selected dealer agreement between Nuveen and Stifel with respect to the Fund, has changed.
May 20, 2024	424B3	Nuveen Preferred & Income Opportunities Fund (NYSE: JPC) (the “Fund”) Supplement Dated May 20, 2024 to the Fund’s Currently Effective Prospectus Nuveen Preferred & Income Opportunities Fund (NYSE: JPC) (the “Fund”) Supplement Dated May 20, 2024 to the Fund’s Currently Effective Prospectus Effective May 1, 2024, the information appearing under the heading “Management of the Fund – Investment Management and Sub-Advisory Agreements – Complex-Level Fee” of the Prospectus is hereby deleted and replaced with the following: Complex-Level Fee.
April 19, 2024	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables 424(b)(2) (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares $0.
April 19, 2024	424B2	UP TO $160,016,328 OF ITS COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Preferred & Income Opportunities Fund Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-278059 PROSPECTUS SUPPLEMENT (To Prospectus dated March 19, 2024) UP TO $160,016,328 OF ITS COMMON SHARES $0.01 PAR VALUE PER SHARE Nuveen Preferred & Income Opportunities Fund Nuveen Preferred & Income Opportunities Fund (the “Fund”), a diversified, closed‑end management investment company, is offering up to $160,016,328 of its commo
April 1, 2024	CORRESP	Appendix A CIK File # Registrant Name FYE Reviewed 1 0001137887 811-10345 Nuveen Municipal Credit Income Fund 10/31/2023 2 0001083839 811-09297 Nuveen Quality Municipal Income Fund 10/31/2023 3 0001450445 811-22253 Nuveen AMT-Free Municipal Val Thomas S. Harman Partner +1.202.373.6725 [email protected] April 1, 2024 VIA EDGAR Mr. John Kernan, Esq. Division of Investment Management, Disclosure Review & Accounting Office U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Closed-End Funds – Sarbanes Oxley Review Dear Mr. Kernan: This letter addresses the comments you provided in a telepho
March 19, 2024	N-2ASR	As filed with the U.S. Securities and Exchange Commission on March 19, 2024 As filed with the U.S. Securities and Exchange Commission on March 19, 2024 Securities Act Registration No. 333 - Investment Company Registration No. 811-21293 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 ☒ Registration Statement under the Securities Act of 1933: ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. and ☒ Registration Statement under
March 19, 2024	EX-99.T2	NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a director/trustee of the organizations listed on Appendix B, hereby constitutes and appoints MARK J.
March 19, 2024	EX-99.L1	March 19, 2024 Stradley Ronon Stevens & Young, LLP Suite 2600 2005 Market Street Philadelphia, PA 19103-7018 Telephone 215.
March 19, 2024	EX-99.T1	NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in her capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, DIANA R.
March 19, 2024	EX-99.L2	March 19, 2024 March 19, 2024 Nuveen Preferred & Income Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Preferred & Income Opportunities Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Preferred & Income Opportunities Fund, a Massachusetts business trust (the “Fund”), in connection with the Fund’s registration statement on Form N-2 to be filed with the Securities and Exchange Commission (the “Commission”) on or about March 19, 2024 (the “Registration Statement”), with respect to an unspecified number of the Fund’s (i) common shares of beneficial interest, $.
March 19, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form N-2 (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation of Filing Fee Tables Form N-2 (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities (1)(2) Fees to Be Paid Equity Common Shares $0.
March 19, 2024	EX-99.N	Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm We consent to the use of our report dated September 29, 2023, with respect to the financial statements and financial highlights of Nuveen Preferred & Income Opportunities Fund (JPC), as of July 31, 2023, incorporated herein by reference, and to the references to our firm under the headings “Financial Highlights” and “Independent Registered Public Accounting Firm” in the Prospectus and “Independent Registered Public Accounting Firm” in the Statement of Additional Information.
March 6, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 (February 28, 2024) Nuveen Preferred & Income Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or othe
February 27, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
January 2, 2024	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DA Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE: SPXX) (EACH, A “FUND”) SUPPLEMENT DATED JANUARY 2, 2024 TO EACH FUND’S ST
December 8, 2023	424B3	NUVEEN TAXABLE MUNICIPAL INCOME FUND (NYSE: NBB) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (EACH, A “FUND”) SUPPLEMENT DATED DECEMBER 8, 2023 TO EACH FUND’S PROSPECTUS AND STATEM 424B3 Filed Pursuant to Rule 424(b)(3) File No. 333-248493 File No. 333-259086 File No. 333-254473 NUVEEN TAXABLE MUNICIPAL INCOME FUND (NYSE: NBB) NUVEEN DYNAMIC MUNICIPAL OPPORTUNITIES FUND (NYSE: NDMO) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (EACH, A “FUND”) SUPPLEMENT DATED DECEMBER 8, 2023 TO EACH FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”), AS SUPPLEMEN
November 27, 2023	EX-99.12A	222 North LaSalle Street \| Chicago, Illinois 60601 \| T +1 312 609 7500 \| F +1 312 609 5005 Vedder Price P.C. is affiliated with Vedder Price LLP, which operates in England and Wales, Vedder Price (CA), LLP, which operates in California, and Vedder Pr Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami vedderprice.
November 27, 2023	EX-99.12B	November 6, 2023 Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215.
November 27, 2023	POS EX	As filed with the Securities and Exchange Commission on November 27, 2023 As filed with the Securities and Exchange Commission on November 27, 2023 File No.
October 13, 2023	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2023 (October 13, 2023) Nuveen Preferred & Income Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or ot
October 13, 2023	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVER Filed Pursuant to Rule 424(b)(3) File No. 333-254473 File No. 333-254472 File No. 333-254678 File No. 333-255685 File No. 333-237421 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) NUVEEN PREFERRED & INCOME SECURITIES FUND (NYSE: JPS) NUVEEN MUNICIPAL CREDIT OPPORTUNITIES FUND (NYSE: NMCO) NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND (NASDAQ: QQQX) NUVEEN S&P 500 DYNAMIC OVERWRITE FUND (NYSE:
September 15, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred & Income Securities Fund (Commission File No. 811-21137) Nuveen Preferred and Income Fund (JPT) Nuveen Preferred & Inc
September 15, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Nuveen Preferred and Income Fund (JPT) Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) Nuveen Preferred & Income Secur
September 6, 2023	425	NUVEEN PREFERRED AND INCOME FUND (JPT) NUVEEN PREFERRED & INCOME SECURITIES FUND (JPS) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (JPC) (EACH, A “FUND” AND TOGETHER, THE “FUNDS”) SUPPLEMENT DATED SEPTEMBER 6, 2023 TO THE JOINT PROXY STATEMENT/PROSP Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
September 6, 2023	425	NUVEEN PREFERRED AND INCOME FUND (JPT) NUVEEN PREFERRED & INCOME SECURITIES FUND (JPS) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (JPC) (EACH, A “FUND” AND TOGETHER, THE “FUNDS”) SUPPLEMENT DATED SEPTEMBER 6, 2023 TO THE JOINT PROXY STATEMENT/PROSP Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) NUVEEN PREFERRED AND INCOME FUND (JPT) NUVEEN PREFERRED & INCOME SECUR
August 9, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
August 9, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund (Commission File Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
July 17, 2023	425	RESPONSE NEEDED PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
July 17, 2023	425	RESPONSE NEEDED Nuveen Preferred & Income Opportunities Fund PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
July 17, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No. 333-271820) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund (Commission File No. 811-23198) Nuveen Preferred and Income Fund (JPT) Nuveen Preferred & Income Secur
July 17, 2023	425	Filed by Nuveen Preferred & Income Opportunities Fund Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund (Commission File No.
June 30, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Nuveen Preferred & Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
June 29, 2023	CORRESP	222 North LaSalle Street \| Chicago, Illinois 60601 \| T +1 312 609 7500 \| F +1 312 609 5005 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami June 29, 2023 vedderprice.
June 23, 2023	N-14 8C/A	As filed with the Securities and Exchange Commission on June 23, 2023 As filed with the Securities and Exchange Commission on June 23, 2023 File No. 333-271820 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. 1 ☐ Post-Effective Amendment No. NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact Name of Registrant as Specified in Charter) 333 West Wack
June 23, 2023	EX-99.14	Consent of Independent Registered Public Accounting Firm Exhibit (14) Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated September 28, 2022, with respect to the financial statements and financial highlights of Nuveen Preferred & Income Opportunities Fund, Nuveen Preferred & Income Securities Fund, and Nuveen Preferred and Income Fund (formerly Nuveen Preferred and Income 2022 Term Fund), as of July 31, 2022, incorporated herein by reference, and to the references to our firm under the headings “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Supplemental Financial Information and Experts” in the Statement of Additional Information filed on Form N-14.
June 23, 2023	EX-FILING FEES	Calculation of Filing Fee Tables Form N-14 (Form Type) Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Am Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) ………………………………………… Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0.
June 23, 2023	EX-99.11	June 23, 2023 Exhibit (11) June 23, 2023 Nuveen Preferred & Income Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Preferred & Income Opportunities Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Preferred & Income Opportunities Fund, a Massachusetts business trust (the “Acquiring Fund”), in connection with the pre-effective amendment to the Acquiring Fund’s Registration Statement on Form N-14 to be filed with the Securities and Exchange Commission (the “Commission”) on or about June 23, 2023 (the “Registration Statement”), with respect to the Acquiring Fund’s common shares of beneficial interest, $.
June 16, 2023	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
June 12, 2023	425	PERFORMANCE DATA SHOWN REPRESENTS PAST PERFORMANCE AND DOES NOT PREDICT OR GUARANTEE FUTURE RESULTS Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred and Income Fund Commission File No.
June 12, 2023	425	PERFORMANCE DATA SHOWN REPRESENTS PAST PERFORMANCE AND DOES NOT PREDICT OR GUARANTEE FUTURE RESULTS Nuveen Preferred & Income Opportunities Fund Filed by Nuveen Preferred & Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Preferred & Income Securities Fund Commission File No.
May 11, 2023	N-14 8C	As filed with the Securities and Exchange Commission on May 10, 2023 Nuveen Preferred & Income Opportunities Fund As filed with the Securities and Exchange Commission on May 10, 2023 File No.
May 11, 2023	EX-99.6S	Rule 12d1-4 Investment Agreement between RiverNorth Funds as Acquiring Funds and Nuveen CEFs as Acquiring Funds, dated January 19, 2022, is filed herewith. Exhibit (6)(s) EXECUTION VERSION Nuveen Closed-End Funds RULE 12d1-4 INVESTMENT AGREEMENT THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
May 11, 2023	EX-FILING FEES	Calculation of Filing Fee Tables is filed herewith. Exhibit (18) Calculation of Filing Fee Tables Form N-14 (Form Type) ………………………………………… Nuveen Preferred & Income Opportunities Fund (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price(1) Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to Be Paid Equity Common Shares of Beneficial Interest, $0.
May 11, 2023	EX-99.14	Consent of Independent Auditor is filed herewith. Consent of Independent Auditor Exhibit (14) Consent of Independent Registered Public Accounting Firm We consent to the use of our reports dated September 28, 2022, with respect to the financial statements and financial highlights of Nuveen Preferred & Income Opportunities Fund, Nuveen Preferred & Income Securities Fund, and Nuveen Preferred and Income Fund (formerly Nuveen Preferred and Income 2022 Term Fund), as of July 31, 2022, incorporated herein by reference, and to the references to our firm under the headings “Experts” and “Financial Highlights” in the Joint Proxy Statement/Prospectus and “Supplemental Financial Information and Experts” in the Statement of Additional Information filed on Form N-14.
May 11, 2023	EX-99.16	Powers of Attorney are filed herewith. Powers of Attorney Exhibit (16) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, DIANA R.
March 30, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin
December 28, 2022	NPORT-EX	1.2% (0.8% NPORT-EX 2 tiaaJPC.htm 1 Nuveen Preferred & Income Opportunities Fund Portfolio of Investments October 31, 2022 (Unaudited) JPC Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 158.7% (99.2% of Total Investments) X 659,123,291 $1,000 PAR (OR SIMILAR) INSTITUTIONAL PREFERRED - 81.2% (50.7% of Total Investments) X 659,123,291 Automobiles - 2.3
September 30, 2022	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE “FUND”) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO THE FUND’S STATEMENT OF ADDITIONAL INFORMATION (“SAI”) DATED MARCH 18, 2021, AS SUPPLEMENTED Filed Pursuant to Rule 424(b)(3) File No. 333-254473 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE ?FUND?) SUPPLEMENT DATED SEPTEMBER 30, 2022 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 18, 2021, AS SUPPLEMENTED 1. The section of the Fund?s SAI entitled ?The Fund?s Investments ? Segregation of Assets? is hereby deleted in its entirety. As a general matter
June 29, 2022	NPORT-EX	154.2% (51.0% 1 Nuveen Preferred & Income Opportunities Fund Portfolio of Investments April 30, 2022 (Unaudited) JPC Principal Amount (000) / Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS - 154.
March 24, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2022 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or other jurisdiction of i
March 24, 2022	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) SUPPLEMENT DATED MARCH 24, 2022 TO THE FUND’S PROSPECTUS SUPPLEMENT, PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (“SAI”) DATED MARCH 18, 2021, AS SUPPLEMENTED Filed Pursuant to Rule 424(b)(3) File No. 333-254473 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) SUPPLEMENT DATED MARCH 24, 2022 TO THE FUND?S PROSPECTUS SUPPLEMENT, PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 18, 2021, AS SUPPLEMENTED Effective April 1, 2022, Thomas J. Ray and Susi Budiman will no longer co-manage the Nuveen Preferred & Income Opportunities
March 8, 2022	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE ?FUND?) SUPPLEMENT DATED MARCH 8, 2022 TO THE FUND?S PROSPECTUS DATED MARCH 18, 2021 Filed Pursuant to Rule 424(b)(3) File No. 333-254473 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE ?FUND?) SUPPLEMENT DATED MARCH 8, 2022 TO THE FUND?S PROSPECTUS DATED MARCH 18, 2021 Effective immediately, the following language is added to the end of the section titled ?Risk Factors ? Other Risks ? Global Economic Risk? in the Fund?s Prospectus: In late February 2022, Russia laun
February 25, 2022	EX-3.1	Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws
February 25, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or
February 25, 2022	EX-99.1	Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board?s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court?s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund
February 24, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def
December 28, 2021	NPORT-EX	* Represents net unrealized appreciation (depreciation). JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 156.
December 15, 2021	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) SUPPLEMENT DATED DECEMBER 15, 2021 TO THE FUND’S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (THE “SAI”) DATED MARCH 18, 2021, AS SUPPLEMENTED Filed Pursuant to Rule 424(b)(3) File No. 333-254473 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) SUPPLEMENT DATED DECEMBER 15, 2021 TO THE FUND?S PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION (THE ?SAI?) DATED MARCH 18, 2021, AS SUPPLEMENTED The Board of Trustees of Nuveen Preferred & Income Fund (the ?Fund?) has approved the termination by the Fund?s investment adviser, Nuveen F
June 28, 2021	NPORT-EX	* Represents net unrealized appreciation (depreciation). JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 155.
June 1, 2021	424B3	NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE “FUND”) SUPPLEMENT DATED JUNE 1, 2021 TO THE FUND’S STATEMENT OF ADDITIONAL INFORMATION (“SAI”) DATED MARCH 18, 2021 Filed Pursuant to Rule 424(b)(3) File No. 333-254473 NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (NYSE: JPC) (THE ?FUND?) SUPPLEMENT DATED JUNE 1, 2021 TO THE FUND?S STATEMENT OF ADDITIONAL INFORMATION (?SAI?) DATED MARCH 18, 2021 Effective June 1, 2021, Amy B. R. Lancellotta and Joanne T. Medero are appointed to the Fund?s Board of Trustees (the ?Board?) as independent trustees. In addition, Ms.
April 9, 2021	CORRESP	APPENDIX A Registrant Series/Fund Name CIK File Number Series ID Annual Report Reviewed 1 Nuveen Core Equity Alpha Fund Nuveen Core Equity Alpha Fund 0001385763 811-22003 CEF0001187 12/31/2019 2 Nuveen Diversified Dividend and Income Fund Nuveen Dive April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews performed by the staff of the
March 19, 2021	EX-99.H.1	Distribution Agreement Relating to At-the-Market offerings between the Registrant and Nuveen Securities, LLC, March 18, 2021, is filed herewith. NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND 333 West Wacker Drive Chicago, Illinois 60606 March 18, 2021 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Preferred & Income Opportunities Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”).
March 19, 2021	EX-99.K.1	Transfer Agency and Service Agreement between the Registrant and Computershare Inc. and Computershare Trust Company, N.A., dated June 15, 2017. Filed on March 18, 2021 as Exhibit k.1 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. Exhibit k.1 Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A. THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (?Effective Date?), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached
March 19, 2021	EX-99.G.6	Notice of Continuance of Investment Sub-Advisory Agreement between Nuveen Fund Advisors, LLC and NWQ Investment Management Company, LLC, dated July 31, 2020. Filed on March 18, 2021 as Exhibit g.6 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and NWQ Investment Management Company, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements and continued to August 1, 2020, pursuant to which the Sub-Adviser furnishes investment advisory services to
March 19, 2021	EX-99.L.1	Consent of Morgan, Lewis & Bockius LLP. Filed on March 18, 2021 as Exhibit l.1 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. March 18, 2021 Nuveen Preferred & Income Opportunities Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Preferred & Income Opportunities Fund (JPC): Registration Statement on Form N-2 (File No.
March 19, 2021	EX-99.K.3	Second Amendment and updated Schedule A, dated February 26, 2018, to the Transfer Agency and Service Agreement, dated June 15, 2017, between the Registrant and Computershare Inc. and Computershare Trust Company, N.A. Filed on March 18, 2021 as Exhibit k.3 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. SECOND AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Second Amendment (?Amendment?) is entered into and effective as of this the 26th day of February, 2018, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) {each such investment company, a ?Fund?), and Computershare Inc.
March 19, 2021	EX-99.H.2	Dealer Agreement Relating to At-the-Market offerings between Nuveen Securities, LLC and Stifel, Nicolaus & Company Incorporated, March 18, 2021, is filed herewith. DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 March 18, 2021 Stifel, Nicolaus & Company, Incorporated One South Street, 15th Floor Baltimore, Maryland 21202 RE: At-the-Market Offerings by Nuveen Preferred & Income Opportunities Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC (the ?Manager?, ?we? or ?us?) will act as manager of registered at-the-market offerings by the Nuveen Preferred & Income Opportunities Fund, a Massachusetts business trust (the ?Fund?), of the Fund?s common stock, par value $0.
March 19, 2021	N-2ASR	- NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND Table of Contents As filed with the U.S. Securities and Exchange Commission on March 18, 2021 1933 Act File No. 333-[ ] 1940 Act File No. 811-21293 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. and/or ? REGISTRATION STATEM
March 19, 2021	EX-99.S.1	Powers of Attorney for Mses. Stockdale, Stone and Wolff and Messrs. Toth, Evans, Hunter, Moschner, Nelson, Young and Thornton are filed herewith. NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, DIANA R.
March 19, 2021	EX-99.L.2	Opinion of Morgan, Lewis & Bockius LLP. Filed on March 18, 2021 as Exhibit l.2 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. March 18, 2021 Nuveen Preferred & Income Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Preferred & Income Opportunities Fund (the ?Fund?), a Massachusetts voluntary association (commonly known as a ?business trust?), in connection with the Fund?s Registration Statement on Form N-2 to be filed with the U.
March 19, 2021	EX-99.K.2	First Amendment and updated Schedule A, dated September 7, 2017, to the Transfer Agency and Service Agreement between the Registrant and Computershare Inc. and Computershare Trust Company, N.A., dated June 15, 2017. Filed on March 18, 2021 as Exhibit k.2 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. Exhibit k.2 FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This First Amendment (?Amendment?) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (?Schedule A?) (each su
March 19, 2021	EX-99.I	Amended and Restated Nuveen Open-End and Closed-End Funds Deferred Compensation Plan for Independent Directors and Trustees, dated May 8, 2020. Exhibit i NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective May 8, 2020) TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1.
March 19, 2021	424B5	CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common Shares, $0.01 par value $120,000,000 $13,092.00 Table of Contents CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933 Title of Securities Being Registered Proposed Maximum Aggregate Offering Price Amount of Registration Fee(1) Common Shares, $0.
March 19, 2021	EX-99.G.2	Continuance of Investment Management Agreement between the Registrant and Nuveen Fund Advisors, LLC, dated July 30, 2020. Filed on March 18, 2021 as Exhibit g.2 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. CONTINUANCE OF MANAGEMENT AGREEMENTS Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the ?Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?), to be effective August 1, 2020.
March 19, 2021	EX-99.B	Amended and Restated By-Laws of Registrant, dated October 5, 2020. BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.
March 19, 2021	POS EX	- NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND As filed with the U.S. Securities and Exchange Commission on March 19, 2021 1933 Act File No. 333-254473 1940 Act File No. 811-21293 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ? REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ? Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 and/or ? REGISTRATION STATEMENT UNDER THE
March 19, 2021	EX-99.K.4	Third Amendment and updated Schedule A, dated May 11, 2020, to the Transfer Agency and Service Agreement between the Registrant and Computershare Inc. and Computershare Trust Company, N.A., dated June 15, 2017. Filed on March 18, 2021 as Exhibit k.4 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. Third Amendment to Transfer Agency and Service Agreement This Third Amendment (?Amendment?), effective as of May 11, 2020 (?Effective Date?), is to the Transfer Agency and Service Agreement (the ?Agreement?, made as of June 15, 2017, by and between each of the Nuveen closed-end investment companies listed on Schedule A (each such investment company, a ?Fund?, and Computershare Inc.
March 19, 2021	EX-99.J.2	Amendment and revised Appendix A, dated July 31, 2020, to the Amended and Restated Master Custodian Agreement between the Nuveen Investment Companies and State Street Bank and Trust Company, dated July 15, 2015. Filed on March 18, 2021 as Exhibit j.2 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. AMENDMENT TO THE AMENDED AND RESTATED CUSTODIAN AGREEMENT BETWEEN EACH MANAGEMENT INVESTMENT COMPANY IDENTIFIED ON APPENDIX A OF THE AGREEMENT AND STATE STREET BANK AND TRUST COMPANY AMENDMENT to the Amended and Restated Custodian Agreement (the ?Agreement?) made as of July 15, 2015 by and between State Street Bank and Trust Company, a Massachusetts trust company (the ?Custodian?) and each managem
March 19, 2021	EX-99.R.1	Code of Ethics and Reporting Requirements of Nuveen (including affiliated entities) and the Nuveen Funds, as amended August 13, 2020. Filed on March 18, 2021 as Exhibit r.1 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. Nuveen Compliance \| 13 August 2020 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests.
March 19, 2021	EX-99.R.2	Code of Ethics for the Independent Trustees of the Nuveen Funds, as last amended May 23, 2019. Filed on March 18, 2021 as Exhibit r.2 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. Nuveen Funds Code of Ethics for the Independent Trustees I. Summary a. Purpose The purpose of this Code is to help to ensure that the Independent Directors/Trustees (?Trustees?) of the Nuveen Funds place the interests of the Nuveen Funds and their shareholders ahead of the Trustees? own personal interests. This Code has been adopted in recognition of Nuveen?s and the Trustees? fiduciary obligation
March 19, 2021	EX-99.G.4	Notice of Continuance of Investment Sub-Advisory Agreement between Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC, dated July 31, 2020. Filed on March 18, 2021 as Exhibit g.4 to the Registrant’s Registration Statement on Form N-2 (File No. 333-254473) and incorporated herein by reference. NUVEEN FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and Nuveen Asset Management, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into Sub-Advisory Agreements (the ?Agreements?), pursuant to which the Sub-Adviser furnishes investment advisory services to the funds
March 19, 2021	EX-99.N	Consent of KPMG LLP is filed herewith. Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Preferred & Income Opportunities Fund: We consent to the use of our report dated September 28, 2020, with respect to the financial statements and financial highlights of Nuveen Preferred & Income Opportunities Fund, as of July 31, 2020, incorporated herein by reference, and to the references to our firm under the headings ?Financial Highlights? and ?Independent Registered Public Accounting Firm? in the Prospectus and ?Independent Registered Public Accounting Firm? in the Statement of Additional Information filed on Form N-2.
March 4, 2021	DEF 14A	- NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def
December 28, 2020	NPORT-EX	* Represents net unrealized appreciation (depreciation). JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 157.
October 6, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or
October 6, 2020	EX-3.1	Amended and Restated By-Laws EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund
October 6, 2020	EX-99.1	Advance Notice Deadlines Non-14a-8 Deadline Fund 14a-8 Deadline Earliest Date Latest Date Nuveen AMT-Free Municipal Credit Income Fund (NVG) March 2, 2021 April 1, 2021 April 16, 2021 Nuveen AMT-Free Municipal Value Fund (NUW) March 2, 2021 April 1, EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In
June 29, 2020	NPORT-EX	- JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 148.
April 2, 2020	DEFA14A	JPC / Nuveen Preferred Income Opportunities Fund DEFA14A - - NUVEEN PREFERRED AND INCOME OPPORTUNITIES FUND Nuveen Preferred and Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 2, 2020	DEF 14A	JPC / Nuveen Preferred Income Opportunities Fund DEF 14A - - NUVEEN PREFERRED AND INCOME OPPORTUNITIES FUND Nuveen Preferred and Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 26, 2019	NPORT-EX	* Represents net unrealized appreciation (depreciation). JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 153.
June 28, 2019	NPORT-EX	JPC / Nuveen Preferred Income Opportunities Fund NPORT-EX - - JPC Nuveen Preferred & Income Opportunities Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000)/ Shares Description (1) Coupon Maturity Ratings (2) Value LONG-TERM INVESTMENTS – 153.
February 26, 2019	DEF 14A	JPC / Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND Nuveen Preferred & Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 28, 2018	EX-99.CERT	CERTIFICATIONS Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred & Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen
December 28, 2018	N-Q	JPC / Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Preferred & Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred & Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.
July 5, 2018	CORRESP	JHY / Nuveen High Income 2020 Target Term Fund CORRESP CORRESP 1 filename1.htm June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews perfo
June 29, 2018	N-Q	JPC / Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Preferred & Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred and Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.
June 29, 2018	EX-99.CERT	CERTIFICATIONS Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem
February 23, 2018	DEF 14A	JPC / Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED & INCOME OPPORTUNITIES FUND Nuveen Preferred & Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 29, 2017	N-Q	Nuveen Preferred & Income Opportunities Fund - NUVEEN PREFERRED AND INCOME OPPORTUNITIES FUND N-Q 1 d485444dnq.htm NUVEEN PREFERRED AND INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred and Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Ch
December 29, 2017	EX-99.CERT	CERTIFICATIONS Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statem
July 31, 2017	EX-99.12	222 North LaSalle Street \| Chicago, Illinois 60601 \| T +1 312 609 7500 \| F +1 312 609 5005 Opinion and Consent of Vedder Price P.C. Exhibit 12 VedderPrice Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com June 12, 2017 Nuveen Preferred Income Opportunities Fund Nuveen Flexible Investment Income Fund 333 West Wacker Drive 333 West Wacker Drive Chicago, Illinois 60606 Chicago, Illinois 60606 Re: Reorganization of Nuveen Flexible Investment Income F
July 31, 2017	POS EX	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND POS EX 1 d415848dposex.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND As filed with the Securities and Exchange Commission on July 31, 2017 File No. 333-215072 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☒ Post-Effective Amendment No. 1 NUVEEN PREFERRED INCOME OPPORTUNITIES F
June 29, 2017	N-Q	Nuveen Preferred & Income Opportunities Fund - NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.
June 29, 2017	EX-99.CERT	CERTIFICATIONS EX-99.CERT 2 d375757dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
April 12, 2017	425	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Prospectus) Filed by Nuveen Preferred Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Flexible Investment Income Fund Commission File No.
April 5, 2017	144	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark
March 23, 2017	425	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Prospectus) 425 1 d289015d425.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Filed by Nuveen Preferred Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Flexible Investment Income Fund Commission File No. 811-22820 Nuveen Flexible Investment Income Fu
March 6, 2017	CORRESP	Nuveen Preferred Income Opportunities Fund ESP Correspondence Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.
March 6, 2017	CORRESP	Nuveen Preferred Income Opportunities Fund ESP Correspondence March 6, 2017 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Preferred Income Opportunities Fund Registration Statement on Form N-14 8C (File No. 333-215072) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended, the undersigned hereby request that the effectiv
February 24, 2017	DEF 14A	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND DEF 14A 1 d314578ddef14a.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential,
February 7, 2017	EX-99.11	February 7, 2017 EX-99.11 2 d289015dex9911.htm OPINION AND CONSENT OF COUNSEL Exhibit (11) February 7, 2017 Vedder Price P.C. 222 North LaSalle Street Chicago, Illinois 60601 Nuveen Preferred Income Opportunities Fund 333 West Wacker Drive Chicago, IL 60606 RE: Nuveen Preferred Income Opportunities Fund Ladies and Gentlemen: We have acted as special Massachusetts counsel to Nuveen Preferred Income Opportunities Fu
February 7, 2017	N-14 8C/A	As filed with the Securities and Exchange Commission on February 7, 2017 Nuveen Preferred Income Opportunities Fund As filed with the Securities and Exchange Commission on February 7, 2017 File No.
February 7, 2017	EX-99.12	[Form of Tax Opinion] EX-99.12 3 d289015dex9912.htm FORM OF OPINION AND CONSENT OF VEDDER PRICE P.C. Exhibit (12) [Form of Tax Opinion] , 2017 Nuveen Preferred Income Opportunities Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Flexible Investment Income Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Reorganization of Nuveen Flexible Investment Income Fund into Nuveen Preferred Income Opportunities F
February 7, 2017	COVER	222 North LaSalle Street \| Chicago, Illinois 60601 \| T +1 312 609 7500 \| F +1 312 609 5005 Vedder Price P.C. is affiliated with Vedder Price LLP, which operates in England and Wales, Vedder Price (CA), LLP, which operates in California, and Vedder Pr Letter to SEC Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.
February 7, 2017	EX-99.14	Consent of Independent Registered Public Accounting Firm Consent of Independent Auditor Exhibit (14) Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Preferred Income Opportunities Fund Nuveen Flexible Investment Income Fund We consent to the use of our report dated September 28, 2016 with respect to the financial statements of Nuveen Preferred Income Opportunities Fund and Nuveen Flexible Investment Income Fund, incorporated herein by reference, and to the references to our firm under the headings “Financial Highlights,” “Experts” and “Appointment of the Independent Registered Public Accounting Firm” in the Proxy Statement/Prospectus, and “Experts” in the Statement of Additional Information filed on Form N-14.
February 7, 2017	CORRESP	Nuveen Preferred Income Opportunities Fund ESP CORRESP 1 filename1.htm Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com February 7, 2017 Nathaniel Segal Associate +1 312 609 7747 [email protected] U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Elisabeth Bentzinger, Esq. Re: Nuveen Preferred Income Opportunities Fund (th
December 30, 2016	N-Q	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R.
December 30, 2016	EX-99.CERT	Cedric H. Antosiewicz EX-99.CERT 2 d284403dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 13, 2016	EX-99.9.B	APPENDIX A AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of April 14, 2016) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES EX-99.9.B 16 d289015dex999b.htm APPENDIX A TO CUSTODIAN AGREEMENT Exhibit (9)(b) APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of April 14, 2016) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Value Fund Nuveen
December 13, 2016	EX-99.1.C	Amended and Restated Declaration of Trust of Registrant, dated April 2, 2012. Filed on December 13, 2016 as Exhibit 1.c to the Registrant’s Registration Statement on Form N-14 (File No. 333-215072) and incorporated by reference herein. EX-99.1.C 3 d289015dex991c.htm AMENDED AND RESTATED DECLARATION OF TRUST OF REGISTRANT, DATED APRIL 2, 2012 Exhibit (1)(c) AMENDED AND RESTATED DECLARATION OF TRUST OF NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (formerly known as Nuveen Preferred and Convertible Income Fund, until May 7, 2007 and as Nuveen Multi-Strategy Income and Growth Fund until April 2, 2012 This Declaration of Trust establis
December 13, 2016	EX-99.6.G	Investment Sub-Advisory Agreement Agreement between Nuveen Fund Advisors, LLC and NWQ Investment Management Company, LLC, dated October 1, 2014. Filed on December 13, 2016 as Exhibit 6.g to the Registrant’s Registration Statement on Form N-14 (File No. 333-215072) and incorporated by reference herein. EX-99.6.G 11 d289015dex996g.htm INVESTMENT SUB-ADVISORY AGREEMENT, DATED OCTOBER 1, 2014 Exhibit (6)(g) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and NWQ Investment Management Company, LLC, a Delaware limited liability compan
December 13, 2016	EX-99.6.F	Notice of Continuance of Investment Sub-Advisory Agreement, dated July 28, 2016 EX-99.6.F 10 d289015dex996f.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED JULY 28, 2016 Exhibit (6)(f) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have ente
December 13, 2016	EX-99.8	NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013) EX-99.8 14 d289015dex998.htm NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN Exhibit (8) NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013) December 2008 TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1.1 Purpose of Plan 1 1.2 Effective Date 1 1.3 Grand
December 13, 2016	COVER	222 North LaSalle Street \| Chicago, Illinois 60601 \| T +1 312 609 7500 \| F +1 312 609 5005 Vedder Price P.C. is affiliated with Vedder Price LLP, which operates in England and Wales, Vedder Price (CA), LLP, which operates in California, and Vedder Pr COVER 47 filename47.htm Chicago New York Washington, DC London San Francisco Los Angeles Singapore vedderprice.com December 13, 2016 Nathaniel Segal Associate +1 312 609 7747 [email protected] VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Nuveen Preferred Income Opportunities Fund (the “Registrant”) File No. 811-21293 To the Commission: On behalf of
December 13, 2016	EX-99.16	NUVEEN PREFERRED INCOME OPPORTUNITIES FUND POWER OF ATTORNEY EX-99.16 23 d289015dex9916.htm POWERS OF ATTORNEY Exhibit (16) NUVEEN PREFERRED INCOME OPPORTUNITIES FUND POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organization, hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, GIFFORD R. ZIMMERMAN and ERIC F. FES
December 13, 2016	N-14 8C	As filed with the Securities and Exchange Commission on December 13, 2016 N-14 8C 1 d289015dn148c.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND As filed with the Securities and Exchange Commission on December 13, 2016 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. NUVEEN PREFERRED INCOME OPPORTUNITIES FUND
December 13, 2016	EX-99.6.I	NUVEEN PREFERRED INCOME OPPORTUNITIES FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Exhibit (6)(i) NUVEEN PREFERRED INCOME OPPORTUNITIES FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Manager?) and NWQ Investment Management Company, LLC, a Delaware limited liability company (the ?Sub-Adviser?) have entered into a Sub-Advisory Agreement dated as of October 1, 2014 (the ?Agreement?) and
December 13, 2016	EX-99.9.A	Amended and Restated Master Custodian Agreement between the Nuveen Investment Companies and State Street Bank and Trust Company, dated July 15, 2015. EX-99.9.A 15 d289015dex999a.htm AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Exhibit (9)(a) Execution Version AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement is made as of July 15, 2015 (this “Agreement”), between each management investment company identified on Appendix A and each management investment company which becomes a party to this Agreement in accordance with the terms
December 13, 2016	EX-99.6.C	Renewal of Investment Management Agreement, dated July 27, 2016 EX-99.6.C 7 d289015dex996c.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED JULY 27, 2016 Exhibit (6)(c) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 27th day of July 2016 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, th
December 13, 2016	EX-99.13.E	AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.E 20 d289015dex9913e.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED OCTOBER 29, 2015 Exhibit (13)(e) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust Company This Amendment is made as of this 29th day of October 2015, between each of the Nuveen Closed-End Investm
December 13, 2016	EX-99.13.C	AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.C 18 d289015dex9913c.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED JULY 1, 2011 Exhibit (13)(c) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Ag
December 13, 2016	EX-99.13.F	AMENDMENT Transfer Agency and Service Agreement Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the State Street Bank and Trust Company EX-99.13.F 21 d289015dex9913f.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED APRIL 28, 2016 Exhibit (13)(f) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 28th day of April, 2016, to the Transfer Agency and Ser
December 13, 2016	EX-99.14	Consent of Independent Registered Public Accounting Firm EX-99.14 22 d289015dex9914.htm CONSENT OF INDEPENDENT AUDITOR Exhibit (14) Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Preferred Income Opportunities Fund Nuveen Flexible Investment Income Fund We consent to the use of our report dated September 28, 2016 with respect to the financial statements of Nuveen Preferred Income Opportunities Fund and Nuveen Fl
December 13, 2016	EX-99.2	BY-LAWS NUVEEN TAXABLE CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST EX-99.2 4 d289015dex992.htm BY-LAWS OF REGISTRANT, AMENDED AND RESTATED AS OF NOVEMBER 18, 2009 Exhibit 2 BY-LAWS OF NUVEEN TAXABLE CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of November 18, 2009) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1. The Trust; Declaration of Trust. These are the By-Laws, of each Nuveen Taxable Closed-End Fund listed on
December 13, 2016	EX-99.6.D	Investment Sub-Advisory Agreement between Nuveen Fund Advisors, LLC and Nuveen Asset Management, LLC, dated October 1, 2014. Filed on December 13, 2016 as Exhibit 6.d to the Registrant’s Registration Statement on Form N-14 (File No. 333-215072) and incorporated by reference herein. Exhibit (6)(d) INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (?Manager?), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (?Sub-Adviser?).
December 13, 2016	EX-99.6.E	Notice of Continuance of Investment Sub-Advisory Agreement, dated July 28, 2015 EX-99.6.E 9 d289015dex996e.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED JULY 28, 2015 Exhibit (6)(e) NUVEEN CLOSED-END FUNDS NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENTS WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”) have ente
December 13, 2016	EX-99.6.H	NUVEEN PREFERRED INCOME OPPORTUNITIES FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT EX-99.6.H 12 d289015dex996h.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT, DATED JULY 28, 2015 Exhibit (6)(h) NUVEEN PREFERRED INCOME OPPORTUNITIES FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager”) and NWQ Investment Management Company, LLC, a Delaware limited liability company (
December 13, 2016	EX-99.6.A	Investment Management Agreement between the Registrant and Nuveen Fund Advisors, LLC, dated October 1, 2014. Filed on December 13, 2016 as Exhibit 6.a to the Registrant’s Registration Statement on Form N-14 (File No. 333-215072) and incorporated by reference herein. EX-99.6.A 5 d289015dex996a.htm INVESTMENT MANAGEMENT AGREEMENT, DATED OCTOBER 1, 2014 Exhibit (6)(a) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between NUVEEN PREFERRED INCOME OPPORTUNITIES FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In considerat
December 13, 2016	EX-99.13.B	AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.B 17 d289015dex9913b.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED FEBRUARY 24, 2011 Exhibit (13)(b) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 24th day of February 2011, between each of the Nuveen
December 13, 2016	EX-99.13.D	AMENDMENT To Transfer Agency and Service Agreement State Street Bank and Trust Company EX-99.13.D 19 d289015dex9913d.htm AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT, DATED JULY 15, 2015 Exhibit (13)(d) AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust Company This Amendment is made as of this 15th day of July 2015 to the Transfer Agency and Service
December 13, 2016	EX-99.1.B	Amended and Restated Declaration of Trust of Registrant, dated May 7, 2007. Filed on December 13, 2016 as Exhibit 1.b to the Registrant’s Registration Statement on Form N-14 (File No. 333-215072) and incorporated by reference herein. EX-99.1.B 2 d289015dex991b.htm AMENDED AND RESTATED DECLARATION OF TRUST OF REGISTRANT, DATED MAY 7 , 2007 Exhibit (1)(b) AMENDED AND RESTATED DECLARATION OF TRUST OF NUVEEN PREFERRED AND CONVERTIBLE INCOME FUND This Declaration of Trust establishing the Nuveen Preferred and Convertible Income Fund, made on the 27th day of January 2003 by the initial Trustee hereunder, is hereby amended and restat
December 13, 2016	EX-99.6.B	Renewal of Investment Management Agreement, dated July 28, 2015 EX-99.6.B 6 d289015dex996b.htm RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT, DATED JULY 28, 2015 Exhibit (6)(b) NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, th
December 1, 2016	425	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Prospectus) 425 1 d291828d425.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Filed by Nuveen Preferred Income Opportunities Fund pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-12 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Flexible Investment Income Fund Commission File No. 811-22820 FOR IMMEDIATE RELEASE ATTENTION: BU
June 29, 2016	EX-99.CERT	CERTIFICATIONS Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements
June 29, 2016	N-Q	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
June 17, 2016	8-K	Other Events 8-K 1 d214208d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2016 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or o
March 10, 2016	DEF 14A	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 30, 2015	EX-99.CERT	CERTIFICATIONS Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements
December 30, 2015	N-Q	Nuveen Preferred Income Opportunities Fund NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Quarterly Schedule of Portfolio Holdings) Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
July 21, 2015	CORRESP	Page 1 of 8 July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Secur
June 29, 2015	N-Q	Nuveen Preferred Income Opportunities Fund N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
June 29, 2015	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
February 17, 2015	DEF 14A	JPC / Nuveen Preferred Income Opportunities Fund DEF 14A - - NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.
December 30, 2014	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
December 30, 2014	N-Q	Nuveen Preferred & Income Opportunities Fund - N-Q N-Q 1 a14-2629110nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal
July 3, 2014	DEFA14A	JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(
June 27, 2014	N-Q	Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
June 27, 2014	EX-99.CERT	/s/ Gifford R. Zimmerman EX-99.CERT 2 a14-1568210ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
June 18, 2014	DEFA14A	- PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2))
June 18, 2014	DEFA14A	- PRESS RELEASE Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul
June 18, 2014	DEFA14A	- PRESS RELEASE DEFA14A 1 d745674ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl
June 16, 2014	DEF 14A	- CLOSED-END PROXY Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a
May 16, 2014	PRE 14A	- CLOSED-END PROXY PRE 14A 1 d721109dpre14a.htm CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission O
May 1, 2014	DEFA14A	- PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2))
March 11, 2014	DEFA14A	- NUVEEN PREFERRED INCOME OPPORTUNITIES FUND DEFA14A 1 d678078ddefa14a.htm NUVEEN PREFERRED INCOME OPPORTUNITIES FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential,
March 10, 2014	DEF 14A	- NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 30, 2013	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
December 30, 2013	N-Q	Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
May 30, 2013	EX-99.CERT	/s/ Gifford R. Zimmerman EX-99.CERT 2 a13-72755ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstan
May 30, 2013	N-Q	Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
April 19, 2013	CORRESP	- CORRESP 1 filename1.htm April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, cor
February 28, 2013	DEF 14A	- NUVEEN PREFERRED INCOME OPPORTUNITIES FUND Nuveen Preferred Income Opportunities Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
December 11, 2012	CORRESP	- Nuveen Investments December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the r
November 29, 2012	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
November 29, 2012	N-Q	Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a12-230645nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal e
May 30, 2012	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred Income Opportunities Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
May 30, 2012	N-Q	Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred Income Opportunities Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
April 30, 2012	EX-99.1	Nuveen Preferred Opportunities Income Fund (JPC) EX-99.1 Exhibit 99.1 Nuveen Preferred Opportunities Income Fund (JPC) April 30, 2012 Script Speakers: TR Findlay, Doug Baker, Brenda Langenfeld, Mike Carne, Kevin Hunter Introduction: TR: Good morning, I am TR Findlay, Closed-End Fund Product Specialist with Nuveen Investments. Thank you for joining us on today’s call to discuss the Nuveen Preferred Income Opportunities Fund (JPC). Before we begin
April 30, 2012	8-K	Financial Statements and Exhibits, Other Events - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2012 NUVEEN PREFERRED INCOME OPPORTUNITIES FUND (Exact name of Registrant as specified in its charter) Massachusetts 811-21293 47-0909557 (State or other jurisdictio
March 1, 2012	DEF 14A	- FINAL PROXY DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def
February 17, 2012	CORRESP	- CORRESP 1 filename1.htm February 17, 2012 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Kieran Brown Re: Nuveen New York Dividend Advantage Municipal Fund (811-09135); Nuveen New York Dividend Advantage Municipal Fund 2 (811-10253); Nuveen New York Investment Quality Municipal Fund, Inc. (811-06178); Nuveen New York Municip
February 2, 2012	PRE 14A	- NUVEEN MULTI-STRATEGY INCOME AND GROWTH FUND PRE 14A 1 d295041dpre14a.htm NUVEEN MULTI-STRATEGY INCOME AND GROWTH FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement. ¨ Confidential
November 29, 2011	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no
November 29, 2011	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY N-Q 1 a11-279728nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal
October 11, 2011	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Def
September 23, 2011	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
September 16, 2011	COVER	- VEDDER PRICE P.C 222 NORTH LASALLESTREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 CHICAGO NEW YORK CITY WASHINGTON, D.C. September 16, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials for Nuveen Multi-Strategy Income and Growth Fund (JPC), File No. 811-21293 (the “Registrant”) To the Commission: On behalf of the Registra
September 16, 2011	DEF 14A	- DEF 14A DEF 14A 1 c66066fdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p
September 16, 2011	CORRESP	- CORRESP 1 filename1.htm VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 CHICAGO • NEW YORK CITY • WASHINGTON, D.C. September 16, 2011 Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Mr. Kieran Brown Re: Nuveen Multi-Strategy Income and Growth Fund (JPC), File No. 811-21293; Nuveen
September 2, 2011	COVER	- September 2, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for Nuveen Multi-Strategy Income and Growth Fund (JPC), File No. 811-21293 (the “Registrant”) To the Commission: On behalf of the Registrant, electronically transmitted herewith is a preliminary proxy statement and form of proxy for the Special Meeting of Shareholders to b
September 2, 2011	PRE 14A	- PRE 14A PRE 14A 1 c66066ppre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p
August 22, 2011	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)
August 22, 2011	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)
May 27, 2011	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
May 27, 2011	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
March 30, 2011	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def
November 29, 2010	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
November 29, 2010	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
May 28, 2010	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
May 28, 2010	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
April 22, 2010	CORRESP	8 Appendix A CIK File No. Name Symbol 1 0001087783 811-09459 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNI FUND NFZ 2 0001161069 811-10553 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNI FUND 2 NKR 3 0001177212 811-21157 NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNI FUND 3 April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the responses relate to all
February 26, 2010	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def
February 5, 2010	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Multi-Strategy Income and Growth Fund (Name of Issuer) Auction Preferred Stock (Title of Class of UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Multi-Strategy Income and Growth Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 67073B205 67073B304 67073B403 67073B502 67073B601 67073B700 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this
November 27, 2009	EX-99.CERT	/s/ Gifford R. Zimmerman EX-99.CERT 2 a09-323878ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
November 27, 2009	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
May 29, 2009	EX-99.CERT	/s/ Gifford R. Zimmerman Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not
May 29, 2009	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
April 2, 2009	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 d49698zdef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Co
March 23, 2009	PRER14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) PRER14A 1 n49698zprer14a.htm PRER14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as
March 2, 2009	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) PRE 14A 1 c49698zpre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the C
February 10, 2009	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Multi-Strategy Income and Growth Fund (Name of Issuer) Auction Preferred Stock (Title of Class of OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response.
November 28, 2008	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl
November 28, 2008	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY N-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
May 30, 2008	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income and Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
May 30, 2008	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income and Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl
May 16, 2008	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 n25627ffdef14a.htm DEFINITIVE NOTICE AND PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the
May 16, 2008	CORRESP	- JENNIFER M. GOODMAN 312-609-7732 [email protected] May 16, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Jim O’Connor Re: Nuveen New York Dividend Advantage Municipal Fund, Nuveen New York Dividend Advantage Municipal Fund 2, Nuveen New York Investment Quality Municipal Fund, Inc., Nuveen New York Municipal Value Fund, Inc., Nuveen New York Performa
April 28, 2008	CORRESP	- VEDDER PRICE (LOGO) VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 JENNIFER M. GOODMAN FAX: 312-609-5005 312-609-7732 [email protected] CHICAGO - NEW YORK CITY - WASHINGTON, DC - ROSELAND, NJ April 25, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen New York Dividend Advantage Muni
April 28, 2008	PRE 14A	- PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
November 29, 2007	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income & Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
November 29, 2007	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) EX-99.CERT 2 c19310exv99wcert.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income & Growth Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic
September 5, 2007	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
August 29, 2007	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
August 27, 2007	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEF 14A 1 d16865qdef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Co
August 14, 2007	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
August 10, 2007	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
August 10, 2007	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def
May 30, 2007	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Multi-Strategy Income & Growth Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislea
May 30, 2007	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Multi-Strategy Income & Growth Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J.
November 28, 2006	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred and Convertible Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R.
November 28, 2006	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Convertible Income Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misl
May 30, 2006	N-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred and Convertible Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R.
May 30, 2006	EX-99.CERT	/s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer) exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Preferred and Convertible Income Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis
November 29, 2005	EX-99.CERT	CERTIFICATIONS CERTIFICATIONS Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Preferred and Convertible Income Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle
November 29, 2005	N-Q	QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21293 Nuveen Preferred and Convertible Income Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R.

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