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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Nuveen Floating Rate Income Opportunity Fund
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 31, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 11, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 8, 2023 |
Filed by Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Fund Filed by Nuveen Floating Rate Income Fund (Commission File No. |
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| May 9, 2023 |
Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Opportunity Fund Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Short Duration Credit Opportunities Fund (JSD) Please exercise your right to vote as soon as possible! Dear Shareholder: We recently sent you proxy materials concerning important merger and other proposals affecting your fund(s), which was considered at an Annual Meeting of Shareholders of the funds on May 8, 2023, at 2:00 p. |
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| April 14, 2023 |
Filed by Nuveen Floating Rate Income Fund (Commission File Filed by Nuveen Floating Rate Income Fund (Commission File No. 333-269484) pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934, as amended Subject Company: Nuveen Floating Rate Income Opportunity Fund (Commission File No. 811-21579) Nuveen Senior Income Fund (NSL) Nuveen Floating Rate Income Opportunit |
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| April 14, 2023 |
Nuveen Floating Rate Income Fund PO Box 43131 Providence, RI 02940-3131 Filed by Nuveen Floating Rate Income Fund (Commission File No. |
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| March 31, 2023 |
DEF 14A 1 d361111ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, |
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| March 30, 2023 |
Nuveen Floating Rate Income Opportunity Fund March 30, 2023 Chicago New York Washington, DC London San Francisco Los Angeles Singapore Dallas Miami vedderprice. |
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| March 16, 2023 |
Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 14, 2023 |
BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION EX-99 2 boa-poa2.htm BANK OF AMERICA CORPORATION LIMITED POWER OF ATTORNEY BANK OF AMERICA CORPORATION, a Delaware corporation (the "Corporation"), does hereby make, constitute, and appoint each of Kelvin Kwok, Tolu Tade, Andres Ortiz Custodio, Frank Lui, James Todd, Zainab Tarteel, Hannah Chae and Monica Yako as an attorney-in-fact for the Corporation acting for the Corporation and in the Corpora |
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| February 14, 2023 |
JRO / Nuveen Floating Rate Income Opportnty Fd / BANK OF AMERICA CORP /DE/ Passive Investment SC 13G/A 1 doc1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 01)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Stock (Title of Class of Securities) 6706EN100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| December 27, 2022 |
1 Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments October 31, 2022 (Unaudited) JRO Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 162. |
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| June 29, 2022 |
1 Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments April 30, 2022 (Unaudited) JRO Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS - 157. |
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| March 1, 2022 |
40-33 1 d302058d4033.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Case 1:21-cv-00327-JPO-RWL Document 60 Filed 02/18/22 Page 1 of 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -X SABA CAPITAL CEF OPPORTUNITIES 1, LTD., et al., Plaintiffs, 21 CIVIL 327 (JPO) -against- JUDGMENT NUVEEN FLOATING RATE INCOME FUND, et al., Defendants. -X It is hereby ORDERED, ADJUDGED AND DECREED: Tha |
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| February 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 (February 24, 2022) NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21579 20-1331497 (State or |
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| February 25, 2022 |
Amendment No. 1 to Amended and Restated By-Laws Exhibit 3.1 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS This Amendment No. 1 (this ?Amendment?) to the By-Laws of Nuveen Closed-End Funds organized as Massachusetts business trusts, amended and restated as of October 5, 2020 (the ?By-Laws?) and applicable to each Nuveen Closed-End Fund listed on Exhibit A to the By-Laws |
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| February 25, 2022 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce Board’s Approval of Suspension of Previously Adopted Control Share By-Law Board Intends to Appeal U.S. District Court’s Recent Ruling Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Inco |
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| February 24, 2022 |
DEF 14A 1 d282147ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential |
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| January 31, 2022 |
JRO / Nuveen Floating Rate Income Opportnty Fd / BANK OF AMERICA CORP /DE/ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Stock (Title of Class of Securities) 6706EN100 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| December 28, 2021 |
JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments October 31, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 156. |
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| September 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'A |
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| September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.4)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'An |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.3)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'An |
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| July 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'An |
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| June 28, 2021 |
JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments April 30, 2021 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS???152. |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'An |
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| April 9, 2021 |
CORRESP 1 filename1.htm April 9, 2021 Ms. Megan Miller U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review & Accounting Office 100 F Street N.E. Washington DC 20549 Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Ms. Miller, This letter addresses the comments you provided in a telephone discussion on March 5, 2021, regarding reviews perfor |
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| March 4, 2021 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Def |
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| January 22, 2021 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 40-33 1 d61670d4033.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND |
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| December 31, 2020 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. ) Under the Securities Exchange Act of 1934 Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Preferred Shares (Title of Class of Securities) 6706EN 860 (CUSIP Number) 11/5/2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| December 28, 2020 |
* Represents net unrealized appreciation (depreciation). JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments October 31, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 154. |
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| December 1, 2020 |
8-K 1 d88244d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 (December 1, 2020) Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in its charter) Massachusetts 811-21579 |
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| October 6, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2020 (October 5, 2020) NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (Exact name of registrant as specified in its charter) Massachusetts 811-21579 20-1331497 (State or |
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| October 6, 2020 |
EX-99.1 Exhibit 99.1 Certain Nuveen Closed-End Funds Announce the Board’s Approval of Amended and Restated By-Laws of the Funds Nuveen AMT-Free Municipal Credit Income Fund (NYSE: NVG), Nuveen AMT-Free Municipal Value Fund (NYSE: NUW), Nuveen AMT-Free Quality Municipal Income Fund (NYSE: NEA), Nuveen Arizona Quality Municipal Income Fund (NYSE: NAZ), Nuveen California AMT-Free Quality Municipal In |
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| October 6, 2020 |
EX-3.1 Exhibit 3.1 BY-LAWS OF NUVEEN CLOSED-END FUNDS ORGANIZED AS MASSACHUSETTS BUSINESS TRUSTS (Amended and Restated as of October 5, 2020) ARTICLE I DECLARATION OF TRUST AND OFFICES Section 1.1 The Trust; Declaration of Trust. These are the By-Laws of each Nuveen Closed-End Fund listed on Exhibit A, each a Massachusetts business trust established by its own Declaration of Trust (each such fund |
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| September 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Shares, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Ange |
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| June 30, 2020 |
JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments April 30, 2020 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 149. |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 6706EN100 (CUSIP Number) May 7, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| April 2, 2020 |
Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 2, 2020 |
Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 26, 2019 |
JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments October 31, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 158. |
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| June 28, 2019 |
JRO / Nuveen Floating Rate Income Opportunity Fund NPORT-EX - - NPORT-EX 1 JRO.htm JRO Nuveen Floating Rate Income Opportunity Fund Portfolio of Investments April 30, 2019 (Unaudited) Principal Amount (000) Description (1) Coupon (2) Reference Rate (2) Spread (2) Maturity (3) Ratings (4) Value LONG-TERM INVESTMENTS – 156.6% (97.3% of Total Investments) VARIABLE RATE SENIOR LOAN INTERESTS – 139.6% (86.7% of Total Investments) (2) Aerospace & Defense – 2.4% (1.5 |
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| February 26, 2019 |
JRO / Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 28, 2018 |
Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| December 28, 2018 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| July 5, 2018 |
JHY / Nuveen High Income 2020 Target Term Fund CORRESP CORRESP 1 filename1.htm June 29, 2018 Mr. Jason Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments Ms. Sheila Stout provided in a telephone discussion on April 17, 2018, regarding reviews perfo |
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| June 29, 2018 |
EX-99.CERT 2 d573488dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| June 29, 2018 |
N-Q 1 d573488dnq.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicag |
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| February 23, 2018 |
JRO / Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND DEF 14A 1 d533470ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential |
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| December 29, 2017 |
Nuveen Floating Rate Income Opportunity Fund - NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| December 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| November 30, 2017 |
Exhibit k.1 Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A. THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (?Effective Date?), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached |
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| November 30, 2017 |
INVESTMENT SUB-ADVISORY AGREEMENT EX-99.G.3 4 d496448dex99g3.htm INVESTMENT SUB-ADVISORY AGREEMENT Exhibit g.3 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Symphony Asset Management LLC, a California limited liability company and a federally registered inves |
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| November 30, 2017 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2017 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2017 File No. |
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| November 30, 2017 |
EX-99.R 11 d496448dex99r.htm CODE OF ETHICS AND REPORTING REQUIREMENTS Nuveen Compliance | July 1, 2017 Code of Ethics SUMMARY AND SCOPE What the Code is about Helping to ensure that Nuveen personnel place the interests of Nuveen clients ahead of their own personal interests. Who the Code applies to and what the implications are This Code applies to individuals in the following categories: • Nuvee |
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| November 30, 2017 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S 12 d496448dex99s.htm POWERS OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the “Funds”), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, CHRISTOPHER M. ROHRBACHER, MARK L. WINGET, |
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| November 30, 2017 |
EX-99.I 6 d496448dex99i.htm NUVEEN OPEN-END AND CLOSED-END FUND DEFERRED COMPENSATION PLAN NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective April 27, 2017) April 2017 TABLE OF CONTENTS SECTION 1 PURPOSE OF PLAN; RESTATEMENT EFFECTIVE DATE 1 1.1 Purpose of Plan 1 1.2 Effective Date 1 1.3 Grandfather Rule for Pr |
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| November 30, 2017 |
INVESTMENT MANAGEMENT AGREEMENT EX-99.G.1 2 d496448dex99g1.htm INVESTMENT MANAGEMENT AGREEMENT Exhibit g.1 INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made this 1st day of October 2014, by and between NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”). W I T N E S S E T H In consideration of the mutual covena |
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| November 30, 2017 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS Exhibit g.2 NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 24th day of July 2017 by and between the funds listed on Schedule A (the ?Nuveen Closed-End Funds?), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the ?Adviser?); WHEREAS, the parties hereto are the contracting parties under each certain Investment Management Agreement (t |
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| November 30, 2017 |
EX-99.J.2 7 d496448dex99j2.htm APPENDIX A, UPDATED AS OF AUGUST 1, 2017, TO THE AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Exhibit j.2 APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of August 1, 2017) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Diversified Real Asset Income Fund Nuveen All Cap Energy MLP Opportunities Fund Nuveen AMT-Free Municip |
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| November 30, 2017 |
Consent of Independent Registered Public Accounting Firm EX-99.N 10 d496448dex99n.htm CONSENT OF KPMG LLP Exhibit n Consent of Independent Registered Public Accounting Firm The Board of Trustees Nuveen Floating Rate Income Opportunity Fund: We consent to the use of our report with respect to the financial statements of Nuveen Floating Rate Income Opportunity Fund (the “Fund”), incorporated herein by reference, and to the references to our firm under the |
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| November 30, 2017 |
EX-99.G.4 5 d496448dex99g4.htm NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT Exhibit g.4 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND NOTICE OF CONTINUANCE OF INVESTMENT SUB-ADVISORY AGREEMENT WHEREAS, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Manager “) and Symphony Asset Management LLC, a California limited liability company (the “Sub-Adviser”) have enter |
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| November 30, 2017 |
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT EX-99.K.2 9 d496448dex99k2.htm FIRST AMENDMENT AND UPDATED SCHEDULE A TO TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit k.2 FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This First Amendment (“Amendment”) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investm |
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| June 29, 2017 |
Nuveen Floating Rate Income Opportunity Fund - NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| June 29, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statemen |
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| April 5, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 SEC USE ONLY DOCUMENT SEQUENCE NO. CUSIP NUMBER WORK LOCATION ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a mark |
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| February 24, 2017 |
Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND DEF 14A 1 d314578ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential |
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| February 23, 2017 |
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS EX-99.G.2 2 d325453dex99g2.htm RENEWAL OF INVESTMENT ADVISORY AGREEMENT NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS This Agreement made this 27th day of July 2016 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”); WHEREAS, the parties hereto are the contracting p |
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| February 23, 2017 |
EX-99.L.2 5 d325453dex99l2.htm CONSENT OF MORGAN, LEWIS & BOCKIUS LLP Thomas S. Harman 1.202.373.6725 [email protected] February 22, 2017 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Floating Rate Income Opportunity Fund (File No. 333-187029) Ladies and Gentlemen: We hereby consent to all references to our firm in Post-Effective Amendm |
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| February 23, 2017 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 22, 2017 Nuveen Floating Rate Income Opportunity Fund AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 22, 2017 File No. |
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| February 23, 2017 |
EX-99.I.2 3 d325453dex99i2.htm NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES PARTICIPATING FUNDS Participating funds 1 : Funds from which director compensation can be deferred 2 : AUM ³ $270MM 3 : funds do not lose Participating status from a subsequent loss of assets 4 : list u |
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| February 23, 2017 |
Consent of Independent Registered Public Accounting Firm EX-99.N 6 d325453dex99n.htm CONSENT OF KPMG LLP Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Floating Rate Income Opportunity Fund: We consent to the use of our report dated September 28, 2016, with respect to the financial statements of Nuveen Floating Rate Income Opportunity Fund, incorporated herein by reference, and to the references to our firm unde |
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| February 23, 2017 |
EX-99.L.1 4 d325453dex99l1.htm OPINION OF MORGAN, LEWIS & BOCKIUS LLP February 22, 2017 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Registration Statement on Form N-2 Ladies and Gentlemen: We have acted as counsel to Nuveen Floating Rate Income Opportunity Fund (the “Fund”), a Massachusetts voluntary association (commonly known as a “business trus |
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| January 10, 2017 |
EXHIBIT 1 AGREEMENT AS TO JOINT FILING OF SCHEDULE 13G Each of the undersigned hereby affirms that it is individually eligible to use Schedule 13G, and agrees that this Schedule 13G is filed on its behalf. |
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| January 10, 2017 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (AMENDMENT NO. 1)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Variable Rate Term Preferred Shares (Title of Class of Securities) 6706EN-80-3 (CUSIP Number |
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| December 30, 2016 |
EX-99.CERT 2 d317284dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Cedric H. Antosiewicz, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu |
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| December 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Gifford R. |
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| November 30, 2016 |
Consent of Morgan, Lewis & Bockius LLP exhibit l.4 November 30, 2016 Stradley Ronon Stevens & Young, LLP 191 N. Wacker Dr., Suite 1601 Chicago, Illinois 60606 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, Illinois 60606 RE: Nuveen Floating Rate Income Opportunity Fund Ladies and Gentlemen: As special Massachusetts counsel to Nuveen Floating Rate Income Opportunity Fun |
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| November 30, 2016 |
[ ] Shares NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND TERM PREFERRED SHARES UNDERWRITING AGREEMENT Form of Underwriting Agreement (Term Preferred Shares) exhibit h.10 [ ] Shares NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND TERM PREFERRED SHARES UNDERWRITING AGREEMENT [ ], 2016 [ ], 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: Nuveen Floating Rate Income Opportunity Fund (the ?Fund?), Nuveen Fund Advisors, LLC (the ?Investment Adviser?) and Symphony |
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| November 30, 2016 |
Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 EX-99.L.3 5 d284322dex99l3.htm CONSENT OF STRADLEY RONON STEVENS & YOUNG, LLP Exhibit l.3 Stradley Ronon Stevens & Young, LLP 191 North Wacker Drive, Suite 1601 Chicago, Illinois 60606 November 30, 2016 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, Illinois 60606 Nuveen Floating Rate Income Opportunity Fund As counsel for Nuveen Floating Rate Income Opportunity Fund ( |
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| November 30, 2016 |
Statement Establishing and Fixing the Rights and Preferences exhibit d.2 Execution Copy NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND STATEMENT ESTABLISHING AND FIXING THE RIGHTS AND PREFERENCES OF TERM PREFERRED SHARES (with respect to Series 2023 and any series subsequently added by appendix) Table of Contents Page ARTICLE 1 DEFINITIONS 1 1.1 Definitions 1 1.2 Interpretation 8 1.3 Liability of Of |
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| November 30, 2016 |
Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND As filed with the U.S. Securities and Exchange Commission on November 30, 2016 1933 Act File No. 333-212356 1940 Act File No. 811-21579 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) ☒ REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☒ Post-Effective Amendment No. 1 and/or ☒ REGISTRATION STATEMENT UNDER |
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| November 30, 2016 |
Consent of Independent Registered Public Accounting Firm EX-99.N 7 d284322dex99n.htm CONSENT OF KPMG LLP exhibit n Consent of Independent Registered Public Accounting Firm The Board of Trustees of Nuveen Floating Rate Income Opportunity Fund: We consent to the use of our report dated September 28, 2016, with respect to the financial statements of Nuveen Floating Rate Income Opportunity Fund, and to the references to our firm under the headings “Financia |
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| November 30, 2016 |
Form of Structuring Fee Agreement with Morgan Stanley & Co. LLC exhibit h.11 STRUCTURING FEE AGREEMENT [ ], 2016 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: This agreement (this ?Agreement?) is among Nuveen Fund Advisors, LLC (the ?Adviser?), Nuveen Floating Rate Income Opportunity Fund (the ?Fund?) and Morgan Stanley & Co. LLC (?Morgan Stanley?) with resp |
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| November 30, 2016 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY Powers of Attorney Exhibit s NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENT, that the undersigned, in his capacity as a director/trustee of the above-referenced organizations listed on Appendix A hereto (the ?Funds?), hereby constitutes and appoints MARK CZARNIECKI, KEVIN J. |
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| November 15, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312.964.3500 Fax 312.964.3501 www.stradley.com VIA EDGAR November 15, 2016 Kimberly A. Browning Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Floating Rate Income Opportunity Fund F |
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| November 10, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312.964.3500 Fax 312.964.3501 www.stradley.com VIA EDGAR November 10, 2016 Kimberly A. Browning Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Floating Rate Income Opportunity Fund F |
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| November 10, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP Nuveen Fund Advisors, LLC 333 West Wacker Drive Chicago, IL 60606 Phone: 312-917-7700 www. |
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| November 10, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 November 10, 2016 VIA EDGAR Kimberly A. Browning Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Nuveen Floating Rate Income Opportunity Fund Registration Statement on Form N-2 File Nos. 333-212356 and 811-21579 Dear Ms. Browning: Pursuant to Rule 461 under th |
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| November 2, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312.964.3500 Fax 312.964.3501 www.stradley.com VIA EDGAR November 2, 2016 Kimberly A. Browning Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Floating Rate Income Opportunity Fund Fi |
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| October 21, 2016 |
Nuveen Floating Rate Income Opportunity Fund ESP CORRESP 1 filename1.htm Stradley Ronon Stevens & Young, LLP Suite 1601 191 North Wacker Drive Chicago, IL 60606 Telephone 312.964.3500 Fax 312.964.3501 www.stradley.com VIA EDGAR October 21, 2016 Kimberly A. Browning Senior Counsel Disclosure Review and Accounting Office Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Nuveen Floating Rate Income Opportunity Fund Fi |
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| July 11, 2016 |
CORRESP 1 filename1.htm [Stradley Ronon Logo] Stradley Ronon Stevens & Young, LLP 191 N. Wacker Drive, Suite 1601 Chicago, IL 60606 Telephone 312-964-3500 Fax 312-964-3501 www.stradley.com David P. Glatz [email protected] 312.964.3502 BY EDGAR July 11, 2016 Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Kim Browning, Esq. Re: |
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| June 29, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2016 |
EX-99.CERT 2 d158020dex99cert.htm CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| March 10, 2016 |
Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND DEF 14A 1 d140852ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential |
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| December 30, 2015 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| December 30, 2015 |
N-Q 1 d16458dnq.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago |
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| July 21, 2015 |
CORRESP 1 filename1.htm July 21, 2015 Mr. Jason P. Fox U.S. Securities and Exchange Commission Division of Investment Management, Insured Investments Office 100 F Street N.E. Washington DC 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Mr. Fox: This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the |
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| June 29, 2015 |
EX-99.CERT 2 a15-132473ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| June 29, 2015 |
Nuveen Floating Rate Income Opportunity Fund N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 a15-132473nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| February 17, 2015 |
Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 30, 2014 |
Nuveen Floating Rate Income Opportunity Fund - N-Q N-Q 1 a14-262916nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| December 30, 2014 |
EX-99.CERT 2 a14-262916ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| July 3, 2014 |
JSD / Nuveen Short Duration Credit Opportunities Fund DEFA14A - - PRESS RELEASE DEFA14A 1 d745674ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Onl |
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| June 27, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a14-156826nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| June 27, 2014 |
EX-99.CERT 2 a14-156826ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| June 18, 2014 |
DEFA14A 1 d719867ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commis |
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| June 18, 2014 |
Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only (as permitted by Rul |
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| June 16, 2014 |
Closed-End Proxy UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a |
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| May 16, 2014 |
PRE 14A 1 d721109dpre14a.htm CLOSED-END PROXY UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission O |
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| May 1, 2014 |
DEFA14A 1 d719867ddefa14a.htm PRESS RELEASE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commis |
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| December 30, 2013 |
EX-99.CERT 2 a13-256456ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| December 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a13-256456nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| October 17, 2013 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND DEF 14A 1 d601224ddef14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential |
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| June 28, 2013 |
EX-99.CERT 2 a13-153143ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| June 28, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a13-153143nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| April 19, 2013 |
CORRESP 1 filename1.htm April 19, 2013 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Follow-Up Discussion Dear Christina: This letter addresses your comments provided in a telephone discussion on February 13, 2013. This was a follow-up discussion to our December 11, 2012, cor |
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| March 11, 2013 |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 333 West Wacker Drive Chicago, Illinois 60606 EX-99.H.10 2 d499712dex99h10.htm DISTRIBUTION AGREEMENT RELATING TO AT-THE-MARKET OFFERINGS Exhibit h.10 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 333 West Wacker Drive Chicago, Illinois 60606 March 4, 2013 Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Floating Rate Income Opportun |
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| March 11, 2013 |
DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 Dealer Agreement Regarding At-the-Market Offerings Exhibit h.11 DEALER AGREEMENT Nuveen Securities, LLC 333 West Wacker Drive Chicago, Illinois 60606 March 4, 2013 Stifel, Nicolaus & Company, Incorporated One South Street, 17th Floor Baltimore, Maryland 21202 RE: At-the-Market Offerings by Nuveen Floating Rate Income Opportunity Fund Ladies and Gentlemen: From time to time Nuveen Securities, LLC ( |
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| March 11, 2013 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 11, 2013 File No. |
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| December 28, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q 1 a12-287256nq.htm N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| December 28, 2012 |
EX-99.CERT 2 a12-287256ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| December 11, 2012 |
December 11, 2012 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 25, 2012. Each comment is shown below followed by our response. Unless otherwise noted, the responses relate to |
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| November 30, 2012 |
EX-99.L 4 d377660dex99l.htm OPINION AND CONSENT OF BINGHAM MCCUTCHEN LLP Bingham McCutchen LLP 2020 K Street NW Washington, DC 20006 Tel: 202.373.6000 Fax: 202.373.6001 www.bingham.com November 30, 2012 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, Illinois 60606 Re: Opinion Letter Ladies and Gentlemen: We have acted as counsel to the Nuveen Floating Rate Income Oppor |
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| November 30, 2012 |
Code of Ethics Reporting Requirements of Nuveen Investments, Inc Exhibit r Nuveen Investments Inc. |
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| November 30, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 5 d377660dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2012 in the Registration Statement (Form N-2) and related Prospectus and Stateme |
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| November 30, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 486BPOS 1 d377660d486bpos.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON November 30, 2012 File No. 333-167242 File No. 811-21579 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Post-Ef |
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| November 30, 2012 |
SCHEDULE A NUVEEN CLOSED-END FUNDS Dated as of: May 25, 2011 EX-99.K.2 3 d377660dex99k2.htm SCHEDULE, DATED MAY 25, 2011, TO THE TRANSFER AGENCY AND SERVICE AGREEMENT Exhibit k.2 SCHEDULE A NUVEEN CLOSED-END FUNDS Dated as of: May 25, 2011 Nuveen Arizona Dividend Advantage Municipal Fund * Nuveen Arizona Dividend Advantage Municipal Fund 2 * Nuveen Arizona Dividend Advantage Municipal Fund 3* Nuveen Arizona Premium Income Municipal Fund, Inc. + Nuveen Build |
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| November 30, 2012 |
EX-99.J.2 2 d377660dex99j2.htm APPENDIX A, DTD MARCH 9, 2012, TO AMENDED & RESTATED MASTER CUSTODIAN AGREEMENT Exhibit j.2 APPENDIX A TO CUSTODIAN AGREEMENT Dated as of March 9, 2012 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona P |
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| November 15, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (JRO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Def |
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| October 22, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (JRO) DEFA14A 1 d427368ddefa14a.htm NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (JRO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confi |
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| October 16, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (JRO) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). x Def |
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| August 17, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Ernst & Young LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Floating Rate Income Opportunity Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| August 17, 2012 |
Opinion and Consent of Bingham McCutchen LLP Bingham McCutchen LLP 2020 K Street NW Washington DC 20006 Tel: 202. |
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| August 17, 2012 |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND FIRST AMENDMENT DISTRIBUTION AGREEMENT EX-99.H.7 2 d377660dex99h7.htm FIRST AMENDMENT TO DISTRIBUTION AGREEMENT NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND FIRST AMENDMENT TO DISTRIBUTION AGREEMENT August 17, 2012 THIS AMENDMENT (this “Amendment”) to the Distribution Agreement (defined below) is entered into on and as of August 17, 2012, by and between Nuveen Floating Rate Income Opportunity Fund, a Massachusetts business trust (the “ |
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| August 17, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON August 17, 2012 File No. |
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| August 17, 2012 |
First Amendment to Equity Distribution NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Common Stock ($0. |
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| June 29, 2012 |
EX-99.CERT 2 a12-140803ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| June 29, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| May 31, 2012 |
EX-99.L 2 d343005dex99l.htm CONSENT OF MORGAN, LEWIS & BOCKIUS, LLP Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202.739.3000 Fax: 202.739.3001 www.morganlewis.com May 31, 2012 Nuveen Floating Rate Income Opportunity Fund 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Floating Rate Income Opportunity Fund (File Nos. 333-167242 and 811-21579) Dear Ladies an |
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| May 31, 2012 |
- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MAY 31, 2012 File No. |
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| May 31, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 3 d343005dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Stateme |
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| December 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2011 |
EX-99.CERT 2 a11-306186ex99dcert.htm EX-99.CERT Exhibit 99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums |
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| November 30, 2011 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Financial Highlights? and ?Independent Registered Public Accounting Firm? and to the incorporation by reference of our report dated September 28, 2011 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Floating Rate Income Opportunity Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 30, 2011 |
Nuveen Floating Rate Income Opportunity Fund NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2011 File No. |
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| October 14, 2011 |
DEF 14A 1 n66256bdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p |
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| October 14, 2011 |
MARK A. DIOMEDE 312-609-7727 [email protected] October 14, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Definitive Proxy Materials for: Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Opportunity Fund Nuveen Senior Income Fund Nuveen Tax-Advantaged Floating Rate Fund Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividen |
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| October 3, 2011 |
MARK A. DIOMEDE 312-609-7727 [email protected] October 3, 2011 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Preliminary Proxy Materials for: Nuveen Floating Rate Income Fund (JFR) Nuveen Floating Rate Income Opportunity Fund (JRO) Nuveen Senior Income Fund (NSL) Nuveen Tax-Advantaged Floating Rate Fund (JFP) Nuveen Arizona Dividend Advantage Municipal Fun |
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| October 3, 2011 |
PRE 14A 1 c66256bpre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p |
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| June 30, 2011 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| June 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q/A QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 29, 2011 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| June 29, 2011 |
nvq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| June 7, 2011 |
NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY EX-99.S 5 dex99s.htm POWERS OF ATTORNEY NUVEEN CLOSED-END FUNDS POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, a trustee of the above-referenced organizations listed on Appendix A,, hereby constitutes and appoints KEVIN J. McCARTHY, KATHLEEN L. PRUDHOMME, GIFFORD R. ZIMMERMAN and ERIC F. FESS, and each of them (with full power to each of them to act alone) his true and law |
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| June 7, 2011 |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 7, 2011 File No. |
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| June 7, 2011 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| June 7, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 3 dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of A |
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| June 7, 2011 |
EX-99.R.1 4 dex99r1.htm CODE OF ETHICS AND REPORTING REQUIREMENTS Exhibit r.1 Nuveen Investments Inc. Including : Affiliated Entities Nuveen Closed-End Funds Nuveen Open-End Funds Nuveen Defined Portfolios Code of Ethics and Reporting Requirements As Amended Effective January 1, 2011 1 Table of Contents I. Introduction Page 4 II. General Principles Page 5 III. Standards of Business Conduct Page 5 |
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| December 30, 2010 |
EX-99.CERT 2 c61600exv99wcert.htm EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| December 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 10, 2010 |
FORM AW – AMENDMENT WITHDRAWAL REQUEST FORM AW – AMENDMENT WITHDRAWAL REQUEST December 10, 2010 VIA EDGAR U.S. Securities Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Nuveen Floating Rate Income Opportunity Fund (File Nos. 333-167242 and 811-21579) Dear Mr. Grzeskiewicz: On behalf of the Nuveen Floating Rate Income Fund (the “Fund”), I hereby submit this application for withdrawal of a post-effective amendment to the F |
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| November 30, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions ?Financial Highlights? and ?Independent Registered Public Accounting Firm? and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of Additional Information of Nuveen Floating Rate Income Opportunity Fund filed with the Securities and Exchange Commission in this Post-Effective Amendment No. |
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| November 30, 2010 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2010 |
Exhibit j.2 APPENDIX A TO CUSTODIAN AGREEMENT Dated as of October 19, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. Nuveen Build America Bond Fund Nuveen Build America Bond Opportunity Fund |
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| November 30, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.N 4 dex99n.htm CONSENT OF ERNST & YOUNG LLP CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the captions “Financial Highlights” and “Independent Registered Public Accounting Firm” and to the incorporation by reference of our report dated September 27, 2010 in the Registration Statement (Form N-2) and related Prospectus and Statement of A |
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| November 30, 2010 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| November 30, 2010 |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 File No. |
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| November 30, 2010 |
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 30, 2010 File No. |
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| November 30, 2010 |
Exhibit j.2 APPENDIX A TO CUSTODIAN AGREEMENT Dated as of October 19, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. Nuveen Build America Bond Fund Nuveen Build America Bond Opportunity Fund |
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| October 20, 2010 |
DEF 14A 1 n60176bdef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as p |
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| October 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| September 28, 2010 |
As filed with the U.S. Securities and Exchange Commission on September 28, 2010 As filed with the U.S. Securities and Exchange Commission on September 28, 2010 1933 Act File No. 333-167242 1940 Act File No. 811-21579 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-2 (Check appropriate box or boxes) x REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ¨ Pre-Effective Amendment No. x Post-Effective Amendment No. 1 and/or x REGISTRATION STATEMENT UNDER |
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| September 28, 2010 |
EX-99.J.2 5 dex99j2.htm APPENDIX A TO MASTER CUSTODIAN AGREEMENT APPENDIX A TO CUSTODIAN AGREEMENT Dated as of March 17, 2010 NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES Nuveen Arizona Dividend Advantage Municipal Fund Nuveen Arizona Dividend Advantage Municipal Fund 2 Nuveen Arizona Dividend Advantage Municipal Fund 3 Nuveen Arizona Premium Income Municipal Fund, Inc. Nuveen Build America B |
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| September 28, 2010 |
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT EX-99.J.1 4 dex99j1.htm AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT Exhibit j AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A heret |
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| September 28, 2010 |
EX-99.H.6 2 dex99h6.htm DISTRIBUTION AGREEMENT Exhibit h.6 DISTRIBUTION AGREEMENT NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND 333 West Wacker Drive Chicago, Illinois 60606 August 27, 2010 Nuveen Investments, LLC 333 West Wacker Drive Chicago, Illinois 60606 Re: Distribution Agreement Relating to At-the-Market Offerings Ladies and Gentlemen: Nuveen Floating Rate Income Opportunity Fund is a Massac |
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| September 28, 2010 |
EX-99.H.7 3 dex99h7.htm EQUITY DISTRIBUTION AGREEMENT Exhibit h.7 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENT August 27, 2010 Stifel, Nicolaus & Company, Incorporated One South Street, 17th Floor Baltimore, Maryland 21202 Ladies and Gentlemen: Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its ag |
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| August 16, 2010 |
Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312 9177700 CORRESP 1 filename1.htm Nuveen Investments 333 West Wacker Drive Chicago, IL 60606 P 312 9177700 www.nuveen.com August 16, 2010 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Attn: Mr. John Grzeskiewicz Re: Nuveen Floating Rate Income Opportunity—Request for Acceleration of Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2 (File Nos. 3 |
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| July 14, 2010 |
Morgan, Lewis & Bockius LLP 1111 Pennsylvania Avenue, NW Washington, DC 20004 Tel: 202. |
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| June 29, 2010 |
EX-99.CERT 2 c58212exv99wcert.htm EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| June 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| April 22, 2010 |
CORRESP 1 filename1.htm April 16, 2010 Ms. Christina DiAngelo U.S. Securities and Exchange Commission 450 5th Street, NW Washington, D.C. 20549 Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review Dear Christina: This letter addresses your comments provided in a telephone discussion on September 29, 2009. Each comment is shown below followed by our response. Unless otherwise noted, the |
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| February 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Auction Preferred Stock (Title of Class of Securities) 6706EN209 6706EN308 6706EN407 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropri |
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| December 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 30, 2009 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| October 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def |
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| September 29, 2009 |
PRE 14A 1 c53765bpre14a.htm FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the Commission Only |
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| June 29, 2009 |
exv99wcert CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mis |
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| June 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| March 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Nuveen Floating Rate Income Opportunity Fund (Name of Issuer) Preferred Stock (Title of Class of Securities) 6706EN209 6706EN308 6706EN407 (CUSIP Number(s)) February 28, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo |
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| December 30, 2008 |
EX-99.CERT 2 c48009exv99wcert.htm EX-99.CERT CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| December 30, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 29, 2008 |
DEFA14A 1 c47232bdefa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY |
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| October 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). þ Def |
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| September 24, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)). o Def |
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| June 27, 2008 |
EX-99.CERT 2 c27220exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| June 27, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| December 28, 2007 |
EX-99.CERT 2 c22095exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| December 28, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Kevin J. |
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| October 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). o Def |
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| September 5, 2007 |
defa14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| August 29, 2007 |
DEFA14A 1 c18089bdefa14a.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of |
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| August 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). þ Def |
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| August 13, 2007 |
DEFA14A 1 p16865bdefa14a.htm SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commissi |
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| August 10, 2007 |
DEFA14A 1 n16865bdefa14a.htm SOLICITING MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement. o Confidential, for Use of the Commissi |
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| August 10, 2007 |
PRE 14A 1 c16865bpre14a.htm PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement. o Confidential, for Use of the C |
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| June 29, 2007 |
EX-99.CERT 2 c15775exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| June 29, 2007 |
N-Q 1 c15775nvq.htm QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois |
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| December 28, 2006 |
N-Q 1 c10733nvq.htm QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois |
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| December 28, 2006 |
EX-99.CERT 2 c10733exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whic |
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| June 28, 2006 |
nvq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811 - 21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| June 28, 2006 |
EX-99.CERT 2 c05900exv99wcert.htm CERTIFICATION CERTIFICATIONS I, Gifford R. Zimmerman, certify that: 1. I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under whi |
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| December 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code) Jessica R. |
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| December 29, 2005 |
EX-99.CERT 2 certification1.htm CERTIFICATIONS CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| June 29, 2005 |
EX-99.CERT 2 certification.htm CERTIFICATION Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
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| June 29, 2005 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY N-Q 1 nq.htm JRO Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal |
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| December 30, 2004 |
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY N-Q 1 nq.htm JRO Nuveen Floating Rate Income Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21579 Nuveen Floating Rate Income Opportunity Fund (Exact name of registrant as specified in charter) 333 West Wacker Drive, Chicago, I |
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| December 30, 2004 |
EX-99.CERT 2 certification.htm CERTIFICATION Certifications CERTIFICATIONS I, Gifford R. Zimmerman, certify that: I have reviewed this report on Form N-Q of Nuveen Floating Rate Income Opportunity Fund; Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances und |
