Mga Batayang Estadistika
LEI | 549300P7J8F3SSMY3E81 |
CIK | 31235 |
SEC Filings
SEC Filings (Chronological Order)
August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 EASTMAN KODAK COMPANY (Exact name of Registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16 |
|
August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTM |
|
August 11, 2025 |
Exhibit 4.1 SERIES C PREFERRED STOCK EXCHANGE AGREEMENT THIS EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of the 8th day of August, 2025, by and between Eastman Kodak Company, a New Jersey corporation (the “Company”), and GO EK Ventures IV, LLC, a Delaware limited liability company (the “Holder”). RECITALS WHEREAS, pursuant to that certain Series C Preferred Stock Purchase Agr |
|
August 11, 2025 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports Second-Quarter 2025 Financial Results ROCHESTER, N.Y., August 11, 2025 – Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2025. Second quarter 2025 highlights include |
|
August 11, 2025 |
Exhibit 4.2 EXECUTION VERSION AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (the “Agreement”), dated as of August 8, 2025, by and between EASTMAN KODAK COMPANY, a New Jersey corporation (the “Company”), and GO EK Ventures IV, LLC, a Delaware limited liability company (the “Holder”). WITNESSETH: WHEREAS, the Company and Holder previously |
|
May 29, 2025 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (“Kodak” or the “Company”) covering the reporting period from January 1, 2024 to December 31, 2024, is provided in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”). Please refer to Rule 13p-1, Form SD and |
|
May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of Registrant as specified in its charter) NEW JERSEY 1-00087 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET ROCHESTER, NEW YORK 14650 (Address of princi |
|
May 27, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 EASTMAN KODAK COMPANY (Exact name of Registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 21, 2025 |
Up to $100,000,000 of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-281403 PROSPECTUS SUPPLEMENT (To Prospectus Dated August 21, 2024) Up to $100,000,000 of Common Stock This prospectus supplement relates to shares of common stock, par value $0.01 per share, of Eastman Kodak Company (“Kodak” or the “Company”). Kodak has entered into an ATM Equity Offering Sales Agreement with BofA Securities, |
|
May 21, 2025 |
Calculation of Filing Fee Tables Form S-3 Eastman Kodak Company Narrative Disclosure Exhibit 107 Calculation of Filing Fee Tables Form S-3 Eastman Kodak Company Narrative Disclosure The prospectus supplement to which this exhibit is attached is a final prospectus for the related offering and relates to the Registration Statement on Form S-3 (No. |
|
May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 EASTMAN KODAK COMPANY (Exact name of Registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation) (Commission File Nu |
|
May 21, 2025 |
Exhibit 1.1 Eastman Kodak Company Common Stock ($0.01 par value per share) ATM EQUITY OFFERINGSM SALES AGREEMENT May 21, 2025 BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: Eastman Kodak Company, a New Jersey corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time to or through BofA Securiti |
|
May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2025 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EAST |
|
May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 EASTMAN KODAK COMPANY (Exact name of Registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-041 |
|
May 8, 2025 |
Exhibit (10.3) Second Amendment to Amended and Restated Credit Agreement This Second Amendment to Amended and Restated Credit Agreement (this “Amendment”) is entered into as of May 7, 2025, by and among Eastman Kodak Company, a New Jersey corporation (the “Borrower”), the other undersigned Loan Parties (as defined in the Credit Agreement (as defined below)) identified on the signature pages hereto |
|
May 8, 2025 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports First-Quarter 2025 Financial Results ROCHESTER, N.Y., May 8, 2025– Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2025. First quarter 2025 highlights include: • Cons |
|
April 10, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O |
|
April 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted |
|
March 17, 2025 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports Fourth-Quarter and Full-Year 2024 Financial Results ROCHESTER, N.Y., March 17, 2025– Eastman Kodak Company (NYSE: KODK) today reported financial results for the fourth quarter and full year 2024. Fourth quart |
|
March 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 1-00087 EASTMAN KODAK COMPAN |
|
March 17, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2025 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 17, 2025 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2024 are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 17, 2025 |
Exhibit 10.37 Execution Version AGREEMENT OF PURCHASE AND SALE This Agreement of Purchase and Sale, dated as of November 20, 2024 (this “Purchase Agreement” or this “Agreement”), is by and between MASTERCARD FOUNDATION, a “charitable foundation” within the meaning of the Income Tax Act (Canada) (“Buyer”), on the one hand, and Trust Under the Kodak Retirement Income Plan (f/k/a Kodak Retirement Inc |
|
March 17, 2025 |
Eastman Kodak Company Policy on Insider Trading, filed herewith. Exhibit 19 EASTMAN KODAK COMPANY POLICY ON INSIDER TRADING This policy supersedes all previous insider trading policies and any addenda or supplements adopted by the Board of Directors of Eastman Kodak Company (including its direct and indirect subsidiaries, the “Company”). |
|
March 17, 2025 |
EXHIBIT (10.31) First Amendment to Amended and Restated Credit Agreement This First Amendment to Amended and Restated Credit Agreement (this “Amendment”) is entered into as of February 26, 2025, by and among Eastman Kodak Company, a New Jersey corporation (the “Borrower”), the other undersigned Loan Parties (as defined in the Credit Agreement (as defined below)) identified on the signature pages h |
|
March 17, 2025 |
[Execution] CONFIDENTIAL Exhibit (10.28) AMENDMENT NO. 3 TO LETTER OF CREDIT FACILITY AGREEMENT AMENDMENT NO. 3 TO LETTER OF CREDIT FACILITY AGREEMENT, dated as of February 26, 2025 (this “Amendment No. 3”), is by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, |
|
January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2024 Eastman Kodak Company (Exact name of Registrant as Specified in Its Charter) New Jersey 1-00087 16-0417150 (State or Other Jurisdiction of Incorporation) (Commission |
|
November 25, 2024 |
Entry into a Material Definitive Agreement, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 Eastman Kodak Company (Exact name of Registrant as Specified in Its Charter) New Jersey 1-00087 16-0417150 (State or Other Jurisdiction of Incorporation) (Commission |
|
November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 |
|
November 12, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey 1-87 16-0417150 (State or other jurisdiction of incorporation) (Commission Fi |
|
November 12, 2024 |
Advanced Materials & Chemicals Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports Third-Quarter 2024 Financial Results ROCHESTER, N.Y., November 12, 2024 – Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2024. Third-quarter 2024 highlights include: |
|
August 23, 2024 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-281403 PROSPECTUS EASTMAN KODAK COMPANY $500,000,000 OF COMMON STOCK PREFERRED STOCK DEBT SECURITIES WARRANTS DEPOSITARY SHARES PURCHASE CONTRACTS GUARANTEES UNITS This prospectus relates to the offer and sale of our securities from time to time in one or more offerings of up to $500,000,000 in aggregate offering price. This p |
|
August 19, 2024 |
Eastman Kodak Company • 343 State Street • Rochester, NY 14650 August 19, 2024 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
|
August 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) Eastman Kodak Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, par value $0. |
|
August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
August 8, 2024 |
As filed with the Securities and Exchange Commission on August 8, 2024 As filed with the Securities and Exchange Commission on August 8, 2024 Registration Statement No. |
|
August 8, 2024 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports Second-Quarter 2024 Financial Results ROCHESTER, N.Y., August 8, 2024 – Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2024. Second-quarter 2024 highlights include: |
|
August 8, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) EASTMAN KODAK COMPANY (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (2) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee (3) Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Carry Forward Securities Carry Forward Securities Equity Common Stock, par value $0. |
|
August 8, 2024 |
As filed with the Securities and Exchange Commission on August 8, 2024 Table of Contents As filed with the Securities and Exchange Commission on August 8, 2024 Registration No. |
|
August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTM |
|
August 8, 2024 |
Exhibit (10.1) SECOND AMENDMENT TO THE EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN (As Amended and Restated Effective May 20, 2020) The Eastman Kodak Company 2013 Omnibus Incentive Plan, as amended and restated effective May 20, 2020 (the “Plan”), is hereby amended as follows, effective May 15, 2024: 1. Section 5.1 of the Plan is hereby amended to increase the maximum number of Shares availa |
|
May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET ROCHESTER, NEW YORK 14650 (Address of principal |
|
May 31, 2024 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (“Kodak” or the “Company”) covering the reporting period from January 1, 2023 to December 31, 2023, is provided in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”). Please refer to Rule 13p-1, Form SD and |
|
May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2024 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EAST |
|
May 9, 2024 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports First-Quarter 2024 Financial Results ROCHESTER, N.Y., May 9, 2024 – Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2024. First-quarter 2024 highlights include: ● Con |
|
May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-041 |
|
May 9, 2024 |
Exhibit (10.1) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This “Award Agreement” evidences an award of Performance Stock Units (the “PSUs”) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan (the “Plan”), as indicated below. The PSUs are subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Aw |
|
April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Stat |
|
April 5, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
|
March 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment Number 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 -12-31FY2023 For the year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission Fil |
|
March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 1-00087 EASTMAN KODAK COM |
|
March 14, 2024 |
Exhibit (97) EASTMAN KODAK COMPANY COMPENSATION RECOUPMENT (CLAWBACK) POLICY Recoupment of Incentive-Based Compensation It is the policy of Eastman Kodak Company (the “Company”) that, in the event the Company is required to prepare an accounting restatement of the Company’s financial statements due to material non-compliance with any financial reporting requirement under the federal securities law |
|
March 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 14, 2024 |
Exhibit 99.1 Media Contact: Kurt Jaeckel, Kodak, +1 585-490-8646, [email protected] Investor Contact: Anthony Redding, Kodak, +1 585-724-4053, [email protected] Kodak Reports Fourth-Quarter and Full-Year 2023 Financial Results ROCHESTER, N.Y., March 14, 2024 – Eastman Kodak Company (NYSE: KODK) today reported financial results for the fourth quarter and full year 2023. Fourth-quar |
|
March 14, 2024 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2023 are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 14, 2024 |
Exhibit 10.19 Effective Date: January 1, 2023 Page 1 EASTMAN KODAK COMPANY Sales Executive Compensation Plan PURPOSE, EFFECTIVE DATE & TERM OF PLAN General The Sales Executive Compensation Plan (SECP) (“Plan”) is an annual incentive program for eligible participants. The Plan provides an opportunity to earn payouts based on total Company performance against established metrics. The Executive Chair |
|
March 14, 2024 |
Exhibit 10.20 November 29, 2023 James V. Continenza Re: Executive Chairman and CEO Agreement Dear Mr. Continenza: You and Eastman Kodak Company (the “Company”) are entering into this mutually agreeable form of employment agreement (this “Agreement”), which will be effective as of the date set forth above (the “Effective Date”), and which sets forth the terms of your employment as Executive Chairma |
|
December 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) |
|
November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 |
|
November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 1 |
|
November 8, 2023 |
Kodak Reports Third-Quarter 2023 Financial Results Exhibit 99.1 Kodak Reports Third-Quarter 2023 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-November 8, 2023-Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2023. Third quarter 2023 highlights include: Consolidated revenues of $269 million, compared with $289 million for Q3 2022, a decrease of $20 million or 7 percent Gross profit of $50 million, compa |
|
August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16 |
|
August 8, 2023 |
Kodak Reports Second-Quarter 2023 Financial Results Exhibit 99.1 Kodak Reports Second-Quarter 2023 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-August 8, 2023-Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2023. Second quarter 2023 highlights include: Consolidated revenues of $295 million, compared with $321 million for Q2 2022, a decrease of $26 million or 8 percent Gross profit of $63 million, comp |
|
August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTM |
|
July 27, 2023 |
KODK / Eastman Kodak Co. / KENNEDY LEWIS MANAGEMENT LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* Eastman Kodak Company (Name of Issuer) Common Stock, par value $0.01 per share (Title and Class of Securities) 277461406 (CUSIP Number) Anthony Pasqua Kennedy Lewis Management LP 225 Liberty Street, Suite 4210 New York, NY 10281 (212) 782-3480 Daniel I. |
|
July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-0 |
|
July 7, 2023 |
Exhibit 10.3 Execution Version AMENDMENT TO LETTER AGREEMENT This AMENDMENT (this “Amendment”) is entered into as of June 30, 2023, by and among Eastman Kodak Company, a New Jersey corporation (the “Company”), and Kennedy Lewis Investment Management LLC (together with its affiliates and certain funds, accounts or clients managed, advised or sub-advised by Kennedy Lewis Investment Management LLC or |
|
July 7, 2023 |
Exhibit 10.2 [Execution] AMENDMENT NO. 2 TO LETTER OF CREDIT FACILITY AGREEMENT AMENDMENT NO. 2 TO LETTER OF CREDIT FACILITY AGREEMENT, dated as of June 30, 2023 (this “Amendment No. 2”), is by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, “Agent”) pursuant t |
|
July 7, 2023 |
Exhibit 10.1 Execution version First Amendment to Credit Agreement This First Amendment to Credit Agreement (this “Amendment”) is entered into as of June 30, 2023, by and among Eastman Kodak Company, a New Jersey corporation (the “Borrower”), the other undersigned Loan Parties (as defined in the Credit Agreement (as defined below)) identified on the signature pages hereto, the undersigned Lenders |
|
July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CONFIDENTIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File |
|
July 7, 2023 |
KODK / Eastman Kodak Co. / KENNEDY LEWIS MANAGEMENT LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* Eastman Kodak Company (Name of Issuer) Common Stock, par value $0.01 per share (Title and Class of Securities) 277461406 (CUSIP Number) Anthony Pasqua Kennedy Lewis Management LP 225 Liberty Street, Suite 4210 New York, NY 10281 (212) 782-3480 Daniel I. |
|
May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET ROCHESTER, NEW YORK 14650 (Address of principal |
|
May 31, 2023 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (“Kodak” or the “Company”) covering the reporting period from January 1, 2022 to December 31, 2022, is provided in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”). Please refer to Rule 13p-1, Form SD and |
|
May 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) New Jersey (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2023 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EAST |
|
May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-041 |
|
May 9, 2023 |
Kodak Reports First-Quarter 2023 Financial Results Exhibit 99.1 Kodak Reports First-Quarter 2023 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-May 9, 2023-Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2023. First-quarter 2023 highlights include: Consolidated revenues of $278 million, compared with $290 million for Q1 2022, a decrease of $12 million or 4 percent (decreased by $2 million on a constant |
|
April 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De |
|
April 5, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rul |
|
March 16, 2023 |
Kodak Reports Fourth-Quarter and Full-Year 2022 Financial Results Exhibit 99.1 Kodak Reports Fourth-Quarter and Full-Year 2022 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-March 16, 2023-Eastman Kodak Company (NYSE: KODK) today reported financial results for the fourth quarter and full year 2022. Fourth-quarter 2022 highlights include: Consolidated revenues of $305 million, compared with $307 million for Q4 2021, a decrease of $2 million or 1 percent (incre |
|
March 16, 2023 |
Ex (10.21) November 30, 2022 James V. Continenza Re: Executive Chairman and CEO Agreement Dear Mr. Continenza: As of the date hereof, the Board of Directors of Eastman Kodak Company (the “Company”), upon recommendation of the Compensation, Nominating and Governance Committee (the “Committee”) of the Board of Directors of the Company (the “Board”) has approved an amendment (the “Amendment”) to the |
|
March 16, 2023 |
Exhibit 10.30 [Execution] AMENDMENT NO. 1 TO LETTER OF CREDIT FACILITY AGREEMENT AMENDMENT NO. 1 TO LETTER OF CREDIT FACILITY AGREEMENT, dated as of March 14, 2023 (this “Amendment No. 1”), by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, “Agent”) pursuant to |
|
March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 1-00087 EASTMAN KODAK COM |
|
March 16, 2023 |
Exhibit 10.27 [Execution] AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AGREEMENT AMENDMENT NO. 5 TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of March 14, 2023 (this “Amendment No. 5”), by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, “Agent”) pursuan |
|
March 16, 2023 |
ex (10.17) EASTMAN KODAK COMPANY Officer Severance Policy The Compensation, Nominating and Governance Committee (the “Committee”) of the Board of Directors of Eastman Kodak Company (“Kodak”) has adopted this Officer Severance Policy (this “Policy”), effective as of November 10, 2015 (the “Effective Date”) and revised as of February 16, 2023, to provide for the payment and provision of the specifie |
|
March 16, 2023 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2022 are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2023 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2022 or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 |
|
November 8, 2022 |
Kodak Reports Third-Quarter 2022 Financial Results Exhibit 99.1 Kodak Reports Third-Quarter 2022 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-November 8, 2022-Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2022, including consolidated revenues of $289 million. Third-quarter 2022 highlights include: Consolidated revenues of $289 million, compared with $287 million for Q3 2021 (increased $24 million on |
|
November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 1 |
|
October 4, 2022 |
KODK / Eastman Kodak Company / GO EK Ventures IV, LLC - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) EASTMAN KODAK COMPANY (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 277461 40 6 (CUSIP Number) Mr. Matthew Ray c/o Grand Oaks Capital 7632 County Road 42 Victor, New York 14564 Telephone (585) 340-1200 (Name, Address and telephone Number |
|
August 9, 2022 |
Kodak Reports Second-Quarter 2022 Financial Results Exhibit 99.1 Kodak Reports Second-Quarter 2022 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-August 9, 2022-Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2022, including consolidated revenues of $321 million and continued growth in key product KODAK SONORA Process Free Plates. Second-quarter 2022 highlights include: Consolidated revenues of $321 mil |
|
August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2022 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: June 30, 2022 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY (Ex |
|
May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET ROCHESTER, NEW YORK 14650 (Address of principal |
|
May 31, 2022 |
Eastman Kodak Company Conflict Minerals Report EX-1.01 2 kodk-ex1016.htm EX-1.01 RE 2021 CONFLICTS MINERALS REPORT Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (“Kodak” or the “Company”) covering the reporting period from January 1, 2021 to December 31, 2021, is provided in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, |
|
May 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2022 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2022 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2022 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY (E |
|
May 10, 2022 |
Kodak Reports First-Quarter 2022 Financial Results Exhibit 99.1 Kodak Reports First-Quarter 2022 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-May 10, 2022-Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2022, including consolidated revenues of $290 million and continued growth in key product areas such as KODAK SONORA Process Free Plates and KODAK PROSPER System annuities. First-quarter 2022 highlight |
|
April 6, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
|
April 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
March 28, 2022 |
KODK / Eastman Kodak Company / KENNEDY LEWIS MANAGEMENT LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Eastman Kodak Company (Name of Issuer) Common Stock, par value $0.01 per share (Title and Class of Securities) 277461406 (CUSIP Number) Anthony Pasqua Kennedy Lewis Management LP 111 W 33rd Street, Suite 1910 New York, NY 10120 (212) 782-3480 Daniel I. Fi |
|
March 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 1-00087 EASTMAN KODAK COMPANY (Exact name o |
|
March 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 15, 2022 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2021, are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 15, 2022 |
Kodak Reports Full-Year 2021 Financial Results Exhibit 99.1 Kodak Reports Full-Year 2021 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-March 15, 2022-Eastman Kodak Company (NYSE: KODK) today reported financial results for the full year 2021, including consolidated revenues of $1.150 billion and continued growth in key product areas such as SONORA Process Free Plates and PROSPER annuities. Full-year 2021 highlights include: Consolidated rev |
|
February 22, 2022 |
February 22, 2022 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N. |
|
December 28, 2021 |
Quoted Prices in Active Markets for Identical Assets (Level 1) December 28, 2021 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N. |
|
November 9, 2021 |
Kodak Reports Third-Quarter 2021 Financial Results Exhibit 99.1 Kodak Reports Third-Quarter 2021 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-November 9, 2021-Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2021, including consolidated revenues of $287 million and continued growth in key product areas. Third-quarter 2021 highlights include: Consolidated revenues of $287 million GAAP net income of $8 m |
|
November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 1 |
|
November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2021 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPAN |
|
October 14, 2021 |
October 14, 2021 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N. |
|
September 13, 2021 |
September 13, 2021 Securities and Exchange Commission Division of Corporation Finance Office of Life Sciences 100 F Street, N. |
|
August 13, 2021 |
Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-254353 PROSPECTUS EASTMAN KODAK COMPANY $500,000,000 OF COMMON STOCK PREFERRED STOCK DEBT SECURITIES WARRANTS DEPOSITARY SHARES PURCHASE CONTRACTS GUARANTEES UNITS This prospectus relates to the offer and sale of our securities from time to time in one or more offerings of up to $500,000,000 in aggregate offering price. This p |
|
August 13, 2021 |
EASTMAN KODAK COMPANY COMMON STOCK Table of Contents Filed Pursuant to Rule 424(b)(3) Registration No. 333-254352 PROSPECTUS EASTMAN KODAK COMPANY COMMON STOCK This prospectus relates to the offer and sale from time to time in one or more offerings of up to 44,490,032 shares of our common stock that selling shareholders may from time to time offer and sell. We will not receive any of the proceeds from the sale of our common stock b |
|
August 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16 |
|
August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2021 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY (Exa |
|
August 10, 2021 |
Exhibit (10.1) FIRST AMENDMENT TO THE EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN (As Amended and Restated Effective May 20, 2020) The Eastman Kodak Company 2013 Omnibus Incentive Plan, as amended and restated effective May 20, 2020 (the ?Plan?), is hereby amended as follows, effective May 19, 2021: 1. Section 2.9 of the Plan is hereby amended and restated in its entirety to provide as follo |
|
August 10, 2021 |
Exhibit (10.2) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Restricted Stock Award Agreement This Restricted Stock Award Agreement (this ?Award Agreement?) evidences a grant of a Restricted Stock Award (?RSA?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan (the ?Plan?). Capitalized terms not defined in the Award Agreement have the meanings given to them in the Plan |
|
August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 10, 2021 Registration No. |
|
August 10, 2021 |
Kodak Reports Second-Quarter 2021 Financial Results Exhibit 99.1 Kodak Reports Second-Quarter 2021 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-August 10, 2021-Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2021, including consolidated revenues of $291 million and a year-over-year improvement in cash performance. Second-quarter 2021 highlights include: Consolidated revenues of $291 million GAAP net i |
|
August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 As filed with the Securities and Exchange Commission on August 10, 2021 Registration Statement No. |
|
August 10, 2021 |
Eastman Kodak Company • 343 State Street • Rochester, NY 14650 August 10, 2021 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
|
August 10, 2021 |
As filed with the Securities and Exchange Commission on August 10, 2021 Table of Contents As filed with the Securities and Exchange Commission on August 10, 2021 Registration No. |
|
May 28, 2021 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form. Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (?Kodak? or the ?Company?) covering the reporting period from January 1, 2020 to December 31, 2020, is provided in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended (the ?1934 Act?). Please refer to Rule 13p-1, Form SD and |
|
May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET, ROCHESTER, NEW YORK 14650 (Address of principa |
|
May 25, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation) (Commission File Nu |
|
May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2021 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY (Ex |
|
May 12, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 12, 2021 |
Kodak Reports First-Quarter 2021 Financial Results Exhibit 99.1 Kodak Reports First-Quarter 2021 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-May 12, 2021-Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2021, including consolidated revenues of $265 million and an increase in cash from a series of financial transactions previously announced. First-quarter 2021 highlights include: Consolidated revenues |
|
April 9, 2021 |
DEF 14A 1 kodk3875571-def14a.htm DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] C |
|
April 9, 2021 |
- DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS DEFA14A 1 kodk3875571-defa14a.htm DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement |
|
April 6, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) EASTMAN KODAK COMPANY (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 277461 40 6 (CUSIP Number) Mr. Matthew Ray c/o Grand Oaks Capital 7632 County Road 42 Victor, New York 14564 Telephone (585) 340-1200 (Name, Address and telephone Number |
|
April 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 16, 2021 |
March 16, 2021 VIA EDGAR Division of Corporation Finance Securities and Exchange Commission 100 F Street, N. |
|
March 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 16, 2021 |
Exhibit (10.12) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This ?Award Agreement? evidences an award of Restricted Stock Units (the ?RSUs?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan (the ?Plan?), as indicated below. The Award is subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Aw |
|
March 16, 2021 |
EXECUTION VERSION Exhibit (10.28) GUARANTEE AND COLLATERAL AGREEMENT Dated February 26, 2021 From The Grantors referred to herein as Grantors to Alter Domus (US) LLC as Administrative Agent 4814-8795-8744 v11 TABLE OF CONTENTS Page Section 1. Guarantee 2 Section 2. Grant of Security 5 Section 3. Security for Obligations 10 Section 4. Grantors Remain Liable 10 Section 5. Delivery and Control of Cer |
|
March 16, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 16, 2021 Registration No. |
|
March 16, 2021 |
As filed with the Securities and Exchange Commission on March 16, 2021 Registration No. |
|
March 16, 2021 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2020 are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 16, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on March 16, 2021 Registration No. |
|
March 16, 2021 |
! SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ?Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2020 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-87 EASTMAN KODAK COMPANY (Exact name of registrant as s |
|
March 16, 2021 |
Kodak Reports Full-Year 2020 Financial Results Exhibit 99.1 Kodak Reports Full-Year 2020 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-March 16, 2021-Eastman Kodak Company (NYSE: KODK) today reported financial results for the full year 2020, including consolidated revenues of $1 billion and an increase in cash in the second half of the year. Full-year 2020 highlights include: Consolidated revenues of $1 billion A cash balance of $196 milli |
|
March 16, 2021 |
[Execution] Exhibit (10.30) INTERCREDITOR AGREEMENT Dated as of February 26, 2021 Among BANK OF AMERICA, N.A., as Representative with respect to the ABL Credit Agreement, BANK OF AMERICA, N.A., as Representative with respect to the LC Credit Agreement, EASTMAN KODAK COMPANY and THE OTHER GRANTORS PARTY HERETO Table of Contents Page SECTION 1. Definitions; Other Interpretive Provisions. 1 1.1 Defin |
|
March 16, 2021 |
Exhibit (4.11) EASTMAN KODAK COMPANY DESCRIPTION OF COMMON STOCK Eastman Kodak Company, a New Jersey corporation (the ?Company?), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): its common stock, par value $0.01 per share (?Common Stock?). General The Company is authorized to issue up to 500,000,000 shares of Common S |
|
March 16, 2021 |
Exhibit (10.17) February 26, 2021 James V. Continenza 15400 Emerald Coast Parkway Unit #1106 Destin, Florida 32541 Re: Executive Chairman and CEO Agreement Dear Mr. Continenza: You and Eastman Kodak Company (the ?Company?) are entering into this mutually agreeable form of employment agreement (this ?Agreement?), which will be effective as of February 26, 2021 (the ?Effective Date?), and which sets |
|
March 16, 2021 |
[Execution] Exhibit (10.26) SECURITY AGREEMENT Dated February 26, 2021 From The Grantors referred to herein as Grantors to Bank of America, N.A. as Agent 6453343.5 Table of Contents Page Section 1. Grant of Security 5 Section 2. Security for Obligations 9 Section 3. Grantors Remain Liable 9 Section 4. Delivery and Control of Security Collateral 9 Section 5. Delivery and Possession of LC Facility C |
|
March 16, 2021 |
Exhibit (10.13) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This ?Award Agreement? evidences an award of Restricted Stock Units (the ?RSUs?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan (the ?Plan?), as indicated below. The Award is subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Aw |
|
March 16, 2021 |
Exhibit (10.32) AMENDMENT NUMBER ONE TO SERIES A PREFERRED STOCK PURCHASE AGREEMENT THIS AMENDMENT NUMBER ONE TO SERIES A PREFERRED STOCK PURCHASE AGREEMENT (this ?Amendment?), is made and entered into as of the 24th day of December, 2020, by and among Eastman Kodak Company, a New Jersey corporation (the ?Company?), Longleaf Partners Small-Cap Fund, C2W Partners Master Fund Limited, and Deseret Mu |
|
March 16, 2021 |
EXECUTION VERSION Exhibit (10.29) INTERCREDITOR AGREEMENT Dated as of February 26, 2021 Among BANK OF AMERICA, N.A., as Representative with respect to the ABL Credit Agreement, BANK OF AMERICA, N.A., as Representative with respect to the LC Credit Agreement, ALTER DOMUS (US) LLC, as Representative with respect to the Term Loan Agreement, EASTMAN KODAK COMPANY and THE OTHER GRANTORS PARTY HERETO 48 |
|
March 8, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 EASTMAN KODAK COMPANY (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 277461 40 6 (CUSIP Number) Mr. Matthew Ray c/o Grand Oaks Capital 7632 County Road 42 Victor, New York 14564 Telephone (585) 340-1200 (Name, Address and telephone Number of Person Authori |
|
March 1, 2021 |
Exhibit 10.11 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the ?Agreement?), dated as of February 26, 2021, by and between EASTMAN KODAK COMPANY a New Jersey corporation (the ?Company?) Kennedy Lewis Capital Partners Master Fund LP, a Delaware limited partnership (?Fund I?), and Kennedy Lewis Capital Partners Master Fund II LP (?Fund II, and together with Fun |
|
March 1, 2021 |
Exhibit 10.2 EXECUTION VERSION SERIES C PREFERRED STOCK PURCHASE AGREEMENT dated as of February 26, 2021 by and among EASTMAN KODAK COMPANY and GO EK VENTURES IV, LLC TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1.1 Definitions 1 ARTICLE II PURCHASE; CLOSING 2.1 Authorization, Sale and Issuance of Series C Preferred Stock 5 2.2 Closing 6 ARTICLE III REPRESENTATIONS AND WARRANTIES OF THE COMPANY 3. |
|
March 1, 2021 |
Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EASTMAN KODAK COMPANY (Pursuant to Section 14A:7-2(2) and (4) of the New Jersey Business Corporation Act) Pursuant to the provisions of N.J.S.A. 14A:7-2(2) and (4), the undersigned corporation executes the following Certificate of Amendment to its Second Amended and Restated Certificate of Incor |
|
March 1, 2021 |
Exhibit 10.6 EXECUTION VERSION CREDIT AGREEMENT dated as of February 26, 2021 by and among EASTMAN KODAK COMPANY, as Borrower THE LENDERS PARTY HERETO, as Lenders, and ALTER DOMUS (US) LLC as Administrative Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01. Defined Terms 1 Section 1.02. Divisions 30 Section 1.03. Terms Generally 30 Section 1.04. Accounting Terms; GAAP 31 Section 1.05 |
|
March 1, 2021 |
EX-10.1 4 d468860dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION SERIES A PREFERRED STOCK REPURCHASE AND EXCHANGE AGREEMENT THIS REPURCHASE AND EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of the 26th day of February, 2021, by and among Eastman Kodak Company, a New Jersey corporation (the “Company”), Longleaf Partners Small-Cap Fund, C2W Partners Master Fund Limited, and Des |
|
March 1, 2021 |
Exhibit 10.4 [Execution] AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AGREEMENT AMENDMENT NO. 4 TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of February 26, 2021 (this ?Amendment No. 4?), by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, ?Agent?) pursu |
|
March 1, 2021 |
Exhibit 10.9 EXECUTION VERSION NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION. THESE SECURITIES AND THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE ARE BEING ISSUED IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT, AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD |
|
March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87) 16-0417150 (State or other jurisdiction of incorporation) (Commission F |
|
March 1, 2021 |
Exhibit 10.3 EXECUTION VERSION REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the ?Agreement?), dated as of February 26, 2021, by and between EASTMAN KODAK COMPANY a New Jersey corporation (the ?Company?) and the investor listed on Exhibit A to the Purchase Agreement (as defined below) (the ?Purchaser?). WITNESSETH: WHEREAS, the Company and the Purchaser have entered into a Seri |
|
March 1, 2021 |
EX-99.1 Exhibit 99.1 PRESS RELEASE: Kodak Announces New Capital Sources & Debt Structure to Further Strengthen Financial Position ROCHESTER, N.Y., MARCH 1, 2021—Eastman Kodak Company (NYSE:KODK) today announced a series of financial transactions that provide access to new capital, address maturing obligations, and strengthen the Company’s ability to invest in strategic growth opportunities in prin |
|
March 1, 2021 |
Exhibit 10.8 EXECUTION VERSION SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of February 26, 2021, is entered into by and between Eastman Kodak Company, a New Jersey corporation (the ?Company?), Kennedy Lewis Capital Partners Master Fund LP, a Delaware limited partnership (?Fund I?), and Kennedy Lewis Capital Partners Master Fund II LP (?Fund II, and |
|
March 1, 2021 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EASTMAN KODAK COMPANY (Pursuant to Section 14A:7-2(2) and (4) of the New Jersey Business Corporation Act) Pursuant to the provisions of N.J.S.A. 14A:7-2(2) and (4), the undersigned corporation executes the following Certificate of Amendment to its Second Amended and Restated Certificate of Incor |
|
March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation) (Commission Fi |
|
March 1, 2021 |
Exhibit 10.5 [Execution] LETTER OF CREDIT FACILITY AGREEMENT Dated as of February 26, 2021 among EASTMAN KODAK COMPANY as Borrower and THE GUARANTORS NAMED HEREIN as Guarantors and THE LENDERS NAMED HEREIN as Lenders and BANK OF AMERICA, N.A. as Issuing Bank, Administrative and Collateral Agent TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING TERMS 1 SECTION 1.01. Certain Defined Terms |
|
March 1, 2021 |
Exhibit 10.10 EXECUTION VERSION NEITHER THESE SECURITIES NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION. THESE SECURITIES AND THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE ARE BEING ISSUED IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT, AND ACCORDINGLY, MAY NOT BE OFFERED OR SOLD |
|
March 1, 2021 |
Exhibit 10.7 EXECUTION VERSION KENNEDY LEWIS INVESTMENT MANAGEMENT LLC February 26, 2021 Eastman Kodak Company 343 State Street Rochester, New York 14650 Re: Board Rights Ladies and Gentlemen: Reference is made to that certain Credit Agreement, dated as of the date hereof (the ?Credit Agreement?), by and among Eastman Kodak Company, a New Jersey corporation (?Company?), the other Loan Parties part |
|
February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) Under the Securities Exchange Act of 1934 Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 277461406 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which the Sc |
|
February 16, 2021 |
Exhibit 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0. |
|
February 16, 2021 |
Exhibit 1 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
|
February 16, 2021 |
Exhibit 2 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
|
January 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) George Karfunkel 1671 52nd Street Brooklyn, NY 11204 (917) 836-3640 (Name, Address and Telephone Number of Person Authorized to Rece |
|
December 29, 2020 |
Exhibit (3.1) CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EASTMAN KODAK COMPANY Eastman Kodak Company, a New Jersey corporation, pursuant to Section 14A:9-4 of the New Jersey Business Corporation Act, does hereby certify as follows: FIRST: The name of the corporation is Eastman Kodak Company (the “Corporation”). SECOND: Section 10(A) of Article III o |
|
December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 24, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) |
|
November 20, 2020 |
S-8 As filed with the Securities and Exchange Commission on November 20, 2020 Registration Statement No. |
|
November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ?Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2020 or ?Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY |
|
November 10, 2020 |
James V. Continenza Nonqualified Stock Option Award Agreement, dated July 27, 2020, filed herewith. Exhibit (10.1) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This ?Award Agreement? evidences an award of Nonqualified Stock Options (the ?Options?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan, as indicated below. The Options are subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Award |
|
November 10, 2020 |
Exhibit (10.2) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This ?Award Agreement? evidences an award of Nonqualified Stock Options (the ?Options?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan, as indicated below. The Options are subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Award |
|
November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) |
|
November 10, 2020 |
Kodak Reports Third-Quarter 2020 Financial Results EX-99.1 2 a52324336ex991.htm EXHIBIT 99.1 Exhibit 99.1 Kodak Reports Third-Quarter 2020 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-November 10, 2020-Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2020, including consolidated revenues of $252 million and a $13 million increase in cash. Third-quarter highlights include: Consolidated revenues of $252 |
|
November 10, 2020 |
Exhibit (10.3) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN Award Agreement This ?Award Agreement? evidences an award of Nonqualified Stock Options (the ?Options?) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan, as indicated below. The Options are subject to all other terms set forth in the Plan and this Award Agreement. Capitalized terms not defined in this Award |
|
October 9, 2020 |
Submission of Matters to a Vote of Security Holders - 8-K/A RE ADVISORY VOTING OCTOBER 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
September 30, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) |
|
September 30, 2020 |
Kodak announces conversion of $5 million of Convertible Notes Exhibit 99.1 Kodak announces conversion of $5 million of Convertible Notes ROCHESTER, N.Y., September 30, 2020 – Eastman Kodak Company (the “Company”) announced today its election to mandatorily convert the remaining $5 million outstanding principal amount (the “Converted Notes”) of the Company’s 5.00% Secured Convertible Notes due 2021 (the “Notes”) into shares of the Company’s common stock, par |
|
September 16, 2020 |
Exhibit 99.1 Kodak Special Committee Announces Conclusion of Independent Review Recommends that Kodak’s Board and the Company adopt a series of measures Rochester, N.Y., September 15, 2020 – A special committee of independent directors of the Board (“the Special Committee”) of Eastman Kodak Company (the “Company” or “Kodak”) today announced that it has completed its previously disclosed review of |
|
September 16, 2020 |
Exhibit 99.3 Attorney Client Privileged Attorney Work Product REPORT TO THE SPECIAL COMMITTEE OF THE BOARD OF DIRECTORS OF EASTMAN KODAK COMPANY REGARDING THE EVENTS SURROUNDING THE U.S. INTERNATIONAL DEVELOPMENT FINANCE CORPORATION LETTER OF INTEREST ANNOUNCEMENT September 15, 2020 For privacy reasons, the names of certain Kodak personnel have been redacted from this version of the report. Akin G |
|
September 16, 2020 |
Exhibit 99.2 Kodak Comments on Completion of Special Committee Independent Review Announces intent to thoroughly review and expeditiously implement measures and recommendations Rochester, N.Y., September 15, 2020 - Eastman Kodak Company (NYSE: KODK, the “Company” or “Kodak”) today confirmed its receipt and acceptance of the findings and recommendations of the review conducted by the special commit |
|
September 16, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) |
|
August 31, 2020 |
KODK / Eastman Kodak Co. / D. E. SHAW & CO, L.P. - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 277461406 (CUSIP Number) August 21, 2020 (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which the Schedule is filed: ¨ R |
|
August 31, 2020 |
Exhibit 2 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. |
|
August 31, 2020 |
Exhibit 3 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0. |
|
August 31, 2020 |
EX-99.1 2 tm2029898d1ex1.htm EXHIBIT 1 Exhibit 1 POWER OF ATTORNEY FOR CERTAIN REGULATORY FILINGS INCLUDING CERTAIN FILINGS UNDER THE SECURITIES EXCHANGE ACT OF 1934 AND THE INVESTMENT ADVISERS ACT OF 1940 I, David E. Shaw, hereby make, constitute, and appoint each of: Edward Fishman, Julius Gaudio, Martin Lebwohl, Maximilian Stone, David Sweet, Nathan Thomas, and Eric Wepsic, acting individually, |
|
August 11, 2020 |
Kodak Reports Second-Quarter 2020 Financial Results EX-99.1 2 a52264964ex991.htm EXHIBIT 99.1 Exhibit 99.1 Kodak Reports Second-Quarter 2020 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-August 11, 2020-Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2020, including consolidated revenues of $213 million. Second-quarter highlights include: Consolidated revenues of $213 million GAAP net loss of $5 millio |
|
August 11, 2020 |
Exhibit (10.1) Eastman Kodak Company 2013 Omnibus Incentive Plan (As Amended and Restated Effective May 20, 2020) Article 1. Establishment & Purpose Establishment . Eastman Kodak Company, a New Jersey corporation, hereby establishes the Eastman Kodak Company 2013 Omnibus Incentive Plan (hereinafter referred to as the “Plan”) as set forth in this document. 1.2Purpose . The purpose of this Plan is t |
|
August 11, 2020 |
Quarterly Report - Q2 2020 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2020 or ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-00087 EASTMAN KODAK COMPANY (Exa |
|
August 11, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16 |
|
August 7, 2020 |
Media Contact: Arielle Patrick, [email protected] Investor Contact: Paul Dils, Kodak, +1 585-724-4053, [email protected] Kodak Appoints Special Committee to Conduct Review Rochester, N.Y., August 7, 2020 – Eastman Kodak Company (NYSE: KODK, the “Company” or “Kodak”) today announced the appointment of a special committee of independent directors of the Board (the “Committee”). |
|
August 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
August 4, 2020 |
KODK / Eastman Kodak Co. / KARFUNKEL GEORGE - AMENDMENT NO.2 TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) George Karfunkel 1671 52nd Street Brooklyn, NY 11204 (917) 836-3640 (Name, Address and Telephone Number of Person Authorized to Rece |
|
August 3, 2020 |
KODK / Eastman Kodak Co. / Marx Moses - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) Moses Marx 160 Broadway - 1st Floor New York, New York 10038 (212) 349 - 2875 (Name, Address and Telephone Number of |
|
August 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-0 |
|
May 29, 2020 |
Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form Exhibit (1.01) Eastman Kodak Company Conflict Minerals Report I Introduction This Conflict Minerals Report of Eastman Kodak Company (“Kodak” or the “Company”) covering the reporting period from January 1, 2019 to December 31, 2019, is provided in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”). Please refer to Rule 13p-1, Form SD and |
|
May 29, 2020 |
- SD FORM RE 2019 EKC CONFLICT MINERALS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 343 STATE STREET, ROCHESTER, NEW YORK 14650 (Address of principa |
|
May 27, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 12, 2020 |
Kodak Reports First-Quarter 2020 Financial Results Exhibit 99.1 Kodak Reports First-Quarter 2020 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-May 12, 2020-Eastman Kodak Company (NYSE: KODK) today reported financial results for the first quarter 2020, including consolidated revenues of $267 million. Highlights include: Consolidated revenues for Q1 2020 of $267 million. GAAP net loss of $111 million for the quarter ended March 31, 2020. Current |
|
May 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 or ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-87 EASTMAN KODAK COMPANY (Exact |
|
May 12, 2020 |
Exhibit (10.1) [Execution] AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT AGREEMENT AMENDMENT NO. 3 TO AMENDED AND RESTATED CREDIT Agreement, dated as of March 27, 2020 (this “Amendment No. 3”), by and among Bank of America, N.A., a national banking association, in its capacity as administrative agent and collateral agent (in such capacity, together with its successors and assigns, “Agent”) pursua |
|
May 12, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-04 |
|
May 12, 2020 |
Exhibit (3.5) EASTMAN KODAK COMPANY A New Jersey Corporation Fourth AMENDED AND RESTATED BY-LAWS May 23, 2017, as amended April 2, 2020 Article 1 SHAREHOLDERS Section 1. Annual Meetings of Shareholders. An annual meeting of the shareholders of the corporation, for the election of directors and for the transaction of other business properly before the meeting, shall be held in each year, on the dat |
|
April 16, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
April 9, 2020 |
KODK / Eastman Kodak Co. DEF 14A - - DEFINITIVE PROXY STATEMENT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by |
|
April 9, 2020 |
KODK / Eastman Kodak Co. DEFA14A - - DEFINITIVE ADDITIONAL PROXY SOLICITING MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
|
March 26, 2020 |
Exhibit (16.1) March 26, 2020 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Eastman Kodak Company (copy attached), which we understand will be filed with the Securities and Exchange Commission, pursuant to Item 4.01 of Form 8-K of Eastman Kodak Company dated March 24, 2020. We agree with the statements concerning our F |
|
March 26, 2020 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
March 17, 2020 |
KODK / Eastman Kodak Co. 10-K - Annual Report - 10-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the year ended December 31, 2019 or ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-87 EASTMAN KODAK COMPANY (Exact name of registrant as spe |
|
March 17, 2020 |
Subsidiaries of Eastman Kodak Company, filed herewith. Exhibit (21) Eastman Kodak Company and Subsidiary Companies Subsidiaries of the Registrant as of December 31, 2019 are listed below: 1680382 Ontario Limited Ontario, Canada Eastman Kodak Holdings B. |
|
March 17, 2020 |
Description of Securities, filed herewith. Exhibit (4.10) EASTMAN KODAK COMPANY DESCRIPTION OF COMMON STOCK Eastman Kodak Company, a New Jersey corporation (the “Company”), has one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): its common stock, par value $0.01 per share (“Common Stock”). General The Company is authorized to issue up to 500,000,000 shares of Common S |
|
March 17, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2020 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY 1-87 16-0417150 (State or other jurisdiction of incorporation) (Commission File |
|
March 17, 2020 |
Karen Kelly, Director, Excellence and Vice P Exhibit (10.31) Total Rewards and Operational resident, Human ResourcesPersonal and Confidential May 31, 2018 TO:Roger Byrd FROM: Karen Kelly, Director, Total Rewards and Oper Excellence and VP, Human Resources SUBJECT:Special Severance Plan Dear Roger: In recognition of your critical contributions to the Legal organization, I am pleased to inform you o |
|
March 17, 2020 |
Kodak Reports Full-Year 2019 Financial Results Exhibit 99.1 Kodak Reports Full-Year 2019 Financial Results ROCHESTER, N.Y.-(BUSINESS WIRE)-March 17, 2020-Eastman Kodak Company (NYSE: KODK) today reported financial results for the full year 2019, including revenues of $1.2 billion, continued growth in key product areas and net earnings of $116 million, including the gain on the sale of the Flexographic Packaging Division. Highlights include: Re |
|
February 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
|
December 6, 2019 |
Exhibit 99.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of December 3, 2019 by and among KF Investors LLC (“KF”) and George and Renee Karfunkel JT TEN (“GK”; each of KF and GK are sometimes referred to individually as a “Purchaser” and collectively as the “Purchasers”), and each of the legal entities set forth on Exhibit A hereto (each, a “Seller” and collectively, the |
|
December 6, 2019 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Schedule 13D (including any and all amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Eastman Kodak Company, and further agree that this Joint Filing Agreement shall be |
|
December 6, 2019 |
KODK / Eastman Kodak Co. / KARFUNKEL GEORGE - AMENDMENT NO.1 TO SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) George Karfunkel 1671 52nd Street Brooklyn, NY 11204 (917) 836-3640 (Name, Address and Telephone Number of Person Authorized to Rece |
|
December 4, 2019 |
EX-F EXHIBIT F PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of December 3, 2019 by and among KF Investors LLC (“KF”) and George and Renee Karfunkel JT TEN (“GK”; each of KF and GK are sometimes referred to individually as a “Purchaser” and collectively as the “Purchasers”), and each of the legal entities set forth on Exhibit A hereto (each, a “Seller” and collectively, the “Sellers”). |
|
December 4, 2019 |
KODK / Eastman Kodak Co. / Blackstone Holdings I L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* EASTMAN KODAK COMPANY (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) Marisa Beeney GSO Capital Partners LP 345 Park Avenue New York, New York 10154 Tel: (212) 583-5000 (Name, Ad |
|
December 4, 2019 |
EX-99.1 2 tv534075ex1.htm EXHIBIT 1 Exhibit 1 EXECUTION VERSION PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (this “Agreement”), dated as of December 3, 2019 by and among KF Investors LLC (“KF”) and George and Renee Karfunkel JT TEN (“GK”; each of KF and GK are sometimes referred to individually as a “Purchaser” and collectively as the “Purchasers”), and each of the legal entities set forth on Exhib |
|
December 4, 2019 |
KODK / Eastman Kodak Co. / Marx Moses - SCHEDULE 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Eastman Kodak Company (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 277461 40 6 (CUSIP Number) Emanuel J. Adler Blank Rome LLP 1271 Avenue of the Americas New York, New York 10020 (212) 885-5000 (Name, Address an |
|
November 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2019 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 1 |
|
November 7, 2019 |
Kodak Reports Third-Quarter Revenue of $315 Million and Growth in Key Product Areas Exhibit 99.1 Kodak Reports Third-Quarter Revenue of $315 Million and Growth in Key Product Areas ROCHESTER, N.Y.-(BUSINESS WIRE)-November 7, 2019-Eastman Kodak Company (NYSE: KODK) today reported financial results for the third quarter 2019, including a net loss of $5 million on revenues of $315 million and growth in key print and film product areas. Highlights include: GAAP net loss of $5 million |
|
November 7, 2019 |
CONFIDENTIAL Exhibit (10.1) EASTMAN KODAK COMPANY 2013 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT This Restricted Stock Unit Award Agreement (this “Award Agreement”) evidences an award of restricted stock units (“RSUs”) by the Company under the Eastman Kodak Company 2013 Omnibus Incentive Plan (the “Plan”). Capitalized terms not defined in the Award Agreement have the meanings gi |
|
November 7, 2019 |
Form Amendment, dated September 12, 2019, to Form of Secured Convertible Note, filed herewith. EXECUTION VERSION EXHIBIT (4.1) AMENDMENT TO SECURED CONVERTIBLE PROMISSORY NOTE This Amendment, dated as of September 12, 2019 (this “Amendment”) to that certain Secured Convertible Promissory Note, principal amount $[•] (the “Note”), issued on May 24, 2019, is entered into by and among Eastman Kodak Company, a New Jersey corporation (the “Company”) and [•] (the “Holder”). WHEREAS, the Company an |
|
November 7, 2019 |
KODK / Eastman Kodak Co. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2019 or ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 1-87 EASTMAN KODAK COMPANY (E |
|
September 12, 2019 |
KODK / Eastman Kodak Co. 8-A12B - - 8-A12B SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Eastman Kodak Company (Exact name of registrant as specified in its charter) New Jersey 16-0417150 (State of incorporation or organization) (IRS Employer Identification No.) 343 State Street, Rochester, N.Y. 146 |
|
September 12, 2019 |
EX-3.1 Exhibit 3.1 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EASTMAN KODAK COMPANY Eastman Kodak Company, a New Jersey corporation, pursuant to Section 14A:9-4 of the New Jersey Business Corporation Act, does hereby certify as follows: FIRST: The name of the corporation is Eastman Kodak Company (the “Corporation”). SECOND: The Corporation’s Second |
|
September 12, 2019 |
EX-4.1 Exhibit 4.1 EXECUTION COPY TAX ASSET PROTECTION PLAN dated as of September 12, 2019 between EASTMAN KODAK COMPANY and COMPUTERSHARE TRUST COMPANY, N.A. as Rights Agent TAX ASSET PROTECTION PLAN Table of Contents Page ARTICLE I DEFINITIONS 1.1 Definitions 2 ARTICLE II THE RIGHTS 2.1 Information Statement 11 2.2 Legend 11 2.3 Exercise of Rights; Separation of Rights 12 2.4 Adjustments to Exer |
|
September 12, 2019 |
EX-3.2 Exhibit 3.2 CERTIFICATE OF AMENDMENT TO THE SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EASTMAN KODAK COMPANY Eastman Kodak Company, a New Jersey corporation, pursuant to Section 14A:9-4 of the New Jersey Business Corporation Act, does hereby certify as follows: FIRST: The name of the corporation is Eastman Kodak Company (the “Corporation”). SECOND: (a) Section 5(D) of Artic |
|
September 12, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) September 12, 2019 Eastman Kodak Company (Exact name of registrant as specified in its charter) New Jersey 1-87 16-0417150 (State of Incorporation) (Commission File Number) (IRS Em |
|
September 12, 2019 |
EX-99.1 Exhibit 99.1 Media Contacts: Nick Rangel, Kodak, +1 585-615-0549, [email protected] Investor Contact: Bill Love, Kodak, +1 585-724-4053, [email protected] EASTMAN KODAK ADOPTS TAX ASSET PROTECTION PLAN; FILES CERTIFICATE OF AMENDMENT WITH RESPECT TO CHARTER AMENDMENT DESIGNED TO PROTECT TAX ASSETS Rochester, N.Y., September 12, 2019 — Eastman Kodak (NYSE:KODK) announced |
|
August 21, 2019 |
KODK / Eastman Kodak Co. DEF 14C - - DEF 14C Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☒ Definitive Information Statement EASTMAN KODAK COMPANY (Name o |
|
August 8, 2019 |
Kodak Reports Second-Quarter Revenue of $307 Million and Continued Growth in Key Product Lines Exhibit 99.1 Kodak Reports Second-Quarter Revenue of $307 Million and Continued Growth in Key Product Lines ROCHESTER, N.Y.-(BUSINESS WIRE)-August 8, 2019-Eastman Kodak Company (NYSE: KODK) today reported financial results for the second quarter 2019, including net earnings of $201 million on revenues of $307 million and continued growth in key product areas. Highlights include: GAAP net earnings |
|
August 8, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2019 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16- |
|
August 8, 2019 |
KODK / Eastman Kodak Co. 10-Q - Quarterly Report - Q2 10-Q 10-Q 1 kodk-10q20190630.htm Q2 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 or ☐Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Numbe |
|
July 29, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2019 EASTMAN KODAK COMPANY (Exact name of registrant as specified in its charter) NEW JERSEY (State or other jurisdiction of incorporation) 1-87 (Commission File Number) 16-0 |
|
July 12, 2019 |
KODK / Eastman Kodak Co. PRE 14C - - PRE 14C PRE 14C Table of Contents SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ☐ Definitive Information Statement EASTMAN KODAK COMPANY |