KRA / Kraton Corp - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Kraton Corp
US ˙ NYSE ˙ US50077C1062
HINDI NA ACTIVE ANG SIMBONG ITO

Mga Batayang Estadistika
LEI 549300UKP7HNTB21X136
CIK 1321646
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Kraton Corp
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
February 10, 2023 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7 )* Kraton Corp (Name of Issuer) Common Stock (Title of Class of Securities) 50077C106 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

March 25, 2022 15-12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its c

March 15, 2022 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 28, 2022, pursuant to the provisions of Rule 12d2-2 (a).

March 15, 2022 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

March 15, 2022 EX-3.2

Third Amended and Restated Bylaws of the Company.*

Exhibit 3.2 THIRD AMENDED AND RESTATED BYLAWS OF KRATON CORPORATION, a Delaware corporation TABLE OF CONTENTS Page ARTICLE I. OFFICES 1 Section 1. Registered Office 1 Section 2. Principal Office 1 Section 3. Other Offices 1 ARTICLE II. MEETINGS OF STOCKHOLDERS 1 Section 1. Annual Meeting 1 Section 2. Notice of Annual Meeting 1 Section 3. Voting List 1 Section 4. Special Meetings 2 Section 5. Notic

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 15, 2022 EX-3.1

Amended and Restated Certificate of Incorporation of the Company.*

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF KRATON CORPORATION ARTICLE 1 The name of this Corporation is Kraton Corporation. ARTICLE 2 The address of the Corporation?s registered office in the State of Delaware is 251 Little Falls Drive, City of Wilmington, Delaware 19808 in the County of New Castle. The name of the Corporation?s registered agent at such address is Corporation

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 15, 2022 EX-99.1

Kraton Corporation Completes Merger with DL Chemical

Exhibit 99.1 Kraton Corporation Completes Merger with DL Chemical HOUSTON, March 15, 2022 /PRNewswire/ ? Kraton Corporation (NYSE: KRA) (?Kraton?), a leading global sustainable producer of specialty polymers and high-value bio-based products derived from pine wood pulping co-products, today announced that the merger pursuant to which DL Chemical Co., Ltd. (?DL Chemical?) acquired Kraton, has been

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 15, 2022 S-8 POS

As filed with the Securities and Exchange Commission on March 15, 2022

As filed with the Securities and Exchange Commission on March 15, 2022 Registration No.

March 11, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

February 24, 2022 EX-21.1

KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2021 (1)

Exhibit 21.1 KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2021 (1) Jurisdiction of Organization Kraton Polymers Holdings B.V. Netherlands Antilles Kraton Polymers LLC Delaware Kraton Polymers U.S. LLC Delaware Kraton Chemical, LLC Delaware Kraton Chemical B.V. Netherlands (1)Listing includes only doing business names and does not include trade names.

February 24, 2022 EX-10.43

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.

February 24, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34581 KRATON CORPORATION (Exact Name of Registrant as Specified in

February 10, 2022 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 11)* Name of issuer: Kraton Corp. Title of Class of Securities: Common Stock CUSIP Number: 50077C106 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule

February 8, 2022 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6 )* Kraton Corp (Name of Issuer) Common Stock (Title of Class of Securities) 50077C106 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

January 31, 2022 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2022 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

January 28, 2022 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2022 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

December 9, 2021 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

December 9, 2021 EX-99.1

KRATON CORPORATION STOCKHOLDERS APPROVE ACQUISITION BY DL CHEMICAL CO., LTD.

Exhibit 99.1 KRATON CORPORATION STOCKHOLDERS APPROVE ACQUISITION BY DL CHEMICAL CO., LTD. Houston, Texas, December 9, 2021 ? Kraton Corporation (NYSE: KRA) (?Kraton?), a leading global sustainable producer of specialty polymers and high-value bio-based products derived from pine wood pulping co-products, today announced that its stockholders approved the proposed acquisition of Kraton Corporation

November 30, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

November 19, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 Commission File

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

November 19, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

November 16, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

November 4, 2021 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (

November 4, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 28, 2021 EX-15.1

Acknowledgment of Independent Registered Public Accounting Firm

Exhibit 15 Acknowledgment of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors Kraton Corporation: We acknowledge our awareness of the use therein of our report dated October 28, 2021, included within the Quarterly Report on Form 10-Q of Kraton Corporation for the quarter ended September 30, 2021, with respect to the following Registration Statements: ?Form S-8 (File No.

October 28, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specif

October 27, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 27, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 27, 2021 EX-99.1

Kraton Corporation Announces Third Quarter 2021 Results

Exhibit 99.1 Kraton Corporation Announces Third Quarter 2021 Results HOUSTON, October 27, 2021 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended September 30, 2021. THIRD QUARTER 2021 SUMMARY ?Consolidated net income

October 22, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.

October 21, 2021 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (

October 7, 2021 SC 13D

KRA / Kraton Performance Polymers, Inc. / Magnetar Financial LLC - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Kraton Corporation (Name of Issuer) Common Stock, par value $.001 (Title of Class of Securities) 50077C106 (CUSIP Number of Class of Securities) Alec N. Litowitz Magnetar Capital LLC 1603 Orrington Ave. Evanston, Illinois 60201 (847) 905-4400 (Name, Addr

October 7, 2021 EX-99.1

Joint Filing Agreement, dated as of October 7, 2021 among the Reporting Persons.

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Kraton Corporation, and further agree that this Joint Filing Agreement be included as an E

September 27, 2021 EX-10.1

Form of Executive Severance Agreement under the Kraton Corporation Executive Severance Program

Exhibit 10.1 FORM OF EXECUTIVE SEVERANCE AGREEMENT UNDER THE KRATON CORPORATION EXECUTIVE SEVERANCE PROGRAM This Severance Agreement with respect to participation under the Kraton Corporation Executive Severance Program (this ?Agreement?) is made this September , 2021 by and between Kraton Corporation (the ?Company?) and (?Executive?). All capitalized terms not otherwise defined herein will have t

September 27, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(A) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material under ? 240.

September 27, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2021 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organizatio

September 27, 2021 EX-99.1

KRATON CORPORATION ENTERS INTO DEFINITIVE AGREEMENT TO BE ACQUIRED BY DL CHEMICAL CO., LTD. Exploration of Strategic Alternatives Results in Cash Sale at 50% Premium to Kraton’s Unaffected Trading Value as of Early July, 2021

Exhibit 99.1 KRATON CORPORATION ENTERS INTO DEFINITIVE AGREEMENT TO BE ACQUIRED BY DL CHEMICAL CO., LTD. Exploration of Strategic Alternatives Results in Cash Sale at 50% Premium to Kraton?s Unaffected Trading Value as of Early July, 2021 Houston, Texas, September 27, 2021 ? Kraton Corporation (NYSE: KRA) (?Kraton?), a leading global sustainable producer of specialty polymers and high-value bio-ba

September 27, 2021 EX-3.1

Amendment to the Second Amended and Restated Bylaws of Kraton Corporation

Exhibit 3.1 Amendment to Kraton?s Second Amended and Restated Bylaws Article XI Forum Selection Unless the Corporation consents in writing to the selection of an alternative forum, the Court of Chancery of the State of Delaware (or, if and only if the Court of Chancery of the State of Delaware lacks subject matter jurisdiction, any state court located within the State of Delaware or, if and only i

September 27, 2021 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2021 Kraton Corpora

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2021 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organizatio

September 27, 2021 EX-2.1

Agreement and Plan of Merger dated September 27, 2021, among Kraton Corporation, DL Chemical Co., Ltd., DLC US Holdings, Inc. and DLC US, Inc.

Exhibit 2.1 AGREEMENT AND PLAN OF MERGER dated as of September 27, 2021 among KRATON CORPORATION, DL CHEMICAL CO., LTD., DLC US HOLDINGS, INC. and DLC US, INC. TABLE OF CONTENTS PAGE ARTICLE 1 Definitions 2 Section 1.01. Definitions 2 Section 1.02. Other Definitional and Interpretative Provisions 14 ARTICLE 2 The Merger 15 Section 2.01. The Merger 15 Section 2.02. Conversion of Shares 16 Section 2

July 29, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 29, 2021 EX-15.1

Acknowledgment of Independent Registered Public Accounting Firm

Exhibit 15 Acknowledgment of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors Kraton Corporation: We acknowledge our awareness of the use therein of our report dated July 29, 2021, included within the Quarterly Report on Form 10-Q of Kraton Corporation for the quarter ended June 30, 2021, with respect to the following Registration Statements: ?Form S-8 (File No.

July 29, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified i

July 29, 2021 EX-99.1

SECOND QUARTER RESULTS SECOND QUARTER / RESULTS FOCUSED ACTIONS DELIVER STRONG PERFORMANCE Kraton Corporation July 29, 2021 #Sustainable Solutions. Endless Innovations.™ SECOND QUARTER RESULTS Forward Looking Statements Some of the written and oral s

SECOND QUARTER RESULTS SECOND QUARTER / RESULTS FOCUSED ACTIONS DELIVER STRONG PERFORMANCE Kraton Corporation July 29, 2021 #Sustainable Solutions.

July 28, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 28, 2021 EX-99.1

Kraton Corporation Announces Second Quarter 2021 Results Raises Full Year 2021 Guidance Range

Exhibit 99.1 Kraton Corporation Announces Second Quarter 2021 Results Raises Full Year 2021 Guidance Range HOUSTON, July 28, 2021 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended June 30, 2021. SECOND QUARTER 2021 S

May 24, 2021 EX-15.1

Acknowledgment of Independent Registered Public Accounting Firm

EX-15.1 11 exhibit151may242021.htm EX-15.1 Exhibit 15.1 Acknowledgment of Independent Registered Public Accounting Firm We acknowledge our awareness of the use of our report dated April 29, 2021 related to our review of interim financial information of Kraton Corporation and subsidiaries, incorporated herein by reference. Pursuant to Rule 436 under the Securities Act of 1933 (the Act), such report

May 24, 2021 EX-10.7

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT

Exhibit 10.7 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Inducement Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?) and you (the ?Participant?). Th

May 24, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 24, 2021 EX-10.1

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT

Exhibit 10.1 KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Unit Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?, and formerly known as Kraton Performance Polymers, Inc.) and you (the ?Partic

May 24, 2021 EX-10.8

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT

Exhibit 10.8 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Inducement Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?) and you (the ?Participant?). Th

May 24, 2021 S-8

As filed with the Securities and Exchange Commission on May 24, 2021

As filed with the Securities and Exchange Commission on May 24, 2021 Registration No.

May 24, 2021 EX-10.6

KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT

Exhibit 10.6 KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Unit Award Inducement Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?) and you (the ?Participant?). This Agreement evidences a

May 24, 2021 EX-10.3

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT

Exhibit 10.3 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?, and formerly known as Kraton Performance Polymers, In

May 24, 2021 EX-10.2

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT

Exhibit 10.2 KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Unit Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?) and you (the ?Participant?). This Agreement evidences a grant of restricted s

May 24, 2021 EX-10.4

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT

Exhibit 10.4 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?, and formerly known as Kraton Performance Polymers, In

May 24, 2021 EX-10.5

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT

Exhibit 10.5 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Award Agreement (this ?Agreement?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ?Company?) and you (the ?Participant?). This Agreement evidences

May 5, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta

April 29, 2021 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified

April 29, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 29, 2021 EX-15.1

Acknowledgment of Independent Registered Public Accounting Firm

EX-15.1 2 a151-krax2021q110q.htm EX-15.1 Exhibit 15 Acknowledgment of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors Kraton Corporation: We acknowledge our awareness of the use therein of our report dated April 29, 2021, included within the Quarterly Report on Form 10-Q of Kraton Corporation for the quarter ended March 31, 2021, with respect to the followi

April 29, 2021 EX-99.1

April 29, 2021 Kraton Corporation First Quarter 2021 Earnings Presentation Kraton First Quarter 2021 Earnings Call 2 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in thi

April 29, 2021 Kraton Corporation First Quarter 2021 Earnings Presentation Kraton First Quarter 2021 Earnings Call 2 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

April 29, 2021 EX-99.1

Kraton Corporation Announces First Quarter 2021 Results

Exhibit 99.1 Kraton Corporation Announces First Quarter 2021 Results HOUSTON, April 28, 2021 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended March 31, 2021. FIRST QUARTER 2021 SUMMARY ?Consolidated net income of $3

April 29, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 8, 2021 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ? Definitive Proxy Sta

April 8, 2021 DEF 14A

- DEF 14A

wwwnom20[ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement. ? Confidential, for Use of the Commission Only (as perm

February 26, 2021 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34581 KRATON CORPORATION (Exact Name of Registrant as Specified in

February 26, 2021 EX-10.48

EMPLOYEE CONFIDENTIALITY AND NON-COMPETITION AGREEMENT

EMPLOYEE CONFIDENTIALITY AND NON-COMPETITION AGREEMENT THIS EMPLOYEE CONFIDENTIALITY AND NON-COMPETITION AGREEMENT (this ?Agreement?) is made and entered into this day of , 2017 (the ?Effective Date?), by and between Kraton Corporation (?Parent?), a Delaware corporation, Kraton Polymers U.

February 26, 2021 EX-21.1

KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2020 (1)

Exhibit 21.1 KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2020 (1) Jurisdiction of Organization Kraton Polymers Holdings B.V. Netherlands Antilles Kraton Polymers LLC Delaware Kraton Polymers U.S. LLC Delaware Kraton Chemical, LLC Delaware Kraton Chemical B.V. Netherlands (1)Listing includes only doing business names and does not include trade names.

February 26, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 26, 2021 EX-10.41

KRATON CORPORATION

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.

February 26, 2021 EX-99.1

February 26, 2021 Kraton Corporation Fourth Quarter 2020 Earnings Presentation Kraton Fourth Quarter 2020 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking state

fourthquarter2020earning February 26, 2021 Kraton Corporation Fourth Quarter 2020 Earnings Presentation Kraton Fourth Quarter 2020 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

February 25, 2021 EX-99.1

Kraton Corporation Announces Fourth Quarter and Full Year 2020 Results

Exhibit 99.1 Kraton Corporation Announces Fourth Quarter and Full Year 2020 Results HOUSTON, February 24, 2021 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter and year ended December 31, 2020. 2020 FOURTH QUARTER AND FUL

February 25, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 12, 2021 SC 13G/A

SCHEDULE 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5 )* Kraton Corp (Name of Issuer) Common Stock (Title of Class of Securities) 50077C106 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i

February 10, 2021 SC 13G/A

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)*

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: Kraton Corp. Title of Class of Securities: Common Stock CUSIP Number: 50077C106 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule

February 8, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization)

December 21, 2020 EX-4.1

Indenture, dated as of December 21, 2020, among Kraton Polymers LLC and Kraton Polymers Capital Corporation, as Issuers, Kraton Corporation and certain of its wholly-owned domestic subsidiaries, as Guarantors, and Wells Fargo Bank, National Association, as Trustee.

Indenture Exhibit 4.1 Execution Version INDENTURE dated as of December 21, 2020 among KRATON POLYMERS LLC, KRATON POLYMERS CAPITAL CORPORATION, THE GUARANTORS LISTED HEREIN, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee 4.25% SENIOR NOTES DUE 2025 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS AND INCORPORATION BY REFERENCE Section 1.01 Definitions 1 Section 1.02 Other Definitions 42 Section 1.

December 21, 2020 EX-99.1

Kraton Corporation Announces Closing of $400 Million Senior Notes Offering

Press Release Exhibit 99.1 Kraton Corporation Announces Closing of $400 Million Senior Notes Offering HOUSTON, December 21, 2020 /PRNewswire/ — Kraton Corporation (NYSE: KRA) (the “Company”) today announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries (together, the “Issuers”), have completed their previously announced offering of $400 million in

December 21, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 21, 2020 KRATON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation) (Commission Fi

December 15, 2020 8-K

Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization

December 8, 2020 EX-99.1

Kraton Corporation Announces Pricing of Private Offering of Senior Notes and Conditional Full Redemption of 7.000% Senior Notes due 2025

Exhibit 99.1 Kraton Corporation Announces Pricing of Private Offering of Senior Notes and Conditional Full Redemption of 7.000% Senior Notes due 2025 HOUSTON, December 7, 2020 /PRNewswire/ — Kraton Corporation (NYSE: KRA) (the “Company”) today announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries (together, the “Issuers”), have priced $400.0 mill

December 8, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2020 KRATON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation) (Commission Fil

December 7, 2020 EX-99.2

Kraton Corporation Announces Proposed Private Offering of Senior Notes and Expected Conditional Full Redemption of 7.000% Senior Notes due 2025

EX-99.2 Exhibit 99.2 Kraton Corporation Announces Proposed Private Offering of Senior Notes and Expected Conditional Full Redemption of 7.000% Senior Notes due 2025 HOUSTON, December 7, 2020 /PRNewswire/ — Kraton Corporation (NYSE: KRA) (the “Company”) today announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries (together, the “Issuers”), intend t

December 7, 2020 EX-99.1

On December 7, 2020, Kraton Corporation (the “Company”) announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries, intend to offer $400.0 million in aggregate principal amount of senior notes due 2025 (

EX-99.1 Exhibit 99.1 On December 7, 2020, Kraton Corporation (the “Company”) announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries, intend to offer $400.0 million in aggregate principal amount of senior notes due 2025 (the “New Notes”), subject to market and customary conditions. The offering memorandum to be provided to prospective investors for

December 7, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2020 KRATON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation) (Commission Fil

December 4, 2020 EX-99.1

Kraton Corporation Announces Amendment and Extension to ABL Credit Facility

EX-99.1 Exhibit 99.1 Kraton Corporation Announces Amendment and Extension to ABL Credit Facility HOUSTON, December 3, 2020 /PRNewswire/ — Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, today announced that it has entered into an amendment to its senior secured asset-based revol

December 4, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 3, 2020 KRATON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation) (Commission Fil

December 4, 2020 EX-10.1

First Amendment to Second Amended and Restated Loan, Security and Guarantee Agreement, dated as of as of December 3, 2020, by and among Kraton Polymers U.S. LLC and Kraton Chemical, LLC, as U.S. Borrowers and Guarantors, Kraton Polymers Nederland B.V., as Initial Dutch Kraton Borrower, Kraton Corporation, as Parent, certain subsidiaries of Parent, as Guarantors, the financial institutions from time to time party thereto, as Lenders, and Bank of America, N.A., in its capacity as Administrative Agent, Collateral Agent and Security Trustee.

EX-10.1 Exhibit 10.1 Execution Version FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN, SECURITY AND GUARANTEE AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN, SECURITY AND GUARANTEE AGREEMENT (this “Amendment”) is dated as of December 3, 2020, among KRATON CORPORATION, a Delaware corporation (“Parent”), KRATON POLYMERS U.S. LLC, a Delaware limited liability company (“Kraton

November 13, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization

October 29, 2020 EX-10.1

KRATON CORPORATION EXECUTIVE SEVERANCE PROGRAM

EX-10.1 2 a101-executiveseveranc.htm EX-10.1 KRATON CORPORATION EXECUTIVE SEVERANCE PROGRAM (as amended and restated September 11, 2020) Kraton Corporation, а Delaware corporation (the “Company”), adopted the Kraton Corporation Executive Severance Program, effective November 1, 2011, which is hereby amended and restated effective as of September 11, 2020 (the “Program”), for the benefit of certain

October 29, 2020 EX-99.1

Kraton Corporation Third Quarter 2020 Earnings Presentation October 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking s

thirdquarter2020earnings Kraton Corporation Third Quarter 2020 Earnings Presentation October 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

October 29, 2020 EX-15.1

Acknowledgment of Independent Registered Public Accounting Firm

EX-15.1 3 a151-krax2020q310q.htm EX-15.1 Exhibit 15 Acknowledgment of Independent Registered Public Accounting Firm To the Stockholders and Board of Directors Kraton Corporation: We acknowledge our awareness of the use therein of our report dated October 29, 2020, included within the Quarterly Report on Form 10-Q of Kraton Corporation for the quarter ended September 30, 2020, with respect to the f

October 29, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 29, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specif

October 28, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 28, 2020 EX-99.1

Kraton Corporation Announces Third Quarter 2020 Results

Exhibit 99.1 Kraton Corporation Announces Third Quarter 2020 Results HOUSTON, October 28, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended September 30, 2020. THIRD QUARTER 2020 SUMMARY ▪Results reflect improve

October 26, 2020 8-K

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization)

July 31, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified i

July 31, 2020 EX-10.3

INDEMNIFICATION AGREEMENT

INDEMNIFICATION AGREEMENT This Indemnification Agreement (this “Agreement”) is dated as of , 2020, and is between Kraton Corporation, a corporation incorporated under the laws of Delaware (the “Company”), and (“Indemnitee”).

July 30, 2020 EX-99.1

Kraton Corporation Second Quarter 2020 Earnings Presentation July 30, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking sta

secondquarter2020earning Kraton Corporation Second Quarter 2020 Earnings Presentation July 30, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

July 30, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 29, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 29, 2020 EX-99.1

Kraton Corporation Announces Second Quarter 2020 Results

EX-99.1 2 kra8-kexhibit991q22020.htm EX-99.1 Exhibit 99.1 Kraton Corporation Announces Second Quarter 2020 Results HOUSTON, July 29, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended June 30, 2020. SECOND QUARTE

May 29, 2020 8-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Kraton Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (

May 29, 2020 EX-99.1

EX-99.1

May 29, 2020 EX-99.1

Kraton Corporation Keybanc Industrials & Basic Materials Virtual Conference May 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forwa

investorpresentationmay2 Kraton Corporation Keybanc Industrials & Basic Materials Virtual Conference May 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

May 29, 2020 EX-99.1

EX-99.1

May 29, 2020 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Kraton Corporation (

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 29, 2020 EX-99.1

Kraton Corporation Keybanc Industrials & Basic Materials Virtual Conference May 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forwa

investorpresentationmay2 Kraton Corporation Keybanc Industrials & Basic Materials Virtual Conference May 29, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

May 26, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2020 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 26, 2020 EX-10.1

KRATON CORPORATION AMENDED AND RESTATED 2016 EQUITY AND CASH INCENTIVE PLAN

Exhibit 10.1 KRATON CORPORATION AMENDED AND RESTATED 2016 EQUITY AND CASH INCENTIVE PLAN 1. Plan. This Kraton Corporation Amended and Restated 2016 Equity and Cash Incentive Plan was adopted by the Company to reward certain corporate officers, directors, independent contractors and key employees of the Company and its Subsidiaries by enabling them to acquire shares of common stock of the Company a

April 30, 2020 EX-99.1

Kraton Corporation First Quarter 2020 Earnings Presentation April 30, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking sta

firstquarter2020earnings Kraton Corporation First Quarter 2020 Earnings Presentation April 30, 2020 Disclaimers CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING INFORMATION Some of the written and oral statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

April 30, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 30, 2020 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified

April 29, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 29, 2020 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement. ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ☐ Definitive Proxy Sta

April 29, 2020 EX-99.1

Kraton Corporation Announces First Quarter 2020 Results

Exhibit 99.1 Kraton Corporation Announces First Quarter 2020 Results HOUSTON, April 29, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter ended March 31, 2020. FIRST QUARTER 2020 SUMMARY ▪ First quarter 2020 results r

April 15, 2020 EX-10.1

Second Amended and Restated Loan, Security and Guarantee Agreement, dated as of April 15, 2020, among Kraton Polymers U.S. LLC and Kraton Chemical, LLC, as U.S. Borrowers and Guarantors, Kraton Polymers Nederland B.V., as Initial Dutch Kraton Borrower, Kraton Corporation, as Parent, certain subsidiaries of Parent, as Guarantors, the financial institutions from time to time party thereto, as Lenders, and Bank of America, N.A., in its capacity as Administrative Agent, Collateral Agent and Security Trustee.

EX-10.1 2 d856378dex101.htm EX-10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED LOAN, SECURITY AND GUARANTEE AGREEMENT Dated as of April 15, 2020 among KRATON POLYMERS U.S. LLC, and, KRATON CHEMICAL, LLC, as U.S. Borrowers and Guarantors, KRATON CORPORATION, as Parent, KRATON POLYMERS LLC, KRATON POLYMERS CAPITAL CORPORATION, AZ CHEM US HOLDINGS INC., AZ CHEM US INC., AZ CHEM PARTNERS I LLC, AZ CHEM

April 15, 2020 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 15, 2020 KRATON CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation) (Commission File

April 15, 2020 EX-99.1

Kraton Corporation Announces Renewal and Extension of $250 Million ABL Credit Facility

EX-99.1 3 d856378dex991.htm EX-99.1 Exhibit 99.1 Kraton Corporation Announces Renewal and Extension of $250 Million ABL Credit Facility HOUSTON, April 15, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, today announced a two year extension of its senior secured asset-bas

April 9, 2020 DEFA14A

KRA / Kraton Performance Polymers, Inc. DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). ¨ Definitive Proxy Sta

April 9, 2020 DEF 14A

KRA / Kraton Performance Polymers, Inc. DEF 14A - - DEF 14A

nom20[ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitt

March 12, 2020 EX-99.1

Kraton Corporation Completed Sale of Cariflex

Exhibit 99.1 Kraton Corporation Completed Sale of CariflexTM Business to Daelim Industrial Co, Ltd. HOUSTON, March 6, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA) (“Kraton” or the “Company”), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products announced today that it has completed the sale of its Cariflex™ bu

March 12, 2020 EX-99.2

KRATON CORPORATION PRO FORMA CONSOLIDATED BALANCE SHEETS (UNAUDITED) (In thousands, except par value) December 31, 2019 Kraton Corporation Pro Forma Adjustments Pro Forma ASSETS Current assets: Cash and cash equivalents $ 35,033 $ 135,816 (a) $ 170,8

EX-99.2 3 exhibit992proformafina.htm EXHIBIT 99.2 Exhibit 99.2 Summary of Unaudited Pro Forma Financial Information On October 30, 2019, Kraton Polymers LLC and Kraton Polymers Holdings B.V., each a wholly owned subsidiary of Kraton Corporation (the “Company”), entered into an asset and stock purchase and sale agreement to sell the assets that are primarily used, primarily held for use, or intende

March 12, 2020 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

February 28, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 27, 2020 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 27, 2020 EX-21.1

KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2019 (1)

Exhibit 21.1 KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2019 (1) Jurisdiction of Organization K.P. Global Holdings C.V. Netherlands Antilles Kraton Polymers LLC Delaware Kraton Polymers U.S. LLC Delaware Kraton Chemical, LLC Delaware Kraton Chemical B.V. Netherlands (1) Listing includes only doing business names and does not include trade names.

February 27, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 27, 2020 EX-99.1

Kraton Corporation Fourth Quarter 2019 Earnings Presentation February 27, 2020 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Sec

EX-99.1 2 fourthquarter2019earning.htm EXHIBIT 99.1 Kraton Corporation Fourth Quarter 2019 Earnings Presentation February 27, 2020 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. This presentation includes forward-looking statements that

February 27, 2020 EX-4.6

KRATON CORPORATION DESCRIPTION OF SECURITIES

Exhibit 4.6 KRATON CORPORATION DESCRIPTION OF SECURITIES As of December 31, 2019, our common stock is the only class of securities we have registered under Section 12 of the Securities Exchange Act of 1934, as amended. As of December 31, 2019, our authorized capital stock consists of 500,000,000 shares of common stock, $0.01 par value per share and 100,000,000 shares of preferred stock, $0.01 par

February 27, 2020 10-K

Annual Report - 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34581 KRATON CORPORATION (Exact Name of Registrant as Specified in

February 27, 2020 EX-99.1

Kraton Corporation Announces Fourth Quarter and Full Year 2019 Results

Exhibit 99.1 Kraton Corporation Announces Fourth Quarter and Full Year 2019 Results HOUSTON, February 26, 2020 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global sustainable producer of specialty polymers and high-value biobased products derived from pine wood pulping co-products, announces financial results for the quarter and year ended December 31, 2019. 2019 FOURTH QUARTER AND FUL

February 14, 2020 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

February 12, 2020 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* KRATON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 50077C106 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

February 12, 2020 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: Kraton Corp Title of Class of Securities: Common Stock CUSIP Number: 50077C106 Date of Event Which Requires Filing of this Statement: December 31, 2019 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13

February 12, 2020 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2020 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

February 12, 2020 EX-3.1

Exhibit 3.1

Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF KRATON CORPORATION (Revised February 6, 2020) Article I Stockholders Section 1.01. Annual Meeting. The annual meeting of the stockholders of the Corporation for the election of Directors and for the transaction of such other business as properly may come before such meeting shall be held at such place, either within or without the State of Delaware

October 31, 2019 EX-2.1

Asset and Stock Purchase and Sale Agreement, dated as of October 30, 2019, by and between Kraton Polymers LLC and Kraton Polymers Holdings B.V., as seller, and Daelim Industrial Co., Ltd. and Daelim USA, Inc., as purchaser.

EX-2.1 Exhibit 2.1 EXECUTION VERSION PROJECT CAROLINA ASSET AND STOCK PURCHASE AND SALE AGREEMENT by and between Kraton Polymers LLC and Kraton Polymers Holdings BV, as seller and Daelim Industrial Co., Ltd., as purchaser and Daelim Chemical USA, Inc., as purchaser party October 30, 2019 TABLE OF CONTENTS Page ARTICLE 1 REFERENCES AND RULES OF CONSTRUCTION 1 Section 1.1 Definitions 1 Section 1.2 R

October 31, 2019 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 31, 2019 EX-99.1

KRATON CORPORATION TO SELL CARIFLEXTM BUSINESS UNIT TO DAELIM INDUSTRIAL

EX-99.1 Exhibit 99.1 KRATON CORPORATION TO SELL CARIFLEXTM BUSINESS UNIT TO DAELIM INDUSTRIAL HOUSTON, October 30, 2019 /PR Newswire/ — Kraton Corporation (NYSE: KRA) (“Kraton” or the “Company”) today announced that it has agreed to sell its CariflexTM business unit (“Cariflex”) to Daelim Industrial Co., Ltd (“Daelim”) for a purchase price of $530 million. The transaction is expected to close in t

October 25, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 25, 2019 EX-99.1

Kraton Corporation Third Quarter 2019 Earnings Presentation October 24, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Secur

thirdquarter2019earnings Kraton Corporation Third Quarter 2019 Earnings Presentation October 24, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

October 25, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specif

October 23, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 23, 2019 EX-99.1

Kraton Corporation Announces Third Quarter 2019 Results

Exhibit 99.1 Kraton Corporation Announces Third Quarter 2019 Results HOUSTON, October 23, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers, specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended Septembe

October 10, 2019 EX-99.1

Kraton Corporation Provides Preliminary Third Quarter 2019 Results and Announces Third Quarter 2019 Earnings Release Conference Call and Webcast

Exhibit 99.1 Kraton Corporation Provides Preliminary Third Quarter 2019 Results and Announces Third Quarter 2019 Earnings Release Conference Call and Webcast HOUSTON, October 10, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA) ("Kraton" or the "Company") today provided an update on its expectations for the third quarter of 2019. The Company expects third quarter 2019 net income to be approximat

October 10, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

July 25, 2019 EX-99.1

Kraton Corporation Second Quarter 2019 Earnings Presentation July 25, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securit

secondquarter2019earning Kraton Corporation Second Quarter 2019 Earnings Presentation July 25, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

July 25, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 25, 2019 EX-10.1

KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT

KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.

July 25, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified i

July 24, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a072420198k-earningsrelease.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521

July 24, 2019 EX-99.1

Kraton Corporation Announces Second Quarter 2019 Results

Exhibit 99.1 Kraton Corporation Announces Second Quarter 2019 Results HOUSTON, July 24, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers (“SBCs”), specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended J

May 24, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 form8-kagmresults2019.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2019 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction o

April 25, 2019 EX-99.1

Kraton Corporation First Quarter 2019 Earnings Presentation April 25, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securit

firstquarter2019earnings Kraton Corporation First Quarter 2019 Earnings Presentation April 25, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

April 25, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 25, 2019 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified

April 24, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 24, 2019 EX-99.1

Kraton Corporation Announces First Quarter 2019 Results

Exhibit 99.1 Kraton Corporation Announces First Quarter 2019 Results HOUSTON, April 24, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers (“SBCs”), specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended M

April 22, 2019 EX-99.1

Kraton Corporation Announces Appointment of Chief Financial Officer

Exhibit 99.1 Kraton Corporation Announces Appointment of Chief Financial Officer HOUSTON, April 22, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global producer of styrenic block copolymers, specialty polymers and high-value performance products derived from pine wood pulping co-products, today announced that its Board of Directors has appointed Mr. Atanas H. Atanasov to serve as

April 22, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 17, 2019 S-8

KRA / Kraton Performance Polymers, Inc. S-8

As filed with the Securities and Exchange Commission on April 17, 2019 Registration No.

April 17, 2019 EX-4.3

KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT

Exhibit 4.3 KRATON CORPORATION RESTRICTED STOCK UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Unit Award Inducement Agreement (this “Agreement”) is made effective as of the Grant Date (defined below) between Kraton Corporation (the “Company”) and you (the “Participant”). This Agreement evidences a

April 17, 2019 EX-4.4

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT

Exhibit 4.4 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT INDUCEMENT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Inducement Award Agreement (this “Agreement”) is made effective as of the Grant Date (defined below) between Kraton Corporation (the “Company”) and you (the “Participant”). Thi

April 17, 2019 EX-4.2

KRATON CORPORATION 2019 EQUITY INDUCEMENT PLAN

Exhibit 4.2 KRATON CORPORATION 2019 EQUITY INDUCEMENT PLAN 1. Plan. This Kraton Corporation 2019 Equity Inducement Plan (this “Plan”) was adopted by the Company and is reserved for persons to whom the Company may issue securities without stockholder approval as a material inducement to the person entering into employment with the Company or its Subsidiaries pursuant to Listing Rule 303A.08 of the

April 11, 2019 DEFA14A

KRA / Kraton Performance Polymers, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by R

April 11, 2019 DEF 14A

KRA / Kraton Performance Polymers, Inc. DEF 14A

nom20[ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitt

February 28, 2019 EX-99.1

Kraton Corporation Fourth Quarter 2018 Earnings Presentation February 28, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Sec

q42018earningsdeckfinal Kraton Corporation Fourth Quarter 2018 Earnings Presentation February 28, 2019 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

February 28, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 28, 2019 EX-21.1

KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2018 (1)

EX-21.1 4 a10-k2018kraexhibit211.htm EXHIBIT 21.1 Exhibit 21.1 KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2018 (1) Jurisdiction of Organization K.P. Global Holdings C.V. Netherlands Antilles KP International C.V. Netherlands Antilles Kraton Polymers LLC Delaware Kraton Polymers U.S. LLC Delaware Kraton Chemical, LLC Delaware Kraton Chemical B.V. Netherlands (1) Listing

February 28, 2019 EX-10.34

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT

KRATON CORPORATION RESTRICTED STOCK UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.

February 28, 2019 EX-10.35

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.

February 28, 2019 10-K

KRA / Kraton Performance Polymers, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34581 KRATON CORPORATION (Exact Name of Registrant as Specified in

February 27, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 27, 2019 EX-99.1

Kraton Corporation Announces Fourth Quarter and Full Year 2018 Results

Exhibit 99.1 Kraton Corporation Announces Fourth Quarter and Full Year 2018 Results HOUSTON, February 27, 2019 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global producer of styrenic block copolymers, specialty polymers and high-value performance products derived from pine wood pulping co-products, announces financial results for the quarter and year ended December 31, 2018. 2018 FOUR

February 19, 2019 EX-99.1

Kraton Corporation Announces Initiatives to Enhance Shareholder Value Board Initiates Review of Strategic Alternatives for Cariflex Business, Authorizes Share Repurchase Program

Kraton Corporation Announces Initiatives to Enhance Shareholder Value Board Initiates Review of Strategic Alternatives for Cariflex Business, Authorizes Share Repurchase Program HOUSTON, February 19, 2019 /PR Newswire/ - Kraton Corporation (NYSE: KRA) (“Kraton” or the “Company”) today announced initiatives to further enhance shareholder value.

February 19, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

February 11, 2019 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / VANGUARD GROUP INC Passive Investment

kratoncorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 8 )* Name of issuer: Kraton Corp Title of Class of Securities: Common Stock CUSIP Number: 50077C106 Date of Event Which Requires Filing of this Statement: December 31, 2018 Check the appropriate box to designate

February 11, 2019 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / FRONTIER CAPITAL MANAGEMENT CO LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 6) KRATON CORPORATION (Name of Issuer) COMMON STOCKS (Title of Class of Securities) 50077C106 (CUSIP Number) DECEMBER 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

February 8, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 item502currentreport.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2019 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (Sta

February 8, 2019 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* KRATON CORP (Name of Issuer) Common Stock (Title of Class of Securities) 50077C106 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is

December 7, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 5, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

November 16, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorp

November 13, 2018 EX-99.1

Kraton Corporation Provides Update on Panama City Operational Status

Exhibit 99.1 Kraton Corporation Provides Update on Panama City Operational Status HOUSTON, Nov. 8, 2018 - Kraton Corporation (NYSE: KRA), a leading global producer of styrenic block copolymers, specialty polymers and high-value performance products derived from pine wood pulping co-products, today provided an update on the operational status of its Panama City, Florida, plant. "Our Panama City tea

November 13, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 25, 2018 EX-99.1

Kraton Corporation Third Quarter 2018 Earnings Presentation October 25, 2018 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Secur

q32018earningsdeckfinal Kraton Corporation Third Quarter 2018 Earnings Presentation October 25, 2018 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

October 25, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 25, 2018 10-Q

KRA / Kraton Performance Polymers, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specif

October 24, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 24, 2018 EX-99.1

Kraton Corporation Announces Third Quarter 2018 Results

Exhibit 99.1 Kraton Corporation Announces Third Quarter 2018 Results HOUSTON, October 24, 2018 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers (“SBCs”), specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended

October 18, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpo

October 18, 2018 EX-99.1

Kraton Corporation Declares Force Majeure on Selected Products as a Result of Hurricane Michael

Exhibit 99.1 Kraton Corporation Declares Force Majeure on Selected Products as a Result of Hurricane Michael HOUSTON, Oct. 17, 2018 /PRNewswire/ - Kraton Corporation (NYSE: KRA) announced that it has declared an excused performance, or force majeure, on terpene and terpene-related products, North America rosin esters dispersions and North America distilled tall oils as a direct result of the effec

August 27, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpor

August 27, 2018 EX-99.1

Kraton Corporation Announces Appointment of Additional Director

Exhibit 99.1 Kraton Corporation Announces Appointment of Additional Director HOUSTON, Aug. 27, 2018 - Kraton Corporation (NYSE : KRA ) (the "Company"), today announced the appointment of Ms. Billie I. Williamson, former Senior Global Client Serving Partner for Ernst & Young LLP, to the Company’s Board of Directors (the “Board”). The appointment is effective as of August 27, 2018. “We are excited t

July 26, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 26, 2018 EX-99.1

Kraton Corporation Second Quarter 2018 Earnings Presentation July 26, 2018 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securit

q218earningsdeck Kraton Corporation Second Quarter 2018 Earnings Presentation July 26, 2018 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

July 26, 2018 10-Q

KRA / Kraton Performance Polymers, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified i

July 25, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorporat

July 25, 2018 EX-99.1

Kraton Corporation Announces Second Quarter 2018 Results

Exhibit 99.1 Kraton Corporation Announces Second Quarter 2018 Results HOUSTON, July 25, 2018 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers (“SBCs”), specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended J

July 10, 2018 SC 13G/A

KRA / Kraton Performance Polymers, Inc. / VANGUARD GROUP INC Passive Investment

kratoncorp.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 7 )* Name of issuer: Kraton Corp Title of Class of Securities: Common Stock CUSIP Number: 50077C106 Date of Event Which Requires Filing of this Statement: June 29, 2018 Check the appropriate box to designate the

June 15, 2018 EX-15.1

Awareness Letter of Independent Registered Public Accounting Firm

Exhibit 15.1 Awareness Letter of Independent Registered Public Accounting Firm June 15, 2018 Kraton Corporation Houston, Texas Re: Registration Statement on Form S-8 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our report dated April 26, 2018 related to our review of interim financial information. Pursuant to Rule 436 under the Securities A

June 15, 2018 S-8

KRA / Kraton Performance Polymers, Inc. S-8

As filed with the Securities and Exchange Commission on June 15, 2018 Registration No.

May 29, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 29, 2018 EX-4.1

Dated as of May 24, 2018 KRATON POLYMERS LLC, KRATON POLYMERS CAPITAL CORPORATION, the Guarantors listed herein, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee DEUTSCHE BANK AG, LONDON BRANCH, as Principal Paying Agent DEUTSCHE BANK LUXEMBOURG S.

Exhibit 4.1 INDENTURE Dated as of May 24, 2018 Among KRATON POLYMERS LLC, KRATON POLYMERS CAPITAL CORPORATION, the Guarantors listed herein, WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee DEUTSCHE BANK AG, LONDON BRANCH, as Principal Paying Agent and DEUTSCHE BANK LUXEMBOURG S.A., as Authenticating Agent, Registrar and Transfer Agent 5.25% SENIOR NOTES DUE 2026 CROSS-REFERENCE TABLE* Trust Ind

May 29, 2018 EX-10.2

SEVENTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT

Exhibit 10.2 SEVENTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT SEVENTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT (this “Agreement” or the “Amendment”), dated as of May 24, 2018, relating to the Credit and Guarantee Agreement, dated as of January 6, 2016 (as amended, restated, amended and restated, supplemented, waived or otherwise modified from time to time prior to the date hereof, the “Exist

May 29, 2018 EX-99.1

KRATON CORPORATION ANNOUNCES COMPLETION OF REFINANCING TRANSACTIONS

EX-99.1 5 pressreleaserefinancingclo.htm EXHIBIT 99.1 Exhibit 99.1 KRATON CORPORATION ANNOUNCES COMPLETION OF REFINANCING TRANSACTIONS HOUSTON, May 24, 2018 /PRNewswire/-Kraton Corporation (NYSE: KRA) (the “Company”) today announced that it has completed its previously announced refinancing transactions that extended the maturity and lowered interest expense on a portion of the outstanding indebte

May 29, 2018 EX-10.1

SIXTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT

Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT SIXTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT (this “Agreement” or the “Amendment”), dated as of May 24, 2018, relating to the Credit and Guarantee Agreement, dated as of January 6, 2016 (as amended, restated, amended and restated, supplemented, waived or otherwise modified from time to time prior to the date hereof, the “Existing

May 25, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 25, 2018 EX-10.1

FIRST AMENDMENT TO THE KRATON CORPORATION 2016 EQUITY AND CASH INCENTIVE PLAN

Exhibit 10.1 FIRST AMENDMENT TO THE KRATON CORPORATION 2016 EQUITY AND CASH INCENTIVE PLAN WHEREAS, Kraton Corporation (the “Company”) has established and maintains the Kraton Corporation 2016 Equity and Cash Incentive Plan (“Plan”); and WHEREAS, under Section 13 of the Plan, the Company may amend the Plan by action of the Board. NOW, THEREFORE, subject to shareholder approval at the annual meetin

May 22, 2018 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A (Amendment No. 1) Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation

May 22, 2018 EX-1.1

Kraton Polymers LLC Kraton Polymers Capital Corporation PURCHASE AGREEMENT

EX-1.1 2 purchaseagreement525senior.htm EXHIBIT 1.1 Exhibit 1.1 Kraton Polymers LLC Kraton Polymers Capital Corporation PURCHASE AGREEMENT May 17, 2018 J.P MORGAN SECURITIES PLC 25 Bank Street London E14 5JP United Kingdom CREDIT SUISSE SECURITIES (EUROPE) LIMITED One Cabot Square London, E14 4QJ United Kingdom DEUTSCHE BANK SECURITIES INC. 60 Wall Street, 2nd Floor New York, New York 10005 Ladies

May 21, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 21, 2018 EX-99.1

KRATON CORPORATION ANNOUNCES PRICING OF PRIVATE OFFERING OF SENIOR NOTES

EX-99.1 2 pressreleaseseniornotespri.htm EXHIBIT 99.1 Exhibit 99.1 KRATON CORPORATION ANNOUNCES PRICING OF PRIVATE OFFERING OF SENIOR NOTES HOUSTON, May 17, 2018 /PRNewswire/-Kraton Corporation (NYSE: KRA) (the “Company”) today announced that Kraton Polymers LLC and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries (together, the “Issuers”), priced €290.0 million in aggregate prin

May 21, 2018 EX-99.2

KRATON CORPORATION ANNOUNCES RESULTS OF CASH TENDER OFFER FOR ANY AND ALL OF THE OUTSTANDING 10.500% SENIOR NOTES DUE 2023

EX-99.2 3 pressreleasetenderoffermay.htm EXHIBIT 99.2 Exhibit 99.2 KRATON CORPORATION ANNOUNCES RESULTS OF CASH TENDER OFFER FOR ANY AND ALL OF THE OUTSTANDING 10.500% SENIOR NOTES DUE 2023 HOUSTON, May 21, 2018 /PRNewswire/-Kraton Corporation (NYSE: KRA) (the “Company”) today announced the results of the previously announced tender offer (the “Tender Offer”) by its wholly-owned subsidiaries, Krat

May 14, 2018 EX-99.2

KRATON CORPORATION ANNOUNCES PROPOSED PRIVATE OFFERING OF SENIOR NOTES AND ADDITIONAL TERM LOAN BORROWINGS AS PART OF A REFINANCING OF CERTAIN OUTSTANDING INDEBTEDNESS

Exhibit 99.2 KRATON CORPORATION ANNOUNCES PROPOSED PRIVATE OFFERING OF SENIOR NOTES AND ADDITIONAL TERM LOAN BORROWINGS AS PART OF A REFINANCING OF CERTAIN OUTSTANDING INDEBTEDNESS HOUSTON, May 14, 2018 /PRNewswire/-Kraton Corporation (NYSE: KRA) (the “Company”) today announced that Kraton Polymers LLC (“Kraton LLC”) and Kraton Polymers Capital Corporation, its wholly-owned subsidiaries (together,

May 14, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (Co

May 14, 2018 EX-99.1

KRATON CORPORATION ANNOUNCES A CASH TENDER OFFER FOR ANY AND ALL OF THE OUTSTANDING 10.500% SENIOR NOTES DUE 2023

Exhibit 99.1 KRATON CORPORATION ANNOUNCES A CASH TENDER OFFER FOR ANY AND ALL OF THE OUTSTANDING 10.500% SENIOR NOTES DUE 2023 HOUSTON, May 14, 2018 /PRNewswire/-Kraton Corporation (NYSE: KRA) (the “Company”) today announced the commencement by its wholly-owned subsidiaries, Kraton Polymers LLC (“Kraton LLC”) and Kraton Polymers Capital Corporation (together with Kraton LLC, the “Issuers”), of a c

April 26, 2018 EX-99.1

April 26, 2018 Kraton Corporation First Quarter 2018 Earnings Presentation Kraton First Quarter 2018 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements

EX-99.1 2 firstquarter2018earnings.htm EXHIBIT 99.1 April 26, 2018 Kraton Corporation First Quarter 2018 Earnings Presentation Kraton First Quarter 2018 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. This presentation inc

April 26, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 26, 2018 10-Q

KRA / Kraton Performance Polymers, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-34581 Kraton Corporation (Exact Name of Registrant as Specified

April 25, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction of incorpora

April 25, 2018 EX-99.1

Kraton Corporation Announces First Quarter 2018 Results

Exhibit 99.1 Kraton Corporation Announces First Quarter 2018 Results HOUSTON, April 25, 2018 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global specialty chemicals company that manufactures styrenic block copolymers (“SBCs”), specialty polymers, and high-value performance products primarily derived from pine wood pulping co-products, announces financial results for the quarter ended M

April 13, 2018 DEFA14A

KRA / Kraton Performance Polymers, Inc. NOTICE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted by R

April 13, 2018 DEF 14A

KRA / Kraton Performance Polymers, Inc. 2018 PROXY STATEMENT

20[ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement. ¨ Confidential, for Use of the Commission Only (as permitted

March 12, 2018 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 001-34581 20-0411521 (State or other jurisdiction of incorporation or organization) (C

March 12, 2018 EX-10.1

FIFTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT

EX-10.1 2 fifthamendmenttocreditandg.htm EXHIBIT 10.1 Exhibit 10.1 Execution Version FIFTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT FIFTH AMENDMENT TO CREDIT AND GUARANTEE AGREEMENT (this “Agreement” or the “Amendment”), dated as of March 8, 2018, relating to the Credit and Guarantee Agreement, dated as of January 6, 2016 (as amended, restated, amended and restated, supplemented, waived or othe

March 12, 2018 EX-99.1

Kraton Corporation Announces Successful Closing of Term Loan Refinancing

EX-99.1 3 pressrelease.htm EXHIBIT 99.1 Exhibit 99.1 Kraton Corporation Announces Successful Closing of Term Loan Refinancing HOUSTON, March 8, 2018 - Kraton Corporation (NYSE: KRA) (the “Company”) and certain of its wholly owned subsidiaries today announced the closing of an amendment to its existing senior secured term loan facility ("Term Loan Facility") that: • increased borrowing under the Eu

February 21, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction

February 21, 2018 EX-99.1

February 21, 2018 Kraton Corporation Fourth Quarter 2017 Earnings Presentation Kraton Fourth Quarter 2017 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking state

fourthquarter2017deck February 21, 2018 Kraton Corporation Fourth Quarter 2017 Earnings Presentation Kraton Fourth Quarter 2017 Earnings Call 2 Disclaimers Forward Looking Statements Some of the statements and information in this presentation contain forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.

February 21, 2018 10-K

KRA / Kraton Performance Polymers, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-34581 KRATON CORPORATION (Exact Name of Registrant as Specified in

February 21, 2018 EX-21.1

KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2017 (1)

Exhibit 21.1 KRATON CORPORATION List of Significant Subsidiaries as of December 31, 2017 (1) Jurisdiction of Organization Kraton Polymers Nederland B.V. Netherlands K.P. Global Holdings C.V. Netherlands Antilles Kraton Polymer Holdings B.V. Netherlands KP International C.V. Netherlands Antilles Kraton Formosa Polymers Company Republic of China Kraton Polymers LLC Delaware Kraton Polymers U.S. LLC

February 21, 2018 EX-24.1

POWER OF ATTORNEY

EX-24.1 5 a10-k2017kraexhibit241.htm EXHIBIT 24.1 Exhibit 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that such person whose signature first appears below hereby constitutes and appoints Kevin M. Fogarty and Stephen E. Tremblay, and each of them severally, as his or her true and lawful agent, with power to act separately and with full and unqualified authority to delegate any or all of

February 21, 2018 EX-12.1

KRATON CORPORATION Ratio of Earnings to Fixed Charges (In thousands)

Exhibit 12.1 KRATON CORPORATION Ratio of Earnings to Fixed Charges (In thousands) December 31, 2017 December 31, 2016 December 31, 2015 December 31, 2014 December 31, 2013 Fixed Charges: + Interest expensed $ 121,965 $ 136,079 $ 26,390 $ 25,815 $ 27,550 + Interest capitalized 4,042 5,825 4,185 3,198 4,180 + Amortization of debt issuance costs 8,420 8,741 2,233 2,223 7,389 +/- Amortization of debt

February 20, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2018 Commission File Number 001-34581 Kraton Corporation (Exact name of registrant as specified in its charter) Delaware 20-0411521 (State or other jurisdiction

February 20, 2018 EX-99.1

Kraton Corporation Announces Fourth Quarter and Full Year 2017 Results

EX-99.1 2 q42017kra8-kexhibit991.htm EXHIBIT 99.1 Exhibit 99.1 Kraton Corporation Announces Fourth Quarter and Full Year 2017 Results HOUSTON, February 20, 2018 /PRNewswire/ - Kraton Corporation (NYSE: KRA), a leading global producer of styrenic block copolymers, specialty polymers and high-value performance products derived from pine wood pulping co-products, announces financial results for the q

February 20, 2018 S-3ASR

KRA / Kraton Performance Polymers, Inc. S-3ASR

Document As filed with the Securities and Exchange Commission on February 20, 2018 Registration No.

February 20, 2018 EX-4.5

KRATON CORPORATION Dated as of [ ] DEBT SECURITIES [ ] as Trustee TABLE OF CONTENTS

EX-4.5 2 baseindenture1.htm EXHIBIT 4.5 Exhibit 4.5 KRATON CORPORATION INDENTURE Dated as of [ ] DEBT SECURITIES [ ] as Trustee TABLE OF CONTENTS Page ARTICLE 1. DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01. Definitions.1 SECTION 1.02. Other Definitions5 SECTION 1.03. Incorporation by Reference of Trust Indenture Act.5 SECTION 1.04. Rules of Construction. 6 ARTICLE 2. THE SECURITIES 6

February 20, 2018 EX-12.1

KRATON CORPORATION Ratio of Earnings to Fixed Charges (In thousands)

Exhibit Exhibit 12.1 KRATON CORPORATION Ratio of Earnings to Fixed Charges (In thousands) Nine Months Ended September 30, 2017 December 31, 2016 December 31, 2015 December 31, 2014 December 31, 2013 December 31, 2012 Fixed Charges: + Interest expensed $ 93,911 $ 136,079 $ 26,390 $ 25,815 $ 27,550 $24,127 + Interest capitalized 3,334 5,825 4,185 3,198 4,180 2,648 + Amortization of debt issuance cos

February 20, 2018 EX-15.1

Awareness Letter of Independent Registered Public Accounting Firm

EX-15.1 5 awarenessletterofkpmg.htm EXHIBIT 15.1 Exhibit 15.1 Awareness Letter of Independent Registered Public Accounting Firm February 20, 2018 Kraton Corporation Houston, Texas Re: Registration Statement on Form S-3 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our reports dated April 27, 2017, July 27, 2017, and October 25, 2017, related

February 12, 2018 EX-4.16

KRATON CORPORATION NONQUALIFIED OPTION AWARD AGREEMENT

Exhibit Exhibit 4.16 KRATON CORPORATION NONQUALIFIED OPTION AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Nonqualified Option Award Agreement (this ? Agreement ?) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ? Company ?, and formerly known as Kraton Performance Polymers, Inc.) and you (the

February 12, 2018 EX-15.1

Awareness Letter of Independent Registered Public Accounting Firm

EX-15.1 8 a151awarenessletter.htm EXHIBIT 15.1 Exhibit 15.1 Awareness Letter of Independent Registered Public Accounting Firm February 12, 2018 Kraton Corporation Houston, Texas Re: Registration Statement No. 333-163893 With respect to the subject registration statement, we acknowledge our awareness of the use therein of our reports dated April 27, 2017, July 27, 2017, and October 25, 2017, relate

February 12, 2018 EX-4.17

KRATON CORPORATION CASH SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT

Exhibit Exhibit 4. 17 KRATON CORPORATION CASH SETTLED RESTRICTED STOCK UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Cash Settled Restricted Stock Unit Award Agreement (this ? Agreement ? ) is made effective as of the Grant Date (defined below) between Kraton Corporation (the ? Company ? , and formerly known as Kraton Perform

February 12, 2018 S-8 POS

KRA / Kraton Performance Polymers, Inc. S-8 POS

Document As filed with the Securities and Exchange Commission on February 12, 2018 Registration No.

February 12, 2018 EX-4.15

KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT

EX-4.15 4 a415formofperformancersu.htm EXHIBIT 4.15 Exhibit 4.15 KRATON CORPORATION RESTRICTED STOCK PERFORMANCE UNIT AWARD AGREEMENT Upon acceptance by you through the online acceptance procedures set forth at www.etrade.com, this Restricted Stock Performance Unit Award Agreement (this “Agreement”) is made effective as of the Grant Date (defined below) between Kraton Corporation (the “Company”, a

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