LIEN Pengajuan SEC - Chicago Atlantic BDC, Inc.- Laporan Tahunan, Pernyataan Kuasa, Prospektus

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LEI	549300UCS6M1BNMDQZ18
CIK	1843162

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Chicago Atlantic BDC, Inc.

SEC Filings (Chronological Order)

Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.

August 14, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2025 (August 5, 2025) Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorp
August 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 CHICAGO ATLANTIC BDC, INC.
August 14, 2025	EX-99.1	CHICAGO ATLANTIC BDC, INC. Statements of Assets and Liabilities Exhibit 99.1 Chicago Atlantic BDC, Inc. Reports Second Quarter 2025 Financial Results NEW YORK, August 14, 2025 - Chicago Atlantic BDC, Inc. (“LIEN” or the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the second quarter ended June 30, 2025. Second Quarter 2025 Highlights and Subs
August 14, 2025	EX-99.2	CONFIDENTIAL \| Chicago Atlantic BDC, Inc. Second Quarter 2025 Earnings Presentation Chicago Atlantic BDC, Inc. (NASDAQ: LIEN) August 14, 2025 CONFIDENTIAL \| Chicago Atlantic BDC, Inc. 3 Chicago Atlantic BDC, Inc: Company Overview ~$780M near - term p Exhibit 99.2 CONFIDENTIAL \| Chicago Atlantic BDC, Inc. Second Quarter 2025 Earnings Presentation Chicago Atlantic BDC, Inc. (NASDAQ: LIEN) August 14, 2025 CONFIDENTIAL \| Chicago Atlantic BDC, Inc. 2 The information contained in this presentation should be viewed in conjunction with the earnings conference call of Chicago A tla ntic BDC, Inc. (the “Company”) (Nasdaq: LIEN) held on August 14, 2025,
July 3, 2025	8-K	FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Item 9.01 Financial Statements and Exhibits. (d) Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 01, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commissio
June 27, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Chicago Atlantic BD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commissio
June 24, 2025	8-K	FORM 8-K Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commissio
June 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 Chicago Atlantic BDC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commission
June 5, 2025	EX-99.1	Chicago Atlantic BDC, Inc. Announces 2025 Annual Meeting of Stockholders’ Exhibit 99.1 Chicago Atlantic BDC, Inc. Announces 2025 Annual Meeting of Stockholders’ NEW YORK, June 2, 2025 (GLOBE NEWSWIRE) - Chicago Atlantic BDC, Inc. (“LIEN” or the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, announced on April 30, 2025 that its annual meeting of stockholders (the “Annual Meeting”) will take place
June 3, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De
May 14, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commission
May 14, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 CHICAGO ATLANTIC BDC, INC. (Exact name of r
May 14, 2025	EX-99.1	CHICAGO ATLANTIC BDC, INC. Statements of Assets and Liabilities Exhibit 99.1 Chicago Atlantic BDC, Inc. Reports First Quarter 2025 Financial Results and Announces Cash Dividend of $0.34 per Share NEW YORK, May 14, 2025 - Chicago Atlantic BDC, Inc. (“LIEN” or the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the first quarter ended March 31, 20
May 14, 2025	EX-99.2	First Quarter 2025 Earnings Presentation May 14, 2025 Exhibit 99.2 First Quarter 2025 Earnings Presentation May 14, 2025 Disclaimers and Forward - Looking Statements The information contained in this presentation should be viewed in conjunction with the earnings conference call of Chicago Atlantic BDC, Inc . (the “Company”) (Nasdaq : LIEN) held on May 14 , 2025 , and the Company’s Quarterly Report on Form 10 - Q for the quarter ended March 31 , 2025
May 2, 2025	EX-99.1	Chicago Atlantic BDC, Inc. Announces First Quarter 2025 Financial Results Conference Call Exhibit 99.1 Chicago Atlantic BDC, Inc. Announces First Quarter 2025 Financial Results Conference Call NEW YORK, April 30, 2025 — Chicago Atlantic BDC, Inc. (the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced details for the release of its financial results for the first quarter ended March 31, 2025. The Co
May 2, 2025	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number) (I
April 30, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De
April 30, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒
April 18, 2025	EX-97	Incentive Compensation Recoupment Policy Exhibit 97 Incentive Compensation Recoupment Policy 1. Purpose of These Policies and Procedures The Board of Directors of Chicago Atlantic BDC, Inc. (the “Board”) believes that it is in the best interests of Chicago Atlantic BDC, Inc (“LIEN”). and its shareholders to create and maintain a culture that emphasizes integrity and accountability and that reinforces LIEN’s compensation philosophy. The B
April 18, 2025	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.
March 31, 2025	EX-99.1	CHICAGO ATLANTIC BDC, INC. Statements of Assets and Liabilities Exhibit 99.1 Chicago Atlantic BDC, Inc. Reports Fourth Quarter and Full Year 2024 Financial Results NEW YORK, March 31, 2025 - Chicago Atlantic BDC, Inc. (“LIEN” or the “Company”) (NASDAQ: LIEN), formerly Silver Spike Investment Corp., a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the fourth quarter and yea
March 31, 2025	EX-14.1	Certification Exhibit 14.1 Conduct Requirements Chicago Atlantic BDC, Inc. Code of Ethics Purpose of the Code of Ethics Chicago Atlantic BDC, Inc. (the “Company”) has adopted this 1940 Act Code of Ethics to set forth guidelines and procedures that promote ethical practices and conduct by all of the Company’s Access Persons, as defined below, and to ensure compliance with the Federal Securities Laws. To the exte
March 31, 2025	EX-19.1	Exhibit A Exhibit 19.1 Chicago Atlantic BDC, Inc. Insider Trading Policy and Procedures Chicago Atlantic BDC, Inc. (the "Company") has adopted this policy and procedure on insider trading (the “Policy”) which applies to each Officer and Director of the Company and members of their respective families/household 1. Furthermore, the Company CCO will ensure that any such each of the Fund’s service providers, ea
March 31, 2025	EX-14.2	CHICAGO ATLANTIC BDC ADVISERS, LLC Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 Collin Whitten, CCO: [email protected] October 2024 Exhibit 14.2 CHICAGO ATLANTIC BDC ADVISERS, LLC Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 Collin Whitten, CCO: [email protected] October 2024 1 Table of Contents 1) Introduction 3 2) Standards of Business Conduct 3 3) Policy Statement on Insider Trading 3 4) Procedures To Implement Policy Against Insider Trading 5 5) Personal Account Dealings 5 6) Gifts and Entertain
March 31, 2025	EX-99.2	Fourth Quarter and Full Year 2024 Earnings Presentation March 31, 2025 Exhibit 99.2 Fourth Quarter and Full Year 2024 Earnings Presentation March 31, 2025 Disclaimers and Forward - Looking Statements The information contained in this presentation should be viewed in conjunction with the earnings conference call of Chicago Atlantic BDC, Inc . (the “Company”) (Nasdaq : LIEN) held on March 31 , 2025 , and the Company’s Annual Report on Form 10 - K for the year ended Dec
March 31, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commissi
March 31, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40564 CHICAGO ATLANT
March 18, 2025	EX-99.1	Chicago Atlantic BDC, Inc. Announces Fourth Quarter 2024 Financial Results Conference Call Exhibit 99.1 Chicago Atlantic BDC, Inc. Announces Fourth Quarter 2024 Financial Results Conference Call NEW YORK, March 13, 2025 — Chicago Atlantic BDC, Inc. (the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced details for the release of its financial results for the fourth quarter and year ended December 31
March 18, 2025	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 13, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number) (I
March 18, 2025	EX-99.2	Chicago Atlantic BDC, Inc. Declares $0.34 Cash Dividend for First Quarter 2025 Exhibit 99.2 Chicago Atlantic BDC, Inc. Declares $0.34 Cash Dividend for First Quarter 2025 NEW YORK, March 14, 2025 — Chicago Atlantic BDC, Inc. (“the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced that the Company’s board of directors has declared a cash dividend of $0.34 per share for the quarter ending
February 18, 2025	EX-10.3	Custody Agreement, dated as of February 11, 2025, by and between the Company, and Western Alliance Bank, as custodian Exhibit 10.3 ICS Deposit Placement Agreement You, the undersigned, enter into this ICS Deposit Placement Agreement (“Agreement”) with the following financial institution (“we” or “us”): This Agreement states the terms and conditions on which we will endeavor to place deposits for you at other financial institutions through ICS®, the IntraFi Cash ServiceSM of IntraFi Network LLC (“IntraFi”) for pla
February 18, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commi
February 18, 2025	EX-10.1	Senior Secured Revolving Credit Agreement, dated as of February 11, 2025, among the Company, as borrower, the lenders and the issuing banks party thereto from time to time, and Western Alliance Trust Company, N.A., as administrative agent Exhibit 10.1 SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of February 11, 2025 among CHICAGO ATLANTIC BDC, INC., as Borrower The LENDERS and ISSUING BANKS Party Hereto and WESTERN ALLIANCE TRUST COMPANY, N.A., as Administrative Agent $100,000,000 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS Section 1.01 Defined Terms 1 Section 1.02 Classification of Loans and Borrowings 34 Section 1.03 Terms
February 18, 2025	EX-99.1	Chicago Atlantic BDC, Inc. Announces the Closing of a New $100 Million Senior Secured Revolving Credit Facility The new Credit Facility provides significant liquidity and flexibility to fund future portfolio growth Exhibit 99.1 Chicago Atlantic BDC, Inc. Announces the Closing of a New $100 Million Senior Secured Revolving Credit Facility The new Credit Facility provides significant liquidity and flexibility to fund future portfolio growth NEW YORK, February 12, 2025 — Chicago Atlantic BDC, Inc. (the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business developm
February 18, 2025	EX-10.2	Custody Agreement, dated as of February 11, 2025, by and between the Company, and Western Alliance Trust Company, N.A., as custodian Exhibit 10.2 CUSTODY AGREEMENT dated as of February 11, 2025 by and between CHICAGO ATLANTIC BDC, INC. (“Company”) and WESTERN ALLIANCE TRUST COMPANY, N.A. (“Custodian”) TABLE OF CONTENTS 1 DEFINITIONS 3 2 APPOINTMENT OF CUSTODIAN 7 3 DUTIES OF CUSTODIAN 8 4 REPORTING 17 5 DEPOSIT IN U.S. SECURITIES SYSTEMS 18 6 SECURITIES HELD OUTSIDE OF THE UNITED STATES 18 7 CERTAIN GENERAL TERMS 21 8 COMPENSAT
February 14, 2025	EX-99.A	JOINT FILING AGREEMENT EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.
February 14, 2025	EX-99.B	IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON EXHIBIT B IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Subsidiary Classification Chicago Atlantic BDC Advisers, LLC IA
December 9, 2024	EX-99.1	Chicago Atlantic BDC, Inc. Declares $0.34 Cash Dividend for Fourth Quarter 2024 Exhibit 99.1 Chicago Atlantic BDC, Inc. Declares $0.34 Cash Dividend for Fourth Quarter 2024 NEW YORK, December 6, 2024 — Chicago Atlantic BDC, Inc. (“the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced that the Company’s board of directors has declared a cash dividend of $0.34 per share for the quarter endi
December 9, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
November 8, 2024	EX-99.1	CHICAGO ATLANTIC BDC, INC. Statements of Assets and Liabilities Exhibit 99.1 Chicago Atlantic BDC, Inc. Reports Third Quarter 2024 Financial Results NEW YORK, November 7, 2024 - Chicago Atlantic BDC, Inc. (“LIEN” or the “Company”) (NASDAQ: LIEN), formerly Silver Spike Investment Corp., a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the third quarter ended September 30, 2
November 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 Chicago Atlantic UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
November 8, 2024	EX-3.2	SILVER SPIKE INVESTMENT CORP. ARTICLES OF AMENDMENT Exhibit 3.2 SILVER SPIKE INVESTMENT CORP. ARTICLES OF AMENDMENT Silver Spike Investment Corp., a Maryland corporation (which is hereinafter called the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Article I of the charter of the Corporation is hereby amended to read as follows: The name of the corporation (the “Corporation”) is: Chica
November 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 CHICAGO ATLANTIC BDC, INC. (Exact name
November 8, 2024	EX-99.2	Third Quarter 2024 Earnings Presentation November 8, 2024 Exhibit 99.2 Third Quarter 2024 Earnings Presentation November 8, 2024 Disclaimers and Forward - Looking Statements The information contained in this presentation should be viewed in conjunction with the earnings conference call of Chicago Atlantic BDC, Inc . (the “Company”) (Nasdaq : LIEN) held on November 8 , 2024 and the Company’s Quarterly Report on Form 10 - Q for the quarter ended September
November 7, 2024	EX-99.B	Exhibit B – Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person EX-99.B 3 dp220513exhibitb.htm EXHIBIT B EXHIBIT B IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Subsidiary Classification Chicago Atlantic BDC Advisers, LLC IA
November 7, 2024	SC 13G/A	LIEN / Chicago Atlantic BDC, Inc. / Silver Spike Capital, LLC - FORM SC 13G/A Passive Investment SC 13G/A 1 dp220513sc13ga-2.htm FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Chicago Atlantic BDC, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 828174102 (CUSIP Number) October 31, 2024 (Date of Event Which Requires Filing of this Statem
November 7, 2024	EX-99.A	Exhibit A – Joint Filing Agreement EX-99.A 2 dp220513exhibita.htm EXHIBIT A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Chicago Atlantic BDC, Inc. and further ag
October 22, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 21, 2024 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number)
October 22, 2024	EX-99.1	Chicago Atlantic BDC, Inc. Schedules Third Quarter 2024 Financial Results Conference Call Exhibit 99.1 Chicago Atlantic BDC, Inc. Schedules Third Quarter 2024 Financial Results Conference Call NEW YORK, October 21, 2024 (GLOBE NEWSWIRE)— Chicago Atlantic BDC, Inc. (“Chicago Atlantic BDC” or the “Company”) (NASDAQ: LIEN), a specialty finance company that has elected to be regulated as a business development company, today announced it will report financial results for its third quarter
October 15, 2024	SC 13D/A	SSIC / Silver Spike Investment Corp. / Chicago Atlantic Loan Portfolio, LLC - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment SC 13D/A 1 ea0217502-13da1chicagochica.htm AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 Chicago Atlantic BDC, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 828174102 (CUSIP Number) Chicago Atlantic Loan Portfolio, LLC
October 11, 2024	SC 13D	SSIC / Silver Spike Investment Corp. / Chicago Atlantic Loan Portfolio, LLC - SCHEDULE 13D Activist Investment SC 13D 1 ea0217443-13dchicagochicago.htm SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Chicago Atlantic BDC, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 828174102 (CUSIP Number) Chicago Atlantic Loan Portfolio, LLC Attention: Legal Department 420 N. Wabash
October 7, 2024	EX-10.1	Investment Advisory Agreement, dated October 1, 2024, between the Company and the Adviser Exhibit 10.1 INVESTMENT ADVISORY AGREEMENT BETWEEN CHICAGO ATLANTIC BDC, INC. AND CHICAGO ATLANTIC BDC ADVISERS, LLC This Investment Advisory Agreement (this “Agreement”) is made this 1st day of October, 2024, by and between Chicago Atlantic BDC, Inc. a Maryland corporation (the “Company”), and Chicago Atlantic BDC Advisers, LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the C
October 7, 2024	8-K	Regulation FD Disclosure, Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2024 Chicago Atlantic BDC, Inc. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commiss
October 7, 2024	EX-10.2	License Agreement, dated October 1, 2024, between the Company and the Adviser Exhibit 10.2 LICENSE AGREEMENT BETWEEN CHICAGO ATLANTIC BDC, INC. AND CHICAGO ATLANTIC BDC ADVISERS, LLC This License Agreement (this “Agreement”) is made as of this 1st day of October, 2024 (the “Effective Date”), by and between Chicago Atlantic BDC Advisers, LLC, a Delaware limited liability company (the “Licensor”) and Chicago Atlantic BDC, Inc., a Maryland corporation (the “Licensee”). WHEREAS
October 7, 2024	EX-99.1	Silver Spike Investment Corp. Completes Loan Portfolio Acquisition Exhibit 99.1 Silver Spike Investment Corp. Completes Loan Portfolio Acquisition NEW YORK, October 1, 2024 (GLOBE NEWSWIRE) — Silver Spike Investment Corp. (“SSIC” or the “Company”) (Nasdaq: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced the completion of its previously announced acquisition from Chicago Atlantic Loan Portfolio
October 7, 2024	EX-10.3	Expense Limitation Agreement, dated October 1, 2024, between the Company and the Adviser Exhibit 10.3 CHICAGO ATLANTIC BDC ADVISERS, LLC 420 North Wabash Avenue, Suite 500 Chicago, IL 60611 October 1, 2024 Chicago Atlantic BDC, Inc. 600 Madison Avenue, Suite 1800 New York, New York 10022 Re: Expense Limitation Agreement Ladies and Gentlemen: Chicago Atlantic BDC Advisers, LLC (the “Adviser”), intending to be legally bound, hereby confirms its agreement as follows in respect of Chicago
September 27, 2024	EX-99.1	Silver Spike Investment Corp. Announces Stockholder Approval of Loan Portfolio Acquisition Exhibit 99.1 Silver Spike Investment Corp. Announces Stockholder Approval of Loan Portfolio Acquisition NEW YORK, Sept. 23, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced that the stockholders of the Company have voted at the Company’s spe
September 27, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (C
August 30, 2024	424B3	SILVER SPIKE INVESTMENT CORP. TABLE OF CONTENTS Filed pursuant to Rule 424(b)(3) File No. 333-278677 SILVER SPIKE INVESTMENT CORP. Dear Stockholder, You are cordially invited to attend the virtual special meeting of stockholders of Silver Spike Investment Corp. (“SSIC”) to be held on September 23, 2024 at 10:00 a.m. Eastern Time (together with any adjournments or postponements thereof, the “SSIC Special Meeting”). The live w
August 30, 2024	CORRESP	2 Davis Polk & Wardwell llp 450 Lexington Avenue New York, NY 10017 davispolk.com August 30, 2024 VIA EDGAR Ms. Eileen M. Smiley Mr. John F. Kernan Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Silver Spike Investment Corp. (CIK No. 0001843162) Pre-Effective Amendment No. 2 to Registration Statement on Form N-14 Filed on July 31, 202
August 30, 2024	EX-17.(B)	[KBW LETTERHEAD] Exhibit 17(b) [KBW LETTERHEAD] August 30, 2024 Re: CONSENT OF KEEFE, BRUYETTE & WOODS, INC.
August 30, 2024	EX-17.(A)	EX-17.(A) Exhibit 17(a)
August 30, 2024	EX-11	100 LIGHT STREET Exhibit 11 100 LIGHT STREET BALTIMORE, MARYLAND 21202 PHONE: FAX: 410-685-1120 410-547-0699 www.
August 30, 2024	EX-14.(B)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated March 19, 2024 on the statement of assets, liabilities, and members’ capital, including the schedule of investments, of Chicago Atlantic Loan Portfolio, LLC (the “Company”), as of January 1, 2024, and the related statement of operations, changes in members’ capital, and cash flows for the period from January 1, 2024 (commencement of operations) and ending on January 1, 2024, and the related notes (collectively referred to as the financial statements), included in the proxy statement/prospectus constituting a part of this registration statement on Form N-14.
August 30, 2024	EX-14.(A)	Consent of Independent Registered Public Accounting Firm Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Proxy Statement/Prospectus constituting a part of this Registration Statement of our report dated March 27, 2024, relating to the financial statements of Silver Spike Investment Corp.
August 30, 2024	N-14 8C/A	As filed with the Securities and Exchange Commission on August 30, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 30, 2024 Registration No.
August 30, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form N-14 (Form Type) Silver Spike Investment Corp. (Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 18 Calculation of Filing Fee Tables Form N-14 (Form Type) Silver Spike Investment Corp.
August 12, 2024	425	Silver Spike Investment Corp. (Q2 2024 Earnings) August 9, 2024 Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC On August 9, 2024, Silver Spike Investment Corp. (“SSIC” or the “Company”) held a conference call to discuss SSIC’s financial results for the second quarter ended June 30, 2024. T
August 9, 2024	EX-99.2	Second Quarter 2024 Earnings Presentation August 9, 2024 Exhibit 99.2 Second Quarter 2024 Earnings Presentation August 9, 2024 2 SILVER SPIKE INVESTMENT CORP. ;2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Spike Investment Corp . (“SSIC” or the “Company”) (NASDAQ : SSIC) held on August 9 , 2024 and the Compan
August 9, 2024	425	Filed by Silver Spike Investment Corp. Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC Second Quarter 2024 Earnings Presentation August 9, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information con
August 9, 2024	EX-99.1	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Exhibit 99.1 Silver Spike Investment Corp. Reports Second Quarter 2024 Financial Results and Announces Cash Dividend of $0.25 Per Share NEW YORK, August 8, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the second
August 9, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Silver Spike Inves UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commi
August 9, 2024	425	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC Silver Spike Investment Corp. Reports Second Quarter 2024 Financial Results and Announces Cash Dividend of $0.25 Per Share NEW YORK, August 8, 2024 (GLOBE NEWSWIRE) - Silver Spike
August 8, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name of
July 31, 2024	EX-17.(A)	EX-17.(A) Exhibit 17(a)
July 31, 2024	EX-14.(B)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated March 19, 2024 on the statement of assets, liabilities, and members’ capital, including the schedule of investments, of Chicago Atlantic Loan Portfolio, LLC (the “Company”), as of January 1, 2024, and the related statement of operations, changes in members’ capital, and cash flows for the period from January 1, 2024 (commencement of operations) and ending on January 1, 2024, and the related notes (collectively referred to as the financial statements), included in the proxy statement/prospectus constituting a part of this registration statement on Form N-14.
July 31, 2024	EX-14.(A)	Consent of Independent Registered Public Accounting Firm Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Proxy Statement/Prospectus constituting a part of this Registration Statement of our report dated March 27, 2024, relating to the financial statements of Silver Spike Investment Corp.
July 31, 2024	EX-17.(B)	[KBW LETTERHEAD] Exhibit 17(b) [KBW LETTERHEAD] July 30, 2024 Re: CONSENT OF KEEFE, BRUYETTE & WOODS, INC.
July 31, 2024	EX-11	July 30, 2024 Exhibit 11 100 LIGHT STREET BALTIMORE, MARYLAND 21202 PHONE: 410-685-1120 FAX: 410-547-0699 July 30, 2024 Silver Spike Investment Corp.
July 31, 2024	N-14 8C/A	As filed with the Securities and Exchange Commission on July 31, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 31, 2024 Registration No.
July 30, 2024	CORRESP	2 Davis Polk & Wardwell llp 450 Lexington Avenue New York, NY 10017 davispolk.com July 30, 2024 VIA EDGAR Ms. Eileen M. Smiley Mr. John F. Kernan Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D.C. 20549 Re: Silver Spike Investment Corp. (CIK No. 0001843162) Pre-Effective Amendment No. 1 to Registration Statement on Form N-14 Filed on June 20, 2024
July 25, 2024	EX-99.1	Silver Spike Investment Corp. Announces Second Quarter 2024 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces Second Quarter 2024 Financial Results Conference Call NEW YORK, July 24, 2024 (GLOBE NEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced it will report financial results for its second quarter ended June
July 25, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland (State or Other Jurisdiction of Incorporation) 001-40564 (Commission File N
June 27, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
June 20, 2024	N-14 8C/A	As filed with the Securities and Exchange Commission on June 20, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on June 20, 2024 Registration No.
June 20, 2024	EX-14.B	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated March 19, 2024 on the statement of assets, liabilities, and members’ capital, including the schedule of investments, of Chicago Atlantic Loan Portfolio, LLC (the “Company”), as of January 1, 2024, and the related statement of operations, changes in members’ capital, and cash flows for the period from January 1, 2024 (commencement of operations) and ending on January 1, 2024, and the related notes (collectively referred to as the financial statements), included in the joint proxy statement/prospectus constituting a part of this registration statement on Form N-14.
June 20, 2024	EX-14.A	Consent of Independent Registered Public Accounting Firm Exhibit 14(a) Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Joint Proxy Statement/Prospectus constituting a part of this Registration Statement of our report dated March 27, 2024, relating to the financial statements of Silver Spike Investment Corp.
June 20, 2024	EX-11	June 18, 2024 Exhibit 11 100 LIGHT STREET BALTIMORE, MARYLAND 21202 PHONE: 410-685-1120 FAX: 410-547-0699 www.
June 20, 2024	EX-17.B	[KBW LETTERHEAD] [KBW LETTERHEAD] Exhibit 17(b) June 18, 2024 Re: CONSENT OF KEEFE, BRUYETTE & WOODS, INC.
May 13, 2024	425	Silver Spike Investment Corp. (Q1 2024 Earnings) May 10, 2024 Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC On May 10, 2024, Silver Spike Investment Corp. (“SSIC” or the “Company”) held a conference call to discuss SSIC’s financial results for the first quarter ended March 31, 2024. The
May 10, 2024	EX-99.1	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Exhibit 99.1 Silver Spike Investment Corp. Reports First Quarter 2024 Financial Results and Announces Cash Dividend of $0.25 Per Share NEW YORK, May 9, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the first quar
May 10, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commissi
May 10, 2024	425	Filed by Silver Spike Investment Corp. Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC First Quarter 2024 Earnings Presentation May 10, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contai
May 10, 2024	EX-99.2	First Quarter 2024 Earnings Presentation May 10, 2024 Exhibit 99.2 First Quarter 2024 Earnings Presentation May 10, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Spike Investment Corp . (“SSIC” or the “Company”) (NASDAQ : SSIC) held on May 10 , 2024 and the Company’s Q
May 10, 2024	425	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC Silver Spike Investment Corp. Reports First Quarter 2024 Financial Results and Announces Cash Dividend of $0.25 Per Share NEW YORK, May 9, 2024 (GLOBE NEWSWIRE) - Silver Spike Inv
May 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name o
May 1, 2024	EX-99.1	Silver Spike Investment Corp. Announces First Quarter 2024 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces First Quarter 2024 Financial Results Conference Call NEW YORK, April 25, 2024 (GLOBE NEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced it will report financial results for its first quarter ended March
May 1, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commi
April 26, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ De
April 26, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒
April 15, 2024	EX-17.(B)	April 12, 2024 Exhibit 17(b) April 12, 2024 Re: CONSENT OF KEEFE, BRUYETTE & WOODS, INC. Ladies and Gentlemen: We hereby consent to the inclusion of our opinion letter to the Special Committee of the Board of Directors of Silver Spike Investment Corp. as Annex C to the Joint Proxy Statement/Information Statement/Prospectus which forms a part of the Registration Statement on Form N-14 filed on the date hereof wit
April 15, 2024	EX-14.(A)	Consent of Independent Registered Public Accounting Firm Exhibit 14(a) Consent of Independent Registered Public Accounting Firm Silver Spike Investment Corp.
April 15, 2024	EX-17.(A)	EX-17.(A) Exhibit 17(a)
April 15, 2024	EX-11	April 12, 2024 Exhibit 11 April 12, 2024 Silver Spike Investment Corp. 600 Madison Avenue, Suite 1800 New York, NY 10022 Re: Silver Spike Investment Corp. – Registration Statement on Form N-14 (the “Registration Statement”) Ladies and Gentlemen: We have acted as special Maryland counsel to Silver Spike Investment Corp., a Maryland corporation (the “Company”), in connection with the issuance of up to $129,235,023
April 15, 2024	EX-14.(B)	CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 14(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the use of our report dated March 19, 2024 on the statement of assets, liabilities, and members’ capital, including the schedule of investments, of Chicago Atlantic Loan Portfolio, LLC (the “Company”), as of January 1, 2024, and the related statement of operations, changes in members’ capital, and cash flows for the period from January 1, 2024 (commencement of operations) and ending on January 1, 2024, and the related notes (collectively referred to as the financial statements), included in the joint proxy statement/information statement/prospectus constituting a part of this registration statement on Form N-14.
April 15, 2024	N-14 8C	As filed with the Securities and Exchange Commission on April 15, 2024 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on April 15, 2024 Registration No.
April 15, 2024	EX-FILING FEES	Calculation of Filing Fee Tables Form N-14 (Form Type) Silver Spike Investment Corp. (Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 18 Calculation of Filing Fee Tables Form N-14 (Form Type) Silver Spike Investment Corp.
April 15, 2024	EX-16	POWER OF ATTORNEY Exhibit 16 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Scott Gordon and Umesh Mahajan, and each of them acting individually, his or her true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign the Registration Statement on Form N-14 of Silver Spike Investment Corp.
March 29, 2024	425	Silver Spike Investment Corp. (FY 2023 Earnings) March 28, 2024 Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC On March 28, 2024, Silver Spike Investment Corp. (“SSIC” or the “Company”) held a conference call to discuss SSIC’s financial results for the fiscal year ended December 31, 2023.
March 28, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40564 SILVER SPIKE I
March 28, 2024	EX-14.1	Certification Exhibit 14.1 Conduct Requirements 2. Silver Spike Investment Corp. Code of Ethics Purpose of the Code of Ethics Silver Spike Investment Corp. (the “Company”) has adopted this 1940 Act Code of Ethics to set forth guidelines and procedures that promote ethical practices and conduct by all of the Company’s Access Persons, as defined below, and to ensure compliance with the Federal Securities Laws. To
March 28, 2024	EX-99.1	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Exhibit 99.1 Silver Spike Investment Corp. Reports Fiscal Year End 2023 Financial Results NEW YORK, March 27, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced its financial results for the fiscal year ended December 31, 2023. Quarter Ended 1
March 28, 2024	425	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC Silver Spike Investment Corp. Reports Fiscal Year End 2023 Financial Results NEW YORK, March 27, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“SSIC” or the “Company”) (N
March 28, 2024	425	Filed by Silver Spike Investment Corp. Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC Fiscal Year End 2023 Earnings Presentation March 28, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information co
March 28, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 27, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commi
March 28, 2024	EX-14.2	Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 Roxanne Jenkins, CCO: December 2023 Exhibit 14.2 Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 www.silverspikecap.com Roxanne Jenkins, CCO: [email protected] December 2023 1 Table of Contents 1) Introduction 3 2) Standards of Business Conduct 3 3) Policy Statement on Insider Trading 4 4) Procedures To Implement Policy Against Insider Trading 5 5) Personal Account Dealings 6 6) Gifts and Entertainment 7 7) Po
March 28, 2024	EX-99.2	Fiscal Year End 2023 Earnings Presentation March 28, 2024 Exhibit 99.2 Fiscal Year End 2023 Earnings Presentation March 28, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Spike Investment Corp . (“SSIC” or the “Company”) (NASDAQ : SSIC) held on March 28 , 2024 and the Compa
March 15, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 Silver Spike Inves UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number)
March 15, 2024	EX-99.1	Silver Spike Investment Corp. Announces Fiscal Year End 2023 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces Fiscal Year End 2023 Financial Results Conference Call NEW YORK, March 14, 2024 (GLOBE NEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be regulated as a business development company, today announced it will report financial results for its fiscal year ended Decemb
March 8, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
March 8, 2024	EX-99.1	Silver Spike Investment Corp. Declares Cash Dividend for First Quarter 2024 Exhibit 99.1 Silver Spike Investment Corp. Declares Cash Dividend for First Quarter 2024 NEW YORK, March 8, 2024 (GLOBE NEWSWIRE) - Silver Spike Investment Corp. (“Silver Spike” or the “Company”) (NASDAQ: SSIC), a specialty finance company that has elected to be treated as a business development company, today announced that Silver Spike’s board of directors has declared a cash dividend of $0.25 p
February 23, 2024	EX-2.1	Purchase Agreement by and between Silver Spike Investment Corp. and Chicago Atlantic Loan Portfolio, LLC dated as of February 18, 2024. Exhibit 2.1 PURCHASE AGREEMENT by and between SILVER SPIKE INVESTMENT CORP. and CHICAGO ATLANTIC LOAN PORTFOLIO, LLC DATED AS OF FEBRUARY 18, 2024 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 1.1 Defined Terms 2 ARTICLE II TRANSACTIONS 2.1 Loan Purchase 13 ARTICLE III CLOSING; CLOSING DELIVERIES 3.1 Closing 15 3.2 Update of Contributed Loan Schedule and Contributed Investment Assets Fair Value; SSIC
February 23, 2024	EX-2.1	Purchase Agreement by and between Silver Spike Investment Corp. and Chicago Atlantic Loan Portfolio, LLC dated as of February 18, 2024. Exhibit 2.1 PURCHASE AGREEMENT by and between SILVER SPIKE INVESTMENT CORP. and CHICAGO ATLANTIC LOAN PORTFOLIO, LLC DATED AS OF FEBRUARY 18, 2024 TABLE OF CONTENTS ARTICLE I DEFINED TERMS 1.1 Defined Terms 2 ARTICLE II TRANSACTIONS 2.1 Loan Purchase 13 ARTICLE III CLOSING; CLOSING DELIVERIES 3.1 Closing 15 3.2 Update of Contributed Loan Schedule and Contributed Investment Assets Fair Value; SSIC
February 23, 2024	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Co
February 23, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2024 Silver Spike In Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Repo
February 22, 2024	425	2 Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC On February 20, 2024, Silver Spike Investment Corp. (“SSIC” or the “Company”) held a conference call to discuss SSIC’s proposed acquisition from Chicago Atlantic Loan Portfolio, L
February 20, 2024	EX-99.2	SILVER SPIKE INVESTMENT CORP. ANNOUNCES AGREEMENT TO ACQUIRE LOAN PORTFOLIO FROM CHICAGO ATLANTIC Exhibit 99.2 SILVER SPIKE INVESTMENT CORP. ANNOUNCES AGREEMENT TO ACQUIRE LOAN PORTFOLIO FROM CHICAGO ATLANTIC NEW YORK, February 20, 2024 (GLOBE NEWSWIRE) — Silver Spike Investment Corp. (the “Company”) (Nasdaq: SSIC), a specialty finance company that has elected to be treated as a business development company, today announced that it entered into a definitive agreement with Chicago Atlantic Loan
February 20, 2024	EX-99.2	SILVER SPIKE INVESTMENT CORP. ANNOUNCES AGREEMENT TO ACQUIRE LOAN PORTFOLIO FROM CHICAGO ATLANTIC Exhibit 99.2 SILVER SPIKE INVESTMENT CORP. ANNOUNCES AGREEMENT TO ACQUIRE LOAN PORTFOLIO FROM CHICAGO ATLANTIC NEW YORK, February 20, 2024 (GLOBE NEWSWIRE) — Silver Spike Investment Corp. (the “Company”) (Nasdaq: SSIC), a specialty finance company that has elected to be treated as a business development company, today announced that it entered into a definitive agreement with Chicago Atlantic Loan
February 20, 2024	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 Silver Spike In Filed by Silver Spike Investment Corp. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Chicago Atlantic Loan Portfolio, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Repo
February 20, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2024 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Co
February 20, 2024	EX-99.1	SILVER SPIKE INVESTMENT CORP. ANNOUNCES A BROADENING OF ITS INVESTMENT STRATEGY Exhibit 99.1 SILVER SPIKE INVESTMENT CORP. ANNOUNCES A BROADENING OF ITS INVESTMENT STRATEGY NEW YORK, February 20, 2024 (GLOBE NEWSWIRE) — Silver Spike Investment Corp. (“Silver Spike” or the “Company”) (Nasdaq: SSIC), a specialty finance company that has elected to be treated as a business development company, today announced that the board of directors of Silver Spike has unanimously approved a
February 20, 2024	EX-99.3	Silver Spike Investment Corp. Acquisition of Loan Portfolio from Chicago Atlantic February 20, 2024 Exhibit 99.3 Silver Spike Investment Corp. Acquisition of Loan Portfolio from Chicago Atlantic February 20, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the conference call of Silver Spike Investment Corp . (“Silver Spike” or the “Company”) (NASDAQ : SS
February 20, 2024	EX-99.3	Silver Spike Investment Corp. Acquisition of Loan Portfolio from Chicago Atlantic February 20, 2024 Exhibit 99.3 Silver Spike Investment Corp. Acquisition of Loan Portfolio from Chicago Atlantic February 20, 2024 2 SILVER SPIKE INVESTMENT CORP. ©2024 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the conference call of Silver Spike Investment Corp . (“Silver Spike” or the “Company”) (NASDAQ : SS
February 20, 2024	EX-99.1	SILVER SPIKE INVESTMENT CORP. ANNOUNCES A BROADENING OF ITS INVESTMENT STRATEGY Exhibit 99.1 SILVER SPIKE INVESTMENT CORP. ANNOUNCES A BROADENING OF ITS INVESTMENT STRATEGY NEW YORK, February 20, 2024 (GLOBE NEWSWIRE) — Silver Spike Investment Corp. (“Silver Spike” or the “Company”) (Nasdaq: SSIC), a specialty finance company that has elected to be treated as a business development company, today announced that the board of directors of Silver Spike has unanimously approved a
November 9, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Com
November 9, 2023	EX-99.1	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Exhibit 99.1 Silver Spike Investment Corp. Reports Third Quarter 2023 Financial Results NEW YORK, November 9, 2023 (GLOBENEWSWIRE) - Silver Spike Investment Corp. (“Silver Spike” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced its fi
November 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact na
November 9, 2023	EX-99.2	Third Quarter 2023 Earnings Presentation November 10, 2023 Exhibit 99.2 Third Quarter 2023 Earnings Presentation November 10, 2023 2 SILVER SPIKE INVESTMENT CORP. ©2023 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Sp ike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC) held on November 10, 2023 and the Com
October 26, 2023	EX-99.1	Silver Spike Investment Corp. Announces Third Quarter 2023 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces Third Quarter 2023 Financial Results Conference Call NEW YORK, October 25, 2023 (GLOBENEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announc
October 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Com
September 6, 2023	EX-99.1	Silver Spike Investment Corp. Declares Regular and Special Dividend Exhibit 99.1 Silver Spike Investment Corp. Declares Regular and Special Dividend NEW YORK, September 5, 2023 (GLOBENEWSWIRE) - Silver Spike Investment Corp. (“Silver Spike” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today reminded investors tha
September 6, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 5, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Co
August 11, 2023	EX-99.2	Second Quarter 2023 Earnings Presentation August 11, 2023 Exhibit 99.2 Second Quarter 2023 Earnings Presentation August 11, 2023 2 SILVER SPIKE INVESTMENT CORP. ©2023 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Sp ike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC) held on August 11, 2023 and the Compan
August 11, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name of
August 11, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Comm
August 11, 2023	EX-99.1	SILVER SPIKE INVESTMENT CORP. Statements of Assets and Liabilities Exhibit 99.1 Silver Spike Investment Corp. Reports Second Quarter 2023 Financial Results NEW YORK, August 10, 2023 (GLOBENEWSWIRE) - Silver Spike Investment Corp. (“Silver Spike” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced its fi
July 26, 2023	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number)
July 26, 2023	EX-99.1	Silver Spike Investment Corp. Announces Second Quarter 2023 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces Second Quarter 2023 Financial Results Conference Call NEW YORK, July 25, 2023 (GLOBENEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced
June 23, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2023 Silver Spike Invest UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
May 12, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name o
May 12, 2023	EX-99.2	First Quarter 2023 Earnings Presentation May 12, 2023 Exhibit 99.2 First Quarter 2023 Earnings Presentation May 12, 2023 2 SILVER SPIKE INVESTMENT CORP. ©2022 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Sp ike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC) held on May 12, 2023 and the Company’s Qua
May 12, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Silver Spike Investm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commiss
May 12, 2023	EX-99.1	Silver Spike Investment Corp. Reports First Quarter 2023 Financial Results Exhibit 99.1 Silver Spike Investment Corp. Reports First Quarter 2023 Financial Results Silver Spike Investment Corp. (“Silver Spike” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced its financial results for the quarter ended March 3
May 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Silver Spike Investme UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number) (I
May 9, 2023	EX-99.2	Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to Dreamfields Brands, Inc. (Jeeter) Exhibit 99.2 Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to Dreamfields Brands, Inc. (Jeeter) NEW YORK, NY, May 8, 2023 (GLOBENEWSWIRE) – Silver Spike Investment Corp. (NASDAQ: SSIC) (“SSIC”) led and participated in the $35 million initial close of a senior secured credit facility to Dreamfields Brands, Inc. (“DreamFields”), a leading multi-state cannab
May 9, 2023	EX-99.1	Silver Spike Investment Corp. Announces First Quarter 2023 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces First Quarter 2023 Financial Results Conference Call NEW YORK, May 3, 2023 (GLOBENEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced it
April 28, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def
April 28, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒
March 31, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Silver Spike Inves UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commi
March 31, 2023	EX-99.1	Silver Spike Investment Corp. Reports Fiscal Year End 2022 Financial Results Exhibit 99.1 Silver Spike Investment Corp. Reports Fiscal Year End 2022 Financial Results Silver Spike Investment Corp. (“Silver Spike” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments primarily in the form of direct loans to privately held cannabis companies, today announced its financial results for the fiscal year ended D
March 31, 2023	EX-14.2	Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 Roxanne Jenkins, CCO: [email protected] March 2023 Exhibit 14.2 Code of Ethics 600 Madison Avenue, Suite 1800 New York, NY 10022 www.silverspikecap.com Roxanne Jenkins, CCO: [email protected] March 2023 1 Table of Contents 1) Introduction 3 2) Standards of Business Conduct 3 3) Policy Statement on Insider Trading 3 4) Procedures To Implement Policy Against Insider Trading 4 5) Personal Account Dealings 5 6) Gifts and Entertainment 6 7) Polit
March 31, 2023	EX-99.2	Fiscal Year End 2022 Earnings Presentation March 31, 2023 Exhibit 99.2 Fiscal Year End 2022 Earnings Presentation March 31, 2023 2 S I L V E R S P I K E I N V E S T M E N T C O R P . © 2 0 2 2 A l l R i g h t s R e s e r v e d DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Spike Investment Corp. (“SSIC” or the “Company”) (NASDAQ: SSIC)
March 31, 2023	EX-14.1	Certification Exhibit 14.1 Silver Spike Investment Corp. Code of Ethics Purpose of the Code of Ethics Silver Spike Investment Corp. (the “Company”) has adopted this 1940 Act Code of Ethics to set forth guidelines and procedures that promote ethical practices and conduct by all of the Company’s Access Persons, as defined below, and to ensure compliance with the federal securities laws. To the extent that any suc
March 31, 2023	10-KT	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KT (Mark One) ☐ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from April 1, 2022 to December 31, 2022 Commission file number: 001-40564 SILVER SPIKE INVESTMENT C
March 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Silver Spike Invest UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Commis
March 9, 2023	EX-99.1	Silver Spike Investment Corp. Announces Fiscal Year End 2022 Financial Results Conference Call EX-99.1 2 dp190428ex9901.htm EXHIBIT 99.1 Exhibit 99.1 Silver Spike Investment Corp. Announces Fiscal Year End 2022 Financial Results Conference Call NEW YORK, March 8, 2023 (GLOBENEWSWIRE)— Silver Spike Investment Corp. (“SSIC” or the “Company”), a specialty finance company that was formed to invest across the cannabis ecosystem through investments in the form of direct loans to, and equity owner
March 7, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Silver Spike Invest UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number)
February 14, 2023	SC 13G/A	SSIC / Silver Spike Investment Corp. / Graticule Asia Macro Advisors LLC - SCHEDULE 13G, AMENDMENT NO. 1 Passive Investment SC 13G/A 1 sc13ga1.htm SCHEDULE 13G, AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SILVER SPIKE INVESTMENT CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 828174102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of
February 1, 2023	SC 13G/A	SSIC / Silver Spike Investment Corp. / Silver Spike Capital, LLC - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Silver Spike Investment Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 828174102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat
January 26, 2023	8-K	Financial Statements and Exhibits, Other Events 8-K 1 dp1876398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2023 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Juris
January 26, 2023	EX-99.1	Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to MariMed Inc. Exhibit 99.1 Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to MariMed Inc. NEW YORK, NY, January 26, 2023 (GLOBENEWSWIRE) – Silver Spike Investment Corp. (NASDAQ: SSIC) (“SSIC”) co-led and participated in the recently announced MariMed Inc. (“MariMed”) $35 million senior secured credit facility. MariMed is a premier seed-to-consumer vertically integrated
November 15, 2022	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 8-K 1 dp1843748k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Juris
November 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 brhc1004331810q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER
November 10, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Co
November 10, 2022	EX-99.1	Silver Spike Investment Corp. Reports Second Quarter Fiscal 2023 Financial Results Exhibit 99.1 Silver Spike Investment Corp. Reports Second Quarter Fiscal 2023 Financial Results Silver Spike Investment Corp. (?Silver Spike? or the ?Company?), a specialty finance company that was formed to invest across the cannabis ecosystem through investments in the form of direct loans to, and equity ownership of, privately held cannabis companies, today announced its financial results for t
November 10, 2022	EX-99.2	Q2 2023 Earnings Presentation November 10, 2022 Exhibit 99.2 Q2 2023 Earnings Presentation November 10, 2022 2 SILVER SPIKE INVESTMENT CORP. ?2022 All Rights Reserved DISCLAIMERS AND FORWARD - LOOKING STATEMENTS The information contained in this presentation should be viewed in conjunction with the earnings conference call of Silver Sp ike Investment Corp. (?SSIC? or the ?Company?) (NASDAQ: SSIC) held on November 10, 2022 and the Company?s Quar
November 1, 2022	EX-99.1	Silver Spike Investment Corp. Announces Second Quarter 2023 Financial Results Conference Call Exhibit 99.1 Silver Spike Investment Corp. Announces Second Quarter 2023 Financial Results Conference Call NEW YORK, October 28, 2022 (GLOBENEWSWIRE)? Silver Spike Investment Corp. (?SSIC? or the ?Company?), a specialty finance company that was formed to invest across the cannabis ecosystem through investments in the form of direct loans to, and equity ownership of, privately held cannabis compani
November 1, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Com
November 1, 2022	EX-99.2	Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to Verano Holdings Corp. Exhibit 99.2 Silver Spike Investment Corp. Expands Loan Portfolio with Senior Secured Credit Facility to Verano Holdings Corp. NEW YORK, NY, October 31, 2022 (GLOBENEWSWIRE) ? Silver Spike Investment Corp. (NASDAQ: SSIC) (?SSIC?), allocated a total of $21 million to the recently announced Verano Holdings Corp. (?Verano?) $350 million senior secured credit facility. Verano is a leading, vertically
September 22, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (C
August 17, 2022	EX-99.1	Silver Spike Investment Corp. Reports First Quarter Fiscal 2023 Financial Results Exhibit 99.1 Silver Spike Investment Corp. Reports First Quarter Fiscal 2023 Financial Results Silver Spike Investment Corp. (?Silver Spike? or the ?Company?), a specialty finance company that was formed to invest across the cannabis ecosystem through investments in the form of direct loans to, and equity ownership of, privately held cannabis companies, today announced its financial results for th
August 17, 2022	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction of Incorporation) (Comm
August 12, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name of
July 29, 2022	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Def
July 29, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.??) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? D
June 30, 2022	EX-3.1	Articles of Amendment and Restatement of the Company Exhibit 3.1 SILVER SPIKE INVESTMENT CORP. ARTICLES OF AMENDMENT AND RESTATEMENT Silver Spike Investment Corp. (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland as follows: FIRST: The Corporation desires to amend and restate its charter as currently in effect pursuant to these Articles of Amendment and Restatement. These Articles of Amendment and
June 30, 2022	EX-4.1	Description of Securities Exhibit 4.1 DESCRIPTION OF OUR SECURITIES The following description summarizes material provisions of the Maryland General Corporation Law (the ?MGCL?) and the charter and bylaws of Silver Spike Investment Corp. (the ?Company,? ?we,? ?our,? or ?us?). This summary is not necessarily complete, and we refer you to the MGCL and our charter and bylaws for a more detailed description of the provisions s
June 30, 2022	EX-10.3	Custody Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement is made as of June 15th, 2021 (this ?Agreement?), by and between SILVER SPIKE INVESTMENT CORP., a corporation organized and existing under the laws of Delaware with its principal place of business at 660 Madison Avenue, New York, NY 10065 (the ?Fund?), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). WITNESSET
June 30, 2022	EX-10.5	License Agreement by and between Registrant and Silver Spike Capital, LLC Exhibit 10.5 LICENSE AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This License Agreement (this ?Agreement?) is made as of this 27th day of July, 2021 (the ?Effective Date?), by and between Silver Spike Capital, LLC, a Delaware limited liability company (the ?Licensor?) and Silver Spike Investment Corp., a Maryland corporation (the ?Licensee?). WHEREAS, the Licensor
June 30, 2022	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name of re
June 30, 2022	EX-10.1	Dividend Reinvestment Plan Exhibit 10.1 DIVIDEND REINVESTMENT PLAN OF SILVER SPIKE INVESTMENT CORP. Silver Spike Investment Corp., a Maryland corporation (the ?Company?), hereby adopts the following dividend reinvestment plan (the ?Plan?) with respect to cash dividends or distributions declared by the Board of Directors of the Company (the ?Board?) on shares of the Company?s common stock (the ?Common Stock?): 1. Unless a st
June 30, 2022	EX-14.1	Code of Ethics of the Company Exhibit 14.1 SILVER SPIKE INVESTMENT CORP. CODE OF BUSINESS CONDUCT AND ETHICS July 2, 2021 i TABLE OF CONTENTS Page INTRODUCTION 1 PURPOSE OF THIS CODE 1 CODE OF ETHICS 2 Scope of this Code of Ethics 2 Definitions 2 Standards of conduct 4 Prohibited transactions 4 STATEMENT ON THE PROHIBITION OF INSIDER TRADING 5 Penalties for Insider Trading 9 Controlling the Flow of Sensitive Information 9 Proc
June 30, 2022	EX-10.2	Investment Advisory Agreement by and between the Company and Silver Spike Capital, LLC Exhibit 10.2 INVESTMENT ADVISORY AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This Investment Advisory Agreement (this ?Agreement?) is made this 27th day of July, 2021, by and between Silver Spike Investment Corp., a Maryland corporation (the ?Company?), and Silver Spike Capital, LLC, a Delaware limited liability company (the ?Adviser?). WHEREAS, the Company is a c
June 30, 2022	EX-14.2	Code of Ethics of Silver Spike Capital, LLC Exhibit 14.2 SILVER SPIKE CAPITAL, LLC CODE OF BUSINESS CONDUCT AND ETHICS July 6, 2021 i TABLE OF CONTENTS Page INTRODUCTION 1 PURPOSE OF This Code of Ethics 1 CODE OF ETHICS 2 Scope of this Code of Ethics 2 Definitions 2 Standards of conduct 4 prohibited transactions 4 Procedures to Implement this Code of Ethics 5 Reporting Requirements 6 Pre-Clearance Reports 6 Initial Holdings Reports 6 Quarte
June 30, 2022	EX-10.4	Administration Agreement by and between Registrant and Silver Spike Capital, LLC Exhibit 10.4 ADMINISTRATION AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This Administration Agreement (this ?Agreement?) is made this 27th day of July, 2021, by and between Silver Spike Investment Corp., a Maryland corporation (the ?Company?), and Silver Spike Capital, LLC, a Delaware limited liability company (the ?Administrator?). WHEREAS, the Company is a close
June 30, 2022	EX-3.2	Amended and Restated Bylaws of the Company Exhibit 3.2 SILVER SPIKE INVESTMENT CORP. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Silver Spike Investment Corp. (the ?Corporation?) in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive offi
June 30, 2022	EX-10.6	Services Agreement Exhibit 10.6 Services Agreement This Services Agreement (the ?Agreement?) is entered into and effective as of May 31, 2021 (the ?Effective Date?) by and among: 1. SS&C Technologies, Inc., a corporation incorporated in the State of Delaware (?SS&C Tech?), and ALPS Fund Services, Inc., a corporation organized in the State of Colorado (?SS&C ALPS? and collectively with SS&C Tech, ?SS&C?); and 2. Silv
June 29, 2022	EX-4.1	Description of Securities Exhibit 4.1 DESCRIPTION OF OUR SECURITIES The following description summarizes material provisions of the Maryland General Corporation Law (the ?MGCL?) and the charter and bylaws of Silver Spike Investment Corp. (the ?Company,? ?we,? ?our,? or ?us?). This summary is not necessarily complete, and we refer you to the MGCL and our charter and bylaws for a more detailed description of the provisions s
June 29, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Period Ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-40564 SILVER SPIKE INVESTMENT CORP. (Exact name of regi
June 29, 2022	EX-10.3	Custody Agreement Exhibit 10.3 CUSTODIAN AGREEMENT This Agreement is made as of June 15th, 2021 (this ?Agreement?), by and between SILVER SPIKE INVESTMENT CORP., a corporation organized and existing under the laws of Delaware with its principal place of business at 660 Madison Avenue, New York, NY 10065 (the ?Fund?), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the ?Custodian?). WITNESSET
June 29, 2022	EX-3.1	Articles of Amendment and Restatement of the Company Exhibit 3.1 SILVER SPIKE INVESTMENT CORP. ARTICLES OF AMENDMENT AND RESTATEMENT Silver Spike Investment Corp. (the ?Corporation?), hereby certifies to the State Department of Assessments and Taxation of Maryland as follows: FIRST: The Corporation desires to amend and restate its charter as currently in effect pursuant to these Articles of Amendment and Restatement. These Articles of Amendment and
June 29, 2022	EX-3.2	Amended and Restated Bylaws of the Company Exhibit 3.2 SILVER SPIKE INVESTMENT CORP. AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of Silver Spike Investment Corp. (the ?Corporation?) in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive offi
June 29, 2022	EX-10.6	Services Agreement Exhibit 10.6 Services Agreement This Services Agreement (the ?Agreement?) is entered into and effective as of May 31, 2021 (the ?Effective Date?) by and among: 1. SS&C Technologies, Inc., a corporation incorporated in the State of Delaware (?SS&C Tech?), and ALPS Fund Services, Inc., a corporation organized in the State of Colorado (?SS&C ALPS? and collectively with SS&C Tech, ?SS&C?); and 2. Silv
June 29, 2022	EX-14.2	Code of Ethics of Silver Spike Capital, LLC Exhibit 14.2 SILVER SPIKE CAPITAL, LLC CODE OF BUSINESS CONDUCT AND ETHICS July 6, 2021 i TABLE OF CONTENTS Page INTRODUCTION 1 PURPOSE OF This Code of Ethics 1 CODE OF ETHICS 2 Scope of this Code of Ethics 2 Definitions 2 Standards of conduct 4 prohibited transactions 4 Procedures to Implement this Code of Ethics 5 Reporting Requirements 6 Pre-Clearance Reports 6 Initial Holdings Reports 6 Quarte
June 29, 2022	EX-10.4	Administration Agreement by and between Registrant and Silver Spike Capital, LLC Exhibit 10.4 ADMINISTRATION AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This Administration Agreement (this ?Agreement?) is made this 27th day of July, 2021, by and between Silver Spike Investment Corp., a Maryland corporation (the ?Company?), and Silver Spike Capital, LLC, a Delaware limited liability company (the ?Administrator?). WHEREAS, the Company is a close
June 29, 2022	EX-10.5	License Agreement by and between Registrant and Silver Spike Capital, LLC Exhibit 10.5 LICENSE AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This License Agreement (this ?Agreement?) is made as of this 27th day of July, 2021 (the ?Effective Date?), by and between Silver Spike Capital, LLC, a Delaware limited liability company (the ?Licensor?) and Silver Spike Investment Corp., a Maryland corporation (the ?Licensee?). WHEREAS, the Licensor
June 29, 2022	EX-10.2	Investment Advisory Agreement by and between the Company and Silver Spike Capital, LLC Exhibit 10.2 INVESTMENT ADVISORY AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This Investment Advisory Agreement (this ?Agreement?) is made this 27th day of July, 2021, by and between Silver Spike Investment Corp., a Maryland corporation (the ?Company?), and Silver Spike Capital, LLC, a Delaware limited liability company (the ?Adviser?). WHEREAS, the Company is a c
June 29, 2022	EX-14.1	Code of Ethics of the Company Exhibit 14.1 SILVER SPIKE INVESTMENT CORP. CODE OF BUSINESS CONDUCT AND ETHICS July 2, 2021 i TABLE OF CONTENTS Page INTRODUCTION 1 PURPOSE OF THIS CODE 1 CODE OF ETHICS 2 Scope of this Code of Ethics 2 Definitions 2 Standards of conduct 4 Prohibited transactions 4 STATEMENT ON THE PROHIBITION OF INSIDER TRADING 5 Penalties for Insider Trading 9 Controlling the Flow of Sensitive Information 9 Proc
June 29, 2022	EX-10.1	Dividend Reinvestment Plan Exhibit 10.1 DIVIDEND REINVESTMENT PLAN OF SILVER SPIKE INVESTMENT CORP. Silver Spike Investment Corp., a Maryland corporation (the ?Company?), hereby adopts the following dividend reinvestment plan (the ?Plan?) with respect to cash dividends or distributions declared by the Board of Directors of the Company (the ?Board?) on shares of the Company?s common stock (the ?Common Stock?): 1. Unless a st
June 3, 2022	EX-99.1	Silver Spike Investment Corp. Co-Leads up to $170 million Senior Secured Term Loan to Shryne Group Inc. Exhibit 99.1 Silver Spike Investment Corp. Co-Leads up to $170 million Senior Secured Term Loan to Shryne Group Inc. NEW YORK, NY, June 2, 2022 (GLOBENEWSWIRE) – Silver Spike Investment Corp. (NASDAQ: SSIC) (“Silver Spike”) today announced it has co-led a senior secured term loan of up to $170 million to Shryne Group Inc. (“Shryne”). Shryne cultivates, manufactures, distributes and retails branded
June 3, 2022	8-K	Other Events 8-K 1 dp1747338k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdict
March 4, 2022	EX-99.A	Exhibit A – Joint Filing Agreement EX-99.A 2 dp168640exhibita.htm EXHIBIT A EXHIBIT A JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $0.01 per share, of Silver Spike Investment Corp. and further
March 4, 2022	SC 13G	SSIC / Silver Spike Investment Corp. / Silver Spike Capital, LLC - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Silver Spike Investment Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 828174102 (CUSIP Number) February 28, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
March 4, 2022	EX-99.B	IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON EXHIBIT B IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON Subsidiary Classification Silver Spike Capital, LLC IA
March 1, 2022	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Jurisdiction (Commission File Number)
February 14, 2022	EX-1	AGREEMENT OF JOINT FILING EX-1 2 tm226734d1ex1.htm EXHIBIT 1 Exhibit 1 AGREEMENT OF JOINT FILING This joint filing agreement (this “Agreement”) is made and entered into as of this 14th day of February, 2022, by and among the undersigned. The parties to this Agreement hereby acknowledge and agree that the foregoing statement on Schedule 13G in respect of the shares of common stock of Silver Spike Investment Corp., par value
February 14, 2022	SC 13G/A	MAPS / WM Technology, Inc. Class A / Luxor Capital Group, LP - AMENDMENT NO. 2 TO THE SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 2)* Silver Spike Acquisition Corp. (Name of Issuer) Class A Ordinary Shares, par value $0.0001 per share (Title of Class of Securities) G8136L106 (CUSIP Number) Decem
February 14, 2022	SC 13G	SSIC / Silver Spike Investment Corp. / Graticule Asia Macro Advisors LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SILVER SPIKE INVESTMENT CORP. (Name of Issuer) Common Stock, par value $0.01 per share (Titles of Class of Securities) 828174102 (CUSIP Number) February 4, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
February 9, 2022	EX-99.1	Silver Spike Investment Corp. Announces Closing of Initial Public Offering Exhibit 99.1 Silver Spike Investment Corp. Announces Closing of Initial Public Offering NEW YORK, February 8, 2022 ? Silver Spike Investment Corp. (NASDAQ: SSIC), a newly-organized closed-end management investment company that has elected to be treated as a business development company, today announced that it closed its initial public offering of 6,071,429 shares of its common stock, at a price t
February 9, 2022	8-K	Financial Statements and Exhibits, Other Events 8-K 1 dp1668398k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 Silver Spike Investment Corp. (Exact name of Registrant as Specified in Its Charter) Maryland 001-40564 86-2872887 (State or Other Juris
February 4, 2022	424B1	Silver Spike Investment Corp. 6,071,429 Shares Common Stock Filed pursuant to Rule 424(b)(1) Registration File No. 333-257252 PROSPECTUS Silver Spike Investment Corp. 6,071,429 Shares Common Stock We are a newly organized specialty finance company formed to invest across the cannabis ecosystem through investments in the form of direct loans to, and equity ownership of, privately held cannabis companies. We were formed in January 2021 as a Maryland corporat
June 29, 2021	N-54A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54A NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(a) OF THE ACT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54A NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(a) OF THE ACT The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Inve
June 29, 2021	8-A12B	As filed with the Securities and Exchange Commission on June 29, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIE As filed with the Securities and Exchange Commission on June 29, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
May 28, 2021	DRS/A	As submitted confidentially to the Securities and Exchange Commission on May 28, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential. As submitted confidentially to the Securities and Exchange Commission on May 28, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.
May 7, 2021	N-6F/A	- FORM N-6F/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-6F/A AMENDMENT NO. 1 TO NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned company (the ?Company?) previously notified the Securities and Exchange Commission on Form N-6F, filed on February 8, 2021, that it intends to file a notification of election to
March 16, 2021	EX-99.K2	LICENSE AGREEMENT SILVER SPIKE INVESTMENT CORP. SILVER SPIKE CAPITAL, LLC EX-99.K2 3 filename3.htm Exhibit k2 LICENSE AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This License Agreement (this “Agreement”) is made as of this day of , 2021 (the “Effective Date”), by and between Silver Spike Capital, LLC, a Delaware limited liability company (the “Licensor”) and Silver Spike Investment Corp., a Maryland corporation (the “Licensee”). WHEREAS
March 16, 2021	EX-99.G	INVESTMENT ADVISORY AGREEMENT SILVER SPIKE INVESTMENT CORP. SILVER SPIKE CAPITAL, LLC EX-99.G 2 filename2.htm Exhibit g INVESTMENT ADVISORY AGREEMENT BETWEEN SILVER SPIKE INVESTMENT CORP. AND SILVER SPIKE CAPITAL, LLC This Investment Advisory Agreement (this “Agreement”) is made this day of , 2021, by and between Silver Spike Investment Corp., a Maryland corporation (the “Company”), and Silver Spike Capital, LLC, a Delaware limited liability company (the “Adviser”). WHEREAS, the Co
March 16, 2021	DRS/A	As submitted confidentially to the Securities and Exchange Commission on March 16, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential As submitted confidentially to the Securities and Exchange Commission on March 16, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.
February 8, 2021	N-6F	- FORM N-6F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-6F NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, as amended (t
January 29, 2021	DRS	As submitted confidentially to the Securities and Exchange Commission on January 28, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidenti Confidential As submitted confidentially to the Securities and Exchange Commission on January 28, 2021 This draft registration statement has not been publicly filed with the Securities and Exchange Commission and all information herein remains strictly confidential.

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