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| LEI | 5493004547XB11DZ6E32 |
| CIK | 1491419 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to LiveXLive Media Inc
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 29, 2025 |
Ex-Filing Fees CALCULATION OF FILING FEE TABLES S-3 LiveOne, Inc. Table 1: Newly Registered and Carry Forward Securities Line Item Type Security Type Security Class Title Notes Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Newly Registered Securities Fees to be Paid Equity Common Stock, $0.001 pa |
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| August 29, 2025 |
As filed with the Securities and Exchange Commission on August 29, 2025 As filed with the Securities and Exchange Commission on August 29, 2025 Registration No. |
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| August 26, 2025 |
As filed with the Securities and Exchange Commission on August 26, 2025 As filed with the Securities and Exchange Commission on August 26, 2025 Registration No. |
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| August 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 13, 2025 |
Exhibit 99.2 LiveOne (Nasdaq: LVO) to Announce Its First Quarter Fiscal Year 2026 Financial Results and Host Investor Webcast on August 13, 2025, at 10:00 am Eastern Time (7:00 am Pacific Time) LOS ANGELES, Aug. 11, 2025 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment, and technology platform, plans to announce its operating and financial results for the first quarte |
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| August 13, 2025 |
Exhibit 99.1 LiveOne (LVO) Reports Q1 Fiscal 2026 Revenue of $19.2 Million, Eliminating $14.1 Million in Short-term Liabilities Year Over Year ● Staff Reduction: 31% staff reduction, from 138 to 95 employees. ● Partnerships: Expanded B2B partnerships, including: ○ $16.5M Amazon deal via PodcastOne: 3-year partnership. ○ Fortune 250 Streaming Network: 26 million+ revenue partnership. ○ To Launch wi |
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| August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 18, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) LiveOne, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Co |
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| July 18, 2025 |
As filed with the Securities and Exchange Commission on July 18, 2025 As filed with the Securities and Exchange Commission on July 18, 2025 Registration No. |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 17, 2025 |
Exhibit 99.2 LiveOne (Nasdaq: LVO) Announces Pricing of Public Offering to Launch Bitcoin Yield Treasury Strategy Board approves up to $500 million treasury authorization to expand the Company’s crypto asset treasury strategy Initial proceeds of approximately $10 million dedicated to Bitcoin yield strategy LOS ANGELES, July 16, 2025 - LiveOne (Nasdaq: LVO) (“LiveOne” or the “Company”), an award-wi |
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| July 17, 2025 |
LiveOne (Nasdaq: LVO) Announces Proposed Public Offering of Common Stock Exhibit 99.1 LiveOne (Nasdaq: LVO) Announces Proposed Public Offering of Common Stock LOS ANGELES, July 15, 2025 - LiveOne (Nasdaq: LVO), an award-winning, creator-first music, entertainment, and technology platform, today announced that it is commencing an underwritten public offering of shares of its common stock (or common stock equivalents). The offering is subject to market conditions, and th |
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| July 17, 2025 |
11,833,334 shares of Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-284916 PROSPECTUS SUPPLEMENT (To Prospectus dated February 26, 2025) 11,833,334 shares of Common Stock We are offering up to 11,833,334 shares of our common stock, $0.001 par value per share, at a price of $0.75 per share. Our common stock is listed on The Nasdaq Capital Market under the symbol “LVO.” On July 14, 2025, the closing price of our |
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| July 17, 2025 |
Exhibit 1.1 11,833,334 SHARES of Common Stock of LIVEONE, INC. UNDERWRITING AGREEMENT July 15, 2025 Lucid Capital Markets, LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Lucid Capital Markets, LLC 570 Lexington Avenue, 40th Floor New York, New York 10022 Ladies and Gentlemen: The undersigned, LiveOne, Inc., a company incorporated under the laws of Del |
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| July 17, 2025 |
Form of Underwriter’s Warrant. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| July 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 15, 2025 |
Exhibit 4.2 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A |
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| July 15, 2025 |
List of subsidiaries of the Company. Exhibit 21.1 LIST OF SUBSIDIARIES LiveOne, Inc., a Delaware corporation Subsidiaries Jurisdiction LiveXLive, Corp. Delaware Slacker, Inc. Delaware LiveXLive PodcastOne, Inc. Delaware PodcastOne, Inc. Delaware Courtside, LLC Delaware PodcastOne Sales, LLC California PPVOne, Inc. Delaware LiveXLive Merchandising, Inc. Delaware Custom Personalization Solutions, Inc. Delaware DayOne Music Publishing, |
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| July 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 15, 2025 |
Exhibit 4.7 DESCRIPTION OF CAPITAL STOCK As of the end of the period covered by the most recent Annual Report on Form 10-K of LiveOne, Inc., its common stock, $0.001 par value per share (the “common stock”), was registered under Section 12 of the Securities Exchange Act of 1934, as amended. Unless the context otherwise requires, all references herein to “we”, “our” and “us” refer to LiveOne, Inc. |
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| July 15, 2025 |
Exhibit 10.1 July 15, 2025 From: LiveOne, Inc. To: Harvest Small Cap Partners, L.P. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Harvest Small Cap Partners, L.P. (the “Ho |
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| July 15, 2025 |
Exhibit 19.1 LIVEONE, INC. INSIDER TRADING COMPLIANCE POLICY CONTENTS Page I. SUMMARY 1 II. STATEMENT OF POLICIES PROHIBITING INSIDER TRADING 1 III. EXPLANATION OF INSIDER TRADING 2 IV. STATEMENT OF PROCEDURES PREVENTING INSIDER TRADING 5 V. ADDITIONAL PROHIBITED TRANSACTIONS 8 VI. RULE 10b5-1 TRADING PLANS, SECTION 16 AND RULE 144 9 VII. EXECUTION AND RETURN OF CERTIFICATION OF COMPLIANCE 14 ATTA |
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| July 15, 2025 |
Letter Agreement, dated as of July 15, 2025, between the Company and Trinad Capital Master Fund Ltd. Exhibit 10.3 July 15, 2025 From: LiveOne, Inc. To: Trinad Capital Master Fund Ltd. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Trinad Capital Master Fund Ltd. (the “Hold |
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| July 15, 2025 |
Exhibit 4.3 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A |
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| July 15, 2025 |
LiveOne Compensation Recovery Policy. Exhibit 97.1 LIVEONE, INC. Compensation Recovery Policy As adopted effective as of December 1, 2023 LiveOne, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-perfo |
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| July 15, 2025 |
Employment Offer Letter, dated as of August 29, 2023, between LiveXLive, Corp. and Ryan Carhart. Exhibit 10.10 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 August 29, 2023 Ryan Carhart [email] Re: Offer of Employment with LiveXLive, Corp. Dear Ryan, On behalf of LiveXLive, Corp., a Delaware corporation (the “Company”), I am pleased to invite you to join the Company as VP, Corporate Controller of the Company, supporting LiveOne, Inc.’s, the Company’s parent (“LiveOne”), Finance |
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| July 15, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38249 |
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| July 15, 2025 |
Exhibit 4.1 Warrant Certificate No. NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS (1) A |
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| July 15, 2025 |
Subject to Completion, dated July 15, 2025 Filed Pursuant to Rule 424(b)(5) Registration No. 333-284916 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities a |
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| July 15, 2025 |
Exhibit 10.2 July 15, 2025 From: LiveOne, Inc. To: Harvest Small Cap Partners Master, Ltd. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Harvest Small Cap Partners Master, |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38249 NOTIFICATION OF LATE FILING CUSIP NUMBER 53814X102 (Check One):☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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| June 18, 2025 |
Exhibit 99.1 LiveOne’s (Nasdaq: LVO) Audio Division Achieves Record Earnings, Adjusted EBITDA* Exceeds Guidance by 51% at $18.2M - Audio Division (Slacker Radio and PodcastOne): - Fiscal 2025 Record Revenue: $108.9M (beat guidance by $2.9M) - Fiscal 2025 Record Adjusted EBITDA*: $18.2M (beat guidance by 51+% or $6.2M) - Fiscal 2025 Consolidated Revenue: $114.4M (beat guidance by $2.4M) - Company w |
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| June 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 18, 2025 |
Exhibit 99.2 LiveOne (NASDAQ: LVO) to Announce Fiscal Year 2025 Financial Results and Host Investor Webcast on Wednesday, June 18, 2025 ● Reaffirms Audio Revenue of $108M+ and Adjusted EBITDA* of $16M+ for FY25 ● Improves efficiency by leveraging state of the art AI technology launching 25+ new radio stations and hosts. ● Reducing one-third of Slacker staff and achieving an additional $1.3M in cos |
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| May 23, 2025 |
Exhibit 10.2 SUBSIDIARY GUARANTEE This SUBSIDIARY GUARANTEE, dated as of May 19 , 2025 (this “Guarantee”), is made by each of the signatories hereto (together with any other entity that may become a party hereto as provided herein, the “Guarantors”), in favor of the Secured Parties defined below. W I T N E S S E T H: WHEREAS, pursuant to that certain Securities Purchase Agreement, dated as of the |
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| May 23, 2025 |
Exhibit 99.1 LiveOne (Nasdaq: LVO) Closes $16.775M Debt Financing, Convertible at $2.10 Per Share, Led by Funds Advised by JGB Management, Inc. and Other Investors - Potential Additional Funding of up to $11M - Raised subscription price by $1/month (ARPU increased from $3 to $5 since Jan. 1, 2025) *Financial Moves* - Paid off $7M East West Bank loan - Extinguished $4M short-term payables - Extende |
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| May 23, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 19, 2025, between LiveOne, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| May 23, 2025 |
Exhibit 10.3 SECURITY AGREEMENT This SECURITY AGREEMENT, dated as of May 19, 2025 (as may be amended or restated from time to time, this “Agreement”), is by and among LiveOne, Inc., a Delaware corporation (the “Company”), PodcastOne, Inc., a Delaware corporation, and any other Subsidiaries of the Company that now or at any time hereafter agree to guarantee the Company’s obligations under the Deben |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 23, 2025 |
Exhibit 4.1 THE OFFER AND SALE OF THIS SECURITY AND THE SECURITIES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THIS SECURITY AND THE SECURITIES ISSUABLE HEREUNDER MAY NOT BE OFFER |
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| April 11, 2025 |
LiveOne (Nasdaq: LVO) Announces Preliminary Fiscal 2025 Results, Including Revenues of $112M+ Exhibit 99.1 LiveOne (Nasdaq: LVO) Announces Preliminary Fiscal 2025 Results, Including Revenues of $112M+ ● Audio Revenue of $108M+ and Adjusted EBITDA* of $16M+ ● Subscribers and ad-supported users exceeded 1.45M ● Extinguished $7M+ of liabilities, including paying off $4.1M of East West Bank credit line ● Extended $5M payables to long-term liabilities ● Expanded restructuring efforts, cutting $ |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 28, 2025 |
LIVEONE, INC. Up to $25,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-284916 LIVEONE, INC. PROSPECTUS Up to $25,000,000 Common Stock We have entered into a sales agreement, dated May 14, 2024 (the “Sales Agreement”), with Roth Capital Partners, LLC (“Roth”). The Sales Agreement relates to the sale of shares of our common stock offered by this prospectus. In accordance with the terms of the Sales Agreement, we may |
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| February 25, 2025 |
Exhibit 99.1 Investor Presentation February 2025 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any p |
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| February 25, 2025 |
LiveOne (Nasdaq: LVO) and PodcastOne (Nasdaq: PODC) Promote Ryan Carhart to Chief Financial Officer Exhibit 99.1 LiveOne (Nasdaq: LVO) and PodcastOne (Nasdaq: PODC) Promote Ryan Carhart to Chief Financial Officer ● Expands Cost Savings via Restructuring to Over $23 Million ● Paid Down $3.7 Million to East West Bank LOS ANGELES, CA, February 25, 2025 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment, and technology platform, announced today Ryan Carhart's promotion to |
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| February 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 25, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 21, 2025 |
LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 February 21, 2025 VIA EDGAR Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attention: Eddie Kim Re: LiveOne, Inc. Registration Statement on Form S-3 Filed on February 13, 2025 File No. 333-284916 Ladies and Gentlemen: Pursuant to Rul |
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| February 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 13, 2025 |
Exhibit 4.8 LIVEONE, INC. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Senior Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a) 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 313(c). 5.04(a) 5.04 |
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| February 13, 2025 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) LiveOne, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title (1) Fee Calculation or Carry Forward Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit (1) Maximum Aggregate Offering Price (1) Fee Rate Amount of Registrati |
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| February 13, 2025 |
Form of Subordinated Indenture. Exhibit 4.9 LIVEONE, INC. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Subordinated Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a). 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 313(c). 5.04( |
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| February 13, 2025 |
As filed with the Securities and Exchange Commission on February 13, 2025 As filed with the Securities and Exchange Commission on February 13, 2025 Registration No. |
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| February 13, 2025 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 13, 2025 |
LiveOne (Nasdaq: LVO) Reports Record 9-Month Revenues of $95.1M Exhibit 99.1 LiveOne (Nasdaq: LVO) Reports Record 9-Month Revenues of $95.1M ● Financial Highlights ● Audio Division Record Revenue: $90.6M, +13% YoY; Q3 Fiscal 2025 Revenue: $27.1M ● Audio Division YTD Adjusted EBITDA*: $14.1M; Q3 Fiscal 2025: $3.6M ● Additional $44M in Contracted Revenue and B2B Deals ● Closed 5 B2B Deals, Expects to Close 2+ by Year-End, with 70+ in Pipeline ● 800K Tesla Subscr |
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| February 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 3, 2025 |
Exhibit 10.1 BUSINESS LOAN AGREEMENT Borrower: LIVEONE, INC. 269 S. BEVERLY DR STE 1450 BEVERLY HILLS, CA 90212 Lender: East West Bank Loan Servicing Department 9300 Flair Drive, 6th Floor El Monte, CA 91731 THIS BUSINESS LOAN AGREEMENT dated January 28, 2025, is made and executed between LIVEONE, INC. (“Borrower”) and East West Bank (“Lender”) on the following terms and conditions. Borrower has r |
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| February 3, 2025 |
Exhibit 10.2 CHANGE IN TERMS AGREEMENT Borrower: LIVEONE, INC. Lender: East West Bank 269 S. BEVERLY DR STE 1450 Loan Servicing Department BEVERLY HILLS, CA 90212 9300 Flair Drive, 6th Floor El Monte, CA 91731 Principal Amount: $3,750,000.00 Date of Agreement: January 28, 2025 DESCRIPTION OF EXISTING INDEBTEDNESS. The Promissory Note dated June 2, 2021 for Loan Number 769623758 in the original Pri |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 31, 2025 |
Exhibit 99.1 Investor Presentation January 2025 1 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2025 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction (Commission File Nu |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 7, 2024 |
Exhibit 99.2 LiveOne (NASDAQ:LVO) to Announce Second Quarter Fiscal Year 2025 Financial Results and Host Investor Webcast on Thursday November 7, 2024 - Investor Webcast on Thursday, November 7, 2024 at 10:00am ET / 7:00am PT LOS ANGELES, Oct. 23, 2024 - LiveOne (Nasdaq: LVO), a leading digital media company, plans to announce its operating and financial results for its second quarter fiscal year |
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| November 7, 2024 |
LiveOne (Nasdaq: LVO) Reports Q2 Fiscal 2025 Results Exhibit 99.1 LiveOne (Nasdaq: LVO) Reports Q2 Fiscal 2025 Results ● Financial Highlights - Consolidated Q2 Fiscal 2025 Revenue of $32.6M and YTD Revenue of $65.7M - Adjusted EBITDA* (excluding CPS) of $3.3M (Q2 Fiscal 2025) and $6.6M (YTD) - Audio Division (Slacker Radio and PodcastOne (Nasdaq: PODC)) Revenue of $31.7M (Q2 Fiscal 2025, +18%), $63.3M (YTD, +21% YoY) ● Fiscal 2025 Guidance - Maintai |
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| October 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| September 18, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File N |
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| August 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 29, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 29, 2024 |
Exhibit 99.1 Investor Presentation AUGUST 2024 1 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| August 13, 2024 |
LiveOne (Nasdaq: LVO) Reports Q1 Fiscal 2025 Revenue of $33.1M Exhibit 99.1 LiveOne (Nasdaq: LVO) Reports Q1 Fiscal 2025 Revenue of $33.1M ● Adjusted EBITDA* (excluding CPS) of $3.3M ● Audio Division (Slacker Radio and PodcastOne (Nasdaq: PODC)) - Record Revenue of $31.9M (+24% YoY) - Adjusted EBITDA* of $5.1M ● Fiscal 2025 Guidance - Consolidated Revenue of $140M - $155M, Adj. EBITDA* of $16M – 20M - Audio Division Revenue of $130M - $140M, Adj EBITDA* of $2 |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 13, 2024 |
Exhibit 99.2 LiveOne (Nasdaq: LVO) to Announce First Quarter Fiscal Year 2025 Financial Results and Host Investor Webcast on Tuesday August 13, 2024 - Investor Webcast on Tuesday, August 13, 2024 at 10:00am ET / 7:00am PT LOS ANGELES, Aug. 07, 2024 (GLOBE NEWSWIRE) - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operatin |
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| August 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 7, 2024 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-280645 PROSPECTUS LIVEONE, INC. Warrants to Purchase up to 1,300,000 Shares of Common Stock Up to 1,300,000 Shares of Common Stock underlying the Warrants This prospectus relates to the offer and resale from time to time of (i) warrants to purchase up to an aggregate of 1,300,000 shares of common stock, $0.001 par value per share (the “common s |
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| August 1, 2024 |
LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 August 1, 2024 VIA EDGAR Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attention: Kate Beukenkamp Re: LiveOne, Inc. Registration Statement on Form S-3 Filed on July 1, 2024 File No. 333-280645 Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Ac |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 19, 2024 |
Exhibit 99.1 LiveOne (Nasdaq: LVO) Provides Updated Preliminary Record Breaking Revenue and EBITDA results for Q1 FY2025 ● Expected Record Revenue of $33.1M for Q1 FY2025, up 20% from Q1 FY2024 ● Expected Adjusted EBITDA* of $2.9M, up 31% over Q1 FY2024 ● Guides positive cash flow from core operating business of $17.5M for fiscal year ending March 31, 2025 (“FY2025”) ● Realized annualized cost sav |
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| July 1, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) LiveOne, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to B |
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| July 1, 2024 |
LiveOne Compensation Recovery Policy. Exhibit 97.1 LIVEONE, INC. Compensation Recovery Policy As adopted effective as of December 1, 2023 LiveOne, Inc. (the “Company”) is committed to strong corporate governance. As part of this commitment, the Company’s Board of Directors (the “Board”) has adopted this clawback policy called the Compensation Recovery Policy (the “Policy”). The Policy is intended to further the Company’s pay-for-perfo |
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| July 1, 2024 |
List of subsidiaries of the Company. Exhibit 21.1 LIST OF SUBSIDIARIES LiveOne, Inc., a Delaware corporation Subsidiaries Jurisdiction LiveXLive, Corp. Delaware Slacker, Inc. Delaware LiveXLive PodcastOne, Inc. Delaware PodcastOne, Inc. Delaware Courtside, LLC Delaware PodcastOne Sales, LLC California PPVOne, Inc. Delaware LiveXLive Merchandising, Inc. Delaware Custom Personalization Solutions, Inc. Delaware DayOne Music Publishing, |
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| July 1, 2024 |
As filed with the Securities and Exchange Commission on July 1, 2024 As filed with the Securities and Exchange Commission on July 1, 2024 Registration No. |
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| July 1, 2024 |
Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK As of the end of the period covered by the most recent Annual Report on Form 10-K of LiveOne, Inc., its common stock, $0.001 par value per share (the “common stock”), was registered under Section 12 of the Securities Exchange Act of 1934, as amended. Unless the context otherwise requires, all references herein to “we”, “our” and “us” refer to LiveOne, Inc. |
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| July 1, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38249 |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 30, 2024 |
LiveOne (Nasdaq: LVO) Reports Record Fiscal Year 2024 Financial Results Exhibit 99.1 LiveOne (Nasdaq: LVO) Reports Record Fiscal Year 2024 Financial Results - Record Revenue of $118.4M, an Increase of 19% from Prior Year - Record Adjusted EBITDA* (excluding CPS division) of $14.1M - Consolidated Q4 FY 2024 Highlights: o Revenue of $30.9M an Increase of 21% from Prior Year o Adjusted EBITDA* (excluding CPS division) of $4.4M, an Increase of 124% from Prior Year - FY 20 |
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| May 30, 2024 |
Update: LiveOne (Nasdaq: LVO) Anticipates Record Q4 and FY24 Results Exhibit 99.2 Update: LiveOne (Nasdaq: LVO) Anticipates Record Q4 and FY24 Results - FY24: Expects $118.5M revenue, $14.4M Adjusted EBITDA* (excluding $3.5M CPS division loss) - Q4 FY24: Expects $30.3M revenue, $4.3M Adjusted EBITDA* (excluding $1.6M CPS loss) - LVO Anticipates Completing CPS restructuring adding $3M Adjusted EBITDA* in FY25 - Maintains FY25 guidance: $140M-$155M revenue and $16M-$ |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 14, 2024 |
Exhibit 1.1 LiveOne, Inc. Shares of Common Stock SALES AGREEMENT May 14, 2024 Roth Capital Partners, LLC 888 San Clemente Drive, Suite 400 Newport Beach, CA 92660 Ladies and Gentlemen: LiveOne, Inc., a Delaware corporation (the “Company”), confirms as follows its agreements with Roth Capital Partners, LLC (the “Sales Agent”). 1. Issuance and Sale of Shares. (a) On the basis of the representations, |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 14, 2024 |
LIVEONE, INC. Up to $25,000,000 Common Stock PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(5) (To Prospectus dated February 17, 2022) Registration No. |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numb |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| April 22, 2024 |
LiveOne (Nasdaq: LVO) Anticipates Certain Record Q4 and FY24 Results Exhibit 99.1 LiveOne (Nasdaq: LVO) Anticipates Certain Record Q4 and FY24 Results - FY24: Expects $118.5M revenue, $14.4M Adjusted EBITDA* (excluding $3.5M CPS division loss) - Q4 FY24: Expects $30.3M revenue, $4.3M Adjusted EBITDA* (excluding $1.6M CPS loss) - LVO Anticipates Completing CPS restructuring adding $3M Adjusted EBITDA* in FY25 - Maintains FY25 guidance: $140M-$155M revenue and $16M-$ |
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| April 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| April 5, 2024 |
Exhibit 4.3 Warrant Certificate No. TCMF-001 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLE |
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| April 5, 2024 |
Exhibit 4.1 Warrant Certificate No. HS-001 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 5, 2024 |
Exhibit 4.2 Warrant Certificate No. HS-002 NEITHER THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY STATE SECURITIES LAWS, AND NEITHER SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNLESS |
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| April 5, 2024 |
Exhibit 10.1 April 1, 2024 From: LiveOne, Inc. To: Harvest Small Cap Partners, L.P. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Harvest Small Cap Partners, L.P. (the “Ho |
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| April 5, 2024 |
Exhibit 10.2 April 1, 2024 From: LiveOne, Inc. To: Harvest Small Cap Partners Master, Ltd. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Harvest Small Cap Partners Master, |
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| April 5, 2024 |
Letter Agreement, dated as of April 1, 2024, between the Company and Trinad Capital Master Fund Ltd. Exhibit 10.3 April 1, 2024 From: LiveOne, Inc. To: Trinad Capital Master Fund Ltd. Re: Exchange of Preferred Stock for Common Equity Dear Jeff: This Preferred Stock Exchange and Warrants Issuance Letter Agreement (this “Agreement”), dated as of the first date written above, is entered into between LiveOne, Inc., a Delaware corporation (the “Company”), and Trinad Capital Master Fund Ltd. (the “Hold |
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| April 5, 2024 |
Exhibit 99.1 LiveOne (Nasdaq: LVO) Announces $11.3M Series A Preferred Stock Conversion to Common Stock at $2.10 per Share, Led by Harvest Small Cap Partners Master, Ltd. and Trinad Capital Master Fund - Conversion Eliminates $2.0M of Annual Cash Dividends - Eliminates $5M of Redeemable Mezzanine Equity - Broadens Institutional Ownership to ~35% - LiveOne Currently Eligible to Join Russell 2000 in |
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| March 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| March 12, 2024 |
Exhibit 99.1 Investor Presentation MARCH 2024 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| February 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number |
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| February 13, 2024 |
DE:3510 / LiveOne, Inc. / RHO Ventures VI LP Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 8, 2024 |
Exhibit 99.1 LiveOne (Nasdaq: LVO) Reports Q3 Fiscal Year 2024 Record Revenue of $31.2M and Adjusted EBITDA* of $3.3M, Memberships Increased 687K (+36% YoY) ● Record Revenue of $87.5M and Adjusted EBITDA* of $8.2M for the First 9 Months FY 2024 ● Audio Division, consisting of Slacker Radio and PodcastOne (Nasdaq: PODC), Reports Record Revenue of $79.9M and Adjusted EBITDA* of $13M for First 9 Mont |
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| February 8, 2024 |
Exhibit 99.2 LiveOne (Nasdaq: LVO) to Announce Third Quarter Fiscal 2024 Financial Results and Host Investor Webcast on February 8, 2024 - Investor Webcast on Thursday, February 8, 2024 at 10:00 a.m. ET /7:00a.m. PT - LOS ANGELES, CA, Feb. 02, 2024 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial r |
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| January 30, 2024 |
Exhibit 10.1 Execution Version EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made as of January 24, 2024 and effective as of October 1, 2023 (the “Effective Date”), by and between LiveOne, Inc., a Delaware corporation (the “Company”), and Aaron Sullivan (“Executive”). The Company and Executive sometimes are referred to herein collectively as the “Parties” and each individual |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 30, 2024 |
Exhibit 10.2 LIVEONE, INC. 2023 ANNUAL BONUS PLAN I. PURPOSES OF THE PLAN 1.01. The LiveOne, Inc. (the “Company”) 2023 Annual Bonus Plan (as amended, modified or restated from time to time, the “Plan”), effective as of January 24, 2024 (the “Effective Date”), is hereby established under the Company’s 2016 Equity Incentive Plan (as amended, modified or restated from time to time, the “EIP”). The Pl |
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| November 20, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38249 NOTIFICATION OF LATE FILING CUSIP NUMBER 53814X102 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Tr |
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| November 14, 2023 |
Exhibit 99.1 Investor Presentation November 2023 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any p |
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| November 14, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 9, 2023 |
Exhibit 99.2 LiveOne to Announce Second Quarter Fiscal 2024 Financial Results and Host Investor Webcast on November 9, 2023 - Investor Webcast on Thursday, November 9, 2023 at 10:30 a.m. ET / 7:30 a.m. PT - LOS ANGELES, CA, Nov. 03, 2023 -LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial results for i |
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| November 9, 2023 |
LiveOne Reports Q2 Fiscal Year 2024 Revenue of $28.5M and Adjusted EBITDA* of $2.8M Exhibit 99.1 LiveOne Reports Q2 Fiscal Year 2024 Revenue of $28.5M and Adjusted EBITDA* of $2.8M ● Revenue of $56.3M and Adjusted EBITDA* of $5M for First Six Months Fiscal 2024 ● Audio Division Revenue of $52.6 and Adjusted EBITDA* of $10.4M for First Six Months Fiscal 2024 ● Guidance for Fiscal Year 2024 Consolidated Revenue of $114M - $120M and Adjusted EBITDA* of $12M - $16M ● Raises Audio Div |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 19, 2023 |
Exhibit 99.1 LiveOne (NASDAQ: LVO) Announces Expected Fiscal Q2 2024 Record Revenue of $28M+ and $2.5M Adjusted EBITDA* with Trailing Six-Month Revenue of $55M and $4.7M Adjusted EBITDA* - Audio Division Expects Q2 Revenue including PodcastOne (NASDAQ: PODC) and Slacker Radio of $26M+ and Adjusted EBITDA* of $5M+ - Audio Division Six Months Revenue of $51.7M and $9M+ of Adjusted EBITDA* - LVO Slas |
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| September 22, 2023 |
Exhibit 99.1 Investor Presentation September 2023 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any |
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| September 22, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File N |
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| September 19, 2023 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File N |
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| September 14, 2023 |
Exhibit 10.1 BUSINESS LOAN AGREEMENT (ASSET BASED) Borrower: LIVEONE, INC. Lender: East West Bank 269 S. BEVERLY DR STE 1450 Loan Servicing Department BEVERLY HILLS, CA 90212 9300 Flair Drive, 6th Floor El Monte, CA 91731 THIS BUSINESS LOAN AGREEMENT (ASSET BASED) dated August 22, 2023, is made and executed between LIVEONE, INC. (“Borrower”) and East West Bank (“Lender”) on the following terms and |
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| September 14, 2023 |
Exhibit 10.2 CHANGE IN TERMS AGREEMENT Borrower: LIVEONE, INC. Lender: East West Bank 269 S. BEVERLY DR STE 1450 Loan Servicing Department BEVERLY HILLS, CA 90212 9300 Flair Drive, 6th Floor El Monte, CA 91731 Principal Amount: $7,000,000.00 Date of Agreement: August 22, 2023 DESCRIPTION OF EXISTING INDEBTEDNESS. The Promissory Note dated June 2, 2021 for Loan Number 769623758 in the original Prin |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEONE, I |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38249 NOTIFICATION OF LATE FILING CUSIP NUMBER 53814X102 (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transit |
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| August 10, 2023 |
LiveOne Reports Q1 Fiscal Year 2024 Revenue of $27.8M and Adjusted EBITDA* of $2.2M Exhibit 99.1 LiveOne Reports Q1 Fiscal Year 2024 Revenue of $27.8M and Adjusted EBITDA* of $2.2M ● Maintains Company Guidance for Fiscal Year 2024 Revenue of $122M - $130M and Adjusted EBITDA* of $12M - $16M ● Audio Division Record Revenue of $25.7M and Adjusted EBITDA* of $4.9M for Q1 Fiscal Year 2024, a 24% and 46% Increase, Respectively, Year-Over-Year ● Raises Guidance Again for Audio Division |
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| August 10, 2023 |
Exhibit 99.2 LiveOne to Announce First Quarter Fiscal 2024 Financial Results and Host Investor Webcast on August 10, 2023 - Investor Webcast on Thursday, August 10, 2023 at 10:00 a.m. ET / 7:00 a.m. PT - LOS ANGELES, CA, Aug. 01, 2023 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial results for its |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 8, 2023 |
Exhibit 10.1 Loan and Security Agreement (Fixed Loan amount; fully amortizing) This LOAN AND SECURITY AGREEMENT, dated as of August 2, 2023 (“LSA”), is made between (i) LiveOne, Inc., a Delaware corporation (“Borrower” or “Obligor”), and (ii) Capchase Inc., a Delaware corporation (“Lender”). RECITALS WHEREAS, Borrowers wish to obtain financing, and Lender has agreed to extend such loan financing o |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| July 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Co |
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| June 29, 2023 |
List of subsidiaries of the Company. Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT LiveOne, Inc., a Delaware corporation Subsidiaries Jurisdiction LiveXLive, Corp. Delaware Slacker, Inc. Delaware LiveXLive PodcastOne, Inc. Delaware Courtside Group, Inc. Delaware Courtside, LLC Delaware PodcastOne Sales, LLC California LiveXLive Merchandising, Inc. Delaware Custom Personalization Solutions, Inc. Delaware LiveXLive Music, Inc. De |
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| June 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38249 LIVEONE, INC. (Ex |
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| June 29, 2023 |
Exhibit 4.5 DESCRIPTION OF CAPITAL STOCK As of the end of the period covered by the most recent Annual Report on Form 10-K of LiveOne, Inc., its common stock, $0.001 par value per share (the “common stock”), was registered under Section 12 of the Securities Exchange Act of 1934, as amended. Unless the context otherwise requires, all references herein to “we”, “our” and “us” refer to LiveOne, Inc. |
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| June 27, 2023 |
Exhibit 99.2 LiveOne to Announce Fourth Quarter and Fiscal 2023 Financial Results and Host Investor Webcast on June 27, 2023 - Investor Webcast on Tuesday, June 27, 2023 at 10:30 a.m. ET/7:30 a.m. PT - LOS ANGELES, CA, June 21, 2023 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial results for the f |
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| June 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 27, 2023 |
Exhibit 99.1 LiveOne Reports Fiscal Year 2023 Revenue of $99.6M and Record Adjusted EBITDA* of $10.9M, a $24.4M Improvement Year-Over-Year - Audio Division Revenue of $86.8M and Adjusted EBITDA* of $18.2M for Fiscal Year 2023, a 289% Increase Year-Over-Year - Raises Fiscal Year 2024 Revenue Guidance for Audio Division to $100M – to $110M and Adjusted EBITDA* to $18M - $21M - Audio Division Q4 Fisc |
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| May 12, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 12, 2023 |
Exhibit 99.1 Investor Presentation May 2023 1 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part of |
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| April 27, 2023 |
Exhibit 99.1 Investor Presentation April 2023 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| February 14, 2023 |
Exhibit 10.9 AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT This AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT (this “Amendment”), dated as of February 6, 2023, is entered into by and between LiveOne, Inc. (fka LiveXLive Media, Inc.), a Delaware corporation (the “Company”), and Robert Ellin (the “Executive”). The Company and the Executive shall collectively be referred to herein as the “Parties”. Capitalized t |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEON |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 9, 2023 |
LiveOne Reports Record Nine Months Fiscal 2023 Adjusted EBITDA* of $9.4M and Revenue of $74.1M Exhibit 99.1 LiveOne Reports Record Nine Months Fiscal 2023 Adjusted EBITDA* of $9.4M and Revenue of $74.1M - Audio Division Revenue of $64M and Adjusted EBITDA* of $15M for Nine Months Fiscal 2023 with Q3 Fiscal 2023 Revenue of $22M and Adjusted EBITDA* of $5.1M - Raises Company Guidance for Fiscal 2023 Adjusted EBITDA* to $11M - $12M - Company has Filed S-1 for PodcastOne Spin-Out - Record Growt |
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| February 9, 2023 |
Exhibit 99.2 LiveOne to Announce Fiscal 2023 Third Quarter Financial Results and Host Investor Webcast on February 9, 2023 Investor Webcast on Thursday, February 9, 2023 at 10:30 a.m. ET/7:30 a.m. PT LOS ANGELES, CA – February 2, 2023 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial results for the |
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| February 7, 2023 |
Exhibit 10.3 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of February 3, 2023 (the “Closing Date”), is made by and between LiveOne, Inc., a Delaware corporation (the “Company”), and the holder of the Notes (as defined below) signatory hereto (the “Holder”). All capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Certificate |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 7, 2023 |
Exhibit 4.1 LIVEONE, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES A PERPETUAL CONVERTIBLE PREFERRED STOCK Pursuant to Section 151 of the Delaware General Corporation Law The undersigned, Robert S. Ellin does hereby certify that: 1. He is the Chief Executive Officer and Chairman of LiveOne, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is a |
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| February 7, 2023 |
Exhibit 10.2 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of February 3, 2023 (the “Closing Date”), is made by and between LiveOne, Inc., a Delaware corporation (the “Company”), and the holder of the Note (as defined below) signatory hereto (the “Holder”). All capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Certificate o |
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| February 7, 2023 |
Exhibit 10.1 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (the “Agreement”), dated as of February 3, 2023 (the “Closing Date”), is made by and between LiveOne, Inc., a Delaware corporation (the “Company”), and the holder of the Note (as defined below) signatory hereto (the “Holder”). All capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Certificate o |
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| January 11, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 11, 2023 |
Exhibit 99.1 Investor Presentation January 2023 1 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| November 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEO |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 001-38249 NOTIFICATION OF LATE FILING CUSIP NUMBER 53814X102 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tr |
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| November 10, 2022 |
EX-99.1 2 ea168428ex99-1liveone.htm PRESS RELEASE, DATED NOVEMBER 10, 2022 Exhibit 99.1 LiveOne Reports Record First Six Months Fiscal 2023 Adjusted EBITDA* of $6.4 Million and Revenue of $46.8 Million Company’s Audio Division Delivers First Six Months Revenue of $42 Million and Adjusted EBITDA* of $9.8 Million Company Updates Guidance for Fiscal 2023 of Revenue Between $100 Million - $110 Million |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 10, 2022 |
Exhibit 99.2 LiveOne to Announce Fiscal 2023 Second Quarter Financial Results and Host Investor Webcast After Market Close on November 10, 2022 at 5:00 p.m. ET/2:00 p.m. PT LOS ANGELES - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform, plans to announce its operating and financial results for its second quarter ended September 30, 2022 after the |
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| November 3, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 25, 2022 |
Exhibit 99.1 LiveOne Expects to Report Record Q2 Revenue, Adjusted EBITDA* and Membership Growth in Fiscal 2023 Q2 Fiscal 2023 Revenue of Least $23 Million and Adjusted EBITDA* of Approximately $4 Million Breaks 18-Year Quarterly Record of 181,000 New Members Including 154,000 New Paid Members During the Quarter Company?s Audio Division of Slacker and PodcastOne Alone to Post Q2 Revenue of $21 Mil |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 25, 2022 |
Exhibit 99.2 Investor Presentation October 2022 1 The information in this presentation is provided to you by LiveOne, Inc . (the ?Company? or ?LiveOne?) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| September 21, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File N |
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| August 25, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 25, 2022 |
Exhibit 99.1 Investor Presentation August 2022 1 The information in this presentation is provided to you by LiveOne, Inc . (the ?Company? or ?LiveOne?) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEONE, I |
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| August 11, 2022 |
Exhibit 99.2 LiveOne Engages Macias Gini & O?Connell, LLP as Its New Auditor LiveOne to Announce First Quarter Fiscal 2023 Financial Results and Host Investor Webcast by August 15, 2022 LOS ANGELES, July 28, 2022 - LiveOne (Nasdaq: LVO), an award-winning, creator-first, music, entertainment and technology platform focused on delivering premium experiences and content worldwide through memberships |
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| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| August 11, 2022 |
Exhibit 99.1 LiveOne Reports Q1 Fiscal 2023 Revenue of $23.2 Million and Maintains Guidance for Fiscal 2023 of Revenue Between $125 Million to $140 Million Reports Record First Quarter Fiscal 2023 Adjusted EBITDA* of $2 Million and Raises Full-Year Fiscal 2023 Adjusted EBITDA* Guidance to $7 Million to $11 Million Company Posted Record Net Income of $1.3 Million in Q1 Fiscal 2023 Completed Repurch |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| July 29, 2022 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 29, 2022 |
Other Events, Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 20, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| July 20, 2022 |
Exhibit 10.2 July 15, 2022 Courtside Group, Inc. (dba PodcastOne) 335 North Maple Drive, Suite 127 Beverly Hills, CA 90210 Ladies and Gentlemen: This letter (the ?Agreement?) constitutes the agreement between Joseph Gunnar & Co., LLC (?Joseph Gunnar? or the ?Placement Agent?) and Courtside Group, Inc. (dba PodcastOne), a Delaware corporation (the ?Company?), that Joseph Gunnar shall serve as the e |
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| July 20, 2022 |
Exhibit 10.1 COURTSIDE GROUP, INC. (dba podcastone) SUBSCRIPTION AGREEMENT (July 2022) Courtside Group, Inc. 335 North Maple Drive, Suite 127 Beverly Hills, CA 90210 Ladies and Gentlemen: The undersigned subscriber or subscribers (hereinafter, the ?Subscriber?) has received and carefully read the Courtside Group, Inc.?s (dba PodcastOne) Subscription Booklet, dated July 2022, and supplements, if an |
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| July 20, 2022 |
Exhibit 4.1 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS NOTE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECU |
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| July 20, 2022 |
Exhibit 4.2 Courtside Group, Inc. (dba podcastone) WARRANT TO PURCHASE SHARES OF COMMON STOCK THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, PLEDGED, HYPOTHECATED OR OTHERWISE TRANSFERRED |
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| July 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| July 14, 2022 |
Exhibit 10.2 AMENDMENT NO. 2 OF NOTES AGREEMENT This Amendment No. 2 of Notes Agreement (this ?Agreement?), dated as of July 6, 2022 and effective as of the same date (the ?Effective Date?), is entered into between LiveOne, Inc., a Delaware corporation (the ?Company?), and Harvest Small Cap Partners Master, Ltd., a company organized under the laws of Cayman Islands (the ?Noteholder?). Capitalized |
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| July 14, 2022 |
Exhibit 10.1 AMENDMENT NO. 2 OF NOTES AGREEMENT This Amendment No. 2 of Notes Agreement (this ?Agreement?), dated as of July 6, 2022 and effective as of the same date (the ?Effective Date?), is entered into between LiveOne, Inc., a Delaware corporation (the ?Company?), and Harvest Small Cap Partners, L.P., a Delaware limited partnership (the ?Noteholder?). Capitalized terms used in this Agreement |
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| July 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 29, 2022 |
List of subsidiaries of the Company. EX-21.1 5 f10k2022ex21-1liveoneinc.htm LIST OF SUBSIDIARIES OF THE COMPANY Exhibit 21.1 LIST OF SUBSIDIARIES OF THE REGISTRANT LiveOne, Inc., a Delaware corporation Subsidiaries Jurisdiction LiveXLive, Corp. Delaware Slacker, Inc. Delaware LiveXLive PodcastOne, Inc. Delaware Courtside Group, Inc. Delaware LiveXLive Merchandising, Inc. Delaware Custom Personalization Solutions, Inc. Delaware LiveXL |
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| June 29, 2022 |
Exhibit 4.4 DESCRIPTION OF CAPITAL STOCK As of the end of the period covered by the most recent Annual Report on Form 10-K of LiveOne, Inc., its common stock, $0.001 par value per share (the ?common stock?), was registered under Section 12 of the Securities Exchange Act of 1934, as amended. Unless the context otherwise requires, all references herein to ?we?, ?our? and ?us? refer to LiveOne, Inc. |
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| June 29, 2022 |
Exhibit 10.10 [***] Certain information in this document has been excluded pursuant to Regulation S-K, Item 601(b)(10). Such excluded information is not material and would likely cause competitive harm to the registrant if publicly disclosed. LiveXLive Media, Inc. 9200 Sunset Blvd, 12th Floor Beverly Hills, CA 90212 March 6, 2019 Aaron Sullivan [***] Re: Offer of Employment with LiveXLive Media, I |
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| June 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38249 LIVEONE, INC. (Ex |
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| June 29, 2022 |
EX-10.11 4 f10k2022ex10-11liveoneinc.htm AMENDMENT NO. 1 TO EMPLOYMENT OFFER AGREEMENT, DATED AS OF DATED AS OF OCTOBER 26, 2020 AND EFFECTIVE AS OF OCTOBER 1, 2020, BETWEEN THE COMPANY AND AARON SULLIVAN Exhibit 10.11 AMENDMENT NO. 1 TO EMPLOYMENT OFFER LETTER This Amendment No. 1 to Employment Offer Letter (this “Amendment”), dated as of October 26, 2020 and effective as of October 1, 2020 (the |
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| June 28, 2022 |
Exhibit 99.1 LiveOne?s Full Year Fiscal 2022 Revenue Surges 79% to a Record of $117 Million Fourth Quarter Revenue Was $23.4 Million, Up 11% Year-Over-Year Company Expects Revenue of Approximately $23 Million and Adjusted EBITDA* of Between $0.5 Million and $1 Million in Q1 Fiscal 2023 Ending June 30, 2022 Company Maintains Guidance for Fiscal 2023 of Revenue Between $125 Million - $140 Million an |
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| June 28, 2022 |
Exhibit 99.2 LiveOne to Announce Fourth Quarter and Fiscal 2022 Financial Results After Market Close on Tuesday, June 28, 2022 Investor Webcast on Wednesday, June 29, 2022 at 10 AM ET LOS ANGELES, June 27, 2022 - LiveOne (Nasdaq: LVO), a creator-first, music, entertainment and technology platform focused on delivering premium experiences and content worldwide through memberships and live and virtu |
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| June 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| June 8, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 8, 2022 |
EX-99.1 2 ea161315ex99-1liveoneinc.htm CORPORATE PRESENTATION Exhibit 99.1 Investor Presentation June 2022 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company” or “LiveOne”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any in |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 6, 2022 |
Exhibit 16.1 Tel: 310-557-0300 Fax: 310-557-1777 www.bdo.com 515 S Flower St, 47th Floor Los Angeles, CA 90071 May 6, 2022 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on May 2, 2022, to be filed by LiveOne, Inc. We agree with the statem |
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| May 6, 2022 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 2, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 5, 2022 |
Exhibit 99.1 Investor Presentation May 2022 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the ?Company? or ?LiveOne?) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part o |
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| May 5, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number) |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 7, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 7, 2022 |
Exhibit 99.1 Investor Presentation March 2022 1 2 The information in this presentation is provided to you by LiveOne, Inc . (the ?Company? or ?LiveOne?) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any part |
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| February 17, 2022 |
LIVEONE, INC. Up to $45,000,000 Common Stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-262549 LIVEONE, INC. PROSPECTUS Up to $45,000,000 Common Stock We have entered into a Sales Agreement, dated August 23, 2021 (the ?Sales Agreement?), with Needham & Company, LLC (the ?Sales Agent?). The Sales Agreement relates to the sale of shares of our common stock offered by this prospectus. In accordance with the terms of the Sales Agreeme |
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| February 15, 2022 |
LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 CORRESP 1 filename1.htm LIVEONE, INC. 269 South Beverly Drive, Suite 1450 Beverly Hills, CA 90212 February 15, 2022 VIA EDGAR Division of Corporation Finance Office of Trade & Services U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Attention: Janice Adeloye Re: LiveOne, Inc. Registration Statement on Form S-3 Filed on February 4, 2022 File No. 333-262549 Ladies an |
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| February 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEON |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| February 10, 2022 |
EX-99.2 3 ea155147ex99-2liveone.htm PRESS RELEASE, DATED FEBRUARY 8, 2022 Exhibit 99.2 LiveOne to Announce Third Quarter Fiscal 2022 Financial Results and Host Investor Webcast on February 10th - Company will Host a Webcast on February 10, 2022 at 4:30 pm ET LOS ANGELES, Feb. 8, 2022 - LiveOne (Nasdaq: LVO), a creator-first, music, entertainment and technology platform focused on delivering premiu |
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| February 10, 2022 |
Exhibit 99.1 LiveOne Posts Record 9-Month Revenue of $93.6 Million, Up 112%, and Third Quarter Revenue of $32.9 Million, Up 72% ? Company Maintains Guidance to Achieve Positive Adjusted EBITDA* in Q1 2023 Ending June 30, 2022 ? Company Maintains Guidance for Fiscal 2022 Year Revenue of Between $112 million - $113.5 million and Raises Guidance for Fiscal 2023 Revenue to Between $125 million - $140 |
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| February 4, 2022 |
Form of Subordinated Indenture. Exhibit 4.5 LIVEONE, INC. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Subordinated Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a). 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 313(c). 5.04( |
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| February 4, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) LiveOne, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry For |
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| February 4, 2022 |
As filed with the Securities and Exchange Commission on February 4, 2022 As filed with the Securities and Exchange Commission on February 4, 2022 Registration No. |
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| February 4, 2022 |
Exhibit 4.4 LIVEONE, INC. Issuer AND [ ] Trustee INDENTURE Dated as of [ ] Senior Debt Securities CROSS-REFERENCE TABLE (1) Section of Trust Indenture Act of 1939, as Amended Section of Indenture 310(a). 7.09 310(b). 7.08 7.10 310(c). Inapplicable 311(a). 7.13(a) 311(b). 7.13(b) 311(c). Inapplicable 312(a) 5.02(a) 312(b). 5.02(b) 312(c). 5.02(c) 313(a). 5.04(a) 313(b). 5.04(a) 313(c). 5.04(a) 5.04 |
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| January 24, 2022 |
Investor Presentation January 2022 1 Free Writing Prospectus filed pursuant to Rule 433 Registration Statement on Form S - 3 (File No. |
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| January 24, 2022 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-228909 The information in this preliminary prospectus supplement, relating to an effective registration statement under the Securities Act of 1933, as amended, is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities and we are not soliciting an offer to |
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| January 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2022 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 4, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| December 15, 2021 |
LiveOne Announces Chief Financial Officer Transition EX-99.1 2 ea152427ex99-1liveone.htm PRESS RELEASE, DATED DECEMBER 15, 2021 Exhibit 99.1 LiveOne Announces Chief Financial Officer Transition Los Angeles, CA – December 15, 2021 - LiveOne (Nasdaq: LVO), a global platform for livestream and on-demand audio, video, and podcast/vodcast content in music, comedy, and pop culture, and owner of LiveXLive, PodcastOne, Slacker Radio, React Presents, Gramoph |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 30, 2021 |
EX-99.1 2 ea151534ex99-1liveoneinc.htm CORPORATE PRESENTATION Exhibit 99.1 Investor Presentation November 2021 1 Safe Harbor 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any |
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| November 30, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Nu |
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| November 1, 2021 |
EX-99.1 2 ea149634ex99-1liveoneinc.htm CORPORATE PRESENTATION Exhibit 99.1 Investor Presentation October 2021 1 Safe Harbor 2 The information in this presentation is provided to you by LiveOne, Inc . (the “Company”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any |
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| November 1, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-38249 LIVEO |
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| October 28, 2021 |
EX-99.1 2 ea149260ex99-1liveoneinc.htm LIVEONE, INC. ANNOUNCES Q2 FISCAL 2022 OPERATING RESULTS Exhibit 99.1 LiveOne Announces Record 6-Month Revenue of $60.7 Million, Up 142%, and Second Quarter Revenue of $21.9 Million, Up 51% ● Paid Subscribers as of September 30, 2021 Increased to Over 1,256,000**, a Net Increase of Over 320,000 a Year Ago - Monthly Average Revenue Per User Was $3.41** vs. $3. |
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| October 28, 2021 |
EX-99.2 3 ea149260ex99-2liveoneinc.htm PRESS RELEASE, DATED OCTOBER 22, 2021 Exhibit 99.2 LiveOne to Announce Second Quarter Fiscal 2022 Financial Results and Host Investor Webcast on October 28th LOS ANGELES, Oct. 22, 2021 - LiveOne (Nasdaq: LVO), a global platform for livestream and on-demand audio, video and podcast/vodcast content in music, comedy and pop culture, and owner of LiveXLive, Podca |
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| October 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 12, 2021 |
Exhibit 99.1 Investor Presentation October 2021 1 Safe Harbor 2 The information in this presentation is provided to you by LiveOne, Inc . (the ?Company?) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participate in any investment activity or trading strategy, nor may it or any par |
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| October 12, 2021 |
Exhibit 3.1 State of Delaware Secretary of State Division of Corporations Delivered 10:24 AM 10/01/2021 FILED 10:24 AM 10/01/2021 SR 20213400465 - File Number 6483488 STATE OF DELAWARE CERTIFICATE OF MERGER OF DOMESTIC CORPORATIONS Pursuant to Title 8, Section 251(c) of the Delaware General Corporation Law, the undersigned corporation executed the following Certificate of Merger: FIRST: The name o |
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| October 12, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Num |
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| October 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 LIVEONE, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commission File Numb |
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| September 21, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2021 LIVEXLIVE MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commissio |
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| September 17, 2021 |
EX-99.1 2 ea147553ex99-1livexlive.htm CORPORATE PRESENTATION Exhibit 99.1 Investor Presentation September 2021 1 Safe Harbor 2 The information in this presentation is provided to you by LiveXLive Media, Inc . (the “Company”) solely for informational purposes and is not an offer to buy or sell, or a solicitation of an offer to buy or sell, any security or instrument of the Company, or to participat |
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| September 17, 2021 |
Regulation FD Disclosure, Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2021 LIVEXLIVE MEDIA, INC. (Exact name of registrant as specified in its charter) Delaware 001-38249 98-0657263 (State or other jurisdiction of incorporation) (Commissio |
