Mga Batayang Estadistika
CIK | 202375 |
SEC Filings
SEC Filings (Chronological Order)
February 4, 2016 |
LKII / Lazare Kaplan International Inc. / Miller Lloyd I III - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A1 (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) Lazare Kaplan International Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) Lloyd I. Miller, III, 3300 South Dixie Highway |
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January 15, 2016 |
Lazare Kaplan International NT 10-Q NT 10-Q 1 v429028nt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition |
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January 15, 2016 |
Results of Operations and Financial Condition, Other Events 8-K 1 v4290268k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2016 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdictio |
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December 22, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 21, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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October 16, 2015 |
Lazare Kaplan International NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K x Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: August 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Rep |
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October 16, 2015 |
Results of Operations and Financial Condition, Other Events 8-K 1 v4222268k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdictio |
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September 1, 2015 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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September 1, 2015 |
Lazare Kaplan International NOTIFICATION OF LATE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K ? Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: May 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report |
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May 29, 2015 |
Lazare Kaplan International FORM SD Page 1 of 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Lazare Kaplan International Inc. (Exact name of registrant as specified on its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employer Incorporation or organization) File Number) Identification No.) 19 West 44th Street, New York, New York 1 |
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April 15, 2015 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 15, 2015 |
Lazare Kaplan International NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K and Form 10-KSB ? Form 20-F ? Form 11-K x Form 10-Q and Form 10-QSB ? Form N-SAR For Period Ended: February 28, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition R |
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February 5, 2015 |
SC 13G/A 1 rrd283.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 15)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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January 28, 2015 |
SC 13G/A 1 d860478dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1)* Lazare Kaplan International Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the app |
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January 15, 2015 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2015 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or or |
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January 15, 2015 |
LKII / Lazare Kaplan International Inc. NT 10-Q - - FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR For Period Ended: November 30, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Tran |
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October 16, 2014 |
LKII / Lazare Kaplan International Inc. NT 10-Q - - NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep |
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October 16, 2014 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or or |
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September 2, 2014 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 2, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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September 2, 2014 |
LKII / Lazare Kaplan International Inc. NT 10-K - - FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report |
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July 14, 2014 |
EX-3.(II) 2 v3838433ii.htm EXHIBIT 3(II) Exhibit 3(ii) Article VIII Forum for Adjudication of Disputes Unless the Corporation consents in writing to the selection of an alternative forum, the sole and exclusive forum shall be a state court located within the State of Delaware (or, if no state court located within the State of Delaware has jurisdiction, the federal district court for the District o |
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July 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 10, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo |
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May 29, 2014 |
- SPECIALIZED DISCLOSURE REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report Lazare Kaplan International Inc. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employer Incorporation or organization) File Number) Identification No.) 19 West 44th Street, New York, New York 10036 (Addres |
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May 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ |
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April 15, 2014 |
Results of Operations and Financial Condition, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: February 28, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R |
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March 31, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. ) Lazare Kaplan International Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) Lloyd I. Miller, III, 222 Lakeview Avenue, Suite 1 |
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March 27, 2014 |
LKII / Lazare Kaplan International Inc. / HENRY PARTNERS L P - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Lazare Kaplan International Inc. (Name of Issuer) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) March 19, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 14)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 15, 2014 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2014 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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January 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R |
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October 21, 2013 |
LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 15) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) Warshaw Burstein, LLP 555 Fifth Avenue New York, New York 10017 Attn: Frederick R. Cummings, Jr., Esq. (212) 984-7700 ( |
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October 16, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep |
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October 16, 2013 |
Results of Operations and Financial Condition, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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September 19, 2013 |
EX-10.1 2 v355212ex10-1.htm SETTLEMENT AGREEMENT Confidential Executed Version SETTLEMENT AGREEMENT* This Settlement Agreement (this “Agreement”) is made and entered into effective as of August 31, 2013 (the “Effective Date”) by and between Lazare Kaplan International Inc., a New York corporation (“Plaintiff”), and Gemological Institute of America, Inc., a California non-profit corporation (“Defen |
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September 19, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS |
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September 19, 2013 |
Confidential Execution Version License AGREEMENT* This License Agreement (this “Agreement”) is made and entered into effective as of August 31, 2013 (the “Effective Date”) by and between Lazare Kaplan International Inc. |
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September 17, 2013 |
LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 14) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) Warshaw Burstein, LLP 555 Fifth Avenue New York, New York 10017 Attn: Frederick R. Cummings, Jr., Esq. (212) 984-7700 ( |
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September 17, 2013 |
LEON TEMPELSMAN September 6, 2013 EXHIBIT 99.1 LEON TEMPELSMAN September 6, 2013 Lazare Kaplan International Inc. 19 West 44th Street -16th Floor New York, NY 10036 Attention: William H. Moryto, Vice President and Chief Financial Officer Gentlemen: Reference is made herein to that certain Stock Purchase Agreement dated as of July 18, 2013 between me and Lazare Kaplan International Inc. (the “Company”) pursuant to which I purchased |
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September 6, 2013 |
EX-99.1 2 v354562ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 STOCK PURCHASE AGREEMENT Stock Purchase Agreement (this “Agreement”), dated as of July 18, 2013 by and between Leon Tempelsman (the “Purchaser”) and Lazare Kaplan International Inc. (the “Company”). WHEREAS, the Company is a corporation whose Common Stock is registered under the Securities Act of 1934, as amended and admitted for trading on the |
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September 6, 2013 |
EXHIBIT 99.2 LEON TEMPELSMAN September 6, 2013 Lazare Kaplan International Inc. 19 West 44th Street -16th Floor New York, NY 10036 Attention: William H. Moryto, Vice President and Chief Financial Officer Gentlemen: Reference is made herein to that certain Stock Purchase Agreement dated as of July 18, 2013 between me and Lazare Kaplan International Inc. (the “Company”) pursuant to which I purchased |
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September 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp |
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August 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report |
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July 26, 2013 |
LKII / Lazare Kaplan International Inc. / TEMPELSMAN MAURICE - SCHEDULE 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International Inc. 19 West 44th Street New |
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June 20, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of incorporation or organ |
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June 20, 2013 |
LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT New York, NY – June 20, 2013 - Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Second Circuit issued a Summary Order vacating the judgment of the District Court and remanding the case for further proceedings. On December |
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April 23, 2013 |
EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL WINS APPEAL TO THE UNITED STATES COURT OF APPEALS FOR THE FEDERAL CIRCUIT New York, NY – April 23, 2013 - Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Federal Circuit issued a decision in the case captioned Lazare Kaplan International Inc. v. Photoscribe Technologies, Inc. and Gemological I |
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April 23, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 23, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 15, 2013 |
Results of Operations and Financial Condition, Other Events 8-K 1 v3413328k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 15, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other ju |
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April 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-QSB ¨ Form N-SAR For Period Ended: February 28, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Repor |
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February 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: November 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R |
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January 15, 2013 |
Results of Operations and Financial Condition, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 15, 2013 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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October 16, 2012 |
Results of Operations and Financial Condition, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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October 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: August 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Rep |
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September 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 5, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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August 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q and Form 10-QSB ¨ Form N-SAR For Period Ended: May 31, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report |
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August 30, 2012 |
Results of Operations and Financial Condition, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp |
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April 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K and Form 10-KSB ¨ Form 20-F ¨ Form 11-K x Form 10-Q and Form 10-QSB ¨Form N-SAR For Period Ended: February 29, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Re |
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April 16, 2012 |
Results of Operations and Financial Condition, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 16, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 18, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: November 30, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition R |
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January 18, 2012 |
Results of Operations and Financial Condition, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2012 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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December 29, 2011 |
8-K 1 v2443068-k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or othe |
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October 18, 2011 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 18, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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October 18, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: August 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Repo |
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August 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K and Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: May 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report |
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August 30, 2011 |
Results of Operations and Financial Condition, Other Events 8-K 1 v2338138k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdi |
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July 6, 2011 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ |
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July 6, 2011 |
LAZARE KAPLAN ENTERS INTO SETTLEMENT AGREEMENTS WITH INSURANCE COMPANIES EXHIBIT 99.1 LAZARE KAPLAN ENTERS INTO SETTLEMENT AGREEMENTS WITH INSURANCE COMPANIES New York, New York - July 6, 2011 - Lazare Kaplan International Inc. (LKII.PK) (the “Company”) today announced that in connection with its efforts to resolve the Material Uncertainties, described below, which have prevented it from timely filing its periodic reports under the Securities Exchange Act of 1934, on J |
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April 14, 2011 |
NT 10-Q 1 v218607nt-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: February 28, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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April 14, 2011 |
Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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February 11, 2011 |
SC 13G/A 1 rrd271.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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January 14, 2011 |
Other Events, Results of Operations and Financial Condition 8-K 1 v2081148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2011 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 7848 13-2728690 (State or other jurisdiction of ( |
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January 14, 2011 |
NT 10-Q 1 v208115nt-10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: November 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report |
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December 28, 2010 |
EXHIBIT 99.1 FEDERAL CIRCUIT VACATES FINDINGS OF INEQUITABLE CONDUCT AGAINST LAZARE KAPLAN INTERNATIONAL AND REVERSES RULING OF NON-INFRINGEMENT Remands certain claims to District Court New York, NY – December 28, 2010 – Lazare Kaplan International Inc. (the “Company”) today announced that the United States Court of Appeals for the Federal Circuit issued a unanimous decision in the case captioned |
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December 28, 2010 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 28, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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November 3, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International Inc. 19 West 44th Street New |
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October 28, 2010 |
EXHIBIT 10.1 SETTLEMENT AGREEMENT This SETTLEMENT AGREEMENT AND GENERAL RELEASE (the “Settlement Agreement”) is being entered into this 26th day of October, 2010 (the “Effective Date”) by and between ABN AMRO BANK N.V. (“ABN”), THE ROYAL BANK OF SCOTLAND PLC (“RBS”), LAZARE KAPLAN INTERNATIONAL INC. (“LKI”), LAZARE KAPLAN JAPAN INC. (“LK Japan”), LAZARE KAPLAN EUROPE INC. (“LK Europe”) and LAZARE |
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October 28, 2010 |
EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ENTERS INTO SETTLEMENT AGREEMENT WITH ABN AMRO BANK AND THE ROYAL BANK OF SCOTLAND New York, NY – October 28, 2010 – Lazare Kaplan International Inc. (LKII.PK) (the “Company”) announced today that it and certain of its affiliates entered into a Settlement Agreement with ABN AMRO Bank N.V. and The Royal Bank of Scotland PLC, with respect to certain obligatio |
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October 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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October 28, 2010 |
AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT EXHIBIT 4.1 AMENDMENT TO AMENDED AND RESTATED RIGHTS AGREEMENT AMENDMENT, dated as of October 25, 2010, to AMENDED AND RESTATED RIGHTS AGREEMENT, dated as of April 24, 2007 (the “Rights Agreement”), by and between Lazare Kaplan International Inc., a Delaware corporation (the “Company”) and Mellon Investor Services LLC, a New Jersey limited liability company (formerly ChaseMellon Shareholder Servic |
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October 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K and Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q and Form 10-QSB o Form N-SAR For Period Ended: August 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Rep |
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October 15, 2010 |
Other Events, Results of Operations and Financial Condition 8-K 1 v1991808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of |
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August 31, 2010 |
Other Events, Results of Operations and Financial Condition 8-K 1 v1957478-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of |
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August 11, 2010 |
EX-99.25 2 lki08112010.htm NYSE AMEX LLC DETERMINATION AND NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Attachment to Form 25 August 11, 2010 NYSE Amex LLC (the “Exchange”), pursuant to Section 12(d) of the Securities Exchange Act of 1934 and Rule 12d2-2(b) promulgated thereunder by the Securities and Exchange Commission (the “ |
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August 9, 2010 |
SC 13D/A 1 v193044sc13d-a.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11) Lazare Kaplan International Inc. (Name of Company) Common Stock, par value $1.00 per share (Title of Class of Securities) 521078-10-5 (CUSIP Number) William H. Moryto, Vice President and Chief Financial Officer Lazare Kaplan International |
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June 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 18, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo |
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June 24, 2010 |
LAZARE KAPLAN INTERNATIONAL Reports on receiving a notice from NYSE Amex LLC of its intent to initiate delisting proceedings New York, NY – June 24, 2010 – Lazare Kaplan International Inc. |
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May 20, 2010 |
LAZARE KAPLAN INTERNATIONAL SUES ITS INSURERS FOR $640 MILLION EX-99.1 2 v186051ex99-1.htm EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL SUES ITS INSURERS FOR $640 MILLION New York, NY – May 20, 2010 – Lazare Kaplan International Inc. (AMEX:LKI) (“Lazare Kaplan”) announced today that in a federal lawsuit filed on Monday, May 17, 2010, it sued various Lloyds of London syndicates and European insurers for $640 million in damages arising out of the disappearance of d |
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May 20, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 20, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Employ |
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May 7, 2010 |
LAZARE KAPLAN INTERNATIONAL ANNOUNCES RESIGNATION OF DIRECTOR; RESPONSE OF UNDERWRITERS TO INSURANCE CLAIMS New York, NY – May 7, 2010 –Lazare Kaplan International Inc. |
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May 7, 2010 |
8-K 1 v1840028k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Com |
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May 5, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 2) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction o |
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May 5, 2010 |
AGREEMENT FOR INTERIM PAYMENT In consideration of the mutual promises, covenants, terms and conditions herein contained, LKI and Underwriters (as each are defined below) agree as of December 31, 2009 as follows: DEFINITIONS In this Interim Payment Agreement, the singular includes the plural, and vice versa. |
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April 26, 2010 |
8-K 1 v1822238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 26, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of ( |
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April 26, 2010 |
LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER New York, NY – April 26, 2010 – Lazare Kaplan International Inc. (the “Company”) announced today it received a Deficiency Letter from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”) dated April 26, 2010, relating to the Company’s failure to file its quarterly report on Form 10-Q for the |
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April 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 14, 2010 |
LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q New York, NY – April 14, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it has filed with the Securities and Exchange Commission a Notification of Late Filing on Form 12b-25 pertaining to its Quarterly Report on Form 10-Q (the “Q3 Form 10-Q”) for the quarter ended February 28, 2010 |
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February 8, 2010 |
SC 13G/A 1 rrd284.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d |
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January 29, 2010 |
8-K 1 v1726998k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 25, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of |
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January 29, 2010 |
EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. ANNOUNCES PLAN OF COMPLIANCE EXTENSION TO MAY 31, 2010 AND RECEIPT OF DEFICIENCY LETTER New York, NY – January 29, 2010 – Lazare Kaplan International Inc. (the “Company”) announced today that, pursuant to a Letter dated January 25, 2010 (the “Letter”) it received from NYSE Regulation (the “Staff”) on behalf of NYSE AMEX LLC (the “Exchange”), the Staff |
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January 19, 2010 |
Financial Statements and Exhibits 8-K/A 1 v1717138k-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdic |
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January 19, 2010 |
EX-99.1 2 v171713ex99-1.htm EXHIBIT 99.1 AGREEMENT FOR INTERIM PAYMENT In consideration of the mutual promises, covenants, terms and conditions herein contained, LKI and Underwriters (as each are defined below) agree as of December 31, 2009 as follows: DEFINITIONS In this Interim Payment Agreement, the singular includes the plural, and vice versa. The following terms as used herein shall be given |
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January 15, 2010 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 14, 2010 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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January 15, 2010 |
LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-Q New York, NY – January 15, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it has filed with the Securities and Exchange Commission a Notification of Late Filing on Form 12b-25 pertaining to its Quarterly Report on Form 10-Q (the “Q2 Form 10-Q”) for the quarter ended November 30, 200 |
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January 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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January 5, 2010 |
LAZARE KAPLAN INTERNATIONAL, INC. EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL, INC. New York, NY – January 5, 2010 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that, in connection with its efforts to resolve the material uncertainties preventing it from timely filing its periodic reports under the Securities Exchange Act of 1934 (“Exchange Act”), the Company filed claims under certain of its insurance |
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November 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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November 12, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. RECEIVES NOTICE OF ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMEX EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. RECEIVES NOTICE OF ACCEPTANCE OF COMPLIANCE PLAN BY NYSE AMEX New York, NY – November 12, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received notice from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”), on November 11, 2009, that it accepted the Company’s previously submitted pl |
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October 21, 2009 |
Amendment to the By-Laws of Lazare Kaplan International Inc. EXHIBIT 3.1 Amendment to the By-Laws of Lazare Kaplan International Inc. By deleting paragraph “-*TIME.” of Article I, Section 6 in its entirety and substituting in its place the following: “- TIME. The annual meeting of the stockholders of the Corporation shall be held on any date and time which may from time to time be designated by the Board of Directors. At such annual meeting, directors shall |
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October 21, 2009 |
EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL, INC. ANNOUNCES RECEIPT OF DEFICIENCY LETTER FROM NYSE AMEX; AMENDMENT TO BY-LAWS New York, NY – October 21, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received a Deficiency Letter from NYSE Regulation (the “Staff”), on behalf of NYSE AMEX LLC (the “Exchange”) dated October 20, 2009, relating to the Company’s f |
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October 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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October 8, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – October 8, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced that it has submitted a plan (the “Plan”) to NYSE AMEX LLC (the “Exchange”) on October 7, 2009, which outlines the Company’s plan to regain compliance with the Exchange’s continued listing requirements. The Exchange has not as of yet provided the Comp |
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October 8, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp |
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September 29, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS |
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September 29, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – September 29, 2009 – Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today it received a notice from NYSE Regulation, on behalf of NYSE AMEX LLC (the “Exchange”) granting an extension of time until October 7, 2009 for the Company to submit a plan of compliance, advising the Exchange of action it has taken, or will t |
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September 18, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL INC. New York, NY – September 18, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it received a Deficiency Letter from the NYSE AMEX Stock Exchange (the “Exchange”) dated September 16, 2009, relating to the Company’s failure to timely file its Annual Report on Form 10-K for the fiscal year ended May 31, 2009. The timel |
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September 18, 2009 |
8-K 1 v1608048-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction |
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September 16, 2009 |
LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-K EXHIBIT 99.1 LAZARE KAPLAN INTERNATIONAL ANNOUNCES DELAY IN FILING FORM 10-K New York, NY – September 15, 2009 –Lazare Kaplan International Inc. (AMEX:LKI) (the “Company”) announced today that it will delay filing its Annual Report on Form 10-K (the “Form 10-K”) for the fiscal year ended May 31, 2009 (“Fiscal 2009”), in order to resolve (a) a material uncertainty concerning the collectability and |
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September 16, 2009 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS |
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September 1, 2009 |
8-K 1 v1595678-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 1, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction |
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April 14, 2009 |
GUARANTEE To: ABN AMRO Bank N.V., Tokyo Branch (the "Bank") Lazare Kaplan International Inc. (the "Guarantor"), in consideration of, amongst other things, the Bank granting or continuing to make available banking facilities or other accommodation or granting time to or on account of Lazare Kaplan Japan Inc. (the "Borrower"), hereby irrevocably and unconditionally guarantees to and agrees with the |
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April 14, 2009 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 14, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2009 RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2009 RESULTS NEW YORK, N.Y. – April 14, 2009 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the third fiscal quarter of fiscal 2009 ended February 28, 2009. Net sales for the three and nine months ended February 28, 2009 were $42.2 million and $161.7 million, respectively, |
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April 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 28, 2009. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATI |
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April 14, 2009 | ||
April 14, 2009 |
Very truly yours, ABN AMRO Bank N.V. February 27, 2009 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Attention: Mr. William H. Moryto Re: Amended and Restated Facility Letter Ladies and Gentlemen: In accordance with our recent discussions, we are please to confirm ABN AMRO Bank N.V.’s (the “Lender”) agreement to hold available to Lazare Kaplan International Inc. (the “Borrower”) a revolving loan facili |
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April 14, 2009 | ||
April 14, 2009 |
AMENDED AND RESTATED CREDIT FACILITY AGREEMENT AMENDED AND RESTATED CREDIT FACILITY AGREEMENT THIS AMENDED AND RESTATED CREDIT FACILITY AGREEMENT (the "Agreement") is made as of February 28, 2009 by and between ABN AMRO Bank N. |
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February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2008 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2008. OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATI |
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January 13, 2009 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2009 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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January 13, 2009 |
LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2009 RESULTS EXHIBIT 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2009 RESULTS NEW YORK, N.Y. – January 13, 2009 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the second fiscal quarter of fiscal 2009 ended November 30, 2008. Net sales for the three and six mont |
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October 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN |
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October 15, 2008 |
TENTH AMENDMENT TENTH AMENDMENT dated as of September 24, 2008 (this “Amendment”) with respect to the Revolving Credit Agreement, dated as of August 14, 2002 (as amended, the “Credit Agreement”) by and between Lazare Kaplan International Inc. |
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October 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED AUGUST 31, 2008. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLAN INTERNATION |
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October 15, 2008 |
AMENDMENT NO. 1 AMENDMENT NO. 1 dated as of August 7, 2008 (this “Amendment”) with respect to the Credit Agreement, dated as of September 30, 2007 (the “Credit Agreement”) by and between Lazare Kaplan International Inc. (“Borrower”) and Bank Leumi USA (the “Bank”). WITNESSETH: WHEREAS, pursuant to the Credit Agreement, the Bank has made Loans and other financial accommodations to the Borrower whic |
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October 14, 2008 |
LAZARE KAPLAN INTERNATIONAL INC. FIRST QUARTER FISCAL 2009 RESULTS FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 enebb@optonline. |
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October 14, 2008 |
Results of Operations and Financial Condition, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 14, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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September 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only S Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240. |
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September 18, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: S Preliminary Proxy Statement £ Confidential, for Use of the Commission Only £ Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240. |
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September 10, 2008 |
LAZARE KAPLAN INTERNATIONAL INC. REPORTS FOURTH QUARTER AND FISCAL 2008 YEAR-END RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. REPORTS FOURTH QUARTER AND FISCAL 2008 YEAR-END RESULTS NEW YORK, N.Y. – September 8, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the fourth fiscal quarter and year ended May 31, 2008. For the fourth quarter an |
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September 10, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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September 9, 2008 |
WAIVER AND NINTH AMENDMENT WAIVER AND NINTH AMENDMENT dated as of February 21, 2008 (this “Amendment”) with respect to the Revolving Credit Agreement, dated as of August 14, 2002 (as amended, the “Credit Agreement”) by and between Lazare Kaplan International Inc. |
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September 9, 2008 |
EXECUTION COPY CONSIGNMENT AND GUARANTY AGREEMENT among NAMGEM TRADING BVI LIMITED, NAMGEM TRADING BVBA, and LAZARE KAPLAN INTERNATIONAL INC. |
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September 9, 2008 |
EXECUTION COPY FIRST AMENDED AND RESTATED FINANCE AGREEMENT between NAMGEM TRADING BVI LIMITED and OVERSEAS PRIVATE INVESTMENT CORPORATION Dated as of June 10, 2008 OPIC/673-2006-061-IG Table of Contents Page ARTICLE I. |
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September 9, 2008 |
EXECUTION COPY SUBORDINATION AGREEMENT among NAMGEM TRADING (BERMUDA) LIMITED, LAZARE KAPLAN INTERNATIONAL INC. |
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September 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN INTERNATIONAL INC. |
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September 9, 2008 |
LAZARE KAPLAN INTERNATIONAL INC. ANNUAL REPORT Exhibit 13 LAZARE KAPLAN INTERNATIONAL INC. 2008 ANNUAL REPORT Lazare Kaplan International Inc. 2008 Annual Report Lazare Kaplan International Inc. is engaged in the cutting and polishing of ideal cut diamonds, which it laser inscribes and distributes to quality retail jewelers internationally under the brand name “The Lazare Diamond®.” Lazare Diamonds, whatever their size, which are cut and polis |
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September 9, 2008 |
September 30, 2007 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Ladies and Gentlemen:: We are pleased to advise that Bank Leumi USA (“Bank”) holds available to Lazare Kaplan International Inc. (“Borrower”) a credit facility up to a maximum aggregate principal amount of $2,200,000.00 (the “Facility”) valid and available at our discretion and subject to the terms and |
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September 9, 2008 |
LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Africa Inc. Delaware Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium POCL, N.V Belgium Bellataire Inc. Delaware |
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September 9, 2008 |
GUARANTY This GUARANTY (as amended, supplemented, amended and restated or otherwise modified from time to time, this “Guaranty”), dated as of July , 2007 is made by Lazare Kaplan International Inc. |
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September 9, 2008 |
LINE OF CREDIT AGREEMENT Dated as of September 30, 2007 Between LAZARE KAPLAN INTERNATIONAL INC. |
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August 28, 2008 |
LONG TERM INCENTIVE PLAN LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 Exhibit 4.1 LONG TERM INCENTIVE PLAN OF LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 4 ARTICLE II ADMINISTRATION 4 Section 2.1 Compensation Committee 4 Section 2.2 Plan Administration and Plan Rules 5 Section 2.3 Compliance with Section 409A of the |
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August 28, 2008 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 25, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emp |
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August 28, 2008 |
As filed with the Securities and Exchange Commission on August 27, 2008 Registration No. |
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August 28, 2008 |
LONG TERM INCENTIVE PLAN LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 Exhibit 99.1 LONG TERM INCENTIVE PLAN OF LAZARE KAPLAN INTERNATIONAL INC. Effective as of August 25, 2008 TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 4 ARTICLE II ADMINISTRATION 4 Section 2.1 Compensation Committee 4 Section 2.2 Plan Administration and Plan Rules 5 Section 2.3 Compliance with Section 409A of the |
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August 26, 2008 |
EXHIBIT 99.2 Combined Financial Statements Year Ended May 31, 2007 and the Period from December 1, 2005 (Inception) to May 31, 2006 Combined Financial Statements Year Ended May 31, 2007 and the Period from December 1, 2005 (Inception) to May 31, 2006 1 Be llataire Contents Independent auditors’ report 3 Combined financial statements: Balance sheets 4 Statements of operations 5 Statements of partne |
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August 26, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2007 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KA |
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August 26, 2008 |
EXHIBIT 99.3 GULFDIAM DMCC Financial Statements 31 December 2006 Registered Address: Emirates Tower, Level No. 41 Sheikh Zayed Road Dubai, United Arab Emirates GULFDIAM DMCC Financial Statements 31 December 2006 CONTENTS PAGE Auditors’ Report 1 Balance Sheet 2 Income Statement 3 Statement of Changes in Equity 4 Cash Flow Statement 5 Notes to the Financial Statements 6 - 9 PAGE 1 Auditors’ Report t |
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August 5, 2008 |
August 5, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 Form 10-Q for Fiscal Quarter Ended February 29, 2008 File Date: April 14, 2008 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the St |
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June 20, 2008 |
June 20, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 Form 10-Q for Fiscal Quarter Ended February 29, 2008 File Date: April 14, 2008 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Sta |
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May 5, 2008 |
May 5, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Staff’s additional comments received on April 7, 2008 relating to the above-captione |
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April 14, 2008 |
LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2008 RESULTS c5309799-1.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. THIRD QUARTER FISCAL 2008 RESULTS NEW YORK, N.Y. – April 11, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the third f |
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April 14, 2008 |
c530978k.htm - Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in i |
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April 14, 2008 |
Exhibit 10ak CONFIDENTIAL LICENSE AGREEMENT * This License Agreement (the “Agreement”) is entered into by Lazare Kaplan International Inc. |
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April 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 29, 2008. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K |
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April 14, 2008 |
Exhibit 10aj CONFIDENTIAL EXCLUSIVE SALES AGREEMENT * This Exclusive Sales Agreement (the “Agreement”) is entered into by Lazare Kaplan International Inc. |
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March 19, 2008 |
March 19, 2008 William Thompson Branch Chief Mail Stop 3561 U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Lazare Kaplan International Inc. Form 10-K for the fiscal year ended May 31, 2007 File Date: August 29, 2007 File No. 1-7848* Dear Mr. Thompson: We respond as follows to the Staff’s comments received on February 7, 2008 relating to the above-captioned Ann |
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March 11, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo |
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February 20, 2008 |
February 20, 2008 VIA EDGAR Securities and Exchange Commission Division of Corporate Finance Attn: Robyn Manuel Re: Lazare Kaplan International Inc. |
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February 19, 2008 |
LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2008 RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Edward Nebb Comm-Counsellors, LLC 203-972-8350 [email protected] LAZARE KAPLAN INTERNATIONAL INC. SECOND QUARTER FISCAL 2008 RESULTS NEW YORK, N.Y. – January 11, 2008 – Lazare Kaplan International Inc. (AMEX: LKI) today announced financial results for the second fiscal quarter of fiscal 2008 ended November 30, 2007. Net sales for the three and six mont |
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February 19, 2008 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 11, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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February 7, 2008 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2008 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Em |
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February 6, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2007. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K |
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November 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS E |
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November 15, 2007 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Lazare Kaplan International Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That at a regular meeting of the members of the board of directors of the Corporation, resolutions |
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November 15, 2007 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Exhibit 3.2 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF LAZARE KAPLAN INTERNATIONAL INC. Lazare Kaplan International Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), DOES HEREBY CERTIFY: FIRST: That at a regular meeting of the members of the board of directors of the Corporation, resolutions |
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October 12, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED AUGUST 31, 2007. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAP |
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September 28, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only S Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240. |
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September 18, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: S Preliminary Proxy Statement £ Confidential, for Use of the Commission Only £ Definitive Proxy Statement (as permitted by Rule 14a-6(e)(2)) £ Definitive Additional Materials £ Soliciting Material Pursuant to § 240. |
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August 29, 2007 |
LAZARE KAPLAN INTERNATIONAL INC. EIGHTH AMENDMENT TO REVOLVING CREDIT AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. EIGHTH AMENDMENT TO REVOLVING CREDIT AGREEMENT This Eighth Amendment to Revolving Credit Agreement (herein, the “Amendment”) is entered into as of April , 2007, between Lazare Kaplan International Inc., a Delaware. corporation (the “Borrower”), and ABN AMRO Bank N.V., as Administrative Agent (the “Agent”), ABN AMRO Bank N.V., as a lender (“ABN AMRO”) and Bank Leumi |
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August 29, 2007 |
LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Africa Inc. Delaware Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium POCL, N.V Belgium Bellataire Inc. Delaware |
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August 29, 2007 |
LAZARE KAPLAN INTERNATIONAL INC. 2007 ANNUAL REPORT LAZARE KAPLAN INTERNATIONAL INC. 2007 ANNUAL REPORT Lazare Kaplan International Inc. 2007 Annual Report Lazare Kaplan International Inc. is engaged in the cutting and polishing of ideal cut diamonds, which it laser inscribes and distributes to quality retail jewelers internationally under the brand name “Lazare Diamonds®” Diamonds, whatever their size, which are cut and polished by Lazare Kaplan c |
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August 29, 2007 |
LAZARE KAPLAN INTERNATIONAL INC. SECOND AMENDMENT TO REVOLVING CREDIT AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. SECOND AMENDMENT TO REVOLVING CREDIT AGREEMENT This Second Amendment (herein, the “Amendment”) to Revolving Credit Agreement is entered into as of August , 2007, between Lazare Kaplan International Inc., a Delaware corporation (the “Borrower”) and HSBC Bank USA, National Association, as lender (the “Bank”). PRELIMINARY STATEMENTS A. The Borrower and Bank entered in |
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August 29, 2007 |
April 13, 2007 Lazare Kaplan International Inc. 19 West 44th Street New York, New York 10036 Attention: Mr. William H. Moryto Re: Facility Letter Ladies and Gentlemen: In accordance with our recent discussions, we are please to confirm ABN AMRO Bank N.V.’s (the “Bank”) agreement to hold available to Lazare Kaplan International Inc. (the “Borrower”) a revolving loan facility for own-note borrowings |
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August 29, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended May 31, 2007 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7848 LAZARE KAPLAN INTERNATIONAL INC. |
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April 30, 2007 |
Exhibit 99.1 Execution Copy AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. and MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007 TABLE OF CONTENTS SECTION PAGE Section 1 Certain Definitions; Rules of Construction 2 Section 2. Appointment of Rights Agent 7 Section 3. Issue of Right Certificates. 8 Section 4. Form of Right Certificates. 9 Section 5. Counter |
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April 30, 2007 |
Exhibit 99.1 Execution Copy AMENDED AND RESTATED RIGHTS AGREEMENT LAZARE KAPLAN INTERNATIONAL INC. and MELLON INVESTOR SERVICES LLC Rights Agent DATED AS OF April 24, 2007 TABLE OF CONTENTS SECTION PAGE Section 1. Certain Definitions; Rules of Construction 2 Section 2. Appointment of Rights Agent 7 Section 3. Issue of Right Certificates. 8 Section 4. Form of Right Certificates. 9 Section 5. Counte |
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April 30, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Lazare Kaplan International Inc. (Exact name of registrant as specified in its charter) Delaware 13-2728690 (State of incorporation or organization) (IRS Employer Identification No.) 19 West 4 |
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April 30, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Empl |
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April 17, 2007 |
- Converted by SEC Publisher, created by BCL Technologies Inc., for SEC Filing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 11, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact name of registrant as specified in its charter) D |
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April 17, 2007 |
Amendments to the Corporation’s By-Laws Exhibit 3.1 Amendments to the Corporation’s By-Laws By deleting paragraph “-*CALL.” of Section 6 in its entirety and substituting in its place the following: - CALL. Annual meetings and special meetings may be called by the Board of Directors, or by the Chairman, or by the President. Any such request shall state the purpose or purposes of the proposed meeting. By adding immediately after the parag |
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March 6, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 1, 2007 LAZARE KAPLAN INTERNATIONAL INC. (Exact Name of registrant as specified in its charter) Delaware 1-7848 13-2728690 (State or other jurisdiction of (Commission (IRS Emplo |
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February 9, 2007 |
SC 13G/A 1 rrd362.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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February 2, 2007 |
SC 13G/A 1 rrd362.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to de |
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February 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2005 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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January 13, 2006 |
AMENDED AND RESTATED CREDIT FACILITY AGREEMENT THIS AMENDED AND RESTATED CREDIT FACILITY AGREEMENT (the "Agreement") is made as of [December, 1st 2005] by and between ABN AMRO Bank N. |
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January 13, 2006 |
LAZARE KAPLAN INTERNATIONAL INC. FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT This First Amendment to Revolving Credit Agreement (herein, the "Amendment") is entered into as of December , 2005, between Lazare Kaplan International Inc., a Delaware corporation (the "Borrower") and HSBC Bank USA, National Association, as Lender (the "Lender"). PRELIMINARY STATEMENTS A. The Borrower and Lender entere |
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January 13, 2006 |
Antwerp Diamond Bank NV [LOGO] Confidential Antwerpen, 30th December 2005 LAZARE KAPLAN INTERNATIONAL INC. |
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January 13, 2006 |
Antwerpse Diamantbank NV [LOGO] Free translation Confidential Antwerpen, 30th December 2005 LAZARE KAPLAN BELGIUM (LKB) NV Hoveniersstraat 30 bus 162 B-2018 ANTWERPEN 1 This letter replaces our confirmation letter dated 5th October 2001. |
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January 13, 2006 |
LAZARE KAPLAN INTERNATIONAL INC. SEVENTH AMENDMENT TO REVOLVING CREDIT AGREEMENT This Seventh Amendment to Revolving Credit Agreement (herein, the "Amendment") is entered into as of December 1, 2005, between Lazare Kaplan International Inc., a Delaware corporation (the "Borrower"), and ABN AMRO Bank N.V., as Administrative Agent (the "Agent"), ABN AMRO Bank N.V., as a lender ("ABN AMRO") and Bank |
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January 13, 2006 |
Exhibit 10am AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF BELLATAIRE LLC A Delaware Limited Liability Company Dated: As of November 30, 2005* - - * Certain portions of this agreement have been omitted pursuant to a request for confidential treatment. |
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January 13, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2005. OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLA |
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January 13, 2006 |
Exhibit 10al LIMITED LIABILITY COMPANY AGREEMENT OF BELLATAIRE INTERNATIONAL LLC A Delaware Limited Liability Company Dated: As of November 30, 2005* - - * Certain portions of this agreement have been omitted pursuant to a request for confidential treatment. |
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April 13, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED FEBRUARY 28, 2005. OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE K |
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February 9, 2005 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response……. |
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January 11, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED NOVEMBER 30, 2004. OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File No. 1-7848 LAZARE KAPLA |
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February 6, 2004 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response…………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 11, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment [X]) * LAZARE KAPLAN INTERNATIONAL (Name of Issuer) Common Stock (Title of Class of Securities) 521078105 (CUSIP Number) December 31, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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August 28, 2001 |
FIFTH AMENDMENT AND AGREEMENT TO LOAN AGREEMENT This Fifth Amendment and Agreement to Loan Agreement is made as of the day of , 2000, by and between FLEET BANK, N. |
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August 28, 2001 |
EXHIBIT 21 LIST OF SUBSIDIARIES OF LAZARE KAPLAN INTERNATIONAL INC. NAME ORGANIZED UNDER LAWS OF - - Lazare Kaplan Europe Inc. Delaware Lazare Kaplan Belgium, N.V. Belgium Lazare Kaplan Japan Inc. (Tokyo Branch) Japan Pegasus Overseas Ltd. Bahamas Pegasus Overseas LLC Delaware POCL Bvba Belgium Bellataire Diamonds Inc. Delaware |