LQMT / Liquidmetal Technologies, Inc. - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

Liquidmetal Technologies, Inc.
US ˙ OTCPK

Mga Batayang Estadistika
CIK 1141240
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Liquidmetal Technologies, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
August 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

July 10, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2025 LIQUIDMETAL TECHNOLO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2025 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis

July 10, 2025 EX-10.1

Shareholders Agreement, dated July 4, 2025, among Liquidmetal Asia Holdings Limited, Mr. Chong Liu, and Hangzhou Feifeng Liquidmetal Co., Ltd.

Exhibit 10.1 Shareholders Agreement Between Liquidmetal Asia Holdings Limited And LIU, Chong TABLE OF CONTENTS 1. Definitions 1 2. Establishment of the Company 3 3. The Shareholder’s Subscription to the Registered Capital of the Company 4 4. Transfer of Equity Interests 5 5. Shareholders 6 6. Board of Directors 7 7. Supervisor 10 8. Management 10 9. Taxes, Distribution of Profits, Finance, Account

July 10, 2025 EX-99.1

Liquidmetal Establishes New Manufacturing Site in Hangzhou

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick Media Relations Liquidmetal Technologies, Inc. (949) 635-2123 [email protected] Liquidmetal Establishes New Manufacturing Site in Hangzhou Lake Forest, Calif. – July 10, 2025 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) today announced that, on July 4, 2025, Liquidmetal Asia Holdings Limited (“Liquidme

May 29, 2025 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis

May 13, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

May 13, 2025 EX-10.1

Industrial/Commercial Multi-Tenant Lease dated March 26, 2025, between 20321 Valencia LLC (Lessor) and MatterHackers, Inc. (Lessee)

Exhibit 10.1 INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE 1. Basic Provisions 1.1 Parties. This Lease (“Lease”), dated for reference purposes only March 26, 2025, is made by and between 20321 Valencia LLC, a Delaware limited liability company (“Lessor”) and MatterHackers, Inc., a Delaware corporation (“Lessee”), each referred to hereunder as a “Party,” or collectively as “the Parties.” 1.2 Premises an

March 13, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

December 3, 2024 CORRESP

LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, CA 92630 December 3, 2024

LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, CA 92630 December 3, 2024 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Margaret Sawicki Re: Acceleration of Effective Date Liquidmetal Technologies, Inc. Registration Statement on Form S‑1 (File No. 333-283411) Filed Nov

November 22, 2024 EX-FILING FEES

Filing Fee Table.

Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) LIQUIDMETAL TECHNOLOGIES, INC.

November 22, 2024 S-1

As filed with the Securities and Exchange Commission on November 22, 2024

Table of Contents As filed with the Securities and Exchange Commission on November 22, 2024 Registration No.

November 21, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL

November 1, 2024 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co

November 1, 2024 EX-16.1

Letter from M&K CPAs PLLC to the Securities and Exchange Commission.

Exhibit 16.1 November 1, 2024 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of Liquidmetal Technologies, Inc. to be filed with the Securities and Exchange Commission on November 1, 2024. We agree with such statements insofar as they relate to our firm. Very truly yours, /s/ M&K CPAS, PLL

October 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

October 15, 2024 EX-4.2

STOCK PURCHASE AGREEMENT

EX-4.2 3 exhibit4-2.htm Exhibit 4.2 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between MATANA VENTURES, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to p

October 15, 2024 EX-4.1

STOCK PURCHASE AGREEMENT

Exhibit 4.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between LUTOS CAPITAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purchase from the Seller, F

October 15, 2024 EX-4.3

STOCK PURCHASE AGREEMENT

EX-4.3 4 exhibit4-3.htm Exhibit 4.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between PARNAS HILLS, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purc

October 15, 2024 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / Lugee Li Yeung Tak Activist Investment

SC 13D/A 1 sch13da1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 53634X100 (CUSIP Number) Yeung Tak Lugee Li Room 906, Tai Tung Building 8 Fleming Road Wanchai, Hong Kong (Na

October 15, 2024 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / Liquidmetal Technology Ltd Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 53634X100 (CUSIP Number) Liquidmetal Technology Limited Room 906, Tai Tung Building 8 Fleming Road Wanchai, Hong Kong (Name, Address

October 15, 2024 EX-4.3

STOCK PURCHASE AGREEMENT

EX-4.3 4 exhibit4-3.htm Exhibit 4.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between PARNAS HILLS, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purc

October 15, 2024 EX-4.4

STOCK PURCHASE AGREEMENT

EX-4.4 5 exhibit4-4.htm Exhibit 4.4 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between XEX INTERNATIONAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to

October 15, 2024 EX-4.1

STOCK PURCHASE AGREEMENT

EX-4.1 2 exhibit4-1.htm Exhibit 4.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between LUTOS CAPITAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to pur

October 15, 2024 EX-4.4

STOCK PURCHASE AGREEMENT

EX-4.4 5 exhibit4-4.htm Exhibit 4.4 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between XEX INTERNATIONAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to

October 15, 2024 EX-4.2

STOCK PURCHASE AGREEMENT

EX-4.2 3 exhibit4-2.htm Exhibit 4.2 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between MATANA VENTURES, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to p

August 13, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

May 20, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

May 20, 2024 EX-10.2

Change of Control Agreement - Isaac Bresnick

Exhibit 10.2 LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, California 92630 March 12, 2024 Vincent Carrubba 20321 Valencia Circle Lake Forest, CA 92630 Re: Change of Control Agreement Dear Mr. Bresnick, WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interest of the Company and its stockholders

May 20, 2024 EX-10.1

Change of Control Agreement – Tony Chang (incorporated by reference from Exhibit 10.1 to the Form 10-Q filed on May 20, 2024).

Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, California 92630 March 12, 2024 Vincent Carrubba 20321 Valencia Circle Lake Forest, CA 92630 Re: Change of Control Agreement Dear Mr. Chung, WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interest of the Company and its stockholders fo

May 15, 2024 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio

May 9, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 LIQUIDMETAL TECHNOLOG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commiss

May 7, 2024 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commiss

March 19, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Comm

March 19, 2024 EX-10.1

License Agreement, dated November 22, 2019, between Liquidmetal Technologies, Inc. and Amorphology Inc., as amended by First Amendment to License Agreement, dated March 15, 2024.*

Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS "[*****]", HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is made and entered into as of the 22nd day of November, 2019 (the “Effective Date”) by and between LIQUIDMETAL TEC

March 12, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

November 14, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

August 10, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

June 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 LIQUIDMETAL TECHNOL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commi

May 16, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as

May 5, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

March 14, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

August 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

May 13, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

May 13, 2022 EX-10.1

Consulting Agreement dated May 10, 2022 between Liquidmetal Technologies, Inc. and Rosewood LLC which is owned by Mr. Abdi Mahamedi, a former director.

Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is entered into as of May 10, 2022 (the ?Effective Date?) between Liquidmetal Technologies, Inc., a Delaware corporation with offices at 20321 Valencia Circle, Lake Forest, CA 92630 (?Company?) and Rosewood LLC, a New York limited liability company with offices at 565 Taxter Road, Suite 301, Elmsford NY 10523 (?Consultan

March 29, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

January 19, 2022 EX-10.1

Manufacture Supply Agreement dated January 12, 2022, between Liquidmetal Technologies, Inc. and Dongguan Yihao Metal Materials Technology Co. Ltd. (incorporated by reference from Exhibit 10.36 to the Form 8-K filed on January 19, 2022).

Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS "[*****]", HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED MANUFACTURE SUPPLY AGREEMENT THIS MANUFACTURE SUPPLY AGREEMENT (the ?Agreement?) is effective as of January 12, 2022, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware

January 19, 2022 EX-99.1

Liquidmetal Enters into Supply Agreement with Yihao Metal Technology

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick President Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Enters into Supply Agreement with Yihao Metal Technology Lake Forest, Calif. ? January 19, 2022 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), the foremost supplier of applications for zirconium-based bulk metallic glass

January 19, 2022 EX-99.2

Liquidmetal Enters Into Golf License Agreement

Exhibit 99.2 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick President Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Enters Into Golf License Agreement Lake Forest, Calif. ? January 19, 2022 ? Liquidmetal? Technologies, Inc. (OTCQB: LQMT) through its majority owned subsidiary, Liquidmetal Golf, has entered into a sub-license agreement wi

January 19, 2022 EX-10.2

Liquidmetal Golf License Agreement dated January 13, 2022, between Liquidmetal Technologies, Inc. and Amorphous Technologies Japan, Inc. (incorporated by reference from Exhibit 10.32 to the Form 8-K filed on January 19, 2022).

Exhibit 10.2 SUBLICENSE AGREEMENT THIS SUBLICENSE AGREEMENT (this ?Agreement?), which is effective as of January 13, 2022 (the ?Effective Date?), is made and entered into by and between LIQUIDMETAL GOLF, a California corporation, with its principal executive offices located at 20321 Valencia Circle, Lake Forest, CA 92630 (hereinafter, ?SUBLICENSOR?), and Amorphous Technologies Japan Inc., a Japane

January 19, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co

December 21, 2021 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (C

December 21, 2021 EX-16.1

Letter of SingerLewak LLP, dated December 21, 2021.

Exhibit 16.1

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

September 3, 2021 EX-99.1

Liquidmetal Technologies Announces Further Changes to Management Structure

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick Media Relations Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Technologies Announces Further Changes to Management Structure Lake Forest, Calif. ? September 3, 2021 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT) (the ?Company?), a leading developer of amorphous alloys and comp

September 3, 2021 EX-10.1

Separation Agreement and General Release, dated August 30, 2021, between Liquidmetal Technologies, Inc., and Bruce Bromage

Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 30, 2021, by and between BRUCE BROMAGE ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the ?parties.? Provided the Executive has not revoked this

September 3, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Com

September 3, 2021 EX-10.2

Separation Agreement and General Release, dated August 30, 2021, between Liquidmetal Technologies, Inc., and Bryce Van

Exhibit 10.2 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 30, 2021, by and between BRYCE O. VAN ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the ?parties.? Provided the Executive has not revoked this A

August 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

July 9, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis

July 9, 2021 EX-10.1

Offer Letter Agreement, dated July 6, 2021, between the Company and Tony Chung.

Exhibit 10.1 July 6, 2021 Dear Tony Chung, Pursuant to the July 6, 2021 resolution of the Board of Directors, I am happy to extend this offer of employment with Liquidmetal Technologies, Inc. (the ?Company?) as the Company?s Chief Executive Officer. As the highest-ranking executive in our organization, you will be the Company?s principal executive officer, will report to the Company?s Board of Dir

July 9, 2021 EX-99.1

Liquidmetal Technologies Announces Changes to Management Structure

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies Announces Changes to Management Structure Lake Forest, Calif. ? July 9, 2021 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT) (the ?Company?), a leading developer of amorphous alloys and composites, today announced

June 15, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commi

May 4, 2021 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

April 30, 2021 DEF 14A

- FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 9, 2021 10-K

Annual Report - FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

March 9, 2021 EX-4.3

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, as amended.

Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK OF LIQUIDMETAL TECHNOLOGIES, INC. References to ?we,? ?us? and ?our? refer to Liquidmetal Technologies, Inc. The following is a summary of the rights and preferences of our capital stock and preferred stock, related provisions of our certificate of incorporation and bylaws, and certain applicable provisions of Delaware law. While we believe that the followi

November 10, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

August 4, 2020 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

May 5, 2020 10-Q

Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

March 10, 2020 EX-4.3

Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934, as amended.

Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK OF LIQUIDMETAL TECHNOLOGIES, INC. References to “we,” “us” and “our” refer to Liquidmetal Technologies, Inc. The following is a summary of the rights and preferences of our capital stock and preferred stock, related provisions of our certificate of incorporation and bylaws, and certain applicable provisions of Delaware law. While we believe that the followi

March 10, 2020 10-K

LQMT / Liquidmetal Technologies, Inc. 10-K - Annual Report - FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

February 5, 2020 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2020 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co

February 5, 2020 EX-99.1

Liquidmetal Technologies and Eutectix enter into Manufacturing Partnership

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies and Eutectix enter into Manufacturing Partnership Lake Forest, Calif. – February 5, 2020 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT), the world’s foremost authority on the commercialization of zirconium-based

February 5, 2020 EX-10.1

Business Development Agreement, dated January 31, 2020, between Liquidmetal Technologies, Inc. and Eutectix, LLC. (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on February 5, 2020).

Exhibit 10.1 BUSINESS DEVELOPMENT AGREEMENT THIS BUSINESS DEVELOPMENT AGREEMENT (the “Agreement”) is effective as of , 2020 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation having its principal place of business at 20321 Valencia Circle, Lake Forest, California 92630 (“Liquidmetal”), and EUTECTIX, LLC, a Delaware limited liability company having an addr

January 29, 2020 EX-10.1

Standard Industrial/Commercial Multi-Tenant Lease – Net, dated January 23, 2020, between 20321 Valencia, LLC and MatterHackers, Inc. (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on January 29, 2020).

Exhibit 10.1 STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET 1. Basic Provisions ("Basic Provisions"). 1.1 Parties. This Lease ("Lease"), dated for reference purposes only January 23, 2020 , is made by and between 20321 Valencia, LLC a Deleware limited liability company ("Lessor") and MatterHackers, Inc. a Deleware corporation ("Lessee"), (collectively the "Parties", or individually a "Par

January 29, 2020 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co

November 12, 2019 10-Q

LQMT / Liquidmetal Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

August 16, 2019 10-Q

LQMT / Liquidmetal Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

August 12, 2019 NT 10-Q

LQMT / Liquidmetal Technologies, Inc. NT 10-Q - - FORM NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo

July 10, 2019 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Material Impairments, Costs Associated with Exit or Disposal Activities

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2019 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis

July 10, 2019 EX-99.1

Liquidmetal Technologies Provides Update on Comprehensive Strategy Review

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies Provides Update on Comprehensive Strategy Review Lake Forest, Calif. – July 10, 2019 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) (the “Company”), a leading developer of amorphous alloys and composites, today a

June 6, 2019 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2019 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis

May 14, 2019 10-Q

LQMT / Liquidmetal Technologies, Inc. 10-Q Quarterly Report FORM 10-Q QUARTER ENDED 03-31-19

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

May 13, 2019 NT 10-Q

LQMT / Liquidmetal Technologies, Inc. NT 10-Q FORM NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F

March 5, 2019 EX-21.1

Subsidiaries of the Registrant.

Exhibit 21.1 Subsidiaries of Liquidmetal Technologies, Inc. 1. Liquidmetal Golf, a California corporation(a) 2. Crucible Intellectual Property, LLC, a Delaware limited liability company(b) 3. 20321 Valencia, LLC, a Delaware limited liability company(c) (a) Liquidmetal Technologies, Inc. owns 79% of the outstanding capital stock of Liquidmetal Golf, a California corporation. (b) Liquidmetal Technol

March 5, 2019 10-K

LQMT / Liquidmetal Technologies, Inc. FORM 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

November 21, 2018 EX-10.1

Employment agreement, dated November 15, 2018, between Liquidmetal Technologies, Inc. and Bruce Bromage (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on November 21, 2018).

Exhibit 10.1 EMPloYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of November 15, 2018 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and Bruce Bromage, an individual residing in the State of California (the “Employee”). recitals WHEREAS, the Employee desires to be employed by the Com

November 21, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (C

November 21, 2018 EX-10.2

Employment agreement, dated November 15, 2018, between Liquidmetal Technologies, Inc. and Bryce Van (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on November 21, 2018).

Exhibit 10.2 EMPloYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of November 15, 2018 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and Bryce Van, an individual residing in the State of California (the “Employee”). recitals WHEREAS, the Employee desires to be employed by the Company

November 6, 2018 10-Q

LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI

October 5, 2018 DEF 14A

LQMT / Liquidmetal Technologies, Inc. FORM DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

August 7, 2018 10-Q

LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM

June 28, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organization) 001-31332 (

May 15, 2018 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 (Commission File N

May 8, 2018 10-Q

LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID

March 6, 2018 10-K

LQMT / Liquidmetal Technologies, Inc. FORM 10-K (Annual Report)

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE

November 7, 2017 10-Q

LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO

October 26, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

lqmt201710268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org

August 22, 2017 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Isaac Bresnick, Otis Buchanan and Curt Creely, and any of their substitutes, signing singly, the undersigned's true and lawful attorney‑in‑fact to: (1) execute for and on behalf of the undersig

August 22, 2017 EX-10.1

Separation Agreement and General Release, dated August 16, 2017, between Liquidmetal Technologies, Inc., and Tony Chung (incorporated by reference to Exhibit 10.1 to the Form 8-K filed on August 22, 2017).

ex10-1.htm Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 16, 2017, by and between TONY CHUNG ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the “parties.” Provided the Executive has not revok

August 22, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lqmt201708228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or orga

August 22, 2017 EX-99.1

Liquidmetal appoints Tony Chung to the Board of Directors, Announces Transition in Principal Financial Officer Role

ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 949-635-2120 [email protected] Liquidmetal appoints Tony Chung to the Board of Directors, Announces Transition in Principal Financial Officer Role Lake Forest, Calif. ? August 22, 2017 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), the leading deve

August 8, 2017 10-Q

LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES,

May 9, 2017 10-Q

Liquidmetal Technologies FORM 10-Q (Quarterly Report)

lqmt2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQU

March 17, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

lqmt201703168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organ

March 10, 2017 10-K

Liquidmetal Technologies FORM 10-K (Annual Report)

lqmt2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL

March 10, 2017 EX-10.57

EX-10.57

ex10-57.htm Exhibit 10.57

February 21, 2017 8-K

Current Report

lqmt201702218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or

January 24, 2017 8-K

Current Report

lqmt201701248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org

December 14, 2016 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lqmt201612148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or

December 14, 2016 EX-99.1

Professor Lugee Li Named President & CEO of Liquidmetal® Technologies

ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 949-635-2120 [email protected] Professor Lugee Li Named President & CEO of Liquidmetal? Technologies Rancho Santa Margarita, Calif. ? December 14, 2016 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), announced today that it has named Professor Lugee

November 21, 2016 EX-10.1

Separation and Mutual Release Agreement, dated November 17, 2016, between Liquidmetal Technologies, Inc. and Thomas Steipp (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on November 21, 2016).

ex10-1.htm EXHIBIT 10.1 SEPARATION AND MUTUAL RELEASE AGREEMENT This SEPARATION AND MUTUAL RELEASE AGREEMENT (this “Agreement” or “Release”) is entered into this 17th day of November, 2016 (the “Separation Date”), by and between Liquidmetal Technologies, Inc. (the “Company”) and Thomas Steipp (“Steipp”), (each a “Party” or collectively the “Parties”). In consideration of the promises and commitmen

November 21, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lqmt201611218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or

November 14, 2016 10-Q

Liquidmetal Technologies FORM 10-Q (Quarterly Report)

lqmt2016082310q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332

November 10, 2016 NT 10-Q

Liquidmetal Technologies FORM NT 10-Q

lqmt20161110nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-

October 28, 2016 EX-24

POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P. Creely,

POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P.

October 28, 2016 EX-24

POWER OF ATTORNEY

POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P.

October 27, 2016 EX-99.1

Liquidmetal Technologies finalizes $63.4 Million Equity Raise

ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies finalizes $63.4 Million Equity Raise Rancho Santa Margarita, California – October 27, 2016 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) ("LQMT", “Company”), the world’s leading developer of

October 27, 2016 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities

lqmt201610278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3

August 17, 2016 EX-10.1

Amendment to Securities Purchase Agreement, dated August 17, 2016, between Liquidmetal Technologies, Inc. and Liquidmetal Technology Limited (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on August 17, 2016).

ex10-1.htm Exhibit 10.1 Liquidmetal Technology Limited Room 906, Tai Tung Building, 8 Fleming Road Wanchai, Hong Kong August 11, 2016 Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita, CA 92688 Re: Securities Purchase Agreement by and between Liquidmetal Technology Limited and Liquidmetal Technologies, Inc. dated March 10, 2016 (the ?Agreement?) Gentlemen: The purpose of this l

August 17, 2016 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement

lqmt201608168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31

August 17, 2016 EX-99.1

Liquidmetal Technologies Announces Amendment to Securities Purchase Agreement -Technology Partnership Continues to Strengthen-

ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Announces Amendment t

August 9, 2016 10-Q

Liquidmetal Technologies FORM 10-Q (Quarterly Report)

lqmt2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUI

August 9, 2016 10-Q

Liquidmetal Technologies FORM 10-Q (Quarterly Report)

lqmt2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUI

May 20, 2016 EX-3.1

Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 to the Form 8-K filed on May 20, 2016).

ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LIQUIDMETAL TECHNOLOGIES, INC. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as the same may be amended or supplemented from time to time (the “DGCL”), in accordance with the provisions of Sections 242 and 245 of the DGCL, DO

May 20, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

lqmt201605198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of inc

May 10, 2016 10-Q

Liquidmetal Technologies FORM 10-Q (Quarterly Report)

lqmt2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQU

April 5, 2016 DEF 14A

Liquidmetal Technologies FORM DEF 14A

lqmt20160330def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?

March 25, 2016 PRE 14A

Liquidmetal Technologies FORM PRE 14A

lqmt20160322pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ?

March 25, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

lqmt201603248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organ

March 18, 2016 SC 13D

LQMT / Liquidmetal Technologies, Inc. / Liquidmetal Technology Ltd Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) LIQUIDMETAL TECHNOLOGIES, INC.

March 18, 2016 SC 13D

LQMT / Liquidmetal Technologies, Inc. / Lugee Li Yeung Tak Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) LIQUIDMETAL TECHNOLOGIES, INC.

March 17, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

lqmt201603168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313

March 17, 2016 EX-99.1

LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT

ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp 03-16-16/3:30 pm CT Confirmation # 3916124 Page 1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT Operator: Good afternoon. Welcome to the Liquidmetal Technologies’ Fourth Quarter and Fiscal 2015 conference call. My name is (Elise) and I will be your conference operator this afternoon. Joining us on tod

March 17, 2016 EX-99.1

LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT

ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp 03-16-16/3:30 pm CT Confirmation # 3916124 Page 1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT Operator: Good afternoon. Welcome to the Liquidmetal Technologies? Fourth Quarter and Fiscal 2015 conference call. My name is (Elise) and I will be your conference operator this afternoon. Joining us on tod

March 17, 2016 DEFA14A

Liquidmetal Technologies FORM 8-K

lqmt201603168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313

March 17, 2016 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 7) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C.

March 14, 2016 EX-4.1

STOCK PURCHASE WARRANT

ex4-1.htm Exhibit 4.1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF MARCH 10, 2016 (THE “SECURITIES PURCHASE AGREEMENT”), NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE

March 14, 2016 EX-4.1

Stock Purchase Warrant, dated March 10, 2016, issued to Liquidmetal Technology Limited by Liquidmetal Technologies, Inc. (incorporated by reference from Exhibit 4.1 to the Form 8-K filed on March 14, 2016).

ex4-1.htm Exhibit 4.1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF MARCH 10, 2016 (THE “SECURITIES PURCHASE AGREEMENT”), NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE

March 14, 2016 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNO

lqmt20160311b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction (Co

March 14, 2016 EX-10.1

SECURITIES PURCHASE AGREEMENT

ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), effective as of this 10th day of March, 2016, is made by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Liquidmetal Technology Limited, a Hong Kong corporation (“Investor”). BACKGROUND: A. The Company and Investor are executing and delivering this Ag

March 14, 2016 EX-10.3

AMENDED AND RESTATED EMPloYMENT AGREEMENT

Exhibit 10.3 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into effective as of March 10, 2016 (the ?Amendment Date?), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), and THOMAS STEIPP, an individual residing in the State of California (the ?Employee?). recitals WHEREAS, the Emp

March 14, 2016 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNO

lqmt20160311b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction (Co

March 14, 2016 EX-10.1

Securities Purchase Agreement, dated March 10, 2016, between Liquidmetal Technologies, Inc. and Liquidmetal Technology Limited (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on March 14, 2016).

EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), effective as of this 10th day of March, 2016, is made by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Liquidmetal Technology Limited, a Hong Kong corporation (“Investor”). BACKGROUND: A. The Company and Investor are executing

March 14, 2016 EX-10.2

PARALLEL LICENSE AGREEMENT

Exhibit 10.2 PARALLEL LICENSE AGREEMENT This Parallel License Agreement (?Agreement?) is entered into as of March 10, 2016 (the ?Effective Date?), by and between DongGuan Eontec Co., Ltd., a corporation organized under the laws of the People?s Republic of China having an address of Yin Quan Industrial District, Qing Xi, DongGuan, China (?Eontec?), and Liquidmetal Technologies, Inc., a corporation

March 14, 2016 EX-99.1

Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering-

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering- Rancho Santa Margarita, Calif. ? March 14, 2016 - Liquidmetal? Technologies, I

March 14, 2016 EX-10.2

Parallel License Agreement, dated March 10, 2016, between Liquidmetal Technologies, Inc. and DongGuan Eontec Co., Ltd. (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on March 14, 2016).

Exhibit 10.2 PARALLEL LICENSE AGREEMENT This Parallel License Agreement (?Agreement?) is entered into as of March 10, 2016 (the ?Effective Date?), by and between DongGuan Eontec Co., Ltd., a corporation organized under the laws of the People?s Republic of China having an address of Yin Quan Industrial District, Qing Xi, DongGuan, China (?Eontec?), and Liquidmetal Technologies, Inc., a corporation

March 14, 2016 EX-99.1

Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering-

EX-99.1 7 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering- Rancho Santa Margarita, Calif. – March 14, 2

March 14, 2016 EX-10.3

Amended and Restated Employment Agreement, dated March 10, 2016, between Thomas Steipp and Liquidmetal Technologies, Inc. (incorporated by reference from Exhibit 10.3 to the Form 8-K filed on March 14, 2016).

EX-10.3 5 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of March 10, 2016 (the “Amendment Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and THOMAS STEIPP, an individual residing in the State of California (the “Emp

March 14, 2016 EX-10.4

LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688

Exhibit 10.4 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 March 10, 2016 Re: Amendment to Change of Control Agreement Dear Bruce: This letter agreement (?Letter Agreement?) relates to that certain Change of Control Agreement, dated February 4, 2016 (?Change of Control Agreement?), between you and Liquidmetal Technologies, Inc., a Delaware corporation (?Company?).

March 14, 2016 EX-10.4

Form of Amendment of Change of Control Agreement (incorporated by reference from Exhibit 10.4 to the Form 8-K filed on March 14, 2016).

EX-10.4 6 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 March 10, 2016 Re: Amendment to Change of Control Agreement Dear Bruce: This letter agreement (“Letter Agreement”) relates to that certain Change of Control Agreement, dated February 4, 2016 (“Change of Control Agreement”), between you and Liquidmetal Technologies, Inc., a

March 7, 2016 10-K

Liquidmetal Technologies FORM 10-K (Annual Report)

lqmt2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL

February 25, 2016 EX-24.1

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints Curt P.

February 23, 2016 8-K

Current Report

lqmt201602238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-

February 9, 2016 EX-10.1

AMENDED AND RESTATED EMPloYMENT AGREEMENT

ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into effective as of February 4, 2015 (the ?Amendment Date?), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), and THOMAS STEIPP, an individual residing in the State of California (the ?Employee?). recitals WHE

February 9, 2016 EX-10.3

Form of Amendment to Change of Control Agreement (incorporated by reference from Exhibit 10.3 to the Form 8-K filed on February 9, 2016).

ex10-3.htm Exhibit 10.3 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 [], 2016 [insert name and address of executive] Re: Amendment to Change of Control Agreement Dear []: This letter agreement (?Letter Agreement?) relates to that certain Change of Control Agreement, dated [], 201[] (?Change of Control Agreement?), between you and Liquidmetal Technologies, Inc., a

February 9, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lqmt201602098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3

January 26, 2016 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 6) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C.

November 9, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO

October 30, 2015 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 5) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C.

October 7, 2015 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 4) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C.

October 5, 2015 EX-3.1

Amended and Restated ByLaws of Liquidmetal Technologies, Inc. (incorporated by reference to Exhibit 3.1 to the Form 8-K filed on October 5, 2015).

ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF LIQUIDMETAL TECHNOLOGIES, INC. (the “Company”) Adopted September 30, 2015 TABLE OF CONTENTS Page ARTICLE I. STOCKHOLDERS 1 Section 1.1 Time and Place of Meetings. 1 Section 1.2 Annual Meetings. 1 Section 1.3 Special Meetings. 1 Section 1.4 Notice of Meetings. 1 Section 1.5 Inspectors. 2 Section 1.6 Quorum. 2 Section 1.7 Voting; Proxies. 3 Sectio

October 5, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

lqmt201510058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001

October 5, 2015 EX-10.2

Form of Amended and Restated Director and Officer Indemnification Agreement (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on October 5, 2015).

ex10-2.htm Exhibit 10.2 liquidmetal technologies, inc. AMENDED AND RESTATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Amended and Restated Director and Officer Indemnification Agreement, dated as of , (this ?Agreement?), is made by and between Liquidmetal Technologies, Inc. , a Delaware corporation (the ?Company?), and (?Indemnitee?) and amends and restates the Indemnification Agreement

October 5, 2015 EX-10.1

Form of Director and Officer Indemnification Agreement (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on October 5, 2015).

ex10-1.htm Exhibit 10.1 liquidmetal technologies, inc. DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Director and Officer Indemnification Agreement, dated as of , (this ?Agreement?), is made by and between Liquidmetal Technologies, Inc. , a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS: A. Section 141 of the Delaware General Corporation Law provides that the business and

October 2, 2015 EX-24

POWER OF ATTORNEY

Unassociated Document POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P.

September 30, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

lqmt201509308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001

August 25, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

lqmt201508248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or orga

August 25, 2015 EX-10.1

CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS

ex10-1.htm Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Confidential Separation Agreement and Release of Claims (the ?Agreement?) is entered into by and between Liquidmetal Technologies, Inc., a Delaware corporation (?Company?) and Ricardo Salas (?Executive?) as of August 21, 2015. Company and Executive are sometimes referred to herein individually as a ?Party? and col

August 6, 2015 EX-10.1

Amendment Number Three to Master Transaction Agreement and Other Transaction Documents, dated June 17, 2015, among Apple Inc., Liquidmetal Technologies, Inc., Liquidmetal Coatings, LLC and Crucible Intellectual Property, LLC (incorporated by reference from Exhibit 10.1 on the Form 10-Q filed on August 6, 2015).

Exhibit 10.1 AMENDMENT NUMBER THREE TO MASTER TRANSACTION AGREEMENT AND OTHER TRANSACTION DOCUMENTS This Amendment Number Three to Master Transaction Agreement and Other Transaction Documents (this ?Amendment?) is entered into as of June 17, 2015 by and between Apple Inc., a California corporation (?Apple?), Liquidmetal Technologies, Inc., a Delaware corporation (?LMT?), Liquidmetal Coatings, LLC,

August 6, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES,

June 23, 2015 8-K

Entry into a Material Definitive Agreement

lqmt201506198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organi

May 5, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES

April 28, 2015 8-K

Submission of Matters to a Vote of Security Holders

lqmt201504278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of i

March 20, 2015 S-8

Liquidmetal Technologies FORM S-8

lqmt20150318s8.htm As filed with the Securities and Exchange Commission on March 20, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 33-0264467 (State or other jurisdiction of incorporation

March 13, 2015 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 4, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, INC. (

February 27, 2015 SC 13D/A

LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 3) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C.

February 26, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

lqmt201502258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-31332 33-0264467 (State or other jurisdiction o

February 26, 2015 EX-10.1

Revolving Note, dated February 24, 2015, by Liquidmetal Technologies, Inc. in favor of City National Bank (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on February 26, 2015).

ex10-1.htm Exhibit 10.1 REVOLVING NOTE (Interest Fixed) $2,000,000.00 Account/Note No. 244988-33821 Small Business/South Orange Ct. 20 Pacifica Irvine, CA 92618 February 24, 2015 On February 13, 2016, the undersigned, LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Borrower"), promises to pay to the order of City National Bank, a national banking association ("CNB"), at its office in

February 26, 2015 EX-10.2

Security Agreement, dated February 24, 2015, by Liquidmetal Technologies, Inc. in favor of City National Bank (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on February 26, 2015).

ex10-2.htm Exhibit 10.2 SECURITY AGREEMENT (General ) In consideration of the covenants and agreements contained herein, and financial accommodations given, to be given or continued, the undersigned Debtor hereby, pursuant to the California Uniform Commercial Code ("Code"), grants to City National Bank, a national banking association ("CNB"), as secured party, a security interest in all of the Col

February 9, 2015 EX-10

LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN Nonqualified STOCK OPTION AGREEMENT

ex10-3.htm Exhibit 10.3 LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN Nonqualified STOCK OPTION AGREEMENT THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made as of (the “Date of Grant”), between LIQUIDMETAL TECHNOLOGIES, Inc., a Delaware corporation (the “Company”), and (“Optionee”). RECITALS: A. The Company has adopted the 2015 Equity Incentive Plan (the “Plan”), which

February 9, 2015 EX-10

LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN INCENTIVE STOCK OPTION AGREEMENT

ex10-2.htm Exhibit 10.2 LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”) is made as of (the “Date of Grant”), between LIQUIDMETAL TECHNOLOGIES, Inc., a Delaware corporation (the “Company”), and (“Optionee”). RECITALS: A. The Company has adopted the 2015 Equity Incentive Plan (the “Plan”), which Plan

February 9, 2015 EX-10

Liquidmetal Technologies, Inc. 2015 Equity Incentive Plan (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on February 9, 2015).

ex10-1.htm Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 2015 Equity Incentive Plan 1. Purpose. The purpose of the 2015 Equity Incentive Plan is to attract and retain directors, officers, other employees and consultants of Liquidmetal Technologies, Inc., a Delaware corporation, and its Subsidiaries and to provide to such persons incentives and rewards for performance. 2. Definitions. As used in this

February 9, 2015 8-K

Financial Statements and Exhibits

lqmt201502098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3

November 12, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO

October 20, 2014 8-K

Submission of Matters to a Vote of Security Holders

lqmt201410208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of

October 7, 2014 CORRESP

LQMT / Liquidmetal Technologies, Inc. CORRESP - -

lqmt20141007corresp.htm October 7, 2014 VIA EDGAR Mr. John Cash Accounting Branch Chief Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Liquidmetal Technologies, Inc. Form 10-K for the Year Ended December 31, 2013 Filed March 5, 2014 File No. 1-31332 Dear Mr. Cash: On behalf of Liquidmetal Technologies, Inc. (the “Company”), I am transmitting the following respons

October 7, 2014 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL

September 17, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 75,000,000 Shares Common Stock

lqmt20140827s3.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-198445 LIQUIDMETAL TECHNOLOGIES, INC. 75,000,000 Shares Common Stock This prospectus relates to the sale of up to 75,000,000 shares of our common stock by Aspire Capital Fund, LLC. Aspire Capital is also referred to in this prospectus as the selling stockholder. The prices at which the selling stockholder may sell the shares

September 3, 2014 DEF 14A

LQMT / Liquidmetal Technologies, Inc. DEF 14A - - FORM DEF 14A

lqmt20140829def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒

August 28, 2014 S-3

LQMT / Liquidmetal Technologies, Inc. S-3 - - FORM S-3

lqmt20140827s3.htm t As filed with the Securities and Exchange Commission on August 28, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 33-0264467 (State or Other Jurisdiction of Incorporat

August 25, 2014 EX-4

REGISTRATION RIGHTS AGREEMENT

ex4-1.htm Exhibit 4.1 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 20, 2014, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise

August 25, 2014 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

lqmt201408258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31

August 25, 2014 EX-10

COMMON STOCK PURCHASE AGREEMENT

ex10-1.htm Exhibit 10.1 EXECUTION COPY COMMON STOCK PURCHASE AGREEMENT COMMON STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of August 20, 2014, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (the “Buyer”). Capitalized terms used herein and not otherwise defined herein are defined in S

August 12, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 DATED August 12, 2014 (To Prospectus Dated February 11, 2014)

Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 DATED August 12, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 5 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated February 11, 2014,

August 12, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES,

August 12, 2014 EX-10

Amendment Number Two to Master Transaction Agreement and Other Transaction Documents, dated May 19, 2014, among Apple Inc., Liquidmetal Technologies, Inc., Liquidmetal Coatings, LLC and Crucible Intellectual Property, LLC. (incorporated by reference from Exhibit 10.1 on the Form 10-Q filed on August 12, 2014).

Exhibit 10.1 AMENDMENT NUMBER TWO TO MASTER TRANSACTION AGREEMENT AND OTHER TRANSACTION DOCUMENTS This Amendment Number Two to Master Transaction Agreement and Other Transaction Documents (this ?Amendment?) is entered into as of May 19, 2014 by and between Apple Inc., a California corporation (?Apple?), Liquidmetal Technologies, Inc., a Delaware corporation (?LMT?), Liquidmetal Coatings, LLC, a De

May 21, 2014 8-K

Entry into a Material Definitive Agreement

lqmt201405218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organiz

May 21, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 DATED May 21, 2014 (To Prospectus Dated February 11, 2014)

lqmt20140521424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 DATED May 21, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 4 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated

May 21, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 DATED May 21, 2014 (To Prospectus Dated February 11, 2014)

lqmt20140520424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 DATED May 21, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 3 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated

May 20, 2014 EX-10

Amended and Restated Common Stock Purchase Warrant, dated May 20, 2014, issued to Visser Precision Cast, LLC. (incorporated by reference from Exhibit 10.5 to the Form 8-K filed on May 20, 2014).

ex10-5.htm Exhibit 10.5 NEITHER THESE SECURITIES NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES REGULATORS OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE, NOR MAY ANY INTEREST THEREIN BE, OF

May 20, 2014 EX-10

Amended and Restated VPC Sublicense Agreement, dated May 20, 2014, between Liquidmetal Technologies, Inc. and Visser Precision Cast, LLC. (incorporated by reference from Exhibit 10.2 to the Form 8-K filed on May 20, 2014).

ex10-2.htm Exhibit 10.2 AMENDED AND RESTATED VPC SUBLICENSE AGREEMENT This AMENDED AND RESTATED VPC SUBLICENSE AGREEMENT (this “Agreement”) is made effective as of May 20, 2014 (the “Effective Date”), by and between Liquidmetal Technologies, Inc., a Delaware corporation having its principal place of business at 30452 Esperanza, Rancho Santa Margarita, California 92688 (“LMT”), and Visser Precision

May 20, 2014 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

lqmt201405198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332

May 20, 2014 EX-10

Amended and Restated Registration Rights Agreement, dated May 20, 2014, between Liquidmetal Technologies, Inc. and Visser Precision Cast, LLC. (incorporated by reference from Exhibit 10.3 to the Form 8-K filed on May 20, 2014).

ex10-3.htm Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is entered into as of May 20, 2014, between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Visser Precision Cast, LLC, a Colorado limited liability Company (the “Buyer”). W I T N E S S E T H: WHEREAS, the Company and the

May 20, 2014 EX-10

Settlement Agreement and Mutual General Release, dated May 20, 2014, between Liquidmetal Technologies, Inc. and Visser Precision Cast, LLC. (incorporated by reference from Exhibit 10.1 to the Form 8-K filed on May 20, 2014).

ex10-1.htm Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE This Settlement Agreement and Mutual General Release (“Settlement Agreement” or “Agreement”) is made and entered into as of the 20th day of May, 2014 (the “Effective Date”), by and among Liquidmetal Technologies, Inc. (“LMT”) and Visser Precision Cast, LLC (“VPC”). LMT and VPC are sometimes referred to herein individually as a

May 20, 2014 EX-99

LIQUIDMETAL TECHNOLOGIES AND VISSER PRECISION CAST SIGN AMENDED SUBLICENSE AGREEMENT Agreement Paves the Way for More Rapid Adoption of Amorphous Metal Manufacturing

ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES AND VISSER PRECISION CAST SIGN AMENDED SUBLICENSE AGREEMENT Agreement Paves the Way for More Rapid Adoption of Amorphous Metal Manufacturing RANCHO SANTA MARGARITA, Calif. – (BUSINESS WIRE) – May 20, 2014 - Liquidmetal Technologies, Inc. (OTCQB:LQMT) today announced that it has signed an amended sublicense agreement with Visser Precision Cast LLC (V

May 20, 2014 EX-10

Amended and Restated Mutual Nondisclosure Agreement, dated May 20, 2014, between Liquidmetal Technologies, Inc. and Visser Precision Cast, LLC. (incorporated by reference from Exhibit 10.4 to the Form 8-K filed on May 20, 2014).

ex10-4.htm Exhibit 10.4 AMENDED AND RESTATED MUTUAL NONDISCLOSURE AGREEMENT This AMENDED AND RESTATED MUTUAL NONDISCLOSURE AGREEMENT (this “Agreement”) is made and entered into as effective of May 20, 2014 (the “Revised Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation having its principal place of business at 30452 Esperanza, Rancho Santa Margarita, CA 92688,

May 8, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES

May 8, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 DATED May 8, 2014 (To Prospectus Dated February 11, 2014)

lqmt2014033110q.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 DATED May 8, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 2 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated Feb

March 26, 2014 8-K/A

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K/A

lqmt201403268ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or

March 5, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 DATED MARCH 5, 2014 (To Prospectus Dated February 11, 2014)

lqmt20140304424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 DATED MARCH 5, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 1 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated

March 5, 2014 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

lqmt2013123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL

February 11, 2014 424B3

LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares Common Stock

Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 Declared Effective February 11, 2014 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares Common Stock This prospectus relates to the resale of up to 102,024,643 shares of our common stock, $0.001 par value per share, by the selling stockholders named in this prospectus, 96,555,893 of which may be offered from time to time by the holders of

February 10, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

lqmt201402078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org

February 10, 2014 S-1/A

- FORM S-1/A

As filed with the Securities and Exchange Commission on February 10, 2014 Registration No.

February 7, 2014 CORRESP

-

lqmt20140207corresp.htm LIQUIDMETAL TECHNOLOGIES, INC. February 7, 2014 VIA EDGAR Ms. Pamela Long, Assistant Director Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Liquidmetal Technologies, Inc. Registration Statement on Form S-1 Filed December 5, 2013 File Number 333-192675 Dear Ms. Long: On behalf of Liquidmetal Technologies, Inc. (the “Company”) and pursuant to

January 30, 2014 CORRESP

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lqmt20140127corresp.htm ATTORNEYS AT LAW 100 North Tampa Street, Suite 2700 Tampa, FL 33602-5810 P.O. Box 3391 Tampa, FL 33601-3391 813.229.2300 TEL 813.221.4210 FAX www.foley.com WRITER’S DIRECT LINE 813.225.4122 [email protected] EMAIL CLIENT/MATTER NUMBER 078489-0133 January 28, 2014 Ms. Pamela Long Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549

January 29, 2014 S-1/A

- FORM S-1/A

lqmt20131203s1.htm s sydney and theyre headed into meetingt As filed with the Securities and Exchange Commission on January 28, 2014 Registration No. 333-192675 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charte

January 9, 2014 CORRESP

-

lqmt20140109corresp.htm ATTORNEYS AT LAW 100 North Tampa Street, Suite 2700 Tampa, FL 33602-5810 P.O. Box 3391 Tampa, FL 33601-3391 813.229.2300 TEL 813.221.4210 FAX www.foley.com WRITER’S DIRECT LINE 813.225.4122 [email protected] EMAIL CLIENT/MATTER NUMBER 078489-0133 January 9, 2014 Ms. Pamela Long Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549

December 5, 2013 S-1

Registration Statement - FORM S-1

lqmt20131203s1.htm t As filed with the Securities and Exchange Commission on December 5, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 2800 33-0264467 (State or other jurisdiction of inco

November 12, 2013 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits - FORM 8-K

lqmt201311088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3

November 12, 2013 EX-10

COMMON STOCK PURCHASE AGREEMENT Dated as of November 8, 2013 by and among LIQUIDMETAL TECHNOLOGIES, INC., KINGSBROOK OPPORTUNITIES MASTER FUND LP TECH OPPORTUNITIES LLC, IROQUOIS MASTER FUND LTD. Table of Contents

ex10-1.htm Exhibit 10.1 Execution Copy COMMON STOCK PURCHASE AGREEMENT Dated as of November 8, 2013 by and among LIQUIDMETAL TECHNOLOGIES, INC., KINGSBROOK OPPORTUNITIES MASTER FUND LP TECH OPPORTUNITIES LLC, and IROQUOIS MASTER FUND LTD. Table of Contents Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1. Purchase and Sale of Stock 2 Section 2.2. Closing Date

November 12, 2013 EX-10

REGISTRATION RIGHTS AGREEMENT

ex10-2.htm Exhibit 10.2 Execution Copy REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 8, 2013, is by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Kingsbrook Opportunities Master Fund LP, a Cayman Islands exempted limited partnership (“Kingsbrook”), Tech Opportunities LLC, a Delaware limited liabil

November 8, 2013 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO

November 1, 2013 8-K

Other Events

lqmt201311018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org

October 28, 2013 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - FORM 8-K

lqmt201310288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of

October 28, 2013 EX-3

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION LIQUIDMETAL TECHNOLOGIES, INC.

ex3-1.htm EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LIQUIDMETAL TECHNOLOGIES, INC. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as the same may be amended or supplemented from time to time (the “DGCL”), in accordance with the provisions of Sections 242 and 245 of the DGCL, DO

September 17, 2013 8-K

Changes in Control of Registrant, Financial Statements and Exhibits - FORM 8-K

lqmt201309168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or o

September 17, 2013 EX-10

LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, California 92688

ex10-1.htm Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, California 92688 September 13, 2013 [Insert name] [insert address] Re: Change of Control Agreement Dear [insert name]: WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders for the

September 5, 2013 DEFR14A

- FORM DEFR14A

lqmt20130826def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by R

August 29, 2013 DEF 14A

- FORM DEF 14A

lqmt20130826def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒

August 29, 2013 DEFA14A

- FORM DEFA14A

lqmt20130826defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

August 15, 2013 PRE 14A

- FORM PRE 14A

lqmt20130814pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐

August 7, 2013 8-K

Regulation FD Disclosure - FORM 8-K

lqmt201308078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313

August 6, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES,

July 18, 2013 8-K

Unregistered Sales of Equity Securities, Other Events - FORM 8-K

lqmt201307178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3133

May 31, 2013 EX-99

Liquidmetal Technologies Appoints Former Xilinx Senior Executive, Richard Sevcik, to its Board of Directors

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Matt Glover or Michael Koehler Media Relations Investor Relations Liquidmetal Technologies, Inc. Liolios Group, Inc. 949-635-2120 949-574-3860 [email protected] [email protected] Liquidmetal Technologies Appoints Former Xilinx Senior Executive, Richard Sevcik, to its Board of Directors Rancho Santa Margarita

May 31, 2013 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

lqmt201305308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332

May 14, 2013 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES

May 14, 2013 EX-3.1

CERTIFICATE OF INCORPORATION Liquidmetal TECHNOLOGIES, INC. ARTICLE 1

Exhibit 3.1 CERTIFICATE OF INCORPORATION OF Liquidmetal TECHNOLOGIES, INC. ARTICLE 1 The name of the corporation is Liquidmetal Technologies, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle 19801. The name of the Corporation’s registered agent at such address is C

March 11, 2013 424B3

PROSPECTUS SUPPLEMENT NO. 2 DATED MARCH 11, 2013 (To Prospectus Dated and Declared Effective on August 30, 2012) LIQUIDMETAL TECHNOLOGIES, INC. 36,892,194 Shares Common Stock

Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-182729 PROSPECTUS SUPPLEMENT NO. 2 DATED MARCH 11, 2013 (To Prospectus Dated and Declared Effective on August 30, 2012) LIQUIDMETAL TECHNOLOGIES, INC. 36,892,194 Shares Common Stock This Prospectus Supplement No. 2 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated

March 5, 2013 EX-3.1

THIRD CERTIFICATE OF AMENDMENT TO the CERTIFICATE OF INCORPORATION OF Liquidmetal Technologies, Inc.

Exhibit 3.1 THIRD CERTIFICATE OF AMENDMENT TO the CERTIFICATE OF INCORPORATION OF Liquidmetal Technologies, Inc. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify as follows: FIRST: That the original Certificate of Incorporation of Liquidmetal Technolo

March 5, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders - LIQUIDMETAL TECHNOLOGIES INC 8-K 2-28-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 (Commission F

February 26, 2013 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-31332 LIQUIDMETAL TECHNOLOGIES, INC. (

February 14, 2013 SC 13G/A

LQMT / Liquidmetal Technologies, Inc. / BANK OF AMERICA CORP /DE/ - LIQUIDMETAL TECHNOLOGIES INC 13G/A1 Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* LIQUIDMETAL TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule

February 4, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - LIQUIDMETAL TECHNOLOGIES, INC 8-K 1-31-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-3133

February 4, 2013 EX-99.1

Liquidmetal Technologies Appoints Bob Howard-Anderson to its Board of Directors

Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Matt Glover or Michael Koehler Media Relations Investor Relations Liquidmetal Technologies, Inc. Liolios Group, Inc. 949-635-2120 949-574-3860 [email protected] [email protected] Liquidmetal Technologies Appoints Bob Howard-Anderson to its Board of Directors RANCHO SANTA MARGARITA, Calif. - February 4, 2013

January 9, 2013 DEF 14A

- LIQUIDMETAL TECHNOLOGIES INC DEF 14A 2-28-2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

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