Mga Batayang Estadistika
CIK | 1141240 |
SEC Filings
SEC Filings (Chronological Order)
August 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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July 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 4, 2025 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis |
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July 10, 2025 |
Exhibit 10.1 Shareholders Agreement Between Liquidmetal Asia Holdings Limited And LIU, Chong TABLE OF CONTENTS 1. Definitions 1 2. Establishment of the Company 3 3. The Shareholder’s Subscription to the Registered Capital of the Company 4 4. Transfer of Equity Interests 5 5. Shareholders 6 6. Board of Directors 7 7. Supervisor 10 8. Management 10 9. Taxes, Distribution of Profits, Finance, Account |
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July 10, 2025 |
Liquidmetal Establishes New Manufacturing Site in Hangzhou Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick Media Relations Liquidmetal Technologies, Inc. (949) 635-2123 [email protected] Liquidmetal Establishes New Manufacturing Site in Hangzhou Lake Forest, Calif. – July 10, 2025 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) today announced that, on July 4, 2025, Liquidmetal Asia Holdings Limited (“Liquidme |
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May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis |
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May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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May 13, 2025 |
Exhibit 10.1 INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE 1. Basic Provisions 1.1 Parties. This Lease (“Lease”), dated for reference purposes only March 26, 2025, is made by and between 20321 Valencia LLC, a Delaware limited liability company (“Lessor”) and MatterHackers, Inc., a Delaware corporation (“Lessee”), each referred to hereunder as a “Party,” or collectively as “the Parties.” 1.2 Premises an |
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March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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December 3, 2024 |
LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, CA 92630 December 3, 2024 LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, CA 92630 December 3, 2024 VIA EDGAR Correspondence United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Ms. Margaret Sawicki Re: Acceleration of Effective Date Liquidmetal Technologies, Inc. Registration Statement on Form S‑1 (File No. 333-283411) Filed Nov |
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November 22, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-1 (Form Type) LIQUIDMETAL TECHNOLOGIES, INC. |
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November 22, 2024 |
As filed with the Securities and Exchange Commission on November 22, 2024 Table of Contents As filed with the Securities and Exchange Commission on November 22, 2024 Registration No. |
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November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL |
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November 1, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co |
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November 1, 2024 |
Letter from M&K CPAs PLLC to the Securities and Exchange Commission. Exhibit 16.1 November 1, 2024 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 We have read the statements under Item 4.01 of the Current Report on Form 8-K of Liquidmetal Technologies, Inc. to be filed with the Securities and Exchange Commission on November 1, 2024. We agree with such statements insofar as they relate to our firm. Very truly yours, /s/ M&K CPAS, PLL |
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October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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October 15, 2024 |
EX-4.2 3 exhibit4-2.htm Exhibit 4.2 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between MATANA VENTURES, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to p |
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October 15, 2024 |
Exhibit 4.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between LUTOS CAPITAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purchase from the Seller, F |
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October 15, 2024 |
EX-4.3 4 exhibit4-3.htm Exhibit 4.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between PARNAS HILLS, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purc |
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October 15, 2024 |
LQMT / Liquidmetal Technologies, Inc. / Lugee Li Yeung Tak Activist Investment SC 13D/A 1 sch13da1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 53634X100 (CUSIP Number) Yeung Tak Lugee Li Room 906, Tai Tung Building 8 Fleming Road Wanchai, Hong Kong (Na |
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October 15, 2024 |
LQMT / Liquidmetal Technologies, Inc. / Liquidmetal Technology Ltd Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE (Title of Class of Securities) 53634X100 (CUSIP Number) Liquidmetal Technology Limited Room 906, Tai Tung Building 8 Fleming Road Wanchai, Hong Kong (Name, Address |
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October 15, 2024 |
EX-4.3 4 exhibit4-3.htm Exhibit 4.3 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between PARNAS HILLS, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to purc |
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October 15, 2024 |
EX-4.4 5 exhibit4-4.htm Exhibit 4.4 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between XEX INTERNATIONAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to |
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October 15, 2024 |
EX-4.1 2 exhibit4-1.htm Exhibit 4.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between LUTOS CAPITAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to pur |
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October 15, 2024 |
EX-4.4 5 exhibit4-4.htm Exhibit 4.4 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between XEX INTERNATIONAL, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to |
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October 15, 2024 |
EX-4.2 3 exhibit4-2.htm Exhibit 4.2 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of October 10, 2024, by and between MATANA VENTURES, LLC., a Florida limited liability company (the "Buyer"), and LIQUIDMETAL TECHNOLOGY LIMITED, a Hong Kong company (the “Seller”). RECITALS: A. The Seller desires to sell to the Buyer, and the Buyer desires to p |
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August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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May 20, 2024 |
Change of Control Agreement - Isaac Bresnick Exhibit 10.2 LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, California 92630 March 12, 2024 Vincent Carrubba 20321 Valencia Circle Lake Forest, CA 92630 Re: Change of Control Agreement Dear Mr. Bresnick, WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interest of the Company and its stockholders |
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May 20, 2024 |
Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 20321 Valencia Circle Lake Forest, California 92630 March 12, 2024 Vincent Carrubba 20321 Valencia Circle Lake Forest, CA 92630 Re: Change of Control Agreement Dear Mr. Chung, WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interest of the Company and its stockholders fo |
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May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: March 31, 2024 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Perio |
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May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commiss |
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May 7, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commiss |
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March 19, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2024 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Comm |
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March 19, 2024 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS "[*****]", HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED LICENSE AGREEMENT THIS LICENSE AGREEMENT (this “Agreement”) is made and entered into as of the 22nd day of November, 2019 (the “Effective Date”) by and between LIQUIDMETAL TEC |
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March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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November 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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June 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2023 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commi |
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May 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as |
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May 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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May 13, 2022 |
Exhibit 10.1 CONSULTING AGREEMENT This Consulting Agreement (the ?Agreement?) is entered into as of May 10, 2022 (the ?Effective Date?) between Liquidmetal Technologies, Inc., a Delaware corporation with offices at 20321 Valencia Circle, Lake Forest, CA 92630 (?Company?) and Rosewood LLC, a New York limited liability company with offices at 565 Taxter Road, Suite 301, Elmsford NY 10523 (?Consultan |
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March 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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January 19, 2022 |
Exhibit 10.1 CERTAIN CONFIDENTIAL INFORMATION, IDENTIFIED BY BRACKETED ASTERISKS "[*****]", HAS BEEN OMITTED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED MANUFACTURE SUPPLY AGREEMENT THIS MANUFACTURE SUPPLY AGREEMENT (the ?Agreement?) is effective as of January 12, 2022, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware |
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January 19, 2022 |
Liquidmetal Enters into Supply Agreement with Yihao Metal Technology Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick President Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Enters into Supply Agreement with Yihao Metal Technology Lake Forest, Calif. ? January 19, 2022 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), the foremost supplier of applications for zirconium-based bulk metallic glass |
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January 19, 2022 |
Liquidmetal Enters Into Golf License Agreement Exhibit 99.2 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick President Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Enters Into Golf License Agreement Lake Forest, Calif. ? January 19, 2022 ? Liquidmetal? Technologies, Inc. (OTCQB: LQMT) through its majority owned subsidiary, Liquidmetal Golf, has entered into a sub-license agreement wi |
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January 19, 2022 |
Exhibit 10.2 SUBLICENSE AGREEMENT THIS SUBLICENSE AGREEMENT (this ?Agreement?), which is effective as of January 13, 2022 (the ?Effective Date?), is made and entered into by and between LIQUIDMETAL GOLF, a California corporation, with its principal executive offices located at 20321 Valencia Circle, Lake Forest, CA 92630 (hereinafter, ?SUBLICENSOR?), and Amorphous Technologies Japan Inc., a Japane |
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January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2022 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co |
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December 21, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (C |
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December 21, 2021 |
Letter of SingerLewak LLP, dated December 21, 2021. Exhibit 16.1 |
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November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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September 3, 2021 |
Liquidmetal Technologies Announces Further Changes to Management Structure Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Isaac Bresnick Media Relations Liquidmetal Technologies, Inc. 949-635-2123 [email protected] Liquidmetal Technologies Announces Further Changes to Management Structure Lake Forest, Calif. ? September 3, 2021 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT) (the ?Company?), a leading developer of amorphous alloys and comp |
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September 3, 2021 |
Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 30, 2021, by and between BRUCE BROMAGE ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the ?parties.? Provided the Executive has not revoked this |
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September 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Com |
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September 3, 2021 |
Exhibit 10.2 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 30, 2021, by and between BRYCE O. VAN ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the ?parties.? Provided the Executive has not revoked this A |
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August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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July 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 6, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis |
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July 9, 2021 |
Offer Letter Agreement, dated July 6, 2021, between the Company and Tony Chung. Exhibit 10.1 July 6, 2021 Dear Tony Chung, Pursuant to the July 6, 2021 resolution of the Board of Directors, I am happy to extend this offer of employment with Liquidmetal Technologies, Inc. (the ?Company?) as the Company?s Chief Executive Officer. As the highest-ranking executive in our organization, you will be the Company?s principal executive officer, will report to the Company?s Board of Dir |
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July 9, 2021 |
Liquidmetal Technologies Announces Changes to Management Structure Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies Announces Changes to Management Structure Lake Forest, Calif. ? July 9, 2021 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT) (the ?Company?), a leading developer of amorphous alloys and composites, today announced |
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June 15, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2021 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commi |
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May 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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April 30, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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March 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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March 9, 2021 |
Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK OF LIQUIDMETAL TECHNOLOGIES, INC. References to ?we,? ?us? and ?our? refer to Liquidmetal Technologies, Inc. The following is a summary of the rights and preferences of our capital stock and preferred stock, related provisions of our certificate of incorporation and bylaws, and certain applicable provisions of Delaware law. While we believe that the followi |
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November 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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August 4, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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May 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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March 10, 2020 |
Exhibit 4.3 DESCRIPTION OF CAPITAL STOCK OF LIQUIDMETAL TECHNOLOGIES, INC. References to “we,” “us” and “our” refer to Liquidmetal Technologies, Inc. The following is a summary of the rights and preferences of our capital stock and preferred stock, related provisions of our certificate of incorporation and bylaws, and certain applicable provisions of Delaware law. While we believe that the followi |
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March 10, 2020 |
LQMT / Liquidmetal Technologies, Inc. 10-K - Annual Report - FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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February 5, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2020 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co |
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February 5, 2020 |
Liquidmetal Technologies and Eutectix enter into Manufacturing Partnership Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies and Eutectix enter into Manufacturing Partnership Lake Forest, Calif. – February 5, 2020 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT), the world’s foremost authority on the commercialization of zirconium-based |
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February 5, 2020 |
Exhibit 10.1 BUSINESS DEVELOPMENT AGREEMENT THIS BUSINESS DEVELOPMENT AGREEMENT (the “Agreement”) is effective as of , 2020 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation having its principal place of business at 20321 Valencia Circle, Lake Forest, California 92630 (“Liquidmetal”), and EUTECTIX, LLC, a Delaware limited liability company having an addr |
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January 29, 2020 |
Exhibit 10.1 STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET 1. Basic Provisions ("Basic Provisions"). 1.1 Parties. This Lease ("Lease"), dated for reference purposes only January 23, 2020 , is made by and between 20321 Valencia, LLC a Deleware limited liability company ("Lessor") and MatterHackers, Inc. a Deleware corporation ("Lessee"), (collectively the "Parties", or individually a "Par |
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January 29, 2020 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Co |
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November 12, 2019 |
LQMT / Liquidmetal Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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August 16, 2019 |
LQMT / Liquidmetal Technologies, Inc. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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August 12, 2019 |
LQMT / Liquidmetal Technologies, Inc. NT 10-Q - - FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo |
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July 10, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 3, 2019 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis |
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July 10, 2019 |
Liquidmetal Technologies Provides Update on Comprehensive Strategy Review Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Bryce Van Media Relations Liquidmetal Technologies, Inc. 949-635-2107 [email protected] Liquidmetal Technologies Provides Update on Comprehensive Strategy Review Lake Forest, Calif. – July 10, 2019 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) (the “Company”), a leading developer of amorphous alloys and composites, today a |
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June 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2019 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (Commis |
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May 14, 2019 |
LQMT / Liquidmetal Technologies, Inc. 10-Q Quarterly Report FORM 10-Q QUARTER ENDED 03-31-19 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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May 13, 2019 |
LQMT / Liquidmetal Technologies, Inc. NT 10-Q FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on F |
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March 5, 2019 |
Subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of Liquidmetal Technologies, Inc. 1. Liquidmetal Golf, a California corporation(a) 2. Crucible Intellectual Property, LLC, a Delaware limited liability company(b) 3. 20321 Valencia, LLC, a Delaware limited liability company(c) (a) Liquidmetal Technologies, Inc. owns 79% of the outstanding capital stock of Liquidmetal Golf, a California corporation. (b) Liquidmetal Technol |
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March 5, 2019 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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November 21, 2018 |
Exhibit 10.1 EMPloYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of November 15, 2018 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and Bruce Bromage, an individual residing in the State of California (the “Employee”). recitals WHEREAS, the Employee desires to be employed by the Com |
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November 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of incorporation) (C |
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November 21, 2018 |
Exhibit 10.2 EMPloYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of November 15, 2018 (the “Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and Bryce Van, an individual residing in the State of California (the “Employee”). recitals WHEREAS, the Employee desires to be employed by the Company |
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November 6, 2018 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LI |
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October 5, 2018 |
LQMT / Liquidmetal Technologies, Inc. FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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August 7, 2018 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDM |
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June 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organization) 001-31332 ( |
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May 15, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2018 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 (Commission File N |
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May 8, 2018 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUID |
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March 6, 2018 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TE |
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November 7, 2017 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO |
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October 26, 2017 |
lqmt201710268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org |
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August 22, 2017 |
POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Isaac Bresnick, Otis Buchanan and Curt Creely, and any of their substitutes, signing singly, the undersigned's true and lawful attorney‑in‑fact to: (1) execute for and on behalf of the undersig |
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August 22, 2017 |
ex10-1.htm Exhibit 10.1 SEPARATION AGREEMENT AND GENERAL RELEASE THIS SEPARATION AGREEMENT AND GENERAL RELEASE (this "Agreement") is dated as of August 16, 2017, by and between TONY CHUNG ("Executive"), and LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Company"). The Company and Executive are hereinafter collectively referred to as the “parties.” Provided the Executive has not revok |
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August 22, 2017 |
lqmt201708228k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or orga |
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August 22, 2017 |
ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 949-635-2120 [email protected] Liquidmetal appoints Tony Chung to the Board of Directors, Announces Transition in Principal Financial Officer Role Lake Forest, Calif. ? August 22, 2017 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), the leading deve |
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August 8, 2017 |
LQMT / Liquidmetal Technologies, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, |
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May 9, 2017 |
Liquidmetal Technologies FORM 10-Q (Quarterly Report) lqmt2017033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQU |
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March 17, 2017 |
lqmt201703168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organ |
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March 10, 2017 |
Liquidmetal Technologies FORM 10-K (Annual Report) lqmt2016123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL |
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March 10, 2017 |
ex10-57.htm Exhibit 10.57 |
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February 21, 2017 |
lqmt201702218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or |
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January 24, 2017 |
lqmt201701248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2017 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org |
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December 14, 2016 |
lqmt201612148k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or |
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December 14, 2016 |
Professor Lugee Li Named President & CEO of Liquidmetal® Technologies ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 949-635-2120 [email protected] Professor Lugee Li Named President & CEO of Liquidmetal? Technologies Rancho Santa Margarita, Calif. ? December 14, 2016 - Liquidmetal? Technologies, Inc. (OTCQB: LQMT), announced today that it has named Professor Lugee |
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November 21, 2016 |
ex10-1.htm EXHIBIT 10.1 SEPARATION AND MUTUAL RELEASE AGREEMENT This SEPARATION AND MUTUAL RELEASE AGREEMENT (this “Agreement” or “Release”) is entered into this 17th day of November, 2016 (the “Separation Date”), by and between Liquidmetal Technologies, Inc. (the “Company”) and Thomas Steipp (“Steipp”), (each a “Party” or collectively the “Parties”). In consideration of the promises and commitmen |
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November 21, 2016 |
lqmt201611218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or or |
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November 14, 2016 |
Liquidmetal Technologies FORM 10-Q (Quarterly Report) lqmt2016082310q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 |
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November 10, 2016 |
Liquidmetal Technologies FORM NT 10-Q lqmt20161110nt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: September 30, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10- |
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October 28, 2016 |
POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P. |
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October 28, 2016 |
POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P. |
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October 27, 2016 |
Liquidmetal Technologies finalizes $63.4 Million Equity Raise ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies finalizes $63.4 Million Equity Raise Rancho Santa Margarita, California – October 27, 2016 - Liquidmetal® Technologies, Inc. (OTCQB: LQMT) ("LQMT", “Company”), the world’s leading developer of |
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October 27, 2016 |
lqmt201610278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3 |
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August 17, 2016 |
ex10-1.htm Exhibit 10.1 Liquidmetal Technology Limited Room 906, Tai Tung Building, 8 Fleming Road Wanchai, Hong Kong August 11, 2016 Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita, CA 92688 Re: Securities Purchase Agreement by and between Liquidmetal Technology Limited and Liquidmetal Technologies, Inc. dated March 10, 2016 (the ?Agreement?) Gentlemen: The purpose of this l |
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August 17, 2016 |
Regulation FD Disclosure, Entry into a Material Definitive Agreement lqmt201608168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31 |
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August 17, 2016 |
ex99-1.htm Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Announces Amendment t |
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August 9, 2016 |
Liquidmetal Technologies FORM 10-Q (Quarterly Report) lqmt2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUI |
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August 9, 2016 |
Liquidmetal Technologies FORM 10-Q (Quarterly Report) lqmt2016063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUI |
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May 20, 2016 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LIQUIDMETAL TECHNOLOGIES, INC. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as the same may be amended or supplemented from time to time (the “DGCL”), in accordance with the provisions of Sections 242 and 245 of the DGCL, DO |
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May 20, 2016 |
lqmt201605198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of inc |
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May 10, 2016 |
Liquidmetal Technologies FORM 10-Q (Quarterly Report) lqmt2016033110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQU |
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April 5, 2016 |
Liquidmetal Technologies FORM DEF 14A lqmt20160330def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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March 25, 2016 |
Liquidmetal Technologies FORM PRE 14A lqmt20160322pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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March 25, 2016 |
lqmt201603248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organ |
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March 18, 2016 |
LQMT / Liquidmetal Technologies, Inc. / Liquidmetal Technology Ltd Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) LIQUIDMETAL TECHNOLOGIES, INC. |
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March 18, 2016 |
LQMT / Liquidmetal Technologies, Inc. / Lugee Li Yeung Tak Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) LIQUIDMETAL TECHNOLOGIES, INC. |
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March 17, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events lqmt201603168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313 |
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March 17, 2016 |
LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp 03-16-16/3:30 pm CT Confirmation # 3916124 Page 1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT Operator: Good afternoon. Welcome to the Liquidmetal Technologies’ Fourth Quarter and Fiscal 2015 conference call. My name is (Elise) and I will be your conference operator this afternoon. Joining us on tod |
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March 17, 2016 |
LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp 03-16-16/3:30 pm CT Confirmation # 3916124 Page 1 LIQUIDMETAL TECHNOLOGIES Moderator: Tom Steipp March 16, 2016 3:30 pm CT Operator: Good afternoon. Welcome to the Liquidmetal Technologies? Fourth Quarter and Fiscal 2015 conference call. My name is (Elise) and I will be your conference operator this afternoon. Joining us on tod |
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March 17, 2016 |
Liquidmetal Technologies FORM 8-K lqmt201603168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 16, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313 |
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March 17, 2016 |
LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 7) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C. |
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March 14, 2016 |
ex4-1.htm Exhibit 4.1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF MARCH 10, 2016 (THE “SECURITIES PURCHASE AGREEMENT”), NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE |
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March 14, 2016 |
ex4-1.htm Exhibit 4.1 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF MARCH 10, 2016 (THE “SECURITIES PURCHASE AGREEMENT”), NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE |
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March 14, 2016 |
lqmt20160311b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction (Co |
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March 14, 2016 |
ex10-1.htm Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), effective as of this 10th day of March, 2016, is made by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Liquidmetal Technology Limited, a Hong Kong corporation (“Investor”). BACKGROUND: A. The Company and Investor are executing and delivering this Ag |
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March 14, 2016 |
AMENDED AND RESTATED EMPloYMENT AGREEMENT Exhibit 10.3 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into effective as of March 10, 2016 (the ?Amendment Date?), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), and THOMAS STEIPP, an individual residing in the State of California (the ?Employee?). recitals WHEREAS, the Emp |
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March 14, 2016 |
lqmt20160311b8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 001-31332 33-0264467 (State or other jurisdiction (Co |
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March 14, 2016 |
EX-10.1 3 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (this “Agreement”), effective as of this 10th day of March, 2016, is made by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Liquidmetal Technology Limited, a Hong Kong corporation (“Investor”). BACKGROUND: A. The Company and Investor are executing |
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March 14, 2016 |
Exhibit 10.2 PARALLEL LICENSE AGREEMENT This Parallel License Agreement (?Agreement?) is entered into as of March 10, 2016 (the ?Effective Date?), by and between DongGuan Eontec Co., Ltd., a corporation organized under the laws of the People?s Republic of China having an address of Yin Quan Industrial District, Qing Xi, DongGuan, China (?Eontec?), and Liquidmetal Technologies, Inc., a corporation |
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March 14, 2016 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering- Rancho Santa Margarita, Calif. ? March 14, 2016 - Liquidmetal? Technologies, I |
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March 14, 2016 |
Exhibit 10.2 PARALLEL LICENSE AGREEMENT This Parallel License Agreement (?Agreement?) is entered into as of March 10, 2016 (the ?Effective Date?), by and between DongGuan Eontec Co., Ltd., a corporation organized under the laws of the People?s Republic of China having an address of Yin Quan Industrial District, Qing Xi, DongGuan, China (?Eontec?), and Liquidmetal Technologies, Inc., a corporation |
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March 14, 2016 |
EX-99.1 7 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contact: Otis Buchanan Media Relations Liquidmetal Technologies, Inc. 1-949-635-2120 [email protected] Liquidmetal Technologies Raises Up To $63 Million in Partnership with Global Manufacturing Firm EONTEC -Expands Global Footprint and Product Offering- Rancho Santa Margarita, Calif. – March 14, 2 |
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March 14, 2016 |
EX-10.3 5 ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of March 10, 2016 (the “Amendment Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and THOMAS STEIPP, an individual residing in the State of California (the “Emp |
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March 14, 2016 |
LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 Exhibit 10.4 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 March 10, 2016 Re: Amendment to Change of Control Agreement Dear Bruce: This letter agreement (?Letter Agreement?) relates to that certain Change of Control Agreement, dated February 4, 2016 (?Change of Control Agreement?), between you and Liquidmetal Technologies, Inc., a Delaware corporation (?Company?). |
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March 14, 2016 |
EX-10.4 6 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 March 10, 2016 Re: Amendment to Change of Control Agreement Dear Bruce: This letter agreement (“Letter Agreement”) relates to that certain Change of Control Agreement, dated February 4, 2016 (“Change of Control Agreement”), between you and Liquidmetal Technologies, Inc., a |
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March 7, 2016 |
Liquidmetal Technologies FORM 10-K (Annual Report) lqmt2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL |
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February 25, 2016 |
Unassociated Document POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints Curt P. |
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February 23, 2016 |
lqmt201602238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 17, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001- |
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February 9, 2016 |
AMENDED AND RESTATED EMPloYMENT AGREEMENT ex10-1.htm Exhibit 10.1 AMENDED AND RESTATED EMPloYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?) is made and entered into effective as of February 4, 2015 (the ?Amendment Date?), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the ?Company?), and THOMAS STEIPP, an individual residing in the State of California (the ?Employee?). recitals WHE |
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February 9, 2016 |
ex10-3.htm Exhibit 10.3 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, CA 92688 [], 2016 [insert name and address of executive] Re: Amendment to Change of Control Agreement Dear []: This letter agreement (?Letter Agreement?) relates to that certain Change of Control Agreement, dated [], 201[] (?Change of Control Agreement?), between you and Liquidmetal Technologies, Inc., a |
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February 9, 2016 |
lqmt201602098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3 |
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January 26, 2016 |
LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 6) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C. |
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November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO |
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October 30, 2015 |
LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 5) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C. |
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October 7, 2015 |
LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 4) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C. |
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October 5, 2015 |
ex3-1.htm Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF LIQUIDMETAL TECHNOLOGIES, INC. (the “Company”) Adopted September 30, 2015 TABLE OF CONTENTS Page ARTICLE I. STOCKHOLDERS 1 Section 1.1 Time and Place of Meetings. 1 Section 1.2 Annual Meetings. 1 Section 1.3 Special Meetings. 1 Section 1.4 Notice of Meetings. 1 Section 1.5 Inspectors. 2 Section 1.6 Quorum. 2 Section 1.7 Voting; Proxies. 3 Sectio |
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October 5, 2015 |
lqmt201510058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001 |
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October 5, 2015 |
ex10-2.htm Exhibit 10.2 liquidmetal technologies, inc. AMENDED AND RESTATED DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Amended and Restated Director and Officer Indemnification Agreement, dated as of , (this ?Agreement?), is made by and between Liquidmetal Technologies, Inc. , a Delaware corporation (the ?Company?), and (?Indemnitee?) and amends and restates the Indemnification Agreement |
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October 5, 2015 |
ex10-1.htm Exhibit 10.1 liquidmetal technologies, inc. DIRECTOR AND OFFICER INDEMNIFICATION AGREEMENT This Director and Officer Indemnification Agreement, dated as of , (this ?Agreement?), is made by and between Liquidmetal Technologies, Inc. , a Delaware corporation (the ?Company?), and (?Indemnitee?). RECITALS: A. Section 141 of the Delaware General Corporation Law provides that the business and |
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October 2, 2015 |
Unassociated Document POWER OF ATTORNEY Know all by these presents, that, for good and valuable consideration, the sufficiency and receipt of which are hereby acknowledged, the undersigned hereby constitutes and appoints each of Tony Chung, Bryce Van, and Curt P. |
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September 30, 2015 |
lqmt201509308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001 |
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August 25, 2015 |
lqmt201508248k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or orga |
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August 25, 2015 |
CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS ex10-1.htm Exhibit 10.1 CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMS This Confidential Separation Agreement and Release of Claims (the ?Agreement?) is entered into by and between Liquidmetal Technologies, Inc., a Delaware corporation (?Company?) and Ricardo Salas (?Executive?) as of August 21, 2015. Company and Executive are sometimes referred to herein individually as a ?Party? and col |
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August 6, 2015 |
Exhibit 10.1 AMENDMENT NUMBER THREE TO MASTER TRANSACTION AGREEMENT AND OTHER TRANSACTION DOCUMENTS This Amendment Number Three to Master Transaction Agreement and Other Transaction Documents (this ?Amendment?) is entered into as of June 17, 2015 by and between Apple Inc., a California corporation (?Apple?), Liquidmetal Technologies, Inc., a Delaware corporation (?LMT?), Liquidmetal Coatings, LLC, |
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August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, |
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June 23, 2015 |
Entry into a Material Definitive Agreement lqmt201506198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organi |
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May 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES |
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April 28, 2015 |
Submission of Matters to a Vote of Security Holders lqmt201504278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of i |
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March 20, 2015 |
Liquidmetal Technologies FORM S-8 lqmt20150318s8.htm As filed with the Securities and Exchange Commission on March 20, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 33-0264467 (State or other jurisdiction of incorporation |
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March 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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March 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, INC. ( |
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February 27, 2015 |
LQMT / Liquidmetal Technologies, Inc. / VISSER BARNEY D - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Information to be Included in Statements Filed Pursuant to Rule 13d-11(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a) Securities Exchange Act of 1934 (Amendment No. 3) LIQUIDMETAL TECHNOLOGIES, INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) David C. |
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February 26, 2015 |
lqmt201502258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-31332 33-0264467 (State or other jurisdiction o |
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February 26, 2015 |
ex10-1.htm Exhibit 10.1 REVOLVING NOTE (Interest Fixed) $2,000,000.00 Account/Note No. 244988-33821 Small Business/South Orange Ct. 20 Pacifica Irvine, CA 92618 February 24, 2015 On February 13, 2016, the undersigned, LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the "Borrower"), promises to pay to the order of City National Bank, a national banking association ("CNB"), at its office in |
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February 26, 2015 |
ex10-2.htm Exhibit 10.2 SECURITY AGREEMENT (General ) In consideration of the covenants and agreements contained herein, and financial accommodations given, to be given or continued, the undersigned Debtor hereby, pursuant to the California Uniform Commercial Code ("Code"), grants to City National Bank, a national banking association ("CNB"), as secured party, a security interest in all of the Col |
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February 9, 2015 |
LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN Nonqualified STOCK OPTION AGREEMENT ex10-3.htm Exhibit 10.3 LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN Nonqualified STOCK OPTION AGREEMENT THIS NONQUALIFIED STOCK OPTION AGREEMENT (this “Agreement”) is made as of (the “Date of Grant”), between LIQUIDMETAL TECHNOLOGIES, Inc., a Delaware corporation (the “Company”), and (“Optionee”). RECITALS: A. The Company has adopted the 2015 Equity Incentive Plan (the “Plan”), which |
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February 9, 2015 |
LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN INCENTIVE STOCK OPTION AGREEMENT ex10-2.htm Exhibit 10.2 LIQUIDMETAL TECHNOLOGIES, inc. 2015 Equity incentive PLAN INCENTIVE STOCK OPTION AGREEMENT THIS INCENTIVE STOCK OPTION AGREEMENT (this “Agreement”) is made as of (the “Date of Grant”), between LIQUIDMETAL TECHNOLOGIES, Inc., a Delaware corporation (the “Company”), and (“Optionee”). RECITALS: A. The Company has adopted the 2015 Equity Incentive Plan (the “Plan”), which Plan |
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February 9, 2015 |
ex10-1.htm Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 2015 Equity Incentive Plan 1. Purpose. The purpose of the 2015 Equity Incentive Plan is to attract and retain directors, officers, other employees and consultants of Liquidmetal Technologies, Inc., a Delaware corporation, and its Subsidiaries and to provide to such persons incentives and rewards for performance. 2. Definitions. As used in this |
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February 9, 2015 |
Financial Statements and Exhibits lqmt201502098k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2015 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3 |
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November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO |
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October 20, 2014 |
Submission of Matters to a Vote of Security Holders lqmt201410208k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of |
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October 7, 2014 |
LQMT / Liquidmetal Technologies, Inc. CORRESP - - lqmt20141007corresp.htm October 7, 2014 VIA EDGAR Mr. John Cash Accounting Branch Chief Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Liquidmetal Technologies, Inc. Form 10-K for the Year Ended December 31, 2013 Filed March 5, 2014 File No. 1-31332 Dear Mr. Cash: On behalf of Liquidmetal Technologies, Inc. (the “Company”), I am transmitting the following respons |
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October 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL |
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September 17, 2014 |
LIQUIDMETAL TECHNOLOGIES, INC. 75,000,000 Shares Common Stock lqmt20140827s3.htm Filed Pursuant to Rule 424(b)(3) Registration No. 333-198445 LIQUIDMETAL TECHNOLOGIES, INC. 75,000,000 Shares Common Stock This prospectus relates to the sale of up to 75,000,000 shares of our common stock by Aspire Capital Fund, LLC. Aspire Capital is also referred to in this prospectus as the selling stockholder. The prices at which the selling stockholder may sell the shares |
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September 3, 2014 |
LQMT / Liquidmetal Technologies, Inc. DEF 14A - - FORM DEF 14A lqmt20140829def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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August 28, 2014 |
LQMT / Liquidmetal Technologies, Inc. S-3 - - FORM S-3 lqmt20140827s3.htm t As filed with the Securities and Exchange Commission on August 28, 2014 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 33-0264467 (State or Other Jurisdiction of Incorporat |
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August 25, 2014 |
ex4-1.htm Exhibit 4.1 EXECUTION COPY REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of August 20, 2014, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (together with its permitted assigns, the “Buyer”). Capitalized terms used herein and not otherwise |
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August 25, 2014 |
lqmt201408258k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 20, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31 |
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August 25, 2014 |
COMMON STOCK PURCHASE AGREEMENT ex10-1.htm Exhibit 10.1 EXECUTION COPY COMMON STOCK PURCHASE AGREEMENT COMMON STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of August 20, 2014, by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation (the “Company”), and ASPIRE CAPITAL FUND, LLC, an Illinois limited liability company (the “Buyer”). Capitalized terms used herein and not otherwise defined herein are defined in S |
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August 12, 2014 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 5 DATED August 12, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 5 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated February 11, 2014, |
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August 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, |
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August 12, 2014 |
Exhibit 10.1 AMENDMENT NUMBER TWO TO MASTER TRANSACTION AGREEMENT AND OTHER TRANSACTION DOCUMENTS This Amendment Number Two to Master Transaction Agreement and Other Transaction Documents (this ?Amendment?) is entered into as of May 19, 2014 by and between Apple Inc., a California corporation (?Apple?), Liquidmetal Technologies, Inc., a Delaware corporation (?LMT?), Liquidmetal Coatings, LLC, a De |
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May 21, 2014 |
Entry into a Material Definitive Agreement lqmt201405218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organiz |
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May 21, 2014 |
lqmt20140521424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 4 DATED May 21, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 4 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated |
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May 21, 2014 |
lqmt20140520424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 3 DATED May 21, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 3 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated |
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May 20, 2014 |
ex10-5.htm Exhibit 10.5 NEITHER THESE SECURITIES NOR THE SECURITIES FOR WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES REGULATORS OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE, NOR MAY ANY INTEREST THEREIN BE, OF |
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May 20, 2014 |
ex10-2.htm Exhibit 10.2 AMENDED AND RESTATED VPC SUBLICENSE AGREEMENT This AMENDED AND RESTATED VPC SUBLICENSE AGREEMENT (this “Agreement”) is made effective as of May 20, 2014 (the “Effective Date”), by and between Liquidmetal Technologies, Inc., a Delaware corporation having its principal place of business at 30452 Esperanza, Rancho Santa Margarita, California 92688 (“LMT”), and Visser Precision |
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May 20, 2014 |
lqmt201405198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 |
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May 20, 2014 |
ex10-3.htm Exhibit 10.3 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is entered into as of May 20, 2014, between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Visser Precision Cast, LLC, a Colorado limited liability Company (the “Buyer”). W I T N E S S E T H: WHEREAS, the Company and the |
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May 20, 2014 |
ex10-1.htm Exhibit 10.1 SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE This Settlement Agreement and Mutual General Release (“Settlement Agreement” or “Agreement”) is made and entered into as of the 20th day of May, 2014 (the “Effective Date”), by and among Liquidmetal Technologies, Inc. (“LMT”) and Visser Precision Cast, LLC (“VPC”). LMT and VPC are sometimes referred to herein individually as a |
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May 20, 2014 |
ex99-1.htm Exhibit 99.1 LIQUIDMETAL TECHNOLOGIES AND VISSER PRECISION CAST SIGN AMENDED SUBLICENSE AGREEMENT Agreement Paves the Way for More Rapid Adoption of Amorphous Metal Manufacturing RANCHO SANTA MARGARITA, Calif. – (BUSINESS WIRE) – May 20, 2014 - Liquidmetal Technologies, Inc. (OTCQB:LQMT) today announced that it has signed an amended sublicense agreement with Visser Precision Cast LLC (V |
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May 20, 2014 |
ex10-4.htm Exhibit 10.4 AMENDED AND RESTATED MUTUAL NONDISCLOSURE AGREEMENT This AMENDED AND RESTATED MUTUAL NONDISCLOSURE AGREEMENT (this “Agreement”) is made and entered into as effective of May 20, 2014 (the “Revised Effective Date”), by and between LIQUIDMETAL TECHNOLOGIES, INC., a Delaware corporation having its principal place of business at 30452 Esperanza, Rancho Santa Margarita, CA 92688, |
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May 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES |
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May 8, 2014 |
lqmt2014033110q.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 2 DATED May 8, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 2 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated Feb |
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March 26, 2014 |
lqmt201403268ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or |
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March 5, 2014 |
lqmt20140304424b3.htm Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares of Common Stock PROSPECTUS SUPPLEMENT NO. 1 DATED MARCH 5, 2014 (To Prospectus Dated February 11, 2014) This Prospectus Supplement No. 1 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated |
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March 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K lqmt2013123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL |
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February 11, 2014 |
LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-192675 Declared Effective February 11, 2014 LIQUIDMETAL TECHNOLOGIES, INC. 102,024,643 Shares Common Stock This prospectus relates to the resale of up to 102,024,643 shares of our common stock, $0.001 par value per share, by the selling stockholders named in this prospectus, 96,555,893 of which may be offered from time to time by the holders of |
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February 10, 2014 |
lqmt201402078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2014 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org |
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February 10, 2014 |
As filed with the Securities and Exchange Commission on February 10, 2014 Registration No. |
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February 7, 2014 |
lqmt20140207corresp.htm LIQUIDMETAL TECHNOLOGIES, INC. February 7, 2014 VIA EDGAR Ms. Pamela Long, Assistant Director Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Liquidmetal Technologies, Inc. Registration Statement on Form S-1 Filed December 5, 2013 File Number 333-192675 Dear Ms. Long: On behalf of Liquidmetal Technologies, Inc. (the “Company”) and pursuant to |
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January 30, 2014 |
lqmt20140127corresp.htm ATTORNEYS AT LAW 100 North Tampa Street, Suite 2700 Tampa, FL 33602-5810 P.O. Box 3391 Tampa, FL 33601-3391 813.229.2300 TEL 813.221.4210 FAX www.foley.com WRITER’S DIRECT LINE 813.225.4122 [email protected] EMAIL CLIENT/MATTER NUMBER 078489-0133 January 28, 2014 Ms. Pamela Long Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 |
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January 29, 2014 |
lqmt20131203s1.htm s sydney and theyre headed into meetingt As filed with the Securities and Exchange Commission on January 28, 2014 Registration No. 333-192675 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charte |
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January 9, 2014 |
lqmt20140109corresp.htm ATTORNEYS AT LAW 100 North Tampa Street, Suite 2700 Tampa, FL 33602-5810 P.O. Box 3391 Tampa, FL 33601-3391 813.229.2300 TEL 813.221.4210 FAX www.foley.com WRITER’S DIRECT LINE 813.225.4122 [email protected] EMAIL CLIENT/MATTER NUMBER 078489-0133 January 9, 2014 Ms. Pamela Long Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 |
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December 5, 2013 |
Registration Statement - FORM S-1 lqmt20131203s1.htm t As filed with the Securities and Exchange Commission on December 5, 2013 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware 2800 33-0264467 (State or other jurisdiction of inco |
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November 12, 2013 |
lqmt201311088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3 |
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November 12, 2013 |
ex10-1.htm Exhibit 10.1 Execution Copy COMMON STOCK PURCHASE AGREEMENT Dated as of November 8, 2013 by and among LIQUIDMETAL TECHNOLOGIES, INC., KINGSBROOK OPPORTUNITIES MASTER FUND LP TECH OPPORTUNITIES LLC, and IROQUOIS MASTER FUND LTD. Table of Contents Page ARTICLE I DEFINITIONS 1 ARTICLE II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1. Purchase and Sale of Stock 2 Section 2.2. Closing Date |
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November 12, 2013 |
ex10-2.htm Exhibit 10.2 Execution Copy REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of November 8, 2013, is by and between Liquidmetal Technologies, Inc., a Delaware corporation (the “Company”), and Kingsbrook Opportunities Master Fund LP, a Cayman Islands exempted limited partnership (“Kingsbrook”), Tech Opportunities LLC, a Delaware limited liabil |
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November 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLO |
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November 1, 2013 |
lqmt201311018k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or org |
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October 28, 2013 |
lqmt201310288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware 001-31332 33-0264467 (State or other jurisdiction of |
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October 28, 2013 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION LIQUIDMETAL TECHNOLOGIES, INC. ex3-1.htm EXHIBIT 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF LIQUIDMETAL TECHNOLOGIES, INC. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, as the same may be amended or supplemented from time to time (the “DGCL”), in accordance with the provisions of Sections 242 and 245 of the DGCL, DO |
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September 17, 2013 |
Changes in Control of Registrant, Financial Statements and Exhibits - FORM 8-K lqmt201309168k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or o |
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September 17, 2013 |
LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, California 92688 ex10-1.htm Exhibit 10.1 LIQUIDMETAL TECHNOLOGIES, INC. 30452 Esperanza Rancho Santa Margarita, California 92688 September 13, 2013 [Insert name] [insert address] Re: Change of Control Agreement Dear [insert name]: WHEREAS the Board of Directors (the “Board”) of Liquidmetal Technologies, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders for the |
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September 5, 2013 |
lqmt20130826def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by R |
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August 29, 2013 |
lqmt20130826def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ |
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August 29, 2013 |
lqmt20130826defa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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August 15, 2013 |
lqmt20130814pre14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ |
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August 7, 2013 |
Regulation FD Disclosure - FORM 8-K lqmt201308078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-313 |
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August 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES, |
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July 18, 2013 |
Unregistered Sales of Equity Securities, Other Events - FORM 8-K lqmt201307178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-3133 |
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May 31, 2013 |
Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Matt Glover or Michael Koehler Media Relations Investor Relations Liquidmetal Technologies, Inc. Liolios Group, Inc. 949-635-2120 949-574-3860 [email protected] [email protected] Liquidmetal Technologies Appoints Former Xilinx Senior Executive, Richard Sevcik, to its Board of Directors Rancho Santa Margarita |
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May 31, 2013 |
lqmt201305308k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 |
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May 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-31332 LIQUIDMETAL TECHNOLOGIES |
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May 14, 2013 |
CERTIFICATE OF INCORPORATION Liquidmetal TECHNOLOGIES, INC. ARTICLE 1 Exhibit 3.1 CERTIFICATE OF INCORPORATION OF Liquidmetal TECHNOLOGIES, INC. ARTICLE 1 The name of the corporation is Liquidmetal Technologies, Inc. (the “Corporation”). ARTICLE II The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle 19801. The name of the Corporation’s registered agent at such address is C |
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March 11, 2013 |
Prospectus Supplement Filed Pursuant to Rule 424(b)(3) Registration No. 333-182729 PROSPECTUS SUPPLEMENT NO. 2 DATED MARCH 11, 2013 (To Prospectus Dated and Declared Effective on August 30, 2012) LIQUIDMETAL TECHNOLOGIES, INC. 36,892,194 Shares Common Stock This Prospectus Supplement No. 2 supplements information contained in, and should be read in conjunction with, that certain Prospectus, dated |
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March 5, 2013 |
THIRD CERTIFICATE OF AMENDMENT TO the CERTIFICATE OF INCORPORATION OF Liquidmetal Technologies, Inc. Exhibit 3.1 THIRD CERTIFICATE OF AMENDMENT TO the CERTIFICATE OF INCORPORATION OF Liquidmetal Technologies, Inc. Liquidmetal Technologies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “General Corporation Law”), does hereby certify as follows: FIRST: That the original Certificate of Incorporation of Liquidmetal Technolo |
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March 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-31332 (Commission F |
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February 26, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 000-31332 LIQUIDMETAL TECHNOLOGIES, INC. ( |
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February 14, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* LIQUIDMETAL TECHNOLOGIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 53634X100 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule |
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February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 LIQUIDMETAL TECHNOLOGIES, INC. (Exact name of Registrant as Specified in its Charter) Delaware (State or other jurisdiction of incorporation or organization) 000-3133 |
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February 4, 2013 |
Liquidmetal Technologies Appoints Bob Howard-Anderson to its Board of Directors Exhibit 99.1 News Release FOR IMMEDIATE RELEASE Company Contacts: Otis Buchanan Matt Glover or Michael Koehler Media Relations Investor Relations Liquidmetal Technologies, Inc. Liolios Group, Inc. 949-635-2120 949-574-3860 [email protected] [email protected] Liquidmetal Technologies Appoints Bob Howard-Anderson to its Board of Directors RANCHO SANTA MARGARITA, Calif. - February 4, 2013 |
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January 9, 2013 |
- LIQUIDMETAL TECHNOLOGIES INC DEF 14A 2-28-2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: o Preliminary Proxy Statement ¨ Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State |