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| LEI | 549300EFW4H2TCZ71055 |
| CIK | 1446711 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Lonza Group AG
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 25, 2019 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time of eff |
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| November 25, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Lonza Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of dep |
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| November 25, 2019 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N. |
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| November 25, 2019 |
Number Each American Depositary Share represents One-Tenth of One Share JPMorgan Chase Bank, N. |
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| September 29, 2017 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| September 29, 2017 |
F-6 POS 1 e617288f6pos-lga.htm 333-155121 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Lonza Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation o |
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| September 29, 2017 |
Number Each American Depositary Share represents One-Tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the dat |
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| October 29, 2014 |
LETTERHEAD OF THOMPSON HINE LLP Exhibit (d) LETTERHEAD OF THOMPSON HINE LLP October 29, 2014 ConvergEx Depositary, Inc. |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| October 29, 2014 |
Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| October 29, 2014 |
FSGCF / First Gen Corp F-6EF - - FORM F-6EF As filed with the Securities and Exchange Commission on October 29, 2014 Registration No. |
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| October 29, 2014 |
Exhibit (e) Rule 466 Certification The depositary, ConvergEx Depositary, Inc., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333 – 197668), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for th |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| October 29, 2014 |
Exhibit (a) CUSIP # XXXXXX XX X Each American Depositary Share represents one-tenth (1/10) of one Share ConvergEx Depositary, Inc. |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 6, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 5, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o |
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| November 6, 2008 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Farnell plc 333-153746) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| November 6, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 5, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o |
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| November 6, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 5, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o |
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| November 6, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 5, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o |
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| November 6, 2008 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Farnell plc 333-153746) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| November 6, 2008 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Farnell plc 333-153746) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 6, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Lonza Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE BANK TRUST COMPANY AMERICAS (Exact |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 6, 2008 |
Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Farnell plc 333-153746) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. |
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| November 6, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 November 5, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer whose name appears o |
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| November 6, 2008 |
Number Each American Depositary Share represents One-tenth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Lonza Group AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the date hereof |
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| November 4, 2008 |
EX-99.(A) 2 e604526ex99-a.txt FORM OF ADR Exhibit (a) NUMBER CUSIP # Each American depositary share represents one-tenth of one (1/10) share of common stock of the Company AMERICAN DEPOSITARY RECEIPT for AMERICAN DEPOSITARY SHARES representing DEPOSITED COMMON STOCK of LONZA GROUP AG (Incorporated under the laws of Switzerland [the "Company"]) CITIBANK, N.A., AS DEPOSITARY (HEREINAFTER THE "DEPOSI |
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| November 4, 2008 |
F-6EF 1 e604526f6ef-lonza.txt As filed with the Securities and Exchange Commission on November 4, 2008 File No. 333- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts - LONZA GROUP |
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| November 4, 2008 |
EX-99.(E) 4 e604526ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
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| November 4, 2008 |
EX-99.(E) 4 e604526ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
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| November 4, 2008 |
EX-99.(E) 4 e604526ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
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| November 4, 2008 |
EX-99.(A) 2 e604526ex99-a.txt FORM OF ADR Exhibit (a) NUMBER CUSIP # Each American depositary share represents one-tenth of one (1/10) share of common stock of the Company AMERICAN DEPOSITARY RECEIPT for AMERICAN DEPOSITARY SHARES representing DEPOSITED COMMON STOCK of LONZA GROUP AG (Incorporated under the laws of Switzerland [the "Company"]) CITIBANK, N.A., AS DEPOSITARY (HEREINAFTER THE "DEPOSI |
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| November 4, 2008 |
EX-99.(A) 2 e604526ex99-a.txt FORM OF ADR Exhibit (a) NUMBER CUSIP # Each American depositary share represents one-tenth of one (1/10) share of common stock of the Company AMERICAN DEPOSITARY RECEIPT for AMERICAN DEPOSITARY SHARES representing DEPOSITED COMMON STOCK of LONZA GROUP AG (Incorporated under the laws of Switzerland [the "Company"]) CITIBANK, N.A., AS DEPOSITARY (HEREINAFTER THE "DEPOSI |
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| November 4, 2008 |
EX-99.(A) 2 e604526ex99-a.txt FORM OF ADR Exhibit (a) NUMBER CUSIP # Each American depositary share represents one-tenth of one (1/10) share of common stock of the Company AMERICAN DEPOSITARY RECEIPT for AMERICAN DEPOSITARY SHARES representing DEPOSITED COMMON STOCK of LONZA GROUP AG (Incorporated under the laws of Switzerland [the "Company"]) CITIBANK, N.A., AS DEPOSITARY (HEREINAFTER THE "DEPOSI |
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| November 4, 2008 |
EX-99.(D) 3 e604526ex99-d.txt OPINION OF COUNSEL TO THE DEPOSITARY Exhibit (d) LETTERHEAD OF THACHER PROFFITT & WOOD LLP November 4, 2008 Citibank, N.A. ADR Department 388 Greenwich Street New York, New York 10013 Ladies and Gentlemen: We have acted as U.S. counsel to Citibank, N.A. (the "Depositary") in connection with the registration on Form F-6 (the "Registration Statement") under the Securiti |
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| November 4, 2008 |
EX-99.(E) 4 e604526ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
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| November 4, 2008 |
EX-99.(E) 4 e604526ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
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| October 20, 2008 |
Number Each American Depositary Share represents One-tenth of One Share JPMORGAN CHASE BANK, N. |
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| October 20, 2008 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Vestas Wind Systems A/S, 333-152018) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time |
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| October 20, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Lonza Group AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of dep |
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| October 20, 2008 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Vestas Wind Systems A/S, 333-152018) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time |
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| October 20, 2008 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Vestas Wind Systems A/S, 333-152018) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the date and time |
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| October 20, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 17, 2008 JPMorgan Chase Bank, N. |
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| October 20, 2008 |
Number Each American Depositary Share represents One-tenth of One Share JPMORGAN CHASE BANK, N. |
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| October 20, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 17, 2008 JPMorgan Chase Bank, N. |
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| October 20, 2008 |
Number Each American Depositary Share represents One-tenth of One Share JPMORGAN CHASE BANK, N. |
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| October 20, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 17, 2008 JPMorgan Chase Bank, N. |
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| October 20, 2008 |
Number Each American Depositary Share represents One-tenth of One Share JPMORGAN CHASE BANK, N. |
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| October 20, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 17, 2008 JPMorgan Chase Bank, N. |
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| October 20, 2008 |
Number Each American Depositary Share represents One-tenth of One Share JPMORGAN CHASE BANK, N. |
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| October 20, 2008 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 17, 2008 JPMorgan Chase Bank, N. |
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| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| October 10, 2008 |
AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Tenth of One (1/10) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 1 CHF EACH, OF LONZA GROUP AG (INCORPORATED UNDER THE LAWS OF SWITZERLAND) The Bank of New York Mellon, as depositary (hereinafter called the ?Depositary?), hereby certifies (i) that there have been deposited wit |
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| October 10, 2008 |
As filed with the Securities and Exchange Commission on October 10, 2008 Registration No. |
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| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| October 10, 2008 |
AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Tenth of One (1/10) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 1 CHF EACH, OF LONZA GROUP AG (INCORPORATED UNDER THE LAWS OF SWITZERLAND) The Bank of New York Mellon, as depositary (hereinafter called the ?Depositary?), hereby certifies (i) that there have been deposited wit |
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| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
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| October 10, 2008 |
AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Tenth of One (1/10) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE 1 CHF EACH, OF LONZA GROUP AG (INCORPORATED UNDER THE LAWS OF SWITZERLAND) The Bank of New York Mellon, as depositary (hereinafter called the ?Depositary?), hereby certifies (i) that there have been deposited wit |
