MBCC / Northern Lights Fund Trust IV - Monarch Blue Chips Core Index ETF - Pengajuan SECLaporan Tahunan, Pernyataan Proksi

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

March 18, 2025

March 18, 2025 VIA EDGAR TRANSMISSION Mr. Alberto Zapata Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV (the “Registrant”) File Nos. 333-204808 and 811-23066 Dear Mr. Zapata: On February 18, 2025, the Registrant filed a proxy statement (the “Proxy Statement”) pursuant to Section 1

March 13, 2025

March 13, 2025 VIA EDGAR TRANSMISSION Mr. Alberto Zapata Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV (the “Registrant”) File Nos. 333-204808 and 811-23066 Dear Mr. Zapata: On February 18, 2025, the Registrant filed a proxy statement (the “Proxy Statement”) pursuant to Section 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant o Check the appropriate box: þ Preliminary proxy statement o Confidential, for use of

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

Statement of Additional Information

October 15, 2024 VIA EDGAR TRANSMISSION Seamus O’Brien, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. O’Brien: On August 9, 2024, the Registrant, on behalf of its proposed series, FM Cash Flow Equity ETF (the “Fund”), filed an amen

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 16, 2024, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement [ ] Confidential, fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant [X] Filed by a party other than the registrant [   ] Check the appropriate box: [   ] Preliminary proxy statement [   ] Confidenti

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [ ] Preliminary proxy statement [ ] Confidential, fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant [X] Filed by a party other than the registrant [ ] Check the appropriate box: [X] Preliminary proxy statement [ ] Confidential, fo

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 23, 2024, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

All Funds

September 12, 2023 VIA EDGAR TRANSMISSION Jaea Hahn Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.

June 15, 2023

June 15, 2023 VIA EDGAR TRANSMISSION Asen Parachkevov, Esq. Alberto Zapata, Esq. Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Messrs. Parachkevov and Zapata: On December 28, 2022, the Registrant, on behalf of its proposed series, the Natio

FMC Excelsior Focus Equity ETF a series of Northern Lights Fund Trust IV 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022

FMC Excelsior Focus Equity ETF a series of Northern Lights Fund Trust IV 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 May 22, 2023 Dear Shareholder: The enclosed Proxy Statement contains information about a proposal to approve Vident Advisory, LLC, (the “Sub-Adviser”) an affiliate of Vident Investment Advisory, LLC, (the “Current Sub-Adviser), to serve as the trading sub-adviser to the FMC Excelsior Focus Equity ETF (the “Fund”), a series of Northern Lights Fund Trust IV (the “Trust”).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: [X] Preliminary Proxy Statement. [ ] Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)). [

General

March 3, 2023 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Zapata: On November 14, 2022, the Registrant, on behalf of its proposed series, the Fulcrum Diversified Absolute Retu

$ 14,271,347

NPORT-EX 2 allseasonsnportex.htm ALL SEASONS 12.31.22 USA MUTUALS ALL SEASONS FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value SHORT-TERM INVESTMENTS — 28.6% MONEY MARKET FUNDS - 28.6% 4,081,165 First American Treasury Obligations Fund, Class X, 4.18% (Cost $4,081,165)(a) $ 4,081,165 TOTAL INVESTMENTS - 28.6% (Cost $4,081,165) $ 4,081,165 OTHER ASSETS IN EXCESS OF LIABI

$ 75,923,518

USA MUTUALS VICE FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2022 Shares Fair Value COMMON STOCKS — 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

February 16, 2023

CORRESP 1 filename1.htm February 16, 2023 VIA EDGAR TRANSMISSION Scott Lee, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Lee: On October 5, 2022, the Registrant, on behalf of its proposed series, Inverse Cramer Trac

Prospectus

February 2, 2023 VIA EDGAR TRANSMISSION Scott Lee, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Lee: On October 5, 2022, the Registrant, on behalf of its proposed series, Inverse Cramer ETF and Long Cramer ETF (each

$ 41,442,589

MONARCH AMBASSADOR INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 99,337,319

MONARCH PROCAP ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 35,625,000

NPORT-EX 2 monarchbluechipsnport.htm MONARCH BLUE CHIPS CORE ETF NPORT EX MONARCH BLUE CHIPS CORE ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 99.8% APPAREL & TEXTILE PRODUCTS - 4.1% 13,230 NIKE, Inc., Class B $ 1,451,198 BEVERAGES - 8.3% 22,823 Coca-Cola Company (The) 1,451,771 8,172 PepsiCo, Inc. 1,515,988 2,967,759 BIOTECH & PHARMA - 9.2% 4,673 Eli

$ 73,993,920

FMC EXCELSIOR FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 84.

$ 5,680,355

R3 GLOBAL DIVIDEND GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value COMMON STOCKS — 97.

$ 35,374,798

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 86.

$ 35,374,798

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 86.

$ 35,374,798

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 86.

Prospectus

January 10, 2023 VIA EDGAR TRANSMISSION Scott Lee, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Lee: On October 5, 2022, the Registrant, on behalf of its proposed series, Inverse Cramer ETF and Long Cramer ETF (each

Statement of Additional Information

December 13, 2022 VIA EDGAR TRANSMISSION Scott Lee, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Lee: On October 5, 2022, the Registrant, on behalf of its proposed series, Inverse Cramer ETF and Long Cramer ETF (eac

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 09, 2022, pursuant to the provisions of Rule 12d2-2 (a).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust

NORTHERN LIGHTS FUND TRUST I, II, III, IV and Northern Lights Variable Trust James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions.

$ 13,477,314

LGM RISK MANAGED TOTAL RETURN FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 36.

$ 118,200,777

INSPIRE INTERNATIONAL ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

INSPIRE CORPORATE BOND ETF

INSPIRE CORPORATE BOND ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 98.

$ 27,346,662

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

INSPIRE TACTICAL BALANCED ETF

INSPIRE TACTICAL BALANCED ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value CLOSED END FUNDS — 4.

$ 27,346,662

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

$ 27,346,662

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

INSPIRE 100 ETF

INSPIRE 100 ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 111,001,114

A INSPIRE SMALL/MID CAP ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

INSPIRE FAITHWARD MID CAP MOMENTUM ETF

INSPIRE FAITHWARD MID CAP MOMENTUM ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

INSPIRE FIDELIS MULTI FACTOR ETF

INSPIRE FIDELIS MULTI FACTOR ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 27,346,662

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

INSPIRE FAITHWARD LARGE CAP MOMENTUM ETF

INSPIRE FAITHWARD LARGE CAP MOMENTUM ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 98.

$ 130,772,894

INSPIRE GLOBAL HOPE ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 45,293,269

y MOERUS WORLDWIDE VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 93.

$ 55,476,111

STERLING CAPITAL FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 100.

$ 55,476,111

STERLING CAPITAL FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2022 Shares Fair Value COMMON STOCKS — 100.

$ 953,078,828

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 95.

$ 146,329,372

MAIN BUYWRITE FUND SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 104.

$ 953,078,828

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) July 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 95.

Diverse Multi-Manager

September 21, 2022 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On July 28, 2022, the Registrant, on behalf of its series, Sterling Capital Diverse Multi-Manager Active

As filed with the U.S. Securities and Exchange Commission on September 16, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No

As filed with the U.S. Securities and Exchange Commission on September 16, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ? Post-Effective Amendment No. 1 ? (Check appropriate box or boxes.) NORTHERN LIGHTS FUND TRUST IV (Exact Name of Registrant as Specified in Charter

Tax Opinion and Consent of Counsel is filed herewith.

September 9, 2022 Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September 7, 2022 (THE ?AGREEMENT?), BY AND AMONG Northern Lights FUnd Trust IV (?Northern Lights?) on behalf of ITS SERIES, Main BuyWrite Fund (THE ?EXISTING FUND?) and on behalf of ITS SERIES, Main BuyWrite ETF (THE ?new fund?) A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

$ 8,248,084

USA MUTUALS ALL SEASONS FUND SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2022 Shares Fair Value SHORT-TERM INVESTMENT — 8.

$ 8,248,084

USA MUTUALS ALL SEASONS FUND SCHEDULE OF INVESTMENTS (Unaudited) June 30, 2022 Shares Fair Value SHORT-TERM INVESTMENT — 8.

Consent of Independent Registered Public Accounting Firm is filed herewith.

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated December 29, 2021, relating to the financial statements and financial highlights of Main BuyWrite ETF (formerly, Main BuyWrite Fund), a series of Northern Lights Fund Trust IV, for the year ended October 31, 2021, and to the references to our firm under the heading ?Financial Highlights, and ?Exhibit B ? Financial Highlights? in the Prospectus /s/ Cohen & Company Cohen & Company, Ltd.

Form of Tax Opinion and Consent of Counsel is filed herewith.

, 2022 Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September , 2022 (THE ?AGREEMENT?), BY AND AMONG Northern Lights FUnd Trust IV (?Northern Lights?) on behalf of ITS SERIES, Main BuyWrite Fund (THE ?EXISTING FUND?) and on behalf of ITS SERIES, Main BuyWrite ETF (THE ?new fund?) AND, SOLELY F

Amended Custodian and Transfer Agreement with Brown Brothers Harriman & Co. is filed herewith.

FIFETEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT THIS FOURTEENTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this ?Amendment?) is made as of July 18, 2022 by and between BROWN BROTHERS HARRIMAN & CO.

As filed with the U.S. Securities and Exchange Commission on August 22, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 2

As filed with the U.S. Securities and Exchange Commission on August 22, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 2 ? Post-Effective Amendment No. ? (Check appropriate box or boxes.) NORTHERN LIGHTS FUND TRUST IV (Exact Name of Registrant as Specified in Charter) 2

Amended ETF Underwriting Agreement with Northern Lights Distributors, LLC is filed herewith.

Schedule B-9 Fee Schedule This Schedule B-9 is part of the ETF Distribution Agreement effective February 1, 2019 (the ?Agreement?) by and between the Northern Lights Fund Trust IV (the ?Trust?) and Northern Lights Distributors, LLC (?NLD?).

Opinion and Consent of Counsel as to the legality of the securities being registered is filed herewith.

August 19, 2022 Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 Re: Opinion of Counsel Relating to the Registration Statement Filed on Form N-14 Under the Securities Act of 1933 Gentlemen: We have been requested by Northern Lights Fund Trust IV (the ?Trust?), a Delaware statutory trust organized on June 2, 2015 under an Agreement and Declaration of Trust, as amended (the ?Declaration?), for our opinion with respect to certain matters relating to the Main BuyWrite Fund (the ?Target Fund?), a series of the Trust, and the Main BuyWrite ETF (the ?Survivor Fund?), also a series of the Trust.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

As filed with the U.S. Securities and Exchange Commission on August 18, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1

As filed with the U.S. Securities and Exchange Commission on August 18, 2022 File No. 333-265743 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 ? Post-Effective Amendment No. ? (Check appropriate box or boxes.) NORTHERN LIGHTS FUND TRUST IV (Exact Name of Registrant as Specified in Charter) 2

$ 26,816,780

MONARCH BLUE CHIPS CORE ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 80,041,034

MONARCH PROCAP ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 33,191,195

MONARCH AMBASSADOR INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

FMC EXCELSIOR FOCUS EQUITY ETF

FMC EXCELSIOR FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 92.

July 28, 2022

July 28, 2022 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

NORTHERN LIGHTS FUND TRUST IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246

NORTHERN LIGHTS FUND TRUST IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 July 20, 2022 Public Filing Desk U.

Statement of Additional Information

July 13, 2022 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On May 6, 2022, the Registrant, on behalf of its proposed series, Inspire Fidelis Multi-Factor ESG ETF (the ?

$ 38,043,407

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 64.

$ 38,043,407

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 64.

$ 38,043,407

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 64.

$ 38,043,407

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 64.

$ 4,664,246

R3 GLOBAL DIVIDEND GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2022 Shares Fair Value COMMON STOCKS — 94.

As filed with the U.S. Securities and Exchange Commission on June 21, 2022 File No. 333-XXXXXXX SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. __

As filed with the U.S. Securities and Exchange Commission on June 21, 2022 File No. 333-XXXXXXX SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. o Post-Effective Amendment No. o (Check appropriate box or boxes.) NORTHERN LIGHTS FUND TRUST IV (Exact Name of Registrant as Specified in Charter) 225

Dear Sir or Madam:

May 27, 2022 Securities & Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 Dear Sir or Madam: On behalf of Northern Lights Fund Trust IV, a registered investment company (the “Trust”), we hereby submit via electronic filing Post-Effective Amendment No. 260 to the Trust’s Registration Statement under

Dear Sir or Madam:

May 6, 2022 Securities & Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 Dear Sir or Madam: On behalf of Northern Lights Fund Trust IV, a registered investment company (the “Trust”), we hereby submit via electronic filing Post-Effective Amendment No. 258 to the Trust’s Registration Statement under

$ 37,784,186

INSPIRE FAITHWARD LARGE CAP MOMENTUM ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 25,558,319

INSPIRE FAITHWARD MID CAP MOMENTUM ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 97.

$ 38,322,748

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 309,227,133

INSPIRE 100 ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 15,305,471

LGM RISK MANAGED TOTAL RETURN FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 57.

INSPIRE CORPORATE BOND IMPACT ETF_NQ_2.28.2022

INSPIRE CORPORATE BOND IMPACT ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 98.

$ 38,322,748

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 116,045,202

INSPIRE INTERNATIONAL ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 38,322,748

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 110,627,522

A INSPIRE SMALL/MID CAP IMPACT ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 113,058,598

INSPIRE TACTICAL BALANCED ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value CLOSED END FUND — 20.

$ 38,322,748

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 140,668,373

INSPIRE GLOBAL HOPE ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

Code of Ethics of First Manhattan Co. was previously filed as an exhibit to the Registrant’s Registration Statement on April, 25, 2022 with Post-Effective Amendment No. 257 and is incorporated by reference.

April 2022 First Manhattan Co. Code of Ethics Under Investment Advisers Act Rule 204A-1 and Investment Company Act Rule 17j-1 I. Statement of General Principles. In recognition of the trust and confidence placed in the Adviser by its Clients (each as defined below), the Adviser and its personnel must conduct themselves and their activities in such a manner so as not to gain personal benefit at the

Sub-Advisory Agreement between First Manhattan Co. and Vident Investment Advisory, LLC with respect to FMC Excelsior Focus Equity ETF was previously filed as an exhibit to the Registrant’s Registration Statement on April 25, 2022 with Post-Effective Amendment No. 257 and is incorporated by reference.

INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLC This INVESTMENT SUB-ADVISORY AGREEMENT (the ?Agreement?) is made as of this 20th day of April, 2022 by and among First Manhattan Co.

Management Agreement between First Manhattan Co. and the Registrant with respect to FMC Excelsior Focus Equity ETF was previously filed as an exhibit to the Registrant’s Registration Statement on April 25, 2022 with Post-Effective Amendment No. 257 and is incorporated by reference.

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and FIRST MANHATTAN CO.

Securities Act Registration No. 333-204808 Investment Company Act Registration No. 811-23066 As filed with the Securities and Exchange Commission on April 25, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDE

POS EX 1 fmcposex.htm POS EX Securities Act Registration No. 333-204808 Investment Company Act Registration No. 811-23066 As filed with the Securities and Exchange Commission on April 25, 2022 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý ¨ Pre-Effective Amendment No. ý Post-Effective Amendment No. 257 and/or REGISTRATION STATE

$ 62,723,014

STERLING CAPITAL FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

$ 62,723,014

STERLING CAPITAL FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 99.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

INTERNET MEDIA & SERVICES - 3.3%

y MOERUS WORLDWIDE VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) February 28, 2022 Shares Fair Value COMMON STOCKS — 94.

$ 1,027,650,717

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 97.

$ 1,027,650,717

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 97.

$ 135,866,471

MAIN BUYWRITE FUND SCHEDULE OF INVESTMENTS (Unaudited) January 31, 2022 Shares Fair Value EXCHANGE-TRADED FUNDS — 102.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

Prospectus

March 11, 2022 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On January 10, 2022, the Registrant, on behalf of its proposed series, R3 Global Dividend Growth ETF (the ?F

$ 9,813,545

USA MUTUALS ALL SEASONS FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2021 Shares Fair Value SHORT-TERM INVESTMENTS — 2.

$ 85,766,735

USA MUTUALS VICE FUND SCHEDULE OF INVESTMENTS (Unaudited) December 31, 2021 Shares Fair Value COMMON STOCKS — 96.

$ 5,359,194

MONARCH PROCAP ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 29,664,526

MONARCH BLUE CHIPS CORE ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value COMMON STOCKS — 100.

$ 3,688,430

MONARCH AMBASSADOR INCOME ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 100.

Dear Sir or Madam:

January 10, 2022 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

$ 48,547,368

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value EXCHANGE-TRADED FUNDS — 79.

$ 48,547,368

ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value EXCHANGE-TRADED FUNDS — 79.

$ 48,547,368

NPORT-EX 2 anchornport.htm ANCHOR NQ 11.30.21 ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value EXCHANGE-TRADED FUNDS — 79.3% FIXED INCOME - 79.3% 225,000 iShares iBoxx High Yield Corporate Bond ETF $ 19,269,000 180,000 SPDR Bloomberg High Yield Bond ETF(b) 19,229,400 38,498,400 TOTAL EXCHANGE-TRADED FUNDS (Cost $39,246,480) 38,498,400 SH

$ 48,547,368

NPORT-EX 2 anchornport.htm ANCHOR NQ 11.30.21 ANCHOR RISK MANAGED CREDIT STRATEGIES FUND SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2021 Shares Value EXCHANGE-TRADED FUNDS — 79.3% FIXED INCOME - 79.3% 225,000 iShares iBoxx High Yield Corporate Bond ETF $ 19,269,000 180,000 SPDR Bloomberg High Yield Bond ETF(b) 19,229,400 38,498,400 TOTAL EXCHANGE-TRADED FUNDS (Cost $39,246,480) 38,498,400 SH

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

Statement of Additional Information

November 5, 2021 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On September 1, 2021, the Registrant, on behalf of its proposed series, Sterling Capital Diversity Equity

Fair Value

LGM RISK MANAGED TOTAL RETURN FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value SHORT-TERM INVESTMENTS — 100.

$ 47,302,820

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 47,302,820

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 971,824,412

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

$ 971,824,412

MAIN SECTOR ROTATION ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 98.

$ 47,302,820

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 1,418,175

STERLING CAPITAL FOCUS EQUITY ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

$ 1,449,690

y MOERUS WORLDWIDE VALUE FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 94.

$ 47,302,820

FORMULAFOLIOS HEDGED GROWTH ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 99.

$ 118,382,537

MAIN BUYWRITE FUND SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value EXCHANGE-TRADED FUNDS — 112.

$ 1,154,391

INSPIRE FAITHWARD LARGE CAP MOMENTUM ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

$ 338,106

INSPIRE GLOBAL HOPE ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 97.

$ 5,077,489

INSPIRE TACTICAL BALANCED ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value CLOSED END FUND — 4.

$ 861,496

INSPIRE INTERNATIONAL ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

$ 232,794

A INSPIRE SMALL/MID CAP IMPACT ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

$ 2,375,534

INSPIRE 100 ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

$ 213,431,782

INSPIRE CORPORATE BOND IMPACT ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Principal Amount ($) Coupon Rate (%) Maturity Fair Value CORPORATE BONDS — 97.

$ 1,060,466

INSPIRE FAITHWARD MID CAP MOMENTUM ESG ETF SCHEDULE OF INVESTMENTS (Unaudited) August 31, 2021 Shares Fair Value COMMON STOCKS — 99.

Dear Sir or Madam:

September 1, 2021 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

USA MUTUALS NPORT-EX

SCHEDULE OF INVESTMENTS USA Mutuals Vice Fund (Unaudited) June 30, 2021 Shares Security Value COMMON STOCK - 86.

USA MUTUALS NPORT-EX

SCHEDULE OF INVESTMENTS USA Mutuals Vice Fund (Unaudited) June 30, 2021 Shares Security Value COMMON STOCK - 86.

MONARCH NQS

Monarch Ambassador Income ETF PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 99.

MONARCH NQS

Monarch Ambassador Income ETF PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 99.

MONARCH ETF NQS

Monarch Ambassador Income ETF PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 99.

Statement of Additional Information

July 20, 2021 VIA EDGAR TRANSMISSION John Ganley, Esq. Mr. Joseph Shields Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Messrs. Ganley and Shields: On May 13, 2021, the Registrant, on behalf of its proposed series, Main International ETF (t

ANCHOR NQ 5.31.21

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 85.

ANCHOR NQ 5.31.21

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 85.

ANCHOR NQ 5.31.21

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 85.

ANCHOR NQ 5.31.21

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2021 Shares Value EXCHANGE TRADED FUNDS - 85.

Dear Sir or Madam:

CORRESP 7 filename7.htm May 13, 2021 Securities & Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 Dear Sir or Madam: On behalf of Northern Lights Fund Trust IV, a registered investment company (the “Trust”), we hereby submit via electronic filing Post-Effective Amendment No. 220 to the Trust’s Regi

LGM 2/28/21 NQ

LGM Risk Managed Total Return Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value SHORT-TERM INVESTMENT - 74.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 99.

Level 3

MAIN SECTOR ROTATION ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 98.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 99.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 99.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 99.

MAIN BUYWRITE NPORT EX

MAIN BUYWRITE FUND PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 106.

Level 3

MAIN SECTOR ROTATION ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value EXCHANGE TRADED FUNDS - 98.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

ADR - American Depositary Receipt

Inspire Small/Mid Cap Impact ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Value COMMON STOCKS - 99.

February 28, 2021

Moerus Worldwide Value Fund PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 91.

February 28, 2021

Sterling Capital Focus Equity ETF PORTFOLIO OF INVESTMENTS (Unaudited) February 28, 2021 Shares Fair Value COMMON STOCK - 99.

NORTHERN LIGHTS FUND TRUST I, II, III and IV

NORTHERN LIGHTS FUND TRUST I, II, III and IV James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: jcolantino@ultimusfundsolutions.

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

Statement of Additional Information

March 5, 2021 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On December 29, 2020, the Registrant, on behalf of its proposed series, the Monarch Ambassador Income ETF (?

SAGE 11.30 NQ

Sage ESG Intermediate Credit ETF SCHEDULE OF INVESTMENTS (Unaudited) November 30, 2020 Par Value Coupon Rate (%) Maturity Fair Value BONDS - 96.

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

The following is a summary of significant accounting policies followed by the Funds. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Funds are investment companies and accordingly follow the in

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Value EXCHANGE TRADED FUNDS - 82.

The following is a summary of significant accounting policies followed by the Funds. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Funds are investment companies and accordingly follow the in

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Value EXCHANGE TRADED FUNDS - 82.

The following is a summary of significant accounting policies followed by the Funds. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Funds are investment companies and accordingly follow the in

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Value EXCHANGE TRADED FUNDS - 82.

The following is a summary of significant accounting policies followed by the Funds. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Funds are investment companies and accordingly follow the in

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) November 30, 2020 Shares Value EXCHANGE TRADED FUNDS - 82.

-

CORRESP 1 filename1.htm January 14, 2021 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Zapata: On September 21, 2020, the Registrant, on behalf of its series, USA Mutual Vitium

-

January 14, 2021 VIA EDGAR TRANSMISSION Patrick F. Scott, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Scott: On October 9, 2020, the Registrant, on behalf of its proposed series, Main Thematic Innovation ETF (the “

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 19, 2021, pursuant to the provisions of Rule 12d2-2 (a).

Dear Sir or Madam:

December 29, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

-

CORRESP 1 filename1.htm November 17, 2020 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Zapata: On September 14, 2020, the Registrant, on behalf of its proposed series, Inspire

Level 3

MAIN SECTOR ROTATION ETF PORTFOLIO OF INVESTMENTS August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 98.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

Underlying Investment In Other Investment Companies

MAIN BUYWRITE FUND PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 80.

PLC - Public Limited Company

Inspire Global Hope ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Value COMMON STOCKS - 99.

The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the level in the fair value hierarchy within which the fair value measurement falls in its entirety, is determin

Low Beta Tactical 500 Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value SHORT-TERM INVESTMENT - 100.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) August 31, 2020

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 96.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) August 31, 2020

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 96.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) August 31, 2020

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 96.

FormulaFolios ETFs NOTES TO PORTFOLIO OF INVESTMENTS (Unaudited) (Continued) August 31, 2020

FormulaFolios Hedged Growth ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value EXCHANGE TRADED FUNDS - 96.

The following is a summary of significant accounting policies followed by the Fund. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Fund is an investment company and accordingly follows the inv

Sterling Capital Focus Equity ETF PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 99.

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

The following is a summary of significant accounting policies followed by the Fund. The policies are in conformity with accounting principles generally accepted in the U.S.A. (“GAAP”). The Fund is an investment company and accordingly follows the inv

Moerus Worldwide Value Fund PORTFOLIO OF INVESTMENTS (Unaudited) August 31, 2020 Shares Fair Value COMMON STOCK - 92.

Dear Sir or Madam:

October 9, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

- DEFA14A

DEFA14A 1 formulafoliodefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant  Filed by a party other than the registrant  Check the appropriate box:  Preliminary

Statement of Additional Information

September 22, 2020 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (?Registrant?) Dear Mr. Zapata: On July 30, 2020, the Registrant, on behalf of its series, Low Beta Tactical 500 Fund (to be renamed ?LG

Dear Sir or Madam:

September 21, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

Dear Sir or Madam:

September 14, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

- DEF 14A

DEF 14A 1 formulafoliodef14a.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary p

-

August 28, 2020 VIA EDGAR TRANSMISSION DeCarlo McLaren, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 Dear Mr. McLaren: On July 8, 2020, the Registrant, on behalf of its series, Anchor Risk Managed Credit Strategies Fund (the “Fund”), filed

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

-

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

-

Northern Lights Fund Trust IV Northern Lights Distributors, LLC 4221 North 203rd Street, Suite 100 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 Elkhorn, NE 68022 (402) 895-1600 (402) 493-1731 VIA ELECTRONIC TRANSMISSION August 20, 2020 Public Filing Desk U.

-

August 18, 2020 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Zapata: This letter supplements my letter to you dated August 6, 2020 and is further to our discussion on August 17

VIA ELECTRONIC TRANSMISSION

Northern Lights Fund Trust IV Northern Lights Distributors, LLC 4221 North 203rd Street, Suite 100 4221 North 203rd Street, Suite 100 Elkhorn, NE 68022 Elkhorn, NE 68022 (402) 895-1600 (402) 493-1731 VIA ELECTRONIC TRANSMISSION August 13, 2020 Public Filing Desk U.

-

August 6, 2020 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (“Registrant”) Dear Mr. Zapata: On April 24, 2020, the Registrant, on behalf of its proposed series, Sterling Capital Focus Equity ETF (the

Dear Sir or Madam:

July 30, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

- SAGE NQ 5.31.20

Sage ESG Intermediate Credit ETF SCHEDULE OF INVESTMENTS (Unaudited) May 31, 2020 Par Value Coupon Rate (%) Maturity Fair Value BONDS - 97.

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box:  Preliminary proxy statement  Confidential, for use of

- ANCHOR RISK GLOBAL STRATEGIES FUND

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 81.

- ANCHOR RISK MANAGED MUNICIPAL STRATEGIES FUND

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 81.

- ANCHOR RISK MANAGED CREDIT STRATEGIES FUND

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 81.

- ANCHOR RISK MANAGED EQUITY STRATEGIES FUND

Anchor Risk Managed Credit Strategies Fund PORTFOLIO OF INVESTMENTS (Unaudited) May 31, 2020 Shares Value EXCHANGE TRADED FUNDS - 81.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a−101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant þ Filed by a party other than the registrant  Check the appropriate box: þ Preliminary proxy statement  Confidential, for use of

July 8, 2020

July 8, 2020 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N.

- 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Lights Fund Trust IV (Exact name of registrant as specified in its charter) Delaware See Below (State of incorporation or organization) (I.

-

June 26, 2020 VIA EDGAR TRANSMISSION Alberto Zapata, Esq. Senior Counsel Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549-0506 Re: Northern Lights Fund Trust IV, File Nos. 333-204808 and 811-23066 (the “Registrant”) Dear Mr. Zapata: On April 21, 2020, the Registrant, on behalf of its proposed series, Inspire Tactical Balanced ESG ETF (t

Quarterly Schedule of Portfolio Holdings - N-Q

united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Wend

Quarterly Schedule of Portfolio Holdings - N-Q

N-Q 1 lowbetanq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246 (Address of principal executive

CERTIFICATIONS

EX-99.CERT 2 cert.htm CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of Low Beta Tactical 500 Fund, a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such

Certifications required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) (and Item 3 of Form N-Q) are filed herewith.

CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of Inspire Global Hope ETF, Inspire Small/Mid Cap Impact ETF, Inspire Corporate Bond Impact ETF, Inspire 100 ETF and Inspire International ESG ETF , all a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a

Quarterly Schedule of Portfolio Holdings - N-Q

united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Dr, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Jennifer

Quarterly Schedule of Portfolio Holdings - N-Q

N-Q 1 formulafolioetfnq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450 Cincinatti, OH 45246 (Address of principal exe

Quarterly Schedule of Portfolio Holdings - N-Q

united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Dr, Suite 450 Cincinnati, OH 45246 (Address of principal executive offices) (Zip code) Jennifer

Quarterly Schedule of Portfolio Holdings - N-Q

N-Q 1 moerusnq.htm N-Q united states securities and exchange commission washington, d.c. 20549 form n-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23066 Northern Lights Fund Trust IV (Exact name of registrant as specified in charter) 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 (Address of principal executive of

Certifications required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) (and Item 3 of Form N-Q) are filed herewith.

EX-99.CERT 2 certs.htm CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of FormulaFolios ETF Funds, a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such s

Certifications required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) (and Item 3 of Form N-Q) are filed herewith.

CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of the Main BuyWrite Fund, a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not

Certifications required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) (and Item 3 of Form N-Q) are filed herewith.

EX-99.CERT 2 certs.htm CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of Moerus Worldwide Value Fund, a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su

Certifications required by Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) (and Item 3 of Form N-Q) are filed herewith.

CERTIFICATIONS I, Wendy Wang, certify that: 1. I have reviewed this report on Form N-Q of the Main Sector Rotation ETF, a series of the Northern Lights Fund Trust IV; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad

Dear Sir or Madam:

April 24, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

Dear Sir or Madam:

April 21, 2020 Securities & Exchange Commission Public Filing Desk 100 F Street, N.

IBD / Inspire Corporate Bond Impact ETF CORRESP - -

NORTHERN LIGHTS FUND TRUST IV Sam Singh Treasurer Direct Telephone: (631) 470-2707 Fax: (631) 470-2701 E-mail: ssingh@ultimusfundsolutons.

Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246

AW 1 sageaw.htm AW Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246 February 14, 2020 Public Filing Desk U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Northern Lights Fund Trust IV (CIK No. 0001644419, File Nos. 333- 204808; 811- 23066) Request for Withdrawal of Amendment to Registration Statement on Form N-1A Dear Sir or Madam:

NORTHERN LIGHTS FUND TRUST I, II, III,IV and NORTHERN LIGHTS VARIABLE TRUST

CORRESP 1 filename1.htm NORTHERN LIGHTS FUND TRUST I, II, III,IV and NORTHERN LIGHTS VARIABLE TRUST James Colantino Treasurer Direct Telephone: (631) 470-2603 Fax: (631) 470-2701 E-mail: [email protected] January 24, 2020 VIA EDGAR (Correspondence Filing) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Attn : Christina DiAngelo Fettig (202) 551-698