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| CIK | 1592900 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to EA Series Trust - Morgan Dempsey Large Cap Value ETF
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| September 2, 2025 |
As filed with the Securities and Exchange Commission on September 2, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 2, 2025 |
EA Series Trust 3803 West Chester Pike, Suite 150 Newtown Square, PA 19073 September 2, 2025 VIA EDGAR U. |
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| August 22, 2025 |
As filed with the Securities and Exchange Commission on August 22, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 19, 2025 |
Strive Enhanced Income Short Maturity ETF Strive Enhanced Income Short Maturity ETF Schedule of Investments June 30, 2025 ASSET-BACKED SECURITIES - 28. |
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| August 19, 2025 |
Strive Total Return Bond ETF Schedule of Investments June 30, 2025 MORTGAGE-BACKED SECURITIES - 44. |
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| July 21, 2025 |
As filed with the Securities and Exchange Commission on July 21, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 14, 2025 |
As filed with the Securities and Exchange Commission on July 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 26, 2025 |
As filed with the Securities and Exchange Commission on June 26, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 23, 2025 |
As filed with the Securities and Exchange Commission on June 23, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 18, 2025 |
As filed with the Securities and Exchange Commission on June 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 18, 2025 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 June 18, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Strive Bitcoin Bond ETF (the “Fund”) File Nos. 333-195493; 811-22961 To whom it may concern: Pursuant to Rule 477 under the Securities Act of 1933, as amended, the Trust respe |
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| June 16, 2025 |
As filed with the Securities and Exchange Commission on June 16, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 16, 2025 |
INTELIIGENT LIVERMORE ETF SCHEDULE OF INVESTMENTS March 31, 2025 (Unaudited) COMMON STOCKS - 99. |
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| June 13, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com June 13, 2025 Christopher R. Bellacicco Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust” or the “Registrant”) Post-Effective Amendment No. 455 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dakota Active Equity ETF Dear Mr. Bellacicco: This correspondenc |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 9, 2025 |
As filed with the Securities and Exchange Commission on June 9, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 9, 2025 |
As filed with the Securities and Exchange Commission on June 9, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 4, 2025 |
As filed with the Securities and Exchange Commission on June 4, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com June 2, 2025 Deborah O’Neal Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 460 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Castellan Targeted Equity ETF and Castellan Targeted Income ETF Dear Ms. O’Neal: This correspond |
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| June 2, 2025 |
As filed with the Securities and Exchange Commission on June 2, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 2, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com June 2, 2025 Karen Rossotto Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 458 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 RACWI US ETF Dear Ms. Rossotto: This correspondence responds to comments to the Trust received b |
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| May 23, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com May 23, 2025 Mr. Michael Pawluk Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 454 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 ARS Core Equity Portfolio ETF and ARS Focused Opportunities Strategy ETF Dear Mr. Pawluk: Th |
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| May 12, 2025 |
As filed with the Securities and Exchange Commission on May 12, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2025 |
As filed with the Securities and Exchange Commission on May 9, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2025 |
As filed with the Securities and Exchange Commission on April 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2025 |
As filed with the Securities and Exchange Commission on April 28, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 18, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com April 18, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 415 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Amplius Aggressive Allocation ETF Dear Ms. Ezra: This correspondence responds to comments to th |
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| April 16, 2025 |
April 4, 2025 Investment Managers Series Trust II 235 W. Galena Street Milwaukee, Wisconsin 53212 EA Series Trust 19 East Eagle Road Havertown, PA 19083 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Entity,1 on behalf of the Target Fund and (ii) the Acquiring Entity, on behalf of the Acquiring Fund, in connection with the Agreement providing for the acqu |
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| April 16, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON April 15, 2025 File No. 333-284246 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1 [X] (Check appropriate box or boxes) EA Series Trust (Exact Name of Registrant as Specified in Charter) 19 East Eagle |
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| April 14, 2025 |
As filed with the Securities and Exchange Commission on April 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 10, 2025 |
As filed with the Securities and Exchange Commission on April 10, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 20, 2025 |
As filed with the Securities and Exchange Commission on March 20, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com March 12, 2025 Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust” or the “Registrant”) Post-Effective Amendment No. 423 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. White: This correspondence responds to comments to the Trust receiv |
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| March 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| March 10, 2025 |
As filed with the Securities and Exchange Commission on March 10, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 26, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 26, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 444 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 MC Trio Equity Buffered ETF Dear Ms. Ezra: This correspondence responds to comments to the T |
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| February 26, 2025 |
As filed with the Securities and Exchange Commission on February 26, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 25, 2025 |
PRACTUS, LLP 11300 Tomahawk Creek Pkwy ● Ste. 310 ● Leawood, Kansas 66211 ● p: 949.629.3928 February 21, 2025 EA Series Trust 19 Eagle Road Havertown, PA 19083 RE: Opinion of Counsel regarding the Registration Statement filed on Form N-14 under the Securities Act of 1933, as amended (the “Securities Act”) Ladies and Gentlemen: We have acted as counsel to EA Series Trust (the “Trust”), a statutory trust organized under the laws of the state of Delaware and registered under the Investment Company Act of 1940, as amended as an open-end series management investment company. |
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| February 25, 2025 |
February 21, 2025 Matrix Advisors Value Fund, Inc. 10 Bank Street, Suite 590 White Plains, NY 10606 EA Series Trust 19 East Eagle Road Havertown, PA 19083 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Fund1 and (ii) the Acquiring Entity, on behalf of the Acquiring Fund, in connection with the Agreement providing for the acquisition by the Acquiring Fund |
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| February 25, 2025 |
As filed with the U.S. Securities and Exchange Commission on February 25, 2025 File No. 333-283505 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 1 [X] EA Series Trust (Exact Name of Registrant as Specified in Charter) 19 East Eagle Road Havert |
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| February 24, 2025 |
As filed with the Securities and Exchange Commission on February 24, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 21, 2025 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 February 21, 2025 VIA EDGAR U. |
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| February 18, 2025 |
As filed with the Securities and Exchange Commission on February 18, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 12, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 12, 2025 Mr. David Matthews Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 421 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 MarketDesk Focused U.S. Momentum ETF Dear Mr. Matthews: This correspondence responds to |
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| February 11, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 11, 2025 Ms. Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 412 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 RockCreek Global Equality ETF Dear Ms. White: This correspondence responds to comments to |
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| February 11, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 11, 2025 Ms. Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Registration Statement on Form N-14 File No.: 333-284246 Stance Sustainable Beta ETF Dear Ms. White: This correspondence responds to comments to the Trust received by the undersigned from the staff of the U.S. Securitie |
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| February 10, 2025 |
As filed with the Securities and Exchange Commission on February 10, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 3, 2025 Kalkidan Ezra Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 413 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 MC Trio Equity Buffered ETF Dear Ms. Ezra: This correspondence responds to comments to the Tr |
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| January 29, 2025 |
As filed with the Securities and Exchange Commission on January 29, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 29, 2025 |
As filed with the Securities and Exchange Commission on January 29, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 24, 2025 |
8-A12B 1 sarmayathematicetflens-8xa.htm REGISTRATION OF SECURITIES As filed with the Securities and Exchange Commission on January 24, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EA Series Trust (Exact name of registrant as specified in |
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| January 15, 2025 |
8-A12B 1 mrblenhancedequityetfedge-a.htm 8-A12B As filed with the Securities and Exchange Commission on January 15, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EA Series Trust (Exact name of registrant as specified in its charter) Delaw |
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| January 13, 2025 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JANUARY 13, 2025 File No. 333- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) EA Series Trust (Exact Name of Registrant as Specified in Charter) 19 East Eagle Road H |
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| January 13, 2025 |
VOTE ONLINE 1. Read the proxy statement. 2. Go to: www.proxyvotenow.com/XXXX2025 3. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Call toll-free XXX-XXX-XXXX 3. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the |
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| January 13, 2025 |
PRACTUS, LLP 11300 Tomahawk Creek Pkwy ● Ste. 310 ● Leawood, Kansas 66211 ● p: 949.629.3928 January 13, 2025 EA Series Trust 19 Eagle Road Havertown, PA 19083 RE: Opinion of Counsel regarding the Registration Statement filed on Form N-14 under the Securities Act of 1933, as amended (the “Securities Act”) Ladies and Gentlemen: We have acted as counsel to EA Series Trust (the “Trust”), a statutory trust organized under the laws of the state of Delaware and registered under the Investment Company Act of 1940, as amended as an open-end series management investment company. |
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| January 13, 2025 |
FORM OF TAX OPINION January 13, 2025 Investment Managers Series Trust II 235 W. Galena Street Milwaukee, Wisconsin 53212 EA Series Trust 19 East Eagle Road Havertown, PA 19083 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Entity,1 on behalf of the Target Fund, and (ii) the Acquiring Entity, on behalf of the Acquiring Fund, in connection with the Agreemen |
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| January 13, 2025 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Stance Sustainable Beta ETF, a series of EA Series Trust and to the use of our report dated May 28, 2024 on the financial statements and financial highlights of AXS Change Finance ESG ETF, a series of shares of Investment Managers Series Trust II. |
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| January 8, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com January 8, 2025 Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 371 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms.White: This correspondence responds to comments received by the undersigned from the st |
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| January 7, 2025 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com January 7, 2025 Mr. David Matthews Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 394 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Sarmaya Thematic ETF Dear Mr. Matthews: This correspondence responds to comments to the T |
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| January 2, 2025 |
As filed with the Securities and Exchange Commission on January 2, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 19, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com December 19, 2024 Mr. Jay Williamson and Ms. Rebecca Ament Marquigny Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust” or the “Registrant”) Post-Effective Amendment No. 385 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Bastion Energy ETF Dear Mr. William |
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| December 9, 2024 |
8-A12B 1 nextgenefficientmarketport.htm REGISTRATION OF SECURITIES As filed with the Securities and Exchange Commission on December 9, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EA Series Trust (Exact name of registrant as specified in |
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| December 5, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com December 5, 2024 Ms. Alison White Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 386 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Militia Long/Short Equity ETF Dear Ms. White: This correspondence responds to comments to |
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| November 27, 2024 |
N-14 1 matrixn-14a.htm N-14 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 27, 2024 File No. 333-[ ] SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. [ ] (Check appropriate box or boxes) EA Series Trust (Exact Name of Registrant as Specified |
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| November 27, 2024 |
FORM OF LEGAL OPINION November [ ], 2024 EA Series Trust 19 Eagle Road Havertown, PA 19083 RE: Opinion of Counsel regarding the Registration Statement filed on Form N-14 under the Securities Act of 1933, as amended (the “Securities Act”) Ladies and Gentlemen: We have acted as counsel to EA Series Trust (the “Trust”), a statutory trust organized under the laws of the state of Delaware and registered under the Investment Company Act of 1940, as amended as an open-end series management investment company. |
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| November 27, 2024 |
EA SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT among Empowered Funds, LLC, Matrix Asset Advisors, Inc. |
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| November 27, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com November 27, 2024 Mr. David Matthews Division of Investment Management U.S. Securities and Exchange Commission 444 Flower St #900 Los Angeles, CA 90071 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 376 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Efficient Market Portfolio Plus ETF and the Efficient Market Portfolio Long ETF Dear |
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| November 27, 2024 |
Form of Tax Opinion [DATE] Matrix Advisors Value Fund, Inc. 10 Bank Street, Suite 590 White Plains, NY 10606 EA Series Trust 19 East Eagle Road Havertown, PA 19083 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Fund1 and (ii) the Acquiring Entity, on behalf of the Acquiring Fund, in connection with the Agreement providing for the acquisition by the Acquir |
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| November 27, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of Matrix Advisors Value ETF, a series of EA Series Trust and to the use of our report dated August 29, 2024 on the financial statements and financial highlights of Matrix Advisors Value Fund, Inc. |
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| November 27, 2024 |
VOTE ONLINE 1. Read the proxy statement. 2. Go to: www.proxyvotenow.com/XXXX 3. Follow the simple instructions. VOTE BY PHONE 1. Read the proxy statement and have the proxy card at hand. 2. Call toll-free XXX-XXX-XXXX 3. Follow the simple instructions. VOTE BY MAIL 1. Read the proxy statement. 2. Check the appropriate box(es) on the reverse side of the proxy card. 3. Sign, date and return the prox |
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| November 25, 2024 |
As filed with the Securities and Exchange Commission on November 25, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 25, 2024 |
As filed with the Securities and Exchange Commission on November 25, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 19, 2024 |
8-A12B 1 coastalcompass100etfrope-8a.htm 8-A12B As filed with the Securities and Exchange Commission on November 19, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EA Series Trust (Exact name of registrant as specified in its charter) Dela |
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| November 18, 2024 |
As filed with the Securities and Exchange Commission on November 18, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2024 |
One Year: Three Years: $18 $58 November 13, 2024 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 374 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 JLens 500 Jewish Advocacy U.S. ETF Dear Ms. Rossotto: This correspondence responds to comments to the Trust received by t |
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| November 7, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com November 7, 2024 Mr. Raymond Be U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 364 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Alpha Architect US Anti-Dividend ETF, Alpha Architect International Anti-Dividend ETF, Alpha Architect 1-3 Year Box ETF, Alpha |
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| November 6, 2024 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 November 6, 2024 VIA EDGAR Ms. |
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| October 30, 2024 |
CCM GLOBAL EQUITY ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 50. |
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| October 30, 2024 |
AOT GROWTH AND INNOVATION ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 99. |
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| October 30, 2024 |
ARGENT MID CAP ETF SCHEDULE OF INVESTMENTS (CONTINUED) August 31, 2024 (Unaudited) ARGENT MID CAP ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 99. |
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| October 30, 2024 |
DRACO EVOLUTION AI ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) EXCHANGE TRADED FUNDS - 99. |
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| October 30, 2024 |
SPARKLINE INTANGIBLE VALUE ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 99. |
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| October 30, 2024 |
ALPHA BLUE CAPITAL US SMALL-MID CAP DYNAMIC ETF ALPHA BLUE CAPITAL US SMALL-MID CAP DYNAMIC ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 61. |
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| October 30, 2024 |
GURU FAVORITE STOCKS ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 98. |
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| October 30, 2024 |
ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF ASTORIA US EQUAL WEIGHT QUALITY KINGS ETF SCHEDULE OF INVESTMENTS August 31, 2024 (Unaudited) COMMON STOCKS - 97. |
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| October 29, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com October 29, 2024 Ms. Alison T. White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 366 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 SHEP Tactical 500 ETF, SHEP Tactical Opportunities 1000 ETF, and SHEP Noah’s Ark ETF Dear Ms. White: This correspondence |
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| October 23, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com October 23, 2024 Mr. Raymond Be U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 364 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Alpha Architect US Anti-Dividend ETF, Alpha Architect International Anti-Dividend ETF, Alpha Architect 1-3 Year Box ETF, Alpha |
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| October 15, 2024 |
October 15, 2024 Ms. Alison White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 363 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Coastal Disciplined Total Return ETF Dear Ms. White: This correspondence responds to additional comments to the Trust receiv |
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| October 10, 2024 |
October 10, 2024 Ms. Alison White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 363 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Coastal Disciplined Total Return ETF Dear Ms. White: This correspondence responds to comments to the Trust received by the u |
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| October 1, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com October 1, 2024 Jaea F. Hahn Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 356 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. Hahn: This correspondence responds to comments received by the undersigned from the st |
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| September 30, 2024 |
As filed with the Securities and Exchange Commission on September 30, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 24, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com September 24, 2024 Ms. Kimberly Browning U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 355 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Astoria International Quality Growth Kings ETF; Astoria US Quality Growth Kings ETF Dear Ms. Browning: This correspon |
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| September 17, 2024 |
As filed with the Securities and Exchange Commission on September 17, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 12, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com September 12, 2024 Ms. Kimberly Browning U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 355 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Astoria International Quality Growth Kings ETF; Astoria US Quality Growth Kings ETF Dear Ms. Browning: This correspon |
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| September 12, 2024 |
As filed with the Securities and Exchange Commission on September 12, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 11, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com September 11, 2024 David Mathews Division of Investment Management Disclosure Review & Accounting Office U. |
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| September 6, 2024 |
As filed with the Securities and Exchange Commission on September 6, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 3, 2024 |
As filed with the Securities and Exchange Commission on September 3, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 23, 2024 |
SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| August 23, 2024 |
As filed with the U.S. Securities and Exchange Commission on August 23, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 367 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] A |
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| August 22, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com August 22, 2024 Ms. Alison White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 352 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. White: This correspondence responds to legal comments received by the undersigned from the staff of the U.S. Securit |
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| August 15, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com August 15, 2024 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 346 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Sparkline International Intangible Value ETF, Sparkline US Small Cap Intangible Value ETF and Sparkline Emerging Markets In |
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| July 9, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com July , 2024 Ms. Karen White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the "Trust") Post-Effective Amendment No. 346 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Research Affiliates Deletions ETF Dear Ms. White: This correspondence responds to comments to the Trust received by the undersigne |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 11, 2024 |
As filed with the Securities and Exchange Commission on June 11, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 4, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com June 4, 2024 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) Post-Effective Amendment No. 325 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Draco Evolution AI ETF Dear Ms. Rossotto: The Trust is filing correspondence in order to supplement several of the Trust’s ori |
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| May 14, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com May 14, 2024 David Manion U.S. Securities and Exchange Commission Division of Investment Management Disclosure and Accounting Office 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the “Trust”) File Nos.: 333-195493 and 811-22961 This correspondence responds to comments received by the undersigned from the staff of the U.S. Securities and Exchange Commission (the “Staff” of the “Commiss |
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| May 6, 2024 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com May 6, 2024 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: EA Series Trust (the "Trust") Post-Effective Amendment No. 325 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Draco Evolution AI ETF Dear Ms. Rossotto: This correspondence responds to comments to the Trust received by the undersigned fro |
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| April 8, 2024 |
As filed with the Securities and Exchange Commission on April 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 5, 2024 |
April 5, 2024 Ms. Karen Rossotto Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 323 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. Rossotto: This correspondence responds to oral comments received by the undersigned fro |
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| April 1, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N‐1A of our report dated April 28, 2023, relating to the financial statements and financial highlights before the effects of the adjustments to retrospectively apply the reverse stock split of Alpha Architect Tail Risk ETF, a series of EA Series Trust, formerly Arin Large Cap Theta Fund, a series of Starboard Investment Trust for the year ended February 28, 2023. |
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| April 1, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| April 1, 2024 |
As filed with the U.S. Securities and Exchange Commission on April 1, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 340 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Ame |
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| March 14, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| March 14, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| March 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 337 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Am |
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| March 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 336 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Am |
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| March 14, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| March 14, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| March 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 334 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Am |
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| March 14, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM SPICER JEFFRIES LLP Certified Public Accountants 4601 DTC BOULEVARD • SUITE 700 DENVER, COLORADO 80237 TELEPHONE: (303) 753-1959 FAX: (303) 753-0338 www. |
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| March 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 333 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Am |
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| March 14, 2024 |
As filed with the U.S. Securities and Exchange Commission on March 14, 2024 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X] Pre-Effective Amendment No. [ ] Post-Effective Amendment No. 335 [X] and REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X] Am |
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| March 12, 2024 |
As filed with the Securities and Exchange Commission on March 12, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2024 |
As filed with the Securities and Exchange Commission on March 11, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2024 |
As filed with the Securities and Exchange Commission on February 13, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 13, 2024 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 February 13, 2024 Ms. Rebecca Ament Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 320 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Strive Mid-Cap ETF Dear Ms. Marquigny: This correspondenc |
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| January 30, 2024 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 January 30, 2024 Ms. Rebecca Ament Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 310 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Keating Active ETF Dear Ms. Marquigny: This correspondence |
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| January 24, 2024 |
Alpha Architect 1-3 Month Box ETF Schedule of Investments June 30, 2023 (Unaudited) Contracts Notional Amount Value PURCHASED OPTIONS - 205. |
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| January 24, 2024 |
Alpha Architect 1-3 Month Box ETF Schedule of Investments June 30, 2023 (Unaudited) Contracts Notional Amount Value PURCHASED OPTIONS - 205. |
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| January 8, 2024 |
As filed with the Securities and Exchange Commission on January 8, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36698 EA Series Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 19 East Eagle Road, |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36698 EA Series Trust / The NASDAQ Stock Market, LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 19 East |
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| December 22, 2023 |
As filed with the Securities and Exchange Commission on December 22, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 15, 2023 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 December 15, 2023 VIA EDGAR Ms. |
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| December 13, 2023 |
As filed with the Securities and Exchange Commission on December 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 22, 2023 |
As filed with the Securities and Exchange Commission on November 22, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 20, 2023 |
As filed with the Securities and Exchange Commission on November 20, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36698 EA Series Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 19 East Eagle Road, |
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| November 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-36698 EA Series Trust / Cboe BZX Exchange, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 19 East Eagl |
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| November 9, 2023 |
As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2023 |
As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2023 |
As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 8, 2023 |
As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 6, 2023 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 November 6, 2023 VIA EDGAR Mr. |
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| November 6, 2023 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 November 6, 2023 VIA EDGAR Mr. |
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| November 3, 2023 |
November 3, 2023 David Matthews Division of Investment Management Disclosure Review & Accounting Office U. |
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| November 2, 2023 |
November 2, 2023 Alison White Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 264 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. White: This correspondence responds to comments received by the unders |
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| November 2, 2023 |
As filed with the Securities and Exchange Commission on November 2, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 1, 2023 |
As filed with the Securities and Exchange Commission on November 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 19, 2023 |
EA Series Trust 19 East Eagle Road Havertown, PA 19083 October 19, 2023 VIA EDGAR U. |
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| October 16, 2023 |
October 16, 2023 Ms. Karen Rossotto U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 226 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 CCM Global Equity ETF Dear Ms. Rossotto: This correspondence responds to comments to the Trust received by the undersigned |
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| October 6, 2023 |
As filed with the Securities and Exchange Commission on October 6, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 4, 2023 |
October 4, 2023 Alison White Senior Counsel U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 264 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. White: This correspondence responds to comments received by the undersi |
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| September 22, 2023 |
September 22, 2023 Mr. David Matthews U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 248 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-2296 TBG Dividend Growth Dear Mr. Matthews: This correspondence responds to comments to the Trust received by the undersigned |
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| September 15, 2023 |
As filed with the Securities and Exchange Commission on September 15, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 1, 2023 |
As filed with the Securities and Exchange Commission on September 1, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2023 |
As filed with the Securities and Exchange Commission on August 28, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2023 |
As filed with the Securities and Exchange Commission on August 4, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2023 |
As filed with the Securities and Exchange Commission on July 25, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A As filed with the U.S. Securities and Exchange Commission on July 13, 2023 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 249 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendmen |
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| July 13, 2023 |
Exhibit (q)(1) POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that each of the undersigned constitutes and appoints Patrick R. |
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| June 12, 2023 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com June 12, 2023 Ms. Rebecca Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 226 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Bushido Capital US Equity ETF Dear Ms. Marquigny: This correspondence responds to comments to the Trust received by the un |
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| May 2, 2023 |
As filed with the Securities and Exchange Commission on May 2, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2023 |
Guru Favorite Stocks ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| April 28, 2023 |
AOT Growth and Innovation ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| April 28, 2023 |
Argent Mid Cap ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| April 28, 2023 |
SPARKLINE INTANGIBLE VALUE ETF Sparkline Intangible Value ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value COMMON STOCKS - 99. |
|
| April 28, 2023 |
Generation Z ETF Schedule of Investments February 28, 2023 (Unaudited) Shares Value COMMON STOCKS - 94. |
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| April 19, 2023 |
As filed with the Securities and Exchange Commission on April 19, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 10, 2023 |
As filed with the Securities and Exchange Commission on April 10, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 6, 2023 |
As filed with the Securities and Exchange Commission on April 6, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 22, 2023 |
March 22, 2023 Keith Carpenter U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 207 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Mr. Carpenter: This correspondence responds to comments received by the undersigned from the staff of the U.S. Securities |
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| March 20, 2023 |
Agreement and Plan of Reorganization – filed herewith. Exhibit (4)(a) FORM OF AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of August 25, 2022 by and among: (i) Bridgeway Funds, Inc. |
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| March 20, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 As filed with the Securities and Exchange Commission on March 20, 2023 1933 Act Registration File No. |
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| March 20, 2023 |
Tax Opinion of Stradley Ronan Stevens & Young, LLP – Filed herewith. Exhibit (12)(a) Stradley Ronon Stevens & Young, LLP 2005 Market Street Suite 2600 Philadelphia, PA 19103 Telephone 215. |
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| March 15, 2023 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com March 15, 2023 Mr. Ray Be U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 204 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Bridges Capital Tactical Equity ETF Dear Mr. Be: This correspondence responds to comments to the Trust received by the undersigned f |
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| March 13, 2023 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-14 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON March 13, 2023 1933 Act Registration File No. |
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| March 13, 2023 |
Tax Opinion of Practus, LLP –Filed herewith. Exhibit (12)(a) March 3, 2023 EA Series Trust 19 E. Eagle Rd. Havertown, PA 19083 Starboard Investment Trust 116 South Franklin Street, P. O. Box 69 Rocky Mount, NC 27082 Re: Fund Reorganization Ladies and Gentlemen: We have acted as counsel to: (i) the Target Entity1, on behalf of the Target Fund, and (ii) the ETF Trust, on behalf of the Acquiring Fund in connection with the Agreement providing f |
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| March 13, 2023 |
Agreement and Plan of Reorganization – filed herewith. Exhibit (4)(a) AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is adopted as of this 28th day of February, 2023 by and among: (i) Starboard Investment Trust (the “Target Entity”), on behalf of its series the Arin Large Cap Theta Fund (the “Target Fund”); and (ii) EA Series Trust (the “Acquiring Entity”), on behalf of its series the Alpha Architect Tail Risk ETF (the “Acquiring Fund”). |
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| March 10, 2023 |
As filed with the Securities and Exchange Commission on March 10, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 9, 2023 |
Exhibit (h)(2)(x) TWENTY-SIXTH AMENDMENT TO THE EA SERIES TRUST FUND ADMINISTRATION SERVICING AGREEMENT This Twenty-sixth Amendment effective as of the last date in the signature block to the Fund Administration Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| March 9, 2023 |
Exhibit (h)(1)(x) TWENTY-SIXTH AMENDMENT TO THE EA SERIES TRUST TRANSFER AGENT SERVICING AGREEMENT This Twenty-sixth Amendment effective as of the last date in the signature block to the Transfer Agent Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| March 9, 2023 |
Post-Effective Amendment No. 220 As filed with the U.S. Securities and Exchange Commission on March 9, 2023 File No. 333-195493 File No. 811-22961 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 220 ☒ and/or REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ☒ Amendmen |
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| March 9, 2023 |
Exhibit (h)(3)(x) TWENTY-SIXTH AMENDMENT TO THE EA SERIES TRUST FUND ACCOUNTING SERVICING AGREEMENT This Twenty-sixth Amendment effective as of the last date in the signature block to the Fund Accounting Servicing Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| March 9, 2023 |
Exhibit (g)(1)(x) TWENTY-SIXTH AMENDMENT TO THE EA SERIES TRUST CUSTODY AGREEMENT This Twenty-sixth Amendment effective as of the last date in the signature block to the Custody Agreement, dated as of October 8, 2014, as amended (the “Agreement”), is entered into by and between EA Series Trust (f/k/a Alpha Architect ETF Trust), a Delaware statutory trust (the “Trust”) and U. |
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| March 1, 2023 |
ALPHA ARCHITECT 1-3 MONTH BOX ETF Alpha Architect 1-3 Month Box ETF Schedule of Investments December 31, 2022 (Unaudited) Principal Amount Value SHORT TERM INVESTMENTS - 100. |
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| March 1, 2023 |
Merlyn.AI Bull-Rider Bear-Fighter ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 99.8% 51,726 iShares 0-5 Year High Yield Corporate Bond ETF $ 2,115,076 91,679 iShares Broad USD High Yield Corporate Bond ETF 3,165,676 42,871 iShares iBoxx High Yield Corporate Bond ETF 3,156,592 42,878 iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF |
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| March 1, 2023 |
Merlyn.AI Bull-Rider Bear-Fighter ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 99.8% 51,726 iShares 0-5 Year High Yield Corporate Bond ETF $ 2,115,076 91,679 iShares Broad USD High Yield Corporate Bond ETF 3,165,676 42,871 iShares iBoxx High Yield Corporate Bond ETF 3,156,592 42,878 iShares Trust iShares 1-5 Year Investment Grade Corporate Bond ETF |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| March 1, 2023 |
Gadsden Dynamic Multi-Asset ETF Gadsden Dynamic Multi-Asset ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 5. |
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| March 1, 2023 |
UPHOLDINGS™ COMPOUND KINGS® ETF UPHOLDINGS™ Compound Kings® ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 100. |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| March 1, 2023 |
Freedom 100 Emerging Markets ETF Freedom 100 Emerging Markets ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 98. |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| March 1, 2023 |
Relative Sentiment Tactical Allocation ETF Relative Sentiment Tactical Allocation ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 99. |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| March 1, 2023 |
Freedom Day Dividend ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 96. |
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| March 1, 2023 |
Alpha Architect U.S. Quantitative Value ETF Schedule of Investments December 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Air Freight & Logistics - 2.0% 55,289 Hub Group, Inc. - Class A (a) $ 4,394,923 Auto Parts & Equipment - 2.0% 47,282 LCI Industries 4,371,221 Automobile Manufacturers - 3.7% 53,112 Thor Industries, Inc. 4,009,425 79,103 Winnebago Industries, Inc. 4,168,728 8,178,153 |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| February 14, 2023 |
11300 Tomahawk Creek Pkwy, Suite 310 ● Leawood, KS 66211 Practus, LLP ● Practus.com February 14, 2023 Ms. Alison White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 202 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Euclidean Fundamental Value ETF Dear Ms. White: This correspondence responds to comments to the Trust received by the under |
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| February 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 17, 2023 |
EA Series Trust 19 East Eagle Road Havertown, Pennsylvania 19083 January 17, 2023 EA Series Trust 19 East Eagle Road Havertown, Pennsylvania 19083 January 17, 2023 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N. |
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| January 11, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on January 23, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| January 10, 2023 |
As filed with the Securities and Exchange Commission on January 10, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 9, 2023 |
January 9, 2023 David Manion U.S. Securities and Exchange Commission Division of Investment Management Disclosure and Accounting Office 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) File Nos.: 333-195493 and 811-22961 Dear Mr. Manion: This correspondence responds to comments received by the undersigned from the staff of the U.S. Securities and Exchange Commission (the “St |
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| December 27, 2022 |
25 1 easeries-dscf25.htm 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-195493 EA Series Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or reg |
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| December 27, 2022 |
8-A12B/A 1 easeries-gdma8a12ba.htm 8-A12B/A As filed with the Securities and Exchange Commission on December 27, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A (Amendment No. 1) FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 EA Series Trust (Exact name of registrant as specified in its |
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| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-195493 EA Series Trust / NYSE Arca, Inc. (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) 19 East Eagle Road, |
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| December 27, 2022 |
As filed with the Securities and Exchange Commission on December 27, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| December 21, 2022 |
NPORT-EX 2 DIVDNPORTEX.htm NPORT-EX Altrius Global Dividend ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Aerospace & Defense - 4.3% 426 BAE Systems PLC ADR (a) $ 15,907 36 General Dynamics Corp. 8,993 21 Lockheed Martin Corp. 10,220 35,120 Apparel, Accessories & Luxury Goods - 1.8% 1,074 Hanesbrands, Inc. 7,325 249 VF Corp. 7,034 14,359 Asset Manageme |
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| December 21, 2022 |
NPORT-EX 2 STRIVENPORTEX.htm NPORT-EX Strive U.S. Energy ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Aerospace & Defense - 0.2% 16,327 BWX Technologies, Inc. $ 930,313 Construction & Engineering - 0.3% 37,620 MDU Resources Group, Inc. 1,071,418 Electric Utilities - 2.0% 179,322 Exelon Corp. 6,920,036 8,803 IDACORP, Inc. 921,674 7,841,710 Electrical C |
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| December 21, 2022 |
Burney U.S. Factor Rotation ETF Burney U.S. Factor Rotation ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 95.1% Aerospace & Defense - 5.7% 157 Boeing Co. (a) $ 22,374 6,506 General Dynamics Corp. 1,625,199 1,634 Huntington Ingalls Industries, Inc. 420,052 6,394 L3Harris Technologies, Inc. 1,575,929 1,160 Lockheed Martin Corp. 564,549 24,847 Moog, Inc. - Class A 2,105,783 15,168 Raytheon Te |
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| December 21, 2022 |
Strive U.S. Energy ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Aerospace & Defense - 0.2% 16,327 BWX Technologies, Inc. $ 930,313 Construction & Engineering - 0.3% 37,620 MDU Resources Group, Inc. 1,071,418 Electric Utilities - 2.0% 179,322 Exelon Corp. 6,920,036 8,803 IDACORP, Inc. 921,674 7,841,710 Electrical Components & Equipment - 0.2% 37,624 Su |
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| December 21, 2022 |
Strive U.S. Energy ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.7% Aerospace & Defense - 0.2% 16,327 BWX Technologies, Inc. $ 930,313 Construction & Engineering - 0.3% 37,620 MDU Resources Group, Inc. 1,071,418 Electric Utilities - 2.0% 179,322 Exelon Corp. 6,920,036 8,803 IDACORP, Inc. 921,674 7,841,710 Electrical Components & Equipment - 0.2% 37,624 Su |
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| December 21, 2022 |
Discipline Fund ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value INVESTMENT COMPANIES - 99. |
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| December 21, 2022 |
ROC ETF Schedule of Investments October 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 97. |
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| December 19, 2022 |
Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of the EA Series Trust and to the use of our report dated August 25, 2022 on the financial statements and financial highlights of Omni Tax-Managed Small-Cap Value Fund, a series of shares of beneficial interest in Bridgeway Funds, Inc. |
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| December 19, 2022 |
Proxy Statement/Prospectus of BOTSX (“Proxy Statement/Prospectus AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 19, 2022 File No. |
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| December 19, 2022 |
Form of Proxy Card – Filed herewith. Exhibit (17)(d) Omni Tax-Managed Small-Cap Value Fund A Series of Bridgeway Funds, Inc. |
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| December 19, 2022 |
Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of EA Bridgeway Omni Small-Cap Value ETF, a series of EA Series Trust, under the heading “Independent Registered Public Accounting Firm” in the Proxy Statement/Prospectus. COHEN & COMPANY, LTD. Milwaukee, Wisconsin December 19, 2022 |
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| December 16, 2022 |
December 16, 2022 Alison White U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Post-Effective Amendment No. 128 to the Registration Statement on Form N-1A (the “Amendment”) File Nos.: 333-195493 and 811-22961 Dear Ms. White: This correspondence is being filed to update certain information in the Amendment as it relates to Strive Emerg |
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| December 14, 2022 |
Comparison of Maryland and Delaware Governing Instruments and State Law CORRESP 1 filename1.htm December 9, 2022 Rebecca Ament Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust (the “Trust”) Registration Statement on Form N-14 (the “Registration Statement”) File No.: 333-265923 Dear Ms. Marquigny: This correspondence responds to the supplemental comments received by the undersigned from the staff of the U.S. Se |
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| December 13, 2022 |
EA Series Trust 19 East Eagle Road Havertown, Pennsylvania 19083 December 13, 2022 EA Series Trust 19 East Eagle Road Havertown, Pennsylvania 19083 December 13, 2022 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street, N. |
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| November 23, 2022 |
Powers of Attorney – Filed herewith. Exhibit (16)(a) EA SERIES TRUST POWER OF ATTORNEY The undersigned trustees of EA Series Trust (the “Trust”) hereby appoint Wesley R. |
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| November 23, 2022 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 23, 2022 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 23, 2022 File No. |
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| November 23, 2022 |
Exhibit (14)(b) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the references to our firm in the Registration Statement on Form N-14 of EA Series Trust and to the use of our report dated April 27, 2022 on the financial statements and financial highlights of Arin Large Cap Theta Fund, a series of shares of beneficial interest in Starboard Investment Trust. |
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| November 23, 2022 |
Exhibit (14)(a) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the references to our firm in this Registration Statement on Form N-14 of Alpha Architect Tail Risk ETF, a series of EA Series Trust, under the headings “Independent Registered Public Accounting Firm” in the Proxy Statement/Prospectus. COHEN & COMPANY, LTD. Milwaukee, Wisconsin November 23, 2022 |
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| November 23, 2022 |
Legal Opinion of Practus, LLP– Filed herewith. Exhibit (11)(a) November 23, 2022 EA Series Trust 19 Eagle Road Havertown, PA 19083 RE: Opinion of Counsel regarding the Registration Statement filed on Form N-14 under the Securities Act of 1933, as amended (the “Securities Act”) (File No. |
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| November 23, 2022 |
Form of Proxy Card – Filed herewith. Exhibit (17)(d) |
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| November 22, 2022 |
CORRESP 1 filename1.htm November 22, 2022 Rebecca Ament Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Melissa McDonough U.S. Securities and Exchange Commission Staff Accountant, Division of Investment Management U.S. Securities and Exchange Commission 33 Arch Street Boston, MA 02110 Re: EA Series Trust (the “Trust”) Registration Statement on Form N-14 (the |
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| November 21, 2022 |
As filed with the Securities and Exchange Commission on November 21, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 21, 2022 |
As filed with the Securities and Exchange Commission on November 21, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| November 15, 2022 |
As filed with the Securities and Exchange Commission on November 15, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 10, 2022 |
November 10, 2022 Rebecca Ament Marquigny U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: EA Series Trust Delaying Amendment for Registration Statement on Form N-14 File No.: 333-267825 Dear Ms. Marquigny: Pursuant to Rule 473 of the Securities Act of 1933, the following delaying amendment is hereby incorporated into the Trust’s Registration Statement on Form N-14 |
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| November 7, 2022 |
As filed with the Securities and Exchange Commission on November 7, 2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 26, 2022 |
Sparkline Intangible Value ETF Sparkline Intangible Value ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| October 26, 2022 |
AOT Growth and Innovation ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99. |
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| October 26, 2022 |
Generation Z ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 96. |
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| October 26, 2022 |
Viridi Bitcoin Miners ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 95. |
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| October 26, 2022 |
NPORT-EX 2 e136684AMIDNPORTEX.htm NPORT-EX Argent Mid Cap ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 99.3% Apparel Retail - 1.2% 7,845 Victoria’s Secret & Co. (a) $ 262,337 Application Software - 5.0% 2,491 Aspen Technology, Inc. (a) 524,605 1,383 Fair Isaac Corp. (a) 621,520 1,146,125 Asset Management & Custody Banks - 1.9% 16,383 Victory Capital Holdings |
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| October 26, 2022 |
Guru Favorite Stocks ETF Schedule of Investments August 31, 2022 (Unaudited) Shares Value COMMON STOCKS - 95. |
