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| LEI | LUZQVYP4VS22CLWDAR65 |
| CIK | 66740 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to 3M Company
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| August 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 11, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| July 18, 2025 |
3M Reports Second-Quarter 2025 Results, Increases Full-Year EPS Guidance Exhibit 99.1 3M Reports Second-Quarter 2025 Results, Increases Full-Year EPS Guidance •GAAP sales of $6.3 billion, up 1.4%; operating margin 18.0%, down (230) bps; EPS of $1.34, down 38%, all YoY ◦Adjusted sales of $6.2 billion with organic growth of 1.5% YoY ◦Adjusted operating margin of 24.5%, up 290 bps YoY ◦Adjusted EPS of $2.16, up 12% YoY •Operating cash flow of $(1.0) billion with adjusted |
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| July 18, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 18, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M COM |
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| July 18, 2025 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the second quarter of 2025, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Num |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report 3M COMPANY (Exact name of registrant as specified in Its charter) Delaware (State or other jurisdiction of incorporation) File No. |
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| May 30, 2025 |
CONFLICT MINERALS REPORT OF 3M COMPANY FOR THE YEAR ENDED DECEMBER 31, 2024 CONFLICT MINERALS REPORT OF 3M COMPANY FOR THE YEAR ENDED DECEMBER 31, 2024 INTRODUCTION This Conflict Minerals Report (this “Report”) for 3M Company (“3M”, “Company,” “we,” “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 for the reporting period from January 1 to December 31, 2024 (the “Reporting Period”). |
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| May 14, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 13, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 12, 2025 |
3M Resolves PFAS-Related Claims with the State of New Jersey Exhibit 99.2 3M Resolves PFAS-Related Claims with the State of New Jersey The agreement, which is subject to court approval, includes: •A pre-tax present value commitment of approximately $210 million to resolve the legacy Chambers Works litigation and other elements of the settlement. •A pre-tax present value commitment of approximately $75 million to resolve current and future statewide claims, |
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| May 12, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 12, 2025 |
UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY Exhibit 99.1 MATTHEW J. PLATKIN ATTORNEY GENERAL OF NEW JERSEY R.J. Hughes Justice Complex 25 Market Street, P.O. Box 093 Trenton, New Jersey 08625-0093 Attorney for Plaintiffs By: Gwen Farley Deputy Attorney General Attorney ID No. 000081999 Ph. (609) 376-2740 [email protected] UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY NEW JERSEY DEPARTMENT OF ENVIRONMENTAL PROTECTION; THE COMMI |
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| May 12, 2025 |
Exhibit 99.1A EXHIBIT A Settlement Payments Schedule This Payment Schedule should be read in conjunction with the JCO, which explains the terms, conditions, and, where necessary, underlying calculations for payments described herein. All capitalized terms shall have the meanings set forth in the JCO. Year Natural Resource Damages relating to Chambers Works1 Natural Resource Damages relating to AFF |
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| April 22, 2025 |
3M Reports First-Quarter 2025 Results Exhibit 99.1 3M Reports First-Quarter 2025 Results •GAAP sales of $6.0 billion, down 1.0% YoY; operating margin 20.9%, up 180 bps YoY; EPS of $2.04, up 61% YoY ◦Adjusted sales of $5.8 billion with organic growth of 1.5% YoY ◦Adjusted operating margin of 23.5%, up 220 bps YoY ◦Adjusted EPS of $1.88, up 10% YoY •Operating cash flow of $(0.1) billion with adjusted free cash flow of $0.5 billion •Upda |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 22, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M CO |
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| April 22, 2025 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the first quarter of 2025, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Numb |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| March 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a Party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 13, 2025 |
Form of Global Note for the Company’s 4.800% Notes due 2030 (Note 1) Exhibit 4.1 (Face of Security) 4.800% NOTES DUE 2030 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHE |
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| March 13, 2025 |
Exhibit 1.1 3M COMPANY $550,000,000 4.800% Notes due 2030 $550,000,000 5.150% Notes due 2035 Underwriting Agreement March 4, 2025 BofA Securities, Inc. Citigroup Global Markets Inc. Deutsche Bank Securities Inc. J.P. Morgan Securities LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o BofA Securities, Inc. One Bryant Park New York, New York 1 |
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| March 13, 2025 |
Form of Global Note for the Company’s 4.800% Notes due 2030 (Note 2) Exhibit 4.2 (Face of Security) 4.800% NOTES DUE 2030 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHE |
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| March 13, 2025 |
Form of Global Note for the Company’s 5.150% Notes due 2035 (Note 2) Exhibit 4.4 (Face of Security) 5.150% NOTES DUE 2035 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHE |
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| March 13, 2025 |
Form of Global Note for the Company’s 5.150% Notes due 2035 (Note 1) Exhibit 4.3 (Face of Security) 5.150% NOTES DUE 2035 THIS SECURITY IS A GLOBAL SECURITY WITHIN THE MEANING OF THE INDENTURE HEREINAFTER REFERRED TO AND IS REGISTERED IN THE NAME OF A DEPOSITARY OR A NOMINEE THEREOF. THIS SECURITY MAY NOT BE EXCHANGED IN WHOLE OR IN PART FOR A SECURITY REGISTERED, AND NO TRANSFER OF THIS SECURITY IN WHOLE OR IN PART MAY BE REGISTERED, IN THE NAME OF ANY PERSON OTHE |
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| March 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 5, 2025 |
$1,100,000,000 3M Company $550,000,000 4.800% Notes due 2030 $550,000,000 5.150% Notes due 2035 TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) File No. 333-269639 PROSPECTUS SUPPLEMENT (To prospectus dated February 8, 2023) $1,100,000,000 3M Company $550,000,000 4.800% Notes due 2030 $550,000,000 5.150% Notes due 2035 We are offering $550,000,000 aggregate principal amount of 4.800% Notes due 2030 (the “2030 notes”) and $550,000,000 aggregate principal amount of 5.150% Notes due 2035 ( |
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| March 5, 2025 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 3M CO Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt 4. |
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| March 4, 2025 |
SUBJECT TO COMPLETION, DATED MARCH 4, 2025 TABLE OF CONTENTS This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, as amended, but are not complete and may be changed. |
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| March 4, 2025 |
3M Company $550,000,000 4.800% Notes due 2030 $550,000,000 5.150% Notes due 2035 Summary of Terms Filed Pursuant to Rule 433 Dated March 4, 2025 Registration Statement No. 333-269639 3M Company $550,000,000 4.800% Notes due 2030 $550,000,000 5.150% Notes due 2035 Summary of Terms 4.800% Notes due 2030 Issuer: 3M Company Expected Ratings*: A3 (Stable) / BBB+ (Stable) / A- (Stable) (Moody’s/S&P/Fitch) Security Description: SEC-Registered Fixed Rate Notes Principal Amount: $550,000,000 Trade Date |
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| February 26, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 26, 2025 |
Exhibit 99.1 3M Provides Medium-Term Financial Outlook at 2025 Investor Day; Presents Strategic Priorities that Will Drive Growth, Operational Excellence, and Return Cash to Shareholders •Highlights innovation and commercial excellence initiatives that will accelerate sales growth to outperform macro •Outlines operational excellence strategies to drive margin expansion, earnings growth, and strong |
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| February 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 18, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 4, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 10, 2025 |
3M Announces New Board Appointments Exhibit 99.1 3M Announces New Board Appointments •William Brown to become Chairman of the Board of Directors •Mike Roman to retire as Executive Chairman and Director and become Executive Advisor to the Board •David Bozeman elected to the Board •Amy Hood does not intend to stand for reelection ST. PAUL, Minn. – February 10, 2025 – 3M (NYSE: MMM) announced today changes to its Board of Directors and |
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| February 5, 2025 |
EX-24 5 mmm-20241231xex24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and the Principal Executive, Principal Financial and Principal Accounting Officers of 3M COMPANY, a Delaware corporation (the “Company”), hereby constitute and appoint Michael F. Roman, William M. Brown, Anurag Maheshwari, Theresa E. Reinseth, Kevin H. Rhodes, Israel Owodunni, and each of them, his o |
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| February 5, 2025 |
EXHIBIT 10.45 3M COMPANY 2016 LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Pursuant to the 3M Company 2016 Long-Term Incentive Plan (as amended from time to time, the “Plan”), 3M Company (the “Company”) granted to the participant listed below (“Participant”) the performance shares described below (the “Performance Shares”). The Performance Shares are subject to the terms and conditio |
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| February 5, 2025 |
Subsidiaries of the Registrant. Exhibit 21 3M COMPANY AND CONSOLIDATED SUBSIDIARIES (PARENT AND SUBSIDIARIES) AS OF DECEMBER 31, 2024 Name of Company Organized Under Law of Registrant – 3M Company Delaware Consolidated subsidiaries of the Registrant: 3M Financial Management Company Delaware 3M Innovative Properties Company Delaware 3M Interamerica LLC Delaware Aearo Technologies LLC Delaware 3M Chemical Operations LLC Delaware 3M Fall Protection Company Delaware 3M Foreign Holding LLC Delaware Scott Technologies, Inc. |
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| February 5, 2025 |
3M Company Insider Trading Policies and Procedures. EXHIBIT 19 3M Company Insider Trading Policies and Procedures 3M Company Securities Trading and Insider Information Policy 3M Company Securities Trading and Insider Information Policy Applies To This document applies to all 3M and subsidiary employees and those acting on behalf of 3M or its subsidiaries, including consultants and contract workers. |
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| February 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-3285 3M COMPANY |
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| February 5, 2025 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the year of 2024, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Number Sectio |
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| February 5, 2025 |
Recoupment Policy, as adopted on May 9, 2023, is filed herewith. EXHIBIT 97 3M COMPANY RECOUPMENT POLICY 1. Introduction The Board of Directors (the “Board”) of 3M Company (the “Company”) has adopted this Recoupment Policy (this “Policy”) to foster a culture of compliance, further develop a compensation scheme that rewards integrity and accountability, and to reinforce the Company’s pay-for-performance and compliance compensation philosophy. 2. Administration T |
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| January 21, 2025 |
3M Reports Fourth-Quarter and Full-Year 2024 Results; Initiates Full-Year 2025 Financial Guidance Exhibit 99.1 3M Reports Fourth-Quarter and Full-Year 2024 Results; Initiates Full-Year 2025 Financial Guidance •Q4 sales of $6.0 billion, up 0.1% YoY; adjusted sales of $5.8 billion with organic growth up 2.1% YoY •Q4 GAAP EPS from continuing operations of $1.33, up 17% YoY; adjusted EPS from continuing operations of $1.68, down 2% YoY •Full-year sales of $24.6 billion, down 0.1% YoY; adjusted sal |
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| January 21, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 21, 2025 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 22, 2024 |
3M Reports Third-Quarter Results; Raises Full-Year 2024 Earnings Guidance Exhibit 99.1 3M Reports Third-Quarter Results; Raises Full-Year 2024 Earnings Guidance •Sales of $6.3 billion, up 0.4% YoY •Adjusted sales of $6.1 billion with organic growth up 1.0% YoY •GAAP EPS from continuing operations of $2.48, up 154% YoY •Adjusted EPS from continuing operations of $1.98, up 18% YoY •Operating cash flow of $(1.8) billion with adjusted free cash flow of $1.5 billion •Updatin |
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| October 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 22, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 22, 2024 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the third quarter of 2024, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Numb |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3 |
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| October 17, 2024 |
MMM / 3M Company / STATE STREET CORP Passive Investment SC 13G/A 1 3MCo.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 3M CO (Name of Issuer) COMMON STOCK (Title of Class of Securities) 88579Y101 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| August 20, 2024 |
Mine Safety - Reporting of Shutdowns and Patterns of Violations UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 13, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| August 1, 2024 |
3M Appoints New Chief Financial Officer Anurag Maheshwari to join 3M on September 1 Exhibit 99.2 3M Appoints New Chief Financial Officer Anurag Maheshwari to join 3M on September 1 ST. PAUL, Minn.— August 1, 2024—3M (NYSE:MMM) announced today that Anurag Maheshwari is appointed Executive Vice President and Chief Financial Officer (CFO), effective September 1, 2024. Maheshwari currently serves as Executive Vice President and Chief Financial Officer for Otis Worldwide Corporation ( |
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| August 1, 2024 |
Exhibit 99.1 July 26, 2024 Anurag Maheshwari c/o 3M Company 3M Center St. Paul, Minnesota 55144 Dear Anurag: Congratulations! I am pleased to present this at will employment offer for you to join 3M Company (“3M” or the “Company”) as Executive Vice President and Chief Financial Officer reporting to 3M’s Chief Executive Officer. Start Date; Work Location. Your first day of employment with the Compa |
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| August 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 1, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 26, 2024 |
is incorporated by reference from our Form 10-Q for the quarter ended EXHIBIT 10.1 March 8, 2024 William Brown c/o 3M Company 3M Center St. Paul, Minnesota 55144 Dear Bill: Congratulations! I am pleased to present this at-will employment offer for you to join 3M Company (“3M” or the “Company”) as Chief Executive Officer, reporting to 3M’s Board of Directors. We hope that you share our enthusiasm for the growth opportunities and rewards that will be available to you |
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| July 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 26, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 26, 2024 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the second quarter of 2024, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Num |
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| July 26, 2024 |
3M Delivers Strong Second-Quarter Results; Company Updates Full-Year 2024 Earnings Guidance Exhibit 99.1 3M Delivers Strong Second-Quarter Results; Company Updates Full-Year 2024 Earnings Guidance •Sales of $6.3 billion, down 0.5% YoY •Adjusted sales of $6.0 billion with organic growth up 1.2% YoY •GAAP EPS from continuing operations of $2.17, up 117% YoY •Adjusted EPS from continuing operations of $1.93, up 39% YoY •Operating cash flow of $1.0 billion with adjusted free cash flow of $1. |
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| July 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M COM |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 3, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| July 10, 2024 |
3M Announces Departure of Chief Financial Officer Exhibit 99.1 3M Announces Departure of Chief Financial Officer Monish Patolawala to leave 3M on July 31, 2024 ST. PAUL, Minn.-(BUSINESS WIRE)— July 10, 2024 3M (NYSE:MMM) announced today the resignation of Monish Patolawala, President and Chief Financial Officer, effective July 31, 2024, to pursue another opportunity. Mr. Patolawala will stay on through July 31, 2024, to ensure an orderly transiti |
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| June 13, 2024 |
3M transfers a portion of U.S. pension payment obligations Exhibit 99.1 3M transfers a portion of U.S. pension payment obligations St. Paul, Minn., June 13, 2024 – 3M (NYSE: MMM) announced that it purchased a group annuity contract and will transfer a portion of its U.S. pension payment obligations under the 3M Employee Retirement Income Plan (ERIP) to Metropolitan Tower Life Insurance Company (Met Tower Life), an insurance company. Under the contract, 3M |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 13, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report 3M COMPANY (Exact name of registrant as specified in Its charter) Delaware (State or other jurisdiction of incorporation) File No. |
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| May 31, 2024 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF 3M COMPANY FOR THE YEAR ENDED DECEMBER 31, 2023 INTRODUCTION This Conflict Minerals Report (this “Report”) for 3M Company (“3M”, “Company,” “we,” “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 for the reporting period from January 1 to December 31, 2023. “Conflict Minerals” are defined by the Securities and Exchan |
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| May 16, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 14, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 30, 2024 |
Amended and Restated 3M Nonqualified Pension Plan I is Exhibit 10.12 3M NONQUALIFIED PENSION PLAN I (Amended and Restated Effective April 1, 2024) TABLE OF CONTENTS Page INTRODUCTION 1 ARTICLE 1. DEFINITIONS 4 1.1. Annuity Starting Date 1.2. Code 1.3. Compensation and Talent Committee 1.4. Discharge for Cause 1.5. ERIP 1.6. Former Member 1.7. Member 1.8. Nonqualified Plan I 1.9. Nonqualified Plan I Benefit 1.10. Plan Administrator 1.11. Retirement; Re |
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| April 30, 2024 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the first quarter of 2024, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine (including Greystone Plant): Mine or Operating Name/MSHA Identification Numb |
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| April 30, 2024 |
Amended and Restated 3M Nonqualified Pension Plan I Exhibit 10.14 3M NONQUALIFIED PENSION PLAN III (Amended and Restated Effective April 1, 2024) TABLE OF CONTENTS Page INTRODUCTION 1 ARTICLE 1. DEFINITIONS 3 1.1. Annuity Starting Date 1.2. Code 1.3. Compensation and Talent Committee 1.4. Discharge for Cause 1.5. ERIP 1.6. Former Member 1.7. Member 1.8. Nonqualified Plan I 1.9. Nonqualified Plan II 1.10. Nonqualified Plan III 1.11. Nonqualified Pla |
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| April 30, 2024 |
Exhibit 99.1 3M First-Quarter Results Driven by Strong Operational Performance; Company Initiates Full-Year 2024 Guidance Reflecting Completion of Solventum Spin •Company delivers strong first quarter results: - Sales of $8.0 billion, down 0.3% YoY; adjusted sales of $7.7 billion with organic growth up ~1% YoY - GAAP earnings per share of $1.67, down 5% YoY; adjusted earnings of $2.39, up double d |
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| April 30, 2024 |
Amended and Restated 3M Nonqualified Pension Plan I Exhibit 10.13 3M NONQUALIFIED PENSION PLAN II (Amended and Restated Effective April 1, 2024) TABLE OF CONTENTS Page INTRODUCTION 1 ARTICLE 1. DEFINITIONS 4 1.1. Annuity Starting Date 1.2. Code 1.3. Compensation and Talent Committee 1.4. Discharge for Cause 1.5. ERIP 1.7. Member 1.8. Nonqualified Plan I 1.8. Nonqualified Plan II 1.8. Nonqualified Plan II Benefit 1.11. Plan Administrator 1.12. Retir |
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| April 30, 2024 |
Aircraft Time Sharing Agreement, as of March 7, 2024, is filed herewith. EXHIBIT 10.1 AIRCRAFT TIME SHARING AGREEMENT THIS AIRCRAFT TIME SHARING AGREEMENT (this “Agreement”) is made and entered into effective March 7, 2024, by and between 3M Company, a Delaware corporation (the “Operator”), and Michael F. Roman (the “Lessee”). RECITALS WHEREAS, Operator owns and/or operates the aircraft (individually and/or collectively, as the case may be, the “Aircraft”) listed on Sc |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M CO |
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| April 30, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 30, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 30, 2024 |
Amended and Restated 3M VIP Excess Plan Exhibit 10.11 3M VIP Excess Plan INTRODUCTION AND PURPOSE The purpose of this Plan is to attract and incent eligible highly compensated employees to remain with 3M by offering them the opportunity to earn additional retirement benefits by deferring the receipt of a portion of their compensation on a tax-favored basis, with the belief that such opportunity will permit these employees to increase th |
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| April 4, 2024 |
Exhibit 10.8 EXECUTION VERSION MASTER SUPPLY AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 Article 1 Definitions 6 Section 1.1. Certain Defined Terms. 6 Section 1.2. Other Defined Terms 9 Section 1.3. Hierarchy. 9 Article 2 General 10 Section 2.1. Affiliate Sub-Agreement. 10 Section 2.2. Compliance with Law and Other Requirements. 10 Section 2.3. Performa |
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| April 4, 2024 |
Exhibit 10.9 EXECUTION VERSION REVERSE MASTER SUPPLY AGREEMENT BY AND BETWEEN SOLVENTUM CORPORATION AND 3M COMPANY DATED AS OF MARCH 31, 2024 Article 1 Definitions 6 Section 1.1. Certain Defined Terms. 6 Section 1.2. Other Defined Terms 9 Section 1.3. Hierarchy. 9 Article 2 General 10 Section 2.1. Affiliate Sub-Agreement. 10 Section 2.2. Compliance with Law and Other Requirements. 10 Section 2.3. |
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| April 4, 2024 |
EX-2.1 2 exhibit21-8xk.htm EX-2.1 Exhibit 2.1 EXECUTION VERSION SEPARATION AND DISTRIBUTION AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.1 Certain Defined Terms 2 Section 1.2 Other Defined Terms 20 ARTICLE II THE SEPARATION 21 Section 2.1 Transfer of Assets and Assumption of Liabilities 21 Section |
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| April 4, 2024 |
3M Company UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 3M Company UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On April 1, 2024, 3M Company (the “Company”, “3M”, “we”, “our” and “us”), completed the previously announced separation of its Health Care business, into a separate, independent publicly traded company, Solventum, Corporation (“Solventum”). The separation was structured as a spin-off, which occurred by way of a |
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| April 4, 2024 |
Exhibit 99.1 3M Completes Spin-off of Solventum ST. PAUL, Minn., April 1, 2024 /PRNewswire/ - Today, 3M completed the planned spin-off of its health care business, which formally launches Solventum Corporation as an independent company. Solventum is listed on the New York Stock Exchange as SOLV. "This is an important day for 3M and Solventum, and I extend my sincere congratulations to members of b |
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| April 4, 2024 |
Exhibit 10.3 EXECUTION VERSION EMPLOYEE MATTERS AGREEMENT by and between 3M COMPANY and SOLVENTUM CORPORATION dated as of March 31, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 1 ARTICLE II GENERAL PRINCIPLES 5 2.1 Assumption and Retention of Liabilities; Related Assets 5 2.2 Individual Agreements 5 2.3 Commercially Reasonable Efforts 6 2.4 Regulatory Compliance 6 2.5 Non-U.S. Jurisdictions 6 |
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| April 4, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 31, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 4, 2024 |
Exhibit 10.6 EXECUTION VERSION STOCKHOLDER AND REGISTRATION RIGHTS AGREEMENT This STOCKHOLDER AND REGISTRATION RIGHTS AGREEMENT, dated as of March 31, 2024 (this “Agreement”), is by and between 3M Company, a Delaware corporation (“Parent”), and Solventum Corporation, a Delaware corporation (“SpinCo”). WHEREAS, Parent currently owns all of the issued and outstanding shares of common stock, par valu |
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| April 4, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 1, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 4, 2024 |
Exhibit 10.2 EXECUTION VERSION TAX MATTERS AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 TABLE OF CONTENTS Page Article 1. Definition of Terms 2 Article 2. Responsibility for Tax Liabilities 13 Section 2.01 General Rule 13 Section 2.02 Allocation of Federal Taxes 13 Section 2.03 Allocation of State Taxes 14 Section 2.04 Allocation of Foreign Taxes 14 Sect |
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| April 4, 2024 |
Exhibit 10.7 EXECUTION VERSION INTELLECTUAL PROPERTY CROSS LICENSE AGREEMENT BY AND AMONG 3M COMPANY 3M INNOVATIVE PROPERTIES COMPANY 3M HEALTHCARE US OPCO LLC AND SOLVENTUM INTELLECTUAL PROPERTIES COMPANY DATED AS OF MARCH 31, 2024 TABLE OF CONTENTS PAGE Article 1 Definitions 1 Section 1.1. Certain Defined Terms 1 Section 1.2. Other Definitions 6 Section 1.3. Hierarchy 7 Article 2 License Grants |
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| April 4, 2024 |
Exhibit 10.4 EXECUTION VERSION Certain confidential information contained in this document, marked by brackets and asterisks ([***]), has been omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. TRANSITION DISTRIBUTION SERVICES AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 CONTENTS CLAUSE PAGE Article |
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| April 4, 2024 |
Exhibit 10.5 EXECUTION VERSION TRANSITION CONTRACT MANUFACTURING AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 Article 1 Definitions 5 Section 1.1. Certain Defined Terms. 5 Section 1.2. Other Defined Terms 7 Section 1.3. Hierarchy 8 Article 2 Contract Manufacturing Services 8 Section 2.1. Transition Contract Manufacturing Services; Products 8 Section 2.2. |
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| April 4, 2024 |
Exhibit 10.1 EXECUTION VERSION TRANSITION SERVICES AGREEMENT BY AND BETWEEN 3M COMPANY AND SOLVENTUM CORPORATION DATED AS OF MARCH 31, 2024 Section 1.1. Section 1.1. Certain Defined Terms. 6 Section 1.2. Other Defined Terms 8 Section 1.3. Hierarchy. 9 Article 2 Transition Services 9 Section 2.1. Transition Services. 9 Section 2.2. Service Provider’s Affiliates and Third Party Providers. 10 Section |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 27, 2024 |
Sincerely, Michael F. Roman Chairman of the Board and Chief Executive Officer James R. Fitterling Lead Independent Director* (*Effective April 3, 2024) March 27, 2024 Dear Shareholder: On behalf of the Board of Directors and our senior management team, we are pleased to invite you to attend 3M’s Annual Meeting of Shareholders on Tuesday, May 14, 2024, at 8:30 a.m., Central Daylight Time at www.vir |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| March 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 8, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| March 12, 2024 |
3M Announces New Leadership Appointments Exhibit 99.1 3M Announces New Leadership Appointments William Brown appointed 3M Chief Executive Officer, Michael Roman appointed 3M Executive Chairman effective May 1, 2024 ST. PAUL, Minn., March 12, 2024 /PRNewswire/ - 3M (NYSE:MMM) today announced that William M. “Bill” Brown is appointed chief executive officer, effective May 1, 2024. He succeeds Michael Roman, who is appointed to the role of |
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| March 8, 2024 |
Exhibit 99.1 3M Board of Directors Approves Spin-off of Solventum Record date set for March 18, 2024 and distribution date set for April 1, 2024 ST. PAUL, Minn., March 8, 2024 /PRNewswire/ - 3M (NYSE: MMM) today announced that its Board of Directors has approved the planned spin-off of its Health Care business, which will be known as Solventum Corporation. The company is anticipated to spin off fr |
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| March 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 8, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 27, 2024 |
Exhibit 4.1 EXECUTION COPY SOLVENTUM CORPORATION, as the Company and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION Trustee INDENTURE Dated as of February 27, 2024 CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 310 THROUGH 318, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939: TRUST INDENTURE INDENTURE SECTION(S) ACT SECTION Section 310 (a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not A |
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| February 27, 2024 |
Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT dated February 27, 2024 (this “Agreement”) is entered into by and among Solventum Corporation, a Delaware corporation (the “Company”), 3M Company, a Delaware corporation (the “Guarantor”), and Goldman Sachs & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC as representatives (collec |
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| February 27, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 27, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 27, 2024 |
Exhibit 4.2 EXECUTION COPY SOLVENTUM CORPORATION and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of February 27, 2024 to INDENTURE Dated as of February 27, 2024 Relating to $1,000,000,000 of 5.450% Senior Notes due 2027 $1,500,000,000 of 5.400% Senior Notes due 2029 $1,000,000,000 of 5.450% Senior Notes due 2031 $1,650,000,000 of 5.600% Senior No |
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| February 27, 2024 |
Exhibit 4.4 EXECUTION COPY PARENT GUARANTEE AGREEMENT by 3M COMPANY in favor of U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION as Trustee for the Holders of the $1,000,000,000 of 5.450% Senior Notes due 2027 $1,500,000,000 of 5.400% Senior Notes due 2029 $1,000,000,000 of 5.450% Senior Notes due 2031 $1,650,000,000 of 5.600% Senior Notes due 2034 $1,250,000,000 of 5.900% Senior Notes due 2054 $500, |
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| February 13, 2024 |
MMM / 3M Company / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0155-3mco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 10)* Name of issuer: 3M Co Title of Class of Securities: Common Stock CUSIP Number: 88579Y101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to wh |
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| February 7, 2024 |
EX-24 5 mmm-20231231xex24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and the Principal Executive, Principal Financial and Principal Accounting Officers of 3M COMPANY, a Delaware corporation (the “Company”), hereby constitute and appoint Michael F. Roman, Monish Patolawala, Theresa E. Reinseth, Kevin H. Rhodes, Israel Owodunni and Michael M. Dai, and each of them, his |
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| February 7, 2024 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the year of 2023, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Number Section |
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| February 7, 2024 |
EXHIBIT 10.15 3M EXECUTIVE SEVERANCE PLAN SUMMARY PLAN DESCRIPTION Effective Date: August 9, 2023 I. Introduction The purpose and intent of this 3M Executive Severance Plan (“Plan”) is to provide separation benefits to certain eligible employees of 3M Company (“3M”) or an affiliate of 3M participating in the Plan (each, a “Participating Employer”) who are involuntarily discharged from employment o |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-3285 3M COMPANY |
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| February 7, 2024 |
Subsidiaries of the Registrant. Exhibit 21 3M COMPANY AND CONSOLIDATED SUBSIDIARIES (PARENT AND SUBSIDIARIES) AS OF DECEMBER 31, 2023 Name of Company Organized Under Law of Registrant – 3M Company Delaware Consolidated subsidiaries of the Registrant: 3M Financial Management Company Delaware 3M Healthcare US Opco LLC Delaware 3M Innovative Properties Company Delaware 3M Interamerica LLC Delaware 3M Purification Inc. |
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| February 7, 2024 |
3M Annual Incentive Plan, as amended (Including amendments through May 8, 2023) EXHIBIT 10.14 3M ANNUAL INCENTIVE PLAN The purposes of the 3M Annual Incentive Plan are to help 3M attract and retain outstanding employees; to stimulate and reward business performance; to align a portion of eligible employees’ pay with business performance, the achievement of plans, and progress toward meeting strategic priorities; and to provide an inc |
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| February 7, 2024 |
3M Company 2016 Long-Term Incentive Plan, as amended EXHIBIT 10.1 3M COMPANY 2016 LONG-TERM INCENTIVE PLAN As amended through May 8, 2023 The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities. This Plan constitutes an amendment and restatement of the 3M Company 2016 Long |
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| February 7, 2024 |
Recoupment Policy, as adopted on May 9, 2023, is filed herewith. EXHIBIT 97 3M COMPANY RECOUPMENT POLICY 1. Introduction The Board of Directors (the “Board”) of 3M Company (the “Company”) has adopted this Recoupment Policy (this “Policy”) to foster a culture of compliance, further develop a compensation scheme that rewards integrity and accountability, and to reinforce the Company’s pay-for-performance and compliance compensation philosophy. 2. Administration T |
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| January 29, 2024 |
Exhibit 99.1 Combat Arms Earplugs Settlement Set to Exceed 98% Participation Milestone 3M has elected to pay $1 billion in cash, instead of stock St. Paul, Minn. Jan. 29, 2024 – Today, 3M (NYSE: MMM) announced that claimant participation in the Combat Arms Earplugs litigation settlement is on track to exceed the 98% participation threshold set forth in the settlement agreement by the final registr |
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| January 29, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 26, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| January 29, 2024 |
Amendment, dated January 26, 2024, to Combat Arms Settlement Agreement dated August 29, 2023, Exhibit 10.1 COMBAT ARMS MASTER SETTLEMENT AGREEMENT (“MSA I”) AMENDMENT This Amendment (“Amendment”) to the Master Settlement Agreement dated August 29, 2023 (“MSA I”) between: (1) 3M Company (“3M”) and Aearo Technologies LLC, an acquired subsidiary of 3M (“Aearo”) (collectively, along with 3M Occupational Safety, Aearo Holding LLC, Aearo Intermediate LLC, Aearo LLC, and Aearo Technologies LLC, “ |
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| January 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 23, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| January 23, 2024 |
Exhibit 99.1 3M Delivers Strong Fourth-Quarter Results; Improves Operational Performance and Exceeds Earnings and Cash Flow Expectations •Results reflect strong operational execution, progress on restructuring, and spending discipline •Well-positioned to continue improving performance, including continued expansion of adjusted operating margins3 in 2024 •Health Care spin remains on track for first |
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| January 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 15, 2024 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| January 16, 2024 |
Combat Arms Earplug Settlement Achieves Another Milestone with Participation of All Wave Plaintiffs Exhibit 99.1 Combat Arms Earplug Settlement Achieves Another Milestone with Participation of All Wave Plaintiffs St. Paul, Minn., Jan. 15, 2024 – Since the Combat Arms Earplug settlement agreement was announced in August 2023, it has received strong and widespread support from claimants and the broader military community. This support has helped the parties and the courts reach the next milestone |
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| November 21, 2023 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 29, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 9, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| November 7, 2023 |
Tom Sweet elected to 3M Board of Directors Exhibit 99.1 Tom Sweet elected to 3M Board of Directors ST. PAUL, Minn., November 7, 2023 /PRNewswire/ - 3M (NYSE: MMM) announced today that Tom Sweet, retired Chief Financial Officer (CFO), Dell Technologies, has been elected to 3M's Board of Directors, effective November 6, 2023. In connection with Mr. Sweet’s election, the Board of Directors increased its size from 11 to 12 members. Mr. Sweet s |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 6, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3 |
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| October 24, 2023 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the third quarter of 2023, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Numbe |
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| October 24, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 24, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 24, 2023 |
Exhibit 99.1 3M Reports Third Quarter 2023 Results; Company Increases Full Year Adjusted Earnings and Cash Flow Expectations •Q3 results reflect strong operational execution, restructuring actions, and proactive spending discipline •Progressing Health Care spin with leadership appointments; expect to complete spin during first half of 2024 •Addressing legal matters with announced Combat Arms settl |
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| September 27, 2023 |
FOIA Confidential Treatment Requested by 3M Company Pursuant to 17 C.F.R. § 200.83 Monish Patolawala President and Chief Financial Officer 3M Company, 3M Center St. Paul, Minnesota 55144 E-mail: [email protected] FOIA Confidential Treatment Requested by 3M Company Pursuant to 17 C.F.R. § 200.83 September 27, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Industrial Applications and Services 100 F. Street N.E. Washingto |
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| September 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 22, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 18, 2023 |
Exhibit 10.1 AMENDMENT NO. 2 TO THE CREDIT AGREEMENT Dated as of September 18, 2023 AMENDMENT NO. 2 TO THE FIVE YEAR CREDIT AGREEMENT (this “Amendment”) by and among 3M COMPANY, a Delaware corporation (the “Company”), the Banks (as defined below) party hereto and JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent (the “Agent”). PRELIMINARY STATEMENTS: (1) The Compan |
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| September 18, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 18, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 29, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| August 29, 2023 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [REDACTED], PURSUANT TO REGULATION S-K ITEM 601(B) OF THE SECURITIES ACT OF 1933, AS AMENDED. |
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| August 29, 2023 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [REDACTED], PURSUANT TO REGULATION S-K ITEM 601(B) OF THE SECURITIES ACT OF 1933, AS AMENDED. |
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| August 29, 2023 |
3M Announces Combat Arms Settlement Exhibit 99.1 3M Announces Combat Arms Settlement St. Paul, Minn., August 29, 2023 – Today, 3M (NYSE: MMM) announced that it has reached an agreement with the court-appointed negotiating plaintiffs’ counsel to resolve the Combat Arms Earplug litigation against Aearo Technologies (Aearo) and 3M. Under the agreement, 3M will contribute a total amount of $6.0 billion between 2023 and 2029, which is st |
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| August 29, 2023 |
CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [REDACTED], PURSUANT TO REGULATION S-K ITEM 601(B) OF THE SECURITIES ACT OF 1933, AS AMENDED. |
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| August 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| August 22, 2023 |
Bryan Hanson Named CEO of 3M’s Health Care Business Group Exhibit 99.1 Bryan Hanson Named CEO of 3M’s Health Care Business Group •Carrie Cox, industry veteran, to serve as independent Chairman of the Board of Directors of new company •Monish Patolawala appointed 3M President and Chief Financial Officer, an expansion of his current leadership role ST. PAUL, Minn. – Aug. 22, 2023 – 3M (NYSE: MMM) today announced the appointment of Bryan C. Hanson as Chief |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 9, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 11, 2023 |
Audrey Choi elected to 3M Board of Directors Exhibit 99.1 Audrey Choi elected to 3M Board of Directors ST. PAUL, Minn., August 11, 2023 - 3M (NYSE: MMM) announced today that Audrey Choi, retired Chief Sustainability Officer and Chief Marketing Officer, Morgan Stanley, has been elected to 3M's Board of Directors, effective August 9, 2023. In connection with Ms. Choi’s election, the Board of Directors increased its size from 10 to 11 members. |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 25, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| July 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M COM |
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| July 25, 2023 |
Exhibit 99.1 3M Reports Second Quarter 2023 Results Proactive Initiatives Drive Strong Quarterly Financial Results; Raises Full-Year Adjusted EPS Guidance ST. PAUL, Minn. – July 25, 2023 − 3M (NYSE: MMM) today reported second quarter 2023 results. “In the second quarter, the actions we took to strengthen our supply chain and restructure the company led to improved service for customers, reduced co |
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| July 25, 2023 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the second quarter of 2023, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Numb |
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| July 10, 2023 |
EXECUTION COPY AMENDMENT NO. 1 TO THE CREDIT AGREEMENT Dated as of July 7, 2023 AMENDMENT NO. 1 TO THE FIVE YEAR CREDIT AGREEMENT (this “Amendment”) by and among 3M COMPANY, a Delaware corporation (the “Company”), the Banks (as defined below) party hereto and JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent (the “Agent”). PRELIMINARY STATEMENTS: (1) The Company, t |
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| July 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 7, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| June 22, 2023 |
Exhibit F- Phase Two Eligible Claimants EXHIBIT F Phase Two Eligible Claimants Primacy Agency [State] PWS Name PWSID PWS Type Primary Source Population Served 1 Mashantucket Pequot Water System 10106001 CWS Groundwater under influence of surfacewater 37,807 1 Mohegan Tribal Utility Authority 10109005 CWS Surfacewater purchased 37,860 2 CATTARAUGUS CWS 20000008 CWS Surfacewater 4,999 2 SAINT REGIS MOHAWK TRIBE 20000005 CWS Surfacewater 5 |
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| June 22, 2023 |
EXHIBIT M SUMMARY NOTICE OF PROPOSED CLASS ACTION SETTLEMENT AND COURT-APPROVAL HEARING In re: Aqueous Film-Forming Foams Products Liability Litigation, MDL No. |
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| June 22, 2023 |
Exhibit E - Phase One Eligible Claimants EXHIBIT E Phase One Eligible Claimants Primacy Agency [State] PWS Name PWSID PWS Type Primary Source Population Served 9 Salt River Public Works 90400109 CWS Groundwater 20,951 AK AMBLER COMMUNITY WATER SYSTEM AK2300214 CWS Groundwater 261 AK BARROW UTILITIES & ELEC. |
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| June 22, 2023 |
EXHIBIT C Notice Plan As detailed below, the Notice Plan provides for individual direct notice via USPS mail to all reasonably identifiable Eligible Claimants, outreach to national and local water organizations, a comprehensive media plan, and the implementation of a dedicated Settlement website and toll-free telephone line where Eligible Claimants can learn more about their rights and options pursuant to the terms of the Settlement. |
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| June 22, 2023 |
Exhibit O - Proceedings to be Stayed EXHIBIT O Proceedings to be Stayed as Against Released Parties Only The list of actions for the Court to stay as to Released Parties only, identified as Tier One or Tier Two bellwether cases under Case Management Order Nos. |
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| June 22, 2023 |
Exhibit P - Letter from Releasing Party EXHIBIT P Letter from Releasing Party Dear [Person or Entity]: This letter regards [Name of Releasing Party / Water System] (“[System]”), the 3M Company (“3M”) and entities affiliated with 3M, and certain provisions in the Settlement Agreement Between Public Water Systems and 3M Company approved by a federal judge on [date of Final Approval] (“the Settlement” or the “Settlement Agreement”). |
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| June 22, 2023 |
EXHIBIT K Payment Schedule CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS AGREEMENT HAS BEEN OMITTED BY MEANS OF REDACTING A PORTION OF THE TEXT AND REPLACING IT WITH [REDACTED], PURSUANT TO REGULATION S-K ITEM 601(B) OF THE SECURITIES ACT OF 1933, AS AMENDED. |
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| June 22, 2023 |
Exhibit G - Systems Near a Manufacturing Site EXHIBIT G Systems Near a Manufacturing Site The list of Public Water Systems associated with a specific PFAS-manufacturing facility owned by 3M 3M Facility Public Water System Cordova Camanche Water Supply Cottage Grove Afton Cottage Grove Denmark Township Lake Elmo Lakeland Municipal Water Oakdale Newport Saint Paul Park West Lakeland Woodbury Decatur West Morgan-East Lawrence Water and Sewer Aut |
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| June 22, 2023 |
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF SOUTH CAROLINA CHARLESTON DIVISION IN RE: AQUEOUS FILM-FORMING FOAMS PRODUCTS LIABILITY LITIGATION MDL No. |
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| June 22, 2023 |
Exhibit L - Bellwether Plaintiffs EXHIBIT L Bellwether Plaintiffs The list of Eligible Claimants that have served as one of the ten Public Water System Bellwether Plaintiffs in the MDL Cases 1. |
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| June 22, 2023 |
EXHIBIT B Notice of Proposed Class Action Settlement and Court Approval Hearing [Proposed Order begins on following page. |
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| June 22, 2023 |
Exhibit D - Proposed Preliminary Approval Order EXHIBIT D Proposed Preliminary Approval Order [Proposed Order begins on following page. |
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| June 22, 2023 |
Exhibit R - Dismissal with Prejudice EXHIBIT R Dismissal with Prejudice Model Dismissals with prejudice per Paragraph 11. |
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| June 22, 2023 |
Exhibit 99.1 3M Resolves Claims by Public Water Suppliers, Supports Drinking Water Solutions for Vast Majority of Americans •Agreement includes present value commitment of up to $10.3 billion payable over 13 years •Provides funding for public water suppliers (PWS) nationwide that have detected PFAS in drinking water, as well as for eligible PWS that may detect PFAS at any level in the future St. P |
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| June 22, 2023 |
Exhibit I - Systems Owned by the Federal Government EXHIBIT I Systems Owned by the Federal Government Public Water Systems owned by the federal government and listed in SDWIS as having as sole “Owner Type” the “Federal government. |
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| June 22, 2023 |
Exhibit J - Systems that Settled PFAS-Related Claims Against 3M EXHIBIT J Systems that Settled PFAS-Related Claims Against 3M The list of Public Water Systems that have settled their PFAS-related Claims against 3M 1. |
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| June 22, 2023 |
Exhibit H - Systems Owned by a State Government EXHIBIT H Systems Owned by a State Government Public Water Systems owned by a state government and listed in SDWIS as having as its sole “Owner Type” a “State government” Note: Inclusion on this Exhibit does not necessarily indicate that the included entity lacks independent authority to sue and be sued. |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 22, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 22, 2023 |
Aqueous Film-Forming Foam (AFFF) Products Liability Litigation (MDL 2873) Public Water System Settlement Claims Form CLAIM SUBMISSION DEADLINE: MM/DD/YYYY INSTRUCTIONS All capitalized terms not otherwise defined herein shall have the meanings set forth in the Settlement Agreement, available for review at www. |
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| June 22, 2023 |
Exhibit N - Potential Eligible Claimant Plaintiffs EXHIBIT N Potential Eligible Claimant Plaintiffs Note: Inclusion on this Exhibit does not necessarily make an entity an Eligible Claimant. |
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| June 22, 2023 |
Exhibit Q - Allocation Procedures EXHIBIT Q Allocation Procedures Allocation Procedures Overview This Document describes the Allocation Procedures referred to in Section 6 of the Settlement Agreement. |
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| May 31, 2023 |
Exhibit 1.01 CONFLICT MINERALS REPORT OF 3M COMPANY FOR THE YEAR ENDED DECEMBER 31, 2022 INTRODUCTION This Conflict Minerals Report (this “Report”) for 3M Company (“3M”, “Company,” “we,” “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 for the reporting period from January 1 to December 31, 2022. “Conflict Minerals” are defined by the Securities and Exchan |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM SD Specialized Disclosure Report 3M COMPANY (Exact name of registrant as specified in Its charter) Delaware (State or other jurisdiction of incorporation) File No. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 12, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 15, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on May 26, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 9, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 11, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 11, 2023 |
Five-Year Credit Agreement dated as of May 11, 2023 Exhibit 10.1 EXECUTION VERSION U.S. $4,250,000,000 FIVE YEAR CREDIT AGREEMENT Dated as of May 11, 2023 Among 3M COMPANY as Borrower, JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK, N.A., as Syndication Agent, DEUTSCHE BANK SECURITIES INC. and BANK OF AMERICA, N.A., as Documentation Agents, and THE BANKS NAMED HEREIN, as Banks JPMORGAN CHASE BANK, N.A., CITIBANK, N.A., DEUTSCHE BANK S |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 25, 2023 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the first quarter of 2023, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Numbe |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 1-3285 3M CO |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 25, 2023 |
3M Reports First-Quarter 2023 Results; Company Announces Restructuring Actions Exhibit 99.1 3M Reports First-Quarter 2023 Results; Company Announces Restructuring Actions ST. PAUL, Minn. – April 25, 2023 − 3M (NYSE: MMM) today reported first-quarter 2023 results. “In the first quarter we continued our relentless focus on serving customers and aggressively managed costs,” said 3M chairman and CEO Mike Roman. “Market trends were as we expected, and we made changes to improve o |
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| March 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| March 22, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ☑ Filed by the Registrant ☐ Filed by a party other than the Registrant CHECK THE APPROPRIATE BOX: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| March 22, 2023 |
Accelerating our transformation 2023 Notice of Annual Meeting & Proxy Statement Tuesday, May 9, 2023 8:30 a. |
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| February 21, 2023 |
EXHIBIT 99 This Current Report on Form 8-K is being furnished to include supplemental unaudited historical information that was updated as a result of the following: •Changes in the measure of segment operating performance used by 3M’s chief operating decision maker impacting 3M’s segment reporting. |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 21, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 9, 2023 |
MMM / 3M Co / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0001-3mco.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 9)* Name of issuer: 3M Co. Title of Class of Securities: Common Stock CUSIP Number: 88579Y101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to wh |
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| February 8, 2023 |
Anne Chow and Pedro Pizarro elected to 3M Board of Directors EXHIBIT 99.1 Anne Chow and Pedro Pizarro elected to 3M Board of Directors ST. PAUL, Minn. Feb. 8, 2023 – 3M (NYSE: MMM) announced today that Anne H. Chow, retired chief executive officer of AT&T Business, and Pedro J. Pizarro, president and chief executive officer of Edison International, have been elected to 3M’s Board of Directors, effective Feb. 9, 2023. In connection with Ms. Chow and Mr. Piza |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) o THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. (Exact name of trustee as specified in its charter) (Jurisdiction of |
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| February 8, 2023 |
Amended and Restated Bylaws of 3M Company EXHIBIT 3(ii) 3M COMPANY AMENDED AND RESTATED BYLAWS As Adopted February 7, 2023 SEAL 1. |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 7, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 8, 2023 |
POWER OF ATTORNEY Each of the undersigned Directors and the Principal Executive, Principal Financial and Principal Accounting Officers of 3M COMPANY, a Delaware corporation, hereby constitute and appoint Michael F. |
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| February 8, 2023 |
EX-24 5 mmm-20211231xex24.htm EX-24 EXHIBIT 24 POWER OF ATTORNEY Each of the undersigned Directors and the Principal Executive, Principal Financial and Principal Accounting Officers of 3M COMPANY, a Delaware corporation (the “Company”), hereby constitute and appoint Michael F. Roman, Monish Patolawala, Theresa E. Reinseth, Kevin H. Rhodes, Israel Owodunni and Michael M. Dai, and each of them, his |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-3285 3M COMPANY |
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| February 8, 2023 |
As filed with the Securities and Exchange Commission on February 8, 2023 Table of Contents As filed with the Securities and Exchange Commission on February 8, 2023 Registration No. |
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| February 8, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-3ASR (Form Type) 3M Company (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(2) Maximum Aggregate Offering Price(2) Fee Rate Amount of Registration Fee Debt Debt Securities Rule 456(b) and |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 7, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| February 8, 2023 |
EXHIBIT 10.33 3M COMPANY 2016 LONG-TERM INCENTIVE PLAN STOCK OPTION AWARD AGREEMENT Pursuant to the 3M Company 2016 Long-Term Incentive Plan (as amended from time to time, the “Plan”), 3M Company (the “Company”) granted to the participant listed below (“Participant”) the stock option described below (the “Option”). The Option is subject to the terms and conditions set forth in this Stock Option Aw |
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| February 8, 2023 |
Subsidiaries of the Registrant. Exhibit 21 3M COMPANY AND CONSOLIDATED SUBSIDIARIES (PARENT AND SUBSIDIARIES) AS OF DECEMBER 31, 2022 Name of Company Organized Under Law of Registrant – 3M Company Delaware Consolidated subsidiaries of the Registrant: 3M Financial Management Company Delaware 3M Global Channel Services, Inc. |
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| February 8, 2023 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the year of 2022, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Number Section |
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| February 8, 2023 |
EXHIBIT 10.32 3M COMPANY 2016 LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT Pursuant to the 3M Company 2016 Long-Term Incentive Plan (as amended from time to time, the “Plan”), 3M Company (the “Company”) granted to the participant listed below (“Participant”) the performance shares described below (the “Performance Shares”). The Performance Shares are subject to the terms and conditio |
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| February 8, 2023 |
EXHIBIT 10.34 3M COMPANY 2016 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT Pursuant to the 3M Company 2016 Long-Term Incentive Plan (as amended from time to time, the “Plan”), 3M Company (the “Company”) granted to the participant listed below (“Participant”) the restricted stock units described below (the “RSUs”). The RSUs are subject to the terms and conditions set forth in this |
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| January 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 24, 2023 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| January 24, 2023 |
3M Reports Fourth-Quarter and Full-Year 2022 Results Exhibit 99.1 3M Reports Fourth-Quarter and Full-Year 2022 Results ST. PAUL, Minn. – January 24, 2023 − 3M (NYSE: MMM) today reported fourth-quarter and full-year 2022 results and provided its 2023 financial outlook. “3M continues to focus on delivering for customers and shareholders in a challenging economic environment,” said 3M chairman and CEO Mike Roman. “We posted organic growth of 0.4 percen |
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| December 20, 2022 |
3M to Exit PFAS Manufacturing by the End of 2025 Exhibit 99.1 3M to Exit PFAS Manufacturing by the End of 2025 ST. PAUL, MN –3M (NYSE: MMM) today announced it will exit per- and polyfluoroalkyl substance (PFAS) manufacturing and work to discontinue the use of PFAS across its product portfolio by the end of 2025. 3M’s decision is based on careful consideration and a thorough evaluation of the evolving external landscape, including multiple factor |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 16, 2022 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| November 14, 2022 |
Exhibit 10.2 AMENDMENT NO. 1 TO THE CREDIT AGREEMENT Dated as of November 1, 2022 AMENDMENT NO. 1 TO THE CREDIT AGREEMENT (this ?Amendment?) between 3M COMPANY, a Delaware corporation (the ?Company?), and JPMORGAN CHASE BANK, N.A., a national banking association, as administrative agent (the ?Agent?) for the Banks (as defined below). PRELIMINARY STATEMENTS: (1) The Company, the banks, financial in |
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| November 14, 2022 |
Exhibit 10.1 U.S. $1,250,000,000 364-DAY CREDIT AGREEMENT Dated as of November 10, 2022 Among 3M COMPANY as Borrower, JPMORGAN CHASE BANK, N.A., as Administrative Agent, CITIBANK, N.A., as Syndication Agent, DEUTSCHE BANK SECURITIES INC. and BANK OF AMERICA, N.A., as Documentation Agents, and THE BANKS NAMED HEREIN, as Banks JPMORGAN CHASE BANK, N.A., CITIBANK, N.A., DEUTSCHE BANK SECURITIES INC. |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 10, 2022 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 25, 2022 3M COMPANY (Exact Name of Registrant as Specified in Its Charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| October 25, 2022 |
EXHIBIT 95 MINE SAFETY DISCLOSURES For the third quarter of 2022, the Company has the following mine safety information to report in accordance with Section 1503(a) of the Act, in connection with the Pittsboro, North Carolina mine, the Little Rock, Arkansas mine, the Corona, California mine, and the Wausau, Wisconsin mine(including Greystone Plant): Mine or Operating Name/MSHA Identification Numbe |
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| October 25, 2022 |
EXHIBIT 10.1 3M EXECUTIVE SEVERANCE PLAN SUMMARY PLAN DESCRIPTION Effective Date: August 11, 2022 I. Introduction The purpose and intent of this 3M Executive Severance Plan (?Plan?) is to provide separation benefits to certain eligible employees of 3M Company (?3M?) or an affiliate of 3M participating in the Plan (each, a ?Participating Employer?) who are involuntarily discharged from employment o |
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| October 25, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 Commission file number: 1-3285 3M COMPANY (Exact name of registrant as specified in its charter) Delaware 41-0417775 (State or other jurisdiction of incorporation |
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| October 25, 2022 |
3M Reports Third-Quarter 2022 Results Exhibit 99.1 3M Reports Third-Quarter 2022 Results Third-Quarter Highlights: •Company reports GAAP earnings per share of $6.77. •Adjusted earnings per share of $2.69, excluding the impact of special items. Q3 2022 Q3 2021 GAAP EPS $ 6.77 $ 2.45 Special Items (4.08) 0.13 Adjusted EPS $ 2.69 $ 2.58 Memo: GAAP operating income margin 48.2 % 20.0 % Adjusted operating income margin 21.5 % 21.1 % See th |
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| September 6, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 6, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-03285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| September 6, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: September 6, 2022 |
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| September 6, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 4 3M COMPANY (Name of Subject Company (Issuer)) 3M Company (Name of Filing Person (Offeror)) Common Stock, $0.01 par value (Title of Class of Securities) 88579Y101 (CUSIP Number of Class of Securities) Ke |
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| September 6, 2022 |
Exhibit 99.1 3M Announces Final Proration Factor of 7.346065 Percent for Shares Tendered in Split-Off Exchange Offer ST. PAUL, Minn. ? Sept. 6, 2022/PRNewswire/? 3M (NYSE: MMM) announced today the final proration factor of 7.346065 percent in its split-off exchange offer to 3M stockholders in connection with the separation of 3M?s food safety business and merger of Garden SpinCo Corporation (?Spin |
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| September 1, 2022 |
Exhibit 99.2 3M Finalizes Separation of its Food Safety Business and Merger of the Business with Neogen; Accepts Shares Tendered in Exchange Offer PR Newswire ST. PAUL, Minn., Sept. 1, 2022 ST. PAUL, Minn., Sept. 1, 2022 /PRNewswire ? 3M (NYSE: MMM) announced today both the successful completion of its split-off exchange offer for 3M common stock in connection with the previously announced separat |
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| September 1, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 3 3M COMPANY (Name of Subject Company (Issuer)) 3M Company (Name of Filing Person (Offeror)) Common Stock, $0.01 par value (Title of Class of Securities) 88579Y101 (CUSIP Number of Class of Securities) Ke |
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| September 1, 2022 |
Exhibit 99.1 3M Announces Preliminary Results of Split-Off Exchange Offer; Intends to Accept Tendered Shares and Expects Closing of the Neogen Transaction Today PR Newswire ST. PAUL, Minn., Sept. 1, 2022 ST. PAUL, Minn., Sept. 1, 2022 /Newswire ? 3M (NYSE: MMM) announced today the preliminary results of its split-off exchange offer to 3M stockholders to exchange their shares of 3M common stock for |
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| September 1, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 1, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File |
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| September 1, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: September 1, 2022 |
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| August 31, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 31, 2022 |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 29, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 30, 2022 |
3M Sets Final Exchange Ratio in Split-Off Exchange Offer in Connection with Neogen Transaction Exhibit 99.1 3M Sets Final Exchange Ratio in Split-Off Exchange Offer in Connection with Neogen Transaction ST. PAUL, Minn., Aug. 29, 2022 /PRNewswire/ ? 3M (NYSE: MMM) announced today the final exchange ratio of 6.7713 for its split-off exchange offer to 3M stockholders to exchange their shares of 3M common stock for shares of common stock of Garden SpinCo Corporation (?SpinCo?). The exchange off |
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| August 30, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 29, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 30, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 30, 2022 |
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| August 30, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 29, 2022 |
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| August 30, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 2 3M COMPANY (Name of Subject Company (Issuer)) 3M Company (Name of Filing Person (Offeror)) Common Stock, $0.01 par value (Title of Class of Securities) 88579Y101 (CUSIP Number of Class of Securities) Ke |
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| August 29, 2022 |
Exhibit 99.1 3M Statement Regarding Bankruptcy Court Decision 3M Separation of Food Safety Business Remains on Track for Targeted September 1 Closing ST. PAUL, Minn., Aug. 26, 2022 /PRNewswire/ - Earlier today, the United States Bankruptcy Court in the Southern District of Indiana declined Aearo Technologies? request for a preliminary injunction to ongoing litigation against 3M related to Combat A |
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| August 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| August 29, 2022 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File N |
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| August 29, 2022 |
Exhibit 99.1 3M Statement Regarding Bankruptcy Court Decision 3M Separation of Food Safety Business Remains on Track for Targeted September 1 Closing ST. PAUL, Minn., Aug. 26, 2022 /PRNewswire/ - Earlier today, the United States Bankruptcy Court in the Southern District of Indiana declined Aearo Technologies? request for a preliminary injunction to ongoing litigation against 3M related to Combat A |
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| August 26, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 26, 2022 |
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| August 25, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 25, 2022 |
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| August 24, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 24, 2022 |
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| August 23, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 23, 2022 |
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| August 22, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 22, 2022 |
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| August 19, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 19, 2022 |
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| August 18, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 18, 2022 |
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| August 17, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 17, 2022 |
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| August 16, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 16, 2022 |
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| August 15, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 15, 2022 |
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| August 12, 2022 |
SUMMARY HISTORICAL FINANCIAL INFORMATION Exhibit 99.1 SUMMARY HISTORICAL FINANCIAL INFORMATION On December 13, 2021, 3M Company (?3M?), Garden SpinCo Corporation (?Garden SpinCo?), currently a wholly owned subsidiary of 3M, Neogen Corporation (?Neogen?) and Nova RMT Sub, Inc., a wholly owned subsidiary of Neogen (?Merger Sub?), entered into the Agreement and Plan of Merger, dated as of December 13, 2021, by and among 3M, Neogen, Garden S |
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| August 12, 2022 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO (Rule 14d-100) TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 3M COMPANY (Name of Subject Company (Issuer)) 3M Company (Name of Filing Person (Offeror)) Common Stock, $0.01 par value (Title of Class of Securities) 88579Y101 CUSIP Number of Class of Securities) Kev |
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| August 12, 2022 |
SUMMARY HISTORICAL FINANCIAL INFORMATION Exhibit 99.1 SUMMARY HISTORICAL FINANCIAL INFORMATION On December 13, 2021, 3M Company (?3M?), Garden SpinCo Corporation (?Garden SpinCo?), currently a wholly owned subsidiary of 3M, Neogen Corporation (?Neogen?) and Nova RMT Sub, Inc., a wholly owned subsidiary of Neogen (?Merger Sub?), entered into the Agreement and Plan of Merger, dated as of December 13, 2021, by and among 3M, Neogen, Garden S |
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| August 12, 2022 |
Filed by 3M Company pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: 3M Company Commission File No.: 1-3285 Date: August 12, 2022 |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 12, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION Exhibit 99.3 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Management?s Discussion and Analysis of Financial Condition and Results of Operations (this ?MD&A?) is designed to provide a reader of the financial statements of the Food Safety Business (defined below) with a narrative from the perspective of management. As used in this document, the ?Food Saf |
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| August 12, 2022 |
INDEX TO COMBINED FINANCIAL STATEMENTS OF THE FOOD SAFETY BUSINESS Exhibit 99.2 INDEX TO COMBINED FINANCIAL STATEMENTS OF THE FOOD SAFETY BUSINESS Beginning Page Combined Statement of Income F-2 Combined Statement of Comprehensive Income F-3 Combined Balance Sheet F-4 Combined Statement of Cash Flows F-5 Combined Statement of Changes in Equity F-6 Notes to Combined Financial Statements F-8 Note 1 ? Significant Accounting Policies F-8 Note 2 ? New Accounting Prono |
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| August 12, 2022 |
INDEX TO COMBINED FINANCIAL STATEMENTS OF THE FOOD SAFETY BUSINESS Exhibit 99.2 INDEX TO COMBINED FINANCIAL STATEMENTS OF THE FOOD SAFETY BUSINESS Beginning Page Combined Statement of Income F-2 Combined Statement of Comprehensive Income F-3 Combined Balance Sheet F-4 Combined Statement of Cash Flows F-5 Combined Statement of Changes in Equity F-6 Notes to Combined Financial Statements F-8 Note 1 ? Significant Accounting Policies F-8 Note 2 ? New Accounting Prono |
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| August 12, 2022 |
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION Exhibit 99.3 MANAGEMENT?S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS This Management?s Discussion and Analysis of Financial Condition and Results of Operations (this ?MD&A?) is designed to provide a reader of the financial statements of the Food Safety Business (defined below) with a narrative from the perspective of management. As used in this document, the ?Food Saf |
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| August 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 12, 2022 3M COMPANY (Exact name of registrant as specified in its charter) Delaware File No. 1-3285 41-0417775 (State or other jurisdiction of incorporation) (Commission File Nu |
