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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Model N, Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35840 Model N, Inc. (Exact name of registrant as specified in its chart |
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| June 28, 2024 |
MODN / Model N, Inc. / GLAZER CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) June 18, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 08, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| June 27, 2024 |
Exhibit 4.1 MODEL N, INC., and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION (as successor in interest to U.S. BANK NATIONAL ASSOCIATION), AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Indenture Dated as of May 22, 2020 2.625% Convertible Senior Notes due 2025 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as o |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
Exhibit 4.2 MODEL N, INC., and U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, AS TRUSTEE First Supplemental Indenture Dated as of June 27, 2024 to the Indenture Dated as of March 13, 2023 1.875% Convertible Senior Notes due 2028 FIRST SUPPLEMENTAL INDENTURE This FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of June 27, 2024, is by and between Model N, Inc., a Delawar |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
Vista Equity Partners Completes Acquisition of Model N Exhibit 99.1 Vista Equity Partners Completes Acquisition of Model N SAN MATEO, Calif.— June 27, 2024 — Model N, a leader in revenue optimization and compliance for pharmaceutical, medtech, and high-tech innovators, today announced the completion of its acquisition by Vista Equity Partners (“Vista”), a leading global investment firm focused exclusively on enterprise software, data, and technology-e |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
Exhibit 3.2 SECOND AMENDED AND RESTATED BY-LAWS OF MODEL N, INC. A Delaware corporation (Adopted as of June 27, 2024) ARTICLE I OFFICES Section 1 Registered Office. The registered office of Model N, Inc. (the “Corporation”) in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of the Corporation’s registered agent at such address |
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| June 27, 2024 |
SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION MODEL N, INC. ARTICLE ONE Exhibit 3.1 SEVENTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF MODEL N, INC. ARTICLE ONE The name of the corporation is Model N, Inc. (the “Corporation”). ARTICLE TWO The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, in the City of Wilmington, County of New Castle, Delaware 19801. The name of its registered agent at such address is The Cor |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 27, 2024 |
As filed with the Securities and Exchange Commission on June 27, 2024 As filed with the Securities and Exchange Commission on June 27, 2024 Registration No. |
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| June 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 15, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi |
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| May 9, 2024 |
MODN / Model N, Inc. / Neuberger Berman Group LLC Passive Investment SC 13G/A 1 formsc13ga-05092024050508.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) April 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| May 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 6, 2024 |
MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS SAN MATEO, Calif. – May 6, 2024 - Model N, Inc. (NYSE: MODN), a leader in cloud revenue management solutions, today announced financial results for the second quarter of fiscal year 2024 ended March 31, 2024. Second Quarter 2024 Financial Highlights •Revenues: Total revenues were $65.1 million, an increase of 4% from |
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| May 3, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| May 3, 2024 |
EX-FILING FEES Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Model N, Inc. |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| April 22, 2024 |
Investor Presentation April 22, 2024 Exhibit 99.1 Vista Transaction Delivers Compelling, Risk-Adjusted Value To Model N Shareholders Based on preliminary results through Q2’FY24 (ended 03/31/24) set forth herein and current estimates. Robust Transaction Process In January 2024, in the context of several inbound indications of interest, the Model N Board authorized Jefferies to contact potentially |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 8, 2024 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG MOUNTAIN PARENT, LLC, MOUNTAIN MERGER SUB, INC. AND MODEL N, INC. April 7, 2024 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Definitional and Interpretative Provisions 15 ARTICLE II THE TRANSACTION 16 Section 2.01 The Closing 16 Section 2.02 The Merger 17 ARTICLE III CONVERSION OF SECURITIES 18 Secti |
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| April 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 7, 2024 MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| April 8, 2024 |
Exhibit 99.1 Model N to be Acquired by Vista Equity Partners For $1.25 Billion Model N Stockholders to Receive $30.00 Per Share in Cash SAN MATEO, Calif – April 8, 2024 – Model N (NYSE: MODN), a leader in revenue optimization and compliance for pharmaceutical, medtech, and high-tech innovators, today announced that it has entered into a definitive agreement to be acquired by Vista Equity Partners |
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| March 14, 2024 |
March 14, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: Melissa Kindelan Kathleen Collins Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K Furnished on February 6, 2024 File No. 001-35840 Ladies and Gentlemen: In this letter, Model N, Inc. (“we” or “Compan |
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| March 7, 2024 |
March 7, 2024 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: Melissa Kindelan Kathleen Collins Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2023 Form 8-K Furnished on February 6, 2024 File No. 001-35840 Ladies and Gentlemen: We have received your letter on behalf of our c |
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| February 16, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 13, 2024 |
MODN / Model N, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 3)* Name of issuer: Model N Inc Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13 |
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| February 13, 2024 |
MODN / Model N, Inc. / Neuberger Berman Group LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 12, 2024 |
MODN / Model N, Inc. / Artisan Partners Limited Partnership - SC 13G/A Passive Investment SC 13G/A 1 d758178dsc13ga.htm SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 3)* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) |
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| February 12, 2024 |
EX-99.1 2 d758178dex991.htm EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree to the joint filing of the Schedule 13G to which this Agreement is attached. Dated: 2/12/2024 ARTISAN PARTNERS ASSET MANAGEMENT INC, for itself and as the general partner of ARTISAN PARTNERS HOLDINGS LP By: Gregory K. Ramirez * ARTISAN INVESTMENTS GP LLC, for itself and as the general partner of ARTIS |
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| February 9, 2024 |
MODN / Model N, Inc. / Clearbridge Investments, LLC Passive Investment SC 13G/A 1 mode23a2.htm CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this S |
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| February 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 6, 2024 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 6, 2024 |
Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2024 FINANCIAL RESULTS Subscription Revenue Grew 8% Year-over-Year SaaS ARR Grew 16% Year-over-Year SAN MATEO, Calif. – February 6, 2024 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter of fiscal year 2024 ended December 31, 2023. “Our first quarter result |
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| February 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 17, 2023 |
Exhibit 97.1 MODEL N, INC. COMPENSATION RECOVERY POLICY As adopted August 4, 2023 The Board of Directors (the “Board”) of Model N, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders to adopt and implement this compensation recovery policy (the “Policy”) enabling the Company to recover from specified current and former Company executives certain |
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| November 17, 2023 |
Exhibit 19.1 MODEL N, INC. PROCEDURES AND GUIDELINES GOVERNING SECURITIES TRADES BY COMPANY PERSONNEL As adopted March 19, 2013 As amended August 27, 2013 As amended November 5, 2014 As amended November 2, 2018 As amended May 1, 2020 As amended March 10, 2023 I. PURPOSE It is illegal for any employee, officer (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934, as amended (the “Exc |
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| November 17, 2023 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada |
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| November 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35 |
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| November 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 9, 2023 |
Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2023 FINANCIAL RESULTS Total Fiscal Year Revenue Grew 14% Year-over-Year SaaS ARR Grew 20% Year-over-Year SAN MATEO, Calif. – November 9, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the fourth quarter and fiscal year 2023 ended September 30, 2023. “2023 was a |
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| August 8, 2023 |
Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 13% Year-over-Year SaaS ARR Grew 28% Year-over-Year SAN MATEO, Calif. – August 8, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2023 ended June 30, 2023. “Our third quarter results beat expec |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| August 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 8, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 9, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| May 9, 2023 |
Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 18% Year-over-Year SaaS ARR Grew 40% Year-over-Year SAN MATEO, Calif. – May 9, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter of fiscal year 2023 ended March 31, 2023. “Our second quarter results beat expe |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 30, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 15, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| March 15, 2023 |
Exhibit 107.1 Calculation of Filing Fee Tables Form S-8 (Form Type) Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit(3) Maximum Aggregate Offering Price(3) Fee Rate Amount of Registration Fee(4) Equity Common stock, par value $0.00015 |
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| March 15, 2023 |
As filed with the Securities and Exchange Commission on March 15, 2023 As filed with the Securities and Exchange Commission on March 15, 2023 Registration No. |
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| March 14, 2023 |
MODEL N PRICES OFFERING OF $220.0 MILLION OF 1.875% CONVERTIBLE SENIOR NOTES DUE 2028 Exhibit 99.1 MODEL N PRICES OFFERING OF $220.0 MILLION OF 1.875% CONVERTIBLE SENIOR NOTES DUE 2028 SAN MATEO, Calif. - March 9, 2023 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for life sciences and high tech companies, announced today the pricing of its offering of $220.0 million aggregate principal amount of convertible senior notes due 2028 in a privat |
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| March 14, 2023 |
Exhibit 4.1 MODEL N, INC. AND U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of March 13, 2023 1.875% Convertible Senior Notes due 2028 TABLE OF CONTENTS Page Article 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 14 Article 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 14 Section 2.01 Designation and Amount 14 Sec |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 8, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| March 7, 2023 |
MODEL N ANNOUNCES PROPOSED OFFERING OF $220.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2028 Exhibit 99.1 MODEL N ANNOUNCES PROPOSED OFFERING OF $220.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2028 SAN MATEO, Calif. - March 7, 2023 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for life sciences and high tech companies, announced today that it intends to offer, subject to market conditions and other factors, $220.0 million aggregate principal amount |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 7, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 16, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 14, 2023 |
MODN / Model N Inc / Schwartz Joshua M - SC 13G/A Passive Investment SC 13G/A 1 ny20007513x1sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check |
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| February 10, 2023 |
MODN / Model N Inc / Neuberger Berman Group LLC - NONE Passive Investment SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to w |
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| February 10, 2023 |
MODN / Model N Inc / Artisan Partners Limited Partnership - SC 13G/A Passive Investment SC 13G/A SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. |
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| February 10, 2023 |
MODN / Model N Inc / Clearbridge Investments, LLC Passive Investment mode22a11.htm - Generated by SEC Publisher for SEC Filing CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Even |
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| February 9, 2023 |
MODN / Model N Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01437-modelninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu |
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| February 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 7, 2023 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 7, 2023 |
Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2023 FINANCIAL RESULTS Total Revenue Grew 15% Year-over-Year SaaS ARR Grew 36% Year-over-Year Net Loss Decreased 35% Year-over-Year Adjusted EBITDA Grew 27% Year-over-Year SAN MATEO, Calif. – February 7, 2023 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarte |
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| February 3, 2023 |
MODN / Model N Inc / First Light Asset Management, LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 2) Model N, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| January 18, 2023 |
MODN / Model N Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment SC 13G/A 1 modna311823.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Stateme |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 6, 2023 |
DEFA14A 1 modndefa14aproxynoticecard.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of t |
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| November 18, 2022 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35 |
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| November 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 8, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 8, 2022 |
Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2022 FINANCIAL RESULTS Total Q4 and Fiscal Year Revenue Grew 13% Year-over-Year Net Cash Provided by Operating Activities for the Fiscal Year Grew 29% Year-over-Year SaaS ARR Grew 31% Year-over-Year SAN MATEO, Calif. ? November 8, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financ |
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| August 9, 2022 |
Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 10% Year-over-Year Adjusted EBITDA Grew 36% Year-over-Year SAN MATEO, Calif. ? August 9, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2022 ended June 30, 2022. ?We continued our strong momen |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| August 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 10, 2022 |
Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 11% Year-over-Year Adjusted EBITDA Grew 105% Year-over-Year SAN MATEO, Calif. ? May 10, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter fiscal year 2022 ended March 31, 2022. ?We continued our strong moment |
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| May 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 23, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 18, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 14, 2022 |
MODN / Model N Inc / First Light Asset Management, LLC - AMENDMENT TO FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. 2) Model N, Inc. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 14, 2022 |
MODN / Model N Inc / Neuberger Berman Group LLC - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fil |
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| February 10, 2022 |
MODN / Model N Inc / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv01445-modelninc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pu |
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| February 10, 2022 |
MODN / Model N Inc / Clearbridge Investments, LLC Passive Investment CUSIP NO. 607525102 13G Page 1 of 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appro |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2022 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 8, 2022 |
Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2022 FINANCIAL RESULTS Total Revenue Grew 21% Year-over-Year Subscription Revenue Grew 21% Year-over-Year SAN MATEO, Calif. ? February 8, 2022 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter fiscal year 2022 ended December 31, 2021. ?We kicked off fiscal |
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| January 10, 2022 |
MODN / Model N Inc / Conestoga Capital Advisors, LLC - CONESTOGA CAPITAL ADVISORS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 19, 2021 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35 |
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| November 19, 2021 |
Form of Executive Employment Agreement Exhibit 10.12 [NAME] Dear [FIRST NAME], Congratulations! On behalf of Model N, Inc. (Model N), I am pleased to offer you the position of [TITLE] based out of Model N?s San Mateo, CA headquarters, reporting to me. We are thrilled you?ll be bringing your N Factor to Model N and look forward to your acceptance. Here are a few details about the role you are about to experience: Your first day of work |
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| November 9, 2021 |
MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2021 FINANCIAL RESULTS ?Total Q4 Revenue Grew 24% Year-over-Year ?Q4 Subscription Revenue Grew 29% Year-over-Year SAN MATEO, Calif. ? November 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the fourth quarter and fiscal year 2021 ended September 30, 2021. ?We |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| October 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 12, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| August 9, 2021 |
Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Surpasses $50 Million of Quarterly Total Revenue Milestone SAN MATEO, Calif. ? August 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the third quarter of fiscal year 2021 ended June 30, 2021. ?Our results for the third quarter outperformed a |
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| August 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 10, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| May 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| May 10, 2021 |
Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Exceeds Q2 Expectations and Raises Full Fiscal Year 2021 Guidance SAN MATEO, Calif. ? May 10, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the second quarter fiscal year 2021 ended March 31, 2021. ?In the second quarter, we executed well, mo |
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| April 9, 2021 |
Model N, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements EX-99.2 5 modn-ex99203042021.htm EX-99.2 Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportu |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration No. |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan EX-99.1 4 modn-ex99103042021.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees’ sense of participation |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements Exhibit 99.2 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportunity to participate in the Company?s futu |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| March 4, 2021 |
2021 Employee Stock Purchase Plan Exhibit 99.1 Model N, Inc. 2021 Employee Stock Purchase Plan 1. Purpose. Model N, Inc. adopted the Plan effective as of the Effective Date. The purpose of this Plan is to provide eligible employees of the Company and the Participating Corporations with a means of acquiring an equity interest in the Company, to enhance such employees? sense of participation in the affairs of the Company. Capitalize |
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| March 4, 2021 |
2021 Equity Incentive Plan and forms of award agreements EX-99.1 4 modn-ex991030421.htm EX-99.1 Exhibit 99.1 Model N, Inc. 2021 Equity Incentive Plan 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain, and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents, Subsidiaries, and Affiliates that exist now or in the future, by offering them an opportuni |
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| March 4, 2021 |
As filed with the Securities and Exchange Commission on March 4, 2021 Registration Nos. |
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| February 25, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 19, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| February 16, 2021 |
Model N, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| February 11, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* MODEL N, INC. (Name of Issuer) COMMON (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) February 11, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pu |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Model N Inc. Title of Class of Securities: Common Stock CUSIP Number: 607525102 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule 13d-1 |
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| February 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 9, 2021 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 9, 2021 |
Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2021 FINANCIAL RESULTS Total Revenues of $42.7 Million, up 11% Year-over-Year; Subscription Revenues of $31.4 Million, up 12% Year-over-Year SAN MATEO, Calif. – Feb. 9, 2021 - Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced financial results for the first quarter fiscal year 2021 ended December 3 |
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| February 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 9, 2021 |
Purchase Agreement by and between Deloitte & Touche LLP and the Registrant, dated EX-10.1 2 modn-ex101q12110q.htm EX-10.1 Exhibit 10.1 Asset Purchase Agreement by and between Deloitte & Touche LLP and Model N, Inc. December 17, 2020 Table of Contents Page Article 1 CERTAIN MATTERS OF CONSTRUCTION AND DEFINITIONS 1 1.1 Construction and Definitions 1 Article 2 PURCHASE AND SALE OF ACQUIRED ASSETS 1 2.1 Purchase and Sale of Acquired Assets 1 2.2 Excluded Assets 3 2.3 Liabilities 4 |
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| January 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 7, 2021 |
Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 31, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| January 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| January 6, 2021 |
SC 13G 1 modn10621.htm CONESTOGA CAPITAL ADVISORS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Model N. Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropria |
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| December 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 23, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 23, 2020 |
EX-99.1 2 modelntoacquiredeloitte.htm EX-99.1 Exhibit 99.1 Model N to Acquire Deloitte’s Life Sciences Pricing and Contracting Solutions Business Revenue Management Market Leader Expands Market Opportunity with Acquisition SAN MATEO, Calif. – Dec 17, 2020 – Model N, Inc. (NYSE: MODN), the leader in cloud revenue management solutions, today announced that it has entered into a definitive agreement |
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| December 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 17, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| December 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 11, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| November 23, 2020 |
S-8 1 modn-s811202020.htm S-8 As filed with the Securities and Exchange Commission on November 20, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 77-0528806 (State or other jurisdiction of incorporation or |
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| November 23, 2020 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada |
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| November 23, 2020 |
Description of Registrant’s Securities Exhibit 4.5 DESCRIPTION OF REGISTRANT’S SECURITIES The following is a summary of our capital stock and certain provisions of our amended restated certificate of incorporation and amended and restated bylaws. This summary does not purport to be complete and is qualified in its entirety by the provisions of our amended and restated certificate of incorporation, and our amended and restated bylaws, b |
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| November 23, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35 |
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| November 10, 2020 |
MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq420ex991ng.htm EX-99.1 Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - Nov. 10, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the fourth quarter and fiscal year 2020 ended September 30, 2020. “As we |
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| November 10, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 10, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| October 8, 2020 |
EX-99.1 2 releaseannouncement20201008.htm EXHIBIT 99.1 Model N Announces Preliminary Fourth Quarter Results The Company Exceeded its Fourth Quarter and Full Year Fiscal 2020 Guidance The Company announces CFO Transition San Mateo, CA – Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced preliminary result |
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| October 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 5, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| August 10, 2020 |
MODN / Model N, Inc. / ALGER ASSOCIATES INC - MODEL N INC Passive Investment SC 13G 1 d20388dsc13g.htm MODEL N INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 607525102 (CUSIP Number) July 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule |
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| August 5, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| August 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 4, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| August 4, 2020 |
MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - August 4, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced financial results for the third quarter fiscal year 2020 ended June 30, 2020. “Our third quarter results exceeded our revenue and profita |
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| May 22, 2020 |
8-K 1 modn8-k052220.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporatio |
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| May 22, 2020 |
Form of Global Note, representing Model N, Inc.’s 2.625% Convertible Senior Notes due 2025 EX-4.1 2 modnex41.htm EXHIBIT 4.1 Exhibit 4.1 EXECUTION VERSION MODEL N, INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of May 22, 2020 2.625% Convertible Senior Notes due 2025 TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 References to Interest 13 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES 13 Section |
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| May 22, 2020 |
EX-99.1 3 modnex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES CLOSING OF $172.5 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025, INCLUDING FULL EXERCISE OF THE INITIAL PURCHASERS’ OPTION TO PURCHASE ADDITIONAL NOTES SAN MATEO, Calif. - May 22, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced t |
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| May 20, 2020 |
MODEL N PRICES OFFERING OF $150.0 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025 Exhibit 99.2 MODEL N PRICES OFFERING OF $150.0 MILLION OF 2.625% CONVERTIBLE SENIOR NOTES DUE 2025 SAN MATEO, Calif. - May 19, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced today the pricing of its offering of $150.0 million aggregate principal amount of convertible senior notes due 2025 in a private |
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| May 20, 2020 |
Financial Statements and Exhibits, Other Events 8-K 1 modn8-k051920.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 19, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporatio |
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| May 20, 2020 |
MODEL N ANNOUNCES PROPOSED OFFERING OF $150.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2025 Exhibit 99.1 MODEL N ANNOUNCES PROPOSED OFFERING OF $150.0 MILLION OF CONVERTIBLE SENIOR NOTES DUE 2025 SAN MATEO, Calif. - -May 19, 2020 - Model N, Inc. (NYSE: MODN), a leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, announced today that it intends to offer, subject to market conditions and other factors, $150.0 million aggregate principal amount |
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| May 6, 2020 |
Lease by and between RV VI 777 Mariners, LLC and Registrant dated April 7, 2020 Exhibit 10.1 OFFICE LEASE BETWEEN RV VI 777 MARINERS, LLC, a Delaware limited liability company AND MODEL N, INC., a Delaware corporation INDEX TO LEASE ARTICLE I. BASIC LEASE PROVISIONS 1. ARTICLE II. PREMISES 2. SECTION 2.1 LEASED PREMISES 2. SECTION 2.2 ACCEPTANCE OF PREMISES 2. ARTICLE III. TERM 3. SECTION 3.1 GENERAL 3. SECTION 3.2 DELAY IN POSSESSION 3. SECTION 3.3 OPTION TO EXTEND 3. ARTICL |
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| May 6, 2020 |
Amended and Restated Bylaws of the Registrant EXHIBIT 3.1 MODEL N, INC. a Delaware Corporation AMENDED AND RESTATED BYLAWS As Amended and Restated on May 1, 2020 MODEL N, INC. a Delaware Corporation AMENDED AND RESTATED BYLAWS TABLE OF CONTENTS Article I - STOCKHOLDERS Section 1.1: Annual Meetings Section 1.2: Special Meetings Section 1.3: Notice of Meetings Section 1.4: Adjournments Section 1.5: Quorum Section 1.6: Organization Section 1.7: |
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| May 6, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| May 5, 2020 |
MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq220ex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - May 5, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High Tech companies, today announced financial results for the second quarter fiscal year 2020 ended March 31, 2020. “Our second quarte |
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| May 5, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 5, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| February 28, 2020 |
MODN / Model N, Inc. CORRESP - - February 28, 2020 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology 100 F Street, NE Washington, DC 20549 Attention: David Edgar Melissa Kindelan Re: Model N, Inc. Form 10-K for the Fiscal Year Ended September 30, 2019 Filed November 15, 2019 File No. 001-35840 Ladies and Gentlemen: In this letter, we respond to the comment of the staff of the S |
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| February 20, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kannualmeeting.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 14, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Inc |
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| February 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 13, 2020 |
MODN / Model N, Inc. / Schwartz Joshua M - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) February 12, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 13, 2020 |
MODN / Model N, Inc. DEFA14A - - DEFA14A DEFA14A 1 modndefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission O |
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| February 12, 2020 |
MODN / Model N, Inc. / Trigran Investments, Inc. - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. 1)* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2019 Date of Event Which Requires Filing of the Statement Ch |
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| February 12, 2020 |
Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 12, 2020 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC. |
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| February 5, 2020 |
MODN / Model N, Inc. 10-Q - Quarterly Report - 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 4, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 4, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| February 4, 2020 |
MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS EX-99.1 2 modnq120ex991.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES FIRST QUARTER FISCAL YEAR 2020 FINANCIAL RESULTS SAN MATEO, Calif. - Feb. 4, 2020 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the first quarter fiscal year 2020 ended December 31, 2019. “Our first quart |
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| January 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 15, 2020 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| January 2, 2020 |
MODN / Model N, Inc. DEFA14A - - DEFA14A PROXY CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 2, 2020 |
MODN / Model N, Inc. DEF 14A - - DEF 14A PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| November 15, 2019 |
MODN / Model N, Inc. 10-K - Annual Report - 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35 |
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| November 15, 2019 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA Model N Canada Limited Canada |
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| November 15, 2019 |
MODN / Model N, Inc. S-8 - - S-8 S-8 1 modn-s811152019.htm S-8 As filed with the Securities and Exchange Commission on November 15, 2019 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Model N, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 77-0528806 (State or other jurisdiction of incorporation or |
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| November 5, 2019 |
MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2019 FINANCIAL RESULTS SAN MATEO, Calif. - Nov. 5, 2019 - Model N, Inc. (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the fourth quarter and fiscal year ended September 30, 2019. “Once again our revenue and profitability exceeded |
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| November 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| September 17, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 11, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| August 7, 2019 |
MODN / Model N, Inc. 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| August 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 2, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| August 6, 2019 |
MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS San Mateo, CA - Model N, Inc., (NYSE: MODN), the leading provider of cloud revenue management solutions for life sciences and high tech companies, today announced financial results for the third quarter, which ended June 30, 2019. “Our results this quarter again exceeded our guidance for both revenue and profitabili |
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| May 9, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 8, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 9, 2019 |
Form of Change in Control and Severance Agreement (CEO) EX-10.1 2 severanceandcicagreementce.htm EXHIBIT 10.1 CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [•] (the “Executive”) and Model N, Inc., a Delaware corporation (the “Company”), effective as of [•] (the “Effective Date”). 1.Term of Agreement. This Agreement shall terminate the earlier of the third (3rd) |
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| May 9, 2019 |
Form of Change in Control and Severance Agreement CHANGE IN CONTROL AND SEVERANCE AGREEMENT This Change in Control and Severance Agreement (the “Agreement”) is entered into by and between [•] (the “Executive”) and Model N, Inc. |
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| May 8, 2019 |
MODN / Model N, Inc. 10-Q Quarterly Report FORM 10-Q 10-Q 1 modn2019q210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission |
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| May 7, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 3, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 7, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 7, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number) ( |
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| May 7, 2019 |
MODEL N ANNOUNCES SECOND QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES SECOND QUARTER OF FISCAL YEAR 2019 FINANCIAL RESULTS San Mateo, CA – Model N, Inc., (NYSE: MODN), the leading provider of cloud revenue management solutions for Life Sciences and High-Tech companies, today announced financial results for the second quarter, which ended March 31, 2019. “Our results represent another well-executed quarter for the Company with revenue a |
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| April 2, 2019 |
8-K 1 modn8-k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 27, 2019 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) ( |
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| February 22, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 15, 2019 Date of Report (date of earliest event reported) MODEL N, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35840 77-0528806 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 14, 2019 |
Exhibit 1 EXHIBIT 1 TO SCHEDULE 13G FEBRUARY 14, 2019 In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, TRIGRAN INVESTMENTS, INC. |
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| February 14, 2019 |
MODN / Model N, Inc. / Trigran Investments, Inc. - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information Statement Pursuant to Rules 13d-1 Under the Securities Exchange Act of 1934 (Amendment No. )* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2018 Date of Event Which Requires Filing of the Statement Che |
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| February 14, 2019 |
SC 13G 1 flam-sc13g123118.htm SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Model N, Inc. (Name of Issuer) Common Stock, $0.00015 par value (Title of Class of Securities) 607525102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of thi |
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| February 6, 2019 |
MODN / Model N, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| February 6, 2019 |
Employment agreement dated March 31, 2016 by and between Registrant and Mark Anderson. Exhibit 10.2 March 30, 2016 Mark Anderson 2712 Gleneagles Ct. Naperville, IL 60565 [email protected] Dear Mark, I am very pleased to offer you the position of Senior Vice President, Customer Success, based out of our Chicago, IL office, reporting to me. Your starting annualized base salary will be $275,000 payable on a semi-monthly basis. In addition, on a yearly basis, you will be eligib |
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| February 6, 2019 |
Employment agreement dated July 28, 2017 by and between Registrant and Neeraj Gokhale. Exhibit 10.1 July 25, 2017 Neeraj Gokhale Dear Neeraj, I am very pleased to offer you the position of Senior Vice President, Chief Product Officer, based out of our Redwood City, CA office, reporting to me. Your starting annualized base salary will be $300,000 payable on a semi-monthly basis. In addition, on a yearly basis, you will be eligible to participate in Model N’s Executive Bonus Plan at a |
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| February 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition modnq1fy198kr45020519 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| January 3, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| December 11, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 7, 2018 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| December 10, 2018 |
MODN / Model N, Inc. / Schwartz Joshua M - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D* Under the Securities Exchange Act of 1934 Model N, Inc. (Name of Issuer) Common Stock, par value $0.00015 per share (Title of Class of Securities) 607525102 (CUSIP Number) Joshua M. Schwartz c/o The Law Office of Matthew J. Day PLLC 120 W. 45th Street, Suite 3600 New York, NY 10036 (917) 836-7361 With a copy to: |
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| November 16, 2018 |
As filed with the Securities and Exchange Commission on November 16, 2018 Registration No. |
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| November 16, 2018 |
List of Subsidiaries of Registrant Exhibit 21.1 SUBSIDIARIES OF MODEL N, INC. Name Jurisdiction of Incorporation Model N India Software Private Limited India Model N (Switzerland) GmbH / Model N (Switzerland) LLC Switzerland Model N UK Limited United Kingdom Sapphire Stripe Holdings, Inc. Delaware, USA |
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| November 16, 2018 |
MODN / Model N, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-35840 Model N, Inc. |
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| November 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 6, 2018 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| November 6, 2018 |
MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2018 FINANCIAL RESULTS EX-99.1 2 modnq4ex9911162018.htm EXHIBIT 99.1 Exhibit 99.1 MODEL N ANNOUNCES FOURTH QUARTER AND FISCAL YEAR 2018 FINANCIAL RESULTS San Mateo, CA – Model N, Inc., (NYSE: MODN), the leading provider of cloud revenue management solutions for the pharmaceutical, medical device, semiconductor and high tech manufacturing, today announced financial results for the fourth quarter and fiscal year, which en |
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| August 8, 2018 |
EX-10.1 2 modn-ex10194.htm EX-10.1 Exhibit 10.1 May 7, 2018 Zack Rinat Re:Terms of Transition Dear Zack: On behalf of the entire Board of Directors, thank you for your service to Model N, Inc. (the “Company”) since founding the Company in 1999 and for your tenure as interim Chief Executive Officer since November 2016. As we have hired a permanent Chief Executive Officer, this letter confirms the a |
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| August 8, 2018 |
Exhibit 10.3 EXECUTION VERSION CREDIT AGREEMENT by and among WELLS FARGO BANK, NATIONAL ASSOCIATION, as Administrative Agent, THE LENDERS THAT ARE PARTIES HERETO, as the Lenders, and MODEL N, INC., and EACH ADDITIONAL PERSON THAT IS JOINED AS A BORROWER HEREUNDER, as Borrowers Dated as of May 4, 2018 TABLE OF CONTENTS Page 1. DEFINITIONS AND CONSTRUCTION. 1 1.1. Definitions 1 1.2. Accounting Terms |
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| August 8, 2018 |
Employment agreement dated May 7, 2018 by and between Registrant and Jason Blessing EX-10.2 3 modn-ex10295.htm EX-10.2 Exhibit 10.2 May 7, 2018 Mr. Jason Blessing Re: Employment Agreement Dear Jason, I am very pleased to confirm our offer to you of employment with Model N, Inc. (the “Company”). Subject to your acceptance of this offer and the conditions set forth below, your employment with the Company shall be governed by the following terms and conditions (this “Agreement”). 1. |
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| August 8, 2018 |
MODN / Model N, Inc. 10-Q (Quarterly Report) 10-Q 1 modn-10q20180630.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission Fi |
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| August 7, 2018 |
MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2018 FINANCIAL RESULTS Exhibit 99.1 MODEL N ANNOUNCES THIRD QUARTER OF FISCAL YEAR 2018 FINANCIAL RESULTS San Mateo, CA – Model N, Inc., (NYSE: MODN), the leading provider of revenue management cloud solutions for the pharmaceutical, medical device, high tech, manufacturing and semiconductor industries, today announced financial results for the third quarter, which ended June 30, 2018. “Model N exceeded its revenue and |
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| August 7, 2018 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2018 Date of Report (Date of earliest event reported) MODEL N, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-35840 77-0528806 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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| May 9, 2018 |
Model N. Inc. 2013 Equity Incentive Plan, as amended February 16, 2018. Exhibit 10.1 MODEL N, INC. 2013 EQUITY INCENTIVE PLAN 1. PURPOSE. The purpose of this Plan is to provide incentives to attract, retain and motivate eligible persons whose present and potential contributions are important to the success of the Company, and any Parents and Subsidiaries that exist now or in the future, by offering them an opportunity to participate in the Company’s future performance |
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| May 9, 2018 |
MODN / Model N, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-35840 Model N, Inc. |
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| May 8, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 6, 2018 Date of Report (date of earliest event reported) MODEL N, INC. (Exact name of Registrant as specified in its charter) Delaware 001-35840 77-0528806 (State or other jurisdiction of incorporation) (Commission File Number) ( |
