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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Mega Matrix Inc.
SEC Filings (Chronological Order)
Halaman ini menyediakan daftar lengkap dan kronologis dari Pengajuan SEC, tidak termasuk pengajuan kepemilikan yang kami sediakan di tempat lain.
| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specified in its ch |
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| October 25, 2024 |
As filed with the Securities and Exchange Commission on October 25, 2024 As filed with the Securities and Exchange Commission on October 25, 2024 File No. 333-277227 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Mega Matrix Inc. (As successor in interest to Mega Matrix Corp.) (Exact name of registrant as specified in its charter) Caymen Islands N |
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| September 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 26, 2024 |
Exhibit 99.1 Mega Matrix Corp. Announces Approval of Redomicile Merger to Cayman Islands Plans to Complete Redomicile on October 8, 2024 PALO ALTO, Calif., September 25, 2024 - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU) today announced that its stockholders have approved the adoption of the Third Amended and Restated Agreement and Plan of Merger (“Merger Agreement”), dated as |
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| September 19, 2024 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 10, 2024 |
Mega Matrix Corp. Up to 2,079,545 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-281747 Mega Matrix Corp. Up to 2,079,545 Shares of Common Stock This prospectus relates to the offer and sale from time to time, on a resale basis, by the selling stockholders identified herein or their permitted transferees, of up to an aggregate of 2,079,545 shares of our common stock, par value $0.001 per share (“Common Stock”), consisting o |
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| September 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| September 9, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| September 9, 2024 |
Exhibit 99.2 Mega Matrix Corp. NYSE American: MPU The inaugural publicly traded company specializing in short drama streaming video services Investment Highlights A Blue Ocean Market • There is a profound viewer behavior change, characterized by shorter attention spans, vertical screen viewing, and increased multitasking. • Short dramas, as a new form of entertainment, create a blue ocean market. |
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| September 9, 2024 |
MEGA MATRIX CORP. to Present at H.C. Wainwright 26th Annual Global Investment Conference Exhibit 99.1 MEGA MATRIX CORP. to Present at H.C. Wainwright 26th Annual Global Investment Conference PALO ALTO, CA, September 9, 2024 (PR NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU) today announced that its management will present and deliver an in-person presentation at the H.C. Wainwright 26th Annual Global Investment Conference. Date: Wednesday, September 11, 20 |
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| September 5, 2024 |
Mega Matrix Corp. 3000 El Camino Real, Bldg. 4, Suite 200 Palo Alto, CA 94306 Mega Matrix Corp. 3000 El Camino Real, Bldg. 4, Suite 200 Palo Alto, CA 94306 650-340-1888 September 5, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Scott Anderegg Re: Mega Matrix Corp. Registration Statement on Form S-3 (File No.: 333-281747) Request for Acceleration Requested Date: September 9, 2024 Request |
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| September 3, 2024 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (“Agreement”), dated as of August 30, 2024, is entered into by and between Mega Matrix Corp., a Delaware Corporation (the “Company”), and Xiangchen (Steven) Gao (the “Employee”). WHEREAS (A) On January 18, 2024, the Company and the Employee entered into an employment agreement (the “Employment Agreement”), pursuant to which the Employee |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 23, 2024 |
As filed with the Securities and Exchange Commission on August 23, 2024 As filed with the Securities and Exchange Commission on August 23, 2024 Registration No. |
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| August 23, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-3 (Form Type) Mega Matrix Corp. |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of re |
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| August 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A (Amendment No. |
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| August 19, 2024 |
Mega Matrix Corp. 3000 El Camino Real, Bldg. 4, Suite 200 Palo Alto, CA 94306 Mega Matrix Corp. 3000 El Camino Real, Bldg. 4, Suite 200 Palo Alto, CA 94306 August 19, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Austin Stanton Lulu Cheng Re: Mega Matrix Corp. Withdrawal of Registration Statement on Form S-3 File No.: 333-278877 Ladies and Gentlemen: Pursuant to Rule 477 promulgated und |
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| August 16, 2024 |
Exhibit 99.1 MEGA MATRIX CORP. Announces Completion of Acquisition of the Parent of FlexTV, a Short Drama Streaming Platform PALO ALTO, CA, August 16, 2024 (PR NEWSWIRE) - Mega Matrix Corp. ("MPU" or the "Company") (NYSE American: MPU), today announced that it has completed the acquisition of the remaining 40% of FunVerse Holding Limited ("FunVerse"), a company incorporated under the laws of the B |
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| August 16, 2024 |
Share Exchange Agreement dated August 15, 2024 Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE “SEC”) OR ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY OF ANY JURISD |
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| August 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specified |
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| August 14, 2024 |
MEGA MATRIX CORP. Announces Second Quarter 2024 Financial Results Exhibit 99.1 MEGA MATRIX CORP. Announces Second Quarter 2024 Financial Results PALO ALTO, CA, August 14, 2024 (PR NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its second quarter ended June 30, 2024. Operating Highlights ● User recharge totaled $15.8 million in the first half of 2024, with 62.0% generated from the U.S. ● In the f |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 5, 2024 |
Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| August 5, 2024 |
Form of Series B Common Stock Warrant Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| August 5, 2024 |
Form of Placement Agent Warrant Exhibit 4.4 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| August 5, 2024 |
Form of Securities Purchase Agreement dated August 1, 2024 exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of August 1, 2024, between Mega Matrix Corp., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set f |
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| August 5, 2024 |
Form of Series A Common Stock Warrant Exhibit 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTR |
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| August 5, 2024 |
Form of Registration Rights Agreement, dated August 1, 2024 Exhibit 10.2 EXHIBIT B REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of August 1, 2024, by and between Mega Matrix Corp., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securit |
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| August 5, 2024 |
Mega Matrix Announces Closing of $1.5 Million Private Placement Exhibit 99.1 Mega Matrix Announces Closing of $1.5 Million Private Placement PALO ALTO, Calif., August 5, 2024 - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that it has closed its previously announced private placement for the issuance and sale of an aggregate of 681,818 shares of its common stock (or common stock equivalents in lieu thereof), short-term series |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 2, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 2, 2024 |
Mega Matrix Announces $1.5 Million Private Placement Exhibit 99.1 Mega Matrix Announces $1.5 Million Private Placement PALO ALTO, Calif., August 2, 2024 - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that it has entered into definitive agreements for the issuance and sale of an aggregate of 681,818 shares of its common stock (or common stock equivalents in lieu thereof), short-term series A warrants to purchase up |
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| June 3, 2024 |
Exhibit 2.1 THIRD AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER This THIRD AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of May 31, 2024, by and among Mega Matrix Corp., a Delaware corporation (“MPU”), Mega Matrix Inc. (formerly known as MarsProtocol Inc.), an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of MP |
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| June 3, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 22, 2024 |
Certificate of Amendment to the Second Amended and Restated Certificate of Incorporation Exhibit 3.1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “MEGA MATRIX CORP.”, FILED IN THIS OFFICE ON THE TWENTY-FIRST DAY OF MAY, A.D. 2024, AT 3:06 O’CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERTIFICATE OF AMENDMENT IS THE TWENTY-SECOND DA |
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| May 14, 2024 |
Form of Indemnification Agreement Exhibit 10.1 INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”), dated as of , 2024, is by and between Mega Matrix Corp., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS WHEREAS, Indemnitee is a [director and/or executive officer] of the Company; WHEREAS, both the Company and Indemnitee recognize the increased risk of litigation and other claims being asser |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 9, 2024 |
Form of Share Subscription Agreement Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE “SEC”) OR ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY OF ANY JURISD |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| May 8, 2024 |
MEGA MATRIX CORP. Announces First Quarter 2024 Financial Results Exhibit 99.1 MEGA MATRIX CORP. Announces First Quarter 2024 Financial Results PALO ALTO, CA, May 8, 2024 (PR NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its first quarter ended March 31, 2024. Since the beginning of 2024, the Company made the strategic decision to focus on short drama streaming platform, FlexTV and ceased the c |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specifie |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 23, 2024 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Mega Matrix Corp. |
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| April 23, 2024 |
As filed with the Securities and Exchange Commission on April 23, 2024 As filed with the Securities and Exchange Commission on April 23, 2024 Registration No. |
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| April 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| April 3, 2024 |
Exhibit 99.1 Mega Matrix Corp. NYSE American: MPU The inaugural publicly traded company specializing in short drama streaming video services What is Short Drama? Short dramas aim to capture the essence of narratives within concise time frames, typically formatted vertically for optimal viewing on mobile phones, ranging from 1 to 3 minutes per episode . Each episode seamlessly integrates into a ser |
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| April 3, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 Mega Matrix Corp. |
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| March 18, 2024 |
Subsidiaries of Mega Matrix Corp. Exhibit 21.1 LIST OF SUBSIDIARIES The following list sets forth the subsidiaries of the registrant as of December 31, 2023: Company State of Incorporation Mega Metaverse Corp. California Saving Digital Pte. Ltd. Singapore Mega Matrix Inc.. Cayman Islands |
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| March 18, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Em |
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| March 18, 2024 |
MEGA MATRIX CORP. Provides Business Update Exhibit 99.1 MEGA MATRIX CORP. Provides Business Update PALO ALTO, CA, March 18, 2024 (GLOBE NEWSWIRE) - Mega Matrix Corp. ("MPU" or the "Company") (NYSE American: MPU), today provided a business update. Recent Events During the first quarter of 2024, the company ceased its crypto-related business operation and is concentrating on its short drama streaming services. This transition is evident by t |
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| March 18, 2024 |
Exhibit 97 MEGA MATRIX CORP. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION The Board of Directors (the “Board”) of Mega Matrix Corp. (the “Company”), acting in the best interest of the Company and its shareholders, has adopted this Policy for the Recovery of Erroneously Awarded Compensation (the “Policy”), which provides for the recovery of certain Incentive-Based Compensation (as de |
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| March 1, 2024 |
Mega Matrix Announces Inspiring Operating Metrics for the First Two Months of 2024 Exhibit 99.1 Mega Matrix Announces Inspiring Operating Metrics for the First Two Months of 2024 PALO ALTO, CA, March 1, 2024 (GLOBE NEWSWIRE) – Mega Matrix Corp. (NYSE American: MPU) (the “Company” or “MPU”) today announced FlexTV’s operating metrics for the first two months of 2024. Following FlexTV’s rise to 8th position in the Apple App Store Entertainment Top Charts (Free Apps, U.S.) in Januar |
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| March 1, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 21, 2024 |
As filed with the Securities and Exchange Commission on February 21, 2024 As filed with the Securities and Exchange Commission on February 21, 2024 Registration No. |
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| February 21, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) Mega Matrix Corp. |
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| January 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 19, 2024 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT, dated as of January 15, 2024 (“Effective Date”), is by and between Mega Matrix Corp., a Delaware Corporation (the “Company”), and Yunheng (Brad) Zhang (the “Employee”). WHEREAS (A) On September 16, 2022, the Company and the Employee entered into an employment agreement (the “Employment Agreement”), pursuant to which the Employee was ap |
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| January 19, 2024 |
MEGA MATRIX CORP. APPOINTS XIANGCHEN (STEVEN) GAO AS CHIEF OPERATING OFFICER Exhibit 99.1 MEGA MATRIX CORP. APPOINTS XIANGCHEN (STEVEN) GAO AS CHIEF OPERATING OFFICER PALO ALTO, Calif., Jan. 19, 2024 (GLOBE NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that Mr. Xiangchen (Steven) Gao has been appointed as the Company’s Chief Operating Officer. Mr. Gao will lead the development of the Company’s new short drama business and will |
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| January 19, 2024 |
Exhibit 10.3 MEGA MATRIX CORP. RESTRICTED STOCK UNIT AWARD AGREEMENT UNDER THE MEGA MATRIX CORP. AMENDED AND RESTATED 2021 EQUITY INCENTIVE PLAN TO: Xiangchen Gao To encourage your service as the chief operating officer of Mega Matrix Corp. (the “Company”) or its subsidiary, you have been granted this restricted stock unit award (the “Award”) pursuant to the Company’s Amended and Restated 2021 Equ |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 18, 2024 |
Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE “SEC”) OR ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY OF ANY JURISD |
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| January 18, 2024 |
Exhibit 4.1 THIS WARRANT CERTIFICATE AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF |
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| January 8, 2024 |
Exhibit 10.1 Certain information contained in this Exhibit has been excluded because it is both (1) not material and (2) of the type that the company treats as private or confidential. The redaction of such information is indicated by “***”. THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER T |
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| January 8, 2024 |
Exhibit 10.2 Certain information contained in this Exhibit has been excluded because it is both (1) not material and (2) of the type that the company treats as private or confidential. The redaction of such information is indicated by “***”. FUNVERSE HOLDING LIMITED SHAREHOLDERS AGREEMENT This Shareholders Agreement (this “Agreement”) is made and entered into as of January 7, 2024 (the “Effective |
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| January 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 7, 2024 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 8, 2024 |
Exhibit 99.1 MEGA MATRIX CORP. ANNOUCED THAT IT HAS SUCCESSFULLY CLOSED THE ACQUISITION OF 60% OF THE PARENT OF FLEXTV, A SHORT DRAMA STREAMING PLATFORM PALO ALTO, CA, January 8, 2024 (GLOBE NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that it has entered into and closed a definitive Share Exchange Agreement with FunVerse Holding Limited (“FunVerse”) |
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| January 2, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 27, 2023 |
Exhibit 2.1 SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER This SECOND AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of December 26, 2023, by and among Mega Matrix Corp., a Delaware corporation (“MPU”), Mega Matrix Inc. (formerly known as MarsProtocol Inc.), an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiar |
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| December 27, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 26, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 20, 2023 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 20, 2023 |
LICENCE AGREEMENT TO USE “MARSPROTOCOL” TRADE MARKS Exhibit 99.1 LICENCE AGREEMENT TO USE “MARSPROTOCOL” TRADE MARKS THIS AGREEMENT (the “Agreement”) is dated December 15, 2023 (the “Effective Date”) Parties 1. SAVING DIGITAL PTE. LTD. (Singapore Unique Entity No. 202122238R), a company incorporated in Singapore with its registered address at 88 Market Street, #21, Singapore 048948 (the “Licensor”); and 2. MARSLAND GLOBAL LIMITED (Unique Entity No. |
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| December 18, 2023 |
Exhibit 3.1 FOURTH AMENDED AND RESTATED BYLAWS OF MEGA MATRIX CORP. (a Delaware Corporation) as amended and restated on December 16, 2023 ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of Mega Matrix Corp. (the “Corporation”) will be fixed in the Certificate of Incorporation of the Corporation (the “Certificate of Incorporation”). Section 1.02 Other Offices. The Corporatio |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 15, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 15, 2023 |
Exhibit 99.1 MEGA MATRIX CORP. announced that it has entered into a Non-Binding Letter of Intent with Yuder Pte, Ltd, a Mid-Length Streaming Platform Company focusing on Short Drama. PALO ALTO, CA, November 15, 2023 (GLOBE NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that it has entered into a non-binding letter of intent to acquire sixty percent (60 |
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| November 13, 2023 |
MEGA MATRIX CORP. Reports Third Quarter 2023 Financial Results Exhibit 99.1 MEGA MATRIX CORP. Reports Third Quarter 2023 Financial Results PALO ALTO, CA, November 13, 2023 (GLOBE NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its third quarter ended September 30, 2023. Financial Highlights ● The Company had cash and cash equivalents of $2.0 million, and total liquidity (defined as cash equiva |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as spec |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| September 22, 2023 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| August 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specified |
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| August 14, 2023 |
Exhibit 99.1 PALO ALTO, CA, August 14, 2023 (GLOBE NEWSWIRE) - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its second quarter ended June 30, 2023. Financial Highlights ● The Company had cash and cash equivalents of $6.8 million, and total liquidity (defined as cash equivalents and restricted cash, stable coins and digital assets) of approx |
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| August 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| August 9, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| August 9, 2023 |
Exhibit 10.1 Termination Agreement This Termination Agreement is entered into on this 4th day of August 2023 (“Effective Date”), AMONG: (1) BIT DIGITAL SINGAPORE PTE LTD (Singapore Unique Entity No. 202122810K), a company incorporated in Singapore with its registered address at 120 Robinson Road, #13-01, Singapore 068913 (“Bit Digital”); AND: (2) SAVING DIGITAL PTE LTD (Singapore Unique Entity No. |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| June 8, 2023 |
John P. Yung 2020 West El Camino Avenue, Suite 700 Sacramento, California 95833 [email protected] Direct: 916.646.8288 June 8, 2023 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Crypto Assets 100 F Street NE Washington, DC 20549 Re: Mega Matrix Corp. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed March 31, 2023 File No. 001-13387 Dear Sir/ |
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| May 12, 2023 |
MEGA MATRIX CORP. Announces Financial and Operational Highlights for First Quarter of 2023 Exhibit 99.1 MEGA MATRIX CORP. Announces Financial and Operational Highlights for First Quarter of 2023 PALO ALTO, Calif., May 12, 2023 /Globe Newswire/ - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its first fiscal quarter ended March 31, 2023. Financial Highlights - The Company had cash and cash equivalents of $8.6 million, and total liq |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specifie |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 17, 2023 |
Exhibit 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER This AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of April 14, 2023, by and among Mega Matrix Corp., a Delaware corporation (“MPU”), and MarsProtocol Inc., an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of MPU (“MPU Cayman”). RECITALS 1. MPU and MPU C |
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| March 31, 2023 |
Subsidiaries of Mega Matrix Corp. EXHIBIT 21.1 LIST OF SUBSIDIARIES The following list sets forth the subsidiaries of the registrant as of December 31, 2022: Company State of Incorporation Mega Metaverse Corp. California Saving Digital Pte. Ltd. Singapore Marsprotocol Inc. Cayman Islands ACY SN 15129 LLC (1) Delaware ACY SN 19002 Limited (1) United Kingdom ACY SN 19003 Limited (1) United Kingdom JetFleet Management Corp California |
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| March 31, 2023 |
MEGA MATRIX CORP. Reports Fiscal Year 2022 Financial Results Exhibit 99.1 MEGA MATRIX CORP. Reports Fiscal Year 2022 Financial Results PALO ALTO, Calif., March 31, 2023 /Globe Newswire/ - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced financial results for its fiscal year ended December 31, 2022. Financial Highlights - The Company had cash and cash equivalents of $7.3 million, and total liquidity (defined as cash equivalent |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 Mega Matrix Corp. |
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| March 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 7, 2023 |
Exhibit 10.1 Dated the 1st day of March 2023 SHAREHOLDERS’ AGREEMENT relating to MARSPROTOCOL TECHNOLOGIES PTE LTD THIS SHAREHOLDERS’ AGREEMENT (“Agreement”) is made on the 1st day of March 2023, AMONG: (1) BIT DIGITAL SINGAPORE PTE LTD (Singapore Unique Entity No. 202122810K), a company incorporated in Singapore with its registered address at 120 Robinson Road, #13-01, Singapore 068913 (“Bit Digi |
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| March 7, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUNCES ESTABLISHMENT OF A JOINT VENTURE WITH BIT DIGITAL, INC. TO JOINTLY PROVIDE DIGITAL ASSETS STAKING SERVICES PALO ALTO, CALIFORNIA, March 7, 2023 /GlobeNewswire/ - Mega Matrix Corp. (“MTMT” or the “Company”) (NYSE American: MPU), today announced that its wholly-owned Singapore subsidiary, Saving Digital Pte. Ltd. (“Saving”) has formed a |
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| March 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| February 16, 2023 |
MEGA MATRIX CORP. APPOINTS DORIS WANG AS CHIEF MARKETING OFFICER Exhibit 99.1 MEGA MATRIX CORP. APPOINTS DORIS WANG AS CHIEF MARKETING OFFICER PALO ALTO, CALIFORNIA, February 16, 2023 /GlobeNewswire/ - Mega Matrix Corp. (“MPU” or the “Company”) (NYSE American: MPU), today announced that its Singapore subsidiary, Saving Digital Pte. Ltd. (“Saving”), appointed Ms. Doris Wang as Chief Marketing Officer. Doris Wang joined Mega Matrix in February 2023. Prior to join |
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| February 16, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| February 15, 2023 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| January 27, 2023 |
MEGA MATRIX CORP. ANNOUNCES NYSE AMEX Ticker Symbol Change from MTMT to MPU Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUNCES NYSE AMEX Ticker Symbol Change from MTMT to MPU PALO ALTO, CALIFORNIA, January 27, 2023 /GlobeNewswire/ - Mega Matrix Corp. (“MTMT” or the “Company”) (NYSE American: MTMT), today announced that it will be changing its ticker symbol from “MTMT” to “MPU”. Effective on Monday, February 6, 2023, the Company’s common shares will trade on th |
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| January 27, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 20, 2023 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| January 20, 2023 |
Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUNCES INITIAL CLOSING OF ITS PRIVATE PLACEMENT AND RAISES $ 10 MILLION TO LAUNCH NEW PLATFORM “MARSPROTOCOL” TO DEVELOP NEW BUSINESS IN DIGITAL ASSETS STAKING PALO ALTO, CALIFORNIA, January 20, 2023 /GlobeNewswire/ - Mega Matrix Corp. (“MTMT” or the “Company”) (NYSE American: MTMT), today announced that the Company closed its initial round o |
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| December 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 27, 2022 |
EX-10.1 2 ea170860ex10-1megamatrix.htm FORM OF SECURITIES PURCHASE AGREEMENT, DATED DECEMBER 23, 2022 Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE |
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| December 16, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 13, 2022 |
ACY / AeroCentury Corp. / Hu Yucheng - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* MEGA MATRIX CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 007737109 (CUSIP Number) Yucheng Hu Group 7, Yantai Village, Liaoye Town, Yingshan, Sichuan, China ＋86 18681227724 (Name, Address and Telephone Num |
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| December 7, 2022 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER (this ?Agreement?) is entered into as of December 7, 2022, by and among Mega Matrix Corp., a Delaware corporation (?MTMT?), and MarsProtocol Inc., an exempted company incorporated under the laws of the Cayman Islands and a wholly owned subsidiary of MTMT (?MTMT Cayman?). RECITALS 1. The Boards of Directors of each of MTMT a |
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| December 7, 2022 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 28, 2022 |
X0708 D LIVE 0001036848 Mega Matrix Corp. 3000 El Camino Real, Bldg 4, Ste 200 Palo Alto CA CALIFORNIA 94306 650-340-1888 DELAWARE AEROCENTURY CORP AEROMAX INC Corporation true Yucheng Hu 3000 El Camino Real, Bldg 4, Ste 200 Palo Alto CA CALIFORNIA 94306 Executive Officer Director Yunheng Zhang 3000 El Camino Real, Bldg 4, Ste 200 Palo Alto CA CALIFORNIA 94306 Executive Officer Director Siyuan Zhu |
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| November 23, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ? ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| November 23, 2022 |
MEGA MATRIX CORP. ANNOUCED HOLDING OF VIRTUAL 2022 ANNUAL MEETING OF STOCKHOLDERS Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUCED HOLDING OF VIRTUAL 2022 ANNUAL MEETING OF STOCKHOLDERS PALO ALTO, CALIFORNIA, November 23, 2022/GlobeNewswire/ - Mega Matrix Corp. (?MTMT? or the ?Company?) (NYSE American: MTMT), today announced that, due to travel restrictions and to protect the health and safety of its shareholders, employees, directors and communities amidst the COV |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as spec |
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| November 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 7, 2022 |
MEGA MATRIX CORP. ANNOUNCED TO DISCONTINUE THE MANO GAME AND THE ALSPACE PLATFORM Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUNCED TO DISCONTINUE THE MANO GAME AND THE ALSPACE PLATFORM PALO ALTO, CALIFORNIA, November 7, 2022 /GlobeNewswire/ - Mega Matrix Corp. (?MTMT? or the ?Company?) (NYSE American: MTMT), today announced that, due to regulatory challenges, on November 4, 2022, the Company discontinued the operations of the Mano game and the alSpace platform. Th |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| November 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| October 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 19, 2022 |
MEGA MATRIX CORP. ANNOUCED CLOSING OF PRIVATE PLACEMENT OF $4.4 MILLION Exhibit 99.1 FOR IMMEDIATE RELEASE MEGA MATRIX CORP. ANNOUCED CLOSING OF PRIVATE PLACEMENT OF $4.4 MILLION PALO ALTO, CALIFORNIA, October 19, 2022 /GlobeNewswire/ - Mega Matrix Corp. (?MTMT? or the ?Company?) (NYSE American: MTMT), today announced that, on October 18, 2022, the Company has completed its previously announced private placement for the purchase of 4,400,000 shares of the Company?s co |
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| October 19, 2022 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 11, 2022 |
(formerly known as Aerocentury Corp.) 2,397,305 Shares Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-262217 PROSPECTUS (formerly known as Aerocentury Corp.) 2,397,305 Shares Common Stock Pursuant to this prospectus, the selling stockholder identified herein are offering on a resale basis an aggregate of 2,397,305 shares of our common stock that were issued in connection with a private placement we completed on September 30, 2021. We will not r |
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| October 6, 2022 |
As filed with the Securities and Exchange Commission on October 6, 2022 As filed with the Securities and Exchange Commission on October 6, 2022 Registration No. |
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| October 5, 2022 |
CORRESP 1 filename1.htm October 5, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Taylor Beech and Erin Jaskot Re: MEGA MATRIX CORP. Registration Statement on Form S-1, as amended (File No. 333-262217) Request for Acceleration Requested Date: October 7, 2022 Requested Time: 4:30 p.m. Eastern Time Ladies and Gen |
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| September 30, 2022 |
Exhibit 10.1 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE ?SEC?) OR ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY OF ANY JURISD |
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| September 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 28, 2022 |
As filed with the Securities and Exchange Commission on September 28, 2022 As filed with the Securities and Exchange Commission on September 28, 2022 Registration No. |
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| September 28, 2022 |
CORRESP 1 filename1.htm John P. Yung 2020 West El Camino Avenue, Suite 700 Sacramento, California 95833 [email protected] Direct: 916.646.8288 September 28, 2022 Via Edgar U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street NE Washington, DC 20549 Re: Mega Matrix Corp. (formerly known as AeroCentury Corp.) Amendment No. 2 to Reg |
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| September 23, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in its charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| September 21, 2022 |
Exhibit 10.3 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT, dated September 16, 2022, is by and between Mega Matrix Corp., a Delaware Corporation (the ?Company?) and FNC Advisory Limited (the ?Consultant?). WHEREAS the Company desires to procure consulting services from the Consultant, and the Consultant desire to provide consulting services to the Company. NOW THEREFORE, in consideration of the |
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| September 21, 2022 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT, dated as of September 16, 2022, is by and between Mega Matrix Corp. (formerly AeroCentury Corp.) a Delaware Corporation (the ?Company?), and Florence Ng (the ?Employee?). WHEREAS (A) On October 1, 2021, the Company and the Employee entered into an employment agreement (the ?Employment Agreement?), pursuant to which the Employee was app |
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| September 21, 2022 |
Exhibit 10.2 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT, dated September 16, 2022, is by and between Mega Matrix Corp., a Delaware Corporation (the ?Company?) and Florence Ng (the ?Consultant?). WHEREAS the Company desires to procure consulting services from the Consultant, and the Consultant desire to provide consulting services to the Company. NOW THEREFORE, in consideration of the premises |
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| August 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specified |
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| August 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-13387 CUSIP Number: 007737109 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transi |
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| August 1, 2022 |
As filed with the Securities and Exchange Commission on August 1, 2022 As filed with the Securities and Exchange Commission on August 1, 2022 Registration No. |
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| August 1, 2022 |
John P. Yung 2020 West El Camino Avenue, Suite 700 Sacramento, California 95833 [email protected] Direct: 916.646.8288 August 1, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street NE Washington, DC 20549 Re: Mega Matrix Corp. (formerly known as AeroCentury Corp.) Amendment No. 1 to Registration Statement on Form S-1 Filed |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 MEGA MATRIX CORP. (Exact name of registrant as specifie |
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| May 16, 2022 |
Regulation FD Disclosure, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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| May 16, 2022 |
MEGA MATRIX CORP. Reports Fiscal First Quarter 2022 Financial Results Exhibit 99.1 MEGA MATRIX CORP. Reports Fiscal First Quarter 2022 Financial Results PALO ALTO, California, May 16, 2022 /PRNewswire/ - Mega Matrix Corp. (?MTMT? or the ?Company?) (NYSE American: MTMT), today announced its financial results for the fiscal first quarter ended March 31, 2022. In late March 2022, the Company released its first NFT game ?Mano? through Mega Metaverse Corp., its wholly ow |
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| April 21, 2022 |
As filed with the Securities and Exchange Commission on April 21, 2022 As filed with the Securities and Exchange Commission on April 21, 2022 Registration No. |
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| April 21, 2022 |
John P. Yung 2020 West El Camino Avenue, Suite 700 Sacramento, California 95833 [email protected] Direct: 916.646.8288 April 21, 2022 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street NE Washington, DC 20549 Re: Mega Matrix Corp. (formerly known as AeroCentury Corp.) Registration Statement on Form S-1 Filed January 18, 2022 Fi |
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| April 21, 2022 |
Calculation of Filing Fee Table Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Mega Matrix Corp. |
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| March 30, 2022 |
EXHIBIT 21.1 LIST OF SUBSIDIARIES The following list sets forth the subsidiaries of the registrant as of December 31, 2021: Company State of Incorporation Mega Metaverse Corp. California JetFleet Holding Corp.(1) California ACY SN 15129 LLC (2) Delaware ACY SN 19002 Limited (2) United Kingdom ACY SN 19003 Limited (2) United Kingdom JetFleet Management Corp (1)(2) California 1314401 Alberta Inc., d |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 30, 2022 |
EXHIBIT 4(vi) DESCRIPTION OF CAPITAL STOCK The description below of our capital stock and provisions of our second amended and restated certificate of incorporation, as amended, and third amended and restated bylaws are summaries and are qualified by reference to the second amended and restated certificate of incorporation, as amended, and the third amended and restated bylaws. |
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| March 30, 2022 |
EXHIBIT 10.10 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS BOTH (i) NOT MATERIAL AND (ii) WOULD BE COMPETITIVELY HARMFUL IF PUBLICLY DISCLOSED. Alspace Metaverse Project Entrusted Development Agreement October 1, 2021 Date: October 1, 2021 This Alspace Metaverse Project Entrusted Development Agreement (this ?Agreement?) is entered int |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 Mega Matrix Corp. |
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| March 30, 2022 |
Mega Matrix Announces 2021 Financial Highlights Exhibit 99.1 Mega Matrix Announces 2021 Financial Highlights PALO ALTO, Calif., March 30, 2022 /PRNewswire/ - Mega Matrix Corp. (f/k/a AeroCentury Corp.) (the ?Company?) (NYSE American: MTMT), today announced its financial results for its fiscal year ended December 31, 2021. Financial Highlights: ? Net income in the fiscal year of 2021 was $14.7 million as compared to a net loss of $42.2 million i |
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| March 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2022 MEGA MATRIX CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| March 25, 2022 |
Exhibit 3.2 THIRD AMENDED AND RESTATED BYLAWS OF MEGA MATRIX CORP. (a Delaware Corporation) as amended and restated on March 25, 2022 ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of Mega Matrix Corp. (the ?Corporation?) will be fixed in the Certificate of Incorporation of the Corporation (the ?Certificate of Incorporation?). Section 1.02 Other Offices. The Corporation ma |
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| March 25, 2022 |
Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT (this ?Amendment?) to that certain Employment Agreement by and between Mega Matrix Corp., (f/k/a AeroCentury Corp.), a Delaware corporation (the ?Company?) and Florence Ng (the ?Employee?), dated October 1, 2021, as amended on November 1, 2021 (the ?Original Employment Agreement?), is entered into as of March 25, 2022. WHE |
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| March 25, 2022 |
Exhibit 99.1 AEROCENTURY COMPLETED CORPORATE NAME CHANGE FROM ?AEROCENTURY CORP.? TO ?MEGA MATRIX CORP.? AND WILL BEGIN TRADING UNDER NEW TICKER SYMBOL ?MTMT? PALO ALTO, CALIFORNIA, March 25, 2022 /PRNewswire/ - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced that is has completed the Company?s previously announced corporate name change from ?AeroCentury Co |
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| March 25, 2022 |
Exhibit 3.1 |
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| March 14, 2022 |
AEROCENTURY PROPOSES TO CHANGE NAME TO “MEGA MATRIX CORP” AND ANNOUNCES ITS NEW TICKER TO BE “MTMT” Exhibit 99.2 FOR IMMEDIATE RELEASE AEROCENTURY PROPOSES TO CHANGE NAME TO ?MEGA MATRIX CORP? AND ANNOUNCES ITS NEW TICKER TO BE ?MTMT? PALO ALTO, CALIFORNIA, March 14, 2022 /PRNewswire/ - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced that it plans to change its name from ?AeroCentury Corp.? to ?Mega Matrix Corp.? to better reflect its expansion into Metav |
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| March 14, 2022 |
AEROCENTURY REGAINS COMPLIANCE WITH NYSE AMERICAN Exhibit 99.1 FOR IMMEDIATE RELEASE AEROCENTURY REGAINS COMPLIANCE WITH NYSE AMERICAN PALO ALTO, CALIFORNIA, March 14, 2022 /PRNewswire/ - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced it has received written notice from the NYSE American LLC (the ?NYSE American?) that the Company has regained compliance with continued listing standards outlined in Part 10 |
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| March 14, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2022 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| January 18, 2022 |
Power of Attorney (included on the signature page to the initial registration statement) As filed with the Securities and Exchange Commission on January 18, 2022 Registration No. |
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| January 18, 2022 |
Subsidiaries of AeroCentury Corp. Exhibit 21.1 Subsidiaries of AeroCentury Corp. Mega Metaverse Corp., a California Corporation JetFleet Management Corp., a California corporation |
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| January 3, 2022 |
Exhibit 10.1 AEROCENTURY CORP. 2021 EQUITY INCENTIVE PLAN Adopted by the Board on October 23, 2021 Approved by the Shareholders on December 29, 2021 Adjusted for the 5-For-1 Forward Stock Split, Effective December 30, 2021 AEROCENTURY CORP. 2021 EQUITY INCENTIVE PLAN Adopted by the Board on October 23, 2021 Approved by the Shareholders on December 29, 2021 Adjusted for the 5-For-1 Forward Stock Sp |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 29, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 29, 2021 |
EX-3.1 2 ea153023ex3-1aerocen.htm CERTIFICATE OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF AEROCENTURY CORP Exhibit 3.1 Delaware Page 1 The First State I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “AEROCENTURY CORP.”, FILED IN THIS OFFICE ON THE TWENTY-THIRD DAY OF DECEMBER, A |
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| December 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 17, 2021 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT (this ?Amendment?) to the Employment Agreement dated October 1, 2021 (the ?Original Employment Agreement?), by and between AeroCentury Corp., a Delaware corporation (the ?Company?) and Yucheng Hu (the ?Employee?), is entered into as of December 16, 2021. WHEREAS, the Company and Employee are parties to the Original Employment Agreement; |
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| December 17, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 17, 2021 |
AEROCENTURY CORP. ANNOUNCES A 5-FOR-1 FORWARD STOCK SPLIT Exhibit 99.1 AEROCENTURY CORP. ANNOUNCES A 5-FOR-1 FORWARD STOCK SPLIT PALO ALTO, CALIFORNIA, December 17, 2021 /PRNewswire/ - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced that it plans to file a Certificate of Amendment to the Certificate of Incorporation of the Company (the ?Certificate of Amendment?) to implement a 5-for-1 forward stock split of its i |
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| December 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 10, 2021 |
Exhibit 99.2 |
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| December 10, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| December 10, 2021 |
Exhibit 99.1 Florence Ng VP of Operations and Business Development (650) 340-1888 FOR IMMEDIATE RELEASE AeroCentury Corp.?s Wholly-owned Subsidiary, Mega Metaverse Corp., Launches GameFi Business with its First NFT Game ?Mano?, a ?Play-to-Earn? Game in the Metaverse. The Company believes it is the first NYSE AMEX listed company with GameFi business. PALO ALTO, CALIFORNIA, Dec 10, 2021 (GLOBE NEWSW |
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| December 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement AEROCENTURY CORP. |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-13387 AEROCENTURY CORP. (Exact name of registrant as spec |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary Information Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ? Definitive Information Statement AEROCENTURY CORP. |
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| November 19, 2021 |
AEROCENTURY CORP. REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Exhibit 99.1 AEROCENTURY CORP. REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS PALO ALTO, CALIFORNIA, November 19, 2021 /PRNewswire/ - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced financial results for its fiscal third quarter ended September 30, 2021. As previously reported, the Company and its U.S. subsidiaries previously filed voluntary petitions for rel |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ? ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| November 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant ? Filed by a Party other than the Registrant ? ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to ?240. |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number: 001-13387 CUSIP Number: 007737109 NOTIFICATION OF LATE FILING (Check One) ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: September 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? T |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| November 4, 2021 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT (this ?Amendment?) to that certain Employment Agreement by and between AeroCentury Corp., a Delaware corporation (the ?Company?) and Florence Ng (the ?Employee?), dated October 1, 2021 (the ?Original Employment Agreement?), is entered into as of November 1, 2021. WHEREAS, the Company and Employee are parties to the Original Employment A |
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| October 25, 2021 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 13, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 13, 2021 |
AeroCentury Corp. Pays Special Cash Dividend Exhibit 99.1 AeroCentury Corp. Pays Special Cash Dividend PALO ALTO, California, Oct. 13, 2021 /PRNewswire/ ? AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), today announced that in connection with the Company?s exit from Chapter 11 reorganization, as set forth in the Combined Disclosure Statement and Joint Chapter 11 Plan of Reorganization of AeroCentury Corp, and Its Aff |
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| October 8, 2021 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission File |
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| October 4, 2021 |
ACY / AeroCentury Corp. / Hu Yucheng - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* AEROCENTURY CORP. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 007737109 (CUSIP Number) Yucheng Hu Group 7,Yantai Village, Liaoye Town, Yingshan, Sichuan, China ?86 18681227724 (Name, Address and Telephone Numbe |
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| October 1, 2021 |
IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE Exhibit 99.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: Chapter 11 AEROCENTURY CORP., et al.,1 Case No. 21-10636 (JTD) Debtors. (Jointly Administered) Re: Docket No. 296 NOTICE OF (I) ENTRY OF CONFIRMATION ORDER, (II) OCCURRENCE OF EFFECTIVE DATE, AND (III) RELATED BAR DATES TO: ALL PARTIES IN INTEREST PLEASE TAKE NOTICE THAT: Confirmation of Plan. On August 31, 2021 |
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| October 1, 2021 |
Second Amended and Restated Bylaws of AeroCentury Corp. Exhibit 3.2 SECOND AMENDED AND RESTATED BYLAWS OF AEROCENTURY CORP. (a Delaware Corporation) as amended and restated on September 30, 2021 ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of AeroCentury Corp. (the ?Corporation?) will be fixed in the Certificate of Incorporation of the Corporation (the ?Certificate of Incorporation?). Section 1.02 Other Offices. The Corporati |
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| October 1, 2021 |
Exhibit 10.4 AEROCENTURY CORP. INDEPENDENT DIRECTOR AGREEMENT This Independent Director Agreement (the ?Agreement?) is made and entered into as of , 20, by and between Aerocentury Corp., a Delaware corporation (the ?Company?), and , an individual (?Director?). I. SERVICES 1.1 Board of Directors. Director agrees to perform such tasks as may be necessary to fulfill Director?s obligations as a member |
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| October 1, 2021 |
Exhibit 10.5 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is effective as of the day of , 2021 (the ?Effective Date?) between Aerocentury Corp., a Delaware corporation, with offices located at 3000 El Camino Real, Bldg. 4, Suite 200, Palo Alto, CA 94306 (the ?Company?) and , an individual (the ?Employee?). RECITATIONS 1. Company desires to employ or to continue to employ Employ |
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| October 1, 2021 |
Exhibit 10.3 SERIES A PREFERRED STOCK PURCHASE AGREEMENT This SERIES A PREFERRED STOCK PURCHASE AGREEMENT (this ?Agreement?), dated as of September 30, 2021, is entered into by and among JetFleet Holding Corp., a California corporation (the ?Company?), and AeroCentury Corp., a Delaware corporation (the ?Purchaser?). RECITALS. WHEREAS, on March 29, 2021, AeroCentury Corp., JetFleet Holding Corp., a |
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| October 1, 2021 |
AeroCentury Corp. Announces Closing of Securities Purchase Agreement EX-99.2 11 ea148089ex99-2aerocentury.htm PRESS RELEASE, DATED SEPTEMBER 30, 2021 Exhibit 99.2 AeroCentury Corp. Announces Closing of Securities Purchase Agreement PALO ALTO, CALIFORNIA, September 30, 2021 (GLOBE NEWSWIRE) - AeroCentury Corp. (“AeroCentury” or the “Company”) (NYSE American: ACY), today announced the closing of the sale of an aggregate 2,870,927 shares of Common Stock of the Company |
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| October 1, 2021 |
Exhibit 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AEROCENTURY CORP. Pursuant to Sections 242, 245 and 303 of the General Corporation Law of the State of Delaware AeroCentury Corp. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is A |
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| October 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in our charter) Delaware 001-13387 94-3263974 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| October 1, 2021 |
EX-10.1 4 ea148089ex10-1aerocentury.htm PLAN SPONSOR AGREEMENT, DATED AS OF AUGUST 16, 2021, BY AND AMONG AEROCENTURY CORP., JETFLEET HOLDING CORP., AND JETFLEET MANAGEMENT CORP. AND YUCHENG HU, HAO YANG, JING LI, YEH CHENG, YU WANG, TONGTONG MA, QIANG ZHANG, YANHUA LI, AND YIYI HUANG Exhibit 10.1 THIS PLAN SPONSOR AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF VOTES |
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| October 1, 2021 |
EX-10.2 5 ea148089ex10-2aerocentury.htm SECURITIES PURCHASE AGREEMENT, DATED AS OF SEPTEMBER 30, 2021, BY AND AMONG AEROCENTURY CORP, THE PLAN SPONSOR, AND YUCHENG HU, IN THE CAPACITY AS THE REPRESENTATIVE FOR THE PLAN SPONSOR Exhibit 10.2 THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR REGISTERED OR QUALIFIED UNDER THE |
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| October 1, 2021 |
Exhibit 10.6 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this ?Agreement?), made effective as of October 1, 2021 (the ?Effective Date?), is by and between AeroCentury Corp, a Delaware Corporation (the ?Company?), and Florence Ng (?Employee?). WHEREAS, the Company believes that Employee possesses the necessary qualifications and abilities to serve as General Counsel and Vice President of Operat |
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| September 29, 2021 |
EXHIBIT 16.1 September 28, 2021 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 We have been furnished with a copy of the response to Item 4.01 of Form 8-K for the event that occurred on September 22, 2021, to be filed by our former client, AeroCentury Corp. We agree with the statements made in response to that Item insofar as they relate to our Firm. Very truly yours, |
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| September 29, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 22, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 1440 Chapin Avenue, Sui |
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| September 20, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 20, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 000-1036848 (Commission Fi |
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| September 20, 2021 |
AeroCentury Corp. Reports Second Quarter 2021 Results EXHIBIT 99.1 Hal Lyons Chief Financial Officer (650) 340-1888 FOR IMMEDIATE RELEASE AeroCentury Corp. Reports Second Quarter 2021 Results BURLINGAME, California, August 20, 2021 - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), an independent aircraft leasing company, today reported a second quarter 2021 net loss of $3.2 million, or ($2.07) per share, compared to a net los |
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| September 16, 2021 |
UNITED STATE SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14F-1 Information Statement Required Pursuant to Section 14(f) of the Securities Exchange Act of 1934 and Rule 14f-1 Thereunder AeroCentury Corp. (Exact Name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-13387 (Commission File Number) 94-3263974 (IRS Employer Ide |
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| August 31, 2021 |
EXHIBIT 99.1 |
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| August 31, 2021 |
Financial Statements and Exhibits, Bankruptcy or Receivership SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 1440 Chapin Avenue, Suite |
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| August 23, 2021 |
EXHIBIT 10.1 THIS PLAN SPONSOR AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF VOTES WITH RESPECT TO A CHAPTER 11 PLAN OF REORGANIZATION. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. ACCEPTANCES OR REJECTIONS WITH RESPECT TO A CHAPTER 11 PLAN OF REORGANIZATION MAY NOT BE SOLICITED UNTIL A DISC |
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| August 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 AeroCentury Corp. |
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| August 17, 2021 |
SERIES B PREFERRED STOCK PURCHASE AGREEMENT SERIES B PREFERRED STOCK PURCHASE AGREEMENT This SERIES B PREFERRED STOCK PURCHASE AGREEMENT (this ?Agreement?), dated as of September , 2021, is entered into by and among JetFleet Holding Corp. |
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| August 17, 2021 |
COMMON STOCK PURCHASE AGREEMENT EX-99.5 6 exh995jhccommonstockpurch.htm FORM OF COMMON STOCK PA COMMON STOCK PURCHASE AGREEMENT This COMMON STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of September , 2021, is entered into by and among JetFleet Holding Corp., a California corporation (the “Company”), the purchasers listed on the Schedule of Purchasers attached hereto as Exhibit A (individually a “Purchaser” and collecti |
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| August 17, 2021 |
NT 10-Q 1 form12b25acynt10Q.htm ACY NT-10Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SEC File Number 001-13387 CUSIP Number: 007737109 NOTICE OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [ X ] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20- |
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| August 17, 2021 |
SECOND AMENDED AND RESTATED BYLAWS OF AEROCENTURY CORP. (a Delaware Corporation) as amended and restated on September , 2021 ARTICLE I OFFICES Section 1.01 Registered Office. The registered office of AeroCentury Corp. (the ?Corporation?) will be fixed in the Certificate of Incorporation of the Corporation (the ?Certificate of Incorporation?). Section 1.02 Other Offices. The Corporation may have ot |
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| August 17, 2021 |
EX-99.1 2 exh991plansponsoragreemen.htm FORM OF PLAN SPONSOR AGREEMENT 28491052.1 THIS PLAN SPONSOR AGREEMENT IS NOT AN OFFER WITH RESPECT TO ANY SECURITIES OR A SOLICITATION OF VOTES WITH RESPECT TO A CHAPTER 11 PLAN OF REORGANIZATION. ANY SUCH OFFER OR SOLICITATION WILL COMPLY WITH ALL APPLICABLE SECURITIES LAWS AND/OR PROVISIONS OF THE BANKRUPTCY CODE. ACCEPTANCES OR REJECTIONS WITH RESPECT TO |
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| August 17, 2021 |
SERIES A PREFERRED STOCK PURCHASE AGREEMENT SERIES A PREFERRED STOCK PURCHASE AGREEMENT This SERIES A PREFERRED STOCK PURCHASE AGREEMENT (this ?Agreement?), dated as of September , 2021, is entered into by and among JetFleet Holding Corp. |
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| August 17, 2021 |
EX-99.3 4 exh993acyamendedandrestat.htm FORM OF ACY A&R ARTICLES SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF AEROCENTURY CORP. Pursuant to Sections 242, 245 and 303 of the General Corporation Law of the State of Delaware AeroCentury Corp. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby ce |
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| August 17, 2021 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 16, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 1440 Chapin Avenue, Suite |
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| August 17, 2021 |
AMENDED AND RESTATED BYLAWS JETFLEET HOLDING CORP., a California corporation AMENDED AND RESTATED BYLAWS OF JETFLEET HOLDING CORP., a California corporation ARTICLE 1 Offices Section 1.1 Principal Executive Office. The principal executive office of the corporation shall be at such location within or outside the State of California as is fixed by the Board of Directors. The Board of Directors is hereby granted full power and authority to change said principal executive offi |
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| August 17, 2021 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION JETFLEET HOLDING CORP. a California corporation AMENDED AND RESTATED ARTICLES OF INCORPORATION OF JETFLEET HOLDING CORP. a California corporation The undersigned Michael G. Magnussen and Christopher B. Tigno hereby certify that: ONE: They are the duly elected and acting Chief Executive Officer and Secretary respectively of JetFleet Holding Corp., a California corporation (the ?Corporation?). TWO: This Amended and Restated Articles of Incorporat |
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| August 17, 2021 |
THE SECURITIES OFFERED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR REGISTERED OR QUALIFIED UNDER THE SECURITIES LAWS OF ANY STATE OR FOREIGN JURISDICTION OR APPROVED OR DISAPPROVED BY THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE ?SEC?) OR ANY STATE SECURITIES COMMISSION OR OTHER REGULATORY AUTHORITY OF ANY JURISDICTION, NOR HAS THE SEC OR ANY SUCH STATE SECURITIES COMMISSION OR REGULATORY AUTHORITY PASSED UPON THE MERITS OF THIS OFFERING, NOR IS IT INTENDED THAT THEY WILL. |
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| August 13, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Original Filing: August 9, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 1440 Chapin Avenue, Suite 310 B |
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| August 10, 2021 |
In re AEROCENTURY CORP., et al., In re AEROCENTURY CORP., et al., Investment Term Sheet August 9, 2021 This term sheet (this ?Term Sheet?) sets forth the principal terms of an investment by the Investors into AeroCentury Corp. (?AeroCentury?), which, together with JetFleet Holding Corp. and JetFleet Management Corp., commenced voluntary cases under chapter 11 of title 11 of the United Stated Code (the ?Bankruptcy Code?) in the Un |
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| August 10, 2021 |
Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of (Date of earliest event reported): August 9, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 1440 Chapin Avenue, Suite 310 Burl |
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| June 3, 2021 |
NYSE American Noncompliance Notice Received Hal Lyons Chief Financial Officer (650) 340-1888 FOR IMMEDIATE RELEASE NYSE American Noncompliance Notice Received BURLINGAME, California, June 2, 2021 - AeroCentury Corp. |
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| June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 28, 2021 AEROCENTURY CORP. (Exact name of registrant as specified in its charter) Delaware 94-3263974 (State or Other Jurisdiction of incorporation) (I.R.S. Employer Identificatio |
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| May 25, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Employer Identification No.) 000-1036848 (Commission File |
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| May 25, 2021 |
Hal Lyons Chief Financial Officer (650) 340-1888 FOR IMMEDIATE RELEASE BURLINGAME, California, May 21, 2021 - AeroCentury Corp. |
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| May 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 AeroCentury Corp. |
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| May 17, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SEC File Number 001-13387 CUSIP Number: 007737109 NOTICE OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [ X ] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: March 31, 2021 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] T |
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| April 19, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 14, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 001-13387 94-3263974 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification |
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| April 19, 2021 |
AeroCentury Corp. Reports Fourth Quarter 2020 and Fiscal Year 2020 Results AeroCentury Corp. Reports 4Q2020 Earnings April 14, 2021 Harold M. Lyons Chief Financial Officer (650) 340-1888 AeroCentury Corp. Reports Fourth Quarter 2020 and Fiscal Year 2020 Results BURLINGAME, California, April 14, 2021 - AeroCentury Corp. (?AeroCentury? or the ?Company?) (NYSE American: ACY), an independent aircraft leasing company, today reported a fourth quarter 2020 net loss of $14.5 mil |
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| April 15, 2021 |
EHXIBIT 21.1 Subsidiaries ACY E-175 LLC, a Delaware limited liability company ACY SN 15129 LLC, a Delaware limited liability company ACY SN 19002 Limited, an English limited liability company ACY SN 19003 Limited, an English limited liability company JetFleet Holding Corp., a California corporation JetFleet Management Corp., a California corporation 1314401 Alberta Inc., d/b/a JetFleet Canada, an |
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| April 15, 2021 |
Annual Report - AEROCENTURY CORP.10-K 12/31/2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-13387 AeroCentury Corp. |
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| April 2, 2021 |
ASSET PURCHASE AGREEMENT dated as of March 26, 2021 AEROCENTURY CORP., as Seller DRAKE ASSET MANAGEMENT JERSEY LIMITED, as Buyer ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this ?Agreement?), dated as of March 26, 2021, by and among AEROCENTURY CORP., a corporation formed under the laws of Delaware, as seller (?ACY?), and DRAKE ASSET MANAGEMENT JERSEY LIMITED, a company incorporated in |
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| April 2, 2021 |
Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 001-13387 94-3263974 (State of Incorporation) (Commission File No.) (I.R.S. Employer Identification |
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| April 1, 2021 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 SEC File Number 001-13387 CUSIP Number: 007737109 NOTICE OF LATE FILING (Check One): [ X ] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: December 31, 2020 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] |
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| March 30, 2021 |
Pro Forma Statements On March 16, 2021, AeroCentury Corp. (the Company") sold its 100% membership interest in ACY E-175 LLC (the"LLC"), which owned three E-175 aircraft and was the obligee under certain debt to Norddeutsche Landesbank Girozentrale, New York Branch ("Nord"), and a party to an interest rate swap agreement with Norddeutsche Landesbank Girozentrale. The buyer assumed the notes payable |
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| March 30, 2021 |
AEROCENTURY REPORT ON FORM 8-K DATED MARCH 29, 2021 SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2021 |
Harold M. Lyons Chief Financial Officer (650) 340-1888 FOR IMMEDIATE RELEASE AeroCentury Corp. Files Petition for Chapter 11 Reorganization BURLINGAME, California, March 29, 2021 - AeroCentury Corp. (the "Company") today announced it and certain of its subsidiaries commenced a voluntary case (the “Chapter 11 Case”) under chapter 11 of title 11 of the United States Code (“Chapter 11”) in the United |
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| March 30, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of (Date of earliest event reported): March 16, 2021 Date of Original Filing: March 22, 2021 AEROCENTURY CORP. (Exact name of Registrant as specified in its charter) Delaware 94-3263974 (State of Incorporation) (I.R.S. Emplo |
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| March 22, 2021 |
EX-10.1 2 falkoacyllcmembershipint.htm LLC INTEREST PURCHASE AGREEMENT Execution Version MEMBERSHIP INTEREST PURCHASE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AGREEMENT, dated March 16, 2021 (this “Agreement”), is made by and among AeroCentury Corp., a Delaware corporation (“Seller”) and Drake Jet Leasing 10 LLC, a Delaware limited liability company (“Purchaser”). W I T N E S S E T H: WHEREAS, |
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| March 22, 2021 |
Execution Version SIDE LETTER NO. 1 THIS SIDE LETTER NO. 1, dated as of March 16, 2021 (this ?Side Letter?), is by and between AEROCENTURY CORP., (the "Seller"), DRAKE ASSET MANAGEMENT JERSEY LIMITED (the ?Lender?) and DRAKE JET LEASING 10 LLC (the "Buyer ") and UMB Bank, N.A. (not in its individual capacity but as Agent under the Loan Agreement, the "Agent", and together with the Seller, the Lend |
